273 NLRB 454
Doral Building Services, Inc.
454
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Dora! Building Services, Inc. and Abel A. 'Palma,
and Juan Hernandez. Cases 31-CA-9403 and"
31-CA-9420
14 December 1984
SUPPLEMENTAL DECISON AND
, ORDER -
BY CHAIRMAN DOTSON AND ,MEMBERS
ZIMMERMAN AND DENNIS
On 13 January 1981 the National Labor Rela-
tions Board issued its Decision and Order sin this
proceeding,' in which it adopted Administrative
Law Judge David G. .Heilbrun's findings that the
Respondent violated Section 8(a)(3) and (1) of-the
Act by discharging employees Palma and Hernan-
dez and Section 8(a)(1) by interrogating, threaten-
ing, and promising benefits to several of its em-
ployees. On 28 January 1982 the United States
Court of Appeals for the Ninth- Circuit denied en-:
forcement of the Board's Order and remanded the
case to the Board for the limited purpose of -per-
mitting the Respondent to cross-examine three wit-
nesses regarding affidavits they submitted to the
Board. 2
On 11 August 1982 the -Board remanded the case
to the judge to reopen the hearing- to permit,the re-,
quired cross-examination and to issue a . supplemen-
tal decision following the reopened hearing.
On 30 August 1983 the judge issued the attached
supplemental decision. The Respondent filed excep-
tions and a supporting brief.
The Natiönal Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the original and Sup-
plemental decisions and the record in light of the
exceptions and brief and has decided to affirm the
254 NLRB 105
2 NLRB v Dora! Bldg Services, 666 F 2d 432 (9th Cir 1982)
3 The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are Incorrect Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
In the initial decision, the judge found that employee Donado's testi-
mony corroborated employee Palma's claim that Palma had discussed
unionization of the Respondent's employees with General Manager
Gamboa at a party in early September 1979 The decision also suggests,
however, that Donado testified only to speaking with Gamboa at the
party about possible employment and that Donado "could not testify as
to any details" of the conversation between Gamboa and Palma The
record clearly shows and we find that Donado credibly testified that he
heard Palma and Gamboa discuss unionizing at the party Contrary to the
dissent, the judge in several instances did reject the Respondent's allega-
tions of inconsistency in the employees' testimony and affidavits More-
over, we agree with the judge that the inconsistencies that do exist are
minor and do not diminish the employees' credibility as established in
part by their demeanor Nor do the minor inconsistencies render credible
the rejected testimony of the Respondent's witnesses
judge's rulings, findings, 3 and conclusions4 and to
adopt the supplemental decision's recommended •
disposition.
- ORDER
Based on the judge's decision and supplemental
decision and the entire record, the National Labor
Relations Board reaffirms its Order issued 13 Janu-
ary 1981 and orders that the Respondent, Doral
Building Services, Inc., Los Angeles, California, its
officers, agents, successors, and assigns, shall take
the -action set forth in that Order.
CHAIRMAN DOTSON, dissenting.
Contrary to my colleagues, I cannot adopt the
judge's credibility findings in this case.
Iii crediting the testimony of employees Palma
and' Hernandez, the judge indicated that he gave
"major weight" to demeanor because of the prob-
lems which he considered inherent in the transla-
tion, of testimony. The judge quoted extensively
from law review articles analyzing the difficulties
of translation, and he concluded that "the entire
mechanism of interpreting a witness' answers is
open to some question." The judge noted the nu-
merous, inconsistencies in the employees' testimony,
but he attributed those inconsistencies to complica-
tions created by "the translation patterns of one
language into another."
Even accepting the premise that there are inher-
ent difficulties in translation, I conclude that the
judge's lengthy discussion of these difficulties
misses the mark. What is most apparent from the
testimony of Palma and Hernandez is not that they
misinterpreted or failed to understand the, questions
being asked, but that they were unable consistently
to remember the significant events which tran-
spired in this proceeding. Subtle differences of
meaning surely arise during translation, but those
differences have no relation to the question of
whether a witness has the ability to remember a
particular event. In my view, the judge's heavy
4 In the supplemental decision, the judge reaffirmed his conclusion that
the Respondent interrogated employees in violation of Sec 8(a)(1) The
onginal decision, however, did not clearly identify those unlawful inter-
rogations The record discloses the following unlawful interrogations (1)
several days before 20 September 1979 General Manager Gamboa asked
employee Ramiro Aleman if he had signed a union card, (2) on or about
13 September 1979 Gamboa asked employee James "what we thought
about the union", and (3) on 20 September 1979 President Alan Florea
asked a group of assembled employees if they had signed union cards and
if they knew those cards belonged to the Union We note that the inter-
rogations occurred against a background of other unfair labor practices
and that there is no evidence the interrogated employees had openly pro-
claimed support for the Union See generally Rossmore House, 269 NLRB
1176 (1984) Member Zimmerman, who dissented in Rossmore House,
does not rely on that case, although he agrees with his colleagues that
these interrogations violate Sec 8(a)(1)
273 NLRB No. 69
DORAL BUILDING SERVICES
455
emphasis on the difficulties of translation is not dis-
positive of the issues in this case.
Apart from the issue of translation, I am not per-
suaded by the judge's reliance on demeanor. The
Board has recently emphasized that "the invocation
of the demeanor factor is not a substitute for a
complete review and analysis of all the record evi-
dence." The judge set forth the employees' nu-
merous 'inconsistencies, but instead of analyzing
their testimony he simply stated that the inconsist-
encies were of "insufficient significance" and that
the ,Respondent's contentions were "most sterile."
In addition, the judge labeled Palma's 'extensive
memory lapses as "personal musings during an ex-
traordinary experience not fully understood as to
purpose." The judge has simply obfuscated the
issues, and I see little to distinguish his conclusional
statements from the failure of the judge in Jewel
Bakery to analyze the "internal ambiguity" and
"confusion" of the testimony of a credited wit-
ness. 2
In view of the foregoing, I would reverse the
judge's credibility resolutions. As the judge noted,
those findings were crucial to the General Coun-
sel's prima facie case, and consequently I would
dismiss the 8(a)(3) and (1) allegations with respect
to Palma and Hernandez.
1 Jewel Bal4ty, 268 NLRB 1326 (1984)
2 268 NLRB 1326
SUPPLEMENTAL DECISION
DAVID G. HEILBRUN, Administrative Law Judge Fol-
lowing hearing on an 8(a)(1) and (3) complaint in May
1980, the Board issued its Decision and Order (254
NLRB 105) on January 13, 1981, adopting conclusions
that certain unfair labor practices had been committed by
Respondent and expressly finding no basis to disturb cer-
tain credibility findings._made in the decisional process.
Thereafter on January 28, 1982, , the United States Court
of Appeals for the Ninth Circuit rendered an opinion
(666 F.2d 432), denying enforcement of the Board's
Order and remanding the case with directions to reopen
the record and permit Respondent a described measure
of cross-examination. The Board accepted the court's
remand after duly considering the matter and, on August
11, 1982, issued its Order reopening the record to permit
cross-examination in reference to the affidavits of Abel
Palma, Juan Hernandez, and Isaias Donado on the basis
of official English language translations of preheanng
Spanish language statements.
Pursuant to this reopening and remand Order of the
Board, the matter was set for further hearing on April 5,
1983, at Los Angeles, California. This transpired with
each of the three named individuals being cross-exam-
ined by Respondent respecting their original testimony in
May 1980, based on official English translations of their
investigatory affidavits as originally written in Spanish
and in that form attested thereto Following this the
matter was reopened on June 2, 1983, at which time
Board Agent Frank Kazsimer, the person investigating
the unfair labor practice charges on which the complaint
issued, was examined by Respondent concerning his affi-
davit-taking practices with foreign-speaking witnesses,
and in particular reference to a witness response of
Donado that notwithstanding the typical jurat to his own
Spanish language statement he could not, in fact, read
Spanish.
On the entire record 'as now made, my observation of
witnesses, and consideration of the General Counsel's
oral summation made on June 2, 1983, as well as Re-
spondent's postheanng brief, I make these further find-
ings, conclusions, and recommendation
I. FULFILLMENT OF COURT REMAND
A Introduction
In writing its opinion the Ninth Circuit noted that
since "no one at the hearing understood Spanish" a
proper cross-examination was rendered "impossible and
unhelpful to a Judge charged with, making credibility de-
terminations." It was this factor which led the court to
require that "Official English translations of the original
Spanish statements should be prepared" . and furnished in
connection with reopening
The reality of this proceeding, as would be expected in
a modern polyethnic urban setting, is that language com-
prehension of persons involved had adumbral character-
istics This is exemplified by the situation of Ramiro
Aleman, a witness for the General Counsel whose origi-
nal testimony covered 46 pages of transcript Aleman's
testimony was 'assessed in my original decision, and he
was specifically named as a "credible" witness' insofar
as merits of- the case were concerned. Aleman testified
through an interpreter and initially negated any under-
standing of English (Tr. 188), but later modified this to
say that he understood "A little bit" (Tr. 206). This
raises the obvious ,question of how this "little bit" of
comprehension manifests in the thought processes of an
individual as he functions on the witness stand being
asked questions about events of the past, and is a matter
in harmony with my observations and those of counsel.
Respondent expressly sought to have the record reflect
that Aleman "was responding to the question prior to it
being translated" (Tr 167), while the General Counsel
both expressly agreed to "making that representation"
and further observed that Aleman "begins to answer
some questions prior to the time the translater has com-
pleted the interpretation" (Tr 191). I am on record as
agreeing that Aleman "does seem to be anticipating some
of these questions as though he has some command of
the language [and] seems to understand the thrust of
The pattern of Aleman's testimony was the same as Palma, Juan Her-
nandez, and Donado, inasmuch as Respondent requested preheanng state-
ments and was provided the Spanish version and unaficial English trans-
lation (Tr 175-175) Following Aleman's testimony a return of this mate-
rial was requested by the General Counsel ,(Tr 268) Nevertheless Re-
spondent has not apparently included Aleman in its arguments to the
Ninth Circuit, nor was his situation treated in the court's opinion
456
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
some of [Mr. Kaplan's] questions, or part of them. It's
one of these gray areas." (Tr. 167). And for this reason I
asked the interpreter to instruct him "simply tb hold his
answer until he has heard the question in Spanish" (Tr.
167). This highlights the problem of dual-language com-
prehension at a given moment in time, separate and apart
from the question of whether and to what extent an indi-
vidual has increased (or decreased) such comprehension
with the passage of time, and at a later point being ques-
tioned, again through an interpreter, about claimed in-
consistencies in his or her previously translated testimo-
ny.
A further matter of significance is that during investi-
gation and pretrial of an unfair labor practice case a wit-
ness (Palma being an example) is questioned at different
points in time, for different purposes, and by different in-
dividuals. Initially such interrogation is to ascertain
whether sufficient evidence exists in support of the
charge for issuance of complaint in the matter. Once this
threshold point is passed, the Government is adyocating
allegations of the charge and preparing its witnesses ac-
cordingly. Thus Palma was twice interviewed by Kaz-
simer and had his responses reduced to a version record-
ed in his native language. However, he was subsequently
spoken with by trial counsel about factual circumstances
(Tr. 1042-1043), and he expressly recalled that this in-
volved "different" questions. In this general context
some observations are in order, both from the standpoint
of common experience and as focused on in literature
concerning this phase of jurisprudence.
B. Bilingualism
Roberto Tschudin authored an article : posing the ques-
tion of whether a Federal court could impart the best
kind of justice in Puerto Rico, a Spanish society. The
answer, so termed by the author, "as I learned, is no."
Essence of this article was a proposal for an intricate for-
mula based on language fluency Of defendants and coun-
sel insofar as the United States Distnct for the District of
Puerto Rico was concerned, with proceedings that might
be conducted in Spanish, English, or in both languages
In developing this' idea the author pointed to a learned
study which had identified "three kinds of bilingualism"
relative to the Spanish language. The least fluent type is
termed "incipient Bilingualism," and attaches to a popu-
lace other than "upper strata of . . . society" or "Eng-
lish-speakers, particularly those in the middle class." The
resultant "large number" of persons to whom this sort of
"pidgeon English" pertains are described as "incapable
of forming complete sentences in English." In this con-
text the author posits that "[u]se of interpreters delays
proceedings, is rarely perfect, and interferes with effec-
tive cross-examination." Tschudiri, The United States Dis-
trict Court for the District of Puerto Rico: Can an English
language court serve the interest of justice in a Spanish lan-
guage society?„ 37 Revista Del_ Colegio de Abogados de
Puerto Rico 41-86 (Feb. 1976).
It has also been observed as part of fundamental
"Problems of Interpreting and Translating" that "Inter-
preting or translating ,a foreign language is a complex
task.
. Some nuances of language may escape all but
expert linguistic interpreters." This article 2 also noted:
In this country, numerous external and individual
factors result in wide varations in the Spanish and
English a person ultimately learns to speak._ Such
_factors include the amount of education received in
either language and the extent to which a family be-
comes, acculturated into . American society. Social
and financial problems beyond individual control
can also affect the amount of education and accul-
turation attained.
Wholly distinct from linguistics are personal con-
siderations such as pride and a desire to save face or
family honor. These are frequently strong cultural
aspects which can inhibit many from requesting an
interpreter in court or from seeking other legal
help. This presents a problem for those who must
supervise interpreter personnel, since interpreters
themselves may be too proud or too embarrassed to
declare that they are unable to translate a given
word or phrase It is much easier to bluff or to pass
over the matter. After all, who will know? Inter-
preters are usually the only bilingual: persons in the
courtroom.
Among the uneducated, especially in the South-
west, a mixture of English and Spanish words has
evolved which cannot be understood in any Span-
ish-speaking country and' which can present a prob-
lem for many interpreters.
In a general sense this writer believed that (Attorneys
Guide, supra at 472-473):
Interpreting is not a mechanical substitution of
words in one language with their verbatim equiva-
lent in another. . . An extensive vocabulary and a
sure grasp of the meaning of words is necessary to
translate scientific, technical, or legal transactions.
Less obvious to many is that a similar linguistic skill
is necessary to translate slang, dialects and everday
idiomatic expressions. Such linguistic elements exist
in every language They pose a special problem for
the courts because most courts are not prepared to
evaluate the competency of interpreters with these
elements in mind.
These observations are but a prelude to a second trou-
bling aspect insofar as ferreting out what a person has
seen, heard, or generally experienced as a matter of
mature adult awareness. The aspect is directly that of the
link that is provided by interpreters in an administrative
proceeding such as this, or for that matter in any general
legal setting.
C. Interpreters
The fundamental quality of conveying the essence of
what an individual has once heard is compounded when
2 Attorneys Guide to the Use of Court Interpreters, With an English and
Spanish Glossary of Criminal Law Terms, 8 U Cal, Davis L Rev 471 at
476 (1975)
DORAL BUILDING SERVICES
457
the experience was in one language and it is to be evalu-
ated by its attempted translation into another. This was
exactly the theme of a recent article in which the follow-
ing passage appears:
Of course it does not follow, once a non-English
speaker is provided with the services of a compe-
tent interpreter, that his chances in the courtroom
situation are now as good as his English speaking
counterpart. Nothing could be further from the
truth. . . . The frailties of any evidence or argu-
ments are so much more readily grasped when one
is hearing them directly in one's own language.
[Crouch, Interpreters, Translators and Legal Services
Toward a Better Understanding, 55 Law Journal Institute
264 (1981)1 It also has been noted how it is "impossible"
to equalize the position enjoyed by an English-speaking
witness with a non-English-speaking one, because when
the latter is "assisted by a competent interpreter [lan-
guage], chameleon-like at its inception, may lose many of
its fine distinctions when filtered through the additional
medium of an interpreter." (The Right ..to an Interpreter,
25 Rutgers L. Rev. 145 (1970L1971).)
This conundrum goes even deeper as reflected in this
insightful quotation:
Yet behind the questions of competency of the in-
terpreter and the quality of the interpretation lies
the question of what the [witness] heard and agreed
to . . . The trial record often reveals almost noth-
ing of what an interpreter has in fact communicated
to the defendant or whether the defendant has un-
derstood.
[Safford, No Comprendo: The Non-English Speaking De-
fendant and the Criminal Process, 68 J. Criminal Law &
Criminology 15 (1977).] Relatedly, another authoritative
publication has identified and evaluated, -"19 major dia-
lectal forms of Spanish and numerous minor
forms. . . . It is very important for the interpreter to
know the context within which the translation is made.
Words, of course, change meaning within given con-
text." (Rainof, How to Best Use an Interpreter in Court,
55 Cal St. B. J. 196 (1980).)
In summation the entire mechanism of interpreting a
witness' answers is open to some questions, and this is
compounded when it is further realized that the "offi-
cial': English language translations of this proceeding
have been completed by a person not necessarily sharing
the same etymological, semantic, or idiomatic frame of
reference as the guiding court interpreter.3
3 In the instant case a replacement interpreter was obtained during the
ve6 course of cross-examining Palma at the original trial, when Illness
prevented continuation by the one that had translated up to that point for
Spanish-speaking witnesses (Tr 395) Aside from the fact that the notion
of "so-called literal or stnct method rather than a paraphrasing of
witnesses' answers" was structured for the replacement interpreter after
off-the-record conferring with counsel (Tr 396-397), there is total uncer-
tainty about whether the second interpreter had a parallel level of com-
munication with Palma or later witnesses, as compared with the first In-
terpreter This concern is exactly at the root of what was written in the
Ramof article, supra, where the author followed his point with an exam-
ple about an "interpreter [being] replaced in the afternoon session
D. Methodology
For these reasons I have given major weight to de-
meanor characteristics of the several witnesses cross-ex-
amined pursuant to the court's remand. This is not to
infer that literal disparities, or unexplained aspects of tes-
timony, as set forth in the record itself, are not fully con-
sidered. It does mean, as harmonized in another writing,4
that the palpable effort at speaking truth has been fully
assessed in the overall factfinding process.
II. CONTENTIONS'
The nature of this supplemental proceeding is such
that Respondent's contentions are set forth in advance of
those by the General Counsel. This is so because Re-
spondent marshaled its arguments more comprehensively
and the General Counsel's role is essentially a responsive
one, plus that the original trial attorney is no longer
available to the Government.
A. Respondent's Argument
Here it is asserted that the testimony of Palma and
Juan Hernandez should not now be credited. As to these
witnesses it is argued, respectively, that their testimony is
"rife" and "riddled" with contradictions, inconsistencies,
and omissions. In support of these assertions Respondent
points out various aspects of their testimony as given on
April 5, 1983. With respect to Palma, Respondent's
postheanng brief 'on remand makes these detailed obser-
vations (transcript references and footnotes omitted):
At hearing, Palma testified that his cousin
Donado was present when he had a conversation
with Gamboa in September, 1979, during which
Gamboa allegedly promised him certain benefits if
he gave up his support- of the Union. However,
after twice reading over his pre-trial afidavit he was
unable to point to any reference to Donado, and
had to admit to the omission Nevertheless, he ada-
mantly claimed that he told the Board agent who
took the affidavit that Donado was with him when
he spoke to Gamboa. Palma did concede that the
agent had him read the affidavit over before he
signed it, and told him that he could make changes
and additions to it. He attempted to explain his fail-
ure to add Donado to the affidavit by saying that
he must have forgotten to tell the agent that
Donado had been omitted.
In his affidavit, Palma stated that during the con-
versation with Gamboa he understood that he was
being offered certain benefits, "so that I would
leave the Union, Gamboa did not say it with words
but that was how I understood it." [Emphasis
added.] And he confirmed this by his testimony at
the reopened hearing. However, this is in direct
conflict with Palma's testimony in the initial hear-
ings that Gam boa said; "that in LA they were going to
4 Here the emphasis was noted as importance of "Atttentive[ness]
to the [witness] manner of testifying and link it with the English transla-
tion afterwards" (Comment, Trying Non-English Conversant Defendants:
The Use of an Interpreter," 57 Or L R 549 at 552 (1978) )
458
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
get a building, and that he would give it to me so that
I could make more money. But that I should stop
going back and forth to the Union." [Emphasis
added.] When asked to explain this conflict, Palma
answered, "Maybe it's something that I forgot."
Pressed as to -what he forgot, Palma said, ,"It's been
so long ago So much time." Finally, Palma at-
tempted to rationalize his different responses by
claiming that he didn't actually understand the ques-
tion asked of him in the prior hearings.
•
At hearing, Palma testified that he told Gamboa
that he "could not back off from the union, because
my co-workers had elected me to go pick up those
cards." But this does not appear in his pre-trial affi-
davit. Palma's only explanation for this omission
was that it "could have been something that I
forgot."
In his affidavit, Palma averred that other than the
conversation he had with Gamboa in early Septem-
ber, 1979, "I was not interrogated, nor did I talk to
the supervisors about the union" Yet he testified at
both the initial and reopened hearings that he had
not one, but three conversations with Gamboa
about the Union. When this inconsistency was
pointed out to him, Palma claimed that he recalled
telling the Board agent who took the affidavii about
all three conversations. But pressed on this point, he
_ backed off and testified, "I don't recall very well if
I told him." Palma's explanation for not telling the
Board agent about all three of the supposed conver-
sations was, once again, that he forgot.
At hearing, Palma testified that he had two con-
versations with his supervisor Ruben Hernandez
about the Union. But these conversations are not re-
flected in his pre-trial affidavit. Asked to explain
this omission, Palma cryptically answered,_ "If I can
recall, perhaps I thought that it wasn't important."
Upon further examination, Palma responded, "I
don't recall I am very confused." Finally, Palma
fell back upon what had become his standard
answer: "Forgot. Perhaps I forgot."
At the initial hearing, Palma testified that he had
two conversations with supervisor Oscar Sanabna
about the Union. However, at the reopened hearing
he was only able to recall one of these conversa-
tions. And no such conversations were mentioned in
his affidavit. Once again, Palma's only explanation
for this omission was, "Perhaps, something that I
forgot. I don't remember."
In his pre-trial affidavit; Palma stated that on
September 10, 1979, when he and Ruben Hernandez
were found in an office looking at magazines during
working time, "Gamboa only told me that he or-
dered Ruben to do something with me Gam boa did
not say anything about a warning . . . ." [Emphasis
added.] And he confirmed this by his testimony at
the reopened hearing But at the initial hearings,
Palma testified that Gamboa told him that "he had
given Ruben Hernandez an order so that he could give
me a warning" [Emphasis added.] When asked to
explain this contradiction, Palma's only answer was,
"I can hardly recall well. I don't recall that I don't
fecal]."
During the initial hearings, Palma testified that
on September 10 Rub-en Hernandez told him that he
had been ordered by Gamboa to prepare written
warning notices for both himself and Palma. How-
ever, this is not mentioned in Palma's pre-trial affi-
davit. Queried about this omission, Palma's only re-
sponse was "I don't recall why I didn't mention it."
According to Palma's affidavit, on September 17,
1979, Gamboa told him that he was fired. That
same night, Gamboa also told Ruben Hernandez to
prepare a warning notice for Palma. At the re-
opened hearing, Palma testified that he was told
that he was fired before Gamboa directed that a
warning be written. But in the initial hearings,
Palma had testified that he was fired after Gamboa
told Hernandez to write the warning. Palma tried to
explain away this inconsistency by saying that per-
haps he hadn't been asked about the order of events
• when he was originally called to testify. However,
it was pointed out to him that he had been asked
that very question. Again 'asked to explain the in-
consistency in his testimony, Palma answered, "It
could be, because up to this date I don't recall
well." Pressed to explain further, Palma could only
say, "I need words at this moment in order to ex-
plain."
At the reopened hearing, Palma testified that he
refused to sign the warning that Ruben Hernandez
prepared on September 17. However, he didn't tell
Hernandez Why he wouldn't sign it But at the ini-
tial hearings he testified that he told Hernandez that
he wouldn't sign because "I did not see any reason
for them to fire me" Questioned about this incon-
sistency Palma stated, "I don't recall well. If was
Mr. Hernandez. I don't recall."
According to Palma, after he refused to sign the
warning notice prepared by Hernandez, Gamboa di-
rected that he be given a second warning notice. So
he actually received two notices on September 17,
both of which he refused to sign. Yet at the initial
hearings he had testified that he was only given one
warning notice on his final day of work When
asked to explain why if he was given two warnings
he only testified to one of them, Palma's response
was, "I forgot I forgot."
The comparable. observations with respect to Juan
Hernandez are.
In his pre-trial affidavit, J Hernandez stated that,
"I was never given any warning about my work.
Gamboa told- me once that I was a good
worker . . ." at the reopened hearing, J. Hernan-
dez confirmed that he was only complimented by
GAmboa on one occasion. And yet at the initial
'hearings he testified that he was thus praised two or
three times. Asked to explain this inconsistency, J.
Hernandez first claimed that "In the statement, it
doesn't exactly indicate that it was Just once"
However, the official translator of the proceedings
DORAL BUILDING SERVICES
459
-
contradicted this, stating that the original Spanish
language affidavit reflected that Gamboa made the
statement attributed to him by J. Hernandez just
once. Hearing this, J. Hernandez said, "when they
asked me about that in my statement, I told them
once. Now, when I gave testimony, I recalled that
one time, and the other times." Of course, this
doesn't explain his original answer at the reopened
hearing that Gamboa only praised him once.
When he gave his affidavit, J. Hernandez was
unable to remember when he had been praised by
Gamboa. But at the initial hearings he testified that
this occurred a few days before his transfer. And he
tendered no reason whatsoever for his spotty recol-
lection.
In his affidavit J. Hernandez quoted Florea as
saying that, "If the union wins, you will lose your
job." At hearing, he testified that Florea also said,
"that they could get other buildings, in other places,
and would not give us any jobs." But this is not 're-
flected in the affidavits. When questioned about this
omission, J. Hernandez first answered, "Because
they didn't ask." Then he conceded that the Board
agent who took his affidavit had asked him about
what Florea had said And he sought to explain the
omission from his affidavit by claiming that "at that
moment I didn't remember." However, when -quer-
ied about what had happened between the time he
gave his affidavit and the time he originally testified
which had helped him to remember additional
"facts," J. Hernandez could only say, "I started re-
membering more things."
• In his pre-trial affidavit, J. Hernandez said that
on his final day of work he sat down in a chair and
fell asleep. When asked at the reopened hearing if
he hadn't actually lain down on a sofa, J. Hernan-
dez said, "No." Pushed on this matter, he 'conceded
that he wasn't certain if it was a chair or' a sofa.
But, he was sure that he wasn't laying' down. How-
ever, at the initial hearings he testified that he "laid
down in a sofa and I fell asleep." J. Hernandez tried
to explain this inconsistency saying, "I didn't think
there was much of a difference."
In his affidavit, J. Hernandez stated that Gamboa
said nothing to him when he found him asleep and
awakened him. And , hç confirmed this at the re-
opened hearing. But at the initial hearings, he testi-
fied that Gamboa asked him what happened when
he woke him up. J. Hernandez explained this incon-
sistency by claiming that he simply didn't recall
Gamboa saying anything when he gave his affida-
vit. Yet, he offered no explanation at all for the
change in his testimony from the initial to the re-
opened hearings.
B The General Counsel's Argument
Here the assertion that original credibility findings
should be adhered to is summarized under four principal
arguments made in this regard. As orally delivered upon
close of the hearing these were:
First, although Respondent has pointed to a
number of instances wherein Palma testified at the
1980 hearing herein to facts which did not appear in
'circumstance
affidavits, the Board has held that such
circumstance does not constitute a sufficient basis
for impeachment.
It is common for a Board agent to fail to ask
questions while taking a statement which questions
are later asked by a field attorney during trial prep-
aration. And sometimes witnesses recall for the first
time on the stand matters previously forgotten. See
Civic Center Sports, 206 NLRB 428 at 431; Intl.
Union of Electrical Workers, Local 601 (Westinghouse
Electric Corporation), 180 NLRB 1062 at 1066.
Secondly, although Respondent has pointed to a
number of instances of discrepancies or inconsisten-
cies between witness testimony and the presumably
corresponding pre-trial affidavit, most of these in-
stances involve minor variances, such as for exam-
ple, whether Gamboa told Juan Hernandez that he
was a good worker, once or two or three, times, and
whether at the 'end of his shift on September 25th,
1979, Juan Hernandez fell asleep on a chair or a
sofa. And where the discrepancy is of that type the
Board has held it to be too minor to vitiate a wit-
ness' general credibility. See Federal Copper & Alu-
minum Co., 193 NLRB 819; Westinghouse Electric
Corporation, supra.
Thirdly, Respondent pointed to one major dis-
crepancy between Palma's 1980 testimony and his
1979 pre-trial affidavits. In this connection, Palma
testified tht Gamboa told him—I emphasize "told
him"—quote, "In Los Angeles they were going to
get a building and that he could give it to me so
that I could make more money, that for me to stop
going at the union in relation io the union."
In his affidavit, Palma said that when he talked
with Gamboa at his home in September 1979, he
understood that Ganiboa was offering him benefits,
such as a new building in Los Angeles, so that he
would mit support the union. And Gamboa did not
say it in so many words, but that's how Palma un-
derstood it.
However, in affidavit inconsistent with subse-
quent testimony is not completely dispositive of the
credibility issue, particularly where as here the affi-
ant did not draft the statement and failed to give it
close scrutiny before signing it. See Trailways, Inc.,
237 NLRB 654.
In this, connection, it need hardly be mentioned
that the witnesses here were nowhere near as so-
phisticated as the lawyer who was cross-examining
theni.
Moreover, major discrepancies may be resolved
on the basis of a comparison of demeanor on the
stand as between the witness who testified inconsist-
ently with his affidavit and the witness who testified
contrary to the testimonial version of the inconsist-
.ent witness. See Mangurian's, Inc., 227 NLRB 113.
Such comparison of demeanors may , well serve as
the basis for concluding that the discrepancy or in-
460
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
consistency was the result of a faulty memory
rather than a deliberate effort to conceal the truth.
Moreover, a witness may properly be generally
believed notwithstanding that he is somewhat con-
fused in his testimony on particular items. See Maxi-
mum Precision Metal Products, 236 NLRB 1417.
Fourth, although Palma, Juan Hernandez, and
Donado were generally unable to explain why there
were some inconsistencies between their 1980 testi-
mony and their 1979 affidavits, such inability should
not be held against them: Even sophisticated per-
sons may be hard put to articulate their motivations,
and the witnesses here were in particular difficulty be-
cause of the differences in language' and the use of dif:
ferent translators or -interpreters at every step in the
Board's procedures. [Emphasis added.]
III. ANALYSIS
The perspective of this case must . remain firmly in
mind for purposes of assessing what has been educed
during the principal remand hearing. This'perspective in-
cludes the fact that pure timing of discharges at issue
was a factor in inferring unlawfulness to Respondent's
actions, that Gamboa as a significant figure in the event-
ful employment dynamics of September 1979 had, delib-
erately but inexplicably, set out to "catch" at least Palma
in an offense, and that Gamboa's own credibility was ex-
tremely poor both as a matter of demeanor and as con-
" tradicted by Respondent's own witness Miguel Murillo.
A. Pa/ma's Testimony
Regarding the omission from Palma's pretrial affidavit
of any reference to Donado being at the Gamboa home
in early September 1979, I find insufficient significance
to this standing alone or as an aggregate matter with
other details to which Respondent points. Trailways, Inc.,
237 NLRB 654 (1978) This evaluation also applies to the
matter of whether Palma had told , Gamboa how he
would not back off from supporting the Union because
his coworkers were counting on him to take this lead. It
similarly applies to the matter of how many conversa-
tions Palma had about the Union with both Ruben Her-
nandez and Sanabria, the supervisor for another building.
Finally, I also, apply the same evaluation to the point of
whether on September 10, 1979, Ruben Hernandez had
been ordered by Gamboa to prepare certain written
warnings.
Regarding the exact mode of how Gamboa communi-
cated an enticement that if Palma forsook the Union he
would obtain a more beneficial assignment to a new
building to be maintained, Respondent has raised little of
substance at Which to point Palma's prehearing affidavit
(as officially translated) and his original testimony are
merely a routine synopsis of the gist of what he credibly
recalls being outlined to him by Gamboa during party at-
mosphere The claimed "rationaliz[ation]" whereby
Palma supposedly commented on his "differing re-
sponses" of the time cannot be taken as more than an un-
sophisticated attempt to respond about something which
the individual only dimly comprehends. This specific
area was one that I termed an "extremely fine distinc-
tion" at the remand hearing, and I find nothing in the la-
borious cross-examination of Palma on the point which
casts doubt on his general credibility
In regard to the number of Conversations had with
Gamboa that were relevant to issues of this case, Re-
spondent notes that Palma's prehearing affidavit states, in
essence, that he had only one such conversation with
Gamboa. However, the context of this statement is that
it is part of a discretely marked paragraph with a time
frame "beginning" in September 1979, whereas Palma ul-
timately testified, as expectably so after pretrial witness
preparation, that he recalled earlier conversations of 1 to
2 months prior to the September time period. Thus nei-
ther in a literal or likely sense has Palma been shown to
be inconsistent on the point.
In regard to whether or not Palma had inconsistently
first testified that- he was told of being fired after
Gamboa told Ruben Hernandez to write a warning and
then at the remand hearing testified that advice of being
fired occurred before, I find this entire subject area to be
only an illusory point that Respondent has constructed
on an erroneous premise. Palma's original testimony was
plainly that Gamboa told Ruben Hernandez to make a
written notice "after" Gamboa told him he was fired
- (Tr. 230), which conversely establishes that such advice
was, as Palma reiterated on April 5, 1983, before the di-
rective that he receive such a warning. Respondent's ref-
erence to transcript page 393 on this point is insufficient,
for the responses there to questions as posed are incon-
clusive to establish any later inconsistency.
-As to circumstances surrounding the warning notice
given Palma on September 17, 1979, I find little signifi-
cance to any discrepancy of recall insofar as whether he
faced one or two notices that day, or whether he actual-
ly uttered a refusal to sign one from Ruben Hernandez
versus his testimony being taken only as a personal value
judgment with respect to the distasteful termination from
employment that had materialized.
Thus, none of the points raised by Respondent are suf-
ficient to shake the essential veracity of Palma's testimo-
ny. Federal Copper & Aluminum Co., 193 NLRB 819
(1971). The overriding consideration is that of demeanor,
for at all stages he impressed me as one vouching the
truth and his frequent lapses into confessing forgetfulness
during the searching, if not scathing, crosexamination is
taken only as personal musings during an extraordinary
experience not fully understood as to purpose, and com-
plicated by the translation patterns of one language into
another. On this basis I reaffirm my belief that Palma
rendered credible testimony in regard to the essentially
important issues on which an inference of unlawful dis-
crimination was drawn.
B. Juan Hernandez' Testimony
The first point made by Respondent here is that the
prehearing affidavit . refers to praise from Gamboa
"once," while testimony referred to several such in-
stances as subsequently recalled by the witness This is a
variation of only the slightest moment affording no
reason to doubt the essentials of other testimony. A simi-
lar outlook obtains insofar as cross-examination at the
DORAL BUILDING SERVICES
461
remand heanng produced a minor refinement in what
Juan Hernandez remembered in expanding on remarks
made by Florea (as interpreted by Gamboa) during an in-
terrogation in mid-September 1979.! find nothing unusu-
al about this witness testifying in fuller detail about such
an episode, particularly because it was specifically al-
leged as an 8(a)(1) violation in the complaint Predictably
the General Counsel would attempt to enlarge on the
supporting witness' version of the incident, and this in es-
'sence is all that Juan Hernandez has done in credibly
having "remember[edj more things."
,The only other subject pointed to by Respondent here
is that of circumstances when, on September 24, 1979,
Juan Hernandez fell asleep on an article of furniture and
was awakened by Gamboa. Considering the remoteness
of these details to issues of the case, coupled with a natu-
ral uncertainty when sleep or drowsiness has affected an
experience, I discount any claimed significance to what
Respondent argues as inconsistencies in this regard.
Essentially Respondent has a most sterile basis to con-
tend that basic credibility findings respecting Juan Her-
nandez should be varied, and with a repetition of satis-
factorily impressive demeanor on his part during the
remand hearing I am not influenced to reach any
changed outlook for this witness.6
C. The Record as a Whole
Section 10(c) of the Act provides that the Board may
properly find unfair labor practices to have been engaged
in "upon the preponderance of the testimony taken."
This associates to Section 10(e) and (0 in which such
findings shall be conclusive "if supported by substantial
evidence on the record considered as a whole." -
On June 15, 1983, the United States Supreme Court
issued its opinion in NLRB-v. Transportation Management
Corp., 462 U.S. 393 (1983) This holding reversed the
5 Respondent did not assert in its brief that the testimony of Donado,
as given at the remand hearing, contained contradictions, inconsistencies,
or omissions as would warrant discrediting him in any material regard
First Circuit Court of Appeals, resolved decisional con-
flicts among the courts of appeals and relatedly approved
the Board's 1980 decision in Wright Line, 251 NLRB
1083 (1980). To the extent that Respondent may not
have had the benefit • of this recent opinion in briefing the
instant matter, I observe that the reaffirmed credibility
findings establish a prima facie case which it is the Gen-
eral Counsel's burden to prove, and that in such a situa-
tion it is proper to require an employer seeking to avoid
such a conclusion that it meet or neutralize such a show-
ing by "demonstrating by a preponderance of the evi-
dence that the worker would have been fired even if he
had not been involved with the Union." Transportation
Management, supra. Respondent has not done so in this
situation for the very reason that evidence as a whole
shows hostility toward union activities among its em-
ployees, and that it seized upon implausible reasons to
effect the discharge at issue. Respondent has not, there-
fore, met its burden of persuasion, and on the contrary
its affirmative defense does not elevate from merely a
pretext level. Since the protected conduct of Palma and
Juan Hernandez was a substantial or motivating factor in
these adverse actions, and Respondent has not shown
they would have nevertheless resulted, both discharges
remain violative of Section 8(a)(3) as originally found by
the Board on the Wright Line doctrine as now settled by
the Supreme Court's construction of the statute.
Disposition
Having reaffirmed my original credibility findings in
this matter, I again reach the same conclusions of law as
previously made and adopted by the Board, determining
now that Respondent take the remedial action set forth
in my original recommended Order.6
6 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses