277 NLRB 538
V.I.P. Limousine Service
538
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Farat,
Inc.
d/b/a V.I.P.
Limousine Service and
Amalgamated Transit Union, Local 627, AFL-
CIO-CLC. Case 9-CA-21997
19 November 1985
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
DENNIS AND BABSON
Upon a charge filed by the Union on 1 May
1985, the General Counsel of the National Labor
Relations Board issued a complaint on 10 June
1985 against the Respondent, alleging that it has
violated Section 8(a)(5) and (1) of the National
Labor Relations Act.
The complaint alleges in substance that on 20
September 1984, following a Board election in
Case 9-RC-14470, the Union was certified as the
exclusive
collective-bargaining
representative
of
the Respondent's employees in the unit found ap-
propriate. (Official notice is taken of the "record"
in the representation proceeding as defined in the
Board's Rules and Regulations, Secs. 102.68 and
102.69(g),
amended Sept. 9, 1981, 46 Fed.Reg.
45922 (1981);
Frontier
Hotel,
265
NLRB 343
(1982).) The complaint further alleges that since 20
September 1984 the Respondent has refused to bar-
gain with the Union. On 21 June 1985 the Re-
spondent filed an answer admitting in part and de-
nying in part the allegations in the complaint.
On 3 July 1985 the General Counsel filed a
Motion for Summary Judgment and Partial Motion
to Strike "Answer" of Respondent. On 11 July
1985 the Board issued an order transferring pro-
ceeding to the Board and a Notice to Show Cause
why the motion should not be granted. The Re-
spondent filed a response.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
Ruling on Motion for Summary Judgment
The Respondent's answer admits its refusal to
bargain with the Union, but attacks the validity of
the certification in the representation proceeding
on the basis that it is improper and contrary to law.
The Respondent's answer further asserts that the
charge is time-barred by Section 10(b) of the Act
because it was filed more than 6 months after the
Respondent advised the Union by letter dated 1
October 1984 that it was refusing to bargain in
order to test the validity of the certification. The
General Counsel argues that all material issues
except the 10(b) defense have been previously de-
cided and that the 10(b) defense should be stricken.
The record, including the record in Case 9-RC-
14470, reveals that a Decision and Direction of
Election issued in Case 9-RC-14470 on 11 May
1984. The Respondent timely filed a request for
review in which it alleged that the Regional Direc-
tor had erred by not finding the Respondent's dis-
patchers supervisors and by including them in a
unit of its drivers and mechanics. On 5 June 1984
the Board issued a telegraphic order which did not
pass on the supervisory status of the dispatchers,
but did require that they vote subject to challenge.
On the same date an election was held in which a
majority of the Respondent's employees in the unit
selected the Union as their exclusive representative
for collective bargaining.'
On 12 June 1984 the Respondent timely filed ob-
jections to conduct affecting the election's results.
The Regional Director overruled two of the objec-
tions and ordered a hearing on the remaining two.
On 20 August 1984 a hearing officer's report issued
overruling the two remaining objections in their
entirety.
The Respondent timely filed exceptions to the
hearing officer's report, and on 20 September 1984
the Regional Director issued a Second Supplemen-
tal Decision and Certification of Representative
adopting the hearing officer's findings. On 2 Octo-
ber 1984 the Respondent filed a request for review
of the Regional Director's Second Supplemental
Decision, and on 11 February 1985 the Board
denied the Respondent's request for review.
By letter dated 16 April 1985 the Union request-
ed the Respondent to bargain. Since that date the
Respondent has refused to recognize and bargain
with the Union.
The Respondent contends in its opposition to the
Motion for Summary Judgment that its refusal to
bargain is justified by the Regional Director's al-
legedly improper refusal to set aside the election
based on the two election objections overruled in
the 20 August 1984 hearing officer's report. The
Respondent also contends that its refusal to bargain
is justified by the Regional Director's refusal to
order a hearing on the Respondent's other two
election objections.
The Respondent raised this
issue for the first time in its October 1984 request
for review which the Board denied on 11 February
1985. Finally, the Respondent's opposition raises
the 10(b) defense noted above.
We find that the Respondent's 10(b) defense
lacks merit because the Respondent has admitted
that the Union requested bargaining on 16 April
i The tally of ballots showed 28 votes for and 12 votes against the
Union, with 5 challenged ballots
277 NLRB No. 56
V.I.P. LIMOUSINE SERVICE
1985, within the certification year, 2 and that it has
refused to bargain since that date. The charge was
filed on 1 May 1985, and thus is clearly within the
6-month requirement of Section 10(b).3
It is well settled that in the absence of newly dis-
covered and previously unavailable evidence or
special circumstances, a respondent in a proceeding
alleging a violation of Section 8(a)(5) is not entitled
to relitigate issues that were or could have been
litigated in a prior representation proceeding. See
Pittsburgh Glass Co. v. NLRB, 313 U.S. 146, 162
(1941); Secs. 102.67(f) and 102.69(c) of the Board's
Rules and Regulations. All issues raised by the Re-
spondent in this proceeding, with the exception of
the affirmative defense discussed above, to which
we find no merit, were or could have been litigated
in the prior representation proceeding. The Re-
spondent does not offer to adduce at a hearing any
newly discovered and previously unavailable evi-
dence, nor does it allege any special circumstances
that would require the Board to reexamine the de-
cision made in the representation proceeding. We
therefore find that the Respondent has not raised
any issue that is properly litigable in this unfair
labor practice proceeding.
Accordingly, we grant the Motion for Summary
Judgment finding that on or since 16 April 1985
the Respondent has violated Section 8(a)(5) and (1)
of the Act by refusing to bargain with the Union.
On the entire record, the Board makes the fol-
lowing
FINDINGS OF FACT
1. JURISDICTION
The Respondent, an Ohio corporation with an
office and place of business in Cincinnati, Ohio, is
engaged in the interstate and intrastate transporta.
tion of passengers and freight for hospitals, nursing
homes, and other institutions.
During the 12
months preceding issuance of the complaint herein,
the Respondent derived in the course and conduct
of its operations gross revenues in excess of
$50,OCO. During the same period of time the Re-
2 We find that the lapse of time between the Respondent's 1 October
1984 letter refusing to bargain and the Union's 16 April 1985 letter re-
questing bargaining does not constitute such unusual circumstances
within the meaning of Ray Brooks s: NLRB, 348 U S. 96 (1954), that
would relieve the Respondent of its obligation to bargain throughout the
certification year See Sunnyland Refining Co, 250 NLRB 1180, 1181 fn.
2 (1980)
Although the Respondent initially refused to bargain in its letter
dated 1 October 1984, at that time the unit description set forth in the
Second Supplemental Decision and Certification of Representative mcor-
rectly included the classification of dispatchers The Respondent's I Oc-
tober 1984 refusal to bargain was based, in part , on this error However,
the Regional Director's Correction of Second Supplemental Decision and
Certification of Representative dated 28 December 1984 corrected this
error, which therefore provided the Respondent no defense for its refusal
to bargain in response to the Union 's 1L6 April 1985 request.
539
spondent purchased and received in the-course of
its operations at its Cincinnati, Ohio facility prod-
ucts, goods, and materials valued in excess of
$50,000 directly from points outside the State of
Ohio. We find that the Respondent is an employer
engaged in commerce within the meaning of Sec-
tion 2(6) and (7) of the Act and that the Union is a
labor organization within the meaning of Section
2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Certification
Following the election held on 5 June 1985, the
Union was certified on 20 September 1984 (as re-
vised by Order of 28 December 1984) as the collec-
tive-bargaining representative of the employees in
the following appropriate unit:
All full-time and regular part-time drivers and
mechanics including school bus drivers em-
ployed by the Employer at its Cincinnati, Ohio
location, but excluding all office clerical em-
ployees, all other employees and all profession-
al employees, guards and supervisors as de-
fined in the Act.
B. Refusal to Bargain
Since 16 April 1985 the Union has requested the
Respondent to bargain, and since that date the Re-
spondent has refused. We find that this refusal con-
stitutes an unlawful refusal to bargain in violation
of Section 8(a)(5) and (1) of the Act.
CONCLUSIONS OF LAw
By refusing on and after 16 April 1985 to bargain
with the Union as the exclusive collective-bargain-
ing representative of employees in the appropriate
unit, the Respondent has engaged in unfair labor
practices affecting commerce within the meaning
of Section 8(a)(5) and (1) and Section 2(6) and (7)
of the Act.
REMEDY
Having found that the Respondent has violated
Section 8(a)(5) and (1) of the Act, we shall order it
to cease and desist, to bargain on request with the
Union, and, if an understanding is reached, to
embody the understanding in a signed agreement.
To ensure that the employees are accorded the
services of their selected bargaining agent for the
period provided by law, we shall construe the ini-
tial period of the certification as beginning the date
the Respondent begins to bargain in good faith
with the Union. Mar-Jac Poultry Co.,
136 NLRB
785 (1962);
Lamar Hotel,
140 NLRB 226, 229
540
DECISIONS OF NATIONAL
(1962), enfd. 328 F.2d 600 (5th Cir. 1964), cert.
denied 379, U.S. 817 (1964); Burnett Construction
Co., 149 NLRB 1419, 1421 (1964), enfd. 350 F.2d
57 (10th Cir. 1965).
ORDER
The National Labor Relations Board orders that
the Respondent, Farat, Inc. d/b/a V.I.P. Limou-
sine Service, Cincinnati, Ohio, its officers, agents,
sucessors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain with Amalgamated Tran-
sit Union, Local 627, AFL-CIO-CLC as the exclu-
sive bargaining representative of the employees in
the bargaining unit.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) On request, bargain with the Union as the ex-
clusive representative of the employees in the fol-
lowing appropriate unit on terms and conditions of
employment and, if an understanding is reached,
embody the understanding in a signed agreement:
All full-time and regular part-time drivers and
mechanics including school -bus drivers em-
ployed by the Employer at its Cincinnati, Ohio
location, but excluding all office clerical em-
ployees, all other employees and all profession-
al employees, guards and supervisors as de-
fined in the Act.
(b) Post at is facility in Cincinnati, Ohio, copies
of the attached notice marked "Appendix."4
Copies of the notice, on forms provided by the Re-
gional Director for Region 9, after being signed by
the Respondent's authorized representative, imme-
diately upon receipt and maintained for 60 consec-
utive
days in conspicuous places including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Re-
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
LABOR RELATIONS BOARD
spondent to ensure that the notices are not altered,
defaced, or covered by any other material.
(c) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT refuse to bargain with Amalga-
mated Transit Union, Local 627, AFL-CIO-CLC
as the exclusive representative of the employees in
the bargaining unit.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL, on request, bargain with the Union
and put in writing and sign any agreement reached
on terms and conditions of employment for our
employees in the bargaining unit:
All full-time and regular part-time drivers and
mechanics including school bus drivers em-
ployed by the Employer at its Cincinnati, Ohio
location, but excluding all office clerical em-
ployees, all other employees and all profession-
al employees, guards and supervisors as de-
fined in the Act.
FARAT,
INC. D/B/A V.I.P. LIMOU-
SINE