275 NLRB 244
United States Postal Service
244
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
United. States Postal Service and James H. Slaten.
Case 10-CA-19973(P)
26 April 1985
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
HUNTER AND DENNIS
On,12 July 1984 Administrative Law Judge Wil-
liam N. Cates issued the attached decision. The Re-
spdndent filed exceptions and a supporting brief.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, t and
conclusions and to adopt the recommended Order
as modified.
The judge found that the Respondent violated
Section 8(a)(1) by giving employee James H. Slaten
a negative evaluation and- by refusing' to promote
him to the position of supervisor. We agree, for the
reasons stated by the judge, that the negative com-
ments made by Slaten's supervisor Thomas E.
Harris, in Harris' December 1983 evaluations of
Slaten, were motivated by Slaten's protected con-
certed activity in violation of Section 8(a)(1) of the
Act.2 However, for the reasons stated below, we
disagree with the judge that the Respondent's fail-
ure to promote Slaten was unlawful.
On 9 December 1983 Slaten applied for the posi-
tion of supervisor in the computerized markup unit.
In connection with Slaten's application, Harris pre-
pared two evaluations. In the first one, Harris rec-
ommended Slaten for the position but with certain
reservations. In the second evaluation, entitled "Es-
timate of Potential for Initial Level Supervisor Po-
sition," Harris did not rate Slaten above "good" on
demonstration of ability in any category listed on
the evaluation form. Harris rated Slaten as having
"some" demonstrated ability for human relations,
but added that Slaten's "human relations skills
should be developed more completely." Under the
category of effective communication Harris rated
Slaten as "Good" but added that Slaten was "not
required to demonstrate" that particular ability.
The judge found, and we agree, that Harris' stated
reservations about Slaten on the evaluations were
' The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
2 Chairman Dotson notes that the Respondent did not except to the
protected concerted activity finding
motivated by Slaten's previous protected concerted
activity. 3
In January 1984, Slaten and 11 other applicants
were interviewed for the supervisory position. The
interviews were conducted by a promotion review
panel composed of three managers, who evaluated
the qualifications of all the applicants.4 After the
selection by the panel of the top three candidates,
an independent selecting official chose, from the
three candidates, the person to be promoted.5
In making their selection, the panel evaluated
each applicant in six specific areas6 and based the
overall rating of each applicant on the applicant's
experience, , the applicant's interview
with the
panel, and the supervisor's written comments.
On 9 February Slaten was notified in writing
that he was not among the three best qualified can-
didates.
Slaten telephoned the chairman of the
panel, Andy Hodges, and asked why he was not
selected. Hodges responded that it was because of
his supervisor's evaluation.
The judge concluded that based on Harris' eval-
uations of Slaten, the Respondent did not promote
Slaten. In reaching this conclusion the judge relied
on the panel's emphasis on Harris' evaluations in its
overall rating of Slaten,7 as well as Hodges' state-
ment to Slaten that he was not chosen because of
Harris' evaluation.
Despite the fact that the panel considered the un-
lawful evaluations Harris gave Slaten, we find that
the Respondent has established that Slaten would
not have been promoted even if Harris had fairly
evaluated Slaten.
Viewing the circumstances in this case in the
light most favorable to Slaten, we assume that had
Slaten received proper evaluations from Harris, the
panel would have rated him as "highly qualified"8
and would- have selected him as one of the final
candidates.9 However, we. find that even if Slaten
3 As fully set out in the judge's decision, Slaten had effectively pre-
sented gnevances against the Respondent, all of which involved Harris'
conduct as supervisor In response Harris made remarks to Slaten indicat-
ing Harris' displeasure with Slaten's grievance activity
4 Supervisor Harris was not a member of the panel
s The decision of the selecting official was reviewed by two other
managers
8 The areas consisted of (1) knowledge of the work to be supervised,
(2) effective communication, (3) decision making, (4) achievement and
drive, (5) human relations, and (6) planning and scheduling
Supervisory comments were listed first in the panel's rating of Slaten
and one other applicant whereas they were listed last in the ratings given
to the other applicants
8 The top three candidates selected by the panel received a final rating
of highly qualified
8 These assumptions are not otherwise free from doubt In this regard,
we note that even if Slaten had received proper evaluations from Harris,
he might not have been selected by the panel All three candidates
chosen by the panel in addition to being rated "highly qualified" had ex-
perience in the computerized markup unit and were acting supervisors in
that unit at the time of the panel's selection Thus, Slaten's total lack of
Continued
275 NLRB No. 41
POSTAL SERVICE
had been selected as a finalist by the panel, he
would not have been promoted by. Respondent to
the supervisory position.
-
The uncontradicted evidence discloses that Patri-
cia Stroud, the person finally selected as supervi-
sor, had superior qualifications to those of Slaten.
Stroud had knowledge of the work to be per-
formed, technical background in the processing and
handling of "undeliverable as addressed" mail, as
well as actual working experience in the unit to be
supervised. She was one of the original employees
of the computerized forwarding-unit in 1977 and
had served as acting supervisor in the unit since
1979. In contrast, Slaten had no previous experi-
ence or knowledge- of the technical work per-
formed in the unit, and had not acted as supervisor
of that unit's employees.
Under these circum-
stances, we find that the Respondent has demon=
strated that it would not have promoted Slaten
even if Slaten had received a proper evaluation.
See Wright Line, 251 NLRB -1083 (1980), enfd. 662
F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982); Transportation Management Corp., 462 U.S.
393 (1983).
Accordingly, we dismiss this allegation of the
complaint.' o
ORDER
The National Labor Relations Board adopts- the
recommended Order of the administrative law
judge as modified below and orders that the Re-
spondent, United States Postal Services, Atlanta,-,
Georgia, its officers, agents; successors, and as-
signs, shall take the action set forth in the Order as
modified.
1. Delete paragraph 1(a) and substitute the fol-
lowing.
"(a) Giving to employees negative evaluations
because they effectively presented grievances
against the -Respondent and because they engaged
in protected concerted activities with other em-
ployees for the purpose of collective bargaining
and other mutual aid and protection."
2. Delete paragraph 2(a) and substitute the fol-
lowing.
experience in that unit may have foreclosed his selection by the panel
even with proper eialuations from Harris
.
1s We shall therefore modify the recommended Order to delete the re-
quirement that the Respondent promote and make whole Slaten We shall
require the Respondent to fairly reevaluate him so that his personnel
records accurately reflect his true rating at the time the unlawful evalua-
tions were completed thereby giving him the benefit of the evaluations in
connection with other personnel actions'
245
"(a) Reevaluate employee James H.; . Slate'n for
promotion-to a supervisory position, and employ
every reasonable' precaution to ensure that such re-
evaluation is untainted by the events precipitating
this proceeding." - `
3. 'Substitute the attached notice for that of the
administrative law judge.
MEMBER HUNTER, concurring and dissenting in
part. -
I agree with my colleagues that the Respondent's
negative evaluation of employee James H. Slaten
because of his protected concerted activity violated
Section 8(a)(1). However, I find the affirmative
provisions of their Order inadequate to remedy the
violation found.
My colleagues' order the Respondent merely to
reevaluate Slaten for promotion to a supervisory
position. I would, however, also require the Re-
spondent, after giving Slaten a fair evaluation, to
retrace the steps of its supervisory evaluation proc-
ess and refill the supervisory position.
,
In .deciding not to select Slaten as one of the top
three candidates for, the supervisory position, it is
undisputed, and my colleagues agree, that the pro-
motion review panel relied at least in,part on the
unlawful-evaluation of Slaten. In fact, the chairman
of the -panel admitted to Slaten that he was not
chosen because of the evaluation, and the panel's
rating listed the tainted supervisory comments first
in its overall rating of Slaten.
While admitting that the panel's selection process
was thus impugned by reliance on the unlawful
evaluation, - my colleagues conclude that Slaten
would not have been promoted even if he had re-
ceived a proper evaluation. However, this conclu-
sion is based on their assumption that the person
chosen as supervisor would have been selected
over Slaten regardless of Slaten's evaluation.
%
I am unwilling to make such an assumption. The
truth of the matter is that we. simply do not know
whether Slaten would have been selected if he had
received a proper evaluation.' Given this uncer-
tainty, the Respondent, who has violated the Act,
must give Slaten a fair chance at the supervisory
position. Only then can we be certain that the ef-
fects of the unlawful evaluation have been fully
erased. Accordingly, I dissent from my colleagues'
order.
-
' For this reason I agree with my colleagues that the General Counsel
did not establish that the Respondent would have-promoted Slaten absent
the negative evaluation
246
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
APPENDIX '
-NOTICE To EMPLOYEES
POSTED BY ORDER OF THE,
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
-
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid. or'pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT give our employees negative eval-
uations because they have effectively presented
grievances against us, and because they have en-
gaged in concerted activities with other employees
for the purpose of collective bargaining and other
mutual aid and protection.
WE WILL NOT in any like or related manner
interfere with, -restrain, or coerce you in the exer-
cise of the rights guaranteed you by' Section 7 of
the Act.
-
WE WILL reevaluate employee James H. Slaten
for
promotion to a supervisory position and
employ every reasonable precaution to ensure such
reevaluation is untainted by the events precipitating
this proceeding.
WE WILL notify James H. Slaten Jr. that we
have removed from our files any reference to the
negative evaluation given him in December 1983
and WE WILL likewise notify him in writing that
we have done-so and that such will not be used
against him in any way.
-
UNITED STATES POSTAL SERVICE
DECISION
STATEMENT OF THE CASE
WILLIAM N. CATES, Administrative Law Judge. This
matter was tried before me on April 26, 1984,1 in Atlan-
ta, Georgia. The hearing was held pursuant to a com-
plaint and notice of hearing issued by the Regional Di-
rector for Region 10 of the National Labor Relations
Board
(the Board) on March 12, and. is .. based on a
charge which was filed by James H. 'Slaten Jr., an indi-
vidual
(Slaten),
on February
1
Slaten amended the
charge on March 7. The complaint in substance alleged
the
United States Postal Service
(Respondent) gave
Slaten 'a negative evaluation on December 12, 1983, and
refused to promote him to a supervisory position in the
central mark up unit on February 9, because he had ef-
fectively presented grievances against Respondent, and
because he engaged in protected concerted activities
with other employees for the purpose of collective bar-
gaining and other mutual aid and protection . The above
actions of Respondent are alleged to have violated Sec-
tion 8(a)(1) of the National Labor Relations Act (the
Act). The issues herein were joined by Respondent's
answer filed with the Board on March 23 , in which it
denied the commission -of the alleged unfair labor prac-
tices.
On the entire record made in this proceeding, includ-
ing my observation of each witness who testified herein,
and-after due consideration of beefs filed by the General
Counsel and counsel for the Respondent , I make the fol-
lowing
FINDINGS OF FACT
1. JURISDICTION
Respondent provides postal services for the United
States of America and operates various facilities through-
out the United States in the performance of that function
including its Crown Road facility in Atlanta, Georgia,
the only facility involved in this proceeding . The Board
has jurisdiction over Respondent and this matter by
virtue of Section 1209 of the Postal Reform Act of 1970.
H. LABOR ORGANIZATION
The complaint alleges, it is admitted, and I find Ameri-
can Postal Workers Union is, and has been at all times
material herein , a labor organization within the meaning
of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Issues
This case presents a number of questions -which have
been thoroughly litigated . These questions or issues are
generally summarized as follows:
1.
Whether Slaten
effectively
presented grievances
against the Respondent.
-
2. Whether Slaten engaged in protected concerted ac-
tivities with other employees for the purpose of collec-
tive bargaining and other mutual aid and protection.
3. If the issues in items 1 and 2 are resolved that Slaten
did effectively present grievances against Respondent
and did engage , in protected concerted activities, did his
activities adversely affect an evaluation given him in De-
cember 1983.
4. If the issue in item 3 is resolved that Slaten's activi-
ties did adversely affect his December 1983 evaluation,
did Respondent rely on the evaluation in refusing to
select him for promotion to a supervisory position in the
central mark up unit.
I All dates are 1984 unless otherwise indicated
POSTAL SERVICE
B. Facts and Credibility Resolutions
It is necessary to review in some detail Slaten's griev-
ance filing and related activities in order to ascertain if
he in fact effectively presented grievances against the
Respondent and/or engaged in- any concerted activity
protected by the Act.
Certain material facts are undisputed. I shall address
necessary credibility resolutions whenever they arise in
the recitation of facts.
1. Slaten's work history
Slaten has been employed by Respondent for 12 years.
Until January 1983, he was employed at the Riverdale
Post Office,
Riverdale,
Georgia. Until he joined the
American Postal Workers Union-in March 1983, Slaten,
had been a member of the National Association of Letter
Carriers and had served as chief steward for that Union
at Respondent's Riverdale, Georgia Post Office. Slaten
has not, held. any position in the American Postal Work-
ers Union.2 Slaten currently is, and since January 1982
has been, one of five senior E-COM (electronic comput-
er originated mail) operators3 at Respondent's Atlanta
(Crown Road), Georgia location 4 Slaten is the only E-
COM operator on his particular shift. At all times during
his employment at the E-COM site, Slaten has been su-
pervised by General Supervisor of Mails Thomas E.
Harris Sr. (Harris).5
In order to receive the job he did as an E-COM opera-
tor, Slaten had to bid for the position, be evaluated by a
selection board, be recommended as one of the best-
qualified, and be selected by a selecting official.
Harris
sat on the promotion board that selected Slaten as one of
the best qualified -applicants for an E-COM operator po-
sition.
2. Respondent's PASS program
The Respondent for a period of time has had a PASS
program-profile assessment system for initial level su-
pervisors. The program exists for the purpose of allow-
ing Respondent to select qualified volunteers to form it
pool of employees from which promotions to initial level
supervision can be made. Any employee interested in Re-
spondent's PASS program must complete a work book, a
portion of which is prepared by the employee's supervi-
sor The employee is then given a PASS program rating
2 The collective-bargaining agreement referred to in the instant case is
between the Respondent ind American Postal Workers Union, AFL-
CIO and National Association of Letter Carriers, AFL-CIO
It is the
same agreement for both Unions with the exception of certain memoran-
da of understanding pertaining to the American Postal Workers Union
The agreement is effective from July 21 , 1981, to July 20, 1984 (Jt Exh'
1)
3 A senior E-COM operator processes telephonically received comput-
er to computer mail, messages , and letters
The operator processes the
computer received correspondence into a printed copy which is cut,
folded, inserted into an envelope , and placed in the mail stream as a
letter
4 Respondent established 25 E-COM sites throughout the United States
in 1972 One of those sites is the Crown Road facility in Atlanta, Geor-
gia
5 The parties stipulated, the evidence establishes, and I find, that Harris
is now, and at all times material herein has been, a supervisor and agent
of Respondent within the meaning of Sec 2( 11) and (13) of the Act
247
by Respondent. Slaten applied for entry into the PASS
program in 1982. On November 12, 1982, Harris pre-
pared a "Supervisors' Recommendations"- form on Slaten
in which he recommended Slaten for the PASS program
without reservation.
On the recommendation form,
Harris stated Slaten had "great potential" and was "will-
ing to learn" (G.C. Exh. 2). On March 3, 1983, Respond-
ent awarded Slaten a rating of "excellent" on demonstra-
tion of ability for the PASS program.
3. Slaten's grievance-filing activities
Slaten testified' he commenced filing grievances at his
Atlanta work ' location in December 1982. Slaten testified
that he filed a grievance in December regarding the es-
tablishment of an overtime-desired list because no such
list was being maintained and it resulted in overtime
being assigned
without any regard to volunteering.
Slaten stated that prior to filing the grievance, he spoke
with Harris in the maintenance office at the E-COM site
about the situation. No one else was present for their
conversation other than Slaten and Harris . Slaten testi-
fied he told Harris that (Slaten's) interpretation of the
collective-bargaining agreements was that each pay loca-
tion would have an overtime desired list posted and
overtime would be assigned on the basis of seniority
from the list of those volunteering.' According to Slaten,
Harris told him the list did not apply to the E-COM site.
Slaten testified he did not attend any meetings regarding
this grievance.
Harris testified the collective-bargaining agreement re-
quired that any first-step grievance filed by Slaten since
January 1982, whether reduced to writing or not, would
have had to have been filed with him inasmuch as he
was Slaten's immediate supervisor .8 Harris testified he
has never met with, Slaten at a step-one grievance pres-
entation and decision, nor has he ever met with Slaten at
any stage in the grievance procedure. On cross-examina-
tion, Harris acknowledged he had had conversations
with Slaten wherein Slaten raised complaints regarding
job duties and responsibilities of himself and other em-
ployees. Harris testified he encouraged employees that
felt something needed to be corrected, changed, or im-
proved to bring such matters to his attention so correc-
tions could be made.
It is necessary to resolve whether Slaten had the con-
versation with Harris he asserts he had'regarding the
posting of an overtime desired list. After having very
carefully observed both Slaten and Harris testify, I am
persuaded Slaten had the conversation he testified about
with Harris in' December 1982 regarding an overtime de-
sired list.9 Harris did not specifically deny the conversa-
The collective-bargaining agreement, Art • 8, "Hours of Work," secs
5(a), (b), and (c) deals with the subject of an "overtime desired" list (Jt
Exh 1)
' Slaten asserted he was affected by the failure to post a volunteer
overtime list because he was the second most senior employee but he was
not being assigned any overtime
8 The collective-bargaining agreeement states that any grievance filed
at the, first step must be filed with the employee's immediate supervisor
(Jt Exh 1, art 15, "Grievance-Arbitration Procedure," sec 2)
9 I do not find what appears to be a conflict between Slaten's pretrial
Board affidavit and his trial testimony regarding whether he was affected
Continued
248
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tion attributed to him by Slaten but only testified he had
not met with Slaten regarding any presentation and deci-
sion involving any grievance Harris did, however, ac-
knowledge discussing with Slaten his and others job.
duties
and responsibilities.
The difference between
Harris' and Slaten's testimony may result from their dif-
ferent interpretation of what constitutes a grievance.
Whatever may have caused the conflict in their testimo-
ny, whether it was a difference in interpretation of what
constituted a grievance or whether their differences were
deliberate,
I
credit
Slaten's testimony and discredit
Harris' where it is in conflict with Slaten's.
Based on the above-credited facts, I am persuaded and
find that Slaten's discussions with Harris in December
1982 constituted the raising of a grievance' by Slaten
with Harris. The definition of a grievance contained in,
the collective-bargaining agreement is as follows:
A grievance is defined as a dispute, difference, dis=
agreement or complaint between the parties related
to wages, hours, and conditions of employment. A -
grievance shall include, but is not limited to, the
complaint of an employee or of the Unions which
involves the interpretation, application of, or com-,
pliance with the provisions of this Agreement or
any local Memoranda of Understanding not in con-
flict with this Agreement [Jt. Exfi 1, art 15, sec. 1].
Slaten testified he filed other grievances including one
in January 1983 regarding the failure of Respondent to
conduct weekly safety meetings. Slaten testified there
was equipment at the E-COM site that had moving parts
and because the employees had to wear neckties he con-
sidered the situation to be dangerous Slaten also stated a
certain piece of equipment in the E-COM site had warn-
ings on it that it was not to be operated without covers;
however, the back covers for that particular piece of
equipment were missing. Slaten testified he discussed
safety with Harris while they were alone in the mainte-
nance office at the E-COM site. Slaten asked Harris to
make the weekly safety notices available to the E-COM
employees. Harris told Slaten the employees were on the
distribution list for the publications. Slaten testified he
did not attend any meetings on this grievance but stated
that after he filed it, Respondent showed a safety-related
film to the employees but had not given any other safety
lectures since then.
Harris did not specifically deny the conversation set
forth above, but did testify, as elsewhere noted, that he
never met with Slaten at any stage in the grievance pro-
cedure. As I have previously indicated, I credit Slaten's
testimony and, in doing -so, I find Slaten made a safety-
related complaint to Harris in January 1983.
Slaten testified he spoke with Harris in March 1983 re-
garding his orally changing employees' schedules. Slaten
stated he discussed changing of employees' schedules
with Harris while the two of them were alone in the E-
COM maintenance office. Slaten stated he specifically
spoke with Harris about changes in employee Steve Tar-
by the failure to have an overtime desired list to detract from Slaten's
overall credibility I credit Slaten's trial testimony based on his superior
demeanor
pley's hours of work and filed a grievance on Tarpley's
.behalf 10 Slaten testified.
To the best of my knowledge I brought up the fact
that this was not correct and being handled in the
proper manner, Mr. Tarpley was due out of sched-
ule pay, and Mr Harris more or less just ignored
what I said.
Harris, as noted at other places in this decision, stated
he never met with Slaten at a step-one grievance presen-
tation and discussion and that he, likewise, never met
with Slaten at any stage in the grievance procedure.
Harris stated on cross-examination that some of the
topics Slaten brought to his attention or discussed with
him thereafter became the subject of grievances, howev-
er, he denied that was the case with the grievance per-
taining to
Tarpley.
Harris testified,
"There are. no
records that indicate Mr Slaten had anything to do with
the filing or participating in the filing or the resolution of
[the Tarpley] grievance."
Harris stated a grievance was filed by the Union in
May 1983 involving out-of-schedule work assignments
given to employee Tarpley. Harris testified he discussed
the
grievance
with
Union
Representative
Harrison.
Harris testified he denied the grievance but stated his de-
cision was reversed at step 2 in the grievance proce-
dure. I' Harris testified Slaten was not affected by the
outcome of the Tarpley grievance.
In resolving the question of whether Slaten "filed a
grievance" on behalf of Tarpley, I find initially that
Slaten spoke to Harris about out-of-schedule pay for Tar-
pley. I am persuaded Slaten viewed his conversation
with Harris as constituting - a grievance on Tarpley's
behalf. Slaten's views in this respect are supported by the
definition of a grievance contained in the collective-bar-
gaining agreement The fact that a written grievance (Jt..
Exh. 7) was thereafter filed by someone other than
Slaten does not preclude the existence of a Tarpley
grievance before it was reduced to written form. Indeed,
Harris acknowledged Slaten had previously brought to
his attention matters that became the subject of griev-
ances. This acknowledgment tends to support Slaten's
contention that he brought the Tarpley complaint to
Harris' attention notwithstanding the absence of any
written records on the matter. Any grievance must have
its origin, whether discussed or not, at some point prior
to it being reduced to writing. The grievance relating to
Tarpley may well have had to have been reduced to
writing
because,
as
Slaten
credibly testified,
Harris
"more or less just ignored" -what -he had to say about
out-of-schedule pay for Tarpley.
Slaten asserts the next grievance-related matter he dis-
cussed with Harris involved employee Viola Murray.
The evidence establishes a step I grievance involving
Murray was filed on March 15, 1983, by Union Repre-
sentative M. J. Mariah (Jt. Exh 6). The grievance in-
10 Tarpley at that time worked in the E-COM site where Slaten was
employed
I I The grievance was filed on May 19, 1983
It was filed and resolved
as testified to by Harris (Jt Exh 7)
.
POSTAL SERVICE
volved the procedure Harris was utilizing to fill tempo-
rary assignments at the E-COM site.12 In the grievance
the Union contended Harris had given unfair work as-
signment advantages to a certain named employee over
Murray. The Union contended Harris' decision on as-
signments was arbitrary, capricious, and nonefficient.
Harris denied the grievance at step 1 of the grievance
procedure, and his decision was appealed to the next
step. The grievance was again denied at a step 2 hearing
held on April 14, and on May 15, 1983, the Union ap-
pealed the step 2 denial of the grievance.
Slaten testified he discussed Murray's grievance with
her, however, he did not testify in narrative form about
the conversation. Slaten asserts he also discussed Mur-
ray's grievance with Harris in May 1983. Slaten spoke
alone with Harris about the Murray grievance. Slaten
testified:
•I asked Mr. Harris to explain what I considered a
discrepancy in the utilization of personnel.
Mr.
Harris told me I was meddling in his business, and
that closed the conversation.
Harris testified he did not meet with Slaten about the
grievance related to
work assignments for
Murray.
Harris acknowledged on cross-examination he may have
discussed the subject matter of the Murray grievance
with Slaten.
Slaten testified his grievance activities were of concern
to Harris. Slaten stated that in May 1983 while walking
from Harris' office to the E-COM site, he and Harris dis-
cussed disagreements they had had.13 Slaten testified
Harris told him "[his] grievance activity was giving
[him] a reputation as a trouble-maker and that it may
affect [his] promotion opportunities later." Slaten testi-
fied he told Harris, he "didn't start the trouble, if the
violation wasn't there [he] couldn't file a grievance on
it."
Slaten testified that on the day that he spoke with
Harris about the Murray situation, he also talked with
Assistant Chief of Mail Processing (Atlanta MSC) Don-
danville in Dondanville's office about that same situa-
tion.14 According to Slaten, Dondanville stated:
He' was aware of the problem, that he could not in-
volve himself in the . . . day-to-day operation . .
that was up to the operation manager
Slaten testified, without contradiction, that after he
spoke with Dondanville, he then spoke with Chief of
Mail Processing (Atlanta MSC) Powers about the situa-
tion. Slaten told Powers:
•I explained what I conceived as a waste of Post
Office- funds by improper utilization of employees,
12 In the grievance, the Union contended Harris had violated art 3,
art 25, sec 4; and art 33, sec 2, of the collective-bargaining agreement
11 Slaten did not provide precise dates regarding conversations he had
in May 1983 with certain of Respondent's representatives
14 The record transcript reflects the spelling of the assistant chief's
name as Dondanville, however, It Exh 5 reflects the spelling of his
name as Dunnsville
I find it is not necessary to decide the correct spell-
ing of the assistant chiefs name
I
249
and Mr. Powers stated that he.was aware of it but
it was out of his hands, he didn't have anything to
do with that- operation. .
After Slaten, spoke with the above -three management
officials, he wrote a letter to Karen Uemoto, Director,
Office of E-COM Operations, Washington, D.C. Por-
tions of Slaten's June 6, 1983 letter to Uemoto are as fol-
lows:
It is with deep regret that I write this letter, but
attempts to correct the problem at the local level
have meet. with no results. I have tried,informal
talks with, both Mr. Harris, E-COM site coordina-
tor, and Mr. Powers, Director of Mail Processing.
;Grievances and EEO complaints have not corrected
the problems.
As a court of last resort, I am turning the prob-
lem over to you Both you and I have a vested in-
terest in the success of E-COM program. You as
having overall responsibility, and I as-an operator.
One of the measures that will be applied to E-COM
to judge its success is cost versus income. Therefore
it is the duty and responsibility of management and
operators to insure that each site is operated in the
most cost efficient 'manner. Unfortunately, that is
not the case in the Atlanta site.
Since the latter half of December 1982, Mr.
Harris has been utilizing back-up J. J. Philpott,
who's normal duty hours are 15:00-23:50, with off
days Thur and Sun to cover temporary vacancy on
tour two 06.00-14:50 with Fri and Sat as off days.
This has resulted in paying J. J. Philpott forty hours
out-of-schedule premium per week. When Ms. L.
Murray, a trained back-up, with normal duty hours
of 06:00-14:50 and off Sun and Mon is available.
The utilization of Ms. L. Murray to cover this va-
cancy would result in the saving of 24 hours of pre-
mium pay per week. [Jt. Exh. 2.]
The record reflects the grievance involving work, as-
signments for Murray was resolved by mutual agreement
on June 27, 1983. In the settlement, it was agreed that
Murray. would be utilized as an E-COM systems opera-
tor in accordance with article 25 of the collective-bar-
gaining agreement.
Slaten received a written reply dated July 22, 1983,
from Regional Director of Employee and Labor Rela-
tions David H. Chartes regarding the letter he had sent
to Uemoto about work assignments given to Murray.
The letter in pertinent part stated:
Your letter dated June 6, 1983, to Ms Karen
Uemoto, Director, Office of E-COM Operations,
has been referred to me for response.
In checking into this matter, a • member of my t
staff was informed that your concern was the sub-
ject of a grievance filed by Ms. Murray. Further, it
is my understanding that the grievance was re-
solved and Ms. Murray is now being utilized as a
backup operator to cover vacancies on' the tour 2.
[G.C. Exh. 7.]
250
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
In resolving'the question of whether Slaten raised with
Harris matters pertaining to.work assignments for and
utilization of employee Murray, I note that Harris ac-
knowledged he may have discussed the subject matter of
the Murray grievance with Slaten. Slaten's testimony
that he discussed Murray's situation with management
officials- Powers and Dondanville was undenied on this
record. Additionally, it .is an established fact that Slaten
wrote Uemoto about specific concerns he had regarding
the Murray situation. I am persuaded that Slaten was
greatly concerned about the Murray situation, and as
such, I am persuaded he raised his concerns not only
with Powers, Dondanville, and Uemoto but also with
Harris. -Accordingly, I find that although Slaten did not
file the written grievance involving Murray, it is clear he
attempted to resolve or at least discuss the Murray situa-
tion with Harris
4. Slaten's application and evaluation for ad hoc
EEO investigator
After Slaten had raised a number of job-related com-
plaints with Harris, he applied for the position of ad hoc
EEO investigator on May 6, 1983 (G.C. Exh. 4). On
May 9, 1983, Harris recommended Slaten for the EEO
position, but he did so with reservations. Harris' written
reservations were as follows:
J. H. Slaten, Jr., has served satisfactory as an E-
COM senior systems operator. He is aggressive and
desires to do a job well. However, his human rela-
tions and communications skills are not as highly
-developed as his technical skills. [G.C. Exh. 4(b).]
Slaten testified,
without contradiction, that he asked
Harris for a copy of his May evaluation, but Harris re-
fused to provide him one. Slaten testified he obtained a
copy of Harris' evaluation from Respondent's Memphis,
Tennessee, regional office. Slaten was notified in 'writing
on June 17, 1983, that he was not selected for an inter-
view for the ad hoc EEO position. (G.C. Exh. 5.)'
Slaten discussed the evaluation with Harris after he re-
ceived a copy of it. Slaten asked Harris to explain the
bad evaluation Harris told Slaten that in his professional
opinion the evaluation was accurate. Slaten asked Harris
to cite examples of his problems with human relations
and communications Harris did not cite any examples to
Slaten. Slaten also raised the matter of his evaluation
with Chief of Mail Processing Powers. Powers told
Slaten he had questioned Harris about the evaluation and
had been assured by him it was accurate.
Harris testified he evaluated Slaten for the ad hoc
EEO investigator position with reservations but stated he
could not; without seeing the evaluation, recall the exact
reservations he had regarding Slaten's qualifications for
the job. Harris stated Slaten's human relations and com-
munications skills were not as highly developed as his
technical skills. Harris testified he based his evaluation of
Slaten on reports Slaten had turned in to him and on his
general conversations with Slaten. i 5 Harris testified he
15 Respondent did not produce at trial any actual or typical reports
Harris may have relied on
subsequently learned Slaten had protested the evaluation
he had given him for the ad -hoc EEO position by filing
an EEQ complaint. Harris testified he met with the EEO
counselor who investigated the situation involving Sla-
ten's evaluation. Harris testified, he thereafter met with
the investigator, the postmaster, and Slaten regarding the
EEO complaint and it was settled along the lines that
there would be :better channels of communication be-
tween Slaten and himself. Harris testified he was not
angry, disturbed at, or upset with Slaten because he filed -
a complaint regarding his May 1983 evaluation.
Harris testified, but I do not credit his testimony, that
at the time he completed his evaluation of Slaten in May
1983, he was not aware of any grievances Slaten had
filed, nor was he aware' of any other complaints Slaten
had made The record evidence as a whole simply re-
futes such assertions by Harris
5. The mid-summer conversation regarding'
grievance filing
Slaten testified Harris talked to him sometime between
June and July 1983 about his grievance filing. According
to Slaten, Harris told him-he "was racially motivated by
[his] grievance filing, and stated [he] was,,lust attempting
to get rid of him, to have him run -off, or to get him."
Slaten told Harris he did not do it for that reason, that
he just wanted the collective-bargaining agreement en-
forced., According to Slaten, the conversation
was
"heated'-' and lasted approximately 45 minutes. I- credit
Slaten's testimony regarding this conversation.
6. Further, grievance-filing activities by Slaten
Slaten testified he filed two grievances in July 1983.
According to Slaten, the first grievance concerned the
failure of Harris to post a holiday volunteer list and a
holiday work schedule Slaten stated he spoke to Harris
in early July about a holiday volunteer list/work sched-
ule before he filed a grievance on the matter. Slaten told
Harris the contract called for a holiday volunteer list to
be kept and a holiday work schedule to be maintained at
each pay location, and operation. According to Slaten,
Harris told him the work schedule was posted and that
was what the employees would work Slaten testified the
volunteer list/work schedule grievance was settled fa-
vorable to the employees.
Section
Center
Manager/Postmaster
Carleton in a
letter dated August 23, 1983, to Local Union President
Williams stated:
-
-
A step 2 hearing was held on August 16, 1983,
concerning the grievance appeal identified above
.. .. The grievance appeal alleged a violation of
Article 11 of the National Agreement by claiming
that for the holiday, July 4, 1983, E-COM Site Co-
ordinator Harris failed to post a volunteer list af-
fording those full -time and part-time regulars with
the needed skills an opportunity to work
We have reviewed your grievance contention
and it is our decision that a holiday volunteer list
will be posted in accordance with Article 11 of, the
National Agreement . . . . [G]rievants who were
POSTAL SERVICE
required to work their -holiday or designated holi-
day will be appropriately compensated . .
. [T]his
resolves the matter .
[G.C. Exh. 8 ]
I credit Staten's testimony. regarding his conversation
with Harris related to the posting of a holiday volunteer
list notwithstanding the fact Harris denied ever meeting
with Slaten at any stage in the grievance procedure. The
above-referenced letter from Carleton clearly acknowl-
edges a grievance was filed, on the subject matter in
question . Although Carleton's letter does not specifically
indicate Slaten filed the grievance in question, I am
nonetheless persuaded he did . No party to this proceed-
ing saw fit to produce the actual grievance at the trial;
nonetheless, the overall evidence supports Slaten's' asser-
tion'that he filed the grievance in question in July 1983.
Slaten , testified the second grievance he filed in July
1983 (Jt. Exh. 3) was. based on,the fact Harris denied him
his request for 6 hours of emergency annual leave Slaten
stated he attempted to discuss the denial of his leave re-
quest with Harris on more than four occasions before he
filed his grievance; however, on each occasion Harris
told him his documentation for the leave was insufficient.
Harris acknowledged Slaten contacted him in July
1983 concerning a-request for leave. Harris stated accept-
able documentation was needed before emergency annual
leave could be approved . Harris acknowledged he-did
not approve Staten's leave request . Harris testified he
met at step I on Staten 's grievance with Union Steward
Mariah but did not meet with Slaten . The • record does
not clearly establish that Staten's leave request grievance
has been resolved , however, it was denied at the step 3
level Harris testified he was not upset that Slaten filed a
grievance concerning his denial of leave for him
Slaten testified, without contradiction, that he was di-
rected to attend training in September 1983 in Phoenix,
Arizona, on new software to be utilized in the E-COM
system. Slaten asserts Harris verbally changed his work
schedule and would not allow him to be paid for travel
time to Phoenix . Slaten stated Harris told him he would
be paid per diem but would not be paid for his time, trav-
eling.. Slaten credibly testified that after he returned from
Arizona, he filed a grievance on not being paid for travel
time. Slaten stated the grievance had "not been com-
pletely resolved as [he had] not been paid yet."
Slaten testified Harris did not post designated holiday
schedules in November 1983. Slaten stated his days off
were Wednesday and Thursday and by contractual des-
ignation, Tuesday was his holiday. Slaten testified, and
for reasons outlined at .various places in this decision, I
credit his testimony, that he tried to explain the principle
of designated holiday schedules to Harris, but that Harris
responded by telling him the holiday schedules were
posted . Slaten testified he filed a grievance on this matter
which grievance was resolved and he was paid 4 hours
of additional pay for the Tuesday in question.
7. Staten's December 1983 application foi• a
supervisor's position
In November 1983, Respondent posted a vacancy an-
nouncement for the position of supervisor ,. computerized
251
markup unit, EAS-15 (R. Exh . 4).16 On December 9,
1983, Slaten made written application for the position (Jt
Exh. 4) ' In connection with Staten 's application , Harris
prepared an evaluation of him on December 12, 1983 (Jt.
Exh 4). Harris evaluated Slaten because he was Staten's
immediate supervisor. Harris recommended Slaten for
the supervisor position but with certain reservations. On
December 14, 1983, Harris prepared a second evaluation
of Slaten which was entitled, "Estimate of Potential for
Initial Level Supervisor Position" (Jt. Exh. 5). In the
second evaluation,
Harris did not rate Slaten above
"good" on demonstration of ability in any category listed
on the evaluation form. Harris rated Slaten as having
"some" demonstrated ability under human relations, but
added a written notation that Staten 's "human relations
skills should be developed more completely." Under the
category of effective communication , Harris rated Slaten
as "good" but entered a written notation that Slaten was
not required to demonstrate" that particular ability.
'Harris testified that in making his evaluations of Slaten
in December 1983, he did not consider the following:
that Slaten had filed a complaint concerning his May
1983 evaluation, that Slaten had written Uemoto in June
1983, or that Slaten had filed a grievance concerning
being denied emergency annual leave in July 1983.17
I shall discuss, infra,
whether Harris' assertions set
forth above withstand scrutiny.
Interviews for the applicants who applied for the com-
puterized markup unit supervisor 's position were held in
January 1984. Slaten and 11 other applicants were sepa-
rately interviewed for the supervisor 's position by a
three-member promotion advisory panel . 18 Staten was
not among the final three recommended to the selecting
official by the promotion advisory panel . In making their
selections, the promotion advisory panel evaluated each
applicant in, six specific areas.19 The panel prepared a
summary worksheet of all 12 applicants interviewed and
assigned each a final rating. ,The panel utilized three cri-
teria in making, their final ratings for the applicants The
criteria utilized were. •(1) the applicant's experience; (2)
the interview of the applicant; and (3) the supervisor's
written comments contained in each applicant 's packet.
Supervisor's comments were listed as the first basis for
the panel's determination that Slaten and one other appli-
cant were not qualified for the supervisor 's position 20
18 The computerized markup unit processes mail found to be undeli-
verable as addressed
17 As noted elsewhere in this decision , Harris denied having been in'
volved in any other grievance -related activities with Slaten
k•
18 A typical promotion advisory panel is composed of three managers'
who review the qualifications of all applicants and determine who will be
granted an interview The panel then selects the top three candidates for
the position and provides those individuals' names to a selecting official
The selecting official may chose anyone of the three for any reason, 1
however, the selecting official may not chose anyone other than one of
the three referred applicants
19 The six areas were ( 1) knowledge of the work to be supervised, (2)
effective communication , (3) decisionmakmg . (4) achievement and drive,
(5) human relations, and (6) planning and scheduling (R Exhs 18, 19, 20,
and 21)
20 The panel's summary worksheet reflected a "no show" after one ap-
plicant's name who did not appear to be interviewed by the panel The
summary worksheet, likewise , reflected the words "not demonstrated"
and "991" after another applicant The form on which an applicant sets
forth his or her background is 991 (R Exh 22)
252
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Supervisor's comments were listed last as a basis for the
ratings given all -other applicants.
Slaten was notified in writing by Panel Chairman
Andy Hodges on-February 9, that he was not among the
three rated best qualified for the computerized markup
supervisory, position (G.C
Exh. 9). Slaten testified he
telephoned Hodges on February 11, and asked him if he
had made any mistakes in his interview before the panel
so that he could correct any such errors in future inter-
views. Slaten stated Hodges told that him he had not
made any mistakes, that he had answered all questions
correctly, and that his "mannerisms and attitude" were
very good. Hodges told Slaten he could not find' any
fault with his oral presentation. Slaten asked Hodges
why he was not selected. as one of the best qualified and
Hodges told-him it. was "[b]ecause of your evaluation.
Hodges testified' he served on.the advisory panel that
selected the three' best qualified applicants for the com-
puterized markup supervisory position.21 Hodges stated
there was no doubt in his mind that the panel chose the
three top applicants for referral to the selecting official.
Hodges acknowledged. the- panel had Slaten's supervi-
sor's evaluation available to it -when .it made the selec-
tions it did. Hodges testified his choice of the top three
candidates would not have been any different even if
Slaten's supervisor had recommended him without reser-
vation.
Hodges acknowledged on cross-examination that he
had a conversation with Slaten in which' Slaten asked
him how he did in his interview. Hodges asserts he told
'Slaten he thought he had a good interview and that he
spoke exceptionally well. Hodges stated Slaten asked him
if he was in the final package and' he told him-he did not
have the authority to give out that information Hodges
stated he did not- remember a conversation about Slaten
being denied the position Hodges specifically stated he
never, told Slaten his supervisor's evaluation kept him
from ',being recommended-as one of the best qualified
candidates for the supervisor's position.
After carefully observing-•Slaten and- Hodges testify, I
am' persuaded Slaten told the truth when he stated
Hodges told him he was not selected as one of the best
qualified' applicants because of his • evaluation
Several
,factors convince me that my observations regarding Sla-
ten's truthfulness are correct. Hodges' testimony on ma-
terial matters regarding his conversation with Slaten dif-
fered only with respect to whether he told Slaten he was
not selected because of his supervisor's evaluation.
Hodges was not absolutely certain what was said' in his
conversation with Slaten. That uncertainty coupled with
the fact that the summary sheet reflects that the first
reason for not selecting' Slaten was his supervisor's eval-
uation 'of him persuades me that Hodges passed that in-
formation on to Slaten. I am persuaded Hodges' testimo-
ny that his top three choices for the position would have
been the same even if Slaten had been recommended
without reservations is suspect and unbelievable. The po-
sition announcement stated with emphasis (all uppercase
letters) that the candidates would be evaluated on,
among other things, their supervisor's appraisal. The first
21 Hodges is a manager of one of the Atlanta area post offices
handwritten reason given on the summary sheet by the
panel for the rating it gave Slaten was his supervisor's
evaluation of him. I am, therefore, convinced the super-
visor's evaluations of the applicants played a major, if
not deciding role,' in the overall ratings given the appli-
cants. The, documents 'referred to above, taken in con-
junction
with
Slaten's - credited testimony regarding
Hodges' stated reason for not selecting him as-one of the
three best qualified applicants persuades me that Hodges'
testimony that his top three choices would have been the
same, cannot be credited .22.
;
C. Analysis and Conclusions
It is alleged in the complaint that Respondent gave
Slaten a' negative evaluation in December, 1983 and re-
fused to promote him to a supervisor's -position in the
central markup unit in February because he effectively
presented grievances against the Respondent and because
he engaged in protected concerted activities with other
employees for the purpose of collective bargaining and
other mutual aid and protection.
- Respondent contends the credible' evidence does not
support a finding that Slaten effectively presented griev-
ances against Respondent or that he engaged in protect-
ed concerted activities with other employees within the
Board's definition of concerted activities set forth in
Meyers Industries, 268 NLRB 493 (1984).23
Contrary to the contention of Respondent, the credible
evidence clearly establishes 'Slaten raised a number of
grievances with Harris after he came under • Harris' 'su-
pervision iii the E-COM section. The -majority of the
grievances raised by Slaten were attempts on his part to
enforce the collective-bargaining agreement.
Although
Slaten did not reduce a number of the grievances he
raised to writing and although he at times was not the
employee who pursued 'the actual written grievances at
step 1 - of the grievance procedure, he nonetheless at-
tempted to raise a number of complaints with manage-
ment that pertained to matters covered by the collective-
bargaining agreement.24
-
-
Certain - of Slaten's complaints related to overtime
scheduling,-' safety meetings, oral changes to employees'
schedules, holiday schedules,, and leave time-matters
clearly covered by the collective-bargaining agreement.
22 I am not unmindful of the testimony of Stone Mountain, Georgia,
Superintendent of Postal Operations Ollie Greer's 'testimony that her
choice of the three applicants. that were recommended would have been
the same even if Slaten had been recommended without reservations For
the reasons outlined above, I find such testimony is not supported by the
overall record evidence
Additionally, Greer readily acknowledged the
supervisor's evaluations made up a part of the applicant's total package
and that the evaluations were considered along with other factors by the
panel
-
23 The Board held in Meyers that in general to find an employee's ac-
tivity to be "concerted" it must be engaged in with or on the authority of
other employees and not solely by and on behalf of the individual em-
ployee
-
-
24 The Supreme Court observed in NLRB Y City Disposal Systems, 104
S Ct 1505 (1984), that it is unlikely that there would be a bright line dis-
tinction between an employee's initial statement to an employer that he
believes a collective-bargaining right,is being violated and the filing of a
formal grievance
The Supreme Court also observed that such initial
statements by an employee might serve as a natural prelude to and-effi-
cient substitute for the filing of a formal grievance
POSTAL SERVICE
The Board held in Interboro Contractors, 157 NLRB 1295
(1966), that the activity of an individual in seeking to en-
force
a
collective-bargaining ' agreement
would be
deemed concerted in the absence of any showing of
actual concert since such conduct inures to the benefit of
all employees. The Supreme Court gave its approval to
the Interboro doctrine in City. Disposal Systems, supra
The Supreme Court indicated in City Disposal Systems,
that the-complaining employee need only have a reasona-
ble and honest belief that a contractual right is being vio-
lated and that his complaint or grievance be reasonably
directed toward the enforcement of that right for his
conduct to be concerted activity.
In the instant case, it is clear Slaten presented griev-
ances to the Respondent, and it is also clear his griev-
ances were attempts by him, to enforce the collective-
bargaining agreement. The evidence establishes Slaten
had reasonable and honestly held beliefs that rights cov-
ered by the collective-bargaining agreement were being
violated by the Respondent. In a number of the matters
initially raised by Slaten, his interpretation of the collec-
tive-bargaining agreement prevailed.. Although' ,it is not
necessary that the complaining employee be right in his
complaints for his actions to be concerted activity pro-
tected by the Act, the fact the individual was right sup-
ports -the proposition he had a reasonable and honest
belief that rights under the collective-bargaining agree-
ment were being-violated I find Slaten's actions consti-
tuted concerted activities on his part. Furthermore, there
is no evidence to indicate or even suggest that Slaten
conducted himself in any manner that would remove the
protection of the Act from him. Therefore, I conclude
and find Slaten's grievance activities were concerted ac-
tivities protected by the Act.
-
In deciding whether Slaten's protected concerted ac-
tivities had an adverse impact on his December 1983
evaluation, it is helpful to consider the evaluation he .was
given in May 1983.when he applied for the ad hoc EEO
investigator position and compare that evaluation to the
recommendation given him in November 1982 for the
PASS program 25 Slaten had been under Harris' supervi-
sion for approximately 11 months' at the time Harris
rated him for the PASS program.' The record does not
reflect, any grievance. filing activities by Slaten during
the January to November 1982 time frame. In his No-
vember 1982 evaluation of Slaten for the PASS program,
Harris rated him as having "great potential" and being
"willing to learn." In December 1982, Slaten raised the
first of a number of grievances with Harris. By the time
Harris rated Slaten in May 1983 for the ad hoc EEO in-
vestigator position. Slaten had raised contract-related
grievances with Harris involving overtime, safety, and
scheduling !Harris rated Slaten with reservations in his
May 1983 evaluation of him Slaten had no disciplinary
history and Harris gave no objective basis for his evalua-
tion
The only clearly demonstrated intervening factor
between the November 1982 and May 1983 evaluations
of Slaten was his grievance filing activities. In fact,
2s As noted elsewhere in this decision, the PASS program was de-
signed for Respondent to select qualified volunteers to form a pool of
employees from which initial-level supervisors could be selected
253
Harris told Slaten in May. 1983 that his grievance-filing
was ' giving him the reputation of a troublemaker and
might affect his opportunity for promotion. The fact that
Slaten's grievance filing continued to. be of concern to
Harris is demonstrated by the fact Harris told Slaten, in
either June or July 1983, he thought he was racially mo-
tivated in his grievance filing and was trying to get rid
of him.
On the basis of all of the above, I am persuaded the
General Counsel has established a prima facie showing
sufficient to support an inference that Slaten's protected
activity was a motivating factor in the negative evalua-
tion given him in December 1983 and in the failure to
promote him to supervisor in the central markup unit in
February 1984,
Wright Line,
251
NLRB 1083 (1980);
NLRB v. Transportation Management Corp, 462 U.S. 393
(1983). Prior to Slaten's having filed grievances with
Harris, he was rated by Harris as having "great poten-
tial" for being a' supervisor. However, after Slaten com-
menced filing grievances, and after he was told his griev-
ance activity might affect his future potential for promo-
tion, he was evaluated for a supervisor's position with
reservations. The change in Harris' evaluation of Slaten's
supervisory potential coincides with Slaten's grievance
filing activities
I am in agreement with the General
Counsel that the record evidence as a whole demon-
strates that Harris' motivation for evaluating Slaten with
reservations resulted from Slaten's complaints, concerning
collective-bargaining- agreement violations he contended
Harris was engaging in. The record evidence, likewise,
establishes the promotion advisory panel relied on the
unlawfully motivated December 1983 negative evalua-
tion given Slaten by Harris in rating him "not qualified"
for the, computerized markup supervisory position
A
number of factors clearly establish the panel relied on
the negative evaluation. Probably the most compelling
evidence is the fact Chairperson Hodges told' Slaten he
was not selected as one of the best qualified applicants
because of the, evaluation given him by Harris. The pro-
motion advisory panel's summary work sheet indicates
the panel` relied on supervisors' comments in evaluating
and rating the applicants. The posted job announcement
indicated the supervisors' evaluations would form a part
of the advisory panel's basis for selecting the best quali-
fied applicants. It is not disputed that the panel members
actually had the evaluations available to them at the time
they made their choices. I find Respondent has not per-
suasively demonstrated that it would not have promoted
Slaten even in the absence of the protected conduct.
Accordingly, I find that Respondent, by giving Slaten
a negative evaluation-in December 1983 and by failing
and refusing to promote him to a supervisor's position in
the central markup unit in February 1984, violated Sec-
tion 8(a)(1) of the Act.
CONCLUSIONS OF LAW
1. The Board has jurisdiction over Respondent and
this matter by virtue . of Section 1209 of the Postal
Reform Act of 1970.
2. American Postal Workers Union is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
254
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
3. By giving a negative evaluation to James H. Slaten
Jr. in December 1983 and by failing and refusing to pro-
mote him- to the position of supervisor in the central
markup unit in February 1984 because he effectively pre-
sented grievances against Respondent, - and because he
engaged in protected concerted activities with other em-
ployees for the purpose of collective bargaining and
other mutual aid and, protection, Respondent violated
Section 8(a)(1) of the Act.
'
4. The unfair labor practices set forth above are unfair
labor practices affecting commerce within the meaning
of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondent has engaged in certain
unfair labor practices, I find it necessary to order it to
cease and desist and to take certain affirmative action de-
signed to effectuate the policies of the Act.
With respect to the necessary affirmative action, it is
recommended that Respondent promote James H. Slaten
Jr. to the position of supervisor in the central markup
unit, or, if that position no longer exists, to a substantial-
ly equivalent position without prejudice to his seniority
or other rights and privileges. It is also recommended
that Respondent make James H. Slaten Jr. whole for any
loss of pay which he may have suffered as a result of the
unlawful failure to promote him to supervisor. Any
backpay for Slaten and interest thereon shall be comput-
ed in the .manner prescribed, in F.
W.
Woolworth -Co., 90
NLRB 289 (1950), and Florida Steel Corp., 231 NLRB
651 (1977). See `generally Isis-Plumbing Co.,
138 NLRB
716 (1962). It is further recommended that Respondent
expunge from its records the negative evaluation given
James 'H. Slaten Jr. in December 1983, and that Re-
spondent notify Slaten in writing that this has been done
and that evidence of the unlawful negative evaluation,
will not be used as a basis for future personnel action
against him See Sterling Sugars, 261 NLRB 172 (1982).
Finally, it is recommended that Respondent, be ordered
to post the notice to employees attached hereto as an ap-
pendix for 60 consecutive days in order that employees
may be apprised of their rights under the .Act and Re-
spondent's obligation to remedy its unfair labor practices.
On these findings of fact and conclusions of law, and
on the entire record, I issue the following recommend-
ed26
ORDER
The Respondent, United States Postal Service, Atlan-
ta, Georgia, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Giving its employees negative evaluations and re-
fusing to promote them to supervisory positions because
they effectively presented grievances against Respondent
and because they engaged in protected concerted activi-
ties with other employees for the purpose of collective
bargaining and other mutual aid and protection.
(b) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of
rights guaranteed them by Section 7 of the Act
2. Take the following affirmative action designed to ef-
fectuate the purposes of the Act.
(a) Promote James H. Slaten Jr. to supervisor in the
central markup unit or, of that position no longer exists,
to a substantially equivalent position without prejudice to
his seniority "or other-rights and privileges, and make him
whole for any loss. of pay he may have suffered by
reason of the discrimination against him in the manner
set forth in the section of this decision entitled "The
Remedy."
(b) Expunge from its files any reference to the Decem-
ber 1983 negative evaluation, given James H. Slaten Jr.
and notify him in writing this has been done and that
evidence of the unlawful negative evaluation will not-be
used as a basis for future personnel action against him.
(c) Preserve and, on request, make available to the
Board or its -agents for examination and copying, all pay-
roll records,- social security payment records, timecards,
personnel records and reports, and all other records nec-
essary to analyze the amount of backpay due under the
terms of this Order.
(d) Post at Crown Road, Atlanta, Georgia facility
copies of ,the attached notice marked "Appendix."27
Copies of the notice, on forms provided by the.Regional
Director for Region 10, after being signed by the Re-
spondent's authorized representative, shall be. posted by
the Respondent immediately upon receipt and maintained
for 60 consecutive days in conspicuous places including
all. places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material.
(e) Notify the "Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply
26 If no exceptions are filed as provided by Sec 102 46 of the Board's
27 If this Order is enforced by a Judgment of a United States Court of
Rules and Regulations ,
the findings,
conclusions,
and recommended
Appeals, the words in the notice reading "Posted by Order of the Na-
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
tional Labor Relations Board" shall read "Posted Pursuant to a Judgment
Board and all objections to them shall be deemed waived for all pur-
of the United States Court of Appeals Enforcing an Order of the Nation-
poses
•
al Labor Relations Board "
-