275 NLRB 307
Hollywood Presbyterian Medical Center
HOLLYWOOD MEDICAL CENTER -
307
Hollywood Presbyterian Medical Center and Hospi-
tal and Service Employees Union , Local .399,
Service Employees' International Union, AFL-
CIO, CLC, Petitioner. Case 31-RC-5711
29 April 1985
DECISION AND ORDER DIRECTING
HEARING
BY CHAIRMAN DOTSON AND MEMBERS
HUNTER AND DENNIS
The National Labor Relations Board has consid-
ered the objections to an election held 18 October
1984,' and the Regional 'Director's report recom-
mending dispositions of them. The election was
conducted in separate units of professional and
nonprofessional employees pursuant to a Stipulated
Election Agreement. The tally of-ballots in the
nonprofessional unit A shows 418 for and 257
against Petitioner with 4 void ballots and 26 chal-
lenged ballots, a . number insufficient to affect the
results. The tally of ballots in the professional unit
B shows 183 for and 210 against inclusion in..a
single unit with nonprofessional employees with 2
void ballots and 21 challenged ballots, a number in-
sufficient to affect the results. The tally-of ballots
in the professional unit B further shows 214 for the
Petitioner and 178 against, with 4 void ballots and
21
challenged ballots, a number insufficient to
affect the results. The Employer filed timely objec-
tions to the conduct of the election. .
On 27 December 1984, the Regional Director
served on the parties his "Report on Objections,
Order Directing Hearing and Notice of Hearing,"
recommending that the Employer's Objections 1
through 4 be overruled; With respect to the Em-
ployer's Objection 5 he recommended that _it be
overruled to the extent that the election results
stand, but that a hearing be held for the limited
purpose of determining whether employees in five
disputed job classifications, who had voted without
challenge in the professional unit, are professional
employees within the meaning of Section 9(b)(1) of
the Act. If the hearing officer determined that the
five disputed job classifications were composed of
professional employees, he was to recommend to
the Board that certifications of representative issue
in units A and B as they appear in the parties' elec-
tion stipulation agreement. If the hearing' officer
determined that any or all disputed classifications
were composed of nonprofessional employees, he
was to recommend to the Board that the classifica-
tions be removed from unit B and placed in unit A
.and that the Board issue certifications of represent-
ative in favor of the Petitioner in the clarified units.
The Employer filed timely, exceptions to the Re-
gional Director's report and the Petitioner filed an
answering brief.
The Board has reviewed the Regional Director's
report in light-of the exceptions and briefs. For the
reasons stated -below, the Board reverses the Re-
gional Director's findings and recommendations
with respect to the Employer's Objection 5; and re-
mands, the case to him' for a hearing on the Em-
ployer's Objection 2.
1. With respect to the Employer's Objection 5,
the stipulated units between the parties were com-
posed of the following employees:
UNIT A: All full-time, regular part-time and
per diem nonprofessional employees including,
but not limited to, individuals employed in the
job classifications listed on Appendix 2 at-
tached. [Omitted from publication.]
EXCLUDED: All professional . employees,
casual
employees,
confidential
employees,
managerial employees, guards and supervisors
as defined in the Act.
UNIT B: All full-time, regular part-time and
per diem professional employees, including but
not limited to, individuals employed in the job
classifications listed on Appendix 1 attached.
[Omitted from publication.]
-
EXCLUDED: All nonprofessional employees,
casual
employees,
confidential
employees,
managerial employees, guards and supervisors
as defined in the Act.
The Employer contends that stipulated unit B is
an' inappropriate unit because -it contains five job
classifications of nonprofessional employees (i.e.,
respiratory therapist, respiratory therapist techni-
cian, registered respiratory therapist, student respi-
ratory therapist, and medical photographer), con-
trary to the mandatory provisions of Section
9(b)(1) of the Act which prohibit the inclusion' of
professional employees in a unit of nonprofessional
employees absent their vote in favor of such inclu-
sion. i The Employer further contends that a' post-
election unit clarification by . the Board by which
any disputed nonprofessional employee in unit.'B
would-be placed in unit A is an impermissible re-
structuring of the stipulated units. The Employer
argues, therefore, that the Regional Director's ap-
proval of the' parties' election stipulation must be
revoked because it does not conform to the facts of
the case, conflicts with Board policy, and violates
Section 9(b)(1) of the Act.
-
' Sec 9(b) of the 'Act states that "the Board shall not (1) decide that
any unit is appropriate •
if such unit includes both professional em-
ployees and employees who are not professional employees, unless a ma-
jority of such professional employees vote for inclusion in such unit "
275 NLRB No. 47
308
DECISIONS OF NATIONAL-LABOR RELATIONS BOARD
We agree with the Regional Director that. the
parties' election stipulation appears on its face to be
in accord with both established Board, policy and
the Act and that. it -provides for the necessary pro-
cedures -to, ensure that the statutory mandate of
Section 9(b)(l).of the Act is obeyed. We, therefore,
disagree with his conclusion to hold a hearing as to
the professional status -of the five classifications
now disputed by the Employer. In his discussion
the Regional Director noted that the Employer, for
no apparent reason, chose to raise the, issue regard-
ing the disputed nonprofessional employees for the
first time through _ its objections, having failed
either to express its concerns to the Regional Di-
rector before the election or to avail itself of the
challenge "procedure at the election. Nevertheless,
the Regional Director concluded that the best pro-
cedure-was to hold a hearing to determine the pro-
fessional status - of the five disputed' classifications
and, thereafter, to clarify the stipulated units by re-
moving from-1 professional unit B any employees
found to be nonprofessionals and -placing them in.
nonprofessional :unit A.
It-is settled Board policy, to accept stipulations
from the parties as- to composition of the unit,
unless such stipulations are contrary, either to the
statutory
provisions of the . Act, or established
Board policy. 2
1 i
We find the parties"election stipulation in the in-
stant case binding on the parties as, to the place-
ment of the five 'disputed classifications. Thus, as
found by the Regional Director, the stipulation on
its face: is -neither contrary to Board policy nor vio-
lative of :Section 9(b)(1) -of the Act.3 Pursuant to
the statutory mandate of Section 9(b)(1) of the Act,
the-'election agreement- safeguarded 'the statutory
rights of professional employees by providing for a
Sonotone election4 in which professional employees
-voted on whether they desired to be-included in a
unit of nonprofessional employees.
• While the- Regional Director' relied on. Valley
View Hospital,
252 NLRB 1146 • (1980), and the
Board's .unpublished decision in Gelco Courier Serv-
ices, Case 21-RD-1842 (Feb. .15, 1984), as support
-for overturning the election stipulation, we find
those'cases inapposite. In Valley View, ,the Regional
Director recognized that the unit included regis-
2' SCM Corp, 270 NLRB No .119 (May 24, 1984),
Tribune Co,
190
NLRB 398 (1971)
a In reviewing the five classifications in dispute, we find nothing on
their face to indicate that they are-nonprofessional
Moreover, there was
no evidence adduced during the investigation that would indicate that the
employees in the five disputed job classifications were nonprofessional
employees or performed duties different from those implied in their job
classifications
Prior Aviation Service. 220 NLRB 460 (1975), Penn Truck-
Painting & Lettering Corp, 215 NLRB 843 (1974), Eck Miller Transporta-
tion Corp, 211 NLRB 251 (1974)
4 Sonotone Corp, 90 NLRB 1236 (1950)
- ,
tered nurses, who as professional employees. nor-
mally would be entitled under Section 9(b)(1) of
the Act to vote on a separate ballot as to their wish
to be included in a- unit with nonprofessional em-
ployees. Nevertheless, in view of the stipulation of
the parties, the Regional Director found the unit to
be appropriate for the purposes of collective bar-
gaining. The Board disagreed. It determined that
registered nurses had improperly been included-in a
unit of nonprofessionals without their.consent, as
the election stipulation, unsupported by any testi-
mony, was, on its face, contrary to the statutory
provisions of Section '9(b)(1)-of the Act. Gelco is
also unavailing here, for in Gelco the Board did not
deal with the question of whether the Regional Di-
rector acted properly in sua sponte overturning the
parties'- election stipulation.
Rather, it only ad-
dressed the issue of whether certain drivers are
statutory guards within the meaning of Section
9(b)(1) of the Act.
The instant case is most similar to Prior Aviation
Service, supra at footnote 3, wherein the Board
overruled objections alleging that the parties' elec-
tion agreement had improperly included in the unit
a relative of the employer in violation of Section
2(3) of the Act and a supervisor in violation- of
Section 2(11). As in the instant case, neither party
raised the issue of the inclusion of the alleged rela-
tive and supervisor either at the preelection confer-
ence or at the election by means of the challenged
ballot procedure. The Board found that, under
these circumstances,- the objections were impermis-
sible postelection challenges. Here, as there, there
are no circumstances which warrant our departure
from the Board's practice to "honor concessions
made in the interest of expeditious handling of rep-
resentation cases, even though there may be some
question' about including certain employees in the
unit, ,or excluding them from it, were the matter
litigated."5 To the contrary, a decision by the
Board to reject the parties' election stipulation and
to set the election aside here would conflict with
.our policy of encouraging consent election agree-
ments, and would, without the showing of a valid
reason, allow the parties a mechanism for voiding
an unwanted election result.6
Accordingly, the Employer's Objection 5 is
overruled.
2. In Objection 2 the Employer alleges, in sub-
stance, that one of the Petitioner's observers en-
gaged -in extensive campaigning in the polling area
during the balloting. According to the Employer,
5 Pyper Construction Co, 177 NLRB 707, 708 (1969), Stanley Aviation
Corp, 112•NLRB 461 (1955)
6 NLRB v A. J. Tower Co, 329 U S 324 (1946)
HOLLYWOOD MEDICAL CENTER
309
the observer in a consistently loud tone of voice re-
peatedly engaged in personal conversations with
voters, made comments such as "she's for us" in re-
ferring to, voters, questioned many voters as to
their identification, told voters that they could not
wear antiunion buttons, directed voters as to which
voting line they should stand in and, in at least one
instance, yelled at a voter who was at a table the
observer was not assigned to observe. The Em-
ployer argues that the observer's behavior was par-
.ticularly disruptive because it took place repeatedly
while employees were within the voting area wait-
ing to cast their ballots, and that its cumulative
effect gave the impression that the observer was
serving a special authoritative function at the elec-
tion, thereby suggesting that the Petitioner and not
the Board was conducting the election.
The Regional Director found that there was in-
sufficient evidence that the observer for the Peti-
tioner engaged in - prolonged conversation with
voters and that the questions or statements by the
observer were for the most part related to her
duties as an observer. He concluded that the ob-
server's statement to one or two voters that they
could not wear campaign buttons was quickly cor-
rected by the Board agent and did not warrant set-
ting the election aside. Accordingly, the Regional
Director recommended that Employer's Objection
2 be overruled.
Contrary to the Regional Director, we find that
the evidence revealed during the investigation is
sufficient to warrant a hearing on the Employer's
Objection 2. Thus, the Employer has presented al-
legations of behavior by the Petitioner's observer,
which, if proven, may have had the potential for
distracting voters and gaining an. unfair advantage
for the Petitioner in violation of the Board's direc-
tives in Milchem, Inc., 170 NLRB 362 (1968). Fur-
thermore, the Employer's allegations show that the
observer's
behavior
may have had the added
impact of suggesting that it was the Petitioner, and
not the Board conducting the election. Such behav-
ior, if proven, might indeed have destroyed the lab-
oratory conditions necessary to a free and fair elec-
tion.
In our view the evidence presented with respect
to the Employer's Objection 2 raises substantial
and material issues warranting a hearing on wheth-
er the alleged conduct occurred and its possible
impact on the election. Accordingly, we shall
order a hearing on the Employer's Objection 21
ORDER
It is ordered that a hearing be held before a, duly
designated hearing officer for the purpose of re-
ceiving evidence to-resolve the issues raised with
respect to the Employer's Objection 2.
IT IS FURTHER ORDERED that the hearing officer
designated for the purpose of conducting the hear-
ing shall prepare, issue, and serve on the parties a
report containing resolutions of the credibility of
witnesses, findings of fact, and recommendations to
the Board as to the disposition of the objections:
Within 10 days from the date of issuance of the
report, either party may` file- with the Board in
Washington, D.C., an original and seven copies of
exceptions to the report. Immediately upon the
filing. of exceptions, the party filing them. shall
serve a copy on the other party, and shall file a
copy with the Regional Director. If no exceptions
are filed thereto,- the Board will adopt the recom-
mendations of the hearing officer.
-
IT IS FURTHER ORDERED that the above -entitled
matter is referred to the Regional Director for
Region 31 for the purpose of arranging a' hearing
and that the Regional Director is authorized to
issue notice of the hearing.
.
MEMBER DENNIS, concurring in part and dissent-
ing in part.
I agree that the parties' stipulation on its face is
not contrary to the Act or Board policy, and there-
fore a hearing on Objection 5 is not necessary. I do
not agree, however, that Objection 2 raises issues
warranting a hearing, essentially for the reasons the
Regional Director stated., '
.