282 NLRB 454
Waggener-Walker Newspapers, Inc.
454
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Waggener-Walker Newspapers, Inc. and Daniel B.
Goldberg. Case 9-CA-22716
15 December 1986
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JOHANSEN AND STEPHENS
On 18 September 1986 Administrative Law
Judge Walter J. Alprin issued the attached deci-
sion. The Respondent filed exceptions and a sup-
porting brief, and the Charging Parties and the
General Counsel each filed briefs in response to the
Respondent's exceptions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings,' and
conclusions and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Waggener-
Walker Newspapers, Inc., Columbia, Kentucky, its
officers, agents, successors, and assigns, shall take
the action set forth in the Order.
1 The Respondent has excepted to some of the judge's credibility find-
ings. The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect . Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951).
We have carefully examined the record and find no basis for reversing
the findings.
Vyrone Alex Cravanas, Esq., for the General Counsel.
James D. Zornes, Esq., of Columbia, Kentucky, for Re-
spondent.
Daniel B. Goldberg, Esq., of Columbia, Kentucky, Charg-
ing Party, for Appalachian Reserve and Defense Fund
of Kentucky, Inc.
DECISION
STATEMENT OF THE CASE
WALTER J. ALPRIN, Administrative Law Judge. This
case was tried at Columbia, Kentucky, on 29 April 1986,
and briefs were timely filed by 3 June 1986. The charge
was filed on 30 December 19851 and a complaint issued
6 February 1986. The ultimate issue to be determined is
whether Respondent violated Section 8(a)(1) of the Na-
tional Labor Relations Act (the Act) by discharging the
11 alleged discriminatees, Greg Brock, Timothy Curry,
Mark Harris,
Raymond Huckaby, Ricky Huckaby,
1 All dates are in 1985 unless otherwise indicated.
Rodney
Huckaby,
Godfrey Jackson, Brad Keltner,
Ricky Keltner, David Pendleton, and Mike Withers on 2
August because they engaged in concerted protected ac-
tivity, to wit: complaining to Respondent regarding con-
ditions of employment.
On the entire record, including my observation of the
demeanor of the witnesses, and after consideration of the
briefs filed on behalf of the General Counsel, Respond-
ent, and Charging Party, I make the following
FINDINGS OF FACT
1. JURISDICTION
Waggener-Walker
Newspapers, Inc. (Respondent)
prints and publishes newspapers, magazines, and other
matter. It is stipulated and I fmd that Respondent is en-
gaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
H. BACKGROUND
As a result of matters not pertinent to this proceeding,
Edward Waggener gave up operational control of Re-
spondent on 1 January, and hired Richard Evans, a re-
tired executive, previously employed by an unrelated
entity, to direct Respondent's operations as general man-
ager. The alleged discriminatees were all employed in
the pressroom, full time or part-time, in producing the
Respondent's printed material. Brenda Huckaby, former
wife of Ricky, and sister-in-law of Raymond and Rodney
Huckaby, all three alleged discriminatees, had worked
for Respondent since 1974, and was job shop supervisor
at the time in issue. Phyllis Curry, the mother of alleged
discriminatee Timothy Curry, was employed by Re-
spondent since 1975 and at the time in issue was vice
president of operations and Brenda Huckaby's supervi-
sor.
About the middle of June, because of alleged problems
with the night-shift pressroom employees, Evans ap-
pointed Wayne Smith as pressroom night-shift supervi-
sor. Smith, who at that time had been employed by Re-
spondent for 6 or 8 months first as a driver and then as a
maintenance man, testified that his area of primary re-
sponsibility was the part-time "stuffer" employees who
were all high school students from 16 to 18 years of age,
that he was "in charge" of the press crew as a "middle-
man to go back and forth between Mr. Evans and
them.... I was down there just to-as the supervisor,
to make sure-let him know what was going on."
Though Evans testified that Smith reported to Mrs.
Curry, Smith testified that he reported directly to Evans,
and consulted Mrs. Curry only about anything needed
for the pressroom, because she had previously handled
that fimction.
Evans prepared a manual of work rules, which includ-
ed the following problem-solving procedure:
Step 1: See your immediate supervisor first. He
or she is the person who directs your work assign-
ments and is responsible to help you in getting your
job done. Your supervisor is in the best position to
help you. Your supervisor will treat your problem
282 NLRB No. 70
WAGGENER-WALKER NEWSPAPERS
455
with dignity and respect and,hus author}
teastake
action to correct your problem in most cases.
Step 2; If for ANY reason you fail to get satisfac-
tion from your supervisor, or if you believe that
you can't discuss the matter with your supervisor
for whatever reason, take the problem directly to
the General Manager. He will help you with any
matter you take to him. While you should not
expect him to undermine your supervisor, you can
expect he will objectively investigate the matter and
do his level best to sec a fair solution is brought
about. Of course, the General Manager is the final
authority responsible for administering the compa-
ny's policy of treating employees fairly.
Remember, this problem solving procedure is
available for your use without fear of retaliation or
retribution. It cannot function properly, however,
without your participation. We cannot, settle or
adjust a misunderstanding unless you tell us about
it. We urge you not to nurse a complaint in silence
or only grouse about it with fellow employees. It is
better to raise the problem into the open and get it
solved so that we can all get on with the job at
hand of publishing'the best papers we know how.
We assure you that, your use of the problem proce-
dure will never be held against you.'
Evans intended the use of the pronoun "you" to refer ex-
clusively to the singular, and never to the plural. He tes-
tified that he "had never, had never met with a group
and that if they had a problem with their supervisor or
their working conditions, that I would meet them on an
individual basis ...."
All. ALLEGED UNLAWFUL LABOR PRACTICES
In addition to continuing problems with malfunction-
ing air conditioning in the pressroom, conflicts arose be-
tween the other employees and Smith. The pressroom
employees had apparently brought up these concerns
with Curry, and as she left work at 7 or 8 p.m. on 1
August a group asked her whether she,had had any suc-
cess in getting operational air conditioning or doing
something about the conflicts, with Smith. Curry told the
pressroom employees to report the next day earlier than
their normal 4 p.m., and that she would arrange a meet-
ing with Evans at which they could discuss their com-
plaints.
On 2 August Curry told Evans during the regular staff
meeting of the desired employee meeting. Evans re-
sponded that, as noted in the quotation above, he would
meet with the employees singly but not as a group.
When Curry reported this to the employees they asked
her to point out to Evans that their complaints were
common to all, so that they desired to all meet with
Evans together. When she did so, Evans again refused,
stating that it would be too much like a union meeting.
The pressroom employees'then asked Curry whether, bg-
cause Evans did not want them all to come to his office
together, he would meet with them all together in the
pressroom. Again, Evans refused a joint meeting.
The employees then decided to all go to Evans' office
anyway, and passing Curry's work station asked her to
-join, them. "There js ,some question whether Evans, in dis-
gust, fmally agreed to a joint meeting or whether the
employees all just walked into his office but the point is
irrelevant. The relevant and disputed issue is what tran-
spired in Evans' office, and thereafter.
Evans testified that after the 11 pressroom employees
and Curry had rushed into his small office, Raymond
Huckaby said that they wanted something done with
Smith, and the air conditioning fixed, "or" and Evans
asked, "Or what?" and Raymond Huckaby answered,
"Or we quit." Evans testified that he then said, "Well, I
guess, whatever." Raymond Huckaby then said that they
wanted their paychecks, and Evans responded that they
would get them on their normal payday. Raymond
Huckaby said, "Well then, we will get an attorney" and
Evans responded, "Well, fine, you know there's one next
door and there's several uptown" and he "pointed to the
door and they left."
Evans prepared a written memorandum shortly after
the meeting, used in the later unemployment board hear-
ing, in which he stated that Raymond Huckaby had said,
"We want Wayne Smith, the Supervisor, removed
and the air conditioning fixed or" at that Evans
said, "or what." Raymond Huckaby said "or we
quit." At that point Evans said, "O.K., I accept,
you've quit."
The memorandum by Evans continues with the state-
ments:
In conclusion, the gentlemen walked off their jobs,
quit, without notice knowing that we were prepar-
ing for our busiest week of the year.
Though Curry was described as being present at the
meeting, Evans' memorandum concludes:
After the aforedescribed meetings [sic], Richard
Evans proceeded to Phyllis Curry's office to bring
her up to date on what had happened.
Curry and Raymond, Ricky, and Rodney Huckaby
each testified that 'it was Ricky, not Raymond Huckaby
who spoke for the group, that he said, "We just need
some air conditioners and we need something done about
Wayne Smith" and "At that point Mr. Evans interjected
and said, `I am not going -to do anything about Wayne
Smith and if you don't like it, there's the door, walk."'2
Evans testified that after the employees left he called
Ed Waggener on the intercom and told him that the em-
ployees had come to his office as a group, against his
wishes, and had left the office area but that Evans did
not know "whether they had quit, what, they were
2 This was the testimony of Curry. Raymond Huckaby testified that
Ricky "told him that he had a problem with Wayne Smith and a problem
with the air conditioning and Mr. Evans just more or less stopped him
right then and said he wasn't doing anything about Wayne and if we
didn't like it there was the door." Ricky Huckaby testified that Evans
had responded that "there wasn't nothing going to be done with Wayne
Smith and if we didn't like what was going on , there was the door."
Rodney Huckaby testified that Evans responded that "he'd put Wayne
down there for a reason and he told us that if we didn't like what was
going on, there was the door."
456
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
doing, but they had all left the premises."3 Waggener
told him not to be concerned, that Waggener had had
that problem with the employees once before. This con-
versation was not verified by Waggener who, though
questioned, was unable to recall whether he had been
called by Evans or not.
Waggener did testify that he had heard a large group
going upstairs to the office area, and that "After they
went upstairs, Phyllis [Curry] came back by the office
and told me that the press crew had walked out" after
Evans had not met their demands. Curry testified that
she did not have any conversation with Waggener, that
she saw him only as she gave him a copy of her resigna-
tion later that evening, as later discussed, and that she
did not tell him that the employees had walked out.
The pressroom employees did not leave the business
premises after leaving Evans' office, but alleging not to
know whether they had been fired, went to the press-
room area. Curry testified that a few minutes after re-
turning to work Evans came in and told her that the
pressroom employees were "all fired, they've worked
their last day here, they'll never work here again, I'll go
up to Louisville and get some workers to replace them."
She asked whether she was included, and Evans re-
sponded that it was up to her, to which she replied that
she would resign. Curry then went down to the press-
room and told the employees who were there, or outside
the building near their cars, that Evans had fired them
and that she was resigning. She then returned to the
office area, typed a letter of resignation, and gave copies
to Waggener and Evans.
Evans' testimony, contrary to that of Curry, is that
after speaking with Waggener he left his office. Seeing
Curry, and that she was upset, he went with her to her
office, where he commented that in relation to the press-
room employees, "it doesn't make good sense that
people, in mass like that, over something just walk off
their job ...." She responded that they had not, over
the years, been treated very nicely, and Evans noted he
had not been aware of that. Curry said that she felt that
she, too, had to leave her employment, and Evans cau-
tioned her to give it a lot of thought first. Evans testified
that he then entered the pressroom, where he observed
the pressroom employees leaving the building. He re-
turned to his office, where he called a staff meeting,
spoke with Waggener, and started searching for replace-
ment pressroom workers. In all his testimony Evans
denies ever telling Curry that the pressroom employees
were fired or that he would go to Louisville to find re-
placements. Brenda Huckaby, however, testified that she
overheard the conversation while she was in her office
(which was separted only by a thin panel that did not
extend to the ceiling) and that Evans had said that the
employees were fired and that he would replace them
from Louisville.4
a When Evans referred to "the premises" he meant his office and the
general office area of the plant.
4 Brenda Huckaby later resigned , and still later filed for unemployment
benefits on the grounds of having been effectively fired because the other
people she worked with had been terminated
The balance of Waggener's testimony is also of inter-
est. He testified that after the disputed appearance of
Curry to tell him that the pressroom employees had quit,
he does not recall hearing from Evans, but waited to see
what Evans would do and did not see Evans until about
5:30 p.m. Waggener hedged on this later, testifying,
"Unless he called me and confirmed what [Curry] said, I
don't remember whether he did or not." He also testified
that several of the composition employees left with the
pressroom employees, though they neither quit nor were
fired, and that it was a frightening situation.
Joan Keltner, Respondent's comptroller, verified that
Smith was hired specifically to supervise the high school
part-time stuffers, and that on 2 August Evans had con-
sistently held the position that he would meet with em-
ployees singly but not in a group. Rebecca Pedigo, Re-
spondent's director of sales, testified that Smith had been
hired to oversee conditions and that had led to an in-
crease in production costs. She also confirmed Evans' re-
fusal to meet with more than a single employee at a time,
and that some time after the meeting Evans told her that
Curry had resigned and that the press room employees
had "walked out." She was unable to tell whether the
employees had quit or were fired, and assumed that they
had merely absented themselves from the plant.
Additional evidence was presented by the parties con-
cerning discussions of rehiring Curry and Brenda Huck-
aby, and other matters, all of which I find to be irrele-
vant to the issues except for the fact that an exceptional-
ly large and important amount of work was scheduled
for printing on the night and week of 2 August.
IV. ANALYSIS AND DISCUSSION
There can be no doubt that the questions of air condi-
tioning the pressroom and the, quality of Smith's supervi-
sion constitute issues of the conditions of employment,
and that the joint action of the pressroom employees was
concerted. Section 7 of the Act guarantees the rights of
employees to engage in concerted activities for mutual
aid or protection, and Section 8(a)(1) declares it to be, a
prohibited unfair labor practice for an employer to inter-
fere with, restrain, or coerce employees in the exercise of
those rights. The issue of this case is simply whether the
employees voluntarily resigned when Respondent re-
fused to consider their concerted complaint, or whether
the employees were summarily fired for making a con-
certed , complaint. This question in turn rests on the
credibility of witnesses whose testimony is mutually ex-
clusive.
I credit the testimony of Curry and of the Huckabys,
that the pressroom employees were summarily dis-
charged on making a concerted complaint. I do not
credit Evans' testimony that the employees resigned
when he refused to hear complaints about a supervisor.
In the first instance, I do not accept that Evans could
have deceived himself into thinking that he was support-
ing some concept of maintaining chain of command by
refusing to even hear complaints about Smith's activities,
as he would have us believe. There is no question that
Smith was not a supervisor within any meaning of the
term. Smith certainly did not fit within that term as de-
WAGGENER-WALKER NEWSPAPERS
457
fined by Section 2(11). Contrary to the impression
sought to be conveyed by Evans, Smith was admittedly
no more than a clerk, whose function was to report any
night-shift-misbehavior by the younger part-time employ-
ees.
Second, I-do not credit Evans' testimony that Wag-
gener told him he previously had encountered a similar
experience with the pressroom employees walking out.
Waggener did not affirm that he ever made such state-
ment and, though he later amended his testimony that
the conversation "might have" occurred earlier, first tes-
tified that he had no conversation with Evans until about
5:30 p.m., which I would believe was the conversation in
which Evans finally told him that they had to get re-
placement pressroom workers quickly. I believe the story
of the first conversation was fabricated to support the
theory that Evans had not discharged the employees but
that they had quit or walked off the job.
Third, I do not credit Evans' testimony that he did no
more than accept the employees' offer to quit if some-
thing were not done. His testimony is of an immediate
acceptance, but because Evans was aware of the heavy
and important night's and week's work that lay ahead,
and even if he were not the mature, experienced execu-
tive that he appears to be, he could not have been so
foolish as to help push the employees out the door with-
out making some attempt to delay any, action until quiet-
er times.
Fourth, I believe that Evans' admitted refusal to meet
with more than a single employee at a time was, as
stated to Curry, a worry that joint meetings were too
much like union meetings, revealing an animus toward
organization of employees for self-protection. I believe
that Evans' reaction to being forced into such a meeting,
as occurred here, would and did lead him to a decision
to immediately` discharge all involved employees and re-
place them from distant labor sources even though seri-
ous disruption of operations would result.
Finally, I do not credit Evans' testimony generally be-
cause I find it contrary to other of his own statements.
For example, his memorandum stated that Curry had to
be notified of the results of the meeting, but his testimo-
ny was that she was at the meeting; and, he testified
before the unemployment board that when the employ-
ees left his office after the meeting on 2 August he still
considered them to be in the employment of the Compa-
ny, but he testified at the hearing that the employees not
only quit but demanded immediate payment of salary
before leaving.
In reaching these findings I recognize that the testimo-
ny credited is all from persons having an adverse interest
in Respondent. On the other hand, all of those witnesses
whose testimony is not credited have an equal or greater
interest in favor of Respondent. I also recognize that of
the 12 individuals at the disputed meeting, other than
Evans, the General Counsel has only called 4. However,
the testimony of the other eight would presumably
merely have been repetitions. Finally, I realize that no
motive was proven for Respondent to follow this course
of action, and indeed some loss can be assumed, but
while motive proved may be an evidentiary gain, failure
to prove a motive is not an evidentiary loss.
CONCLUSIONS OF LAW
By discriminatorily discharging Greg Brock, Timothy
Curry, Mark Harris, Raymond Huckaby , Ricky Huck-
aby, Rodney Huckaby, Godfrey Jackson, Brad Keltner,
Ricky Keltner, David Pendleton, and Mike Withers on 2
August 1985, because they engaged in concerted and pro-
tected activity, Waggener-Walker Newspapers, Inc. en-
gaged in unfair labor practices affecting commerce
within the meaning of -Section 8(a)(1) and
' Section 2(6)
and (7) of the Act.
THE REMEDY
Having found that the Respondent, has engaged in cer-
tain unfair labor practices, I find it necessary to order it
to cease and desist and to take certain affirmative action
designed to effectuate the policies of the Act,
Respondent
having
unlawfully
discharged
Greg
Brock, Timothy Curry, Mark Harris, Raymond Huck-
aby, Ricky Huckaby, Rodney Huckaby, Godfrey Jack-
son, Brad Keltner, Ricky Keltner, David Pendleton, and
Mike Withers, I find it necessary to order it to offer
them immediate and full reinstatement to their former
jobs or, if such jobs no longer exist, to substantially
equivalent positions without prejudice to ' their seniority
and other rights and privileges, and to make them whole
for any loss of earnings that they may have suffered by
reason of the discrimination against them by'payment to
them of a sum of money equal to that which they nor-
mally would have earned from the date of their dis-
charge to the date of a bona fide offer of reinstatement,
less net interim earnings during such period. Backpay
shall be computed on a quarterly basis as prescribed in F.
W. Woolworth Co., 90 NLRB 289 (1950), with interest
thereon to be computed in accordance with Florida Steel
Corp., 231 NLRB 657 (1977).5 Moreover, consistent with
the Board's decision in Sterling Sugars, 261 NLRB 472
(1982), I shall recommend that Respondent be required
to expunge from its records any references to the unlaw-
ful discharge of these employees, and provide written
notice to them of such action, and inform them that Re-
spondent's unlawful conduct will not be used as a basis
for future disciplinary action against them.
The General Counsel has requested a visitatorial
clause authorizing the Board to engage, in discovery
under the Federal Rules of Civil Procedure. Under the
circumstances of this case, however, I find no grounds
for the imposition of such requirement.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
s
See generally Isis Plumbing Cio., 138 NLRB 716 (1962).
' If no exceptions are filed as provided by Sec. 102:46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
458
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ORDER
APPENDIX
The Respondent, Waggener-Walker Newspapers, Inc.,
Columbia, Kentucky, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Discharging or otherwise disciplining employees
for engaging in concerted activity protected under the
Act.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Offer Greg Brock, Timothy Curry, Mark Harris,
Raymond Huckaby, Ricky Huckaby, Rodney Huckaby,
Godfrey Jackson, Brad Keltner, Ricky Keltner, David
Pendleton, and Mike Withers immediate and full rein-
statement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions , without preju-
dice to their seniority or any other rights or privileges
previously .enjoyed, and make them whole for any loss of
earnings and other benefits suffered as a result of the dis-
crimination against them, in the manner set forth in the
remedy section of the decision.
(b) Remove from its files any reference to the unlawful
discharges and notify the employees in writing that this
has been done and that the discharges will not be used
against them in any way.
(c) Preserve and, on request, make available to the
Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records nec-
essary to analyze the amount of backpay due under the
terms of this Order.
(d) Post at its facility in Columbia, Kentucky, copies
of the attached notice marked "Appendix."7 Copies of
the notice, on forms provided by the Regional Director
for Region 9, after being signed by the Respondent's au-
thorized representative, shall be posted by the Respond-
ent immediately upon receipt and maintained for 60 con-
secutive days in conspicuous places including all places
where notices to employees are customarily posted. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered'by
any other material.
(e) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
NoTIcE To EMPLOYEES
POSTED BY ORDER OP THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has ` found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively
, through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these protect-
ed concerted activities.
WE WILL NOT discharge or otherwise discriminate
against any of you for engaging in concerted activity
protected under the Act:
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the 'rights
guaranteed you by Section 7 of the Act.
WE WILL offer Greg Brock , Timothy Curry, Mark
Harris, Raymond Huckaby, Ricky Huckaby,
Rodney
Huckaby,
Godfrey
Jackson,
Brad
Keltner,
Ricky
Keltner, David Pendleton, and Mike Withers immediate
and full reinstatement to their former ' jobs or, if their
jobs no longer exist, to substantially equivalent positions
without prejudice to their seniority or any other rights
or privileges previously enjoyed and WE WILL make
them whole for any loss of earnings and other benefits
resulting from their discharge, less any net interim earn-
ings, plus interest.
WE WILL notify them that we have removed from our
files any reference to their discharges and that their , dis-
charges will not be used against them in any way.
WAGGENER-WALKER NEWSPAPERS
' If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."