284 NLRB 251
Action Automotive, Inc.
ACTION AUTOMOTIVE
251
Action Automotive, Inc. and Local 876, United Food
and Commercial Workers International Union,
AFL-CIO-CLC. Case 7-CA-25638
16 June 1987
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
STEPHENS AND CRACRAFT
On 10 February 1987 Administrative Law Judge
Joel A. Harmatz issued the attached decision. The
Respondent filed exceptions and a supporting brief,
and the General Counsel filed cross-exceptions and
a supporting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions' and to adopt the recommended
Order.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Action
Automotive, Inc., Flint, Michigan, its officers,
agents, successors, and assigns, shall take the action
set forth in the Order.
1 The Respondent did not file exceptions to the judge's determination
that Local 876, United Food and Commercial Workers International
Union, AFL-CIO-CLC, as a result of a merger, became the successor to
Local 40, UFCW, the certified representative.
In affirming the law judge's conclusion that the Respondent has an ob-
ligation to bargain with the Union, we fmd it unnecessary to pass on the
judge's general discussion of the effect of employee turnover on presump-
tions of union majority status. Rather, our finding of a bargaining obliga-
tion here is based on the principles, referred to by the judge, that (1)
absent unusual circumstances, a union's majority status is irrebuttably pre-
sumed to exist throughout the 1-year period following the union's certifi-
cation, Ray Brooks v NLRB, 348 U S 98 (1954); (2) the 1-year period
following the instant Union's certification, during which its majority
status will be irrebuttably presumed, shall be construed under the instant
circumstances not to begin until the date that the Respondent begins to
bargain in good faith with the Union, Mar-Jac Poultry Ca, 136 NLRB
785 (1962); and (3) the employee turnover in the instant case from the
time of the Union's certification is not the sort of "unusual circumstance"
(such as dissolution of or substantial schism within the Union) that would
permit rebuttal of the Union's presumed majonty status, Ray Brooks v.
NLRB, supra, National Plastic Products Go, 78 NLRB 699, 706-707
(1948) (even if substantial turnover during the certification year resulted
in actual loss of majority support, union would still retain statutory status
as exclusive bargaining representative for duration of certification year).
Charles F. Morris, Esq., for the General Counsel.
Stewart .I. Katz, Esq., of Detroit, Michigan, for the Re-
spondent.
Mary Ellen Gurewitz, Esq., of Detroit, Michigan, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
JOEL A. HARMATZ, Administrative Law Judge. This
proceeding was heard by me in Detroit, Michigan, on 7
November 1986, on an original unfair labor practice
charge filed on 20 March 1986, and a complaint issued
on 7 August 1986, alleging that Respondent violated Sec-
tion 8(a)(5) and (1) of the Act by refusing, on request, to
furnish information necessary and relevant to the per-
formance of Charging Party's duties as collective-bar-
gaining representative. In its duly filed answer, Respond-
ent denied that any unfair labor practices were commit-
ted. Following close of the hearing, briefs were filed on
behalf of the General Counsel, the Charging Party, and
the Respondent.
On the entire record' in this proceeding, 2 including
consideration of the posthearing briefs, it is found as fol-
lows
FINDINGS OF FACT
I. JURISDICTION
Respondent is a Michigan corporation, with a main
office in Flint, Michigan, and facilities located through-
out the State of Michigan from which it is engaged in
the retail sale and distribution of automobile parts and re-
lated products and services. In the course of the oper-
ations, during the calendar year ending 31 December
1985, a representative period, Respondent derived reve-
nues exceeding $500,000 in value, and received at its
Michigan locations automobile parts and other goods and
materials valued in excess of $50,000, which were trans-
ported directly from points located outside of that State.
The complaint alleges, the answer admits, and it is
found that Respondent is now, and has been at all times
material, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
The complaint alleges, the answer admits, and it is
found that Local 876, United Food and Commercial
Workers International Union AFL-CIO (Local 876) is,
and has been at all times material, a labor organization
within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background and Issues
This case raises policy issues that transcend the limited
question raised by the pleadings. It also furnishes a new
battleground for Respondent's continued challenge to the
validity of certifications of representative issued 5 years
earlier by the Board. Thus, by virtue of elections con-
ducted on 29 May 1981, the Board, in January 1982, cer-
1 Pursuant to stipulation of the parties, the record is reopened for the
limited purpose of receiving Jt Exh 1, which was submitted following
close of the hearing
2 Errors in the official transcript of proceedings are noted and correct-
ed
284 NLRB No. 36
252
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tified that Local 40, United Food and Commercial
Workers International Union (Local 40), a sister local
and an alleged predecessor to Local 876, was the majori-
ty representative in separate units of Respondent's em-
ployees. The certifications were contested by Respond-
ent, but upheld by the Board in a subsequent 8(a)(5) pro-
ceeding. 3 Litigation continued4 until the Supreme Court
on 19 February 1985 affirmed the Board, and remanded
the proceeding for appropriate action. 6 The Board's 1982
Order directing Respondent to recognize and bargain the
separate units was finally enforced by the Sixth Circuit
Court of Appeals on 13 May 1986.6
In the interim, during the summer of 1982, Local 40
was absorbed by Local 876 through an internal merger.
The proponents of the complaint contend that Local 876,
by virtue of that reorganization, succeeded to, and ac-
quired all enforceable representation interests held by
Local 40.
In the instant proceeding, there is no dispute concern-
ing Respondent's failure at any time to bargain collec-
tively in the certified units. The lawfulness of that stand
is now tested under a complaint that narrowly alleges an
8(a)(5) violation based on the latter's refusal to honor a
specific allegation are conceded and, as an abstraction,
that question has been given only cursory attention in
this proceeding. Indeed, the information sought—namely,
the names and mailing addresses of employees in each of
the respective units—was the subject of formal requests,
duly communicated to the Respondent in unequivocal
form, and, accordingly, constituted producible data
under a large body of Board precedent. 7 See, e.g., Sts.
Mary & Elizabeth Hospital., 282 NLRB 73 (1986).
Respondent's defenses reduce that limited issue to a
vehicle for again testing the basic duty to bargain, for, it
now asserts that its refusal was justified by events occur-
ring since 1982 that invalidate the certifications. More
specifically, Respondent first claims that Local 876 is not
a legitimate successor to the certified representative,
Local 40, and hence it has no duty to treat with that
Union. 8 Alternatively, Respondent argues that any cur-
rent duty to bargain has been eliminated by subsequent
developments that have rendered inappropriate the units
in which the 1981 elections were conducted.
3 262 NLRB 423 (1982).
4 In 1983, the Sixth Circuit Court of Appeals denied enforcement of
the Board's Order See 717 F.2d 1033 (6th Cir. 1983)
5 469 US. 490.
6 See G C Exh 6
7 See G C Exh 2
8 The General Counsel contends that any right to contest the merger
was waived because not raised by Respondent until the filing of its
answer to the instant complaint There is no merit in this claim The Gen-
eral Counsel does not indicate, and I am not persuaded, that this issue
could have been expeditiously raised and litigated at an earlier time To
the extent ascertainable on this record, Respondent was first notified of
the merger through the Charging Party's letter of 18 March 1985 (G C
Exh 2). Thus, it presumably was unaware of that development when the
Supreme Court issued its decision on 19 February 1985 In this light, the
Instant proceeding provided the first appropriate opportunity for the Re-
spondent to raise the question. No rule or policy is called to my attention
obligating a charged party, in these circumstances, to communicate a pu-
tative defense prior to the filing of an answer The Board's decision in
Colonial Manor I97Z Inc, 253 NLRB 1183, 1184 (1981), fails to support
any such requirement
B. Defenses to the Refusal to Bargain
1. The status of Local 876 as a successor to the
certified representative
Pursuant to settled authority, mergers of labor organi-
zations will be honored by the Board if: (1) those entitled
to participate in the process are afforded an opportunity
to consider, discuss, and vote on the question through a
reasonably democratic process, and (2) the merger does
not alter the fundamental identity of the selected repre-
sentative so as to disrupt the continuity of representation.
See NLRB v. Food & Commercial Workers Local 1182
(Seattle-First National Bank), 475 U.S. 192 (1986); Canter-
bury Villa of Waterford, 282 NLRB 462 (1986). Respond-
ent's rejection of Local 876 rests on the claim that the
merger was defective under both standards.
By way of background, it is noted that in 1981, at the
time of the Board elections, Local 40 was situated in
Flint, Michigan, with jurisdiction in the northeastern
sector of that State. At the time of the merger, its mem-
bership numbered some 3200. Local 876 was much larger
with some 19,000 members. The latter's geographic juris-
diction extended to seven counties in southeastern Michi-
gan, including the Detroit metropolitan area. It was and
is now headquartered in Madison Heights, Michigan.
The internal steps preliminary to merger began and
were completed in the summer of 1982. Respondent does
not dispute that during that timeframe, members of each
of the respective locals were given advance notice, the
opportunity to discuss, and to vote by secret ballot on
the propriety of the merger.
Specifically, in the case of Local 40, all members were
notified by letter dated 11 June 1982, that the merger
had been under consideration by its executive board, that
the board recommended approval, and that a special
meeting would be held in Flint, Michigan, on 29 June
1982, and in Saginaw, Michigan, on 30 June 1982, for
presentation, explanation, and discussion of the merger
agreement, and to allow the membership to vote on its
acceptance or rejection. 6 In the ensuing special meeting
at Flint, the merger was approved by a vote of 69 for, 18
against, and at that held at Saginaw, by a vote of 53 for,
21 against." On each occasiOn, after the merger agree-
ment had been read to the membership and discussion
held, voting was conducted by secret ballot.
As for Local 876, on 25 May 1982, that Union's execu-
tive board met and approved the merger agreement, re-
solving to recommend that the membership Concur."
Notice was provided by Local 876 through the latter's
regular monthly publication, which is routinely distribut-
ed to its entire membership." Through that medium
members were informed of the proposal and that it
would be considered and voted on 6 July 1982 at a gen-
eral membership meeting. That meeting was held as
scheduled. In the course thereof the merger agreement
and resolution were read to the members, a motion was
made to approve, discussion followed, and after a secret
g See G C Exh 5(a)
is See G C Exhs 5(b) and (c).
" See G.0 Exh. 4(a)
12 See G C Exh 4(b)
ACTION AUTOMOTIVE
253
ballot the merger was adopted by a vote of 97 for, and
28 against."
Respondent's challenge to the fairness of this process
rests entirely on the fact that "nonmembers were not no-
tified of the vote, nor allowed to participate." In this
connection, it is a fact that employees in the bargaining
units were nonmembers and that they, as well as all
other represented nonmembers, were precluded from ex-
pressing their preference. With this as its premise, Re-
spondent would invoke the Amoco doctrine" as applied
in F. W. Woolworth Co., 268 NLRB 805 (1984), a policy
in which the Board declined to recognize affiliation elec-
tions as binding on employers unless nonmembers were
allowed to vote.
The Amoco doctrine subsequently was overruled by
the Supreme Court in NLRB v. Food & Commercial
Workers Local 1182 (Seattle-First National Bank), supra.
The Court viewed the Board's fragmentation of an estab-
lished bargaining relationship in the effort to enforce the
enfranchisement of nonmembers as unduly offensive to
the statutory policy encouraging stability in existing bar-
gaining relationships. The Board's position was also criti-
cized as an intrusion into internal affairs of labor organi-
zations neither intended by Congress, nor authorized by
the Act. Central to the Court's position was an entreaty
that the Board not withhold its remedial powers to con-
done an employer's termination of a bargaining relation-
ship, absent evidence of loss of majority and the exist-
ence of A question of representation that would thereby
emerge.
Respondent would distinguish Seattle-First National on
grounds that the disenfranchisement of nonmembers in
that case related to affiliation, not merger. However, this
assertion is unaccompanied by explanation, and it is diffi-
cult to imagine just why the controlling statutory poli-
cies would be any more relaxed in one context or the
other. In either case, a matter of internal union concern
is central to the controversy and Board intrusion is to be
tested in light of whether the withholding of a bargain-
ing order would "effectively decertif[y] the reorganized
union even where [reorganization] does not raise a ques-
tion of representation." 475 U.S. at 203. The analysis of
the Supreme Court leaves no room for doubt on this
score:
Under the Act, the certified union must be recog-
nized as the exclusive bargaining representative of
all employees in the bargaining unit, and the Board
cannot discontinue that recognition without deter-
mining that the affiliation raises a question of repre-
sentation. . . .
[A]n affiliation may affect a union's representa-
tion of the bargaining unit even if its does not raise
a question of representation, but that argument
overlooks the fact that a union makes many deci-
sions that "affect" its representation of nonmember
employees. It may decide to call a strike, ratify a
collective-bargaining agreement, or select union of-
la See G C Exh 4(c)
14 Amoco Production Go, 262 NLRB 1240 (1982).
ficers and bargaining representatives. Under the
Act, dissatisfied employees may petition the Board
to hold a representation election, but the Board has
no authority to conduct an election unless the ef-
fects complained of raise a question of representa-
tion. In any event, dissatisfaction with representa-
tion is not a reason for requiring the union to allow
nonunion employees to vote on union matters like
affiliation. Rather, the Act allows union members to
control the shape and direction of their organiza-
tion, and "[n]on-union employees have no voice in
the affairs of the union." . . . We repeat, dissatisfac-
tion with the decisions union members make may be
tested by a Board-conducted representation election
only if it is unclear whether the reorganized union
retains majority support.
Obviously, the exclusion of nonmembers from a merger
vote is no more suggestive that they do not support the
emerging union than in the case of affiliation. In either
case, a question concerning representation is not inferra-
ble on the basis alone. 15 See Retail Workers Local 881 v.
NLRB, 797 F.2d 421 (7th Cir. 1986).
Accordingly, contrary to Respondent, Seattle-First Na-
tional, supra, is dispositive of the fairness issue, and on
authority of that decision it is concluded that the exclu-
sion of nonmembers from the merger process created no
impediment to Board recognition and enforcement of ac-
cession by Local 876 to Local 40's representational inter-
ests.
In the alternative, Respondent contends that the
merger produced "a significant change in actual identity
and [that] a substantially different organization exists."
The limitations on the Board's authority to terminate a
certification on this ground as expressed in Seattle-First
National, supra, possessed a familiar ring. Once more the
Court warned that "if these changes are sufficiently dra-
matic to alter the union's identity, affiliation may raise a
question of representation, and the Board may then con-
duct a representation election." 475 U.S. 206. The key-
word is "dramatic," a term to be eyaluated in accord-
ance with traditionally accepted causes of a question of
representation.
In this respect, as heretofore indicated, Local 40 at the
time of the merger was one-tenth the size of Local 876.
Each Local represented a distinct geographic area. Local
40 was abolished by the merger and its headquarters
closed. On the other hand its incumbent business repre-
15 It is not surprising that the Board failed to distinguish between affili-
ation and merger In applying the Amoco rule In this regard, the Board
stated in F W Woolworth Co. supra at 806 as follows.
The Amoco case involved an election in which nonmembers of the
independent were barred from voting on the affiliation with the
International The same principles apply, however, when, as here,
there is a merger between two locals within the same International
union In both instances the certified union is replaced by a different
entity from that designated by the unit employees In both cases a
factor of primary importance is whether the affected employees had
an opportunity to pass on the change of representative. That a
merger election involves locals of the same parent union does not di-
minish the impact of the change on the en4Iloyees or extinguish the
due-process requirement that all employees in the bargaining unit be
afforded the opportunity to vote
254
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
sentatives were integrated into the administrative struc-
ture of Local 876, without change in responsibility. The
president of Local 40 was added to Local 876's executive
board, and held the official position of "Executive Assist-
ant to the President of Local 876." He retained primary
responsibility for all negotiations and grievance activity
in areas previously serviced by Local 40, while continu-
ing to supervise the former business representatives of
that Local.
Against this background, the Respondent argues that
the merger produced "a total loss of identity of an exist-
hig organization through infusion into another organiza-
tion six (6) times its size." In terms of precedent, Re-
spondent's position is grounded on the policy of the
Third Circuit Court of Appeals evident from such cases
as Sun Oil Co. of Pennsylvania v. NLRB, 576 F.2d 553
(3d Cir. 1978); NLRB v. Bernard Gloekler North East
Co., 540 F.2d 197 (3d Cir. 1976); and U.S. Steel Corp. v.
NLRB, 457 F.2d 660 (3d Cir. 1972). All involved an in-
dependent union's affiliation with an established Interna-
tional union. In each, the Court concluded that the reor-
ganization altered the union's "structure, administration,
assets, membership, autonomy and by laws," conse-
quences regarded as sufficiently dramatic to give rise to a
question concerning representation. In due respect to the
Court, these holdings are difficult to reconcile with Seat-
tle-First National, supra; they appear to draw their es-
sence from routine or inherent consequences of any in-
ternal reorganization—be it affiliation or merger—and in
that sense prove too much. Thus, it is difficult to imagine
an affiliation or merger that would not expose members
to a new set of obligations and allegiances or result in a
loss of autonomy and control, or which would not lump
concerns of those affected with those of thousands of
other members. In drawing on these normal, forseeable
consequences to disrupt the continuity of representation,
the Third Circuit might well have adopted a per se rule,
which exposes established bargaining relationships to
greater jeopardy than did the abortive Amoco doctrine.
To the extent that those decisions afford primacy to the
traditional effects of an internal union reorganization
over reasonable evidence as to the preference of unit em-
ployees, the Third Circuit's view collides with Seattle-
First National, supra.
At the cornerstone of the Supreme Court's rationale in
Seattle-First National, supra, was a stern signal that the
policy encouraging stable bargaining relationships yield
only in those circumstances where the organizational
changes are so vast as to give rise to a more than specu-
lative inference that majority support no longer exists.
475 U.S. 205-206. Consistent therewith, and in contrast
with the Third Circuit, the First Circuit Court of Ap-
peals in NLRB v. Insulfab Plastics, 789 F.2d 961, 968 (1st
Cir. 1986), recently stated that "where the union mem-
bership has expressed its desire to affiliate . . . and the
continuing majority support of the original bargaining
representative is not in doubt, we are not inclined to
override the Board's judgment that substantial continuity
exists. . . ." The statutory values underlying this hold-
ing are in consonance with the Fifth Circuit, which earli-
er had taken a dim view of the weight to be given inher-
ent effects of internal union reorganizations. Thus, in J.
Ray McDermott & Co. v. NLRB, 571 F.2d 850, 857-858
(5th Cir. 1978), that Court, in contrast with the Third
Circuit, stated:
The factual determination at issue revolves not
around superficial criteria such as the size of the re-
spective locals or organizational differences in the
national unions of which they become a part.
Rather, we must consider whether changes have oc-
curred in the rights and obligations of the union's
leadership and membership, and in the relationships
between the putative bargaining agent, its affiliate,
and the employer.
Here, the effort to excuse any obligation to recognize
Local 876 on this ground is unaccompanied by evidence
that unit employees suffered a change in constitutional
obligations or that collective-bargaining policy or em-
ployee services were materially affected in the critical
areas of contract negotiation and grievance administra-
tion. Employees were to receive the same services,
through the same individuals. Moreover, there is no sub-
stantive proof or appearance that employees would be
led to believe that the merger was likely to produce a
change either in the nature and quality of their represen-
tation or in the relationship between the designated rep-
resentative and their employer. See, e.g., Kentucky Power
Co., 213 NLRB 730, 731 (1974); F. W. Woolworth Co.,
194 NLRB 1208 (1972); United States Gypsum Co., 164
NLRB 931 (1967).
Respondent, thus, has failed to substantiate either defi-
ciency in the procedures by which Local 876 succeeded
to the bargaining interests formerly held by Local 40 or
that the merger produced a breach in the continuity of
representation. Hence this internal union matter failed to
affect the ongoing obligation to bargain.
2. Supervening changes within the collective-
bargaining units
Respondent also denies any current obligations to rec-
ognize and bargain with Local 876 on the ground that
the 1981 elections were conducted in units that no longer
are appropriate." Respondent in this respect is charged
with a rigorous burden. The evidence necessary to termi-
nate an extant bargaining relationship must be "clear,
cogent, and convincing." NLRB v. Jim Kelly's Tahoe
Nugget, 584 F.2d 293 (9th Cir. 1978); NLRB v. Wilder
Construction Co., 804 F.2d 1122, 1125 (9th Cir. 1986).
Here, the law is even more exacting, for the defense is
'6 There is no merit in the contention by the General Counsel that Re-
spondent is estopped or otherwise procedurally barred from raising this
defense Insofar as this record reveals, the instant proceeding provides
the most practicable vehicle for contesting the certifications on that basis.
Moreover, contrary to the Charging Party, even after a duty to bargain
is lawfully fixed, the Board has the authority, in a proper case, to absolve
the employer from that obligation This is so even when the employer's
refusal to bargain takes place during the certification year See St Berna-
dette's Nursing Home, 234 NLRB 835 (1978), Trojan Boat Co. 175 NLRB
935 (1969).
ACTION AUTOMOTIVE
255
addressed to a period in which Respondent declined to
honor Board certifications.17
Turning to the facts, here the elections were held in
separate units consisting of (1) main-office clerical em-
ployees, and (2) all other employees at Respondent's nine
stores and warehouse then existing in the metropolitan
area of Flint, Michigan. As Respondent observes, since
1981, the separate units have experienced extensive turn-
over. Among those who voted, only two are still em-
ployed in the bargaining units.
Under the precedent, employer appeals based on em-
ployee turnover have failed to generate overriding sym-
pathy. Even where voluminous, this factor creates little
more than ambiguity regarding the present preference of
employees or what would have been their choice had
recognition been conferred and bargaining ensued in
timely fashion. i8 For that reason employees hired after
designation of the Union are presumed by law to support
the Union to the same extent as those replaced." The
converse of that principle is no less conjectural, and
hence turnover stimulates argument but no firm suspicion
of loss of majority. Moreover even less weight is given
to turnover following a refusal to bargain As was em-
phasized in NLRB v. .I. W. Rex Co., 243 F.2d 356, 360
(3d Cir. 1957):
It is essential to note that the merger which re-
spondent company contends rendered the unit inap-
propriate occurred only two months after certifica-
tion of the union as bargaining agent. A valid certi-
fication is, of course, not intended to be a perma-
nent relationship irrespective of changed conditions.
But an employer cannot rely on the changes to jus-
17 As a general rule, a certified representative initially is entitled to an
unimpeded opportunity to bargain for 12 months. "[Al bargaining rela-
tionship once rightfully established must be permitted to exist and func-
tion for a reasonable period in which it can be given a fair chance to
succeed." See Franks Bros Co v. NLRB, 321 U S. 702, 705 (1944). Re-
spondent's election to contest the validity of the certification has denied
employees the benefits of collective-bargaining during the protected term.
See, e.g., Mar-Jac Poultry Co, 136 NLRB 785 (1962). Absent unusual cir-
cumstances, there is no relief from the duty to bargain during that period.
Ray Brooks v. NLRB, 348 US 96 at 103 (1954)
18 Respondent cites Westinghouse Electric Co., 38 NLRB 404 (1942), in
support of its claim that the expanded work force excuses it from any
obligation to bargain. That case is clearly distinguishable. It did not in-
volve employer self-help to fragment an established bargaining relation-
ship. There, the Board during preelection stages took an innovative step
to avoid delaying an election in the face of an employer's nonvenfiable
contention that n planned in the future to expand its plant so as to quad-
ruple the size of the work force. The desirable policy of encouraging sta-
bility in existing bargaining relationships was neither in issue nor impeded
by the Board's desire to expedite employee choice through direction of a
conditional election
Pennco, Inc , 250 NLRB 716 (1980) As Respondent observes, in
United Artists Communications, 280 NLRB 1056 fn. 4 (1986), Chairman
Dotson and Member Dennis expressed a willingness to consider evidence
of turnover and its negative influences on union representation in the
"context" of evaluating whether a remedial bargaining order is necessary
to redress unfair labor practices that arguably are sufficiently serious to
undermine a union's majority Beyond that dictum there is no evidence
that a majority of the Board in any case has overruled the general policy
that such evidence alone will not be treated as indicative of loss of major-
ity. In any event, reliance on turnover in assessing "the potential for con-
ducting a fair election against [a] background of unlawful activity" is
far less threatening to accepted statutory policy than in cases testing the
lawfulness of a withdrawal of, or refusal to grant recognition in the con-
text of a rightfully established bargaining relationship
tify his refusal to bargain when those changes occur
within the certification year, and especially where,
as here, the first refusal to bargain occurred before
the modification of the unit structure. N.L.R.B. v.
Armato, 7 Cir., 1952, 199 F.2d 800, 803. . . .
1V.L.R.B. v. Prudential Insurance Co., 6 Cir., 1946,
154 F.2d 385, 389. . . .
In Frank Bros. Co. v. NLRB, 321 U.S. 702 (1944), the Su-
preme Court approved an order that "an employer bar-
gain exclusively with the. . . union which represented a
majority of the employees at the time of the wrongful re-
fusal to bargain despite that union's subsequent failure to
retain its majonty." 321 U.S. at 705. The Court reasoned
as follows:
[A] requirement that union membership be kept
intact during delays incident to hearings would
result in permitting employers to profit from their
own wrongful refusal to bargain. . . . [W]ere [the
Board to] instead order elections upon every claim
that a shift in union membership had occurred
during proceedings occasioned by an employer's
wrongful refusal to bargain, recalcitrant employers
might be able by continued opposition to union
membership indefinitely to postpone performance of
their statutory obligation. [321 U.S. at p. 704-705.]
In the face of these controlling principles, it is difficult to
identify any statutory policy that wOuld be furthered by
giving turnover any greater recognition in this case.
Aside from turnover, Respondent attacks the units on
the basis of "functional" and "operational" changes alleg-
edly manifested by relocation of existing stores and the
opening of new stores, as well as increases in employee
complement and man-hours within the established units.
It is true that since 1982, man-hours required to operate
the stores and square footage have increased, six new
stores have opened in the Flint area, and three of the
original nine stores have relocated, albeit in the same
trade or market area. Contrary to the Respondent, these
factors, considered together or separately, are merely re-
flective of economic growth achieved through normal
business successes during the substantial delays attributa-
ble to its own failure to recognize the results of the
Board elections. Forseeable consequences of this nature,
derived, as they are, from delays occasioned by an em-
ployer's good faith, but unsuccessful and illegal challenge
to the validity of a certification, furnish no basis for ne-
gating objectives of the Board's election procedures and
the need to preserve public confidence in that peaceful
process. That which is predictable is not unusual, and it
is entirely within the realm of possibility, that the oper-
ational changes herein would have had no significant
impact on the emerging bargaining relationship had Re-
spondent accepted the results of the 1981 elections.
"Given the Act's principal purpose of promoting stability
in the workplace, once employees have chosen to be rep-
resented and their choice has been certified, the Board
has been reluctant to find unusual circumstances." Paper
Mfrs. Co., 274 NLRB 491 (1985).
256
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
In concluding that the supervening business adjust-
ments did not give rise to "unusual circumstances," it is
noted that the basic character of the employing enter-
prise was not altered thereby either in terms of products
sold, services made available, equipment utilized, or the
nature, quality, or interests of the work force. Classifica-
tions have remained unchanged and bargaining unit work
is not shown to be functionally different from that per-
formed at the time of the elections. Thus, the separate
community of interest and identity delimited by the
original unit determinations does not appear to have been
blurred by interchange or other factors that preclude ef-
fective collective bargaining or render that process eco-
nomically impracticable or impossible.2°
Accordingly, it is concluded that Respondent's obliga-
tion to recognize and bargain with Local 876 remains
viable, and thus its failure, on request, to furnish the
names and addresses of employees in the appropriate
units violated Section 8(a)(5) and (1) of the Act.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the
Act.
2. Local 876 is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(5) and (1) of
the Act by refusing, on request, to furnish the exclusive
collective-bargaining representative names and addresses
of employees in the appropriate units, data relevant and
necessary to the performance of that Union's duty as ex-
clusive collective-bargaining agent.
4. The unfair labor practices found above constitute
unfair labor practices having an effect on commerce
within the meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondent has engaged in and is
engaging in certain unfair labor practices, it shall be rec-
ommended that it be ordered to cease and desist there-
from and to take certain affirmative action designed to
effectuate the purposes and policies of the Act. More-
over, inasmuch as Respondent continues to challenge the
status of Local 876 as the exclusive representative of the
employees in question, to ensure that these employees
are accorded the services of their collective-bargaining
agent for the period provided by law, the certification
year shall be construed as commencing on the date that
the Respondent begins to bargain in good faith. See Mar-
Jac Poultry Co., 136 NLRB 785 (1962); Burnett Construc-
tion Co., 149 NLRB 1419, 1421 (1964), enfd. 350 F.2d 57
(10th Cir. 1965).
Counsel for the General Counsel, in a 17-page "boiler
plate" motion, urges that the remedy include a visitator-
ial clause authorizing the Board to engage in discovery if
necessary to monitor compliance with any remedial
20 Cf. Renaissance Center Partnership, 239 NLRB 1247 (1979), in which
consolidation of an unrepresented group of security employees with a
smaller, recently certified unit composed of individuals within that same
job classification, "completely obscured the separate identity of the certi-
fied bargaining unit" 239 NLRB at 1248.
order issued herein. However, the Board previously has
declined to broaden its standard remedial formula in this
respect. As there is no showing or argument as to how
the specific conduct under scrutiny in this proceeding
warrants such relief, the posture of the General Counsel
here is no different than in the several cases where the
identical motion has been denied uniformly. See 0. G.
Willis Co., 278 NLRB 203 (1986); Nathan's Furniture
Store, 278 NLRB 268 (1986); and Rebel Coal Co., 279
NLRB 141 (1986). Based on the cited authority, the re-
quest is denied.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed21
ORDER
The Respondent, Action Automotive, Inc., Flint,
Michigan, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Refusing to bargain in good faith by failing, on re-
quest, to furnish information relevant and necessary to
the performance of duties required of the exclusive bar-
gaining representative of Respondent's employees.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Furnish the Union with a list of employees in the
appropriate units, together with their current addresses.
(b) Post at those of its facilities in Flint, Michigan,
which are within the appropriate collective-bargaining
units, copies of the attached notice marked "Appen-
dix." 22 Copies of the notice, on forms provided by the
Regional Director for Region 7, after being signed by
the Respondent's authorized representative, shall be
posted by the Respondent immediately upon receipt and
maintained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, de-
faced, or covered by any other material.
(c) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
25 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
22 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
ACTION AUTOMOTIVE
257
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these protect-
ed concerted activities.
WE WILL NOT refuse, on request, to furnish informa-
tion that is relevant and necessary to the performance of
the duties of Local 876, United Food and Commercial
Workers International Union, AFL-CIO-CLC as exclu-
sive collective-bargaining representative of our employ-
ees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
set forth at the top of this notice.
WE WILL give the Union lists of the names and ad-
dresses of current employees in the established collec-
tive-bargaining units in the metropolitan area of Flint,
Michigan.
ACTION AUTOMOTIVE, INC.