285 NLRB 753
Arvin Industries, Inc.
ARVIN INDUSTRIES
Arvin Automotive, a Division of Arvin Industries,
Inc. and Gene Donald Cobb
United Automobile, Aerospace & Agricultural Imple-
ment
Workers Union,
Local 759
and
Gene
Donald Cobb. Cases 10-CA-19585 and 10-CB-
4175
10 September 1987
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JOHANSEN AND STEPHENS
On 2 March 1984 Administrative Law Judge
Howard I. Grossman issued the attached decision.
The Respondent Union filed exceptions and a sup-
porting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, and
conclusions and to adopt the recommended Order.
We agree with the judge that the Respondents
violated the Act in two separate respects: (1) by
maintaining provisions in their collective-bargain-
ing agreement according superseniority to union
officials whose responsibilities are not directly re-
lated to on-the-job grievance processing and ad-
ministration of the collective-bargaining agreement,
and (2) by applying one of those unlawful provi-
sions in a manner that accorded superseniority to
such union officials and thereby enabled them to
transfer into the day shift and displace a more
senior employee who lacked such a contractual
preference. We further agree with the judge that
Section 10(b) of the Act does not bar consideration
of the allegations set forth in the complaint as
amended.
1.
In March 1981 the Respondents executed a col-
lective-bargaining
agreement effective 2
March
1981 through 1 March 1984. The agreement pro-
vided that seniority shall be the determinative
factor in cases of layoff and recall. The agreement's
seniority provision provided that "[t]he President,
the Chairman of the Bargaining Committee, the Fi-
nancial Secretary, and the Recording Secretary
shall be considered as being at the top of the se-
niority list within the plant for layoff purposes."
The agreement also provided that, when practica-
ble, shift preference would be guided by seniority.
On 9 March 1981 the Respondents incorporated by
reference into their collective-bargaining agreement
a letter of understanding that established day-shift
753
preference for the above-referenced four local
union officers. The letter of understanding provid-
in pertinent part that:
In the event an employee on a shift other than
the day shift is elected to any of the four
Union offices named below, the Company will
transfer such officer, if the Union so requests in
writing, to the day shift to a job which he has
the ability to do. Such employee will remain
on the day shift during the time he occupies
such office. [Emphasis added.]
On 4 September 1983 Charging Party Gene
Donald Cobb was transferred from the day shift to
the third shift because of the exercise of supersen-
iority by the Respondent Union's recording secre-
tary, James Dudley. The parties stipulated that
Dudley has less seniority than Cobb, who has
worked on the Respondent Company's day shift
for 19 years. Although the record establishes that
the Union conducted an election in June 1983
during which at least one officer-the financial sec-
retary-was elected, it does not establish when
Dudley was elected to his post.
On 19 September 1983 Cobb filed the instant
charges alleging the unlawful maintenance and en-
forcement of contractual superseniority provisions.
A complaint thereafter issued; as athended at the
hearing it alleged that the Respondents violated the
Act by maintaining contractual superseniority pro-
visions on behalf of the financial secretary and re-
cording secretary of the Respondent Union since
on or about 20 March 1983, the date preceding the
filing of the charge by 6 months, and by applying
and enforcing one of those provisions about 1 Sep-
tember 1983.
As the judge found, the evidence established that
the
functions
and responsibilities
of both the
Union's financial secretary and its recording secre-
tary were not directly related to grievance process-
ing or on-the-job administration of the collective-
bargaining
agreement.
Accordingly, the judge
found that the Respondents violated the Act both
by maintenance of the contractual superseniority
provisions on those officials' behalf and by enforce-
ment of the shift preference provision on behalf of
Recording Secretary Dudley. Gulton Electro-Voice,
Inc., 266 NLRB 406 (1983), enfd. sub nom. Electri-
cal Workers IUE Local 900 v. NLRB, 727 F.2d
1184 (D.C. Cir. 1984).
The Respondent Union contends in its exceptions
that the allegations of the complaint are barred by
Section 10(b) of the Act.' Concerning the allega-
' The exceptions pertain solely to the application of Sec 10(b) and not
to the merits
285 NLRB No. 102
754
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tion pertaining to maintenance of contractual su-
perseniority, it asserts that the 10(b) period com-
menced at the latest in March 1981, when the bao
gaining agreement containing the superseniority
provisions was executed. Concerning the enforce-
ment of the superseniority shift preference provi-
sion in September 1983 on behalf of Recording
Secretary Dudley, to the detriment of employee
Cobb, the Respondent Union contends that the
10(b) period also commenced at the latest in March
1981 when, it contends, superseniority was contrac-
tually granted to the recording and financial secre-
taries. It asserts further that Dudley's September
1983 exercise of shift preference was not an "inde-
pendent" enforcement of the contractual supersen-
iority provision, but "was merely an incident of the
superseniority already granted" in March 1981. In
support of its contentions, the Respondent Union
relies principally on NLRB v. Auto Warehousers,
571 F.2d 860, 864-865 (5th Cir. 1978), denying enf.
to Auto Warehousers, 227 NLRB 628 (1976), and
Benson v. General Motors Corp., 716 F.2d 862 (11th
Cir. 1983).2
For the reasons set forth below, we adhere to
our view that Section 10(b) does not bar litigation
of the violations alleged and found in this case. In
any event, as we further explain, the "enforce-
ment" allegation in this case is factually distinguish-
able for 10(b) purposes from the analogous viola-
tion in Auto Warehousers, and, as to the "mainte-
nance" allegation, three other circuit courts of ap-
peals" have issued opinions since Auto Warehousers
either taking issue with the 10(b) analysis of that
case or expressing the view that, given the Board's
refinement of its position on superseniority clauses
in Gulton, supra, the Eleventh Circuit would no
longer necessarily hold that the 10(b) period begins
to run from the date of contract execution with re-
spect to either enforcement or maintenance of su-
perseniority clauses like the ones at issue here.
II.
In Machinists Local 1424 (Bryan
Mfg.
Co.) v.
NLRB,4 the Supreme Court issued its seminal deci-
8 The unfair labor practices at issue here arose in the Eleventh Circuit,
which accepts, as precedent, decisions of the Fifth Circuit issued before
the creation of the Eleventh Circuit Bonner v City of Prichard, 661 F 2d
1206 (11th Or 1981) Although it is the Board's policy to seek enforce-
ment of its orders in the circuit in which the unfair labor practice arose,
that policy in no way assures that the Board's decision in any given case
will actually be reviewed in that circuit See discussion at sec IV, infra
8 NLRB v Harvey Hubble, Inc, 783 F 2d 1121 (4th Cir
1986) (on re-
hearing), cert denied 107 S Ct 573 (1986), NLRB Y Auto Workers Local
1131 (Houdaille Industries), 777 F 2d 1131, 1139-1140 (6th Or 1985),
NLRB v Actors' Equity, 644 F 2d 939, 943 (2d Cir 1981)
4 362 U S 411 (1960).
Sion on Section 10(b). In that case, the parties exe-
cuted a collective-bargaining agreement in August
1954. The agreement contained a recognition pro-
vision and a union-security provision. At the time
of execution, the union did not represent a majority
of the employer's employees. In June and August
1955, 10 and 12 months later, charges were filed al-
leging that the maintenance and enforcement of the
agreement violated the Act. The Court concluded
that Section 10(b) barred the allegations because
the agreement was lawful on its face and the con-
duct alleged to be unlawful was based on circum-
stances
and events existing outside the 10(b)
period. 5 More precisely, the complaint alleged the
improper
maintenance and enforcement of an
agreement with a union lacking majority status.
The absence of majority status, however, could be
established only by reference to events existing at
the initial execution of the collective-bargaining
agreement in August 1954. That date was outside
the 10(b) period. The Court noted that the actual
majority status of the union at any subsequent date
was immaterial because of the presumption that
subsequent acquisition of majority status is attribut-
able to the unlawful assistance to the union re-
ceived in the original agreement.6 In these circum-
stances, the Court held (362 U.S. at 422-423):
[A] finding of violation which is inescapably
grounded on events predating the limitations
period is directly at odds with the purposes of
the § 10(b) proviso. [Footnote omitted.]
In any real sense, then, the complaints in this
case are "based upon" the unlawful execution
of the agreement, for its enforcement, though
continuing, is a continuing violation solely by
reason of circumstances existing only at the
date of execution. [Emphasis in original.]
Significantly, the Court contrasted the factual cir-
cumstances presented in Bryan Mfg. with other sit-
uations where Section 10(b) clearly would not bar
allegations
pertaining to contract enforcement.
These other situations are those involving an agree-
ment invalid on its face or "one validly executed,
but unlawfully administered."7
In applying the rule of Bryan Mfg. to the legality
of superseniority clauses, the Board has long held
that Section 10(b) operates to bar only allegations
pertaining to unlawful maintenance or acts of un-
lawful enforcement that occurred more than 6
S 362 U S at 416-419
6362 U S at 414
7 362 US at 423
ARVIN INDUSTRIES
755
months before the filing of the charge.8 We do not
run afoul of Bryan Mfg. through that application of
Section 10(b) because we are able to find violations
based on such conduct within (or subsequent to)
the 6-month period without inquiring into the cir-
cumstances surrounding the original execution of
the contract in which the clauses appear or indeed
into any other circumstances occurring more than
6 months before the charge is filed. As to acts of
unlawful enforcement, the Board has held that the
period starts running from the date on which a
union officer exercises his or her unlawfully ac-
quired superseniority.9 Cases involving only unlaw-
ful maintenance are rare, but at least with respect
to clauses that on their face provide the General
Counsel with a prima facie case of discrimination,
the Board may find that a superseniority clause has
been unlawfully maintained without finding that it
has been unlawfully enforced. 1 ° In such a case,
Section 10(b) bars only
allegations of unlawful
maintenance occurring more than 6 months before
the filing of the charge.
As explained below, the court of appeals in
NLRB v. Auto Warehousers, supra, took issue with
the Board's application of Section 10(b) to both
maintenance and enforcement allegations.
In Auto Warehousers, supra, the court of appeals
was reviewing a Board holding regarding the legal-
ity of enforcing and maintaining a superseniority
provision that permitted, on union request, the
grant to certain union officers of preferences in em-
8 See, e g , Houdaille Industries, 268 NLRB 1468, 1469 ( 1984), enfd sub
nom NLRB v Auto Workers Local 1131, 777 F 2d 1131, 1139-1140 (6th
Cir 1985), Inmont Corp, 268 NLRB 1442, 1451 (1984), Harvey Hubble,
Inc, 268 NLRB 620 fn 8 (1984), enfd 783 F 2d 1121 (4th Cir 1986) (on
rehearing), cert
denied 107 S Ct 573 ( 1986), Auto Workers Local 561
(Scovtll, Inc), 266 NLRB 952, 959 (1983), A PA Transport Corp, 239
NLRB 1407, 1409 fn 9 (1979)
See also Actors ' Equity, 247 NLRB 1193,
1197-1198 ( 1980), enfd 644 F 2d 939 (2d Cir 1981)
9 Houdaille Industries, supra, 268 NLRB at 1469, Auto Workers Local
561 (Scovill, Inc), supra, 266 NLRB at 952 & fn 5 The Board has also
adopted an administrative law judge's decision holding that the 10(b)
period begins running when "the legality of the clause is put in issue"
Auto Workers Local 561 (Scovill, Inc), supra, 266 NLRB at 959 Given
the manner in which the Board has applied the 10(b) limitation in the
cases cited above, it would appear that this phrase means nothing more
than that, with respect to enforcement allegations, the exercise of super-
seniority that is "in issue" must have occurred during the 6 months prior
to the filing of the charge
Because, in determining whether an exercise of superseniority is lawful,
the Board need only look to circumstances as they existed at the time of
exercise, these superseniority clause cases are distinguishable from Bowen
Products Corp, 113 NLRB 731 (1955), in which the finding that a seniori-
ty-based layoff was unlawful required the Board to consider an alleged
discriminatory act that occurred outside the 10(b) period
10 United States Steel Corp, 268 NLRB 1187 (1984), A PA Transport
Corp, supra, 239 NLRB at 1407-1408 Accord
NLRB v Teamsters Local
443 (Connecticut Limousine), 600 F 2d 411, 413 fn 4 (2d Cir 1979) Both
A PA Transport
and
Connecticut
Limousine
involved superseniority
clauses that expressly conferred preferences not limited to layoff and
recall
ployment
matters extending beyond layoff and
recall. Such clauses were presumptively unlawful
under the Board's rule in
Dairylea
Cooperative
Inc." (a forerunner of Gulton Electro- Voice, supra).
The court distinguished such "presumptively un-
lawful" clauses from clauses "invalid on their face"
and essentially held that, under Bryan Mfg., allega-
tions of unlawful maintenance could be brought
more than 6 months after their initial execution
only if they were facially invalid.12 In thus distin-
guishing the two kinds of clauses, the court ap-
peared to assume that in determining whether a
presumption of unlawfulness were rebutted, the
Board would necessarily look to circumstances at
the time the clauses were originally executed.13
As to the allegation predicated on enforcement,
the court found that the cause of action first ac-
crued for purposes of Section 10(b) when the shop
steward in that case publicly acquired supersenior-
ity. The court held that this had occurred in April
1975, when the union had requested superseniority
for the steward and the request had been granted.
(The court also noted that it was in that same
month that the steward had first invoked his super-
seniority to acquire a particular job.) The court dis-
agreed with the Board that the 10(b) period began
running when the charging party was affected by
the steward's rebidding for that job in August; and,
because the unfair labor practice charge was filed
in January 1976, the court held that the enforce-
ment allegation was also barred.14
IV.
With respect to the application of Section 10(b)
to the enforcement allegation in the present case,
the Eleventh Circuit rule would produce no result
different from our own rule. Under our rule, the
10(b) period began running when Recording Secre-
tary Dudley exercised his unlawfully acquired su-
perseniority to bump the Charging Party from the
day shift; this occurred about 2 weeks prior to 19
September 1983, when the charge was filed. The
charge is also timely under the Eleventh Circuit's
rule because there is no record evidence that Re-
cording Secretary Dudley publicly acquired his su-
11 219 NLRB 656 (1975), enfd sub nom
NLRB v Teamsters Local
338, 531 F 2d 1162 (2d Cir 1976)
12 571 F 2d at 863
18 Id
14 Id at 864 The Eleventh Circuit expressly cited this aspect of Auto
Warehousers in Benson Y General Motors Corp, 716 F 2d 862, 864 (11th
Cir 1983), a Sec 301 suit in which the plaintiff employees attacked pref-
erential seniority granted another employee group under a national col-
lective-bargaining agreement, applying a statute of limitations analogous
to Sec 10(b), the court held that the period began running when seniori-
ty lists pursuant to the national agreement were first posted, or, absent
such posting, when plantiffs knew or should have known of their lower
seniority status
756
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
perseniority regarding shift preference more than 6
months before 19 September 1983. For all that the
record shows, he may not even have been elected
to his post before June 1983-let alone been ac-
corded superseniority pursuant to a union request
under the relevant provision. The Respondent
Union, as the party asserting the 10(b) bar, has the
burden on this issue,15 and it has not carried that
burden under either the Eleventh Circuit's rule or
our own.
The maintenance allegation, which encompasses
both the layoff provision in the contract and the
shift
preference
provision in the incorporated
agreement, is a different matter. Because there are
no factual differences that permit us to distinguish
the two cases on this point, we deem it advisable to
explain in some detail our reasons for declining to
embrace the apparent holding of Auto Warehousers
with respect to unlawful maintenance of such su-
perseniority clauses.
As noted, the clause in Auto
Warehousers was
presumptively unlawful because, on its face, it pro-
vided for the granting of preferences extending
beyond layoff and recall, whereas the provisions in
the instant case are unlawful because, on their face,
they provide for the granting of superseniority to
union officers without regard to whether they have
grievance-processing duties or other duties related
to on-the-job contract administration. 16 The Auto
Warehousers court appeared to be of the view that,
in determining whether the clause's presumptive
unlawfulness was rebutted, the Board would neces-
sarily look to "adequate business justification" for
such preferences at the time the clause was execut-
ed.17 This is simply not so. Unlike the clause in
Bryan Mfg., the lawfulness of which depended on
the union's majority at a particular point in time,
there is no single critical point in time with respect
to superseniority clauses.
This point is perhaps most clearly made with re-
spect to the type of superseniority clause violation
found here. It is theoretically possible that at the
time a particular collective-bargaining agreement
was executed, the union officers accorded contrac-
tual superseniority-for example someone called
the "recording secretary"-could have had griev-
ance-processing functions which, at midcontract,
were given over entirely to stewards. Under such
circumstances, the contracting parties
might be
able to submit evidence showing that maintenance
of the clause was lawful at the time when the con-
tract was entered into, but would be unable to es-
tablish that it was lawful later on, when the record-
ing secretary's functions changed.18 But even if the
functions have never changed, the Board would
not need to examine their nature at the time of con-
tract execution to determine whether a clause was
lawfully maintained during the 6 months preceding
the filing of the charge. For superseniority based
on union office, unlike natural seniority, which
typically rests on the date of employee hire or
transfer, is bestowed by a contractual fiat that ac-
cords a preference for retaining or securing a given
job on the basis of union office alone. Contractual
supersemority based on union office inherently en-
courages union support by means of discrimination,
and it can be saved from illegality only if the con-
tracting parties can establish that the favored union
position imposes on its holder duties that are relat-
ed to grievance processing or on-the-job contract
administration so that the preference may serve the
interest of all unit employees.I9
Thus, in the terms of Bryan Mfg.,20 the allega-
tion that a superseniority clause has been unlawful-
ly maintained is not "inescapably grounded on"
events outside the 10(b) period, even if the clause
was originally executed more than 6 months prior
to the filing of the unfair labor practice charge.
Indeed, this would be so whether we deemed an
overinclusive superseniority clause to be invalid on
its face or invalid only on the General Counsel's
showing, by extrinsic evidence, that the clause ap-
plied to persons lacking steward-like functions.
As noted above, three courts of appeals have re-
jected the Eleventh Circuit's analysis of the 10(b)
issue in Auto
Warehousers. The Second Circuit,
dealing with an analogous argument for barring
litigation of a nonuniform dues schedule on the
grounds that the schedule had existed for more
15 See McKesson Drug Co, 257 NLRB 468 fn 1 (1981), and cases there
cited
16 The allegation regarding enforcement of the shift preference provi-
sion was added to the complaint by amendment during the hearing, and it
was treated by the judge as an alleged violation based solely on the iden-
tity of those being granted the preference It appears that the parties did
not litigate the question whether it was unlawful insofar as it granted a
preference beyond layoff and recall See NLRB v Teamsters Local 443
(Connecticut Limousine), 600 F 2d 411 (2d Cir 1979) (presumption that
shift preference is unlawful may be rebutted by evidence that it gives a
steward better on-the-job access to unit employees)
No exception was
taken to the judge's failure to find a violation on this aspect of the provi-
sion
17 571 F 2d at 863
18 In Gulton Electra- Voice, supra, we overruled Electrical Workers IUE
Local 623 (Limpco Mfg), 230 NLRB 406 (1977), enfd sub nom D'Amico
v NLRB, 582 F 2d 820 (3d Cir 1978), insofar as it held that contractual
supersemority could lawfully be granted "to those who do not perform
steward or other on-the-job contract administration functions "
Gulton
Electro-Voice, supra, 266 NLRB at 408 This holding indicated that the
lawfulness of a clause could not be judged on titles alone, and we specifi-
cally noted that we were not necessarily suggesting that "the supersemor-
ity accorded to the Limpco recording secretary would be unlawful"
under the Galion standard because "she did perform some grievance
functions " Id at In 9
19 Dairylea Cooperative, 219 NLRB 656, 658 (1975), enfd sub nom
NLRB v Teamsters Local 338, 531 F 2d 1162 (2d Cir 1976)
20 362 U S at 422
ARVIN INDUSTRIES
757
than 6 months prior to the filing of the charge, re-
jected the Auto Warehousers application of Section
10(b).21 It noted first that it need not "look into
the past" to find the fee schedule unlawful on the
ground that it is "unsupported by any presently ex-
isting adequate business justification" and, second,
that such a time-bar rule would be unduly "preclu-
sive" because it would immunize the schedule from
any union member's attack simply because of its
long existence.22 In NLRB v. Auto Workers Local
1311 (Houdaille Industries)23
and in
NLRB v.
Harvey Hubble, Inc.,24 the Fourth and Sixth Cir-
cuits have distinguished Auto Warehousers on the
ground that the court there had dealt with a super-
seniority provision it deemed merely "presumptive-
ly unlawful," whereas it was clear after the Board's
decision in Gulton Electro-Voice that such clauses
are "invalid on their face" and thus litigable at any
point in their existence under the principles of
Bryan Mfg.25 We do not agree that a "presump-
tively unlawful" clause is necessarily different from
a clause that is "unlawful on its face" (but subject
to a defense by the respondent union), but we read
the courts' opinions as in essential agreement with
the proposition that contract execution is not the
triggering date for the application 'of Section 10(b)
to a superseniority clause, because it is unnecessary
to look back to events on that date to determine
that the clause is unlawful.
Our dissenting colleague does not necessarily
question the correctness of the foregoing resolution
of the 10(b) issue, but rather contends that we are
compelled to dismiss the complaint because, in his
view, we are faced with "adverse precedent," i.e.,
Auto
Warehousers, in the circuit court in which
"the case arose." We disagree.
First, as explained above, the case is factually
distinguishable from Auto Warehousers as to the en-
forcement allegation and, as to the maintenance al-
legation, two other circuit courts have concluded
that the Board's intervening decision in
Gulton
Electro-Voice clarifies the theory of the violation in
such a way to obviate any conflict with Auto Ware-
housers. The Eleventh Circuit may well agree with
that view. At the very least, those cases would
provide a basis for requesting that court to reexam-
21 NLRB v Actors' Equity, 644 F 2d 939, 943 (2d Cir 1981)
22 Id
23 777 F 2d 1131, 1139-1140 (6th Cir 1985)
24 783 F 2d 1121 (4th Cir 1986) (on rehearing), cert denied 107 S Ct
573 (1986)
25 777 F 2d at 1140, 783 F 2d at 1123 Judge Haynsworth, who dissent-
ed on another issue in Harvey Hubble, would not find a supersemority
provision unlawful on its face, but would, in any event, find that Sec
10(b) "is triggered by an actual layoff based on a claim of super-seniority
by a union official having no on-the-job responsibility for contract admin-
istration " 783 F 2d at 1124
ine its decision.26 Thus, it is not entirely clear that
we are faced with "adverse precedent," as our col-
league contends.
Second, it is also noteworthy that, although the
case does arise in the Eleventh Circuit-because
that is the circuit in which the unfair labor prac-
tices occurred-the venue provisions of the Act
are such that our Order is also potentially subject
to review in other circuits. Under Section 10(f) of
the Act, an aggrieved party can petition for review
of a final order of the Board "in any circuit court
of appeals of the United States in the circuit
wherein the unfair labor practice in question was
alleged to have been engaged in or wherein such
person resides or transacts business, or in the
United States Court of Appeals for the District of
Columbia . . . ." Thus, if we were to dismiss the
complaint, the individual Charging Party would be
free to seek review in the District of Columbia Cir-
cuit. Because we are finding the violations, the Re-
spondent Union is the aggrieved party, and its
venue choices would include not only those open
to the Charging Party but also any circuit in which
it
is incorporated (i.e., resides) or in which it
"transacts
business."
Although the Respondent
Employer did not file exceptions, it should be
noted that, had it done so, it would be free to file
in the Seventh Circuit, where it is incorporated,
and if it transacts business nationwide, all the cir-
cuits would be open to it. See Stieberger v. Heckler,
615 F.Supp. 1315, 1364 (S.D.N.Y. 1985), vacated
on other grounds sub nom. Stieberger v. Bowen, 801
F.2d 29 (2d Cir. 1986) (noting "practical" reasons
for the Board's nonacquiescence policy). It is thus
apparent that we operate under a statute that
simply does not contemplate that the law of a
single circuit would exclusively apply in any given
case.
Our dissenting colleague acknowledges this to be
a "legitimate concern" that raises "certain proce-
dural and administrative difficulties," but he misses
the point in characterizing these difficulties primar-
ily as a problem of forum shopping. As noted, the
broad venue provisions themselves implicitly ex-
press a congressional view that is at odds with our
colleague's approach. Moreover, if we were to
follow that approach here and dismiss the com-
plaint, the Board could conceivably find itself in
the District of Columbia Circuit on the petition of
the Charging Party. Were that circuit to find that
Section 10(b) does not bar the complaint under the
circumstances here-whether it views such a con-
clusion as consistent with or contrary to Eleventh
26 If necessary , the Board could file an application for initial en bane
hearing pursuant to the Eleventh Circuit's Local Rule 26
758
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Circuit precedent-we would presumably have to
reconsider the case on remand.27 In light of this
possibility, we fail to discern how our dissenting
colleague's approach necessarily serves "to pro-
mote better, efficient, and harmonious judicial ad-
ministration of the National Labor Relations Act."
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent Company,
Arvin Automotive, a Division of Arvin Industries,
Inc., Fayette, Alabama, its officers, agents, succes-
sors,
and assigns,
and the Respondent Union,
United Automobile, Aerospace & Agricultural Im-
plement Workers Union, Local 759, Fayette, Ala-
bama, its officers, agents, and representatives, shall
take the action set forth in the Order.
CHAIRMAN DOTSON, dissenting.
Unlike my colleagues, I would abandon the
Board's
policy
of nonacquiescence in adverse
precedent in the circuit court where enforcement
or review of the Board decision will be sought.
Accordingly, as explained below, I would acqui-
esce to the Eleventh Circuit's law as it applies to
the facts of this case and dismiss the complaint.
In the past it has been the Board's policy to de-
termine whether to acquiesce in the contrary views
of a circuit court of appeals, or with due deference
to the court, to adhere to its previous holding. In-
surance Agents (Prudential Insurance),
119 NLRB
768, 773 (1957). In adhering to this policy, the
Board has not infrequently declined to follow the
law of the circuit wherein enforcement or review
of its decision will be sought. I have reevaluated
this policy of nonacquiescence and on careful re-
flection have decided that adherence to the Board's
proper role within the Federal judicial and admin-
istrative
system compels abandonment of this
policy.
The judge, following the Board's nonacquies-
cence policy, concluded that by the maintenance
and enforcement of contract clauses granting su-
27 It is highly unlikely that the District of Columbia Circuit would
apply the law of the Eleventh Circuit on review of the Order A good
illustration of this point is the District of Columbia Circuit's recent deci-
sion in Electrical Workers IBEW Local 474 v NLRB, 814 F 2d 697 (D C
Cir 1987) The alleged unfair labor practice in that case occurred in Ten-
nessee, within the Sixth Circuit The charging party union sought review
of the Board's dismissal of the complaint in the District of Columbia Cir-
cuit, and that court reversed and remanded the case to the Board in a
decision that took issue with the positions of other circuit courts, includ-
ing the Sixth Circuit, regarding the construction to be given the relevant
statutory provision Id at 704, 710-714 See also id at 717 (Buckley, J ,
concurring) Thus, even though the case "arose in" Tennessee , as our dis-
senting colleague treats that concept, it is quite apparent that the review-
ing court did not view it as a case in which the precedents of the Sixth
Circuit applied
perseniority for purposes of layoff and shift prefer-
ence to the Respondent Union's financial secretary
and recording secretary, who are not responsible
for grievances processing and on-the-job contract
administration, the Respondent Union violated Sec-
tion 8(b)(1)(A) and (2) of the Act. The judge re-
jected the Respondent Union's argument based on
NLRB v. Auto Warehousers, 571 F.2d 860 (5th Cir.
1978), that Section 10(b) barred his finding a viola-
tion because the cause of action fully accrued when
the contract was executed in March 1981 (more
than 6 months before the filing of the charges).'
The judge observed that the Board "has failed to
follow the reasoning of the Fifth Circuit" and thus
resolved the issue on the basis of Board precedent
contrary to Auto Warehousers.
I would abandon the policy of nonacquiescence.
Therefore, the Fifth Circuit's reasoning in
Auto
Warehousers, supra, followed by the Eleventh Cir-
cuit in Benson v. General Motors Corp., 716 F.2d
862 (11th Cir. 1983),2 is dispositive of the Respond-
ent Union's 10(b) contention. I find that, under the
analysis set forth in those cases, the allegations in
the complaint are barred by Section 10(b) of the
Act. Accordingly, although applying established
Board precedent, I would not on the facts here
find Section 10(b) a bar to finding a violation, I
would dismiss the complaint.
As set forth more fully in the judge' s decision,
the following chronology of events gave rise to the
instant case . The Respondents executed a collec-
tive-bargaining agreement with effective dates of 2
March 1981 through 1 March 1984. That agree-
ment provided that seniority be the determinative
factor in cases of layoffs and recalls.3 The agree-
ment's seniority provision provided that "the Fi-
nancial Secretary, and the Recording Secretary
shall be considered as being at the top of the se-
niority list within the plant for layoff purposes."4
The agreement also provided that when practicable
shift preference shall be guided by seniority.5 On 9
March 1981 the Respondents incorporated by ref-
erence into their collective-bargaining agreement a
letter of understanding, which established day-shift
preference for four local union officers, including
the financial secretary and the recording secre-
tary. 6
' The present case arose in Fayette, Alabama, located in the Eleventh
and formerly the Fifth Circuit
2 The Eleventh Circuit accepts as precedent decisions of the Fifth Cir-
cuit issued prior to the creation of the Eleventh Circuit Bonner v City of
Prichard, 661 F 2d 1206 (11th Cir 1981)
3 Jt Exh I art VII, sec 4
4 Jt Exh I art VII, sec 13
5 Jt Exh I art VII, sec i I
6 The letter of understanding provided in pertinent part that
Continued
ARVIN INDUSTRIES
759
On 4 September 1983 Charging Party Gene
Cobb was transferred from the day shift to the
third shift because of the exercise of superseniority
by the Respondent Union's recording secretary,
James Dudley. The parties stipulated that Dudley
has less seniority than Cobb, who has worked the
Respondent Company's day shift for 19 years.
The Respondent Union asserts that an unfair
labor practice' finding was barred by Section 10(b)
of the Act. In support of its position the Respond-
ent Union relies on NLRB v. Auto Warehousers,
supra, which denied enforcement of 221 NLRB 628
(1976), and Benson Y. General Motors, supra. The
thrust of both cases is that the gravamen of the
unfair labor practice occurs on the illegal grant of
superseniority and that a later exercise of such se-
niority does not constitute an unfair labor practice
separate from its acquisition. Thus, in Benson, the
Eleventh
Circuit Court of Appeals stated that
"I[fjor the purpose of determining when the § 10(b)
period begins to run, we look to when plaintiffs
either were or should have been aware of the
injury itself, not to when plaintiffs became aware
of one of the injury's, many manifestations." Simi-
larly, in Auto
Warehousers ' (cited in Benson), the
Fifth Circuit Court of Appeals concluded that the
legality of including a superseniority clause in a
contract depended on the existence of an adequate
business justification for such a provision at the
time of execution. It thus concluded that mainte-
nance of the contract provision alone did not con-
stitute an unfair labor practice. The court further
found that enforcement of a contract provision ac-
cording shop stewards superseniority for purposes
other than layoff or recall could be found illegal
only if the initial grant of superseniority also violat-
ed the Act. Because the initial grant occurred out-
side the 10(b) period, the court held that Section
10(b) foreclosed a challenge to the continued en-
forcement of the contract provision.
On the basis of Benson and Auto Warehousers, the
Respondent Union argues that the operative date in
the instant case for 10(b) purposes is at the latest 9
March 1981-the date of the incorporation by ref-
erence into the collective-bargaining agreement of
the shift' preference understanding. Characterizing
Cobb's 4 September 1983 transfer as a mere mani-
festation of the alleged unlawful grant, the Re-
spondent Union maintains that the enforcement of
the superseniority provision vis-a-vis Cobb does
In the event an employee on a shift other than the day shift is elect-
ed to any of the four Union offices named below, the Company will
transfer such officer, if the Union so requests in writing, to the day
shift to a job which he has the ability to do. Such employee will
remain on the day shift during the time he occupies such office
not provide an independent ground for finding a
violation within the 10(b) period.
I agree with the Respondent Union that, under
the analysis set forth in Benson and Auto
Ware-
housers, Section 10(b) acts as a bar to the finding of
a violation in the instant case. However, as the
judge correctly noted, the Board has not followed
the reasoning of the Fifth and Eleventh Circuits in
Auto Workers and Benson. On the contrary, it is the
Board's well-established position? that the mainte-
nance of a contract clause according superseniority
to union officers who do not perform steward or
other on-the-job contract administration functions
is unlawful, and such maintenance and enforcement
within the 6-month period before the filing of the
charge is sufficient to defeat a defense based on
Section 10(b). Under Board law, Section 10(b) be-
comes operative when the legality of the supersen-
iority clause is put in issue. As the Board stated in
A.P.A. Transport Corp., 239 NLRB 1407, 1409 fn. 9
(1979), "[m]ere longevity of contractual language
does not establish its legality." Therefore, I find
that under Board precedent, the judge correctly re-
jected the Respondent's 10(b) defense. Moreover, I
remain convinced of the soundness of this prece-
dent.
The instant case thus plainly confronts the Board
with the dilemma whether, in the face of adverse
precedent in the circuit court in which the case
arose (here the Eleventh Circuit) and where the
Board will seek enforcement," the Board should
acquiesce in the law of the circuit or adhere to the
Board's own position. Presented with this dilemma
in Insurance Agents, supra, the Board observed that
it was "the Board's consistent policy for itself to
determine whether to acquiesce in the contrary
views of a circuit court of appeals or whether,
with due deference to the court's opinion, to
adhere to its previous holding until the Supreme
Court of the United States has ruled otherwise."9
' Ford Motor Co., 269 NLRB 250 (1984); Auto Workers Local 1131
(Houdaille Industnes), 268 NLRB 1468 (1984); Inmont Corp., 268 NLRB
1442 (1984); International Harvester Co., 268 NLRB 966 (1984); Harvey
Hubble, Inc, 268 NLRB 620 (1984); Design & Mfg. Corp., 267 NLRB 440
(1983); Auto Workers (Scovill, Inc.), 266 NLRB 952 (1983); Actors' Equity
Assn., 247 NLRB 1193 ( 1980), enfd. 644 F 2d 939 (2d Cir. 1981); A.P.A.
Transport Corp., 239 NLRB 1407 (1979).
8 The Board's policy has been, and will continue to be, to seek en-
forcement of its orders in the circuit in which the unfair labor practice
arose. Therefore, for Board purposes, which circuit's law should apply is
readily ascertainable.
8 I note two instances of the Board's nonacquiescence before Insurance
Agents In Bethlehem Steel Co., 89 NLRB 1476 (1950), the Board denied a
motion to vacate and set aside. In so doing the Board noted a contrary
circuit case, but added that "with due respect for" the court's opinion,
the Board is constrained to adhere to its original view until the Supreme
Court has passed on the issue.
In Morand Bros Beverage Co., 99 NLRB 1448 (1952), the Board decid-
ed a case on remand from the Seventh Circuit Court of Appeals. In that
Continued
760
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
119 NLRB at 773. The Board defended this policy
on the ground that "[o]nly by such recognition of
the legal authority of Board precedent, will a uni-
form and orderly administration of a national act,
such as the National Labor Relations Act, be
achieved." 10
Although since Insurance Agents the Board has
considered numerous cases involving a clash be-
tween Board law and circuit law, it has not further
elaborated on its policy of nonacquiescence or the
rationale therefor." Instead, after an almost ritual-
case the Board found that the implications of the court's position that the
right of employers to lockout is a necessary corollary of the right of em-
ployees to strike, disclosed its "inherent defects " On review the court
enforced the Board's order, but not without first admonishing the Board
for rejecting the court's position as follows (204 F 2d 529 at 532-533)
Before considering
the only question properly presented at
this stage
we think it not unwise to recall a basic tenet in our
federal system of administrative practice and review The position of
any administrative tribunal whose hearing, finding, conclusions and
orders are subject to direct judicial review, is much akin to a
District Court
That is to say, it is the "inferior" tribunal, whose
decisions, both substantive and, in some instances, adjective, are sub-
ject to review and consequent approval or disapproval by the re-
viewing body The full implication of this relationship is realized
when, as here, the occasion arises for the reviewing court to state
what it believes to be the substantive law applicable to a particular
controversy but find that the lower tribunal has not conclusively
found the facts to which this law should be applied The result then,
in view of the rule that a reviewing court shall not enter initial find-
ings of fact, is an order remanding that cause "for further proceed-
ings in conformity with the decision of this court " The pronounce-
ments of the reviewing court are then known in the vernacular as
"the law of the case," i e, they are the rules to govern the particular
dispute in hand, unless, of course, the decision of the reviewing
court is declared erroneous by a tribunal of competent jurisdiction
holding a still more superior position in the judicial pyramid In such
a situation it behooves the inferior arbiter to exercise great care that
"the law of the case" is applied to the facts of the case when they
have been precisely determined by it This is so even when it finds
itself in well founded disagreement with its reviewer
[E]xpenence has taught that causes are disposed of most expeditious-
ly when the correction of errors is left to the superior tribunals and
those enjoying judicial or administrative inferiority studiously en-
deavor to comply with the mandate issued to them
The application of these principles was neglected in three in-
stances upon remand of these proceedings to the Board The most
obvious and most troublesome is the express disapproval of our prior
opinion by four members of the Board This position was abandoned
by the General Counsel in his brief and argument before this court
Nevertheless its presence in the record implies an attitude on the
part of these members to have their ultimate judgment that petition-
ers had engaged in unfair labor practices recognized in any event
This is an unwholesome outlook which not only fails to take cogni-
zance of the mentioned principles of our administrative-judicial
system but ignores the fact that the interpretation and application of
the Act is vested not only in the Board but also the Courts of Ap-
peals and the Supreme Court It serves no purpose other than to im-
pinge upon the respect which deliberations of the Board are custom-
arily accorded [Footnote omitted]
10 The policy of nonacquiescence as explained in Insurance Agents
closely resembles that adopted by the Tax Court also in 1957, in Arthur
L Lawrence, 27 TC 713 (1957) The Tax Court's decision drew criticism
in scholarly reviews, e g, Note, "Heresy in the Hierarchy Tax Court
Rejection of Court of Appeals Precedents," 57 Colum L Rev 717
(1957) Moreover, the Tax Court's position had been specifically rejected
by the Sixth Circuit Court of Appeals before the
Lawrence decision
issued See Stacey Mfg. Co, 237 F 2d 605 (6th Cir 1956) As noted, infra,
the Tax Court has since abandoned its policy of nonacquiescence
i i For example, in Armco Steel Corp, 183 NLRB 207 (1970), the Board
merely reiterated its view that "uniform administration of the Act" re-
quired the Board to adhere to its position despite contrary circuit prece-
istic expression of "due deference to" or "respect
for" the contrary opinion of the circuit court ac-
companied by a reference to Insurance Agents and
its progeny, the Board has routinely decided these
cases according to its own precedent.12
Nearly as uniform as the Board 's adherence to its
policy of nonacquiescence has been the circuit
courts' rejection of it. 13 The Second Circuit's re-
sponse to the Board 's policy-"The position of the
Board is one in which we cannot acquiesce "-typi-
fies judicial reaction. 14 Thus, of the circuit courts
that have considered the Board 's policy, not one
has accepted its validity . 15 On the contrary, the
courts have criticized the Board 's refusal to acqui-
esce in the law of the circuit as "intolerable,""'
"outside the law," 17 and "contumacious ."' 8 The
gist of the circuit court opinions-that Board deci-
sions deserve deference, but that appeals court de-
cisions demand acquiescence-derives from the Su-
preme Court's decision in NLRB
v.
Brown,
380
U.S. 278 (1965); FTC v. Colgate-Palmolive Co., 380
U.S. 374 ( 1965); and
Volkswagenwerk Aktiengesell-
schaft v. FMC, 390 U.S. 261 (1968). These cases es-
tablished that even in the review of the decision of
administrative agencies, the courts are the final au-
thorities on issues of statutory construction. This
conclusion ultimately rests, of course , on the funda-
dent
I note former Member Jenkins' dissent from the majority's adher-
ence to Board precedent in Armco
He observed that "as a matter of
policy and judgment, I cannot see that it in any way effectuates the poli-
cies of the Act to proceed with this case to a wholly predictable reversal
by the Court of Appeals which has previously determined the matter
contrary to our views."
12 For example, see Novak Logging Co, 119 NLRB 1573 (1958), and
Iowa Beef Packers, 144 NLRB 615 (1963) Also see General Motors Corp,
158 NLRB 1723, 1726 (1966), Machinists District 9 (McDonnell Douglas),
171 NLRB 234, 236 (1968)
13 See Ithaca College v NLRB, 623 F 2d 224 (2d Cir 1980), Allegheny
General Hospital v NLRB, 608 F 2d 965 (3d Cir 1979), NLRB v Black-
stone Co, 685 F 2d 102 (3d Cir 1982), NLRB v A Duie Pyle, Inc, 730
F 2d 119 (3d Cir 1984), Hi-Craft Clothing Co v NLRB, 660 F 2d 910 (3d
Cir 1981), PPG Industries v NLRB, 671 F 2d 817 (4th Cir 1982), NLRB
V. Gibson Products Co., 494 F 2d 762 (5th Cir 1974), Federal-Mogul Corp
v NLRB, 566 F 2d 1245 (5th Cir. 1978), Kitchen Fresh, Inc. Y. NLRB, 716
F 2d 351 (6th Cir 1983), Beverly Enterprises v NLRB, 727 F 2d 591 (6th
Cir 1984), Mary Thompson Hospital Y. NLRB, 621 F 2d 858 (7th Cir
1980), NLRB v HMO International, 678 F 2d 806 (9th Cir
1982), and
Suburban Yellow Taxi Co v NLRB, 721 F 2d 366 (D C Cir 1983) Also
see NLRB v Eastern Smelting, 598 NLRB 666 (1st Cir 1979), City of
Cleveland v FPC, 581 F 2d 344 (1977), and Morand Bros Beverage, supra
Criticism of the Board's policy of nonacquiescence has not been confined
to the courts see Kafker, Nonacquiescence by the NLRB Combat versus
Collaboration,
3 Lab. Law 17 at 137 (1987), Ferguson and Bordoni,
NLRB v the Courts The Board's Refusal to Acquiesce in the Law of the
Federal Circuit Courts of Appeals, Proc NYU 35th Annual Conf on Labor
195 (1983) The issue was also considered in Zimmerman and Dunn, Re-
lations Between the NLRB and the Courts of Appeals A Tale of Acrimony
and Accommodation , 8 Employee Re] J 4 (1982)
14 Ithaca College v NLRB, supra at 228
is See fn 13. I do, however, note that Judge Wright's concurring
opinion in Suburban Yellow Taxi Co. v NLRB, supra at 375, apparently
approves of the Board's past practice of not acquiescing in circuit law
ie Ithaca College v NLRB, supra
17 Allegheny General Hospital Y. NLRB, supra
re Beverly Enterprises v NLRB, supra
ARVIN INDUSTRIES
mental proposition that "[i]t is emphatically the
province and duty of the judicial department to say
what the law is" Marbury v. Madison, 5 U.S. (1
Cranch) 137, 176 (1803).
The Third Circuit's opinion in Allegheny General
Hospital v. NLRB, supra, is representative of the
circuit decisions that have specifically addressed
the issue of the Board's nonacquiescence.19 In that
case the court explained (608 F.2d at 970):
A decision by this court, not overruled by
the United States Supreme Court, is a decision
of the court of last resort in this federal judi-
cial circuit. Thus our judgments . . . are bind-
ing on all inferior courts and litigants in the
Third Judicial Circuit, and also on administra-
tive agencies when they deal with matters per-
taining thereto. We express no personal criti-
cism of an independent federal agency that re-
fuses to accept a judicial determination of this
court. We attribute no ulterior motives to the
distinguished members of the Board who have
publicly, although respectfully, expressed- dis-,
agreement with this court. But the Board is
not a court nor is it equal to this court in mat-
ters of statutory interpretation. Thus, a dis-
agreement by the NLRB with a decision of
this court is simply an academic exercise that
possesses no authoritative effect. It is in the
court of appeals and not in an administrative
agency that Congress has vested the power
and authority to enforce orders of the NLRB.
29 U.S.C. Sec. 160(e) . . . . [I]t is in this court
by virtue of its responsibility as the statutory
court of review of NLRB orders that Con-
gress has vested a superior power for the inter-
pretation of the congressional mandate. Con-
gress has not given to the NLRB the power or
authority to disagree, respectfully or other,
wise, with decisions of this court. See Volkswa-
genwerk Aktiengesellschaft v.
FMC,
390 U.S.
261, 272, 88 S.Ct: 929, 19, L. Ed. 2d 1090
(1968). For the Board to predicate an order on
its disagreement with this court's interpretation
of a statute is for it to operate outside the law.
Such an order will not be enforced.
19 In this connection I note that the Fifth Circuit, whose law serves as
the governing body of precedent in the Eleventh Circuit, has had occa-
sion to consider the Board's policy of nonacquiescence and has rejected
it. NLRB v Gibson Products, supra, and Federal-Mogul Corp. v. NLRB,
supra. Moreover, in Enerhaul Inc. v. NLRB, 710 F.2d 748 (11th Cir.
1983), the Eleventh Circuit found that the Board's reliance on a legal
theory which that court has repeatedly rejected was unreasonable. As a
consequence, the court reversed the Board's dismissal of an application
for attorney's fees and expenses under the Equal Access to Justice Act, 5
U.S.C. § 504.
761
The Ninth Circuit, in its recent decision in
NLRB Y. Ashkenazy Property Management Corp.,2°
sharply criticized the Board for its policy of nonac-
quiescence. Characterizing this policy as "unac-
ceptable," the court stated that- "[a]dministrative
agencies are not free to refuse to follow circuit
precedent in cases originating within the circuit,
unless the Board has a good faith intention of seek-
ing review of the particular proceeding by the Su-
preme Court." Although the court refers to "ad-
ministrative agencies," supra, and elsewhere to the
"Board," its comments have significance for both
judicial and prosecutive arms of the NLRB. The
Board's General Counsel has no authority to issue
and prosecute a complaint bottomed on a legal po-
sition at variance with the law of the relevant cir-
cuit. If the Board's General Counsel nevertheless
acts in defiance of law, the Board lacks power to
place its imprimatur on such defiance. As the Third
Circuit stated in Allegheny Hospital, supra, "A deci-
sion by this court is . . . binding on all inferior
courts
and litigants in the [circuit]" (emphasis
added). This Board's General Counsel functions
only as the Board's agent in enforcement and
review litigation in the circuits.
The General Counsel is thus powerless to engage
in appellate litigation without Board authorization.
So long as this Board, by refusing to adopt a policy
of acquiescence, continues to authorize the issuance
of complaints and the conduct of appellate litiga-
tion in defiance of rulings of the several circuits, it
will continue to risk remedial court action directed
against itself. Such action is foreshadowed in Ash-
kenazy, supra, where the court concludes by an-
nouncing: "[A]ny future act of `nonacquiescence'
should be dealt with by this Court in the specific
context in which it occurs so that we may address
the agency's particular violation of the rule of law
and fashion a remedy that is appropriate in light of
all the relevant circumstances." -
The General Counsel's Office may continue to
issue complaints contrary to the law of the relevant
circuit. That fact makes conceivable the possibility
that aggrieved involuntary litigants will seek man-
damus against the Board's General Counsel. See,
e.g., Deering Milliken, Inc. v. Johnston, 48 LRRM
3162 (4th Cir. 1961).
I have reviewed the Board's policy of nonac-
quiescence in the law of the circuits in light of its
stated rationale and its consistent repudiation by
the circuit courts and conclude that recognition of
the Board's proper role within the Federal judicial
and administrative system compels abandonment of
this policy. Although it is true that the relation of
20 Docket No. 84-7680 (9th Car May 8, 1987).
762
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the courts and administrative agencies is not com-
pletely
assimilable to the relationship between
upper and lower courts,21 it is equally true that
Congress has not endowed this Agency with an au-
thority or jurisdiction equal to or superior to that
of the courts of appeals. On the contrary, Con-
gress, in Section 10(e) and (f) of the Act, explicitly
vested the courts of appeals with "power to grant
such temporary relief or restraining order as it
deems just and proper, and to make and enter a
decree enforcing, modifying and enforcing as so
modified, or setting aside in whole or in part the
order of the Board." Experience confirms that
which is implicit in this grant of authority: a Board
decision will be enforced by a circuit court only
when it accords with circuit precedent.22 Thus,
however attractive the policy of nonacquiescence
may have been as a response to the perceived need
to promote a national labor policy, the simple fact
remains that such a policy is legally untenable. It
conflicts with fundamental tenets of our Federal
system and ignores the plain language of the stat-
ute.
What is more, over 25 years' experience with the
policy of nonacquiescence has amply demonstrated
that the uniform administration of the Act-the
commendable objective of the policy-does not
and will not result from its applicants. For proof
one need search no further than the instant case. In
fact, rather than promote uniformity, the Board's
policy of nonacquiescence has fostered a bifurcated
system in which litigants willing to pursue their
case to the appellate level are able to avoid Board
orders.23 Thus, the Board's policy has had the un-
intended effect of needlessly protracting litigation,
establishing a two-tier system of labor law in the
same judicial jurisdiction, encouraging disrespect
for Board orders, and antagonizing the courts. The
two-tier system places an undue burden on those
litigants who lack the resources to pursue matters
to the circuit court level. Even worse, it compels
them to expend resources in litigating cases in
which it is clear that the appropriate circuit will
not enforce the Board's order. I believe it inappro-
priate for the Board to continue this practice.
In abandoning the past policy of nonacquies-
cence, I am aware that certain procedural and ad-
ministrative difficulties may ensue.24 For example,
21 See FCC v Pottsville Broadcasting Co, 309 U S 134 (1940)
22 See fn 13, supra
23 Thus, the contention that acquiescence in the law of the circuit will
lead to many interpretations of the Act and should therefore not be
adopted ignores the fact this is already the case
Whenever a circuit
adopts a view of the law contrary to the Board's, it in effect means that a
Board order which is not based on circuit law will not be enforced in
that circuit
24 I do not concede the inevitability of these problems The experience
of the Tax Court, as noted at fns 10 and 28 is instructive The Tax Court
the potential for forum shopping by an aggrieved
party under Section 10(f), as illustrated by the ma-
jority in their decision, is a legitimate concern.25
Yet it cannot seriously be argued that this concern
in any way warrants adherence to a policy that is
essentially ultra vires. Similarly, administrative con-
venience does not justify the Board's acting outside
the law. Accordingly, cognizant of the Board's
proper function and role in the judicial and admin-
istrative process, I acknowledge that, while the
Board's opinions are entitled to great deference,26
the Board must acquiesce in the law of tribunals
having authority and jurisdiction superior to the
Board's.
In abandoning the policy of nonacquiescence, I
emphasize that I do not abandon the Board's goal
of achieving a uniform labor policy, nor do I abdi-
cate the Board's responsibility as "the principal ar-
biter of federal labor policy";27 rather, I simply
recognize and accept the congressional limitation
on the Board's authority as that arbiter. According-
ly, I will henceforth acquiesce in the law of the
circuit in which the case arose, even if it requires
that a result obtain that is contrary to Board law. I
shall continue, as I have done here, to articulate
Board law and the grounds for the Board's dis-
agreement with the appellate court precedent that,
in
my opinion, the Board is constrained to
follow. 211 Furthermore, in circuits that have no law
on point, I will continue to press for adoption of
the Board's position. The Board will of course
abide by its own precedent in cases that arise in
circuits that have accepted that precedent.29 Adop-
abandoned its policy of nonacquiescence for one of acquiescence and has
apparently not met with substantial difficulties in so doing
25 The most frequently raised scenario is that of a Board decision ad-
verse to local circuit precedent being reviewed in a circuit that has ap-
proved the Board's position
The resolution of this and other potential
problems arising from forum shopping must ultimately rest with the cir-
cuit courts of appeals and the Supreme Court under a policy of acquies-
cence The Board would apply the law of the circuit in which the unfair
labor practice occurred and subsequently seek enforcement of its order in
the same circuit I do not anticipate criticism for this practice should the
case wind up on review in a different circuit See, for example, Steelwork-
ers v NLRB, 377 F 2d 140, 141 (D C Cir 1966) Also see the observa-
tions of Ferguson and Bordoni , NLRB vs the Courts, supra In any event,
a disagreement between two circuit courts of appeals is a dispute between
bodies of equal authority The Board on the other hand lacks any legal
authority for refusing to acquiesce in the circuit law.
26 See, for example, Ford Motor Co v NLRB, 441 US 488 (1979),
NLRB v iron Workers Local 103, 434 U S 335 (1978)
27 Bill Johnson's Restaurants v NLRB, 461 U S 731, 750 (1983) (Bren-
nan, J , concurring)
28 I note that, for reasons similar to those on which I rely here, the
Tax Court in 1970 abandoned the past policy of nonacquiescence that,
like the Board, it had adopted in 1957 See Arthur L Lawrence, 27 TC
713 (1957), and Golsen v Commissioner, 54 TC 742 (1970) I further note
that the Tax Court's adoption of following circuit precedents has appar-
ently not presented the insurmountable difficulties that had led to the
original policy of nonacquiescence
28 The instant case illustrates this policy In the Fifth and Eleventh
Circuits I will acquiesce in their interpretations of Sec 10 (b) as explained
Continued
ARVIN INDUSTRIES
tion of this policy would enable the Board simulta-
neously to formulate a nai.ional labor policy, to
preserve its ability to create a conflict in the cir-
cuits in order to obtain a grant of certiorari, to take
cognizance of the Board's proper relation with the
courts of appeals, and to promote better, efficient,
and harmonious judicial administration of the Na-
tional Labor Relations Act, particularly by de-'
creasing useless litigation.
This acquiescence policy would not, of course,
prevent the Board from seeking certiorari from an
adverse decision of a circuit court, nor would it
prevent the Board from applying Board law to
cases that are factually distinguishable from ad-
verse circuit precedent. Finally, I would not neces-
sarily acquiesce in a circuit's precedent in the event
the circuit has expressed a willingness to reconsider
its rule of law. 30
Accordingly, while for the reasons set forth
above and in previous Board decisions, I respect-
fully disagree with the Eleventh Circuit's construc-
tion of Section 10(b) of the Act as it applies to the
facts of the instant case, I am constrained to dismiss
the complaint.31
in Auto Warehousers and Benson, but express my disagreement with those
decisions; in the Second Circuit, which has accepted the Board 's position
(see Actors' Equity, supra), I will continue to resolve 10(b) issues pertinent
to the maintenance and enforcement of supersenionty clauses on the basis
of what I regard as sound Board precedent; in other circuits I will re-
solve these 10(b) issues on the basis of existing Board precedent and seek
thereby to persuade those circuits to adopt the Board's position
so My colleagues suggest that the Eleventh Circuit may be willing to
reconsider the decision in Auto Warehousers in light of subsequent deci-
sions from other circuits distinguishing or rejecting that decision See
NLRB v. Actors' Equity, 644 F.2d 939, 943 (2d Cir 1981), NLRB v. Auto
Workers Local 1311 (Houdaille Industries), 777 F.2d 1131, 1139-1140 (6th
Cir. 1985); NLRB v. Harvey Hubble, Inc, 783 F.2d 1121 (4th Cir 1986)
(on rehearing), cert. denied 55 U.S.L.W. 3392 (U S. Dec. 1, 1986) (No.
86-334). Such a possiibility, which exists in every case, although wel-
come, would have no effect on an acquiescence policy Unless and until
the Eleventh Circuit does in fact abandon its view and embrace the
Board's application of Sec. 10(b) to supersemority clauses, an acquies-
cence policy necessarily requires the application of the law of the circuit
at the time of the Board's decision.
31 Accordingly, I find it unnecessary to pass on the substantive allega-
tions of the complaint,
Virginia L. Jordan, Esq., for the General Counsel.
Ronald R. Snyder, Esq. (Roberts, Ryder, Rogers & Scism),
of Indianapolis, Indiana, for the Respondent Company.
John C. Falkenberry, Esq. (Ste)vart, Falkenberry & What-
ley), of Birmingham, Alabama, for the Respondent
Union.
Mr. Gene Donald Cobb, appearing pro se.
DECISION
STATEMENT OF THE CASE
HowARD I. GROSSMAN, Administrative Law Judge.
The charges in Cases 10-CA-19585 and 10-CB-4175
were filed on September 19, 1983, by Gene Donald Cobb
(Cobb or the Charging Party). A consolidated complaint
763
issued on October 27, 1983, alleging that Arvin Automo-
tive, a Division of Arvin Industries, Inc. (Respondent
Company)' and United Automobile, Aerospace & Agri-
cultural Implement Workers Union, Local 759 (Respond-
ent Union) maintained a contract granting superseniority
for layoff purposes, inter alia, to Respondent Union's fi-
nancial secretary and recording secretary who do not
perform grievance processing and on-the-job contract
administration duties. As amended at the hearing, the
complaint also alleges that Respondents incorporated by
reference into their contract a letter of understanding
granting day-shift superseniority to the officers, and that
about September 1, 1983, by application of this letter of
understanding,
Respondent Union caused Respondent
Company to transfer, the Charging Party from the day
shift to the third shift and accorded day-shift preference
to the Union's recording secretary, who had less seniori-
ty than the Charging Party.
By engaging in such acts, the complaint further al-
leges, Respondent Company violated Section 8(a)(3) and
(1) of the National Labor Relations Act (the Act), and
Respondent Union violated Section 8(b)(l)(A) and (2) of
the Act.
A hearing was conducted before me on this matter in
Birmingham, Alabama, on December 21, 1983. On the
entire record, including briefs filed by the General Coun-
sel and Respondent Union, and on my observation of the
demeanor of the witnesses, I make the following
FINDINGS OF FACT
1. JURISDICTION
Respondent Company is an Indiana corporation with
an office and place of business at Fayette, Alabama,
where it is engaged in the manufacture of automobile
parts. During the calendar year preceding issuance of the
complaint, a representative period, Respondent Company
sold and' shipped from its Fayette, Alabama facility fm-
ished ' products valued in excess of $50,000 directly to
customers located outside the State of Alabama. The
pleadings establish and I find that Respondent Company
is an employer engaged in commerce within the meaning
of Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
The pleadings as amended at the hearing establish and
I find that Respondent Union is a labor organization
within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Collective-Bargaining Agreement
Respondents have been parties to a collective-bargain-
ing agreement, effective from March 2, 1981, until
March 1, 1984, which provides that seniority shall be the
determining factor in cases of layoffs and recall. The ar-
ticle on seniority also contains the following section:
' Respondent Company's name appears as amended at the hearing.
764
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The President, the Chairman of the
Bargaining
Committee, the Financial Secretary, and the Re-
cording Secretary shall be considered as being at
the top of the seniority list within the plant for
layoff purposes (Jt. Exh. 1, sec. 13).
The agreement also provides that shift preference shall
be guided by seniority when practicable (id., sec.11).
About March 9, 1981, Respondents incorporated by ref-
erence into the bargaining agreement a letter of under-
standing reading in pertinent part as follows:
In the event an employee on a shift other than the
day shift is elected to any of the four Union offices
named below, the Company will transfer such offi-
cer, if the Union so requests in writing, to the day
shift to a job which he has the ability to do. Such
employee will remain on the day shift during the
time he occupies such office.
The four offices are the following:
(1) President
(2) Financial Secretary
(3) Recording Secretary
(4) Chairman of the Bargaining Committee
As noted above, the complaint alleges as unlawful
only the grant of superseniority to the financial secretary
and the recording secretary.
The agreement also contains a section requiring Re-
spondents to deduct periodic dues and initiation fees
from each employee who signs authorization therefor,
and to submit same to the Union (id., art. III).
B. Transfer of Cobb from the Day Shift to the Third
Shift
The Charging Party had been on the day shift for 19
years, and had been a union member for 16 years. He
was the Union's financial secretary and treasurer from
1968 until 1983, and participated in negotiations leading
to the current contract. On September 4, 1983, he was
transferred to the third shift. He received 20 cents more
per hour, the shift differential accorded employees on
the third shift. Cobb filed a grievance,2 and testified to a
conversation thereafter with Respondent Company's per-
sonnel manager, John Gary. According to Cobb, Gary
said that the transfer was mandated by the letter of un-
derstanding requiring that the four union officers named
therein be on the day shift, and that one employee had to
be transferred to the third shift "out of line of seniori-
ty."3 The parties stipulated that the recording secretary
at that time, James Dudley, had less seniority than Cobb.
2 Cobb's testimony suggests that another employee also filed a griev-
ance Counsel for the General Counsel announced in her opening state-
ment that two employees were transferred to the third shift, but that only
Cobb's transfer was alleged to be unlawful
9 Counsel for the General Counsel announced in her opening statement
that union elections took place in May 1983 Union President Don R
Wright testified that Cobb told him that he did not intend to seek reelec-
tion I infer that Cobb's transfer took place after he was no longer finan-
cial secretary, based on Gary's explanation to Cobb
C. Duties of the Financial Secretary-Treasurer4 and
the Recording Secretary
1. Summary of the evidence
a. The Union's constitution and bylaws
Following is a summary of the financial secretary's
duties as set forth in the union constitution:
1. Receives moneys due the Union and issues receipts
therefor, including receipts for checks from the Compa-
ny representing checkoff of union dues, and deposits
same in banks with the treasurer.
2. Writes all checks drawn on union funds, and issues
reports concerning same.
3. Reports to the International on funds due it, makes
such payments, receives applications for membership,
and reports to the applicant concerning action on the ap-
plication; monitors distribution of union publications and
documents to members.
4. Maintains membership records, and furnishes the
International with the names and addresses of officers.
5. Maintains property records, notifies members of ar-
rears in indebtedness, and submits to audits by the trust-
ees or the International.
6. Submits to penalty of suspension for failure to
comply with duties.
7. Participates as a member in the union executive
board (Jt. Exh. 3, art. 38, sec. 5; art. 40, secs. 4-10).
The treasurer gives receipts for moneys received, de-
posits union funds in banks, signs checks together with
the union president, gives financial reports at regular
meetings, and submits to audits (Jt. Exh. 3, art. 40, sec.
II).
Following are the listed duties of the recording secre-
tary:
1. Records minutes of proceedings, distributes incom-
ing correspondence, and brings to the attention of the
membership those matters requiring action.
2. Supplies the International with copies of existing
contracts, classifications, and wage rates, and any other
information that the International could use in bargain-
ing.
3. Participates as a member of the Union's executive
board (Jt. Exh. 3, art 38, sec 5; art. 40, sec. 3).
The bylaws give the executive board authority to
make disbursements in limited amounts, and to conduct
special meetings. All recommendations and decisions are
referred to the next general membership meeting , and the
recording secretary keeps minutes of the executive board
meeting (Jt. Exh. 4).
b. Testimonial and other documentary evidence
Cobb testified that the financial secretary receives
moneys due the Union, pays union bills, issues receipts,
sends financial and income reports to the International
and the union trustees, and pays all vouchers for "lost
4 The parties stipulated that the positions of financial secretary and
treasurer had been combined into one job, pursuant to the union constitu-
tion
For the sake of convenience , the position will be referred to as "fi-
nancial secretary "
ARVIN INDUSTRIES
time." He keeps an up-to-date mailing list, and makes
certain that all dues are paid. In addition, the financial
secretary prepares and files the necessary Federal and
state tax forms for the Union, a nonprofit organization.
He participates in audits of the Union's books, together
with the International, and pays the monthly per capita
tax to the International. He collects donations, and is a
member of the Community Action Program, which sup-
ports politicians favorable to labor organizations. The fi-
nancial secretary maintains membership lists, and passes
out membership cards.
The same officer is also responsible for supervision of
the checkoff provision of the collective-bargaining agree-
ment. According to Cobb, every month he received a
computerized list of dues that had been deducted. On oc-
casion, there were errors in the list, and Cobb would at-
tempt to get the Company to correct them. New mem-
bers signed a card that authorized dues deduction on the
top of the card, and that was delivered to the Company.
Although it was the financial secretary's responsibility to
do this, other officers also did so. The bottom part of the
card is retained by the Union for its files.
When Cobb was financial secretary, he had regular on-
the-job contact with the recording secretary with respect
to "lost time" vouchers for members, Such vouchers had
to be signed by the union president and recording secre-
tary before the financial secretary could issue a check.
Cobb testified that he saw a representative of manage-
ment once or twice a month in connection with all his
activities, including donations. The total monthly time in-
volved in these meetings was about 1 hour. Cobb
averred that visits with management that concerned
computer errors in the checkoff list took place two or
three times every 6 months.
Cobb explained the grievance process as a 3-step pro-
cedure. The grieving employee first approached his com-
mitteeman, and Cobb handled several grievances as a
temporary committeeman. He never did so as financial
secretary. The union officer principally concerned with
grievances was the chairman of the bargaining commit-
tee.
Union
International
Representative
Donald
O.
Cromer, testifying with the assistance of a union working
manual (R. Exh. 2), added some details to Cobb's testi-
mony. In connection with checkoff, the financial secre-
tary maintains a card system showing whether the Com-
pany had missed anybody, and whether provisions for
"escape" from checkoff were followed. Cromer asserted
that management had to have "access" to the financial
secretary to correct computer errors in the check off. If
a member is due a refund because of an excessive deduc-
tion,,the financial secretary does this on the day shift, be-
cause that "is where the action is."
Cromer identified union vouchers used to validate pay-
ments to members for lost time and expenses, and con-
firmed that the financial secretary signs such checks only
after voucher approval by the president and the record-
ing secretary. The International representative testified
that it was more "efficient" to have the financial secre-
tary on the day shift, because two-thirds of the employ-
ees are normally assigned to that shift. It is also more
convenient for the financial secretary to enforce the
765
checkoff provisions of the contract , as most of the com-
pany representatives handling those matters are assigned
to the day shift.
The incumbent financial secretary at the time of the
hearing, Bobby Gardner, added that the presence of the
financial secretary on the day shift was necessary when
the Union's president was absent. The day shift had 60 to
65 percent of the employees, and it was more efficient
for the financial secretary to be present at that time. Em-
ployees usually submit lost time vouchers to him in be-
tween shifts. Authorizations for checkoff from new mem-
bers are delivered to the personnel office.
Gardner's testimony on the amount of time required to
deal with management about checkoff problems is not
entirely clear. He testified initially that the Company's
payment of dues collected comes to the Union once a
month, and that the Union returns a receipt for this.
Some deductions are missed, and the Company submits a
second check about a week later , and the Union again
returns a receipt. New authorization cards are turned in
by Gardner or by the union president. Asked how fre-
quently he met with management in administering the
checkoff provision of the contract, Gardner answered, "I
would say roughly, one to two times a week . Maybe
once a week would be closer." Gardner averred that he
met with Personnel Manager Gary three times during
the week of the hearing, "All about check offs?" he was
asked. "Cards and things like that," Gardner replied.
Union President Wright said that he needed daily con-
tact with the financial secretary because of bills that had
to be paid and vouchers that required signature.. Occa-
sionally, Wright holds an executive board meeting in-
between regular union meetings, and the financial secre-
tary and recording secretary are required to be at that
meeting.
2. Factual analysis
The central factual issue is the amount of on-the-job
time that the financial secretary and recording secretary
devote to matters that are "directly related to administer-
ing the collective-bargaining agreement." Gulton Electra
Voice, 266 NLRB 406, 409 (1983). The Union's general-
ized arguments about the "convenience" and "efficiency"
that result from having those officers on the day shift are
not relevant.
Of the many activities described above, the only ones
related to the collective-bargaining agreement are those
concerning checkoff. There is nothing in that agreement
about the other duties of the financial secretary and the
recording secretary. For example, although there is some
evidence of on-the-job activity by the financial secretary
and the recording secretary concerning vouchers and
payments to members for "lost time," there is nothing in
the collective-bargaining agreement concerning this ac-
tivity. (Jt. Exh. 1.)
The evidence is conflicting regarding the amount of
time spent by the financial secretary in administering the
checkoff provisions of the contract. It is clear from the
testimonies of Cobb and Gardner that the financial secre-
tary receives a computerized list from the Company
once a month showing deductions for checkoff, and a re-
766
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
mittance for which the Union submits a receipt. Gard-
ner's testimony suggests, although it does not positively
affirm, that there is an error almost every month in this
computerized list, and that a second list and remittance
are submitted by the Company Cobb's testimony at-
tributes a lesser degree of error to the Company's com-
puter.
Both Cobb and Gardner agree that new authorization
cards must be delivered to the Company, but they also
both agree that the Union's president as well as the fi-
nancial secretary do this. Because this is a mere formali-
ty, the record shows no reason it could not be done by
any union agent during business hours or by mail.
As set forth above, Gardner testified that he met with
management about checkoff matters "roughly one to two
times a week. Maybe once a week would be closer." But
in other testimony Gardner suggested that only two
computer sheets come from the Company each month on
checkoff, the initial sheet and a second one about a week
later. Even this amount of computer error seems exag-
gerated, but, assuming it to be true, why would Gardner
be meeting with management about checkoff matters
every week of the month. I conclude that Gardner's tes-
timony on the amount of time spent with management by
the financial secretary on checkoff matters is exaggerat-
ed. Although he claimed to have met with management
three times during the week of the hearing, his testimony
shows that these meetings dealt in part with matters
other than dues-authorization cards.
Cobb's testimony is more realistic. As financial secre-
tary, he met with management on all matters about once
or twice a month for an aggregate monthly time of about
1 hour, but only saw the company officials every 2 to 3
months about checkoff subjects. This lesser degree of
error that Cobb attributes to the Company's computers is
more probably true than the almost constant error sug-
gested by Gardner. Indeed, if the latter's estimate is cor-
rect, the Company might be better off with a manual
system of bookkeeping. I credit Cobb's testimony on this
subject, and find that the financial secretary received
computerized lists of dues deductions and a remittance
on a monthly basis, and occasionally consulted with
management about errors. In addition, either he or the
Union's president delivered new dues-authorization cards
to the Company, a routine activity that can be performed
by any union agent or by mail.
The record is devoid of any evidence that the record-
ing secretary participates in administration of the check-
off provision of the collective-bargaining agreement.
D. Legal Analysis and Conclusions
Respondent Union argues that the finding of a viola-
tion is barred by Section 10(b) of the Act because the
cause of action "fully accrued" in March 1981, when the
contract was executed, more than 6 months prior to the
filing of the charges here. The Union relies on Machinists
Local Lodge 1424 (Bryan Mfg. Co.) v. NLRB, 362 U.S.
411 (1960), and NLRB v. Auto Warehousers, 571 F.2d 860
(5th Cir. 1978), enf. denied 227 NLRB 628 (1976). In the
latter case, the Board concluded that a steward's bid for
superseniority within the 10(b) period constituted renew-
al of an unlawful superseniority clause executed outside
that period.
The Board has failed to follow the reasoning of the
Fifth Circuit in Auto Warehousers. In finding that mainte-
nance of a superseniority clause in a contract was unlaw-
ful, the Board stated that "[m]ere longevity of contrac-
tual language does not establish its legality."
A.P.A.
Transport Corp., 239 NLRB 1407, 1409 fn. 9 (1979). More
recently,
the
Board adopted an administrative law
judge's conclusion that Section 10(b) is not a bar to de-
termination of the validity of a superseniority clause, and
that that section of the Act only becomes operative
when the legality of the clause is put in issue. Auto
Workers Local 561 (Scovill, Inc.), 266 NLRB 952, 959
(1983), and authorities cited therein.
The Court of Appeals for the Second Circuit has also
declined to follow the rule of the Fifth Circuit in Auto
Warehousers. NLRB v. Teamsters Local 443, 600 F.2d
411, 413 fn. 4 (2d Cir. 1979), enfg. as modified 235
NLRB 1350 (1978). The same court later reaffirmed this
view-in declining to adhere to the "preclusive rule" that
a union member could not challenge the validity of an
existing discriminatory clause when the practice had ex-
isted for more than 6 months prior to the filing of
charges. NLRB v. Actors' Equity Assn., 644 F.2d 939 (2d
Cir. 1981), enfg. 247 NLRB 1193 (1980).
It is also clear that maintenance as well as enforcement
of a discriminatory clause during the 10(b) period is un-
lawful. The Board has stated:
It is well settled that . . . mere maintenance of a
contract clause discriminatory on its face, without
evidence of discriminatory enforcement or imple-
mentation, is sufficient to find a violation of Section
8(b)(1)(A) and (2) and Section 8(a)(3) and (1) of the
Act. Even though the violation found in Dairylea5
involved enforcement as well as maintenance of a
superseniority clause, the Board's findings that a
clause not limited on its face to layoff and recall is
presumptively illegal clearly implies that mere main-
tenance of such a clause is violative of the Act. The
burden of rebuting the Dairylea presumption rests
on the party asserting the legality of the provision
and requires such party to produce evidence that a
superseniority provision extending beyond layoff
and recall has a proper aim and, therefore, is justi-
fied
. . A.P.A. Transport Corp, supra, 239 NLRB
at 1407-1408.
Proceeding to applicable law governing the substan-
tive allegations of the complaint, the Board has recently
revised the law pertaining to superseniority. Whereas the
Board in Dairylea sanctioned superseniority for stewards
limited to layoff and recall because this furthered effec-
tive administration of the contract at the plant level, in
later decisions it held that superseniority could lawfully
be granted to other union representatives in certain cir-
cumstances. More recently, however, the Board has re-
formulated the law as follows:
5 Dairylea Cooperative, 219 NLRB 656 (1975), enfd 531 F 2d 1162 (2d
Cir 1976)
ARVIN INDUSTRIES
767
As the Board stated in Dairylea, superseniority dis-
criminates on the basis of union-related activities
and in and of itself is at odds with Section 7 of the
Act. Nevertheless , the Board found that the benefit
that limited types of superseniority furnishes to all
unit employees compensates for its inherent discrim-
ination. In our view , the balance struck in Dairylea
was correct.
We will find unlawful those grants of superseniority
extending beyond those employees responsible for
grievance processing and on-the-job contract ad-
ministration. We will find lawful only those super-
seniority provisions limited to employees who, as
agents of the union , must be on the job to accom-
plish their duties directly related to administering
the collective-bargaining agreement .
[Gulton Elec-
tra-Voice, supra, 266 NLRB at 408, 409.]
Gulton involved a contract clause granting supersen-
iority with respect to layoff and rehiring to a union fi-
nancial secretary and a recording secretary . The financial
secretary had a monthly meeting at the plant with man-
agement, and was engaged in monitoring the dues with-
holding program. She was not involved in processing
grievances . The Board concluded that her administration
of the dues withholding plan did "not approach the level
of responsibility . . . necessary to help stabilize Respond-
ents' labor relations" (id. at 409). The recording secre-
tary was not involved in grievance processing or con-
tract administration. The Board held that by maintenance
and enforcement of the superseniority provision in the
contract, and by discriminating against employees who
would not have been affected absent supersenionty for
the financial secretary , both the Employer and the Union
had violated the Act. In another case, the recording sec-
retary's only duty requiring her presence at the plant
was maintenance of a union bulletin board, and the
Board held that by applying superseniority to her and by
thereby effecting layoffs of other employees out of order
of seniority, the employer and the union violated the
Act. Niagara Machine &
Tool
Works, 267 NLRB 661
(1983).
On similar facts, the Board reached the same conclu-
sion with regard to a contract granting superseniority for
layoffs to a financial secretary and a recording secretary
in Auto Workers Local 561 , supra. This contract also had
a clause preventing the displacement of named union of-
ficials from the shift on which they were employed, by
employees having greater natural seniority ("shift main-
tenance"). Although this clause was not utilized to dis-
place any individuals from the shifts on which they were
employed, the Board held that maintenance of the shift
protection portion of the agreement, as it applied to the
financial secretary , the recording secretary, and other
union officials, was unlawful.
There is no significant factual difference between these
cases and the case at bar, with the exception that it was
the shift preference clause rather than the layoff clause
that was utilized in the case of the charging party. The
principles are the same , however. I therefore conclude
that, by maintenance-of-contract clauses granting super-
seniority for layoff and shift preference to Respondent
Union's financial secretary and recording secretary, who
are not responsible for grievance processing and who do
not perform on-the-job duties directly related to adminis-
tration of the collective-bargaining agreement , Respond-
ent Company thereby discriminated against employees in
violation of Section 8(a)(3) and (1) of the Act, and Re-
spondent Union thereby
violated Section 8(b)(2) and
(1)(A).
I further find that by applying the aforesaid shift pref-
erence clause to various union officials, including the re-
cording secretary who had less seniority than the Charg-
ing Party, so as to transfer the latter from the day shift
to the third shift on September 4, 1983 , Respondents re-
spectively violated the same sections of the Act set forth
above.
In accordance with the findings above, I make the fol-
lowing
CONCLUSIONS OF LAW
1. Arvin Automotive , a Division of Arvin Industries,
Inc. is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
2. United Automobile, Aerospace & Agricultural Im-
plement Workers Union , Local 759 is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. By maintaining clauses in their collective -bargaining
agreement according superseniority for layoff and shift
preference to Respondent Union's financial secretary and
recording secretary, Respondent Company and Respond-
ent Union have engaged in , and are engaging in, unfair
labor practices within the meaning of Sections 8(a)(3)
and (1) and 8(b)(1)(A) and (2) of the Act, respectively.
4. By enforcing the aforesaid shift -preference clause so
as to transfer to the day-shift union officials including the
recording secretary, who had less natural seniority than
Gene Donald Cobb, thereby causing the transfer of the
latter from the day shift to the third shift on September
4, 1983 , Respondents engaged in further violations of the
foregoing sections of the Act.
5. The foregoing unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondents have engaged in cer-
tain unfair labor practices , I shall recommend that they
be ordered to cease and desist therefrom and take certain
affirmative actions designed to effectuate the policies of
the Act.
Having found that the superseniority clauses in dispute
herein are unlawful , I shall recommend that Respondent
Union be ordered to cease and desist from maintaining,
enforcing, or otherwise giving effect to such clauses in
its bargaining agreement with Respondent Company. I
shall also recommend that Respondent Company cease
and desist from maintaining, enforcing, or otherwise
giving effect to such clauses in its bargaining agreement
with Respondent Union.
Having also found that the unlawful shift -preference
clause was enforced so as to transfer Gene Donald Cobb
768
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
from the day shift to the night shift, I shall recommend
that Respondent Company be ordered to offer Cobb
forthwith a transfer back to the day shift, and that Re-
spondent Union be ordered to notify Respondent Com-
pany in writing that it has no objection to such transfer.
I shall also recommend that Respondent Company be or-
dered to remove from its records any reference to its un-
lawful transfer of Cobb to the third shift, and notify him
in writing that this has been done and that evidence of
the unlawful transfer will not be used as a basis for
future transfers or other personnel action against him. In-
asmuch as there is no evidence that Cobb suffered any
loss of earnings because of his discriminatory transfer,
and in fact received an hourly increase, a make whole
order would not be appropriate.
Finally, I shall recommend that Respondent Company
be ordered to cease and desist in any like or related
matter from interfering with, restraining, or coercing its
employees in the exercise of rights guaranteed by Section
7 of the Act, and that Respondent Union be ordered to
cease and desist from in any like or related manner re-
straining or coercing employees in the exercise of the
rights guaranteed employees by Section 7 of the Act
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed6
ORDER
A. Respondent Company, Arvin Automotive, a Divi-
sion of Arvin Industries, Inc, Fayette, Alabama, its offi-
cers, agents, successors, and assigns, shall
1, Cease and desist from
(a) Maintaining, enforcing, or otherwise giving effect
to
collective-bargaining
provisions
with
Respondent
Union United Automobile, Aerospace & Agricultural
Implement Workers Union, Local 759, according the
Union's financial secretary or recording secretary any
form of superseniority.
(b) Discriminating against any employees by transfer-
ring them from one shift to another, to make room for
the Union's financial secretary or recording secretary,
when such employees have greater seniority than has
one of the aforementioned union officials.
(c) In any other manner interfering with, restraining,
or coercing employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Forthwith offer Gene Donald Cobb a transfer to
the day shift.
(b) Remove from its files any reference to the transfer
of Gene Donald Cobb to the third shift about September
4, 1983, and notify Cobb in writing that it has done so,
and that evidence of such transfer will not be used as the
basis
for future transfers or other personnel actions
against him.
(c) Post at its establishment at Fayette, Alabama,
copies of the attached notice marked "Appendix A."7
Copies of the notice, on forms provided by the Regional
Director for Region 10, after being signed by Respond-
ent Company's authorized representative, shall be posted
by Respondent Company immediately upon receipt and
maintained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by Re-
spondent Company to ensure that the notices are not al-
tered, defaced, or covered by any other material.
(d) Post at the same places and under the same condi-
tions as set forth in paragraph A,2,(c), as soon as for-
warded by the Regional Director, copies of the attached
notice marked "Appendix B."
(e) Mail signed copies of the attached notice marked
"Appendix A" to the Regional Director for Region 10
for posting by Respondent Union.
(f) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent Company has taken to comply.
B. Respondent Union, United Automobile, Aerospace
& Agricultural Implement Workers Union, Local 759, its
officers, agents, and representatives, shall
1. Cease and desist from
(a) Maintaining, enforcing, or otherwise giving effect
to
collective-bargaining
provisions
with
Respondent
Company, Arvin Automotive, a Division of Arvin Indus-
tries, Inc., according the Union's financial secretary or
recording secretary any form of superseniority.
(b) Causing or attempting to cause Respondent Com-
pany to discriminate against employees in violation of
Section 8(a)(3) of the Act.
(c) In any like or related manner restraining or coerc-
ing employees of Respondent Company in the exercise of
the rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Notify Respondent Company in writing that it has
no objection to the immediate transfer of Gene Donald
Cobb to the day shift.
(b) Post at its office and meeting halls used by or fre-
quented by its members and employees it represents at
Respondent Company's Fayette, Alabama facility copies
of the attached notice marked "Appendix B."8 Copies of
the notice, on forms provided by the Regional Director
for Region 10, after being signed by Respondent Union's
authorized representative, shall be posted by Respondent
Union immediately upon receipt and maintained for 60
consecutive days in conspicuous
places including all
places where notices to members and employees are cus-
tomarily posted. Reasonable steps shall be taken by the
Respondent Union to ensure that the notices are not al-
tered, defaced, or covered by any other material.
6 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
' If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board " shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
9 See fn 7, supra
ARVIN INDUSTRIES
769
(c) Post at the same places and under the same condi-
tions as set forth in paragraph B,2,(b), above, as soon as
forwarded by the Regional Director, copies of the at-
tached notice marked "Appendix A."
(d) Mail signed copies of the attached notice marked
"Appendix B" to the Regional Director for Region 10
for posting by Respondent Company.
(e) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent Union has taken to comply
WE WILL remove from our files any record of Gene
Donald Cobb's unlawful transfer to the third shift, and
WE WILL notify him in writing that we have done so and
that evidence of this unlawful transfer will not be used as
the basis of future transfers or other personnel actions
against him.
ARVIN
AUTOMOTIVE,
A
DIVISION
OF
ARVIN INDUSTRIES, INC.
APPENDIX B
APPENDIX A
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
WE WILL NOT maintain, enforce, or otherwise give
effect to any clause in our bargaining agreement with
United Automobile, Aerospace & Agricultural Imple-
ment Workers Union , Local 759 according the Union's
financial secretary or recording secretary any form of su-
perseniority.
WE WILL NOT discriminate against employees by trans-
ferring them from one shift to another to make room for
the Union's financial secretary or recording secretary
when these employees have greater seniority than those
union officials.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of
their rights protected by Section 7 of the Act.
WE WILL offer Gene Donald Cobb immediate transfer
to the day shift.
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
WE WILL NOT maintain, enforce, or otherwise give
effect to any clause in our bargaining agreement with
Arvin Automotive, a Division of Arvin Industries, Inc.,
according any form of superseniority to our financial
secretary or recording secretary.
WE WILL NOT cause or attempt to cause the foregoing
Company to discriminate against employees in violation
of Section 8(a)(3) of the Act.
WE WILL NOT in any like or related manner restrain or
coerce employees of the foregoing Company in the exer-
cise of their rights protected by Section 7 of the Act.
WE WILL notify the foregoing Company in writing
that we have no objection to its immediate transfer of
Gene Donald Cobb to the day shift.
UNITED AUTOMOBILE, AEROSPACE & AG-
RICULTURAL
IMPLEMENT
WORKERS
UNION, LOCAL 759