287 NLRB 149
Dominguez Valley Hospital
DOMINGUEZ VALLEY HOSPITAL
National Medical Hospital of Compton, d/b/a Do-
minguez
Valley
Hospital
and
Hospital and
Service Employees Union, Local 399, Service
Employes International Union, AFL-CIO. Case
21-CA-22431
15 December 1987
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
STEPHENS AND CRACRAFT
On 8 November 1984 Administrative Law Judge
James M. Kennedy issued the attached decision.
The Respondent filed exceptions and a supporting
brief and a motion to reopen the record.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions , brief, and motion
and has decided to affirm the judge's rulings, find-
ings,' and conclusions and to adopt the recom-
mended Order as modified.2
i The Respondent has excepted to some of the judge's credibility find-
ings. The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect . Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F .2d 362 (3d Cir. 1951).
We have carefully examined the record and find no basis for reversing
the findings.
We grant the Respondent's unopposed exception and correct the tran-
script on p. 189, L. 5 to read "way" instead of "day" and on p. 67, L. 21,
to read that "Cathy said" instead of "Jan said."
We also correct the following inadvertent errors of the judge: (1) in
sec. III,A, par. 1, the Board's Decision on Review and Certification of
Respresentative is miscited. The correct citation is 251 NLRB 842; (2) in
sec. III,A, par. 2, the Supreme Court citation to Lamar Hotel should be
corrected to read 379 U.S 817; (3) in sec. III,B, par. 1, the sentence "The
parties did not actually begin to negotiate until September 13, 1982, 4
months after entry of the Court 's order" is corrected to reflect that nego-
tiations commenced 3 months after entry of the 14 June 1982 court order;
(4) in sec. III,D, par. 3, the sentence "Since 1973 there have only been
approximately 10 employees interviewed: nine were hired," is corrected
to reflect that since 1973 10 employees were hired in Ruiz' department, 9
of whom Ruiz recommended for hire; (5) in the same paragraph, the
statement that "the only employee who has been fired during her tenure"
is corrected to reflect that Ruiz testified about 2 employees discharged
during her tenure, (6) in sec. III,D, par. 8, the sentence "Her title is cleri-
cal supervisor of the emergency room" is corrected to reflect that Dan-
iels held the position of emergency room clerical supervisor from her
hire in 1980 until December 1983; (7) in sec . III,D, par. 12, the sentence
beginning "Ruiz agrees that she circulated one [petition]" is corrected to
reflect that Ruiz circulated two petitions; (8) in sec. III,D, par. 14, the
sentence "She says Daniels told her it looked as if the union negotiations
were coming to a conclusion" is corrected to reflect that Daniels told
Motts that the Union was trying to come in; and (9 ) in sec. 11I,E, par. 7,
the sentence beginning "On another occasion Daniels demanded that
Motts and McLinden repay some money ..." is corrected to reflect that
Motu and Josie were ordered by Daniels to repay the money.
These matters do not affect the outcome of this case.
2 Contrary to the judge, we find that a narrow cease -and-desist order
is appropriate because the Respondent has not been shown to have a pro-
clivity to violate the Act or a general disregard for employees' funda-
mental statutory rights. See H,ckmott Foods, 242 NLRB 1357 (1979). Ac-
cordingly, we have modified the Order and notice.
149
1. The judge found, and we agree, that the certi-
fication year commenced on 13 September 1982
when good-faith negotiations began, and that the
Respondent violated Section 8(a)(5) and (1) of the
Act by prematurely withdrawing recognition from
the Union on 12 July 1983 and by refusing to bar-
gain with the Union at all times thereafter.
For the reasons set out below, we reject the Re-
spondent's
argument that the certification year
should be deemed to have commenced prior to the
first formal bargaining session-either on the issu-
ance date of the court of appeals' decision enforc-
ing the order requiring the Respondent to bargain
with the Union (14 June 1982) or on the date on
which the parties first agreed to bargain (which the
Respondent alleges was 25 June 1982).
In order to assure a reasonable time for bargain-
ing "without outside interference or pressure," the
Board has held that "absent unusual circumstances,
an employer will be required to honor a certifica-
tion for a period of 1 year." Mar-Jac Poultry Co.,
136 NLRB 785, 786 (1962) (footnote omitted). As
the Board there held,
when an employer has,
during part or all of the year immediately follow-
ing the certification, refused to bargain with the
elected employee representative and thereby "taken
from the Union" the opportunity to bargain during
"the period when Unions are generally at their
greatest strength," the Board will take measures to
assure a period of at least a year of good-faith bar-
gaining during which the bargaining representative
need not fend off claims that it has lost its majority
support. 3
Acceptance of the Respondent's argument that
the certification year should run from the date on
which the court of appeals enforced the bargaining
order or on the date on which the parties first
make some agreement to meet for bargaining
would not assure the year of postcertification insu-
lated good-faith bargaining to which a collective-
bargaining representative is entitled . It is true, as
the Respondent contends, that a judge's decision
adopted in Parkview Nursing Center II Corp., 260
NLRB 243, 253 fn. 16 (1982), stated that in that
case "the certification year would only begin to
run from the date of the U.S. Court of Appeals de-
cision" enforcing the bargaining order based on the
certification. That same footnote stated , however,
® In Mar-Jac, there had been no bargaining for nearly 9 months after
the November 1959 certification. An 8(aX5) charge was filed during this
period and a settlement agreement reached in August 1960, under which
the parties agreed to bargain. Bargaining commenced, but the employer
ceased attending negotiating sessions in February 1961, and it filed an
RM petition in March. Although the petition was filed more than a year
after the union's certification, the Board dismissed it on the ground that
the union was entitled to "at least 1 year of actual bargaining from the
date of the settlement agreement." Id. at 787.
287 NLRB No. 18
150
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
that this was the contention of the General Coun-
sel, and it is not clear that the point was even con-
tested. Furthermore, the judge also noted that the
union continued to enjoy majority status even
beyond the period of a year from the court of ap-
peals' decision because the employer's continuing
unremedied unfair labor practices would preclude
reliance on employee sentiment against the union.
Ibid. Hence, the order would have been the same
in that case regardless of when the certification
year was deemed to begin, so the statement is
dictum. The Board precedents that properly con-
trol the issue here are decisions such as San Antonio
Portland Cement Co., 277 NLRB 309, 311 (1985),
and Groendyke Transport, 205 NLRB 244 (1973), in
which the certification year was held to run from
the date of the parties' first bargaining 'session. See
also Colfor, Inc., 282 NLRB 1173 (1987) (1-year
period commences on date on which respondent
furnished previously requested information). The
dictum in Parkview on which the Respondent relies
clearly could not overrule the earlier holding in
Groendyke Transport.
Of course, if there is a significant delay in the
commencement of bargaining attributable to inex-
cusable procrastination or other manifestations of
bad faith on the part of the bargaining representa-
tive, equating the commencement of the certifica-
tion year with the first bargaining session would
not be warranted. Even considering the evidence
proffered by the Respondent with respect to the
parties' agreement on the date of the first bargain-
ing session, however, we see no evidence of such
bad faith here.4 The proffered documents indicate
that the Union promptly requested bargaining after
the court of appeals enforced the Board's order,
that the Respondent replied about a week later
identifying its negotiator, and that approximately a
month then went by before the Union requested
proposed bargaining dates from the Respondent's
negotiator. In view of the fact, however, that the
election on which the certification was based had
been held in August 1979, nearly 3 years earlier,
some time can reasonably be allowed for the Union
to reestablish contacts with the unit employees to
facilitate bargaining on their behalf. Furthermore,
after the Union informed the Respondent on 30
July 1982 that its negotiator would be on vacation
until 16 August, it was the Respondent's represent-
ative who suggested postponing bargaining until
after Labor Day because of his own conflicting
commitments. Hence, on the facts of this case, we
see no reason to depart from our usual rule for
4 We grant the Respondent's unopposed motion to reopen and assume,
for the purposes of our decision, the accuracy of the documents prof-
fered
measuring the certification year after an employer's
initial refusal to bargain, and we find that the 1-
year bargaining period commenced here on 13 Sep-
tember 1982, the date of the first bargaining ses-
sion.
2. We also agree with the judge that Ruth Dan-
iels is a supervisor and that the Respondent violat-
ed Section 8(a)(1) when Supervisor Daniels solicit-
ed unit employees to sign "dissatisfaction" petitions
seeking to oust the Union as the exclusive bargain-
ing representative, coerced an employee into wear-
ing a "No on 399" button and signing a "dissatis-
faction" petition, and threatened employees with
discharge if they supported the Union. We agree
with the judge that, for purposes of this case, it is
unnecessary to resolve a credibility dispute con-
cerning whether the parties agreed to include Su-
pervisor Daniels in the bargaining unit on 23 June
1983. Assuming that an agreement was made, as
the Respondent contends, we nonetheless agree
with the judge that the Respondent violated Sec-
tion 8(a)(1) by Daniels' conduct. Cf. Montgomery
Ward,
115 NLRB 645, 647 (1956), enfd. 242 F.2d
497 (2d Cir. 1957), cert. denied 355 U.S. 829
(1957). Thus, while Montgomery Ward and its prog-
eny set forth the principle that when a supervisor
has been included in the bargaining unit by agree-
ment of the parties, an employer will not be held
liable for its supervisor's 8(a)(1) conduct, absent
evidence that the employer "encouraged, author-
ized or ratified the supervisor's activities or acted
in such manner as to lead employees reasonably to
believe that the supervisor was acting on behalf of
management." This principle is founded on the
premise that fellow employees will regard the su-
pervisor as a fellow employee, rather than an arm
of management, and will not be coerced or intimi-
dated by the supervisor's alleged 8(a)(1) conduct.
Under the facts here, however, we conclude that
employees could not reasonably have perceived
Daniels as a peer, rather than as an arm of manage-
ment. Thus, Daniels had been a supervisor for the
approximately 3-year period since her hire and, as
recently as June 1983, informed employees that she
could not participate in efforts to oust the Union
inasmuch as she was not "union eligible." And,
while the Respondent informed an upset Daniels
on 23 June 1983 that she had just been included in
the unit, it does not appear that unit employees
were informed of this inclusion. Instead, the evi-
dence demonstrates that, in the final 3-week period
before the Respondent's withdrawal of recognition,
Daniels circulated "dissatisfaction" petitions among
unit employees and coerced and threatened that
employees would be discharged for supporting the
Union. Under these circumstances, we agree with
DOMINGUEZ VALLEY HOSPITAL
151
the judge that unit employees could not have re-
garded Daniels "as one of themselves," as contem-
plated in Montgomery Ward.
3. We disagree with the judge, for the reason set
forth in the amended remedy section, however,
that extending the bargaining order for an addition-
al 1-year period is appropriate.5
AMENDED REMEDY
1
Delete paragraph 1(b) and reletter the subse-
quent paragraphs.
2. Substitute the following for paragraph 1(d).
"(d) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act."
3. Substitute the attached notice for that of the
administrative law judge.
The judge concluded that the Respondent's pre-
mature withdrawal of recognition from the Union
and subsequent refusal to bargain warranted a 1-
year extension of the certification year. Contrary to
the judge, we find no basis for a complete renewal
of the certification year or for requiring the Re-
spondent to bargain for another full year. Thus, the
Respondent bargained with the Union in apparent
good faith for almost 10 months before its prema-
ture withdrawal of recognition-a significant con-
sideration when fashioning an appropriate remedy.
Contrary to the Respondent's contention, however,
this substantial period of good-faith bargaining does
not warrant limiting the Respondent's bargaining
obligation to the remaining 2 months of the certifi-
cation year. Instead, given the disruptive effect that
the Respondent's premature withdrawal of recogni-
tion has had on the bargaining process, we con-
clude that a 6-month extension of the bargaining
year is appropriate. As the Board held under com-
parable facts in
Colfor,
Inc.,
282
NLRB 1173
(1987), such a 6-month extension will provide the
parties with a reasonable interval in which to
resume negotiations and, possibly, reach an agree-
ment, without unduly saddling employees with a
bargaining representative they may no longer sup-
port. Thus, we shall extend the certification year
for an additional 6 months.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge as modified below and orders that the Re-
spondent, National Medical Hospital of Compton,
d/b/a Dominguez Valley Hospital, Compton, Cali-
fornia, its officers, agents, successors, and assigns,
shall take the action set forth in the Order as modi-
fied.
5 In view of our finding that the Respondent unlawfully withdrew rec-
ognition from the Union, we find it unnecessary to pass on the judge's
conclusion that the "dissatisfaction" petitions were tainted by Supervisor
Daniels' participation in their urculation or that the Respondent's reli-
ance on the tainted petitions as its sole basis for withdrawing recognition
additionally violated Sec 8(a)(5) and (I)
Similarly, inasmuch as it would not affect the remedy, we find it un-
necessary to decide whether Rebecca Ruiz was a supervisor or, concomi-
tantly, whether her circulation of the petitions violated Sec
8(a)(I)
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT interfere with, restrain, or coerce
our employees by soliciting them to sign petitions
to oust Hospital and Service Employees Union,
Local 399, Service Employees International Union,
AFL-CIO as their collective-bargaining represent-
ative or by threatening them with loss of employ-
ment if they choose to support that Union by pick-
eting or by refusing to wear antiunion buttons.
WE WILL NOT refuse to bargain in good faith
with Hospital and Service Employees Union, Local
399, Service Employees International Union, AFL-
CIO by withdrawing recognition at a time when
we were not lawfully permitted to do so.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL, on request, bargain collectively in
good faith concerning wages, hours, and other
terms and conditions of employment with Hospital
and Service Employees Union, Local 399, Service
Employees International Union, AFL-CIO as the
exclusive
collective-bargaining representative
of
our employees in the bargaining unit described
below.
152
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL regard the Union as the exclusive bar-
gaining agent as if the initial year of certification
has been extended for an additional 6 months from
the commencement of bargaining pursuant to the
Board's Order in this case. If an understanding is
reached WE WILL embody it in a written, signed
agreement. The bargaining unit is:
All of our employees, including all engineering
and maintenance department employees, em-
ployed at our facility located at 3100 South
Susana Road, Compton, California; excluding
professional employees, confidential employ-
ees, guards and supervisors as defined in the
Act.
NATIONAL
MEDICAL HOSPITAL OF
COMPTON,
D/B/A
DOMINGUEZ
VALLEY HOSPTIAL
FINDINGS OF FACT
I
RESPONDENT'S BUSINESS
Respondent admits that at all times material it has been
a Neveda corporation operating an acute care hospital in
Compton, California, and during the past 12 months-its
gross receipts exceeded $250,000 and it purchased and
received goods originating outside California valued in
excess of $5000. Accordingly, it further admits, and I
find, that Respondent is an employer engaged in com-
merce and in a business affecting commerce within the
meaning of Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
Respondent admits that the Union, at all times materi-
al, has been a labor organization within the meaning of
Section 2(5) of the Act and I so find
III
THE ALLEGED UNFAIR LABOR PRACTICES
William J. McCauley, Esq. and Lana H. Parke, Esq., for
the General Counsel.
Naomi Young, Esq. (Littler, Mendelson, Fastiff & Tichy),
of Los Angeles, California, for the Respondent
Helena S.
Wise, Esq. (Geffner & Satzman), of Los Ange-
les, California, for the Charging Party.
DECISION
JAMES M. KENNEDY, Administrative Law Judge. This
case was tried before me at Los Angeles, California, on
June 25-26, 1984, pursuant to a complaint issued by the
Regional Director for Region 21 on December 2, 1983,1
which is based on an original charge filed on July 25 and
amended on July 29 by Hospital and Service Employees
Union,
Local 399, Service Employees International
Union, AFL-CIO (the Union) The complaint alleges
that National Medical Hospital of Compton, d/b/a Do-
minguez Valley Hospital (Respondent) has engaged in
certain violations of Section 8(a)(1) and (5) of the Na-
tional Labor Relations Act (the Act)
The principal issues are whether Respondent, at least
in part, sponsored a petition aimed at ousting the Union
as the collective-bargaining representative of certain of
its employees
Connected to that issue are subsidiary
questions of the supervisory status of two individuals and
whether those individuals committed independent viola-
tions of Section 8(a)(1) of the Act. The second issue is
whether Respondent could lawfully withdraw recogni-
tion of the Union on or after July 6.
All parties were given full opportunity to participate,
to introduce relevant evidence, to examine and cross-ex-
amine witnesses, to argue orally, and to file briefs. The
General Counsel and Respondent have filed briefs and
they have been carefully considered.
Based on the entire record, as well as my observation
of the witnesses and their demeanor, I make the follow-
ing
I Unless otherwise indicated all dates herein are 1983
A Background
On August 27, 1980, after a representation election, the
Board, in its Decision on Review and Certification of
Representative, certified the Union as the exclusive col-
lective-bargaining representative of Respondent's em-
ployees in an appropriate unit 2 (251 NLRB 842) The
Board, in that decision, declined to sustain certain objec-
tions to the election filed by Respondent. To seek review
of the Board's action Respondent refused to bargain with
the Union. This resulted in an 8(a)(5) and (1) complaint
followed by summary judgment proceedings before the
Board. The Board in those proceedings summarily or-
dered Respondent to bargain.3 Thereafter, the Board
sought enforcement of its order by the United States
Court of Appeals for the Ninth Circuit. On June 14,
1982,,in an unreported decision, a panel of that court en-
forced the Board's order without significant discussion
only 3 days after oral argument
The Board's decision, that the court enforced, con-
tained standard language extending the certification year
saying. "[W]e shall construe the initial period of certifi-
cation as beginning on the date Respondent commences
to bargain in good faith with the Union as the recog-
nized bargaining representative in the appropriate unit
See Mar-Jac Poultry Company,
136 NLRB 785 (1962);
Commerce Company d/b/a Lamar Hotel, 140 NLRB 226,
229 (1962), enfd 328 F.2d 600 (5th Cir. 1964), cert.
denied 379 U.S. 817; Burnett Construction Company,
149
NLRB 1419, 1421 (1964), enfd. 350 F 2d 57 (10th Cir.
1965)." 257 NLRB at 645 (1981).
2 The unit that was found to be appropriate by the Regional Director
in his 1979 Decision and Direction of Election is
All employees of the Employer including all engineering and mainte-
nance department employees, employed at its facility located at 3100
South Susana Road, Compton, California, excluding professional em-
ployees, confidential employees, guards and supervisors as defined in
the Act
257 NLRB 643 (1981)
DOMINGUEZ VALLEY HOSPITAL
153
B The Withdrawal of Recognition
The parties did not actually begin to negotiate until
September 13, 1982, 4 months after entry of the court's
judgment The last negotiation meeting was conducted
on July 6, 1983 A meeting that had been scheduled for
July 13 was canceled by Respondent's chief negotiator,
Attorney Richard Thesing, shortly before it was to have
been held In its answer Respondent admits that on July
12 it withdrew recognition from the Union as the exclu-
sive bargaining representative of its employees in the unit
described in footnote 2 It further admits that since that
date it has refused and failed to bargain with the Union
as the representative of those employees Its action is
based on a claim that the Union no longer represented a
majority of its employees as evidenced by a petition sub-
mitted to it by an employee
C. The Antiunion Petition
Beginning in June a clerical employee assigned to the
engineering department, Susan Cornea, initiated a peti-
tion designed to oust the Union She testified that she ob-
tained information regarding such action from some offi-
cials at a nearby hospital, Paramount General. She also
mentioned the matter to her supervisor, the chief engi-
neer She says the day after she did so Hospital Director
Thomas Hennessy brought her a letter drafted by Thes-
ing that described the means by which employees could
get rid of Local 399 as their bargaining representative
The letter is dated June 8
The letter itself is addressed to Hennessy purporting to
transmit information to Hennessy that he in turn could
provide to any employee who sought information re-
garding the lawful means to oust an incumbent union It
suggests that if 50 percent of the employees signed a pe-
tition stating they did not wish to be represented by
Local 399, the presentation of such a petition to manage-
ment would "enable the hospital to withdraw recogni-
tion from the Union and thereby become `nonunion "' It
advised Hennessy that the circulation of such a petition
should be free of employer involvement, and also
warned against circulating it either in the presence of su-
pervisors or during times when employees were perform-
ing their normal work tasks
D The Alleged Supervisory Involvement
The complaint asserts that two of the Hospital's super-
visors circulated Cornea's petition and thus the petition
is invalid as having been tainted by supervisory solicita-
tion. The two individuals involved are Rebecca Ruiz, the
assistant director of food service, and Alicia Daniels, the
emergency room clerical supervisor. Their authority was
elicited through their testimony and some job description
documents describing their duties.
1. Ruiz
Ruiz was hired in 1973 as the assistant director of food
service. She purchases the food products and oversees
the cooks, salad workers, cafeteria tray workers, utility
workers, dishwashers, potwashers, and certain mainte-
nance employees She makes out work schedules for 21
employees and oversees the training of new hires. She
reviews and initials employee timecards that are also
countersigned by the director of food service Unlike the
hourly-paid employees she oversees, she is salaried. She
can require employees to work overtime She rarely per-
forms work on the line, and then only to help out during
extremely busy periods
Furthermore, she participates in the interviewing of
job applicants. These interviews are usually conducted
by the food director and although Ruiz is usually
present, she has not taken an active role Since 1973
there have only been approximately 10 employees inter-
viewed, 9 were hired
In addition, when employees seek permission to take
time off, they present their requests to her She has the
authority to grant or deny them She said she does not
believe she has the authority to fire an employee and the
only employee who has been fired during her tenure was
involved in a fight that occurred in the presence of both
her and the food director Although she testified that she
does not believe she has the authority to suspend em-
ployees, her affidavit asserts that she thinks she does She
prepares and gives out written warnings, although at her
superior's direction.
Ruiz' job description is not significantly different but it
clearly explicates that in the absence of the food service
director she is to replace him and assume his duties and
responsibilities
Furthermore, it says, she only receives "general super-
vision" from the director Obviously, daily decisions are
left to her. She testified that there have been two repre-
sentation elections in which she voted. In the first, an
election that was subsequently set aside, she voted a
challenged ballot Later, in the second election, that pre-
ceded the instant certification, she voted without chal-
lenge .
Despite the fact that she voted without challenge, it
appears to me that the duties that she performs require
me to conclude that she is a statutory supervisor In this
regard I note that Respondent has salaried her and does
not treat her as a rank-and-file employee. She substitutes
for the director and has some involvement in the discipli-
nary process She testified that her involvement is simply
clerical, but her drafting warnings and handing them to
the employee subsequent to the director's signature dem-
onstrates that employees are more likely to view her as a
supervisor than as a fellow employee Furthermore, she
has the power to require employees to work overtime
and can commit management's funds for that purpose.
Her scheduling duties and her participation in the hiring
process also lead me to conclude that she is a 2(11) su-
pervisor as alleged, and I so find.
2 Daniels
Daniels was hired in 1980 well after the representation
election was conducted. Her title is clerical supervisor of
the emergency room. The job did not exist when the
election was conducted. Daniels testified that she has
seven employees under her direction. She is paid ap-
proximately $1 more per hour than any of them. She was
the individual to whom the employees came for permis-
sion to take personal time off She could grant or deny
154
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
such time off without checking with anyone and inde-
pendently evaluated the reason given for the request. She
also decided whether absences were excused or unex-
cused. She claims that she did not issue reprimands, yet
she normally signs and issues written warnings albeit in
the presence of her supervisor. The warnings themselves
remain in the employee's personnel file and at least one
of those warnings has brought about the discharge of an
employee. That occurred because the warning caused the
employee to exceed the trigger mechanism for discharge,
not because the warning actually recommended the em-
ployee be discharged
Daniels also testified that she interviews job candidates
and makes recommendations with respect to their hire.
According to her, her supervisor (of which there were
two during this period) followed six of her eight recom-
mendations She minimized the nature of the recommen-
dations, however, saying that the ultimate decision to
hire was made independently by the supervisor, not by
her. In addition, she also trained employees after their
hire; later that duty was delegated to an experienced em-
ployee
Like Ruiz, Daniels signed employees' timecards, they,
too, were countersigned by her superior. In addition, she
wrote employee evaluations and signed them. The writ-
ten evaluations concededly determined whether the em-
ployee involved received merit pay increases. Moreover,
like Ruiz, she scheduled her seven employees and deter-
mined whether those employees would be required over-
time to be paid, she had the authority to authorize it.
This occurred even if she were not present in the hospi-
tal as the clericals on duty would call her at home to
advise her of the problem. She would make the neces-
sary decision at that time.
Accordingly, I conclude that Daniels, too, was a statu-
tory supervisor within the meaning of Section 2(11) of
the Act. Like Ruiz, she exercised significant independent
judgment with respect to scheduling and overtime as
well as pay raises and discipline. She rarely consulted
her immediate supervisor, the emergency room supervi-
sory nurse, and attempted to distance herself from her
employees. Moreover, her role in the hiring process was
not insignificant.4
3. Ruiz and Daniels circulate petitions
Both Ruiz and Daniels admittedly involved themselves
in circulating Corriea's petition forms. Ruiz agrees that
she circulated one and solicited signatures in her depart-
ment and the business office. She also spoke to several
ward clerks In addition, she wore a "No on 399" button.
Beginning in June 1983 after Hennessy had told her
she was "union eligible" Daniels began circulating one of
Corriea's petitions. She testified that most of her employ-
ees refused to sign. She admits, however, soliciting in the
emergency room, the admitting department, and the X-
ray department.
Daniels also wore a "No on 399"
button.
Camille Motts, an emergency room clerk who worked
for Daniels, testified that she had four conversations with
Daniels regarding the Union. She was a little uncertain
of the dates but testified that the first occurred one day
in June while she was at work. She says Daniels asked
her to the employee lounge. After they arrived Daniels
locked the door to assure privacy She says Daniels told
her it looked as if the union negotiations were coming to
a conclusion. She told Motts the Union was principally
controlled by dietary and housekeeping employees and
asked Motts if she wished to be subject to people such as
that, asserting that the emergency room employees were
a "better class of people " Daniels also told Motts that
the Union would take $300 from her paycheck in initi-
ation fees as well as monthly dues. After obtaining
Motts' concurrence that such an event was undesirable,
Daniels suggested that Motts seek out Corriea to sign her
petition Shortly thereafter Motts did so However, Cor-
riea told her that she should sign one which Daniels
would shortly have.5
According to Motts, the second meeting occurred a
week later. She says it took place in the emergency room
where Daniels asked her and two others to sign, so she
did. Motts remembers Daniels telling her afterwards that
she was "proud of us." Daniels then asked Motts if she
would ask a radiology technician named Stella to sign.
Motts declined. Motts also testified that she saw Daniels
give the petition form to fellow emergency room clerk
David Brillhart. Motts does not know whether it was
given to Brillhart to sign or for Brillhart to circulate.
E. Daniels' Alleged Coercive Conduct
The complaint alleges that during the first part of July
Daniels "pressured employees to wear anti-union but-
tons" and also told employees that Respondent would
discharge employees who changed their minds about
ousting the Union or who walked a picket line.
In support of this allegation the General Counsel relies
on Motts' testimony The allegedly unlawful incidents
occurred during the third and fourth meetings that Dan-
iels had with Motts. Motts testified that shortly before
Daniels went on vacation (again Motts is unclear of the
time frame), Daniels simply told Motts that she had some
buttons that she was going to leave with coworker Col-
leen McLinden that she wanted both to wear. According
to Motts, Daniels said she would "appreciate it if we
wore them to let the other people know that we were
against the union." Later McLinden gave Motts a button
but she declined to wear it.
Shortly thereafter, according to Motts, Daniels asked
both her and McLinden to meet with her in the lounge.
According to Motts, Daniels told them that if anyone
changed her mind about the Union (that is, deciding to
4 There is conflicting testimony between Respondent's negotiator
Thesing and the Union's negotiator Eliaser regarding an agreement to in-
clude Daniels and Ruiz in the bargaining unit That supposedly occurred
shortly before Respondent withdrew recognition Thesing says it did,
Ehaser says it did not As will be seen it is not necessary to resolve the
conflict
5 In an'msignificant testimonial divergence, Cornea testified that Motts
approached her at a time when she was supposed to be working and that
accordingly she declined Motts' proffered signature She does not re-
member telling Motts that Daniels would shortly have her own petition
to sign
DOMINGUEZ VALLEY HOSPITAL
155
keep the Union) or if anyone decided to walk a picket
line, Hennessy had told her they would be fired.
Daniels denies most of Motts' testimony She does
admit giving Motts the petition to sign in the emergency
room but says she only told Motts the history of how
the Union had become the employees' representative
before either of them had been hired by the hospital She
denies telling Motts that the emergency room employees
were a better class of people than anyone else. Daniels
also denies that Hennessy ever told her employees would
be fired if they changed their mind about the Union or
walked a picket line. Finally, she denies that she ever
told such things to Motts. Daniels does admit, however,
that after Motts signed her petition she gave it to Brill-
hart, asking him to solicit employees Brillhart did not
testify and there is no showing of exactly how many, if
any, signatures he obtained
Respondent called McLinden to corroborate Daniels.
She was asked if she had participated in a conversation
with Motts and Daniels during which Daniels discussed
employees being fired for walking a picket line. McLin-
den denies such a conversation occurred. She further
denies that she was ever involved in a conversation
where Daniels said anything to the effect that if employ-
ees disavowed the petition after they had signed it, they
would be discharged
McLinden says the only conversations she had with
Daniels regarding antiunion buttons were commenced by
her. The first occurred, she says, after she observed Cor-
riea wearing such a button. On the following day she
asked Daniels about it, but Daniels declined to comment
saying she was "nonunion eligible " A few days later
McLinden says she and Daniels were having a break in
the emergency room lounge when Hospital Administra-
tor Hennessy arrived and told Daniels she was "about 30
minutes away from being union eligible." On the follow-
ing day, according to McLinden, she learned Daniels
had become "union eligible" so she asked Daniels for a
button and received two, one for her and one for Brill-
hart. She denies that she gave a button to Motts.
Finally, McLinden testified that Motts did not have a
good reputation for truth and veracity at the hospital.
She admits, however, that she did not like Motts. It is
also true that Motts may harbor a bias against both Re-
spondent and/or
Daniels
On one occasion, several
months before, Motts had been admitted to the hospital
for some elective surgery For some reason, perhaps her
own neglect, she failed to notify Daniels of her intention
After the surgery, Motts had two separate conversations
with her immediate line of supervision First, Emergency
Room Supervisory Nurse Alice Thompson told Motts in
the recovery room that she would probably get fired be-
cause she should have scheduled her surgery for a differ-
ent time As Motts was being transferred fr m the recov-
ery room to her own room Daniels arrived and repeated
that the surgery should have been performed at a later
date
Daniels then told Motts that if she thought the
work had been hard before the surgery just wait until
Motts got back because they were going to look for a
reason to get rid of her Subsequently, in July 1983
Motts was, in fact, discharged
On another occasion
Daniels demanded that Motts and McLinden repay some
money that had disappeared from the emergency room
desk Motts thought the requirement was unfair.
I have carefully scrutinized Motts' testimony, and al-
though I agree that the potential for mischaracterization
based on bias is there, I am unable to find it Indeed, in
viewing her 'testimony against that of Daniels and
McLinden I find Motts' to be more credible. Daniels ap-
pears to have a bias of her own, a knee-jerk reaction
against unionization. McLinden appears to have a per-
sonal loyalty to Daniels Both Daniels and McLinden, on
the basis of demeanor, seem to be governed by an inten-
tion to testify for a result rather than to testify straight-
forwardly Moreover, if Motts is credited with respect to
the threat of discharge, McLinden might well have been
influenced by the threat to testify consistently with Dan-
iels The issue is not free from doubt, but on balance I
believe Motts over the other two.
Accordingly, Motts testified to the effect that Daniels
told her she might be discharged in the event that she
changed her mind about ousting the Union or if she
joined the Union on a picket line Indeed, the threat ap-
pears to have been engendered by Motts' decision no to
wear the antiunion button
IV ANALYSIS AND CONCLUSIONS
Under Board's order in the initial refusal to bargain
case, Dominguez Valley Hospital, 257 NLRB 643 (1981),
as enforced by Ninth Circuit's Order of June 14, 1982,
the certification year did not begin to run until Septem-
ber 13, 1982, when the parties ^ commenced bargaining.
This is the direct result of the standard certification ex-
tension language appearing in the case requiring that par-
ties after a representation election be obligated to bargain
without challenge for 12 months The reason behind the
rule is obvious. It requires the parties to engage in bar-
gaining free from outside interference, such as rival peti-
tions. It prohibits both labor organizations and dissidents
from disrupting the bargaining process by raising ques-
tions concerning representation, thereby distracting the
parties, from their legal mandate to bargain Furthermore,
it keeps the parties at the bargaining table long enough
to maximize the opportunities for an agreement. Chal-
lenges to majority status during that period are looked
on with disfavor.6
Bargaining is not a simple process and cannot always
be conducted quickly. This is particularly true in the
health care industry and any industry where there is a
large number of people performing a multiplicity of jobs.
The rule is, therefore, one of the cornerstones of our na-
tional labor policy I am obligated to implement that
policy. Thus, I find that Respondent was not priviledged
to withdraw recognition of the Union on July 12, 1983.
The certification year still had approximately 2 months
to run and Respondent's withdrawal of recognition prior
to the year's anniversary of the commencement of bar-
gaining was totally unprivileged, for the presumption of
majority status during the certification year is virtually
unrebuttable
Ray Brooks v. NLRB, 348 U.S 96 (1954).
6 Cocker Saw Co, 186 NLRB 893 (1970), enfd 446 F 2d 870 (2d Cir
1971)
156
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
In addition, I find that the involvement of the two su-
pervisors, Ruiz and Daniels, in soliciting signatures for
Corriea's petition also violated Section 8(a)(1) and (5) of
the Act. I recognize that it is possible that both individ-
uals may have been absorbed into the bargaining unit as
modified during bargaining between negotiators Eliaser
and Thesing. It is nonetheless unnecessary to resolve the
credibility dispute between the two for it is clear that
Ruiz and Daniels would be privileged as bargaining unit
members to pursue decertification procedures only if
they could be preceived by other bargaining unit mem-
bers as simply fellow employees.? That would occur
only after long-time membership in the bargaining unit.
Certainly Daniels had not been in the bargaining unit
long enough for that perception to have occurred. She
began her antiunion circulation only hours after Hennes-
sy told her she was "union eligible." With respect to
Ruiz it is true that she had been a voter some years
before, but because of the hiatus in bargaining she cannot
be perceived as simply a fellow employee. The Mont-
gomery Ward considerations, therefore, do not apply."
Accordingly, I conclude that the involvement of both
Ruiz and Daniels in the circulation of Corriea's antiunion
petition was violative of the Act. The solicitation violat-
ed Section 8(a)(1) as it had the necessary tendency, in
order to avoid their supervisors ' disapproval, to intimi-
date and coerce those employees into signing the peti-
tion. That process, of course, casts doubt on the validity
of the petition itself. Furthermore, the conduct becomes
a simple effort by members of management to undermine
the Union's majority status and thus is a violation of Sec-
tion 8(a)(5) of the Act as well, for it would have a direct
impact on the bargaining process.
Finally, I have already discussed the factual nature of
Daniels' conversations with Motts and have concluded
that Motts' version should be credited. In view of the
fact that Daniels coerced Motts into signing the petition
by both her supervisory solicitation and some doubtful
factual assertions with respect to who controlled the
Union and what the fees and dues would be, I conclude
that such conduct also violated Section 8(a)(1). Similarly,
Daniels' later threat to Motts telling her that she would
be discharged if she changed her mind about ousting the
Union or chose to walk a picket line in support of it also
violated Section 8(a)(1). Finally, Daniels' request that
Motts wear the "No on 399" button had a clear coercive
purpose and effect. It, too, violated Section 8 (a)(1).
V. THE REMEDY
Having found that Respondent has engaged in certain
violations of Section 8(a)(1) and (5) of the Act, I shall
recommend that it be ordered to cease and desist there-
from and to take certain affirmative action necessary to
effectuate the policies of the Act. In this regard I shall
recommend that the certification year be extended for an
additional 12 months and that the parties be obligated to
° See Montgomery Ward, 115 NLRB 645, 647 (1956), enfd 242 F 2d
497 (2d Cir. 1957), cert denied 355 U S 829 (1957)
8 To the extent that Arcadia Foods, 254 NLRB 1012 (1981), cited by
Respondent, may be inconsistent with this rationale, I do not regard it as
controlling as the factual basis for the supervisor being perceived as a
unit member is unclear
bargain during that period as if the first certification year
had not expired. I have considered a lesser extension but
conclude on the basis of Glomac Plastics,9 that the poli-
cies of the Act would be best effectuated by granting the
parties the opportunity to bargain for another 12 months.
In that case the Board extended the certification for an
additional year when the employer began to engage in
bad-faith bargaining after only 9-1/2 months of the certi-
fication year had passed. The Second Circuit stated in
enforcing the Board 's Order:
... it seems most unlikely that fruitful negotiations
could now occur during a mere two and one-half
months of bargaining.
We recognize that renewal of the full bargaining
year is in some respects undersirable since it in-
volves the possibility that an unwanted bargaining
representative will be imposed for a time on the
unit employees. General Electric Co. v. N.L.R.B.,
... 400 F.2d at 730. In view of the unfortunate and
substantial delay in this case, however, every reme-
dial solution will have its disadvantages. And as we
discuss at greater length below , relief will not be
available for dissatified employees who will retain
their statutory right to petition for decertification.
29 U.S.C. Sec. 159(c).
Under all these circumstances, we simply cannot
find that the renewal of the entire bargaining year is
an abuse of the broad discretion afforded the Board
in fashioning an appropriate remedy . See Fibreboard
Paper Products Corp. v. N.L.R.B., 379 U.S. 203, 216
(1964).10
I have reviewed the cases since Glomac and conclude
the Glomac remedy is the most appropriate . In particular,
compare
M. A. Harrison
Mfg.
Co.,
256
NLRB 427
(1981), enfd. 682 F.2d 581 (6th Cir. 1982), and Southside
Electric Cooperative, 243 NLRB 390 (1979). The tradi-
tional rule, recently followed in Cellar Restaurant, 262
NLRB 796 (1982), was to require the parties to bargain
for the period of time remaining to obtain a total of 12
months. See also Deister Concentrator Co., 253 NLRB
358 fn. 2 (1980). But the Board has also required that the
parties bargain for a "reasonable period" in similar cir-
cumstances. G. J. Aigner Co., 257 NLRB 669 (1981). It
seems to me that the best policy to apply is
Glomac.
First, the election was held in August 1980. As this deci-
sion issues more than 4 years will have passed since the
election. Thus, the built-in delays seen in
Glomac are
present here. Furthermore, here, as in Glomac, 2 months
of bargaining simply will not suffice . The last bargaining
session occurred on July 6, 1983, almost a year from the
date this hearing commenced and over a year since the
date this decision is issuing. Undoubtedly there have
been changes in the intervening period that would affect
bargaining if it were to resume today. It would, there-
234 NLRB 1309 fn 4 (1978), enfd in pertinent part 592 F 2d 94 (2d
Cir 1979), reaffd
on motion for reconsideraation 600 F 2d 3 (2d Cir.
1979)
10 Glomac Plastics Y. NLRB, 592 F 2d 94, 101 (2d Cir 1979).
DOMINGUEZ VALLEY HOSPITAL
157
fore, be nearly impossible to reinstate the status quo as of
July 6, 1983, and allowing the parties only 2 more
months to bargain before the certification year expires
would be a wholly inadequate remedy Moreover, with-
drawing recognition during the certification year is a se-
rious
unfair labor practice clearly
warranting this
remedy
Cf
Cellar Restaurant,
supra
Accordingly, I
conclude that the certification year should be extended
for a full 12 months
On the foregoing findings of fact and the entire record
in this case, I make the following
CONCLUSIONS OF LAW
1
National Medical Hospital of Compton, d/b/a Do-
minguez Valley Hospital is an employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the
Act.
2. Hospital and Service Employees Union, Local 399,
Service Employees International Union, AFL-CIO is a
labor organization within the meaning of Section 2(5) of
the Act.
3. Respondent violated Section 8(a)(1) of the Act in
June 1983 when, acting through its supervisors Ruiz and
Daniels, it solicited employees to sign a petition seeking
to justify withdrawing recognition of the Union It fur-
ther violated Section 8(a)(1) when Daniels and Ruiz co-
erced employees into signing the petition, when Daniels
threatened employees with loss of jobs if they decided to
support the Union and when Daniels asked employees to
wear antiunion buttons.
4 Respondent violated Section 8(a)(5) and (1) of the
Act when during June 1983 its supervisors attempted to
undermine the Union's majority status by circulating a
petition designed to oust the Union as the employees'
collective-bargaining representative.
5. Respondent violated Section 8(a)(5) and (1) of the
Act on July 12, 1983, when it withdrew recognition of
the Union and failed and refused thereafter to engage in
collective-bargaining negotiations with it
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed11
ORDER
The Respondent , National Medical Hospital of Comp-
ton, d/b/a Dominguez Valley Hospital, Compton, Cali-
fornia, its officers , agents, successors , and assigns, shall
1 Cease and desist from
(a) Interfering with, restaining , or coercing employees
by soliciting them to sign petitions to oust the Union as
their
collective-bargaining representative; threatening
employees with loss of employment if they decide to
I i If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
support the Union and coercing them to wear buttons
containing an antiunion message.
(b) Refusing to bargain with Hospital and Service Em-
ployees Union, Local 399, Service Employees Interna-
tional Union, AFL-CIO by permitting its supervisors to
undermine the Union's majority support by soliciting em-
ployees' signatures on a petition designed to oust it as
their bargaining representative.
(c) Refusing to bargain with the Union by withdraw-
ing recognition at a time when it was not lawfully per-
mitted to do so.
(d) In any other manner interfering with, restraining,
or coercing employees in the exercise of the rights guar-
anteed them by Section 7 of the Act 12
2 Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request bargain collectively in good faith con-
cerning wages, hours, and other terms and conditions of
employment
with
Hospital
and
Service
Employees
Union,
Local 399, Service Employees International
Union, AFL-CIO as the exclusive representative of its
employees in the bargaining unit described below.
Regard the Union as the exclusive bargaining agent as if
the initial year of certification has been extended for an
additional year from the commencement of bargaining
pursuant hereto If an understanding is reached, embody
that understanding in a written, signed agreement. The
bargaining unit is
All employees of the Employer including all engi-
neering and maintenance department employees,
employed at its facility located at 3100 South
Susana Road, Compton, California, excluding pro-
fessional employees, confidential employees, guards
and supervisors as defined in the Act.
(b) Post at its Compton, California hospital copies of
the attached notice marked "Appendix." 13 Copies of the
notice, on forms provided by the Regional Director for
Region 21, after being signed by the Respondent's au-
thorized representative, shall be posted by the Respond-
ent immediately upon receipt and maintained for 60 con-
secutive days in conspicuous places including all places
where notices to employees are customarily posted. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by
any other material
(c) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
12 As an untimely withdrawal of recognition is a particularly serious
matter under the Act demonstrating a general disregard for its obligations
under the Act I find that a broad cease and desist order is appropriate
See Hichmott Foods, 242 NLRB 1357 (1979)
19 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
I