285 NLRB 844
Greenleaf Motor Express, Inc. And Ashtabula Chemical Corp.
844
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Greenleaf Motor Express, Inc. and Ashtabula Chem-
ical
Corp. and International
Brotherhood of
Teamsters,
Warehousemen and
Helpers
of
America,
Local No. 377, a/w International
Brotherhood of Teamsters, Chauffeurs, Ware-
housemen and Helpers of America. Cases 8-
CA-17792 and 8-CA-18146
17 September 1987
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JOHANSEN AND STEPHENS
On 26 December 1985 Administrative Law
Judge Thomas A. Ricci issued the attached deoi-
sion. The Respondent filed exceptions and a sup-
porting brief and the General Counsel filed excep-
tions and a supporting brief. Thereafter on 16 April
1986 the Board remanded the proceeding to the
judge for further consideration of certain 'testimony
and resolutions of credibility. On 22 May 1986 the
judge issued the attached supplemental decision.
The Respondent filed exceptions and a brief in sup-
port.
Subsequently the Respondent also filed a
motion to remand to the judge for the purpose of
considering newly discovered evidence, along with
supporting affidavits.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a- three-
member panel.
The Board has considered the decision, the sup-
plemental decision, and the record' in light of the
exceptions and briefs and has decided to affirm the
judge's rulings, findings,2 and conclusions, as modi-
i The Respondent's motion to remand the proceeding to the judge for
the purpose of considering evidence relating to a 1982 agreement be-
tween Greenleaf and -the International Union is denied, as there is no
showing that the alleged evidence could not have been proffered earlier
in the proceeding, there is no contention that the Respondent currently
has such evidence in its possession, and even if such evidence were avail-
able, its production would not alter the disposition of the case
2 The Respondent has excepted to some of the judge's credibility find-
ings. The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
We do not affirm the judge's statement in the portion of his decision
entitled "III The Unfair Labor Practices," that the Respondent has en-
gaged in conduct violative of Sec. 8(a)(5) since ' 1982. Such a finding
reaches beyond the 10(b) period, is not alleged in the complaint, and is
unnecessary to the resolution of the issues in the case.
2 The General Counsel has excepted to the judge's failure specifically
to include in his Conclusions of Law a reference to his factual findings
that on 25 August 1984 during the conduct of an unlawful poll, the Re-
spondent, by its supervisor, Richard Higley, bypassed the Union and
dealt directly with unit employees and interrogated them about their
union sentiments As the record supports the judge's factual findings of
8(a)(1) violations based on direct dealing and interrogation, we add them
to the Conclusions of Law. The Order and notice have been revised ac-
cordingly.
We agree with the judge's conclusion that all drivers of the Respond-
ent-Greenleaf and Ashtabula together-constitute a single appropriate
feed, s 'and to adopt the recommended Order as
modified4 and set forth in full below.
In adopting the judge's finding that the Union
did not know about or acquiesce in the Respond-
ent's exclusion of the Ashtabula drivers from the
Union, we note that while Greenleaf employees, in-
cluding Union Steward Robert Wright, were aware
of Ashtabula's existence, the two groups of drivers
initially worked in entirely different geographic
areas, approximately 150 miles apart, had no regu-
lar contact with each other, and were unlikely to
have any knowledge or concern about the others'
terms and conditions of' employment or union
status. Moreover, the Ashtabula drivers worked in
a different State, outside the jurisdiction of' Local
Union 377. Further, during 1982 and 1983 Ashtabu-
la functioned as a brokerage 'operation whereby
owner-operators leased their trucks to the' company
and received separate payments for equipment
rental
and their driving services,. Because this
system existed for some months before the Re-
spondent, apparently in late 1983, ceased using bro-
kers and also began intermittent assignments of
drivers from both companies on the same runs, it is
reasonable that none of, the Greenleaf employees,
including Wright, would have known immediately
that the Respondent thereby was circumventing its
bargaining obligation and creating a parallel non-
union work force to perform bargaining unit work.
Wright testified that although he knew two Ashta-
bula drivers, he did not know during the time they
were employed that they were nonunion. Further,
Wright testified that he did not inform Union Busi-
ness Agent Frank Licate that Ashtabula was oper-
ating with nonunion drivers. Licate's testimony,es-
tablishes that while he knew ' about Ashtabula's use
of broker-drivers as early as 1982 and 1983, he was
not then aware of its having any impact on the
Greenleaf operation or its infringing on bargaining
unit work. The record is clear that Licate first
learned about the Respondent's using nonunion
drivers alongside unit employees in May 1984,
within the 6-month period of Section 10(b) of,the
Act,5 and that he immediately investigated. and
unit for bargaining and that the community-of-interest factors he recites
support this determination. See, eg., Naccarato Construction Co., 233
NLRB 1394 (1977), Appalachian Construction, 235 NLRB 685 (1978);
Better Budding Supply Corp., 259 NLRB 469 (1981), Neighborhood Roofing
& Contracting, 276 NLRB 861 (1985)
a The General Counsel requests a visitatonal clause authorizing the
Board, for compliance purposes, to obtain discovery from the Respond-
ent under the Federal Rules of Civil Procedure subject to supervision of
the United States court of appeals enforcing this Order Under the cir-
cumstances of this case, we find it unnecessary to include such a clause.
Nathan's Furniture Store, 278 NLRB 268 (1986).
5 Because the Union's knowledge of this practice and the Respondent's
refusal to bargain on demand occurred within the 10(b) period, Chairman
Dotson finds it unnecessary to pass on the judge's alternative analysis
concerning continuing violations of the Act
285 NLRB No. 116
GREENLEAF MOTOR EXPRESS
protested the matter. For these reasons-including
the changing nature of the Ashtabula operation, the
reasonable understanding of the Greenleaf drivers,
and the swift and staunch reaction by the union
business agent once he learned that the Respondent
was using unrepresented drivers to do bargaining
unit work-we find no basis for concluding that
the Union condoned the Respondent's activities or
in any way waived its representational rights over
the Ashtabula drivers.
ORDER
The National Labor Relations Board orders that
the Respondent, Greenleaf Motor Express, Inc.,
and Ashtabula Chemical Corp., Ashtabula, Ohio,
its officers, agents, -successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain with International Broth-
erhood of Teamsters, Warehousemen and Helpers
of America, Local 377, as the exclusive bargaining
representative of all the employees in the appropri-
ate ' bargaining unit, concerning wages, hours, and
conditions of employment.
(b) Polling its employees whether they wish to
become members of the Union.
(c) Polling its employees to inquire whether they
agree with the proper demands of their exclusive
bargaining agent in the collective-bargaining proc-
ess.
(d) Bypassing the Union and dealing directly
with unit employees.
(e) Interrogating employees about their union
sentiments.
(f) Promising its employees to form an employee
employer committee to resolve employee com-
plaints apart from the statutory bargaining agent.
(g) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
-
(a) On request of the Union, bargain collectively
with the Union in good faith regarding rates of
pay, wages, hours of employment, and other terms
and conditions of employment for all employees in
the appropriate bargaining unit and, if an agree-
ment' is reached, reduce the agreement to writing
and sign it. The bargaining unit is:
All over-the-road truckdrivers employed by
the Respondent-both Greenleaf Motor Ex-
press, Inc. and Ashtabula Chemical Corpora-
tion-excluding all supervisors as defined in
the Act.
(b) Make whole any of its employees in the ap-
propriate bargaining unit for any monetary benefits
845
they may have been denied for being classified
"Ashtabula" employees during the period 12
March 1984 to the time the Respondent may alter
the conditions of employment following good-faith
bargaining with the Union.
(c) Post at its place of business in Ashtabula,
Ohio, copies of the attached notice marked "Ap-
pendix."6 Copies of the notice, on forms provided
by the Regional Director for Region 8, after being
signed by the Respondent's authorized representa-
tive, shall be posted by the' Respondent immediate-
ly upon receipt and maintained for 60 consecutive
days in conspicuous places including all places
where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent
to ensure that the notices are not altered, defaced,
or covered by any other material.
(d) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
6 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT refuse to bargain with Internation-
al Brotherhood of Teamsters, Warehousemen and
Helpers of America, Local No. 377, a/w Interna-
tional Brotherhood of Teamsters, Chauffeurs, War-
ehousemen and Helpers,of America on request.
WE WILL NOT poll our employees to inquire
whether they agree with the proper demands of
their exclusive bargaining agent in the collective-
bargaining process.
WE WILL NOT bypass the Union and deal direct-
ly with our employees who are members of the
bargaining unit.
WE WILL NOT interrogate our employees con-
cerning their union sentiments.
WE WILL NOT promise our employees that we
will form an employee-employer committee to re-
solve complaints apart from their statutory bargain-
ing agent, in this case, the Union.
846
-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL, on request, recognize and bargain col-
lectively in good faith concerning rates of pay,
wages, hours, and other terms and conditions of
employment with the Union as the exclusive bar-
gaining representative of the employees in the ap-
propriate unit and, if an understanding 4is reached,
embody such understanding in a signed agreement.
The appropriate bargaining unit is:
All over-the-road truckdrivers employed by
the Employer-both Greenleaf Motor Express,
Inc. and Ashtabula Chemical Corporation-ex-
eluding all supervisors as defined in the Act.
WE WILL make whole any of our employees in
the appropriate bargaining unit for any monetary
benefits they may have been denied by virtue' of
their "Ashtabula" classification during the period
12 March 1984 to the time we may alter the condi-
tions of employment following good-faith bargain-
ing with the Union.
GREENLEAF MOTOR ExPRESS, INC.
AND ASHTABULA CHEMICAL CORP.
Mark S. Neubecker, Esq., for the General Counsel.
Stuart W. Hyvonem, Esq. and Mr. Ray T Blankenship, of
Greenwood, Indiana, for the Respondent.
Anthony P. Sgambati, Esq. (Green, Schivoni,
Murphy,
Haines, & Sgambati), of Youngstown, Ohio, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
THOMAS A. Ricci, Administrative Law Judge. A hear-
ing was held in this proceeding in Ashtabula, Ohio, on
16, 17, and 18 September 1985, on complaint of the Gen-
eral Counsel against Greenleaf Motor Express, Inc., and
Ashtabula Chemical Corp., a single employer doing busi-
ness under two names (the Respondent). The complaint
issued on 30 May 1985, on charges filed on 12 September
1984 and on 20 March 1985, by International Brother-
hood of Teamsters,
Warehousemen and Helpers of
America, Local No. 377 (the Union or the Charging
Party). The issues presented are whether the Respondent
violated Section 8(a)(5) of the Act by refusing to bargain
with the Union as the statute commands, and whether it
violated Section 8(a)(1) of the Act. Briefs were filed by
the General Counsel and the Respondent.
On the entire record and from my observation of the
witnesses, I make the following
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
Greenleaf Motor Express, Inc. and Ashtabula Chemi-
cal Corp., are separate corporations, each engaged in, the
interstate and intrastate transportation of bulk chemicals;
they both operate out of a single location at 4606 State
Road, in Ashtabula, Ohio; each of them annually derives
gross income in excess of $50,000 for the transportation
of commodities from the State of Ohio directly to points
outside the State. I find that the Respondent is an em-
ployer within the meaning of the Act.
II. THE LABOR ORGANIZATION INVOLVED
I find that International Brotherhood of Teamsters,
Warehousemen and Helpers of America, Local No. 377,-
a/w International Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, is a labor orga-
nization within the meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
The complaint contains the following allegation of
fact, which in its answer the Respondent does not deny:
3(A) At all times material herein, Greenleaf Motor
Express, Inc., and Ashtabula Chemical Corp., have
been affiliated business enterprises with common of-
ficers, ownership, directors, management, and su-
pervision;
have formulated and administered a
common labor policy affecting employees of said
operations; have shared common premises and fa-
cilities; have provided services for and/or made
sales to each other; have interchanged personnel
with each other; and have held themselves out to
the public as a single integrated business enterprise.
Absent any denial by the Respondent, all these factual -
statements stand as established facts on this record. Time
and time again, throughout the extended transcript, offi-
cers and management agents of the single Company, re-
ferred to some drivers as Ashtabula employees and
others as Greenleaf employees. They also spoke of some
of them as union men and others as nonunion men. The
fact is, it is, and has always been, one Company, and
what it did in its treatment of its employees will be
therefore here discussed in that light.
For a number of years these employees have been cov-
ered by successive collective-bargaining contracts be-
tween the Company and Teamsters` Local 377. The last
contract was effective from 1983 through July 31, 1984.
In 1982 the Company started hiring truckdrivers under
the separate name it then established-Ashtabula Chemi-
cal Corp.-to do the same kind of chemical transporta-
tion it had always done and was still doing with its old
drivers. The new ones were called brokers because they
owned their own trucks which they 'leased to the Com-
pany by the trip. They were paid a certain amount for
the use of their truck and a certain amount for the driv-
ing that they performed. I think, although the record is
not clear on this point, that for what work they per-
formed the new drivers, or so-called brokers,' were paid
GREENLEAF MOTOR EXPRESS
the same amount as were paid the old drivers, called
Greenleaf drivers, whether it be by the mile driven or by
the hours worked. But in at least two important respects
the new men were treated differently by the Company.
The contract then in effect required that the Company
withhold a certain amount from the earnings of all driv-
ers and pay it to the Union's health and welfare pension
fund, to the credit of each man. The Company did not
do that with respect to the newly hired drivers: It gave
the money to them instead, and they kept it all. Also, the
contract required that all drivers become members of the
Union within 31 days of their employment. None of the
so-called Ashtabula men joined, and the Company did
not enforce that part of the contract as to them.
In 1983 the brokerage arrangement ceased and the
owner-drivers continued to work as regular drivers,
using the company-owned trucks, exactly as the old ones
had always done. They shifted back and forth, sometimes
two drivers, one from each group, going out on the same
single trip together. It was an integrated operation
throughout. Before reaching the question of the Compa-
ny's unilateral action vis-a-vis its new employees, and the
consequent violations of the statute that that action
meant, there is a defense argument that must be consid-
ered. Although it argued to the union representatives
during the discussions that took place that the named
corporations were separate entities, the Respondent sur-
rendered on that point when it formalized its answer to
the complaint by expressly not contradicting the single
employer allegations. At the hearing it argued that the
two groups of employees were nevertheless separate bar-
gaining units and that therefore the contract in effect did
not apply to the new, added drivers. On this record it is
an unconvincing defense.
All the drivers are under common supervision; all are
disciplined by the same supervisors-Mark Jarvis. They
are sent out to work by a single dispatcher, attend the
same safety meetings, are subject to the same employ-
ment policies, are all paid on the same scale, and all serv-
ice the same customers of the Company using the same
equipment. The fact that on occasion, when a man has
driven a truck to a customer said to be that of Ashtabula,
a Greenleaf officer first gives the money in payment to
an Ashtabula clerk and that clerk then makes a check
payable to that driver, is no more than a charade. It is
like an employer taking money out of his left hand
pocket, putting it into his right hand pocket, and then
paying his employee. In the face of the assertion that the
employees of the two groups do not have a community
of interests, management representatives admitted on the
stand that employees from one group are often used to
make deliveries for the other and vice versa. See Kansas
City Coors, 271 NLRB 1388 (1984). It is a single bargain-
ing unit that was always, and is still today involved in
this case.
Another simple way of stating the reality of this case
is that a collective-bargaining agreement is not limited in
its application only to those employees in the appropriate
unit who are at work when the contract is made; it ap-
plies as well to other employees hired later who do the
same work and are joined, within a single bargaining
847
unit, by the community of interests that underlies the
work of all of them.
When an employer who is party to a union contract
hires additional people and arranges conditions of em-
ployment with them that differ from the terms of the
union contract, it ignores Section 8(a)(5) of the statute.
This statement of law is so well established a principle as
not to require citation of authority. This Respondent
started doing just that back in 1982 and clearly violated
the statute from then on. The original charge in this pro-
ceeding was filed by the Union in September 1984. Based
on this last fact the Respondent makes another defense
argument. It says that because no one complained about
its unilateral dealings with employees in the bargaining at
the start, it is too late to file charges about it now. Re-
stated: Because the employees knew about those drivers,
called "Ashtabula men" and "nonunion," for so long a
period, it must be held that the Union consented to
whatever the Respondent was doing, regardless of
whether it was violating the statute. Again, the position
misconceives Board law.
To begin with, the Union-and in this case the Union
was represented by Frank Licate, business agent, of
Local 377-did not know of how the Respondent was
ignoring its contract obligations until quite later. But
even if the union officers are aware of flagrant violations
of the statute by an employer it does not mean that that
employer becomes licensed to continue its illegal con-
duct, and never mind the filing of proper charges with
the Board. Section 10(b) of the statute does establish a
cutoff period-6 months before the filing of charges-
and no formal findings of unfair labor practices may be
made on whatever happened before that date. In this
case it means that if any of the "nonunion" drivers lost
any benefits they were entitled to under the then con-
tract' in effect before March 1984 (6 months before the
initial charge was filed by the Union), no remedy may be
enforced for such losses and no findings may be made re-
garding those earlier events. But if those drivers were
prejudiced in any respect after that cutoff date, a remedi-
al order is now proper and findings of unfair labor prac-
tices are folly authorized under the statute.
As it happens, the Union, as such, had no knowledge
of this device used by the Respondent to hire nonunion
men. It is a small company; on its so-called "separate"
Greenleaf payroll it had, and has, about six or eight
truckdrivers. Licate, the business agent who was in-
volved throughout the events, and who was in charge of
this small company on behalf of the Union, is responsible
for about 200 contracts covering as many companies
throughout his district. He therefore had little occasion,
or time, to watch over the conduct of this particular cor-
poration.
Moreover, for sometime the drivers hired
under the "Ashtabula" name as "nonunion" men, were
used almost entirely to work at a place called Mounds-
ville, about 150 miles away from Ashtabula, the home
office of the Respondent. Moundsville is not within the
geographic jurisdiction of Local 377's Representative Li-
cate's territory. It -follows he was not likely to know at
all what was going on so far away. It was only when he
learned about it all, that he told the Respondent, in writ-
848
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ing, that,those drivers too were to be treated as the con-
tract in effect provided.
What the Respondent really relies on to support its as-
sertion that. the Union knew, and approved of what it
was doing, is the fact that 'its local, or "Greenleaf union
men, did know about it and did not care. When the driv-
ers -go to Moundsville they at times must spend the
entire week there at a motel to make the necessary deliv-
eries in that area. The employees living in Ashtabula did
not like to do that, and so^ the Respondent hired new
men because it needed more of them anyway. The fact
that the new men preferred to keep all the money they
earned, instead of having the Company send part of it to
the Union's health and welfare and pension fund, and to
the Union as union dues, meant nothing to the old driv-
ers who were union members. Even Robert Wright, who
was for a time the Local 377 steward, knew of this prac-
tice by the Company and did nothing about it. But it
does not follow from this that Local 377 can be held to
have approved of the Respondent's direct disregard of its
contractual obligation. Nor does it support the assertion
now by the Respondent that the Union agreed that two
separate
bargaining
units
came into existence-one
"union," and one "nonunion."
A 3-year contract between the parties expired in 1982.
It was then extended for a 1-year period in 1983. An
"addendum" to the Teamsters' master freight agreement
was then signed by these parties for the period 5 August
1983 to 31 July 1984. Licate's testimony, which I credit,
is that about September 1983 he learned that what he
always knew asthe Greenleaf Company was operating
out of Moundsville with nonunion drivers. As that loca-
tion was outside his jurisdiction he did nothing about it
then. Later, in May 1984, he learned that the Company
was mixing up its drivers, using both those located in
Ashtabula, who had always been covered by the Team-
sters contract, and its Moundsville men to work togeth-
er; often two men-one union and one nonunion-on the
same run. Now it became clear to him that all unit work
was being performed by an integrated group. By this
time the parties were in communication about negotiat-
ing a renewal of'the addendum contract about to'expire
on 31 July.
On 16 April 1984 the Union formally notified the
Company of its intent to terminate the existing contract
and requesting a meeting. The Company responded on
31 May, and agreed to meet and negotiate. - On 5 June
the Union wrote a written proposal of new terms to the
Company; that letter included the following paragraph:.
Greenleaf Motor Express and Ashtabula Chemical
must honor the recognition clause in the National
Master 'Freight Agreement by informing all Ashta-
bula Chemical employees to become members of
Teamsters Local Union 377 after thirty one (31)
days of employment.
By this time Licate knew exactly what the Company
was doing-ignoring the contract with respect to its so-
called Ashtabula drivers. Therefore, on 6 June 1984, he
also filed a formal grievance reading as follows:
As business agent for Teamsters Local No. 377, I
am filing this grievance against Greenleaf Motor
Express and Ashtabula Chemical Company for their
failure to cooperate and comply with the recogni-
tion clause of the existing collective bargaining
agreement -as outlined in National Master Freight,
Article III(E) Sec. 1-2-3. Greenleaf Motor Express
is operated as Ashtabula Chemical, a nonunion com-
pany, even though drivers are performing-the same
type of work, dispatched on the same trips as
Greenleaf, along with driving company equipment
owned by Greenleaf. Due to the direct violation of
the Road Agreement by the Company's failure to
inform new employees of their obligation to join
Teamsters Local Union 377 after 31 days of em-
ployment, Local 377 is left with no alternative but
to enforce the Agency Shop Clause of the Road
Agreement which Greenleaf is signatory through an
Addendum dated August 1, 1983 to July 31, 1984.
Based on the violations set forth here, Local 377
hereby requests that Greenleaf Motor Express and
Ashtabula Chemical Company, immediately inform
all drivers who are not in the Union on the date the
grievance is filed to become members of Local
Union 377.
That grievance was never processed, in accordance
with the provisions of the contract still'then in effect. In-
stead, the parties met a number of times, in an effort to
reach agreement on contract renewal. In the discussion
the question"of the "nonunion" drivers being covered by
the contract was discussed a number of times. Every
proposal offered by the Respondent was in terms of the
"Greenleaf" drivers, always careful to exclude by impli-
cation at least those said to be on the Ashtabula payroll.
That it was the position of the Company that those driv-
ers must be excluded from the bargaining unit is clearest
fact on this somewhat confused record. It is at this point
that the first unfair labor practice finding must be made.
Inclusion or exclusion of certain employees from the bar-
gaining unit is not a proper subject of collective bargain-
ing. During those discussions-certainly before 31 July
1984, when the contract covering the appropriate unit
was in effect-the Company was continuing to ignore
the Union's grievance, and treating its "Ashtabula" driv-
ers differently than what the contract called 'for. In so
doing it was clearly violating Section 8(a)(5) of the Act,
and I' so fmd.
'It is also the position of the Respondent now that by
the time the talking ended the Union had agreed to ex-
clusion of the "nonunion" drivers from coverage of the
contract. In its brief the Respondent contends that be-
cause the question about inclusion' of the "nonunion"
drivers was discussed during the negotiations, it follows
that matter became a proper subject of collective bar-
gaining. It did not. Licate did talk about that possibility
with the company -representatives; he had no choice,
with the Company holding firm 'to its insistence on their,
exclusion. Moreover, there is also evidence that many of
the drivers kept vascillating on whether all the drivers
should be members of the Union. At times -the "Ashtabu-
la" men thought "yes"; at times they thought "no." In
GREENLEAF MOTOR EXPRESS
849
the end, the Company placed in -the Union's hands a
comprehensive contract proposal. Again, the unit was
described as limited to "Greenleaf' drivers only. In the
resultant uncertainty the Union called a meeting of its
members and asked them whether they wished to ratify
that proposal. Licate spoke to them and took the position
it was wrong and should be rejected. All the employees
present voted against ratification. This was on 18 August
1984. On 20 August Licate advised the Company of the
vote of rejection.
On 12 September the Union filed this charge with the
Board, alleging violations of Section 8(a)(5). In February
1985 the contract put its last offer in effect, the one re-
jected by the Union.
The Respondent's essential defense to this final and un-
questionable unilateral change in conditions of employ-
ment was that Licate agreed to exclusion of the "Ashta-
bula" drivers from coverage of the contract, and that
ratification was not necessary, because Licate had given
the Company to so understand. Neither defense stands
up on this record. During the 5 or 6 years preceding the
1984 negotiations, every contract agreed to between
these parties was ratified by the employees before it
became effective, both agreements to be bound by the
Teamsters' national contract and the various addendums
between these parties. The written correspondence of
those events, received in evidence, shows clearly the
Company always knew ratification by the employees was
a requisite under the Teamsters' rules. There is nothing
persuasive to prove the Union intended in this instance
to depart from its established practice.
And it is not true Licate ever agreed to the contract
proposal submitted by the Company and rejected by the
employees. As stated above, the fundamental disagree-
ment that split the employees, and that the Respondent
deemed important enough to insist on throughout, was
whether all drivers should be subjected to contractual re-
quirements that the Company withhold part of their
earnings and forward it to the Union in part for benefits
in the health and welfare and pension fund of the Union
and in part as union dues. Licate's testimony is he never
yielded on either of those two questions, and correspond-
ence and proposals of all kinds support his testimony. I
must believe him, if only because of the explicit griev-
ance he filed towards the very end on that very subject.
Mark Jarvis, David Jarvis, and Jack Jarvis, all officers
and operational managers of both-named corporations,
were present at many of the discussions with Licate.
Their testimony, intended to prove the union officer in
the end agreed to exclude the "Ashtabula" drivers from
the bargaining unit, is not convincing and I do not credit
their combined assertion. Mark Jarvis, while admitting
Licate a number of times insisted all the drivers had to
be union members and covered by the contract, also said
that at the end of July Licate said: "Let's keep every-
thing the way it is. Let's-ACC will remain non-union,
GMX will remain union." But the witness also then
added that when 'the company negotiators asked Licate
"Would you put that into a side agreement?" The union
business agent responded, "he would acknowledge it,
and he would accept it, but he would not put into writ-
ing." This is double-talk testimony I cannot accept.
David Jarvis' testimony also goes both ways and is no
more convincing. He said that at a 18 July meeting
Licate was told by management "none of the Ashtabula
Chemical men wanted in the Union," and 'that Licate's
answer was "that would be impossible, all would have to
be in to the Union." In the next breath this witness then
added Licate also said: "To hell with them, let them do
what they want, stay out of it." David Jarvis closed his
testimony with the statement, "Like I' said, Frank Licate
said they had to be in union."
Jack Jarvis' testimony also shifted back and forth. At
one point he quoted Licate as saying: "Just leave well
enough alone, the hell" with them, some day they're
going to want in, that's it.... He didn't want them." At
another point in his testimony this witness also admitted
he did receive, from Licate, "a demand, that you put the
ACC drivers in the union ...." This witness' testimony
must also be appraised in the light of his own predelic-
tions of the moment, to say nothing of the simultaneous
violations of Section 8(a)(1) of the statute that were
being committed by the Respondent. From his later testi-
mony: "I said that `I have no objections to anybody join-
ing the Union. They can all join the Union. But I cannot
have it that the man at the bottom of the seniority, non-
union, go down and join the Union, which puts him
ahead of the seniority."' It must also be noted that de-
spite the fact the Company operates a single integrated
operation, it always uses and always used its employees
interchangeably, it maintained a separate seniority list-
one for "union" and one for "nonunion" men!
Considering all the testimony, I find that the Union
never agreed with the Company to dismember the bar-
gaining unit and to exclude from it those employees who
were not at that time members of the Union, called the
Ashtabula drivers by the Respondent. It, follows that
continuing, throughout the period of the bargaining, up
to the end of August when the last contract between the
parties expired, and going on thereafter, right up through
the'time of the hearing held in this proceeding, the Re-
spondent violated Section 8(a)(5) of the Act by not en-
forcing the same conditions of employment on its non-
union men that the contract called for.
Violations of Section 8(a)(1)
In many Board cases involving allegations of refusal to
bargain properly with a union, there are also found inde-
pendent violations of Section 8(a)(1) of the, Act, some
form of coercion or other practices on employees indi-
vidually. In most instances the two violations-of Sec-
tion 8(a)(5) and 8(a)(1)-stand apart, are not necessarily
interrelated. Here, there is a very definite relationship be-
tween the coercive conduct with respect to the employ-
ees themselves-violations of Section 8(a)(1)-and the
unlawful conduct vis-a-vis the Union. In fact, the Re-
spondent's unlawful doings with the employees directly
strenghtened the finding that the simultaneous bargaining
with the Union was not correctly being carried on.
(1) There is confused testimony about a number of
meetings management held with its employees. Custom-
arily, about once a month, it holds what are called
"safety meetings," to discuss problems of day-to-day
850
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
truckdriving operations. During these events, the super-
visors took these opportunities to discuss matters pertain-
ing to the Union also at such meetings . Whatever, the
first violation of Section 8(a)(1) is shown clearly on'the
record in the direct testimony of Richard Higley, who
said he was the chief negotiator for the Company at all
the bargaining sessions . He said that on receiving the
Union's proposal letter dated 5 June 1984-the one
which included the specific demand that all "Ashtabula"
drivers must become union members-he decided to
check with the employees to ascertain whether they did
or did not care to join the Union. He said he was pro-
voked into doing that because the Union's demand came
as a surprise to him. If this record shows nothing more
than this beginning testimony by Higley, a direct viola-
tion of the statute-unlawful questioning of employees
concerning their union sentiments-is
proved.
See
Struksnes Construction Co.,
165 NLRB 1062 (1967). It
was not a test of a union's claim to majority representa-
tion status. The Union was and is in fact the established
bargaining agent, with a contract and all . There was no
assurance to the employees that there would be no re-
prisals in consequence of their votes; one came in late to
the meeting when the balloting ; took place, and Higley
accepted his written ballot and therefore certainly knew
how he voted. But a more solid basis for the unfair labor
practice finding is that Higley's real object then was to
resolve a dispute he was having with the Union , behind
its back, as it were, directly with the employees, and
never mind the statutory requirement that the established
Union is the exclusive representative of all the employees
in the appropriate unit!
As it developed, it began to appear that in his testimo-
ny later Higley was mixed up . It seems the polling of
which he spoke took place in August, on August 25,
after he learned that the employees voted to reject his
last offer to the Union. What he did that day, according
to some documents ,received in evidence, was to gather
the "Greenleaf" or union employees first, and then, sepa-
rately,
the "Ashtabula" or nonunion employees. He
asked the first, group to say whether they wished to have
the other drivers join the Union , and the other group
whether they wished to become union members . The un-
contradicted testimony of Bobby Blaire, a so-called non-
union driver, about what was said before the balloting, is
as follows:
Well, we were talking about what it would cost us
to get into the Union, how much union dues, -retire-
ment and everything was going to cost us right off
the top. . . . What . . . he [Higley] was explaining
that some of us-he said it would be-I think it was
around $80 that it would cost us . . . . I guess that
was per month . . . . And that came out first and
so some of us-the lower guys didn't even make
that, so sometimes we wouldn't even make enough
you know, to get into-pay your union dues.
If I look at the Respondent's questioning of its em-
ployees in this light, it was still improper interrogation
concerning union sentiments , and a deliberate bypassing
of the Union and direct dealing with the employees. I
find' that by so polling its employees in the face of the
Union's continuous, proper insistence that all employees
in the bargaining unit must be subject to any resultant
collective-bargaining agreement, the Respondent violated
Section 8(a)(1),of the Act. Unable to convince the Union
that the bargaining unit should be dismembered, Higley
turned to the employees themselves to persuade them,
with very pertinent comment on the cost of union mem-
bership, to put pressure on the Union to agree with his
view of a proper collective-bargaining contract!
(2) Weldy, then a nonunion man being paid by Ashta-
bula check, testified that one day in June Higley called
him to the office and asked what the "biggest complaint
was of the nonunion drivers." When Weldy said it in-
volved the motel where the men had to spend time in
Moundsville, a place they did not like, Weldy also said
then "we need something to protect us . . . because at
times, Mark flew off the handle, Mark Jarvis. And we
have to have some sort of protection ... ." With this,
still according to Weldy's testimony, "he [Higley] told
me, yes, he knew sometimes Mark got carried away and
that if we didn't have a union, if the Union was to go
out, they would have to set up some sort of a committee
with drivers and everybody represented so that we'd
have some sort of protection .... Q. Did he tell you
who would be on this committee? A. It would-he said
the drivers would be represented by other drivers."
The witness then recalled that a month later, on 7
July, there was a regular once a month safety meeting
with all drivers present and all the Jarvises as supervisors
also present. After the safety subjects had been discussed,
Jack Davis asked Wright, then still the union steward, to
speak to the drivers. Wright then announced that the
Company had agreed to provide a more desirable motel
at Moundsville, and also to give certain added conces-
sions the Union had demanded. Wright also explained to
all the men that the nonunion men were to; remain non-
union. At that point Weldy spoke up and protested the
favored treatment that, was given the union men on the
two separate seniority lists. During the meeting Higley,
who was also present, used a blackboard "to demonstrate
the advantages of nonunion and being union, and what it
would cost as far as your benefits go, what the Union
charges and for what he could-they could get benefits
for you." Higley also told the men then "you really
didn't need a union because they would set up a commit-
tee that
.
.
. with drivers represented on it so that we
would have the same-more or less the same procedure
as the union would have, without the Union."
According to Jack Jarvis, who testified later, it was
Weldy who suggested a committee to handle the com-
plaints of the drivers and that his first response was
"That sounds logical, L would consider that." This wit-
ness continued that his next comments were "it seemed
to be the fair way of doing this would be two senior,
two junior drivers, and company representation, so it
would be fair that seniority would not overrule or any-
thing would be equal and fair." Asked to explain the pur-
pose of the projected committee, Jarvis then said. "To
represent the nonunion employees in case they had com-
plaints."
GREENLEAF MOTOR EXPRESS
851
Higley contradicted Weldy's starting testimony about
a committee; he said instead that it was Weldy who
came to him and first suggested such a committee, and
that he agreed it was the correct thing to do. Higley did
recall that that conversation came after Licate had writ-
ten his 5 June demand that all Ashtabula drivers had to
join the Union. This is a critical statement by the manag-
er because regardless of who first mentioned a committee
such as this, it was still an unfair labor practice for the
Respondent's agent to agree to such an arrangement.
What it really meant, and surely it was what Higley de-
sired throughout, was dealing with the employees entire-
ly apart from the Union which had a statutory right to
be exclusive representative!
No action was taken to formally organize any commit-
tee. But, in the light of the total record, I credit Weldy
against Jarvis and Higley, and I find that by suggesting
the formation of a committee to deal directly with the
employees, apart from their union representative, the Re-
spondent violated Section 8(a)(1) of the Act, as alleged
in the complaint. Serta Film, Inc., 267 NLRB 362 (1983).
Licate testified, without contradiction, that after in-
forming the Respondent that the Company's last contract
proposal had been rejected, he requested that Higley
meet with him and bargain about the conditions of em-
ployment applicable to the "Ashtabula" drivers and that
Higley refused to do so. The parties never met again in
negotiations. I find, in conclusion, that the Respondent
literally refused to bargain with the Union concerning all
employees in the appropriate unit and thereby violated
Section 8(a)(5) of the Act. In remedy it must be ordered
to do so now.
The Respondent continued to apply the terms of the
contract that had expired on 31 July 1984, only, of
course, concerning the employees it called "Greenleaf"
employees, no matter which of the two named corpora-
tions they worked for. In November the Teamsters
Local 377 Health and Welfare Fund informed the Re-
spondent, in writing, that it had been advised by Licate
that the premium rates for its employees had been raised
as of 1 September 1984, from $44.50 to $55, and that
therefore additional money should be sent to the fund.
There were several such requests and the Respondent
then sent the additional health and welfare payments to
the fund. But, in keeping with its firm resolve, it paid
only for its so-called Greenleaf drivers, and not for any
of the rest. In February 1985 the Respondent put into
effect all the terms and conditions of the contract that it
had offered the Union but which had been rejected in
August 1984.
I find no merit in the argument made now that Li-
cate's action in seeking to obtain increased payments for
the Union's health and welfare fund either proves (1)
that he had agreed to be bound by the contract that had
been rejected in August, or (2) that he accepted that
offer on 1 September 1984, the day from which the
added payments were requested. Licate never wavered
in his determination to force the Company to recognize
Local 377 as bargaining agent for the "Ashtabula" driv-
ers. On that subject the record could not be clearer. By
the time the November demand for more money was re-
ceived by the Respondent, he had already filed his
charge with the Board-proof positive that he did not
believe the issue was settled to the Respondent's satisfac-
tion. No contract was ever signed; indeed the parties
never even met again in negotiations after 1 August for
the very reason that the Company refused to discuss the
most proper subject of bargaining-employment condi-
tions for all employees in the bargaining unit. Unfair
labor practices-especially as so clearly shown here on
this record-are not disposed of unilateral, ambiguous
action of a charging party. After the charge has been
filed the sole responsibility for disposition of the case
rests with the General Counsel. All Licate was trying to
do, by the device of a claim from the Union's fund; was
to squeeze more money from the Respondent so as to
least benefit some of the employees the Union represent-
ed. To hold his single act-no contract was ever
signed!-as sufficient basis to deny all employees in the
correct bargaining unit the rights guaranteed by this stat-
ute would make a mockery of the law.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
ON COMMERCE
The activities of the Respondent set forth in section
III, above, occurring in connection with its operations
described in section I, above, have a close, intimate, and
substantial relation to trade, traffic, and commerce
among the several States and tend to lead to labor dis-
putes burdening and obstructing commerce and the free
flow of commerce.
CONCLUSIONS OF LAW
1. The Respondent, Greenleaf Motor Express, Inc.,
and Ashtabula Chemical Corp., is an employer engaged
in commerce within the meaning of Section 2(6) and (7)
of the Act.
2.
International
Brotherhood of Teamsters,
Ware-
housemen and Helpers of America, Local 377, a/w
International
Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America is a labor orga-
nization within the meaning of Section 2(5) of the Act.
3. The following employees of the -Respondent consti-
tute a unit appropriate for the purposes of collective bar-
gaining within the meaning of Section 9(a) of the Act:
All over-the-road truckdrivers employed by the Re-
spondent-both Greenleaf Motor Express, Inc. and
Ashtabula Chemical Corporation-excluding all su-
pervisors as defined in the Act.
4. The Union is now and has been at all times material
the exclusive representative of all employees in the
above-described unit for the purpose of collective bar-
gaining within the meaning of Section 9(a) of the Act.
5. By refusing to bargain with the Union as the exclu-
sive bargaining representative of all the employees in the
appropriate bargaining unit the Respondent has violated,
and is violating Section 8(a)(5) of the Act.
6. By polling its employees about whether they wish
to become members of the Union the Respondent violat-
ed Section 8(a)(1) of the Act.
852
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
7. By polling its employees to inquire whether they
agreed with the proper demands of their union represent-
ative in the collective-bargaining process, the Respond-
ent violated Section 8(a)(1) of the Act.
8. By promising its employees it would create an em-
ployee-employer committee to resolve employee com-
plaints absent their statutory bargaining agent , the Re-
spondent violated Section 8(a)(1) of,the Act.
9. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
THE REMEDY
The essential remedial action is that the Respondent
must recognize Local 377 as exclusive representative of
all its employees-whether on the payroll of Greenleaf
or Ashtabula, and bargain with it in good faith on behalf
of all its employees . It must also cease and desist. from
interrogating employees as to their union sentiments, sug-
gesting the formation of any committee to handle em-
ployee complaints apart from their union representative,
or polling employees to ascertain whether they wish to
become union members or whether they agree with the
demands of their union representative voiced in the
course of regular collective bargaining. ,
As it was an unfair labor practice for the Respondent
to have failed to deduct health and welfare and pension
payments from the earnings of some of its employees and
forwarding that money to the Local 377 fund, the Com-
pany must be ordered to do that now. This correct prac-
tice of treating all employees in the appropriate unit alike
must continue until such time as, after proper bargaining
with the Union, some other terms and conditions of em-
ployment may be agreed on.
The record does not show whether, in its disparate
treatment of the drivers, the Respondent denied to any
of, the "Ashtabula" employees any monetary benefits en-
joyed by the other group under the terms of the collec-
tive-bargaining agreement in effect . That matter will be
left to the compliance investigation stage of this proceed-
ing. If it develops that some of the employees were
denied monetary benefits coming to them under the con-
tract in effect, the Respondent will be responsible to
compensate them accordingly.
[Recommended Order omitted from publication.]
SUPPLEMENTAL DECISION
THOMAS A. Ricci, Administrative Law Judge. On 26
December 1985 I issued a decision in this proceeding,
fording, among other things, that the Respondent Com-
pany had unlawfully insisted on separating two groups of
employees, treating one as though they were not repre-
sented by the Union, the Charging Party here, and the
other as properly within, a bargaining unit represented by
the Union. One of the defense contentions by the Re-
spondent was that in the talking that took place between
the parties-the Company insisting that the first group,
which it called the nonunion employees, must remain un-
represented by the Union, and the Union demanding that
all the employees must be included in a single collective-
bargaining contract-the Union agreed to the exclusion
of the nonunion men. My finding, based on the totality
of the evidence was that the Union had not agreed to
such an arrangement.
On 16 April 1986 the Board remanded the proceeding
to me for further consideration of the testimony of two
witnesses-Robert Wright and Lester Clement-whose
testimony touched on that question. I have completely
re-examined the testimony of those two witnesses, as
well as the transcript record in its entirety, and reaffirm
my findings and conclusions in every respect as previ-
ously made.
Clement was the last witness called by the Respondent
in defense . He said he is a truckdriver and was present at
the bargaining sessions. He started by saying that one
day on 18 July, one of the first bargaining sessions, the
Union's principal spokesman, Businees Agent Licate,
wanted the nonunion men in the Union. And then the
witness added :
"And then they changed,
[sic]
his
changed his mind and said he didn't want them in." As
he went on, the witness was asked to repeat:
Q. Now, at sometime after that July, 18, 1984
meeting did you gain knowledge that Mr. Licate
had changed his mind on the Ashtabula being union
or versus nonunion?
A. Yes, sir.
Q. Tell us how that happened.
A. It was under a discussion that we had.
Q. Where did that discussion take placed?
A. At Greenleaf Motor Express.
The last question put to Clement by the company rep-
resentative was a purely leading one intended to put a
date in his mouth:
Q. And that occurred about a month after the
- July 18, 1984 meeting?
A. Yes.
That the date the witness meant as the time Licate
changed his mind and no longer wanted to represent the
so-called nonunion drivers, was 18 August was finally
made clear by the General Counsel's question:
Q. Mr. Clement let me pick up with your last
statement. Is it your statement that about a month
after the 18 July meeting you found out somehow
that Mr. Licate had a change of mind regarding in-
cluding the Ashtabula drivers in the Union?
A. Yes. sir.
I do not credit this witness of the Respondent. That
date, 18 August, was the day Licate took the Respond-
ent's final offer-one which still provided for exclusion
of the nonunion men from the bargaining unit-to the
employees for their consideration . Nothing is clearer on
this record than that when Licate told the assembled em-
ployees that day the purpose of the meeting , he made it
absolutely clear they should reject the offer because, he
was opposed to, such exclusion. How likely is it that he
would at the same time tell witness Clement that he was
of a completely opposite mind? To put the question is to
GR,EENLEAF -MOTOR EXPRESS
853
answer it. Clement was not telling the truth at the hear-
ing.
Wright was also not a credible witness; he was evasive
at times, uncertain, and changed his story on occasion.
His demeanor as a witness, and the obvious inconsistency
between his assertion concerning Licate's final position
and the other objective facts on the record, compel me
to reject his testimony.
For example: He testified that one day he gathered a
group of drivers and asked them to sign a document stat-
ing they did not wish to become union members. He pro-
duced a xeroxed copy of a document bearing a number
of signatures. The top was cut off and the sheet of signed
names stapled to another sheet of paper with typing on
it, detailing what those employees wanted as a condition
for joining the Union. The witness explained that he cut
off the original piece-which he had written in his own
hand, and replaced it with typing so it would be more
clearly legible. Asked where was the original, his answer
was "I have the originals somewhere." Asked which em-
ployees he had gathered for that meeting-those who
were covered by the expiring union contract or the
others, the nonunion ones-it was impossible to get a
-straight answer from the witness. First he said it was the
union men, then he said they were the nonunion men.
The question of the validity of that document is of no
importance at all in this case, for the clearest fact is that
-there were drivers who preferred not to be union men in
order to avoid having deductions taken from their' pay
for health and welfare benefits and for union dues. But in
appraising Wright's credibility as against the General
Counsel's witnesses who spoke straight and clearly, this
witness suffered very badly.
Wright testified that when he showed that list of
names to Licate, the business agent said, "he had no
choice, there were going in the Union." He was also
present at the meeting Licate called when the drivers
voted against the Company's proposal after Licate told
them he would not agree to excluding the nonunion
drivers. In the face of these admissions by his own wit-
nesses, the Respondent's representative obtained the fol-
lowing testimony from Wright:
Q. Then, the company and Mr. Licate entered
into negotiations in 1984 for a new contract at that
point in time, and you were party to the negotia-
tions, where you not?
A. Yes, sir.
Q. During the negotiations, was the subject of
Ashtabula Chemical being nonunion brought up?
A. Yes, it was when we first started.
Q. And was it the Company's position that those
people were to be operating nonunion?
A. Would you rephrase that again?
Q. Okay, I'm sorry. Was the Company's position
that Ashtabula Chemical Company was a nonunion
operation and was to remain so?
A. That's what they wanted, yes.
Q. And was that proposed in union contract ne-
gotiations with Mr. Licate?
A. Well, our con-when we finally made our
contract, they weren't even mentioned, but we-we
went over the Ashtabula Chemical drivers before
we got into the contract.
Which is it? What was the witness saying? Did Licate
agree to exclude the men when the final contract was
reached, or is it that "when we finally made our con-
tract, they weren't even mentioned?" This witness was
either fabricating or simply did not know what he was
talking about. However I look as it, it serves not at all to
support the Respondent's defense.
I adhere to my decision as issued on 26 December
1985.1
L If no exceptions are-filed as provided by Sec 102.46 of the Board's
Rules and Regulations, the findings,
conclusions, and recommended
-Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.