280 NLRB 1120
Goren Printing Co., Inc.
1120
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Goren Printing Co., Inc . and Boston Local No. 600,
Graphic Communications International Union,
AFL-CIO. Cases 1-CA-22446 and 1-CA-
22805
26 June 1986
DECISION AND ORDER
BY MEMBERS JOHANSEN, BABSON, AND
STEPHENS
On 10 February 1986 Administrative Law Judge
Martin J. Linsky issued the attached decision in
this
proceeding.I
Thereafter,
the
Respondent,
Goren Printing Co., Inc., filed exceptions and a
supporting letter. The General Counsel filed excep-
tions and a supporting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions, letter, and brief
and has decided to affirm the judge's rulings, find-
ings, 2 and conclusions and to adopt the recom-
mended Order as modified.
The General Counsel filed an exception to the
judge's conclusion that the Respondent did not vio-
late Section 8(a)(5) of the Act by requiring its em-
ployees to give Joseph Estella a note if they were
leaving work early. Although we agree with the
judge's conclusion, we do not rely on his rationale.
Previously, the Respondent required its employees
orally to inform Ralph Goren or Estella if they
were leaving work early. Thus, the note require-
ment is merely a more dependable method of en-
forcing Respondent's rule that its employees must
give notice if they leave work early. The rule itself
remains intact and the procedural change has an in-
consequential impact on those employees who
complied with the earlier notice requirement.3
Similarly, we agree with the judge's conclusion
that the Respondent did not violate Section 8(a)(5)
of the Act by requiring all finished work to be
signed by Joseph Estella, but we rely on manage-
ment's power to control the quality of its work
product, which is derived from the management
i An Errata was issued on 26 February 1986.
z The
j
udge inadvertently stated that the parties reached agreement on
the terms of a contract on 15 August 1985. The date should read 15
August 1984 The judge erroneously stated that the Respondent signed
the contract with retroactive effect back to 9 August 1985 The date
should read 9 August 1984 The judge also inadvertently stated that "[oln
15 October 1984-some two months later-Respondent filed a charge al-
leging that Respondent violated the Act by failing to sign the contract
when requested to do so by the Union " The word "Union" should be
substituted for "Respondent" as the filer of the charge in question
s Rust Craft Broadcasting of New York, 225 NLRB 327 (1976), see
American Ambulance, 255 NLRB 417, 422 (1981), enfd 692 F 2d 762 (9th
Cir 1982)
prerogatives clause of the collective-bargaining
agreement.4
The General Counsel also excepted to the
judge's reinstatement of the settlement agreement
in Case 1-CA-22446, arguing that the Respondent
breached the terms of the agreement and, there-
fore, it should be set aside. We find merit to this
exception. As the judge found, the Respondent did
not post the notices required under the settlement
agreement and did not pay the required perform-
ance bonuses. The Board has a longstanding rule of
setting aside a settlement agreement when there has
been a clear breach of its terms.5
Here, the judge's failure to set aside the settle-
ment agreement is based on his view that it would
be counterproductive to do so because it would
also require setting aside the collective-bargaining
agreement that the parties signed in January 1985
as a condition of the settlement. However, as the
General Counsel points out, the judge found that
the parties had reached agreement on the terms of
a collective-bargaining agreement on 15 August
1984. Additionally, the collective-bargaining agree-
ment signed by the parties as part of the settlement
agreement contains the same terms that the parties
agreed to on 15 August 1984. As the Respondent
did not comply with the terms of the settlement
agreement and setting aside the settlement agree-
ment does not change the terms of the collective-
bargaining agreement, 6 we find no reason to depart
from our normal remedy and we shall set aside the
settlement agreement and order the parties to exe-
cute the 15 August 1984 contract.?
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge as modified below and orders that the Re-
spondent, Goren Printing Co., Inc., Boston, Massa-
4 Art XXXV, sec G of the contract agreed to on 15 August 1984
states.
Management Prerogatives The Management of the plant and the di-
rection of the working forces, including the right to hire, the right to
suspend or discharge for proper cause and the right to lay off em-
ployees for lack of work or other legitimate reasons are the preroga-
tives of the Employer except as otherwise provided in the agree-
ment Any disputes as to discharge or lay-offs under this Article may
be submitted as a grievance to be settled in accordance with the pro-
cedure set forth in Article XXXIII, SECTION (4) of this contract
See City Cab Co of Orlando, 273 NLRB 1344 (1985)
s The only change that setting aside the settlement agreement requires
is the amount due Joseph Estella Under the terms of the collective-bar-
gaining agreement Estella is owed $720 This amount was reduced to
$360 by the terms of the settlement agreement The $360 required by the
settlement agreement was belatedly paid (after the unfair labor practice
charge was filed) and, therefore, the Respondent must pay Estella an ad-
ditional $360 to be in compliance with the $720 contractual amount.
' Because the terms of the collective-bargaining agreement are un-
changed, the unfair labor practices based on unilateral changes in those
terms still stand
280 NLRB No. 64
GOREN PRINTING CO
chusetts, its officers, agents, successors, and assigns,
shall take the action set forth in the Order as modi-
fied.
1. Insert the following as paragraph 2(a) and re-
letter the subsequent paragraphs.
"(a)
Execute the contract agreed to on 15
August 1984 and give it retroactive effect back to 9
August 1984."
2. Substitute the attached notice for that of the
administrative law judge.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT interfere with these rights given
to you by law.
WE WILL NOT fail or refuse to execute a collec-
tive-bargaining agreement agreed on between us
and Boston Local No. 600, Graphic Communica-
tions International Union , AFL-CIO, CLC.
WE WILL NOT bypass the Union and unilaterally
implement or threaten to implement changes in the
terms and conditions of employment of our em-
ployees, such as taking away 15 minutes ' extra pay
on paydays, failing to pay performance bonuses,
prohibiting all reading material at our facility, issu-
ing warnings contrary to the provisions of our col-
lective-bargaining
agreement
with the Union,
taking away a gas credit card previously given to
an employee, canceling medical coverage , reducing
wages, changing the rule on overtime, changing
hours
of work,
and changing a union-security
clause.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL execute the contract agreed to be-
tween us and the above-named Union on 15
August 1984.
1121
WE WILL give retroactive effect, to 9 August
1984, to the terms and conditions of employment of
the contract and will make our employees whole
for any losses they may have suffered by reason of
our failure to execute the above contract.
WE WILL make our employees whole for any
loss of moneys, with interest, resulting from our
failure to timely and regularly pay performance bo-
nuses and resulting from our ceasing to pay em-
ployees 15 minutes extra for lunch on payday.
WE WILL remove from our files any reference to
the warnings issued to Daniel Smith, Ed Carter,
John Carter, and Butch O'Malley and notify them
in writing that this has been done and that their un-
lawful warnings will not be used as a basis for
future personnel actions against them.
GOREN PRINTING CO., INC.
Ronald S. Cohen, Esq., for the General Counsel.
Russell Goren, president, for the Respondent.
George J. Carlsen, executive vice president, for the Charg-
ing Party.
DECISION
STATEMENT OF THE CASE
MARTIN J. LINSKY, Administrative Law Judge. On 15
October 1984 Boston Local 600, Graphic Communica-
tions International Union, AFL-CIO, CLC (Charging
Party or Union) filed a charge against Goren Printing
Co., Inc.
with the National Labor
Relations
Board.
Thereafter, on 28 November 1984, the Regional Director
for Region 1 issued a complaint (Case 1-CA-22446) al-
leging that Goren Printing Co., Inc. (Respondent) had
violated Section 8(a)(1) and (5) of the National Labor
Relations Act (the Act) by failing and refusing to exe-
cute a written contract embodying the full and complete
collective-bargaining agreement reached earlier by Re-
spondent and the Union. Respondent filed an answer in
which it denied that it violated the Act. A hearing was
held before me on this complaint, as amended on 21 and
22 January 1985, in Boston, Massachusetts.
On 22 January 1985, the second day of the hearing,
the parties entered into a settlement agreement that ter-
minated the hearing. The settlement agreement provided
that Respondent would sign a collective-bargaining con-
tract, give it retroactive effect, make certain payments to
employees, including $360 to employee Joe Estella, and
post a notice to employees.
Thereafter, an additional charge was filed by the
Union against Respondent on 27 March 1985, which was
amended on 9 May 1985. On 17 May 1985 the Regional
Director for Region 1 issued a second complaint (Case
1-CA-22805) alleging that Respondent violated Section
8(a)(1) and (5) of the Act by making a number of unilat-
eral changes in the terms and conditions of employment
of its employees in violation of the collective-bargaining
agreement and without first giving the Union notice and
an opportunity to bargain.
1122
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On 11 July 1985 1 granted the General Counsel's un-
opposed motion to reopen the record in Case 1-CA-
22446 and consolidate it for hearing with Case 1-CA-
22805. The Regional Director had previously set aside
the settlement agreement in Case 1-CA-22446 based on
Respondent's alleged failure to comply with the terms of
the settlement, On 25 July 1985 a hearing was held
before me in Boston, Massachusetts.
On the entire record in this consolidated case, to in-
clude a posthearing brief submitted by the General
Counsel and a letter in the nature of a brief submitted by
Respondent, and on my observation of the demeanor of
the witnesses, I make the following
FINDINGS OF FACT
1. JURISDICTION
At all times material, Respondent, a corporation with
an office and place of business in Boston, Massachusetts,
has been engaged in the business of commercial printing.
During the past 12 months, a representative period,
Respondent, in the course and conduct of its business op-
erations described above, purchased and received at its
Boston facility paper, inks, and related materials valued
in excess of $50,000. The materials were purchased from
firms, which in turn purchased them directly from points
located outside the Commonwealth of Massachusetts,
inter alia, Ris Paper Company and Carter Rice Paper
Company.
I find and Respondent admits that it is now, and has
been at all times material, an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. LABOR ORGANIZATION INVOLVED
Respondent admits and I find that the Charging Party
or Union herein is a labor organization within the mean-
ing of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
Respondent is a small print shop with approximately
seven employees. The Union was certified as the agent
of the employees for collective-bargaining purposes
about 20 March 1984 following a Board-supervised elec-
tion held on 7 March 1984, which the Union won.
Respondent is run by Russell Goren, its president, who
also represented Respondent at the hearings in this case.
In a prehearing affidavit to a Board agent, Goren stated
that Respondent has annual gross revenues of $850,000.
Goren is not an attorney. If there was ever a case where
an employer could benefit from the advice of good coun-
sel it is this case. Goren is unusually excitable and quite
unsophisticated regarding his rights and obligations
under the National Labor Relations Act. If it were in my
power-which it is not-to order a person to seek the
advice of a lawyer he trusts, who is knowledgeable in
the area of labor law, I would do so in this case. I be-
lieve that if Russell Goren were competently advised
about his rights and obligations under the law by an at-
torney he trusted he would do the right thing and obey
the law.
The hearing on 21 and 22 January 1985 concerned the
issue of whether Respondent and the Union had reached
full and complete agreement on a collective-bargaining
contract. If they had, then it was a violation of the Act
for Respondent to refuse to execute or sign that agree-
ment when requested to do so by the Union.
Section 7 of the Act gives employees certain rights
under Federal law. It provides that:
Employees shall have the right to self-organiza-
tion, to form, join, or assist labor organizations, to
bargain collectively through representatives of their
own choosing, and to engage in other concerted ac-
tivities for the purpose of collective bargaining or
other mutual aid or protection, and shall also have
the right to refrain from any or all such activities
except to the extent that such right may be affected
by an agreement requiring membership in a labor
organization as a condition of employment as au-
thorized in section 8(a)(3).
Section 8(a)(1) and (5) provides as follows:
It shall be an unfair labor practice for an employ-
er-
(1) to interfere with, restrain, or coerce employ-
ees in the exercise of the rights guaranteed in sec-
tion 7.
(5) to refuse to bargain collectively with the rep-
resentatives of his employees, subject to the provi-
sions of section 9(a).
Section 8(d) provides, in part, as follows:
(d) For the purposes of this section, to bargain
collectively is the performance of the mutual obli-
gation of the employer and the representative of the
employees to meet at reasonable times and confer in
good faith with respect to wages, hours, and other
terms and conditions of employment, or the negotia-
tion of an agreement or any question arising there-
under, and the execution of a written contract incor-
porating any agreement reached if requested by
either party, but such obligation does not compel
either party to agree to a proposal or require the
making of a concession. [Emphasis added.]
The evidence shows that between 8 April and 31 July
1984 Respondent and the Union had approximately 14
negotiating sessions. Goren represented Respondent, and
George Carlsen, executive vice president of the Union,
and Daniel Smith, one of Respondent's employees, repre-
sented the
Union.
They
worked from
a standard
areawide contract provided by the GCIU. Modifications
were made to this document. It was agreed that the con-
tract would run from 9 August 1984 to 8 August 1985.
On 31 July 1984 the parties had reached full and com-
plete agreement. The Union had the contract typed up
and prepared for signature, but when the parties met on
15 August 1984 to execute the contract Respondent,
through Goren, told the Union he could not sign the
contract with its profit-sharing plan, which the parties
GOREN PRINTING CO.
had previously agreed to during negotiations. Goren de-
manded that the profit-sharing plan be replaced with a
performance bonus plan, the particulars of which he fur-
nished the Union. Goren told the Union that he could
not live with the profit-sharing plan because it would
"reward" the employees for doing a bad thing when
they chose to be represented by a union. The Union, in
order to get a contract, went back to the bargaining unit
employees that very day with Goren's proposal, and the
bargaining unit employees reluctantly agreed to replace
the profit-sharing plan in the contract with the perform-
ance bonus plan demanded by Respondent. The Union so
advised Respondent and, as of 15 August 1985, a new
agreement had been reached.
The Union changed the previously prepared written
contract to substitute the performance bonus plan for the
profit-sharing plan and beginning a few days after 15
August 1984 requested Goren to come by the union
office and sign the contract. Goren did not do so. On 21
August 1984 the contract was sent to Respondent and
Respondent was asked to sign it. He did not do so. Re-
peated telephone calls from Carlsen to Goren were to no
avail. On 15 October 1984-some 2 months later-the
Union filed a charge alleging that Respondent violated
the Act by failing to sign the contract when requested to
do so.
At the hearing on 21 January 1985, Goren testified
that he delayed
in
signing the contract because he
wanted to subjmit it to a lawyer for review. However,
Goren admits that he did not submit it to a lawyer for
review until October and he further admits that the
lawyer had no legal objections to it although he had
some observations that went not toward the legality of a
particular clause, but whether a particular clause, albeit
perfectly legal, was a good idea.
Suffice it to say the General Counsel proved, not just
by a preponderance of the evidence, but beyond a rea-
sonable doubt that the parties had reached full and com-
plete agreement on 15 August 1984 on a 1-year contract
to run from 9 August 1984 to 8 August 1985. I fully
credit the testimony of the General Counsel's witnesses
on this matter, i.e., George Carlsen and Daniel Smith.
Both Carlsen and Smith impressed me by their demeanor
as being 100-percent truthful in their testimony.
On 22 January 1985, on the second day of the hearing,
the parties settled the case. Respondent signed the con-
tract and agreed, among other things, to pay to employ-
ee Joe Estella $360. Part of the settlement agreement also
required Respondent to post a notice to employees at its
facility.
Thereafter, the Union filed another charge against Re-
spondent, which charge was later amended. The Region-
al Director for Region I issued a new complaint (Case
1-CA-22805).
Thereafter, the
Regional
Director set
aside the settlement agreement in Case 1-CA-22446
based on Respondent's alleged failure to comply with the
terms and conditions of the settlement. In due course, the
General Counsel moved to reopen the record in Case 1-
CA-22446 and consolidate it for hearing with Case 1-
CA-22805. I granted the General Counsel's motion and a
hearing was held on 25 July 1985. The complaint in Case
I-CA-22805 was amended at the hearing.
1123
The evidence at the hearing on 25 July 1985 shows
conclusively that Respondent failed to comply with
some of the terms of the settlement agreement in Case 1-
CA-22446. Respondent never posted the notice to em-
ployees. In addition, Respondent did not honor its prom-
ise to pay $360 to Joe Estella until early. May 1985. This
was some 3-1/2 months after Respondent agreed to pay
Estella the money and it was after the Union had filed
the new charge in Case I-CA-22805.
I am not going to set aside the settlement agreement in
Case I-CA-22446 because I think it would be counter-
productive because if I set aside the settlement it would
involve setting aside the contract signed by the parties
on 22 January 1985 and I do not want to do that. Al-
though Respondent did not do it in a timely fashion it
did eventually pay Joe Estella the moneys it agreed to
pay him. I will order the posting of a notice in this case
incorporating the language of the notice Respondent
agreed to post back on 22 January 1985 but never did.
The gravamen of the unfair labor practices alleged in
Case I-CA-22805, as amended, is that Respondent
threatened to unilaterally implement and did in fact uni-
laterally implement changes in the terms and conditions
of the employment of its employees in violation of the
contract and without first giving notice and opportunity
to bargain to the Union. The U.S. Supreme Court has
made it clear that this is illegal. NLRB v. Katz, 369 U.S.
736 (1962).
A. Threat to Change Conditions of Employment
The contract contains a "Maintenance of Standards"
clause, which provides that "The Employer agrees that
all conditions of employment which were not eliminated
during the negotiations of this Agreement shall be main-
tained during the term of this Agreement."
Joe Estella, who has worked for Respondent for 30
years
and
whose employment began when
Russell
Goren's father ran the business, had for approximately 5
years been given use of a gas credit card. Following the
settlement on 22 January 1985, Russell Goren, although
he agreed to pay Joe Estella $360, told Joe Estella and
employee Daniel Smith that Estella could either keep the
gas credit card or get the $360, but not both. Estella
elected to keep the gas credit card. The issue of Estella
being furnished a gas credit card was never discussed
during negotiations. Hence, under the "Maintenance of
Standards" clause Estella could not have the gas credit
taken from him by Respondent during the term of the
contract without first getting the agreement of the Union
to do so. During the term of the contract (9 August 1984
to 8 August 1985) the Union could insist that there be no
change regarding the gas credit card and following the
expiration of the contract this issue was a matter for ne-
gotiation between Respondent and the Union. Respond-
ent can act unilaterally only after it has first bargained in
good faith to impasse with the Union.
For many years Respondent had given its employees
an extra 15 minutes for lunch on Fridays (which was
payday) so the employees could go to the bank and cash
their paychecks. If an employee elected not to go to the
bank he could have left work 15 minutes early. In other
1124
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
words, the employees were paid for 15 minutes on
Friday when they did not work. In June 1985 Respond-
ent, without first notifying the Union and giving it an
opportunity to bargain, unilaterally changed this policy
and took away this condition of employment. This issue
was not ever discussed much less eliminated during the
negotiations leading up to the contract.
When Respondent, without informing the Union and
giving the Union an opportunity to bargain over the
issue, unilaterally threatened to take away Estella's gas
credit card or waive his right to the $360 payment and
when it ceased paying employees 15 minutes extra for
lunch on payday it violated Section 8(a)(1) and (5) of the
Act.
B. Respondent 's Letter of 5 March 1985 to the Union
Respondent also violated the Act when it sent a leter,
dated 5 March 1985, to the Union. The letter went as
follows:
Dear Mr. Carlsen:
We regret to inform you, but due to financial
problems at Goren Printing Company, we have to
institute the following measures as of August 1,
1985:
1. Cancel all Blue Cross/Blue Shield.
2. Lower salaries of strippers and pressmen by
$2.00 per hour.
3. Institute an open shop policy.
4. Mandatory work hours of 8:00-5:00 pm with
1 hour for lunch.
5. Working unlimited overtime when required.
Yours Truly,
Russell Goren
President
At the hearing on 25 July 1985 Goren testified that by
"open shop policy" he meant a nonunion shop. Needless
to say, the letter is a flagrant violation of Section 8(a)(1)
and (5) of the Act because Respondent is stating its in-
tention to unilaterally implement massive changes in the
terms and conditions of employment of its represented
employees. In its letter Respondent makes no offer to
meet with the Union and discuss these matters but states
flat out that on a certain date (even before the contract
was due to expire) these changes will be implemented.
Russell Goren explained the tone and content of the
letter as being only a negotiating technique and that he
was fully aware that he could not unilaterally make these
changes without first bargaining in good faith with the
Union.
The Union and Respondent spoke with each other fol-
lowing the Union's receipt of this letter. Respondent said
that they (Respondent and Union) should not negotiate
until after the hearing in the case which took place on 25
July 1985 and the Union reluctantly went along with Re-
spondent.'
1 At the hearing on 25 July 1985 both Respondent and the Union ac-
knowledged their obligation to bargain in good faith with a view toward
reaching an agreement to succeed the agreement due to expire on 8
August 1985. They further acknowledged their understanding that the
C. Failure to Pay Performance Bonuses
On 22 January 1985 Respondent signed the contract
with retroactive effect back to 9 August 1985. The con-
tract called for the payment of performance bonuses to
bargaining unit employees in November, February, May,
and August.
Respondent did not make regular and timely payments
of performance bonus moneys in November 1984, Febru-
ary 1985, or May 1985. However, Respondent did pay a
Christmas bonus in December 1984. Respondent attempt-
ed to portray the Christmas bonus as either a late No-
vember performance bonus payment or as an early Feb-
ruary performance bonus payment, but I must conclude
that the moneys paid at Christmas 1984 were a Christmas
bonus (not unlike the regular Christmas bonus Respond-
ent's employees received every Christmas except Christ-
mas 1983) and were not either late November or early
February performance bonus moneys.
Respondent, in unilaterally not making payment of
performance bonus moneys under the contract, without
first negotiating the matter with the Union, violated Sec-
tion 8(a)(1) and (5) of the Act. Respondent was obliged
to pay the bonuses at the agreed on time or, if financially
pressed, to negotiate with the Union about some alter-
nate payment schedule. Respondent simply did not make
the required payments and does not even claim financial
difficulty as an excuse.
D. The Prohibition of all Reading Materials at
Respondent's Facility
On 26 March 1985 Respondent called a meeting of all
employees. At the meeting Russell Goren told the em-
ployees that reading material would no longer be permit-
ted in Respondent's facility. Respondent did not tell the
employees why he was implementing this change but at
the hearing on 25 July 1985 Goren explained that a
Boston fire marshal had inspected Respondent's facility,
had seen newspapers lying around the bathroom, and
had told Goren that this constituted a fire hazard.
In the past employees were permitted to bring reading
material (e.g., books and newspapers) into Respondent's
facility. Employees would read the paper or a book
while on lunchbreak or during a "long run" on one of
the presses.
Respondent violated the Act when it unilaterally im-
plemented this rule prohibiting all reading materials in
the facility without first notifying the Union and giving
it an opportunity to bargain about the issue.
Access to reading material while on their own time in
the lunch area is clearly a condition of employment for
Respondent's employees and a proper matter for negotia-
tion between Respondent and the Union.2
terms and conditions of the agreement due to expire 8 August 1985 were
to remain in effect until a new agreement was reached and if the parties
could not reach agreement after negotiating in good faith to impasse,
then Respondent may implement its last best offer, that is, the last offer
best for its employees.
2 Respondent is alleged to have also violated the Act on 26 March
1985 by telling employees that they had to work 8 hours a day, had to
leave a note with Joe Estella if they left early, and that Joe Estella was
Continued
GOREN PRINTING CO
E. Verbal and Written Warnings Issued to Employees
Article 28 of the contract between Respondent and the
Union contains a detailed system for disciplining employ-
ees for offenses that are classified as relatively minor up
to and including those offenses deemed very serious. De-
pending on the nature of the offense the punishment
ranges from a verbal warning to immediate dismissal.
It is alleged and I find that Respondent violated Sec-
tion 8(a)(1) and (5) of the Act by ignoring the agreed-on
disciplinary system spelled out in the contract and imple-
menting a system of issuing verbal and written warnings
without first notifying the Union and giving it an oppor-
tunity to bargain regarding any changes in the agreed-on
system for disciplining employees.
More specifically, Goren improperly insisted that Shop
Delegate Daniel Smith sign a warning for taking 15 min-
utes too long for lunch on a payday. Smith was not re-
quired to sign this because Smith had not previously
been issued two verbal warnings and the contract clearly
states that an employee need not sign a warning for this
type of offense without first receiving two verbal warn-
ings. In addition, Smith received this warning for taking
an extra 15 minutes for lunch on Friday, which he was
allowed to do and which is discussed at greater length in
section III,A of this decision.
The contract provided for a lunchbreak of no less than
30 minutes and no more than 1 hour. Goren got in the
habit of giving warnings to employees for taking less
than 30 minutes for lunch. This is so stupid that it can
only be attributed to Goren's anger at his employees for
bringing in the Union and, therefore, is a violation of the
Act because it is the taking of adverse action against em-
ployees because they selected a union, which they have a
legal right to do under Federal law. Goren's anger at the
unionization of Respondent is demonstrated by, among
other things, Goren's objection to the profit-sharing plan
proposed by the Union and by a comment he made
about his brother, who is both an attorney and a CPA.
Goren stated he was opposed to the profit-sharing plan
because it would reward Respondent's employees for
choosing to be represented by a union. When asked if he
showed his brother, who is also a part-owner of Re-
spondent, the
Union's proposals during negotiations,
Goren replied, "No. I did not. If he knew I had a union
in here, I'd get killed. No, he doesn't even know I have
this problem. I didn't tell him."
The record reflects a large number of warnings issued
to employees. Some are signed by both the employee
and Russell Goren. Some are signed by no one. Virtually
all of them are either for taking too long for lunch on a
Friday (payday), which is not even an offense, 3 or the
to okay each finished job and sign off on it None of these alleged actions
is violative of the Act The contract already provided for 8 hours of
work per day The other two changes appear to be within the inherent
powers of management unless the contract limits management 's rights in
these areas which the contract in this case does not
8 Warnings to Daniel Smith on April 12 and May 3, warning to John
Carter on May 24, warnings to Butch O'Malley on May 10, June 7, and
14, and warnings to Ed Carter on May 3, 17, and 24 and July 12 All
dates refer to 1985
1125
procedure of preceding a written warning for a minor
offense with two verbal warnings for minor offenses.
The only appropriate remedy is to order that all warn-
ings be removed from the employees' personnel files and
not considered by Respondent against the employees in
any way.
CONCLUSIONS OF LAW
1. Respondent Goren Printing Co., Inc. is an employer
engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act, and it will effectuate the
purposes of the Act for jurisdiction to be exercised
herein.
2. Boston Local 600, Graphic Communications Inter-
national Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. Respondent violated Section 8(axl) and (5) of the
Act when it:
(a) Failed and refused to execute (that is, sign) a col-
lective-bargaining agreement agreed on between it and
the Union that represented its employees.
(b)
Bypassed the Union
and unilaterally
made a
number of changes in the terms and conditions of em-
ployment of its employees, to include no longer giving
its employees an extra 15 minutes of paid time on pay-
days, failing to pay performance bonus moneys to its em-
ployees, prohibiting employees from having any reading
material inside
Respondent's facility,
implementing a
system of issuing oral and written warnings contrary to
the provisions of its collective-bargaining agreement with
the Union.
4. Respondent violated Section 8(a)(1) and (5) of the
Act when it threatened to take away a gas credit card
from its employee, Joe Estella, and by threatening in a
letter to the Union that it would unilaterally implement
changes in the terms and conditions of its employees on
1
August 1985, by canceling the employees' Blue
Cross/Blue Shield medical coverage,
reducing wages,
changing the hours of work, the rule on overtime, and
the union-security clause.
5. Respondent did not violate the Act in any other
manner.4
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed5
ORDER
The Respondent, Goren Printing Co., Inc., Boston,
Massachusetts, its officers, agents, successors, and as-
signs, shall
1. Cease and desist from
4 Respondent recognizes that it should not threaten to send an employ-
ee home if an employee comes into work late but should look to art. 28
for the proper discipline to impose
Respondent did on one occasion
direct Joe Estella to send an employee home for coming to late but the
violation was so isolated and demmimts that I will not find it to be a vio-
lation of the Act
5 If no exceptions are filed as provided by Sec. 102 46 of the Board's
Rules and Regulations,
the findings,
conclusions,
and recommended
Order shall, as provided in Sec
102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
1126
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(a) Failing and refusing to sign or execute collective-
bargaining agreements agreed to with the Union when
requested by the Union to do so.
(b) Bypassing the Union and unilaterally changing
terms and conditions of employment of its employees by
no longer giving an extra 15 minutes paid time on
payday, failing to pay performance bonuses, prohibiting
all
reading material at Respondent's facility, issuing
verbal and written warnings contrary to the provisions
of its collective-bargaining agreement with the Union.
(c) Threatening to take away a gas credit card from an
employee and threatening to unilaterally change terms
and conditions of employment at or near the termination
of a collective-bargaining agreement.
(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Make its employees whole for any loss of pay they
may have suffered by reason of the Respondent's dis-
crimination against them by payment to them of a sum of
money equal to that which those employees normally
would have earned as performance bonus money and for
getting an extra 15 minutes pay on paydays, with back-
pay to be computed in the manner prescribed in F. W.
Woolworth Co., 90 NLRB 289 (1950), with interest as set
forth in Florida Steel Corp., 231 NLRB 651 (1977) (see
generally Isis Plumbing Co., 138 NLRB 716 (1962)).
(b) Remove from its files any reference to the verbal
or written warnings issued to Daniel Smith, Ed Carter,
John Carter, and Butch O'Malley and notify them in
writing that this has been done and that the unlawful
warnings will not be used against them.
(c) Preserve and, on request, make available to the
Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records nec-
essary to analyze the amount of backpay due under the
terms of this Order.
(d) Post at its place of business copies of the attached
notice marked "Appendix."s Copies of the notice, on
forms provided by the Regional Director for Region 1,
after being signed by the Respondent's authorized repre-
sentative, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other materi-
al.
(e) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply. For the purpose of deter-
mining or securing compliance with this Order, the
Board, or any of its authorized representatives, may
obtain
discovery from the Respondent, its officers,
agents, successors or assigns, or any other person having
knowledge concerning any compliance matter, in the
manner provided by the Federal Rules of Civil Proce-
dure. Such discovery shall be conducted under the su-
pervision of the United States court of appeals enforcing
this Order and may be had on any matter reasonably re-
lated to compliance with this order, as enforced by the
court.
6 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "