279 NLRB 747
Carpenters Local 608 (Various Employers)
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
Carpenters Local 608, United Brotherhood of Car-
penters
and Joiners of America,
AFL-CIO
(Various
Employers)
and
John
Harte
and
Franklin McMurray and Eugene Clarke. Cases
2-CB-9767, 2-CB-9811, and 2-CB-9812
30 April 1986
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
DENNIS AND JOHANSEN
On 26 March 1985 Administrative Law Judge
Steven B. Fish issued the attached decision. The
Respondent filed exceptions and a supporting brief,
and the General Counsel filed exceptions and a
supporting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions and to adopt the recommended Order
as modified.I
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge as modified below and orders that the Re-
spondent, Carpenters Local 608, United Brother-
hood of Carpenters and Joiners of America, AFL--
CIO, its officers, agents, and representatives, shall
take the action set forth in the Order as modified.
1. Substitute the following for paragraphs 1(a)
and (b).
"(a) Denying employees whom it represents in
collective bargaining the right to review, inspect,
photocopy, or duplicate all hiring hall records (on
payment of reasonable costs), or refusing to pro-
vide such employees information, on request, with
regard to the operation of its hiring hall, where
such information or request is related to an alleged
failure to properly refer such employees because
said employees engaged in intraunion political ac-
tivities or other protected concerted activities.
"(b) Arbitrarily denying employees whom it rep-
resents in collective bargaining the right to review,
inspect, photocopy, or duplicate all hiring hall
records (on payment of reasonable costs), or refus-
ing to provide such employees information, on re-
quest, with regard to the operation of its hiring hall
' The General Counsel has excepted to the judge's inadvertent failure
to conform his recommended Order to his findings
We have modified
the recommended Order and notice accordingly
Because this case involves an exclusive hiring hall, we find it unneces-
sary to consider, and do not rely on, the judge's discussion concerning a
union's obligations in operating a nonexclusive hiring hall
747
where such information or request is related to an
alleged failure to properly refer such employees."
2. Substitute the following for paragraph 2(a).
"(a) Honor requests by Eugene Clarke, Franklin
McMurray, and John Harte to inspect, review,
photocopy, or duplicate all hiring hall records (on
payment of reasonable costs), and provide such em-
ployees information on request with regard to the
operation of its hiring hall, where such requests are
related to the alleged failure to properly refer such
employees, including but not limited to those re-
quests made by letter in February 1983."
3. Substitute the attached notice for that of the
administrative law judge.
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT deny employees whom we repre-
sent in collective bargaining the right to review, in-
spect,
photocopy, or duplicate our hiring hall
records (on payment of reasonable costs), or refuse
to provide such employees information on request,
with regard to the operation of our hiring hall,
where such information or request is related to our
alleged failure to properly refer such employees be-
cause said employees engaged in intraunion politi-
cal activities or other protected concerted activi-
ties.
WE WILL NOT arbitrarily deny employees whom
we represent in collective bargaining the right to
review, inspect, photocopy, or duplicate our hiring
hall records (on payment of reasonable costs), or
refuse to provide such employees information with
regard to the operation of our hiring hall, where
such information or request is related to an alleged
failure to properly refer such employees.
WE WILL NOT in any like or related manner re-
strain or coerce employees in the exercise of rights
guaranteed by Section 7 of the Act.
WE WILL honor requests by Eugene Clarke,
Franklin McMurray, and John Harte to inspect,
review, photocopy, or duplicate our hiring hall
records (on payment of reasonable costs), and pro-
vide such employees information, on request, with
regard to the operation of our hiring hall where
279 NLRB No. 99
748
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
such requests are related to our alleged failure to
properly refer such employees.
CARPENTERS
LOCAL
608,
UNITED
BROTHERHOOD OF CARPENTERS AND
JOINERS OF AMERICA, AFL-CIO
Sandra Grossfeld, Esq., and Stephen Appell, Esq., for the
General Counsel.
Ira Sturm, Esq. (Manning, Raab, Dealy & Sturm), of New
York, New York, for the Respondent
DECISION
STATEMENT OF THE CASE
STEVEN B. FISH , Administrative Law Judge. On Feb-
ruary 22, 1983,1 John Harte (Harte) filed a charge in
Case 2-CB-9767 against Carpenters Local 608, United
Brotherhood of Carpenters and Joiners of America,
AFL-CIO (Respondent),2 alleging violations of Section
8(b)(1)(A) and (2) of the Act by failing and refusing to
provide
Harte
with
names, addresses, and telephone
numbers of persons who have applied for or been given
referral to employment by Respondent within the past 6
months.
On March 22 Frank McMurray (McMurray) filed a
charge against Respondent in Case 2-CB-9811, alleging
an 8(b)(l)(A) violation of refusing to provide McMurray
with the number of names on its job lists, because
McMurray and another member of Respondent filed
charges with the Board. The charge also contains a "by
these other acts" clause.
On March 23 Eugene Clarke (Clarke) filed a charge
against
Respondent in
Case
2-CB-9812,
alleging
8(b)(1)(A) and (2) violations by refusing to allow Clarke
to inspect and examine the referral lists of Respondent
containing the names, addresses, and phone numbers of
persons who had requested referrals, and by discriminat-
ing against Clarke with respect to job referrals, because
he engaged in concerted activity protected by Section 7
of the Act.
On April 29 the Regional Director for Region 2 issued
an order consolidating the above
cases along with a
complaint and notice of hearing, alleging that Respond-
ent violated Section 8(b)(1)(A) of the Act by failing and
refusing to provide Harte, McMurray, and Clarke with
names, addresses, and telephone numbers of all persons
who have asked to be referred or have their names
placed on the list by Respondent for referral, dates of
such request, the identity of each person referred and
dates of each referral, where they were referred, dates of
hire, layoffs, or discharge.3
i All dates hereinafter unless otherwise indicated are in 1983
2 During the trial of the instant matter, Respondent was represented by
David Lew, Esq, of Bart & Lewis, New York, New York The above-
cited firm was substituted as counsel subsequent to the close of hearing
and filed a brief on behalf of Respondent
s The 8(b)(2) portion of the charges filed by Harte and Clarke were
withdrawn
McMurray as noted did not allege 8(b)(2) violations in his
charge
A hearing was held before me with respect to the alle-
gations in the complaint in New York, New York, on
December 12, 20, 21, and 22, 1983, and April 10 and 11,
1984. Briefs have been received from Respondent and
the General Counsel and have been duly considered.
On the entire record,4 including my observation of the
demeanor of the witnesses, I make the following
FINDINGS OF FACT
1. JURISDICTION
Building Contractors Association Inc. (BCA) and the
Cement League (the Associations) are associations of em-
ployers engaged in the construction and building trades,
and which exist for the purposes of representing their
employer-members in collective bargaining and negotiat-
ing and administering collective-bargaining agreements
with labor organizations, including the District Council
of New York and Vicinity of the United Brotherhood of
Carpenters and Joiners of America (District Council and
Respondent).
Annually, the employer-members of each of the Asso-
ciations, in the course of their business operations, collec-
tively, purchase goods and materials valued in excess of
$50,000 directly from firms located outside the States
wherein the employer-members are located.
It is admitted and I find that each of the Associations
and their respective employer-members are now, and
have been at all times material herein, employers en-
gaged in commerce within the meaning of Section 2(2),
(6), and (7) of the Act.
It is also admitted and I so find that Respondent is
now, and has been at all times material herein a labor or-
ganization within the meaning of Section 2(5) of the Act.
II. FACTS
A. Respondent's Hiring Hall Procedures
At all times material herein , Respondent has been a
constituent member of the District Council, which in-
cludes all Local Carpenter Unions within the city of
New York. For a number of years Respondent, as a con-
stituent member of the District Council, was a party to a
series of collective-bargaining agreements with the vari-
ous Associations covering employees falling within the
jurisdiction of Respondent.
A collective-bargaining agreement running from July
1, 1981, to June 30, 1984, was executed by the parties,
and was binding on and enforced and maintained by Re-
spondent during this period of time.
Article VI, section 2, of the agreement provides:
The first Carpenter on the jobsite shall be re-
ferred by the Union. The Second Carpenter shall be
the Employer's selection. The balance shall be 50%
from the Union and 50% from the Employer. The
Union will cooperate, in order to meet all legal re-
quirements, and furnish qualified Carpenters when
4 The General Counsel's unopposed motion to correct the transcript is
granted
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
749
requested. A working Job Steward shall be appoint-
ed by the Union.
When a Employer, in compliance with this Sec-
tion, requests the District Council to send men to a
job, the District Council shall cooperate by sending
only such as are experienced in the specific type of
carpentry work being done on the said job by that
Employer. There shall be no discrimination of any
kind against any person covered by this agreement,
based on race, religion, age, sex, national orgin or
Union affiliation with respect to hiring, firing, or
any other conditions of employment.
Article VII, entitled "Job Referral System," provides
that:
In the referral of applicants by the Union for em-
ployment as provided for in Article VI, Section 2,
by the following provisions shall govern:
Section 1. The Union shall establish and maintain
an open employment list for the employment of
competent workmen. This list shall be established
and maintained on a non-discriminatory basis and
shall not be based on, or in any way affected by
race, creed, color, nationality, age, sex, or Union
membership, by-laws, rules, regulations, constitu-
tional provisions of any other aspect or obligation
of Union membership, policies or requirements.
Prior to 1979 in connection with the implementation of
the referral procedure set forth above, Respondent had
operated a hiring hall wherein applicants would shape up
at Respondent's offices on a daily basis. Sometime in
early 1979, Respondent had a fire at its premises, which
the landlord allegedly blamed on Respondent's use of its
"dayroom," which was utilized by it for shaping up by
applicants. Accordingly, by a letter dated August 9,
1979, Respondent announced that as of August 20, 1979,
it would no longer utilize a shapeup system. The letter
explained that the landlord had claimed that Respondent
was violating its lease by allowing a dayroom and re-
quested its discontinuance. Additionally, the letter assert-
ed that Respondent's executive board felt that the
present system was wasteful and expensive to the mem-
bership, and decided to adopt a call-in system, similar to
the practice of other carpenter locals in the area.
The system instituted by the August 1979 letter was
still in effect as of the hearing herein, which requires ap-
plicants to call in to Respondent between 2:30 and 3:30
p.m. to request a referral. The applicant must provide his
name, telephone number, and ledger page number. Ap-
plicants are told to be available at the given telephone
number between 7 to 9 o'clock in the morning, when
representatives of Respondent contact them to notify
them of a possible referral. Employers can call Respond-
ent to seek employees at anytime. Consequently it some-
times becomes necessary for Respondent's agents to call
applicants and offer them jobs at times of the day or
evening, other than from 7 to 9 a.m.
Respondent maintains three different sets of documents
in connection with the operation of its referral system.
When an applicant first calls in to use the hiring hall, a
5-by-8 inch identification card for each member, some-
times referred to as a worksheet or work card, is pre-
pared. These cards or worksheets contain the applicant's
name, a telephone number where he can be reached, his
ledger number, and his specialty, if any.5
Respondent also utilizes a shapeup list, which is main-
tained on a daily basis and maintained thereafter in a
monthly folder. Each daily page of the shapeup list con-
tains the names of other employees requesting shapeup,'
his or her ledger page number, and telephone number.
Respondent also maintains referral lists which are simi-
larly maintained on a daily basis and thereafter in month-
ly folders. The referral lists, through the end of 1982,
were made up of two columns, the first column contain-
ing the name of the employer to whom referral was
made and the job location, and the second column indi-
cating the name of the employee or employees referred
to that particular job. In 1983, the referral list added two
additional columns, entitled "specialty" and "requested."
Each page bears a date, but no times of call-ins or refer-
rals are listed on any of the records.
Paschal McGuiness, Respondent's business manager, is
Respondent's chief operating official, with four assistant
representatives reporting to him. John Boyle, one of
these assistant business representatives, was assigned by
McGuiness the responsibility of maintaining the above-
described hiring hall records. Other assistant business
representatives such as John F. O'Connor, Martin Ford,
and John Keane are also involved in the process of oper-
ating Respondent's hiring hall system.
When applicants call in to request a referral, as noted,
a card or worksheet is made up for them. Each time an
applicant calls for a referral, one of the Respondent's of-
ficials places a "C" on his worksheet or card and places
his name on the shapeup list. The card of the applicant is
then placed on the wall in the order of his or her calling
in
Referrals are made according to Respondent's offi-
cials in order from the shapeup list or from the cards on
the wall, taking into consideration the specialty that may
be requested by the employer, as well as the preferences
of the particular carpenter for performing certain types
of work, as appears on his records.
If Respondent is unable to contact the applicant, a no-
tation of "N" is placed on his card. If the person is con-
tacted and refuses a referral an "X" is placed on his card.
If the person refuses a referral and provides an explana-
tion, such a illness, an "XX" is placed on his card. In
either event , a person is not penalized for either refusing
a job or not being home when called, and he retains his
place on the list. Respondent will then go down the list
of names until the job is filled, sometimes even calling
back an applicant who it had been unable to reach earli-
er.
When an applicant is referred, an "R" is placed on his
card. If an applicant obtains his own job, he is supposed
to call in and notify Respondent of same, in which case a
s In the industry , carpenters perform a variety of specialty work such
as "finish , dry wall , ceilings and concrete " Employers will frequently re-
quest employees to perform these specialties
Many carpenters usually
look for work only in the specialties , and will not accept work in other
specialties
750
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
"W" is placed on his card . Then the applicant will not
be called until he again calls when that job is completed
and requests a referral , and his name is again placed on
the shapeup list, and "C" is marked on his card.
Boyle testified that
Respondent has approximately
3200 to 3500 members , and of that number 700-800 use
its hiring hall on an annual basis . The remaining over
2000 members, according to Boyle , obtain jobs on their
own As noted Respondent 's contracts with the two As-
sociations provide for a hiring procedure , wherein the
first carpenter on the jobsite shall be referred by Re-
spondent, the second shall be the employer's selection,
and the remaining employees ,
50 percent from each
source. No evidence was adduced on this record, that
these requirements have not been adhered to by the par-
ties.
B Dissident Activities of the Charging Parties
It is undisputed that Harte , McMurray, and Clarke
(the Charging Parties) are and have been well-known
union dissidents for several years. Harte's problems with
Respondent began as far back as 1973, when he was
denied admission into Respondent on his attempt to
transfer from another local and filed a lawsuit to gain ad-
mission . In late 1981 , the three members met and dis-
cussed various complaints that they had about the oper-
ations of Respondent , and formed a dissident group
named "Carpenters for a Stronger Union ." Clarke was
president, McMurray , vice president, and Harte, coordi-
nator of this group . During 1982 the individuals began to
complain at Respondent's meetings about various union
policies as well as speaking to various carpenters about
their concerns.
Some of their main complaints were the lack of a
shapeup room, Respondent's pension plan, and an alleged
lack of democracy in the Local as well as alleged cor-
ruption among its officials.
During 1982 as well as in early 1983, the group pre-
pared, published, and distributed anti-incumbent litera-
ture at union meetings, jobsites , and the union hall. This
literature included newsletters entitled "On the Level,"
and "The Rusty Nail " These documents were highly
critical of Respondent's operations in general , and its of-
ficers and officials in particular. A number of the news-
letters accused Respondent 's representatives of corrup-
tion, emphasizing their relationship with Theodore Mari-
tas, president of the District Council , who was indicted
on various Federal criminal extortion charges ,
disap-
peared before a trial could be held , and was believed to
have been killed.
These newsletters also criticized the allegedly high sal-
aries and benefits of Respondent 's business agents as well
as Business Manager McGuiness. Respondent's failure to
have a dayroom or shapeup hall was also emphasized,
where it was suggested in answer to Respondent's al-
leged concerns for the expense of such a hall , that Re-
spondent could afford to have a dayroom by merely
eliminating the salary of a business agent . A number of
the newsletters dealt with the hiring hall issue , contend-
ing that the present telephone system was unfair and ar-
bitrary, and afforded the business agents too much con-
trol over hiring, while not affording the member suffi-
cient opportunity to check to see if the member is being
discriminated against or to decide whether or not to turn
down a job that he or she might not want.
Additional areas of criticism in these publications in-
cluded
Respondent's pension plan, apprentice system,
and policies with regard to dues and assessments.
All three Charging Parties were involved in election
campaigns against the incumbent administration . In'June
1982, Harte ran for trustee on an opposition slate to the
then present leadership . He was defeated and appealed
the results to the International , but never received an
answer to his appeal Clarke attempted to run for Local
president , but was not permitted to run for office, be-
cause he had been suspended from Respondent 's meet-
ings because of his alleged disruptive conduct at meet-
ings.6 McMurray unsuccessfully opposed the incumbent
Business Manager McGuiness in the June 1983 election,
receiving approximately 12 percent of the votes. Harte
and Clarke acted as the observers for McMurray at this
election. McMurray challenged the results of the election
to the International , claiming certain alleged election ir-
regularities by the incumbent slate of officers . His appeal
was turned down by the International.
The record reveals several instances of animus dis-
played by Respondent's offices towards some of these
activities engaged in by the Charging Parties . Thus at
Respondent's meeting of October 8, 1982, McMurray
made some critical comments about Respondent 's poli-
cies and made a motion to end a 15 -percent assessment
Immediately McGuiness asked for the floor . He then
proceeded to criticize the "small group or minority that
is printing garbage and passing it out." He referred to
the publications being passed out as "deliberate lies," and
"indecent pieces of literature that are being handed out,"
stated that he was "telling your Brothers to ignore this
garbage if you have decency at all." He also at a further
point in his remarks asked the members not to "be like
this small minority group , do not lower yourself to their
class."
At a union meeting on February 28, 1983, McMurray
raised a question about the hiring hall list. John F.
O'Connor interjected angrily that since he and Harte had
filed charges against Respondent at the NLRB, Respond-
ent would not answer any questions about the job list.7
O'Connor then read a letter from Respondent 's attorneys
congratulating the Local and its officers for their profes-
sional manner in keeping their referral lists, which were
utilized in connection with the defense of a prior charge
filed and withdrawn by Clarke with the Board.8
6 Clarke was nominated for the position of president by Harte to run
against incumbent John F O'Connor at the May 1982 meeting
O'Con-
nor, who was chainng the meeting , rejected the nomination, because it
was allegedly contrary to Respondent's constitution O'Connor, then real-
izing that he was a candidate for president , relinquished the chair to
McGuiness who made the same decision and did not accept the nomina-
tion of Clarke
° In fact, as of that date Harte and not McMurray had filed charges
with the Board
8 The letter referred to Case 2-CB-9630, which apparently involved a
challenge by Clarke to the hiring hall The record is silent as to the pre-
cise details of this charge or when it was filed or withdrawn
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
McGuiness then remarked that members who bring
charges to the Labor Board cost the Local money, be-
cause they have to pay for lawyers.
Later on in the meeting, McMurray spoke regarding
the salaries of business agents. John F. O'Connor inter-
rupted and called McMurray an "ungrateful bastard,"
and refused to permit him to continue speaking. O'Con-
nor also added that Harte and McMurray had brought
charges with the NLRB and that they were "bastards
trying to destroy the Union."
At the next meeting, McMurray objected to the ac-
ceptance of the minutes because neither of the above
comments of O'Connor nor McGuiness were refleced
therein. McMurray's objections were ignored and the
minutes accepted.9
Finally, about January 25, 1983, Harte was distributing
dissident literature at Respondent's offices. Martin Ford,
one of Respondent's business agents, told him to leave
the premises and stop distributing literature and that he
had no business being here. Ford added that if Harte dis-
tributed any more literature Ford would have him beaten
i
up.
0
The next day Harte returned to Respondent's offices
with McMurray and began to hand out more literature
to members. John F. O'Connor approached them and
told them to stop handing out literature, and if they did
not he would have them arrested. The men then left the
premises. I I
C. The Efforts of the Charging Parties to Obtain
Hiring Hall Information
At nearly every monthly meeting held by Respondent
between May through December 1982, either or both
John F. O'Connor or McGuiness made comments to the
membership that the Local had 100-percent employment
and/or that work opportunities were plentiful. In fact, at
the October 18, 1982 meeting, McGuiness stated in re-
sponse to a question by McMurray about the employ-
ment situation that Respondent "had better than 100 %
employment in this the best local union in the United
Brotherhood "
In July 1982 Harte made the first of a number of oral
requests to inspect the hiring hall lists. He made these re-
quests on a number of occasions during July through the
end of September. Whenever Harte was out of work
during this period he would call and ask that his name be
placed on the referral list. When after not receiving re-
ferrals for a short period of time thereafter, and hearing
at meetings of 100-percent employment, Harte asserts
that he wanted to see the list to see where he stood.
Harte would ask either O'Connor, Tom O'Kelly, or
McGuiness to see the hiring hall list. They responded
that Harte will be called for employment, but would not
show him the list.
9 The above form the uncontradicted testimony of Harte and McMur-
ray
10 Based on the credible testimony of Harte. Ford did not testify, but
the parties stipulated that if he were called to testify he would deny
making any threats to Harte I credit Harte
I' Based on the essentially mutually corroborative testimony of Harte
and McMurray
751
On October 12, 1982, McMurray called into the hiring
hall and requested that his name be placed on the refer-
ral list. By October 18 he had not been offered a job, al-
though he had been told by other carpenters that there
was a lot of work at the time in "finishing," which was
his specialty. McMurray was also concerned that since
he had been speaking up at meetings, this may have ad-
versely affected his referral opportunities. 12
McMurray concluded that he wanted to check and see
if he was getting his fair share of work. Therefore at the
October 18 meeting he asked whether Respondent kept a
job list and whether the members were entitled to see it.
McGuiness replied that the Local did keep a job list, and
that
any
member could see it any time that they
wanted. 13
On the day following the meeting, October 19, Harte,
McMurray, Clarke, and a fourth member, Jerry McDon-
ough, went to Respondent's office to see the hiring list.
Harte and McMurray at first saw John F. O'Connor and
asked him to see the job list. O'Connor returned with
their work cards. They insisted that this was not suffi-
cient and again asked to see the job list. O'Connor re-
plied that if they wished to see anything else other than
their work cards, they would have to see McGuiness.
A few hours later Harte, McMurray, and Clarke each
saw McGuiness individually. 14 McMurray asked McGui-
ness to see the job list, and reminded him of the fact that
he had said at the meeting that all members could see the
job list whenever they wanted to. McGuiness replied
that he could not show McMurray the list, and men-
tioned that McMurray was family man and needed to
support his family. McMurray again requested to see the
list. McGuiness continued to refuse to show it to him,
and did not provide him with an explanation for not
doing so, although, McMurray asked why he could not
see it. Finally McGuiness asked McMurray if he wanted
a job. McMurray said yes, and McGuiness referred him
to a job which lasted 5 hours.
Harte, who at the time was also out of work,15 and
awaiting referral from Respondent's hall, asked McGui-
ness where he stood on the list. McGuiness showed him
his work card and explained to Harte the various codes
appearing therein, which indicated that he had been
called on certain days and was not home and that he had
refused a job. Harte replied that he never refused a job
and that he was always home, so that the cards were not
accurate.
Harte again asked where he stood on the list, saying
that his card was not meaningful since it did not show
his position on the list relative to others. McGuiness an-
swered that Harte was a smart fellow and had a family
to support. Harte continued that he did not want a lec-
ture, but just wanted to see the list. McGuiness conclud-
'a McMurray had been told by other members that if he spoke up at
meetings, he would not get work
19 Based on the testimony of McMurray , substantially corroborated by
Harte, and not denied by any of Respondent 's witnesses
i•
The fourth member who accompanied the Charging Parties,
McDonough, did not wait around to see McGutness and left the prem-
ises
15 According to Respondent's record card, Harte had called in for re-
ferral on October 8, 1982
752
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ed that he "can't show" Harte the list, and that Harte
would be getting a job in a few days. Harte was referred
by Respondent to a job, a few days later.
Clarke, who was also not working on that day,' e
asked McGuiness to show him the hiring hall list.
McGuiness instead showed him his card and began to ex-
plain it to Clarke. Clarke said that he knew about the
card but that was not helpful to him since it did not
show where he was on the list and who was ahead of
him and he wished to see where he stood. McGuiness re-
sponded that he could not show Clarke the list and gave
no reason for not doing so.
Thereafter at a number of subsequent membership
meetings, McMurray asked why members were not al-
lowed to see the job list. McGuiness responded by stat-
ing how democratic the Local was, but did not reply to
McMurray's question.
McMurray, after being referred to a 5-hour job by
McGuiness on October 19, protested to the hall that this
was only 5 hours' work. A day or two later Ford called
him and referred McMurray to a job for Nastasi White,
which lasted for 1 day. McMurray then obtained his own
job for a firm called Amberg which lasted from Novem-
ber 1982 through the end of January 1983.
Harte was laid off from a job on January 23, 1983, and
called in to place his name on the list. On January 25 he
went to Respondent's premises and asked John F.
O'Connor to see the list. O'Connor replied that Harte
could not see the list. At that point Harte decided to
remain and distribute literature to the members. On that
day, as set forth above, Ford threatened to have Harte
beaten up if he distributed any more literature.
The next day, January 26, 1983, Harte asked McMur-
ray to accompany him to the hall in view of his being
threatened the day before. They spoke to Tom O'Kelly,
Respondent's financial secretary, and asked to see the job
list. O'Kelly replied that he could not show them the list.
McMurray and Harte then began to again distribute liter-
ature. O'Connor then came out and told them to leave
the hall and stop giving out literature or he would call
the police. At that point McMurray took out a camera
and took a picture of O'Connor. McMurray explained
that he originally took the camera with him in case there
was any violence, he would be able to record it, since
Harte had informed him of the threat by Ford the day
before. Although admittedly O'Connor did not engage in
any violence on January 26 and merely ordered them to
leave, McMurray testified that he decided to take a pic-
ture of O'Connor any way, since it might eventually be
useful for their dissident publications.
McMurray and Harte again went to the hall on Febru-
ary 9 and asked O'Connor to see the job list. O'Connor
again refused. Shortly thereafter, in mid-February 1983,
Harte and McMurray, after consulting with an attorney,
sent identical letters to Respondent in care of McGui-
ness. The letters read as follows:
I
am a member of Carpenters' Local 608,
UBC&J, and I seek work through its job referral
16 Respondent's record shows that Clarke had called in on October 13
to place his name on the list.
procedures. I have good faith reason to believe that
I have been and am being discriminated against by
Local 608 in job referrals.
In order to determine whether I have been or am
being discriminated against, I seek information con-
cerning the identity of persons on the Local 608 job
referral list(s), and of the persons who have been re-
ferred to jobs, as well as the dates the persons who
have been referred to jobs, as well as the dates of
referral, dates of hire, and dates of last preceding
discharge.
Please forward to me by return mail the names,
addresses and telephone numbers of all persons
who, during the past six months have asked to be
referred to jobs by Local 608 or have asked that
their names be placed on a list for job referral, to-
gether with:
(a) the date or dates of each request;
(b) the date or dates of each subsequent referral
of such person to a job, including the name of the
person so referred, the name of the employer to
whom referred, and identification of the jobsite to
which referred;
(c) the date or dates of each hire and of any sub-
sequent layoff or discharge, including the name of
the person hired and/or laid off, the name of the
employer and identification of the jobsite.
I shall of course be prepared to pay a reasonable
cost for reproducing the information requested.
By identical letters dated February 24, 1983, McGui-
ness replied to Harte and McMurray, asking them to
contact McGuiness in order to set up a meeting, "so that
we may review documentation that may be appropriate
to your inquiry."
On April 6, 1983, a meeting was held pursuant to these
letters. Present were McGuiness, McMurray, and Harte.
They asked McGuiness to see the job list. McGuiness
took out and showed them their work cards and ex-
plained that they showed that the men had received their
fair share of work. McMurray responded he objected to
the accuracy of the cards, claiming that he was home on
days that showed he had been called. McMurray again
insisted on seeing the job list, which is required by the
contract. 17
McGuiness repeated that McMurray had
gotten a fair shake at the hall and that he was working
steady, and that he would not be shown the job list.
McGuiness did not mention anything about any of the
job records or any part thereof being confidential. The
meeting then ended.
The very next day McMurray received a call from
John F. O'Connor offering him a job at LaGuardia Air-
port. McMurray refused this job, telling O'Connor that it
was not a "finishing" job, which was his specialty, and
that he also had no transportation to the airport.
About February 23, 1983, Clarke was called by John
Boyle from Respondent and offered a finishing job, al-
though his specialty is ceiling work. Clarke refused this
job, since he did not have any finishing tools. That very
11 The contract as noted requires the Union to "establish and maintain
an open employment list "
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
morning however Clarke had been told by a fellow
member that he plus four others were dispatched from
the hall that morning for ceiling jobs.
In mid-March Clarke, who was not working at the
time, went to Respondent's office and asked John F.
O'Connor to see the list. O'Connor showed Clarke his
work card. Clarke replied that he wanted to see the list,
not his card. O'Connor responded that Clarke could not
see the list, and the conversation ended.
In May 1983, Clarke ascertained that a company called
Duncan Interiors was hiring employees. He then called
the company, and was told the company needed a good
mechanic such as Clarke, and would hire him, but that
he had to get approval from the hall. Clarke then called
Respondent and informed John F. O'Connor of his con-
versation with the Duncan official. O'Connor replied
that Respondent had already dispatched two men to that
job Although Clarke admitted that he had just been laid
off from another job and had not as yet placed his name
on Respondent's list, he still felt that this was his job and
he was being circumvented by the Union, and that he
felt his rights to get his own job from management was
being restricted. 18
Therefore Clarke went to the hall to try to find out
who was sent out in his place to Duncan. He saw
McGuiness and complained that he was being "put
upon" and was unhappy about the fact that he was told
that he needed clearance from Respondent to obtain a
job he had gotten on his own. McGuiness explained the
the employer had already called in for men and that Re-
spondent had dispatched two men to that job. Clarke
then asked to see the job list to ascertain who had been
sent out in his place. McGuiness refused to show Clarke
the list or tell him who had been sent out to this job. 19
The above findings with respect to the various re-
quests to see the job referral lists of Respondent by the
Charging Parties are based on a compilation of what I
believe to be the credible testimony of the Charging Par-
ties and Respondent's witnesses, O'Connor and McGui-
ness. While much of the evidence is essentially undis-
puted and agreed upon, there are some areas where con-
flicts in testimony do exist. For the most part I have
credited the testimony of the Charging Parties over that
of Respondent's witnesses where it was necessary to re-
solve such conflicts. On balance I found the Charging
Parties to be more candid and credible than Respond-
ent's witnesses.
I was most impressed with Charging Party Clarke,
who appeared to me to be the most believable of all the
witnesses herein, and who freely admitted facts which
might adversely affect his position. Thus, for example, he
divulged that he had not signed up on Respondent's
hiring hall list when he made his request to see the list in
May 1983.
On the other hand I was most unimpressed with
McGuiness as a witness, who was frequently evasive and
19 I note that the contract provides that 50 percent of the jobs at a
jobsite can be filled by management
19 I note that Clarke had no way of knowing whether the men who
had been sent out to this job were on the hiring list as contended by Re-
spondent, nor whether the 50-50 ration set forth in the contract was
being adhered to with respect to these referrals
753
argumentative in a number of his responses. This was
true in some particularly significant areas of his testimo-
ny, such as whether Respondent had a policy in regard
to permitting members to see the job referral lists.
Respondent defends its decision not to show the refer-
ral lists to the Charging Parties essentially through the
testimony of McGuiness and Boyle. These explanations
related specifically to the requests made in writing and
orally by Harte and McMurray in February and April
1983, as McGuiness denied that any similar requests were
made at other times.20 O'Connor, who also testified on
behalf of Respondent, admitted that in October 1982 and
February 1983, he received requests from Harte and/or
McMurray to see the referral lists, that he showed them
the work cards instead, and that he would not show
them the lists. O'Connor testified that he refused to show
them the list although he had not discussed the matter
with McGuiness, nor was he aware of any union policy
with respect to such requests When asked why he did
not show the list to a Charging Party, O'Connor's re-
sponse was "his card was sufficient."
Insofar as McGuiness and Boyle are concerned they
corroborate each other's testimony that after the Febru-
ary letters of Harte and McMurray were concerned,
McGuiness instructed Boyle to bring in their individual
worksheets as well as requesting District Council fringe
benefit reports. Based on their review of these docu-
ments, Boyle and McGuiness testified that they conclud-
ed that Harte and McMurray had both received their fair
share of work from Respondent. McGuiness also alleged-
ly mentioned that he felt that the telephone numbers of
members were confidential. McGuiness then decided that
the men would not be allowed to see the referral lists.
McGuiness asserts that in his view Harte and McMurray
had been "working steady" for the 6-month period for
which they requested information, and further that Re-
spondent has a policy of confidentiality as to addresses
and phone numbers. Accordingly, he states that he con-
cluded that the requests made were unreasonable and
they would not be shown Respondent's records.
During this discussion and McGuiness' deliberations,
Boyle and McGuiness did not check the work cards or
District Council records of any other members, nor did
they go through the sign in or referral lists. McGuiness
also testified that there was no "Union" policy with re-
spect to requests to see the list by members, and that no
one had ever made such a request before.2 i According
to McGuiness, members will frequently come to the hall
and ask how they stand on the list, but they are satisfied
by Respondent's officials showing them their individual
work cards as was done with respect to the requests
herein. McGuiness could not explain how the showing of
members their own cards in any way shows how they
stand on the list. When asked about this McGuiness then
opined that when members make such requests, they are
21 As noted I have credited the Charging Parties that a number of
other oral requests were made to various officials of Respondent, includ-
ing McGuiness
21 With the exception of one retired member, which resulted in a prior
NLRB charge and a settlement
754
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
only interested in making sure that there is a record that
they called in to the hall.22
Insofar
as the confidentiality issue is concerned,
McGuiness asserts that he became aware of Respondent's
policy against disclosure of members ' names and address-
es when he was told about it in 1967 by another union
official. He claims that has always been Respondent's
policy as far as he knows. However, he could not point
to the policy being in writing. At one point in his testi-
mony he asserted that Respondent's constitution sets
forth this policy. When pressed further, McGuiness re-
ferred to section 31 of the constitution which relates
only to the election procedure of Respondent, and states
that qualified candidates shall be permitted to examine
membership lists containing names and addresses of
members once within 30 days prior to the election23
It is undisputed that Respondent's policy in regard to
elections is not to permit unlimited inspection of mem-
bership lists. The candidates come to the office with
their literature, Respondent orally gives them the names
and addresses of members, they put them on the enve-
lopes, and Respondent's officials accompany the candi-
dates to the Post Office. When McMurray was running
for business manager against McGuiness, he met with the
election committee pursuant to this procedure. McMur-
ray admitted that he read out loud the names and ad-
dresses of members into a hidden tape recorder that he
had with them at the time, in order to obtain that infor-
mation.24
Extensive testimony was adduced by Respondent of
the Charging Parties concerning their work records
during 1982 and 1983. Additionally, a stipulation con-
cerning this information was also introduced into the
record. Respondent also submitted into evidence its work
cards and the District Council pension sheets.
The above evidence tends to establish that during the
time periods in question herein, more specifically from
the summer of 1982 through the spring of 1983, all three
Charging Parties were working for a significant amount
of the time. Each of them received a number of referrals
from Respondent during this period of time as well as
obtaining a number of jobs on their own. However these
records and this testimony do not dispute, and in fact
tend to corroborate the testimony of the Charging Par-
ties, that for the most part, when they made their re-
quests to see the lists, they were not employed and had
been awaiting referral from the hall.25
22 McGumess admitted however that at times members will be inter-
ested in finding out how many people are ahead of them on the list, and
that
business agents
will sometimes furnish that information to the
member
23 This provision appears to be in compliance with and in response to
sec. 401(c) of the LMRDA , which requires unions in election campaigns
to comply with all reasonable requests of candidates to distribute mail
and literature and that candidates have a right once within 30 days prior
to an election to inspect membership lists
24 The date of this incident is not clear from the record , but it appears
to have been at some point shortly prior to the election which was held
on June 20, 1983
21 I note in this connection that Clarke admitted that he had not called
Respondent in May 1983 when he requested to see the list, but he had
been denied a job that he thought he was entitled to receive McMurray
also admitted that he was working in late January 1983, when he accom-
panied Harte to ask to see the list, pursuant to Harte's request, because
III. ANALYSIS
A. The Exclusivity of the Hiring Hall
Respondent contends that its hiring hall herein is non-
exclusive in nature, because in order for such an arrange-
ment to be considered exclusive, "all" hiring authority
must be reserved to the Union. I do not agree.
It is well settled that a hiring is deemed to be exclusive
where the union retains exclusive authority for referrals
for some specified period of time, such as 24 or 48 hours,
before an employer can hire on its own. Mountain Pacific
Chapter AGC, 119 NLRB 883 (1957); Boilermakers Local
587 (Stone & Webster), 233 NLRB 612, 614 (1977); Car-
penters Local 78 (Murray Walter), 223 NLRB 733, 734-
735 (1976). Thus to the extent that that union retains
such exclusive authority during this period, it operates an
exclusive hiring hall.
Similarly, an exclusive hiring hall can also exist where
an employer has the contractual right to bring in a cer-
tain number or percentage of employees onto a job.
Bricklayers Local 8 (California Mason Contractors), 235
NLRB 1001, 1003 (1978). Thus the employers herein
have given up and delegated to Respondent the right to
hire the first employee on the job and 50 percent of the
remainder after the employer selects a second employee.
I conclude that to such an extent an exclusive hiring hall
is contemplated by the agreement. Heavy Construction
Laborers Local 663 (Robert A. Treuner), 205 NLRB 455,
456 (1973).26
Since the record is bereft of any evidence that the
terms of the contract have not been adhered to, I con-
clude that to the extent specified, Respondent operates
an exclusive hiring hall, and is subject to the obligations
and requirements which flow from such a finding.27
B. The Obligation to Permit Inspection of and Supply
Information Regarding Respondent's Referral Records
It is well settled that a union which operates an exclu-
sive hiring hall breaches its duty of fair representation in
violation of Section 8(b)(1)(A) when it arbitrarily denies
requests of its members for job referral information,
where such requests are reasonably directed towards as-
certaining whether such members have been properly
treated in connection with the operation of the hiring
hall. Operating Engineers Local 324 (AGC of Michigan),
226 NLRB 587 (1976); Bartenders Local 165 (Nevada
Resort), 261 NLRB 420 (1982); Electrical Workers IBEW
Local 575 (Coleman Electric),
270 NLRB 66, 69-70
(1984).
The Board has found violations with respect to the de-
nials of various types of requests in this connection, such
Harte had been threatened the day before by Ford Harte as noted, on
the other hand, was not working on these days and was awaiting referral
26 See also Carpenters Local 2S (Mocon Corp.), 270 NLRB 623 (1984),
where up to 25 percent of the employees could be designated by the em-
ployer
24 The testimony that a majority of Respondent's members do not use
the hiring hall at all , and obtain jobs on their own, in no way refutes or
contradicts this finding
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
755
as inspecting the hiring hall lists,28 copying the lists,29
or even asking the union to compile and furnish hiring
hall information.30
Even where a union operates a nonexclusive hiring
hall, the Board has found that the union still owes a duty
of fair representation towards those who seek to utilize
its services.
Bricklayers Local 8, supra at 1005-1008;
Plumbers Local 13 (Mechanical Contractors of Rochester),
212 NLRB 477, 479 (1974); Crouse Nuclear Energy Serv-
ices, 240 NLRB 390 (1979).
This duty has been held to have been violated where
the union in a nonexclusive hiring hall discriminatorily
refuses its members access to and services of the hiring
hall because they have engaged in intraunion political ac-
tivity. Operating Engineers Local 4 (Carlson Corp.),
189
NLRB 366 (1971); Teamsters Local 923 (Yellow Cab), 172
NLRB 2137 (1968); Crouse Nuclear, supra.
The Board has also found the duty of fair representa-
tion to have been violated where the operator of a non-
exclusive hiring hall refused to permit the utilization of
the hiring hall, because of other arbitrary reasons, such
as the fact that the applicant was not a union member or
because he worked for a nonunion contractor, Plumbers
Local 13, supra, or because of his nonunion status and be-
cause he refused to pay a fine to a sister local. Bricklayers
Local 8, supra.
In the instant case the evidence is more than sufficient
to support a finding that the various requests of the
Charging Parties were denied because of activities in op-
position to the policies of Respondent and its incumbent
officials, including their reelection.
The record is clear that all the Charging Parties ran or
attempted to run for union office against Respondent's
incumbent officials, spoke out at Respondent's meetings,
and distributed literature to the membership highly criti-
cal of the operation of Respondent in general and the
current leadership in particular.
That Respondent and its officials harbored substantial
animus towards the exercise of these protected concerted
activities by the Charging Parties cannot be doubted.
Thus at Respondent's October 18 meeting, immediately
after McMurray made a critical comment about Re-
spondent's assessment policy, McGuiness obtained the
floor and proceeded to attack the literature distributed
by the Charging Parties as well as the' Charging Parties
themselves. McGuiness referred to them as "a small
group or minority that is printing garbage and passing it
out." He also characterized the publications as "deliber-
ate lies and indecent pieces of literature," and asked the
members "to ignore this garbage if you have any decen-
cy at all." He concluded by asking the membership not
to "be like this small minority group, do not lower your-
self to their class."
I would note that this diatribe took place at the same
meeting during which McMurray asked about the job list
28 Bartenders Local 165, supra, Fischbach/Lord Electric Co, 270 NLRB
856, 863 (1984)
ze Plumbers Local 513 (Master Contractors), 264 NLRB 415, 422 (1982),
Plasterers Local 90 (Southern Illinois Builders), 236 NLRB 329 338
Boilermakers Local 587, supra
(1978),
30 Operating Engineers Local 324, supra, Carpenters Local 1080 (Axley &
Burch & Lamb Corp.), 255 NLRB 80, 87 (1981)
and was told by McGuiness that the Local does keep a
list and that any member could see it any time that he or
she
wanted.
The very next day, as noted, Clarke,
McMurray, and Harte all came to the hall, requested to
see the list, and were refused without being given a
reason by Respondent.
Additionally, at another meeting on February 28, 1983,
McMurray raised a question about the list, and was told
angrily by John F. O'Connor that since he had filed
charges against Respondent with the NLRB, Respondent
would not answer any questions about the job list.
McGuiness then commented that members who bring
charges at the Labor Board cost the Local money. Later
on in the same meeting, after McMurray criticized the
salaries of business agents, John F. O'Connor interrupted
and referred to McMurray as an "ungrateful bastard"
and refused to allow him to continue speaking Finally,
O'Connor observed that Harte and McMurray had
brought NLRB charges and that they were "bastards
trying to destroy the Union."
I note that these remarks on February 28, 1983, were
contemporaneous with both oral and written requests by
the Charging Parties to see the lists and obtain hiring in-
formation.
Finally, on January 25 and 26, after having been again
refused access to the job lists, Harte began to distribute
dissident literature to members. On January 25 he was
threatened by Ford with being beaten up if he did not
desist. On January 26, along with McMurray, they were
both told by John F. 0' Connor that they would be ar-
rested if they continued distribting literature to members.
Thus the above evidence of animus towards the
Charging Parties for their protected activities, coupled
with the fact that McGuiness told the membership at the
October 18 meeting that Respondent's job list was avail-
able to be seen at any time, leads me to the conclusion
that the Charging Parties were treated disparately and
discriminatorily with respect to their requests for hiring
hall information.
It would seem therefore that the issue of whether or
not Respondent operates an exclusive hiring hall is not
crucial to the disposition of the instant matter. What are
crucial and in my judgment determinative of the issue of
the legality of Respondent's conduct herein are the ques-
tions of the reasonableness of the Charging Parties' re-
quests and the validity of Respondent's professed reasons
for denying these requests. Indeed, as Respondent cor-
rectly observes, the Act does not impose an absolute ob-
ligation to comply with the requests for hiring hall infor-
mation in all circumstances. Operating Engineers Local
324, supra, in fact makes it clear that a union must
merely "deal fairly with an employee's request for infor-
mation."
Respondent cites Detroit Edison
Co., 440 U.S. 301
(1979), as the Supreme Court opinion on the duty of em-
ployers to supply information to unions, and urges that
the situation is analogous to the instant matter. Thus Re-
spondent urges an adoption of the "balancing test" of
conflicting interests set forth therein, and argues that the
interest of the Charging Parties in obtaining the hiring
hall information herein can and should be outweighed by
756
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
various legitimate interests of Respondent. Although I
am not persuaded that the analogy to Detroit Edison,
supra, is necessarily apt, I do find some similarities in the
rationales and the underlying considerations in both situ-
ations. I also believe that the admonition in Operating
Engineers Local 324, supra, to "deal fairly" with requests
for hiring hall information presupposes some sort of bal-
ancing test between the necessity for the information and
the possible legitimate and compelling interests that a
union may have in denying the requests.
I now turn to an examination of these issues. The ini-
tial question to be decided is whether the requests of the
Charging Parties had a reasonable basis. I credit the testi-
mony of the Charging Parties that they requested to see
the job lists because they reasonably believed that they
were being discriminated against by Respondent in the
operation of its hiring hall. In this connection I note that
the evidence discloses that nearly all the requests were
made when the Charging Parties were unemployed and
awaiting referral from the hall, while at the same time
Respondent's officials were announcing 100-percent or
plentiful employment among the membership. McMurray
and Clarke were both offered referrals by Respondent
outside of their respective specialties, contrary to Re-
spondent's normal practice of referral by specialty. In
Clarke's case, this referral by Respondent raised even
more suspicions in his mind by virtue of the fact that on
the very day that he was offered the job outside his spe-
cialty he was told that Respondent on the same day had
referred five men to jobs in Clarke's specialty. Thus I
find it quite reasonable for Clarke to have concluded
from these facts that the referral to him by Respondent
outside his specialty was offered knowing he would
refuse, and was an attempt to circumvent him on the list
and not to offer him jobs in his specialty that it gave out
to others on that day. Thus it was quite reasonable for
him to request to see the list and find out who had been
referred to the ceiling jobs on that day, and where these
members stood on the list in relation to him.
Additionally, I note that Clarke lost a job that he
thought he had obtained on his own, after having been
told by the employer that he needed only clearance from
the hall to work. When Clarke called Respondent to ask
about this job, he was told by O'Connor that two men
had already been referred from the hall to that job. It
may very well be true that Respondent had, as testified
to by O'Connor, already sent out the two men prior to
Clarke having called. However, that is not the issue.
Once again these facts certainly could provide Clarke,
and I find that it did, a reasonable belief that he was
again being circumvented by Respondent. Thus the offi-
cial at Duncan apparently said nothing to him about
having already called the hall and clearly led Clarke to
believe that he needed only to receive Respondent's ap-
proval to obtain the job. When he was told by O'Connor
that men had already been referred, it certainly could
have raised suspicions in his mind that once again he was
being treated unfairly and that perhaps no one had been
dispatched until after his interest in the job had become
known. Thus when he asked McGuiness to see the list to
verify who had been sent out in his place, he clearly had
a reasonable basis for the request.
I also note that the contract provides for a 50-50 ratio
of job referrals, so that the referral of the two men,
while denying the Employer the right to hire someone of
his choice, may have violated the contract. This provides
but another reason to justify Clarke's checking the refer-
ral list.
Finally, I agree with the General Counsel's contention
that the way Respondent operates its hiring hall provides
in and of itself additional support for the Charging Par-
ties' beliefs. Thus contrary to prior practice, Respondent
since 1979 has not utilized a shapeup or hiring hall
where employees appear, sign a list, and are dispatched.
Persons seeking employment now sign up and receive re-
ferrals by phone, and consequently have no opportunity
to ascertain who else may have been referred or in what
order, and cannot determine whether referrals have been
fairly distributed. The Charging Parties were constantly
complaining about the unfairness of this system both in
their literature and at meetings. In these circumstances, I
find Respondent's system was supportive of the reasona-
ble belief of the Charging Parties that they were being
discriminated against in the operation of the hiring hall
by Respondent.
Respondent argues on the other hand that the Charg-
ing Parties had no belief, reasonable or otherwise, that
they were being treated unfairly by Respondent's hiring
hall, and that the real motive for their requests for hiring
hail information was to obtain an additional outlet for
their dissemination of campaign literature. Respondent
contends initially that each of the Charging Parties
during this period was working for much of the time.
Although that may be true, they were also sometimes
out of work for long periods of time31 while awaiting
referrals and while Respondent 's officials were boasting
about 100-percent employment of its membership. More-
over, a number of the jobs received by the Charging
Parties were obtained on their own. These jobs of course
can provide no basis for disbelieving their testimony that
they thought they were being treated unfairly, since Re-
spondent had no role in referring these jobs to them.
Indeed in one instance, as noted above, Clarke thought
he had obtained a job on his own from an employer,
only to be told by Respondent that it had already filled
these positions, which lends further support to Clarke's
belief that Respondent may have been discriminating
against him. I therefore find Respondent's reliance on the
fact that the Charging Parties were working for much of
the time in question to be misplaced and far from suffi-
cient to conclude that they were not acting in good faith
when they made their requests.
Respondent also points to the fact that during the late
January visits to the hall to request to see the list, Harte
and/or McMurray distributed campaign literature, and
on the second day McMurray took a photograph of
O'Connor, admittedly for possible campaign use. Addi-
tionally, Respondent notes that McMurray, who was
running for office against McGuiness in the June 1983
election,
admittedly circumvented
Respondent's cam-
paign rules with respect to disclosure of names and ad-
3t For instance McMurray was out of work from January 31, 1983
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
757
dresses of members, by tape recording this information
without the knowledge or consent of Respondent. Final-
ly, Respondent argues that the fact that both Harte and
McMurray, the two leading dissidents, sent the identical
letters to Respondent requesting the information, at, rela-
tively the same time during the heat of the election cam-
paign, demonstrates that they lacked credibility in con-
nection with their stated purpose. I do not agree.
I note initially that the Charging Parties began making
requests to see the lists from as far back as the summer
and fall of 1982, well before McMurray began to run
against McGuiness for business manager. I also do not
believe that the fact that Harte and McMurray distribut-
ed literature on January 25 and 26 necessarily establishes
that their requests to the list on that date were not made
in good faith. They may have suspected based on prior
events that their requests would again be refused or put
off, but I am still persuaded that they did believe they
were not being treated fairly and wished to see the list in
order to investigate whether their referral rights were
being protected.
I attach little significance to McMurray's taking a pic-
ture of O'Connor, since he credibly explained that he
brought the camera in order to photograph anticipated
violence, based on Harte's being threatened the day
before by Ford for distributing literature. The fact that
he took the picture of O'Connor although no violence
took place,32 and admitted that he might use it for cam-
paign purposes, is again far from sufficient to establish
that the request for referral information was not made in
good faith.
As for McMurray's secretive taping of names and ad-
dresses of members contrary to Respondent's regulations,
it is clear that he intended to use the information for
campaign purposes. However, the taping did not occur
contemporaneously with the numerous hiring hall re-
quests that he made, and has not adduced any other evi-
dence to establish a connection between these events.33
Respondent also contends that the good-faith assertion
by the Charging Parties of their belief that they were
discriminated against was rejected by the Board itself,
when it refused to issue complaint on the 8(b)(2) allega-
tions made by the Charging Parties concerning the dis-
criminatory implementation of referrals by the Union. I
again do not agree. The record is silent as to what facts
the Region evaluated in its decision or the basis for its
action. The Regional Director's investigation serves a
more limited function than the hearing necessary under
the Act, and cannot therefore serve as a replacement for
the Board's adjudicatory responsibility. Hotel & Restau-
rant Employees Local 274 (Warwick Caterers), 269 NLRB
482 (1984). Moreover, I note that the withdrawal of
Harte's charge took place on May 9, 1983, subsequent to
all of his requests. The record is silent as to the dates of
32 1 note that O'Connor did threaten them with arrest for giving out
literature
89 1 find , contrary to Respondent's assertions, nothing suspicious or
damaging about the fact that Harte and McMurray sent identical letters
to Respondent requesting hiring hall information around the same time
They freely admitted using an attorney to prepare the letters, and the evi-
dence is clear that both of them were out of work and awaiting referral
at the time that they sent out their letters
the withdrawals of the other charges, but it appears that
they were also subsequent to their requests to see the
lists. Thus the disposition of the 8(b)(2) portion of the
charges is not determinitive even as to the issue of
whether in fact Respondent discriminated against the
Charging Parties in referrals, much less as to whether
they believed that they were discriminated against or
treated unfairly by Respondent's hiring hall. Moreover,
in my view, the belief that the Charging Parties need
have, that they were treated unfairly, need not rise to the
level of discrimination which would be unlawful under
the Act in order to justify their requests to see hiring
hall records.
Finally, I am of the opinion that the written requests
for information made by Harte and McMurray were also
neither overbroad nor burdensome. The Charging Parties
had been denied access to the job lists for months with-
out any explanation by Respondent. Thus the request for
information for a 6-month period was appropriate. No
evidence was submitted by Respondent that the request
would create any significant burden in compiling the in-
formation sought by the Charging Parties.
As for the request for addresses and phone numbers,
they credibly testified that they wished to be able to
verify whatever information they might be given from
Respondent's records. This appears to be a reasonable
concern,34 particularly where as here Harte and McMur-
ray both questioned the reliability and accuracy of their
worksheets kept by Respondent and previously shown to
them instead of the records that they sought.
Additionally, I would note Clarke's unrefuted testimo-
ny that some jobs dispatched by Respondent, to an
empty building for example, are likely to be and usually
are of longer duration. Sometimes jobs can last up to 2
years. Clarke also testified that he never had been dis-
patched by Respondent to any job that lasted a year or
more. Since the duration of jobs is not included on any
of Respondent's hiring hall records, members cannot as-
certain this information from merely inspecting the
records. Thus it would be necessary to contact the em-
ployees sent out on jobs, in order to determine how long
each dispatch lasted. Therefore, this provides but another
reason for the Charging Parties to request addresses and
phone numbers, so that they could find out whether they
were being discriminated against in assignments with re-
spect to job duration.
Moreover, even if it were concluded that an additional
purpose of some or even all the various hiring hall re-
quests made by the Charging Parties was to use the in-
formation for campaign purposes, Respondent would still
not be privileged to deny their requests, as long as the
requests were also, as I have found, based on and moti-
vated by a reasonable belief that they were being dis-
criminated against in the hiring hall. Analogizing, as Re-
spondent urges, to the Detroit Edison, supra, type situa-
tion, the Board has held that where a union's request of
an employer for information has a legitimate purpose, the
fact that it may desire to use such information for organi-
34 See Operating Engineers Local 324, supra, where this concern was
advanced by the charging party, and the Board found the request for ad-
dresses and phone numbers to be appropriate.
758
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
zational or campaign purposes does not provide a de-
fense to an employer's refusal to supply such informa-
tion.
Thus, "it is well established that where a union's re-
quest for information is for a proper and legitimate pur-
pose, it cannot make any difference that there may also
be other reasons for the request or that the data may be
put to other uses." Associated General Contractors of Cali-
fornia, 242 NLRB 891, 894 (1979).35
Respondent raises several other defenses to its refusal
to permit access by the Charging Parties to its records.
Preliminarily it argues that any Board order requiring
Respondent to furnish hiring hall information which en-
compasses disclosure of names and addresses of union
members is contrary to the Labor Management Report-
ing and Disclosure Act of 1959. Respondent specifically
refers to section 401(C) of that act, which sets forth re-
quirements for the disclosure of members names and ad-
dresses in an intraunon election campaign, and argues
that this establishes that "Congress in 1959 chose to
allow unions in all instances to determine whether or not
its membership lists would become available for public
use." Thus Respondent contends that the LMRDA pro-
scription against disclosure supercedes any rights under
the NLRA.
I find Respondent's position on this issue to be without
merit. The section of the LMRDA cited by Respondent
merely regulates intraunion election campaigns in con-
nection with disclosure of membership lists to candidates
and, even at that, does not prohibit a union from grant-
ing more extensive disclosure than the statute requires.
Particularly since the overall purpose of the LMRDA
is to protect rank-and- file members from potential abuse
by union officials, 3 a it cannot reasonably be construed to
prohibit a union from disclosing membership information
to its members in appropriate circumstances. Clearly the
intent of the statute is to provide a minimum amount of
disclosure in an election campaign, not to prevent a
union from doing so, or authorizing a union to decline to
do so in appropriate situations.
Finally, in this connection I note the administrative
law judge's decision in Operating Engineers Local 324,
supra, where he observed that he did not construe vari-
ous provisions of the LMRDA as "delimiting the scope
of a union's obligations to furnish information to the em-
ployees it represents." Id. at 599.
Respondent also contends that in applying the balanc-
ing test set forth in Detroit Edison, supra, that it carefully
and in good faith evaluated the legitimacy of the Charg-
ing Parties' requests, balanced them against legitimate
union interests, and reasonably refused the requests.
Respondent relies on the testimony of its officials,
Boyle and McGuiness, that after receiving the written
requests from McMurray and Harte in February 1983,
56 See also Columbus Maintenance Co., 269 NLRB 198 (1984), where
the Board, in affirming an administrative law judge 's finding a violation
in an employer's refusal to supply phone numbers of unit employees to a
union, stated as follows "As the Union's request was related to its role of
bargaining representative and not solely to its campaign needs, we agree
with the judge's conclusion that Respondent violated Section 8(aX5) and
(1) by refusing to supply the requested telephone numbers "
96 Marshall v Laborers Local 478, 461 F Supp 185, 188 (1978)
they reviewed the members' work cards and District
Council fringe benefit reports, and concluded that both
Harte and McMurray had been working steadily for the
6-month period covered by their requests for hiring hall
information. This evidence allegedly convinced McGui-
ness that Harte and McMurray had not been treated un-
fairly in connection with referrals, and that they had no
reason to see the records, particularly since the disclo-
sure of names and addresses of members allegedly violat-
ed a longstanding union policy of confidentiality of this
information.
I find Respondent's arguments as well as McGuiness'
testimony far from convincing. First, these explanations
do not account for Respondent's numerous other denials
of the previous and subsequent oral requests to see the
job lists made by Harte, McMurray, and Clarke. These
denials occurred in the summer of 1982, October 1982,
and January 1983, all before Respondent made its alleged
evaluations of the propriety of Harte and McMurray's
written requests in February 1983. Moreover, no testimo-
ny was adduced that any such evaluation was made of
Clarke's work history, while he was also denied access
to the job lists on a number of occasions, even as late as
May 1983, after the incident with the Duncan job that he
had lost.
Second, even as to Harte's and McMurray's written
requests, the testimony of Respondent's witnesses is not
persuasive. They claim that their review of the records
of Harte and McMurray convinced them that the mem-
bers had been working steadily and were therefore treat-
ed properly by the hiring hall. However it was admitted
that Respondent's officials did not examine its referral or
shapeup lists nor examine worksheets of other members.
It was clear that the complaints of Harte and McMurray
as well as Clarke asserted that they believed other mem-
bers may have received referrals which rightly should
have gone to them. Thus, it is essential to compare the
records of other members with the Charging Parties, in
order to make a reasonable evaluation of their claims.37
The failure of Respondent to do so detracts substantially
from the reliability of McGuiness' testimony and Re-
spondent's contention that it reasonably viewed the
Charging Parties' claims as lacking in substance.
In any event, in my judgment it is not the function of
Respondent to evaluate the merits of the Charging Par-
ties' asserted contentions. Analogizing once again to the
Detroit Edison-type of information request, as Respond-
ent urges, the Board has consistently held that the merits
of the union's underlying grievance is not significant, and
that an employer cannot comply with its obligation to
disclose information by making its own evaluaton of the
information requested and concluding even if in good
faith, and/or correctly, that the grievance is nonmentor-
ious, and/or the information is not essential to the
union's
decisionmaking functions
Associated
General
Contractors, supra at 894. See also
Conrock Co., 263
NLRB 1293, 1294 (1982); Herk Elevator Maintenance, 197
NLRB 96, 97 (1972).
97 I note that although the Charging Parties did receive some referrals
from Respondent during the period in question , they also obtained a
number of their jobs on their own
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
Thus the Charging Parties are entitled to judge for
themselves herein whether their hiring hall rights have
been violated and need not be satisfied by Respondent's
investigation of their claims.38
Turning to Respondent' s allegation that its need for
"confidentiality" with respect to phone numbers and ad-
dresses justified its refusal to disclose the information, I
find this contention to be entirely specious and pretex-
tual, and insufficient in any event to provide it with a de-
fense herein .
Respondent's various officials, including
McGuiness, who denied the numerous requests for hiring
hall information by the Charging Parties, never at any
time mentioned to them that confidentiality was a reason
for its actions in denying the requests.39 Indeed the oral
requests made by the Charging Parties contained no ref-
erence to addresses or phone numbers. Furthermore,
McGuiness seems to be the only official of Respondent
who was aware of this well-known policy of "confiden-
tiality." His testimony that he became aware of it when
informed years ago by a union officer who has died since
lacks credence. Admittedly, the policy has never been
memorialized in any writing or in Respondent's constitu-
tion or bylaws.40
Most significantly, John F. O'Connor, one of Respond-
ent's business agents and actively involved with hiring
hall procedures, was obviously unaware of this alleged
"policy," since he never mentioned it in his testimony as
a reason for denying any of the requests made to him. In
fact when asked, O'Connor stated that he was unaware
of any union policy with regard to disclosure of this type
of information, and that he refused to permit it because
he felt that the Charging Parties' worksheets were suffi-
cient for their inquiries .4 1 Moreover, the belated partial
corroboration of Boyle on this issue came only as a
result of leading questions and only referred to McGui-
ness mentioning to him confidentiality as to phone num-
bers, and not addresses, as a factor in McGuiness' deci-
sion to refuse to disclose the information to Charging
Parties Harte and McMurray.
Thus, I conclude that McGuiness' assertion of confi-
dentiality as a reason to refuse the requests was an after-
thought conjured up by Respondent after the fact to at-
tempt to justify its discriminatory actions against the
Charging Parties 42
Assuming arguendo, that the confidentiality defense
had in fact been considered by Respondent in its deci-
sion, it has still fallen far short of meeting its burden of
ss Indeed it may very well be that the information disclosed may have
satisfied the Charging Parties that they were being properly treated See
Operating Engineers Local 324, supra at 598
" See McDonnell Douglas Corp., 224 NLRB 881, 890 (1976)
40 McGumess' attempt to establish that the policy is in writing, by
pointing to the constitutional provisions dealing with elections, is equally
unconvincing
Clearly this provision is merely in compliance with the
LMRDA's requirements and does not reflect union policy of confiden-
tiality
11 This assertion is of course preposterous, since their worksheets do
not show records for other members, nor where the Charging Parties
stood in relation to others, which was obviously their true concern
42 I also note in this connection my findings above that McGuiness af-
firmatively stated at a union meeting that Respondent 's referral and sign
in lists were available for anyone to see Thus it would be unlikely for
him to have made such a statement if a policy of confidentiality had been
in existence which would have prevented such lists from being inspected
759
establishing the validity of such a defense . Thus when a
claim of confidentiality is raised, the party asserting that
claim has the burden of proof. Pfizer Inc., 268 NLRB
916, 919 (1984).
Respondent in relying on Detroit Edison , supra, claims
that Respondent has "unequivocally established that the
information sought has always been treated with the
highest degree of confidentiality." This is a gross mis-
characterization of the record. Indeed as I have found
above, this "policy of confidentiality" seems to have
only been known to McGuiness and no other officials
such as O'Connor. As for telephone numbers and ad-
dresses, McGuiness testified that he felt that a lot of
people have unlisted numbers and do not want other
people to know where they live and they are entitled to
that privacy. However, this unsubstantiated and unsup-
ported testimony has no probative value herein. Re-
spondent has not established the basis of McGuiness'
feelings in this regard, and in fact has not even proven
that there are any members who even have unlisted num-
bers, much less that they have expressed a desire for pri-
vacy.
Thus, contrary to Detroit Edison, in which the employ-
er therein had promised the employees that it would
keep the information requested by the Union to be confi-
dential, there is no evidence herein that the alleged
policy of confidentiality was disseminated to employees,
or that any employees sought to have the information
kept confidential,43 or that the employees had an expec-
tation that this information would be kept confidential.44
Moreover, the Board has rejected the argument that
phone numbers and addresses are "confidential" in the
context of a request for hiring hall information. Operating
Engineers Local 324, supra; Bartenders Local 165, supra.
Indeed, if Respondent were truly concerned about the
members' rights to privacy, it could have offered to re-
lease only the information with respect to those members
who have unlisted numbers. Or it also could have of-
fered to furnish the information requested aside from the
names and addresses . It is noted in this connection that
Respondent's referral list contains neither the members'
phone number nor addresses. Yet Respondent made no
such alternative offers. This is but another indication of
Respondent's arbitrary conduct.45
In summary, I have concluded above that the Charg-
ing Parties requested inspection of Respondent's hiring
hall lists and the furnishing of various items of informa-
tion in regard thereto, based on a reasonable belief that
they were being treated unfairly by Respondent in its op-
eration of the hiring hall. I have also found that Re-
spondent refused to comply with these requests, (1) for
discriminatory reasons, because of the Charging Parties'
having engaged in protected concerted activities, and (2)
arbitrarily and without legitimate justification in breach
of its duty of fair representation . By this conduct Re-
spondent has violated Section 8 (bXl)(A) of the Act, and
I so find.
43 Salt River Valley Water Users' Assn., 272 NLRB 296, 297 (1984),
Pfizer, supra at 919
44 Ibid
46 See Operating Engineers Local 324, supra at 598
760
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
CONCLUSIONS OF LAW
1. The Associations, and its employer-members, are
employers engaged in commerce within the meaning of
Section 2(5) of the Act.
2. Respondent is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. By denying John Harte, Franklin McMurray, and
Eugene Clarke the right to review and inspect hiring hall
records maintained by Respondent, and by refusing to
supply them with information with regard to the oper-
ation of its hiring hall, Respondent has breached its duty
of fair representation in violation of Section 8(b)(1)(A) of
the Act.
4. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondent has engaged in unfair
labor practices in violation of Section 8(b)(1)(A) of the
Act, I shall recommend that it be ordered to cease and
desist therefrom and to take certain affirmative action de-
signed to effectuate the purposes and policies of the Act.
Respondent argues in this connection that no affirma-
tive relief is appropriate, since at this time no reasonable
need exists to furnish the information. Respondent cites
Operating Engineers Local 324, supra, where the Board
affirmed the administrative law judge's recommended
order which did not provide for any affirmative relief.
Again Respondent refers to the Regional Office's deci-
sion on the 8(b)(2) charge having now precluded the ex-
istence of any current need for the Charging Parties to
have access to the information requested.
Contrary to Respondent's position, I am persuaded
that affirmative relief is appropriate in the circumstances
herein. As noted above, I attach little significance to the
Region's refusal to issue an 8(b)(2) complaint , since no
hearing has been held with respect to these issues. As
also noted, I do not believe that the Charging Parties'
belief of unfair treatment must rise to the level of dis-
crimination under the Act to warrant their satisfying
themselves that they have been treated properly. Al-
though it is true that the events justifying the Charging
Parties' reasonable belief occurred in 1982 and 1983, I do
not think it would be inappropriate to even now require
disclosure of information relating to that period of time.
It is true, as Respondent points out, that in Operating
Engineers Local 324, supra, the judge found, in agree-
ment with the position of the General Counsel, that dis-
closure of information would be useless to the charging
party at the time, and recommended only a cease-and-
desist order. However, as the General Counsel did not
dispute and apparently did not except to this order, the
precedential significance of this aspect of the case is
somewhat dubious.
More to the point and more dispositive with respect to
this issue is Bartenders Local 165 (Nevada Resort Assn.),
261 NLRB 420 (1982), a more recent case, where the ad-
ministrative law judge, affirmed by the Board, ordered
respondent to affirmatively honor requests by the charg-
ing party to review and inspect hiring records. See also
Carpenters Local 1080 (Axley & Burch), 255 NLRB 80
(1981), in which the Board also ordered respondent af-
firmatively to make hiring records available to referral
applicants.
Finally, I also have concluded that Respondent discri-
minatorily denied the Charging Parties access to its
hiring hall records because of their engaging in dissident
intraunion activities. This also militates in my view in
favor of ordering affirmative relief against Respondent.48
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed44
ORDER
The Respondent, Carpenters Local 608, United Broth-
erhood of Carpenters and Joiners of America, AFL-
CIO, its officers, agents, and representatives, shall
1. Cease and desist from
(a) Denying employees whom it represents in collec-
tive bargaining the right to review or inspect hiring hall
records, or refusing to provide such employees informa-
tion on request with regard to the operation of its hiring
hall, when such information or request is related to an
alleged failure to properly refer such employees, because
the employees engaged in intraunion political activities
or other protected concerted activities.
(b) Arbitrarily denying employees whom it represents
in collective bargaining the right to review or inspect
hiring hall records, or refusing to provide such employ-
ees information with regard to the operation of its hiring
hall, when such information or request is related to an
alleged failure to properly refer such employees.
In any like or related manner restraining or coercing
employees in the exercise of the rights guaranteed them
by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a)
Honor requests by Eugene Clarke, Franklin
McMurray, and John Harte to inspect or review hiring
hall records, and provide such employees information on
request with regard to the operation of its hiring hall,
when such requests are related to the alleged failure to
properly refer such employees.
(b) Post at its business offices, hiring hall, and meeting
hall copies of the attached notice marked "Appendix."48
Copies of the notice, on forms provided by the Regional
Director for Region 2, after being signed by the Re-
spondent's authorized representative, shall be posted by
the Respondent immediately upon receipt and maintained
46 This not to say that any future request by the Charging Parties or
other individuals for hiring hall information with respect to other periods
of time must necessarily be granted Any such requests must be evaluated
with respect to their reasonableness as well as the alleged reasons by Re-
spondent for any future denials
47 If no exceptions are filed as provided by Sec 10246 of the Board's
Rules and Regulations,
the findings,
conclusions, and recommended
Order shall, as provided in Sec. 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
48 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
CARPENTERS LOCAL 608 (VARIOUS EMPLOYERS)
761
for 60 consecutive days in conspicuous places including
(c) Notify the Regional Director in writing within 20
all places where notices to members are customarily
days from the date of this Order what steps the Re-
posted . Reasonable steps shall be taken by the Respond-
spondent has taken to comply.
ent to ensure that the notices are not altered, defaced, or
covered by any other material.