280 NLRB 979
Allied Lettercraft Co., Inc.
ALLIED LETTERCRAFT CO
Allied Lettercraft Company, Incorporated and Local
1, Amalgamated Lithographers of America, af-
filiated with International Typographical Union,
AFL-CIO. Case 2-CA-7724
24 June 1986
SUPPLEMENTAL DECISION AND
ORDER
BY CHAIRMAN DOTSON AND MEMBERS
DENNIS AND BABSON
On 30 August 1985 Administrative Law Judge
Raymond P. Green issued the attached supplemen-
tal decision.' The Respondent filed exceptions and
a supporting brief, and the General Counsel filed a
brief in support of the judge's decision and a brief
in answer to the Respondent's exceptions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings,2 and
conclusions
and to adopt the recommended
Order.3
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Allied Let-
tercraft Company Incorporated, New York, New
York, its officers, agents, successors, and assigns,
shall pay Victor Ramos $10,472, plus interest, less
required Federal and state tax withholdings and
less any unpaid loans made to him by the Respond-
ent.
' The Board's original Decision and Order is reported at 272 NLRB
612 Member Babson notes that he was not on the Board when the un-
derlying unfair labor practice case issued
2 The Respondent has excepted to some of the judge's credibility find-
ings
The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect. Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
a Under the analysis set forth in his dissent in Ad Art, Inc., 280 NLRB
No 114, issued today, Chairman Dotson would deny backpay in this pro-
ceeding on the basis of the claimant 's attempted concealment of interim
earnings
Leonard Grumbach, Esq., for the General Counsel
Samuel Rosen, Esq., and Andrew Hoffman, Esq. (Milgrim,
Thomajan, Jacobs & Lee), of New York, New York,
for the Respondent.
George
Cambria,
of New York, New York, for the
Charging Party.
SUPPLEMENTAL DECISION
979
STATEMENT OF THE CASE
RAYMOND P. GREEN, Administrative Law Judge. This
backpay proceeding was heard by me in New York,
New York, in March and April 1985. The case arises out
of a Board decision at 272 NLRB 612 (1984) in which
the Board, inter alia, ordered the Respondent to make
whole Victor Ramos and Paul Giamo for any loss of
earnings they may have suffered by reason of the dis-
crimination against them. Thereafter, Respondent execut-
ed a stipulation whereby it waived its rights under Sec-
tion 10(e) and (f) of the Act insofar as court review was
concerned. Respondent did, however, reserve the right
to contest, in a hearing before an administrative law
judge, the amount, if any, of backpay due to the discri-
minatees. A dispute having arisen concerning the amount
of backpay owing, the Acting Regional Director issued a
backpay specification and notice of hearing which was
subsequently amended at the hearing.
At the outset, it is noted that at the opening of the
hearing the General Counsel amended the specification
to delete any backpay claimed for Paul Giamo inasmuch
as that individual failed to cooperate in the backpay in-
vestigation. As that amendment was unopposed and as
Giamo did not appear at the hearing, I granted the Gen-
eral Counsel's motion.
I also note that certain stipulations were made con-
cerning the gross backpay figures relating to Ramos.
First, it was stipulated that Ramos, if he had remained
employed by the Respondent, would have received a 15-
percent raise on 1 July 1981, and an 8-percent raise in
each of the two succeeding years. Second, it was stipu-
lated that during the period 1981 through 1983, Ramos
would have averaged 1.6 hours per week overtime in
1981; .90 hours per week overtime in 1982; and .88 hours
per week overtime in 1983. In view of these stipulations,
the General Counsel, as part of his brief, modified the
gross backpay figures which are not contested by the
Respondent.
I also note, before turning to the major issues in this
proceeding that the General Counsel, as part of the back-
pay specification, set forth certain interim earnings of
Ramos. In some instances the interim earnings in a given
quarter exceed the gross backpay claimed. Accordingly,
the General Counsel's position regarding the backpay
claim in light of the stipulations described above and the
conceded interim earnings can be set forth in the follow-
ing table:'
Period
Gross
Back-
pay
Interim
Earn-
ings
Net
Earn-
ings
1980(4)
$676
$0
$676
1981(1)....
3601
300
3301
1981(2)
3601
300
3301
1981(3).....
4134
3914
220
1981(4)
1982(1) ...
1982(2)..
1982(3)
1982(4)
4030
2821
1534
1983(1)
4342
4077
265
280 NLRB No. 113
980
Period
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Gross
Interim
Net
Back-
Earn-
Earn-
pay
ings
ings
1983(2) .....
.........
.
.........
.
...
4342
2947
1395
Total Net
........
..
.
$10,692
I Exceed gross.
The Respondent makes the following contentions.
(1) That Ramos made an agreement directly with the
Respondent to accept the sum of $6500 in settlement of
his backpay claim.
(2) That the General Counsel should be estopped from
seeking backpay after 1981 because the Regional Office's
representative allegedly asserted to Respondent's counsel
that the Region was not seeking backpay after 8 or 9
months following Ramos' layoff.
(3) That Ramos failed to mitigate backpay.
(4) That Ramos incurred a willful loss of earning be-
cause of his resignations from certain interim employers
and because he was terminated for cause by certain inter-
im employees. t
(5) That Ramos willfully concealed certain interim
earnings and therefore should be precluded from receiv-
ing any backpay.
Although the Respondent asserted in its answer that
Ramos should be denied backpay "under the principles
of release and accord and satisfaction," this argument
was not pursued in its potttrial brief. Therefore, it is my
impression that the Respondent is not pursuing this con-
tention which, in any event, I would conclude to be
without merit.
The record shows that after the Board's decision, but
prior to the issuance of the backpay specification, Daniel
Cantalmo, the Company's president, met with Ramos in
late November 1984 and offered Ramos a sum of money
to settle the potential backpay liability. At the meeting,
Ramos and Cantalmo arrived at a figure of $6500, pay-
ment of which was conditioned on the Regional Director
approving Ramos' requests to withdraw that portion of
the charge as related to his discharge . Subsequently,
Ramos sent a letter to the Regional Director requesting
permission to withdraw the charge insofar as it related to
him. The Regional Director, however, refused to ap-
prove the withdrawal request because, in his view, the
settlement was for less than 50 percent of the probable
backpay due and owing. As a consequence, no money
was ever paid by the Respondent to Ramose and the
"settlement," being conditioned on the Regional Direc-
tor's approval of the withdrawal request, never came to
fruition.
In view of the facts outlined above, it seems to me that
no settlement was ever consummated between the Re-
spondent and Ramos inasmuch as a condition of the set-
I The General Counsel concedes that the backpay period would, under
any circumstance, be cut off on 13 November 1984 when Ramos was of-
fered reinstatement . She also concedes that, as a practical matter, back-
pay does not go beyond the second quarter of 1983 because, after that
time, Ramos' interim earnings exceeded gross backpay.
2 It appears that at the meeting between Ramos and Cantalmo, the
latter lent Ramos $75, which had not yet been repaid as of the time of
this hearing
Clement was never met (i.e., approval by the Board's Re-
gional Director of a request to partially withdraw the
charge). In the first place, it is doubtful if Ramos had the
power to request the withdrawal of any part of the
charge because he was not the charging party. Secondly,
the Regional Director is accorded a great deal of discre-
tion whether to approve a withdrawal request and may
refuse to do so if he legitimately believes that the with-
drawal of a charge would be contrary to the public in-
terest. In either event, as the purported settlement was
conditioned on the approval of such a withdrawal re-
quest, and as approval was not given, the settlement, by
its terms, never came into being.
The Respondent next asserts that Ramos should be
denied backpay subsequent to the third quarter of 1981
because of certain representations made by Regional
Office personnel. More specifically, Rosen, Respondent's
counsel, contends that in a phone call with the compli-
ance officer's secretary, in late October 1984, she con-
firmed "that the period of backpay sought by the Region
was limited to the nine or ten months following Ramos'
layoff." He asserts that, in reliance on this confirmation,
he advised his client and his client agreed to sign a stipu-
lation wherein the Respondent waived its rights of
appeal pursuant to Sections 10(e) or (f) of the Act.
Rosen testified that during the trial of the underlying
case (in October 1981), the General Counsel represented
that the limit of backpay for settlement purposes would
be 9 or 10 months because Ramos had been out of work
for that period of time.3
As noted, the Board's decision issued on 28 September
1984. Soon thereafter, the Regional Office sent a letter
asking if Respondent was willing to comply with the
Board's Order. On 8 October Rosen sent a letter to the
Regional Director which stated, inter alia;
In this regard, your office had advised us over a
year ago that the gross back pay claimed for Ramos
was approximately $ 10,000; that he had been unem-
ployed for nine months after his layoff but that
thereafter, he obtained employment and continued
to enjoy same. Please submit to us, a back pay spec-
ification for Ramos showing the gross back pay
claimed for each quarter, together with deductions
therefrom for interim earnings and/or failure to
mitigate. Assuming the facts given us by your office
in the past continue to be operative, we will pro-
ceed to comply with the Order and will either
accept your back pay specification or request a
hearing. Incidentally, if there is any information by
way of financial records that you need,
please
advise in writing as quickly as possible and we will
comply.
On 26 October Rosen caused another letter to be sent
to the Region in response to the Region's proposed stipu-
8 As Ramos at the time of the underlying trial had been out of work
for only 9 or 10 months and had gotten a job shortly before the trial, it is
not surprising that the General Counsel at that time was willing to settle
the case on the basis of backpay for 9 or 10 months.
ALLIED LETTERCRAFT CO.
lation waiving Respondent's right to court review. The
letter stated:
As you may recall, we attempted to settle this
matter about two years back. At that time, we were
told that Ramos had been unemployed for about
nine or ten months after his discharge but that he
then obtained employment and had and was con-
tinuing to work. Obviously, this is an important
factor because in waiving Circuit Court's review,
we would like a handle on our potential back pay
liability. I am not asking you for any back pay spec-
ification or estimate at this time. Rather, I am only
asking that you confirm that Ramos continues to be
employed and that the period for which back pay is
due is basically, 1981.
According to Rosen, soon after sending the above-
noted letter, he had a telephone conversation with a Ve-
spole who he claims described herself as the compliance
officer's assistant. (In actuality she is the compliance offi-
cer's secretary).4 According to Rosen, Vespole verbally
confirmed his 26 October letter that the only period of
backpay is 9 or 10 months following the layoff. He states
that based on her verbal confirmation, he advised his
client to waive court review because the money for this
period of backpay did not warrant incurring further legal
expenses.
In relation to the above, Vespole testified that in re-
sponse to the compliance officer's request, she called
Rosen's office, spoke to someone, and left the message
that Ramos continued to be employed. She denies speak-
ing directly to Rosen and denies that she told anyone at
his office that the backpay period was only for 1981.
On 2 November Rosen forwarded another letter to the
Compliance Officer stating:
Based on the information supplied to us by Vespole
of your office-that Ramos continues to be em-
ployed and that the only period of complete unem-
ployment we are dealing with in backpay is the nine
or ten month period following his original lay-off-
our client has determined to waive enforcement
proceedings. Accordingly, I enclose herein an exe-
cuted copy of the Stipulation you forwarded to us
earlier this month.5
According to Vespole when she opened this letter and
read it, she wrote a memo to the file because Rosen's
representation of his conversation with her was not accu-
rate. In any event, the Region did not, after receiving
Rosen's 2 November letter, make any response which
confirmed Rosen's claim that he had been assured re-
garding the backpay period for Ramos. Indeed the next
written communication by the compliance officer to
* Vespole has no legal training and no training about the legal issues in
backpay cases
5 It is noted that this stipulation executed by the Respondent states,
inter alta, that there is no agreement between it and the Board concern-
ing the amount of backpay and that Respondent therefore reserves the
right to a backpay hearing before an administrative law judge It does not
state that there is any agreement or understanding that Ramos' backpay
would be limited to 9 or 10 months or any other period of time
981
Rosen dated 4 December 1984 made it quite clear that
the Region was seeking backpay for Ramos through and
including the fourth quarter of 1983. In response, Rosen
wrote a letter dated 10 December
1984.
Regarding
Ramos, the only issue raised by Rosen in this letter is an
inaccuracy regarding the date on which Ramos was of-
fered reinstatement. No mention is made in this letter
concerning the alleged "promise" by the Region to limit
Ramos' backpay to 1981.
In my opinion, there is absolutely no basis either in
fact or law for Respondent's argument that, based on
Vespole's alleged representation, the Board should be es-
topped from granting backpay to Ramos beyond 1981.
For one thing I credit, based on demeanor and the entire
record herein, Vespole's testimony to the effect that she
did not state that the Region was seeking backpay on
Ramos' behalf for only a 9- or 10-month period. At most,
she merely told Rosen or his office that as of October
1984, Ramos continued to be employed. Indeed Rosen's
claim that Vespole told him that the only period of back-
pay was for only 9 or 10 months is negated by his letter
which says something quite different and consistent with
Vespole's testimony; to wit, that "Ramos continues to be
employed and that the only period of complete unemploy-
ment we are dealing with in backpay is the nine or ten
month period following his original layoff." (Emphasis
added.)6
Further, even if I were to credit Rosen's testimony
concerning his conversation with Vespole, I would still
not cut off Ramos' backpay as the facts Rosen assert
would not make out a legally viable defense. Thus, for
example, in Neeley's Car Clinic, 255 NLRB 1420 fn. 1
(1981), the Board rejected a Respondent's contention
that backpay should be tolled because it relied on certain
representations made by the Region's compliance officer
concerning the validity of the Company 's reinstatement
offer. In this regard, the general rule is that the Board is
not bound by "informal or impersonal advice received
by parties respondent from
Board agents,
especially
when employee rights are violated pursuant to that
advice." Capitol Temptrol Corp., 243 NLRB 575, 589
(1979). See also United Hydraulic Services, 271 NLRB
107 fn. 2 (1984); Galesburg Construction Co., 259 NLRB
722 (1981); Clean & Shine, 255 NLRB 1144 ( 1981).
Respondent's assertion that Ramos failed to mitigate
backpay is also rejected. In this respect the record shows
that after his discharge by Respondent, Ramos took a
number of actions in an effort to find work. He regis-
tered with the New York State Unemployment Office
which operates a referral service for out-of-work em-
ployees. That agency, however, was unable to offer or
find employment for Ramos . He also registered with the
hiring hall of the Charging Party. Unfortunately, at the
time that Ramos was seeking referrals from the Union's
hiring hall, there was a general decline in employment
for pressmen and the Union gave first preference to per-
sons who already were its members. The result, through
6 I note that Rosen, who has been practicing labor law in the New
York area for about 16 years, holds himself out as an expert in this field
of practice I also note that he has fairly regular dealings with the person-
nel at Region 2 of the Board
982
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
no fault of Ramos, was that he received his first job re-
ferral from the Union's hiring hall in August 1981, when
he was referred to a company named Phillips Offset Co.
Inc., some 8 months after his discharge in December
1980. As a result of his job at Phillips, Ramos then
became a member of the Union and was more successful
thereafter in receiving job referrals.
In addition to relying on the state unemployment
agency and the Union's hiring hall, Ramos credibly testi-
fied that he responded to want ads in various newspapers
either by calling or visiting prospective employers. 7
Indeed, during the backpay period, Ramos did obtain a
number of jobs which were not referred to him by the
Union. These included jobs at the Press Room (in 1981),
A Touch of Class (in 1981), and RBL Printing (in 1982).
In backpay cases a discriminatee need only make rea-
sonable efforts to find interim employment and is not
held to the highest standard of diligence. NLRB v. Ar-
duini Mfg. Corp., 394 F.2d 420, 423 (1st Cir. 1968). Once
the General Counsel establishes the gross backpay figure,
the burden is then shifted to the Respondent to prove
any dimunition of the gross backpay either by way of in-
terim earnings, unavailability for work, or willful loss of
earnings. NLRB v. Mastro Plastics Corp., 354 F.2d 170
(2d Cir. 1965), cert. denied 384 U.S. 972 (1966). Thus, in
Oil Workers v. NLRB, 547 F.2d 598, 602-603 (D.C. Cir.
1976), the court stated:
The boundaries of the willful loss of earnings
doctrine have been defined in subsequent opinions.
Backpay may be reduced to the extent that the em-
ployee "fails to remain in the labor market, refuses
to accept substantially equivalent employment, fails
diligently to search for alternative work, or volun-
tarily quits alternative employment without good
reason." The burden of proving such willful loss of
earnings is always upon the employer.
The discriminatee is merely required to make
"reasonable efforts" to mitigate his loss of income,
and only unjustified refusals to find or accept other
employment are penalized under this rule. An em-
ployee need not "seek employment which is not
consonant with his particular skills, background,
and experience," or "which involves conditions that
are substantially more onerous than his previous po-
sition." He is not required to accept employment
which is located an unreasonable distance from his
home.
7 Respondent sought to offer into evidence a report from a private in-
vestigative company to the effect that it had Ramos under surveillance
for a week and had not seen him leave his apartment to look for work
This report was not offered through the persons who engaged in the sur-
veillance, but rather through the president of the investigation agency
who wrote the report, based on the observations of his employees. I re-
jected the report as hearsay despite the contention that it constituted a
business record under Rule 803 (b) of the Federal Rules of Evidence
As it is clear that this report was made for the purposes of litigation, it
therefore lacks the necessary trustworthiness required by the rule to
enable its introduction by the party responsible for the report's prepara-
tion. Palmer v. Hoffman, 318 U S. 109 (1943); U.S Y. Smith, 521 F.2d 957,
966 (D C. Cir 1975).
Efforts at mitigation need not be successful; all
that is required is an "honest good faith effort." [Ci-
tations omitted.]
Respondent seems to imply that during the period that
Ramos was receiving unemployment benefits, he sat back
and enjoyed a vacation until those benefits ran out,
whereupon he first began to look for work. I do not
view this record as proving such a contention. For one
thing, during the initial period after his discharge from
Respondent, Ramos and his family were forced to move
from their own apartment into an apartment with rela-
tives. He also had to file for bankruptcy on 30 March
1980 leaving him without credit of any kind. During this
period, Ramos, as an unemployed pressman in a de-
pressed industry and with limited skills, was forced to
work on the streets as a "street mechanic" from which
he earned only about $100 per month. To my mind, this
is hardly the portrait of someone who is enjoying a rest
on the Government's unemployment insurance rolls. I
therefore do not believe that Respondent has demonstrat-
ed that Ramos failed to look for work following his dis-
charge by Respondent in December 1980.8
The Respondent contends that Ramos had a willful
loss of earnings either when he quit various jobs or was
discharged from certain jobs. I find no merit in these
contentions.
Ramos' first job in the printing industry after his dis-
charge by Respondent was at A Touch of Class. He
worked at this company on a trial basis for 2 weeks,
after which he was let go. The reason Ramos was not
retained was because he was not viewed as having suffi-
cient experience for the type of work done by this com-
pany. As there was no evidence that his discharge was
caused by any misconduct on his part, but rather due to
his relative inexperience, it cannot be said that Ramos
was at fault and thereby caused a willful loss of earnings.
Fort Lock Corp., 233 NLRB 78, 80 (1977).
Ramos next obtained employment from the Press
Room where he worked for a short while. (According to
his social security records, he earned $382 at the Press
8 The Respondent subpoenaed certain search for work records which
Ramos submitted to the New York State Department of Labor in con-
nection with his unemployment benefits Although not making a formal
motion to quash, the State Department of Labor advised Respondent's
counsel in writing that disclosure of such records was barred by Section
537 of the State Labor Law When Respondent asked the General Coun-
sel to enforce the subpoena , this was refused. Respondent now argues
before me that Ramos should have been required to obtain these records
from the State and his failure to seek their release should lead to an ad-
verse inference in this case regarding his alleged search for work.
In my opinion, Respondent's arguments are without merit As a rule,
the Board quashes subpoenas served on other governmental agencies
when the disclosure is prohibited under applicable state law. Herman
Bros, 156 NLRB 1419 (1965), enfd 360 F 2d 176 (6th Or 1966); Cush-
man Auto, 109 NLRB 720 (1954), enfd 223 F 2d 832 (1st Cir 1955)
In this case the contention that Ramos should suffer an adverse infer-
ence on a material issue because a state agency did not respond to a sub-
poena which, in any event, would have been quashed on a timely motion,
strikes me as being absurd Moreover, Respondent has not even shown
that Ramos failed or refused to request the state agency to release the
records in question In fact, the record shows that Ramos signed a form
authorizing the State Department of Labor to release records to the
Board's compliance officer and that the Region turned over to Respond-
ent all such records as it had in its possession
ALLIED LETTERCRAFT CO.
Room during 1981.) He left this job voluntarily when the
Union referred him to a job at a union shop called Phil-
lips Offset Co. Inc. In quitting his job at the Press Room
to take the job at Phillips, Ramos can hardly be said to
have incurred a willful loss of earnings inasmuch as his
wages at the latter were higher than at the former. La-
borers Local 1440, 243 NLRB 1169, 1172 (1979). Of per-
haps equal importance is the fact that once obtaining a
job at an employer having a contract with the Union,
Ramos could then become a union member and enjoy
the full use of its hiring hall. This, in effect, enhanced
rather than diminished Ramos' opportunities for future
employment and therefore tended to increase his interim
earnings.
Respondent asserts that Ramos was thereafter dis-
charged for cause by Phillips. Although it is true that
Ramos' employment at that company was terminated,
the record herein does not show that it was due to mis-
conduct on his part. Rather, the evidence shows that
Phillips came to the conclusion that Ramos' experience
and skill were not quite up to their standards. As such, I
do not view his termination by Phillips as constituting a
willful loss of
earnings.
Sylvan Manor Health Care
Center,
270 NLRB 72 at 75 (1984); Kansas Refined
Helium Co., 252 NLRB 1156, 1162, (1980), enfd. 683
F.2d 1296 (10th Cir. 1982).
The Respondent also asserts that Ramos quit jobs at
RBL and Bravo Printing. However, as these events oc-
curred in the third and/or fourth quarters of 1983, they
are irrelevant because the General Counsel is not claim-
ing backpay beyond the second quarter of 1983.
Respondent's final contention is that Ramos concealed
certain of his interim earnings and therefore should be
cut off from all backpay. In this respect, the Board in
American Navigation Co., 268 NLRB 426, 428 (1983), set
forth certain criteria regarding this type of problem. In
so doing the Board stated:
We think that in fashioning a remedy in cases
where a discriminatee has intentionally concealed
employment from the Board, two matters must be
considered: (1) the Respondent's liability for the
consequences of its unlawful conduct, and (2) the
Board's administration of its compliance proceed-
ings consistent with the public interest. Each of
these matters is equally important. As the Ninth
Circuit reasoned in Flite Chief, supra at 993, to
award full backpay to a claimant who attempts to
pervert an order issued in the public interest into a
scheme for unjustified personal gain is to reward
perfidy. This hardly enhances the public interest or
effectuates the Act. Yet, the Board holdings in Big
Three and Flite Chief unintentionally achieve just
such an inequitable result, and it is for this reason
that these holdings must be overruled. We note that
an award of full backpay in these circumstances not
only rewards the specific individual's perfidy, but
may also encourage deceit by others in the future,
because claimants will know that they have nothing
to lose by concealing employment. If the conceal-
ment is undetected, the claimant enjoys a windfall;
if detected, he suffers no loss but forgoes only the
983
amount of concealed earnings, an amount to which
he was not entitled in any event.
On the other hand, to deny backpay in an
amount that exceeds that which is necessary to
deter deception is to provide a respondent with an
unjustified windfall and to permit it to avoid the
consequences of its unlawful conduct for no useful
purpose. We find that a remedy which denies back-
pay for the quarters in which concealed employ-
ment occurred will discourage claimants from abus-
ing the Board's processes for their personal gain and
will also deter respondents from committing future
unfair labor practices. This remedy will be applied
of course, only in cases where the claimant is found
to have willfully deceived the Board, and not
where the claimant, through inadvertence, fails to
report earnings.
It is noted that a mere mistake in reporting earnings by
a discriminatee will not serve to toll backpay as it is
clear from the above that the Board will only cut off
backpay for deliberate and perfidious misrepresentations.
Also, the Board made it plain that it would cut off back-
pay only for any specific quarter in which the concealed
interim earnings occurred. Thus, at footnote 6, the Board
concluded that it would only "deny all backpay to claim-
ants whose intentionally concealed employment cannot
be attributed to a specific quarter or quarters because of
the claimant's deception." It is further concluded that
such a contention is in the nature of an affirmative de-
fense which, like such defenses in all backpay cases, must
be proven by the Respondent.
In Respondent's brief, counsel refers in his statement
of facts to alleged misrepresentations by Ramos concern-
ing interim employment as a street mechanic, at A
Touch of Class, at the Press Room, at RBL, and at
Bravo Printing. Yet in counsel's argument, he seems to
rely only on the alleged failure to report earnings as a
street mechanic and at A Touch of Class. In this respect,
I note that even if Ramos failed to properly report inter-
im earnings at RBL and Bravo , that would not affect the
backpay award as those jobs were held in the third quar-
ter of 1983, a period beyond which the General Counsel
is seeking backpay . Regarding the Printing Press, as this
job was held in the same quarter as his job at A Touch
of Class, Ramos' failure to report the former would not
affect the outcome of the case if he is disqualified during
this quarter because of an improper failure to report the
latter job.
The record shows that in late October 1984 (almost 4
years after Ramos had been discharged), the compliance
officer of Region 2 sent Ramos a group of forms to be
filled out in connection with his backpay claim. They
were accompanied by a set of rather elaborate and com-
plicated instructions. (See
R. Exh. 4.) According to
Ramos, when he received these forms he sought the aid
of Union Representative George Cambria, who assisted
him in completing the forms. Among other things,
Ramos was advised to put in the jobs that he had ob-
tained through the use of the Union's hiring hall which
he did. (These numbered about 15 over a 3-year period).
He left out, however, on these initial forms, the names of
984
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
companies at which he worked where the jobs had been
obtained by means other than the Union's hiring hall.
Thus, in his initial submission of forms, Ramos did not
disclose brat earnings as a street mechanic, at A Touch of
Class, at the Press Room, at RBL, or at Bravo. (It
should be noted that each of those jobs was of a relative-
ly short duration and his work as a street mechanic
barely fits the definition of employment.)
Prior to the issuance of the backpay specification on
26 December 1984, Ramos obviously disclosed his earn-
ings as a street mechanic to the Regional Office as there
is listed in the specification an item for miscellaneous in-
terim earnings of $300 per quarter for the first, second,
and third quarters of 1981. As Ramos testified that he
earned about $100 a month by working with his cousin
what amounts to a "fly by night" auto mechanic, these
earnings are reflected in the miscellaneous earnings of
$300 per quarter set forth in the specification. As such, it
is clear to me that Ramos did not conceal these earnings
as alleged by the Respondent.
A more difficult question relates to Ramos' 2-week
employment at A Touch of Class in the third quarter of
1981. This job was not listed by Ramos on the form he
filled out initially. Also, he adamantly denied ever work-
ing at this company when he was questioned at the hear-
ing by Respondent' s counsel. When Respondent then
called a witness from A Touch of Class who testified to
Ramos' employment there, Ramos was recalled by the
General Counsel and suddenly recalled this employment.
Although I can understand how it would be possible to
forget a temporary job worked almost 4 years before and
for which Ramos had no records (having worked off the
books), it is noted that even when he was denying that
he ever worked there, Ramos knew where the company
was located and was familiar with the name of its owner.
In effect, Ramos' explanation for not reporting this job
was ultimately not that he forgot it, but that he was only
employed on a trial basis. In this respect, I view with
skepticism, Ramos' explanation for not reporting his job
at A Touch of Class and conclude that Respondent has
met its burden of establishing that he improperly con-
cealed such earnings . As all these earnings occurred in
the third quarter of 1981, I shall exclude that quarter
from Ramos' backpay.
In view of all the foregoing it is my conclusion that
the total net backpay for Victor Ramos, exclusive of in-
terest, is $10,472. In the event that Ramos has not repaid
the $75 loan made to him by Respondent in 1984, that
amount shall be deducted from the net backpay figure.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed'
ORDER
The Respondent, Allied Lettercraft Company Incorpo-
rated, New York, New York, its officers, agents, succes-
sors, and assigns, shall
Make payment to Victor Ramos the sum of $10,472
plus interest less tax withholdings required by Federal
and state laws and less any unpaid loans made to him by
Respondent.
9 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations ,
the
findings,
conclusions,
and recommended
Order shall, as provided in Sec 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses