285 NLRB 828
Brotherhood Of Teamsters, Chauffeurs, Warehousemen And Helpers Of America, Local 995 (Caesars Palace)
828
DECISIONS OF THE NATIONAL,LABOR RELATIONS BOARD
Brotherhood of Teamsters, Chauffeurs, Warehouse-
men and Helpers of America, Local 995 (Cae-
sars Palace) and Nevada Resort Association
International Union of Operating Engineers, Local
'501 and Nevada Resort Association. Cases 31-
CB-5585 and 31-CB-5586
16 September 1987
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JOHANSEN AND BABSON
On 28 May 1987 Administrative Law Judge Joan
Wieder issued the attached decision. The Respond-
ents filed exceptions and a supporting brief and the
General Counsel filed an answer to the Respond-
ents' exceptions and cross-exceptions and a sup-
porting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions and to adopt the recommended Order
as modified' and, set forth in full below.
ORDER
The National Labor Relations Board orders that
A.
Respondent
Brotherhood
of
Teamsters,
Chauffeurs, Warehousemen and Helpers of Amer-
ica, Local 995, Las Vegas, Nevada, its officers,
agents, and representatives, shall
1. Cease and desist from
(a) Maintaining in its governing documents arti-
cle II, section 2(h), of the International's constitu-
tion to the extent it provides:
No member may resign from his membership
in the International Union or any subordinate
body before he has paid all dues, assessments,
fines and other obligations owing to the Inter-
national Union and all its subordinate bodies.
A resignation must be in writing to the Secre-
tary-Treasurer of the Local Union. After the
Secretary-Treasurer has determined that the
foregoing requirements have been complied
with, such resignation shall then be effective
thirty (30) days after its receipt by the Secre-
tary-Treasurer.
as amended to provide:
1 Consistent with the decisions in Auto Workers Local 73 (McDonnell
Douglas), 282 NLRB 466 (1986), and Machinists Local 1414 (Neufeld
Porsche-Audi), 270 NLRB 1330 (1984), we shall order the Respondents to
cease and desist from maintaining the restrictions on resignations found
invalid and to remove them from the governing documents under their
control
No member may resign from his membership
in the International Union or any subordinate
body before he has paid all dues, assessments,
fines and other obligations owing to the Inter-
national Union and all its subordinate bodies.
A resignation must be in writing to the Secre-
tary-Treasurer of the Local Union.
(b) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Remove from its governing documents any
provisions that required adherence to the portion
of article II, section 2(h), of the International's con-
stitution set forth above.
(b) Post at its offices and meeting halls copies of
the attached notice marked "Appendix A."2 Copies
of 'the notice, on forms provided by the Regional
Director for Region 31, after being signed by the
Respondent's authorized representative, shall be
posted by the Respondent immediately upon re-,
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to members are customarily posted. Reasona-
ble steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other material.
(c) Sign and return to the Regional Director suf-
ficient copies of the notice for posting by Ceasars
Palace, et al., Las Vegas, Nevada, if willing, at all
places where notices to employees are customarily
posted.
(d)
Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
B. Respondent International Union of Operating
Engineers, Local 501, Las Vegas, Nevada, its offi-
cers, agents, and representatives, shall
1. Cease and desist from
(a) Maintaining in its governing documents arti-
cle XXIV, subdivision 7, section (j), of the Interna-
tional's constitution to the extent it provides:
Notwithstanding any other provision of this
Constitution, members shall have the right to
resign from membership subject to the follow-
ing conditions:
Notice of Intent to resign must be given to
the member's Local Union no less than thirty
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
285 NLRB No. 108
TEAMSTERS LOCAL 995 (CAESARS PALACE)
(30) days prior to the effective date of the res-
ignation;
No resignation shall be accepted unless all
of the member's financial obligations within
the International
Union are paid and all
charges brought against that member have
been heard and finally determined;
Locals have the right to delay the effective
date of resignation of any member whose res-
ignation is tendered within fifteen (15) days
prior to the commencement of a strike by the
Local or during the pendency of a strike, but
in the event of such delay the resignation shall
become effective immediately after the strike is
ended.
No member who has resigned shall be rein-
stated to membership except upon his payment
of the current initiation fee, the payment of all
financial obligations owed to his Local at the
time of his resignation and compliance with
such other reasonable requirements imposed
by his Local asa condition of reinstatement.
(b) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Remove form its governing documents any
provisions that required adherence to the portion
of article XXIV, subdivision 7, section (j), of the
International's constitution set forth above.
(b) Post at its offices and meeting halls copies of
the attached notice marked "Appendix B."3 Copies
of the notice, on forms provided by the Regional
Director for Region 31, after being signed by the
Respondent's authorized representative, shall be
posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to members are customarily posted. Reasona-
ble steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other material.
(c) Sign and return to the Regional Director suf-
ficient copies of the notice for posting by Caesars
Palace, et al., Las Vegas, Nevada, if willing, at
places where notices to employees are customarily
posted.
(d) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
3 See fn 2 above
APPENDIX A
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
829
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT maintain in our governing docu-
ments article II, section 2(h), of the International's
constitution to the extent it provides:
No member may resign from his membership
in the Internaitonal Union or any subordinate
body before he has paid all dues, assessments,
fines and other obligations owing to the Inter-
national Union and all its subordinate bodies.
A resignation must be in writing to the Secre-
tary-Treasurer of the Local Union. After the
Secretary-Treasurer has determined that the
foregoing requirements have been complied
with, such resignation shall then be effective
thirty (30) days after its receipt by the Secre-
tary-Treasurer.
as amended provide:
No member may resign from his membership
in the International Union or any subordinate
body before he has paid all dues, assessments,
fines and other obligations owing to the Inter-
national Union and all its subordinate bodies.
A resignation must be in writing to the Secre-
tary-Treasurer of the Local Union.
WE WILL NOT in any like or related manner re-
strain or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL remove from our governing docu-
ments any provisions which required adherence to
the portion of article II, section 2(h), of the consti-
tution, set forth above.
BROTHERHOOD
OF
TEAMSTERS
CHAUFFEURS,
WAREHOUSEMEN AND
HELPERS OF AMERICA, LOCAL 995
APPENDIX B
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
830
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL NOT maintain in our governing docu-
ments article XXIV, subdivision 7, section (j), of
the International's constitution to the extent it pro-
vides:
Notwithstanding any other provision of this
constitution, members shall have the right to
resign from membership subject to the follow-
ing conditions:
Notice of Intent to resign must be given to
the member's Local Union no less than' thirty
(30) days prior to the effective date of the res-
ignation;
No resignation shall be accepted unless all
of the member's financial obligations within
the International
Union are paid and all
charges brought against that member have
been heard and finally determined;'
Locals have the right to delay the effective
date of resignation of any member whose res-
ignation is tendered within fifteen (15) days
prior to the commencement of a strike by the
Local or during the pendency of a strike, but
in the event of such delay the resignation shall
become effective immediately after the strike is
ended.
No member who has resigned shall be rein-
stated to membership except upon his payment
of the current initiation fee, the payment of all
financial obligations owed to his Local at the
time of his resignation ' and compliance with
such other reasonable requirements imposed
by his Local as a condition of reinstatement.
WE WILL NOT in any like or related manner re-
strain or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL remove from our governing docu-
ments any provisions that required adherence to
the portion of article XXIV, subdivision 7, section
(j), of the constitution, set forth above.
INTERNATIONAL UNION OF OPERAT-
ING ENGINEERS, LOCAL 501
Richard S. Zuniga, Esq., for the General Counsel.
Gordon K. Hubel, Esq. (Levy', Goldman, Greenstone &
Hubel), for the Respondent.
Sandra L Pomrenze, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
JOAN WIEDER, Administrative Law Judge. On charges
filed 23 April 1984 by Nevada Resort Association (Asso-
ciation or Charging Party), the Regional Director for
Region 31 issued a complaint, as amended. As,here perti-
nent, the seventh amended consolidated complaint„ dated
8 January 1987, alleges that International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers of
America, Local 995 (Local 995), and International Union
of Operating Engineers, Local 501 (Local; 501), ' violated
Section 8(b)(1)(A) of the Act by adopting and abiding by
provisions that prevented members from immediate res-
ignation and thereby restrained and coerced employees
in the exercise of their rights guaranteed in Section 7 of
the Act. In their replies to the seventh amended consoli-
dated complaint, Respondents denied committing any
violation of the Act and asserted several affirmative de-
fenses.
On 9 February the General "Counsel, the Respondents,
and the Charging Party entered into a stipulation of
facts. The parties agree that the stipulation, together
with the charge, complaint, and their - answers to the
complaint, constitutes the entire record in the case. The
parties waived a hearing, stipulating and agreeing that no
oral testimony is necessary or desired.
On the entire record and the briefs, I make the follow-
ing
FINDINGS OF FACT
1. JURISDICTION
The complaint alleges, the parties stipulate, and I find
that the Association is a multiemployer association with
offices in Las Vegas, Nevada, which exists for the pur-
pose, inter alia, of representing certain employers (em-
ployer-members) in collective bargaining with the Re-
spondents. The employer-members annually have com-
bined sales of goods and services valued in excess of
$500,000, and annually purchases goods and materials
valued in excess of $50,000 which originate from points
located directly outside the State of Nevada-
On the pleadings, I find that at all times material the
Association is authorized by its employer-members to
represent them in collective bargaining with the Unions.
I further find that the Association and its employer-mem-
bers are now and have been at all times material employ-
ers within the meaning of Section 2(2) - of the Act, en-
gaged in commerce within the meaning of Section 2(6)
and (7) of the Act. I further find, as the parties admit,
that Respondents are labor organizations within the
meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Stipulated Facts
Respondent Local 995 is recognized as the collective-
bargaining representative of some of the employees of
certain employer-members of the Association and is now,
and has been at all material times, engaged in administer-
ing collective-bargaining agreements with certain em-
ployer-members of the Association. Local 995 is now,
and has been at all material times, a chartered local
union of the International -Brotherhood of Teamsters,
Chauffeurs,
Warehousemen and Helpers of America
(IBTCW&HA) and has adopted and is obligated-to abide
by the constitution of the IBTCW&HA.
Respondent Local 501 is recognized as the collective-
bargaining representative of some of the employees of
TEAMSTERS LOCAL 995 (CAESARS PALACE)
831
certain employer-members of the Association and is now,
and has been at all material times, engaged in administer-
ing collective-bargaining agreements with certain em-
ployer-members of the Association. Local 501 is now,
and has been at all material times, a chartered local
union of the International Union of Operating Engineers
(IUOE), and has adopted and is obligated to abide by the
constitution of the IUOE.
Respondents Locals 995 and 501 are, and have been at
all times material, the exclusive representatives of certain
employees of the employer-members of the Association,
as appropriate, for the purposes of collective bargaining,
and by virtue of Section 9(a) of the Act, have been and
are now the exclusive representatives of the employees
in appropriate units for the purposes of collective bar-
gaining with respect to rates of pay, wages, hours of em-
ployment, and other terms and conditions of employ-
ment.
Article 11, section 2(h) of the IBTCW&HA constitu-
tion, which was adopted by Local 995, at all times mate-
rial, from at least 1 June 1981 to about 19 May 1986, pro-
vided as here relevant:
No member may resign from his membership in the
International Union or any subordinate body before
he has paid all dues, assessments, fines and other ob-
ligations owing to the International Union and all
its subordinate bodies. A resignation must be in
writing to the Secretary-Treasurer of the Local
Union. After the Secretary-Treasurer has deter-
mined that the foregoing requirements have been
complied with, such resignation shall then be effec-
tive thirty (30) days after its receipt by the Secre-
tary-Treasurer.
This section of the IBTCW&HA constitution was
amended about 19 May 1986, and from that date to
present, provides as here relevant:
No member may resign from his membership in the
International Union or any subordinate body before
he has paid all dues, assessments, fines and other ob-
ligations owing to the International Union and all
its subordinate bodies. A resignation must be in
writing to the Secretary-Treasurer of the Local
Union.
Local 995 adopted and thus abides by this amended pro-
vision of the constitution. The General Counsel has no
evidence that Local 995 applied the provisions of either
the pre-19 May 1986 or current article II, section 2(h) of
the IBTCW&HA constitution to the appropriate unit em-
ployees.
Article XXIV, subdivision 7, section (j) of the IOUE
constitution, which Local 501 adopted from at least
April 1980 to about 20 August 1985, provided as follows:
Notwithstanding any other provision of this Con-
stitution, members shall have the right to resign
from membership subject to the following condi-
tions:
Notice of Intent to resign must be given to the
member's Local Union no less than thirty (30) days
prior to the effective date of the resignation;
No resignation shall be accepted unless all of the
member's financial obligations within the Interna-
tional Union are paid and all charges brought
against that member have been heard and finally de-
termined;
Locals have the right to delay the effective date
of resignation of any member whose resignation is
tendered within fifteen (15) days prior to the com-
mencement of a strike by that Local or during the
pendency of a strike, but in the event of such delay
the resignation shall become effective immediately
after the strike is ended.
No member who has resigned shall be reinstated
to membership except upon his payment of the cur-
rent initiation fee, the payment of all financial obli-
gations owed to his Local at the time of his resigna-
tion and compliance with such other reasonable re-
quirements imposed by his Local as a condition of
reinstatement.
The IUOE deleted article XXIV, subdivision 7, sec-
tion (j) from its constitution about 20 August 1985. The
General Counsel has no evidence that Local 501 applied
the terms of this article to any of the appropriate unit
employees prior to its deletion from the International's
constitution. The parties, also stipulated that Robert H.
Fox Jr., business manager of Local 501, and International
vice president of the IUOE, if called, would testify that
the IUOE, in October 1985, notified its members by pub-
lication in its monthly magazine called "Operating Engi-
neer" that the above-quoted provision had been deleted
from its constitution.
B. Contentions of the Parties
The General Counsel argues that the stipulated record
demonstrates that the Respondents violated the Act, re-
lying on the Board's decision in Machinists Local 1414
(Neufeld Porsche-Audi), 270 NLRB 1330 (1984); cf. Pattern
Makers League v. NLRB, 473 U.S. 95 (1985). The Board
held in Neufeld that, "Any restrictions placed by a union
on its members' right to resign . . . are unlawful." The
Board concluded -that the union violated the Act by
fining an employee for returning to work during a strike
after he resigned his membership in the union.
The Respondents argue that the complaint fails to
allege any conduct attributable to Local 995 and Local
501; that the complaint is barred by Section 10(b) of the
Act; and that the complaint infringes on their rights of
freedom of association guaranteed Respondents in the
first amendment of the Constitution of the United States.
C. Analysis and Conclusions
1. Respondents' constitution's restrictions against
resignation
As alleged in the complaint and admitted in the stipu-
lation, Respondents adopted the previously quoted limi-
tations on resignation . Local 995 maintained the quoted
832
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
provision of the IBTCW&HA constitution from at least
1 June 1981 to about 19 May 1986, when it was changed,
as noted above, to limit resignations to members who
paid all dues assessments, fines, and other obligations to
the International and its subordinate bodies and submit
their resignations in writing to the secretary-treasurer of
the local union. Local 501 also admits it adopted the
quoted provision of the IUOE constitution that it main-
tained from at least April 1980 to about 20 August 1985.
I find Respondents' adoption of and adherence to the
provisions restricting their respective members' rights to
resign is violative of Section 8(b)(1)(A) of the Act. Typo-
graphical Union (Register Publishing), 270 NLRB 1386
(1984). The lack of any evidence that the provisions re-
stricting resignations was enforced or any fine collected
from union members does not affect this conclusion. See
Engineers & Scientists Guild (Lockheed-California),
268
NLRB 311 (1983); Machinists Local 1374 (C'olumbia'Ma-
chine), 274 NLRB 123 (1985), and Electrical
Workers
Local 441 (Phelps Dodge), 281 NLRB 1006 (1986). As the
Board held in Sheet Metal Workers Local 73 (Safe Air),
274 NLRB 374, 375 (1985):
We acknowledge that the majority of cases de-
cided by the Board after Neufeld involved allega-
tions of 8(b)(1)(A) violations arising in the context
of the imposition of fines against employees who re-
signed their union memberships to cross the .picket
lines. However, in Newspaper Guild Local3 (New
York News), 271 NLRB 1251 (1984), we specifically
found
that
the
respondent
violated
Section
8(b)(1)(A) by maintaining a provision in the consti-
tution prohibiting resignations during a strike or
lockout. Since the Respondents in this case have
maintained a similarly restrictive provision, we find
that
by such conduct they violated Section
8(b)(1)(A).
Nor was our holding in Neufeld meant to be lim-
ited to restrictions on resignation during a strike or
lockout. Rather, we pronounced clearly that any re-
strictions on resignations from unions were invalid,
and that would include all of the periods of restric-
'tion set out in the Respondents' rule here. There-
fore, we find that the entire provision here as it per-
tains to restrictions on resignations is invalid.
The modification of the IBTCW&HA constitution
does not alter this finding. There is no indication that the
members of Local 995 were informed of the. modification
of their International's constitution. There is no sugges-
tion that members received revised versions of the docu-
ment or were otherwise apprised that they, were no
longer unlawfully restricted in their right to resign. Fur-
ther, the Board recently found a restriction similar to the
substitute provision implemented around 19 May 1986, to
be violative of the Act. Oil Workers Local 1-591 (Texaco
Refining), 283 NLRB 2 (1987). Accordingly, I find, as al-
leged in the complaint, that on resignations contained in
section 2(h) of article II of the IBTCW&HA constitu-
tion, which has been adopted by Local 995 about 19
May 1986, is similarly violative of Section 8(b)(1)(A) of
the Act. See Sheet Metal Workers Local 16 (Salem Heat-
ing), 274 NLRB 41 (1985).
Similarly, I find the failure to show the unlawful pro-
vision was actually removed from the IUOE's constitu-
tion failed to sufficiently erase the coercive effects of the
adoption and maintenance of the unlawful restriction on
resignation. The publication in the October 1985 issue of
the IUOE's monthly magazine called "Operating Engi-
neer" of a notice that the general executive board voted
unanimously to delete article XXIV, subdivision 7, sec-
tion (j) from the International constitution is inadequate
to erase the coercive effect of the' maintenance of this
provision. There is no evidence of how the magazine is
distributed and thus it cannot be found that members
were effectively informed of the deletion of the offend-
ing provision in October 1985. Even if the magazine was
found to constitute adequate notice, there is no evidence
that individuals who became members after October
1985 were informed that Respondent Local 501's govern-
ing documents had been amended to delete the unlawful
restrictions on their resignations.
Consequently, I conclude that the actions by the
IUOE and IBTCW&HA did not effectively abrogate the
unlawful effects of the provisions found unlawful or
render the complaint moot. Further, I find that, under
these circumstances, to properly erase the coercive ef-
fects of these unlawful provisions, Respondents will be
required to follow the expunction rule established by the
Board in Neufeld. Cf. Auto Workers Local 73, 282 NLRB
466 (1986).
I also find that the Board's decisions in Neufeld, and
its progeny, do not infringe on Respondent's first amend-
ment rights, and this defense is baseless.
2. Statute of limitations
Respondents claim that the proceedings are barred by
Section 10(b) of the Act. As the Board found in Safe Air,
supra, 274 NLRB 374, 375, the limitations under Section
10(b) of the Act are inapplicable to this situation when
the provisions of the Internationals' constitutions were
unlawful on their face and the Internationals' actions did
not adequately erase the coercive effects of the Respond-
ents' adoptions of and adherence to these provisions.
REMEDY
Having found that Respondents have engaged in unfair
labor practices in violation of Section 8(b)(1)(A) of the
Act, I shall recommend that they be ordered to cease
and desist therefrom, and to take certain affirmative
action designed to effectuate the policies of the Act.
It is further recommended that Respondents be or-
dered to remove from their constitutions - the provisions
concerning membership withdrawal; specifically article
II, section 2(h), of the IBTCW&HA constitution, and ar-
ticle XXIV, subdivision 7, section (j) of the IUOE con-
stitution. Removal is recommended even though certain
steps have been taken to eliminate these unlawful provi-
sions
from
Respondents' respective constitutions to
ensure the enforceability of the Order.
The General Counsel seeks the inclusion of a visitator-
ial clause in the recommended order: I find that the Gen-
TEAMSTERS LOCAL 995 (CAESARS PALACE)
eral Counsel has failed to demonstrate that the circum-
stances of these cases warrant inclusion of a "visitatorial
clause and the request is denied.
CONCLUSIONS OF LAW
1. The Nevada Resort Association is engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of
the Act.
2. The Respondents are labor organizations within the
meaning of Section 2(5) of the Act.
3. The Brotherhood of Teamsters, Chauffeurs, Ware-
housemen and Helpers of America, Local 995, by its
adoption and obligation to abide by article II, section
2(h) of the International Brotherhood of Teamsters,
Chauffeurs, Warehousemen and Helpers of America
(IBTCW&HA) constitution, from at least 1 June 1981 to
about 19 May 1986, and then maintaining and abiding by
833
the amended provision enacted by IBTCW&HA has re-
strained and coerced employees in the exercise of the
rights guaranteed them in Section 7 of the Act, and
thereby engaged in unfair labor practices within the
meaning of Section 8(b)(1)(A) of the Act.
4. The International Union of Operating Engineers,
Local 501, by its adoption and obligation to abide by the
article XXIV, subdivision 7, section (j) of the Interna-
tional Union of Operating Engineers Constitution from at
least April 1980 to about 20 August 1985, has restrained
and coerced employees in the exercise of the rights guar-
anteed them in Section 7 of the Act, and thereby, en-
gaged in unfair labor practices within the meaning of
Section 8(b)(1)(A) of the Act.
5. The above-described unfair labor practices affect
commerce within the meaning of Section 2(6) and (7) of
the Act.
[Recommended Order omitted from publication.]