287 NLRB 224
Ambulette Transportation Service Corp.
224
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Ambulette Transportation Service Corp . and Local
810, a/w International Brotherhood of Team-
sters, Chauffeurs, Warehousemen and Helpers
of America, AFL-CIO.' Case 29-CA-12110
16 December 1987'
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JOHANSEN AND STEPHENS
On 20 August 1986 Administrative Law Judge
James F. Morton issued the attached decision. The
Respondent filed exceptions and a supporting brief,
and the General Counsel filed cross-exceptions and
a brief in support of the judge's decision.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings,2 and
conclusions, to modify the remedy,3 and to adopt
the recommended Order.4
Contrary to our dissenting colleague, we agree
with the judge that the Respondent's unlawful con-
duct fully warrants the imposition of a remedial
bargaining order. To demonstrate its opposition to
the employees' support for the Union, the Re-
spondent engaged in an immediate, across-the-
board retaliatory discharge of its entire work force.
I On 1 November 1987 the Teamsters International Union was read-
mitted to the AFL-CIO Accordingly, the caption has been amended to
reflect that change
2 In adopting the Judge's finding that the Union repeated its initial 15
October 1985 demand for recognition to the Respondent, we find it un-
necessary to rely on the mailgram of 16 October because the record fails
to establish that the Respondent ever received that correspondence
However, it is clear that the Union's attorney reiterated the Union's bar-
gaining demand on 17 October
In addition, while we agree with the judge's determination that Wil-
liam Stewart is not a supervisor we do not adopt his statement that the
parties stipulated to his inclusion within the unit
The document on
which the judge relies was not stipulated as reflecting bargaining unit
composition, but merely lists the individuals on the Respondent's payroll
as of 15 October 1985 In any event, we find that the record fails to es-
tablish the Respondent's claim that Stewart possessed supervisory author-
ity or responsibilities, and we agree with the judge's conclusion that he is
not a supervisor
The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
9 In accordance with our decision in New Horizons for the Retarded,
283 NLRB 1173 (1987), interest on and after 1 January 1987 shall be
computed at the "short-term Federal rate" for the underpayment of taxes
as set out in the 1986 amendment to 26 US C § 6621 Interest on
amounts accrued prior to I January 1987 (the effective date of the 1986
amendment to 26 U S C § 6621) shall be computed in accordance with
Florida Steel Corp, 231 NLRB 651 (1977)
4 Chairman Dotson would overrule Abilities & Goodwill, 241 NLRB 27
(1979), and therefore would delete the backpay portion of the judge's
recommended Order
Several days later, to erase any doubt either as to
its motivation for the mass firings or to its antiun-
ion commitment, the Respondent admonished em-
ployees that it would be futile to choose the Union
as their representative because it would go out of
business before having anything to do with the
Union. A week after the discharges, the Respond-
ent notified all 19 employees simply to "disregard
our notice of termination" and that their "jobs are
available and awaiting your return."
The judge found, and we agree, that the Re-
spondent's terse retraction of its wholesale dismis-
sal of the work force did not effectively repudiate
its earlier unfair labor practices. The dissent, how-
ever, chooses to ignore entirely that the Respond-
ent's attempted rescission of the termination does
not meet the standards set forth in Passavent Memo-
rial Area Hospital, 237 NLRB 138 (1978), for an ef-
fective repudiation of past unlawful conduct Spe-
cifically, the mere statement, that the employees
were to "disregard" their having been fired neither
compensates them for their loss of a week's salary
nor offers them any assurances that the Respondent
now recognizes and accepts their right to engage in
protected activities free of the threat of future re-
taliatory action. Further, the notice of their jobs'
current availability contains no reference whatso-
ever about the additional unlawful threats that the
Respondent might close its business completely
rather than deal with the Union they selected to
represent them. In these circumstances, it is most
unlikely that employees would feel sufficiently
secure against the potential for retribution by the
Respondent that a bargaining order would be un-
warranted.
The dissent makes much of the fact that the Re-
spondent's violations all took place during a week-
long period and that the Respondent's refraining,
from committing any more transgressions of the:
Act should speak as loudly as "mere words" in as-
suring employees that their rights will be respect-
ed. We disagree. The impact of the Respondent's
swift, sweeping, and severe reaction to the employ-
ees' unionization cannot effectively be erased by
silent subsequent inaction. The angry dismissal of
an entire work force and the dire threat of plant
closure require affirmative and explicit repudiation
by the Respondent. Its failure to take such timely
steps on its own has left us with circumstances in
which a fair election cannot be conducted, so the
bargaining order is warranted under the standards
of NLRB v. Gissel Packing Co.,
395
U.S. 575
(1969).5
5 The dissent cites several circuit court cases for its contention that
mitigating circumstances, e g , the absence of unlawful conduct for an ex-
Continued
287 NLRB No. 23
AMBULETTE TRANSPORTATION SERVICE '
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Ambulette
Transportation Service Corp.,
New York, New
York, its officers, agents, successors, and assigns,
shall take the action set forth in the recommended
Order.
CHAIRMAN DOTSON, dissenting in part.
While I agree with my colleagues that the Re-
spondent committed unfair labor practices, I cannot
approve the issuance of a bargaining order to
remedy this unlawful conduct.
The Respondent transports elderly and handi-
capped persons for treatment and care at hospitals
and other health-related facilities. In October 1985
the Respondent had around 19 employees who
were unrepresented. On 15 October the Union
made a demand for recognition which was reject-
ed. On 16 October the Union filed a representation
petition and engaged in a strike. All 19 of the Re-
spondent's employees picketed. On the same day,
the Respondent's
manager,
Otis Raysor, handed
each employee a notice stating that if they wanted
to speak to the Respondent's president without any
union official, they should make an appointment
with the receptionist and the president would be
happy to discuss it with them. On 18 October the
Respondent enclosed a termination notice in the
employees' pay envelopes stating that their services
were no longer required. On 23 October Manager
Raysor told an employee that the Respondent
would go out of business before having anything to
do with the Union. On the same day Raysor told
another employee that the Respondent would rec-
ognize any union but the one the employees' had
chosen. On 25 October the Respondent informed
the striking employees that they should disregard
the termination notices and that their jobs were
available to them.
The employees stayed on strike for about 4
months.
The Respondent reduced its employee
tended period of time after initial commission, should properly be consid-
ered in determining whether a bargaining order is appropriate While we
do not quarrel with this general proposition, it is necessary to consider all
the circumstances of a particular case, including the nature of the viola-
tions, their extent, and their likely lingering impact in deciding on an ap-
propriate remedy Each of the cases cited by the dissent is distinguishable
from the instant case
Peerless of America v
NLRB, 484 F 2d 1108 (7th
Cir 1973), NLRB v Jamaica Towing, 632 F 2d 208 (2d Cir 1980), Donn
Products v NLRB, 613 F 2d 162 (6th Cir 1980), and First Lakewood Asso-
ciates v
NLRB, 582 F 2d 416 (7th Cir 1978), all involved violations
solely of Sec 8(a)(1) of the Act
While NLRB v Windsor Industries, 730
F 2d 860 (2d Cir 1984), and NLRB v Century Moving & Storage, 683
F 2d 1087 (7th Cir 1982), included violations of Sec 8(a)(3) as well as
(1), both were layoffs, rather than discharges, and both involved only
two employees rather than the entire work force Neither the extent nor
the impact of the unfair labor practices in those cases is comparable to
what occurred in this case
225
complement to three and hired temporary replace-
ments When the Union, on behalf of the striking
employees,. unconditionally applied in February
1986 for their reinstatement, the Respondent let go
the three temporary replacements and took back
the three most senior of the striking employees. It
placed the remainder of the strikers on a preferen-
tial hiring list.,
-
The judge found, and I join my colleagues in
agreeing, that the Respondent violated Section
8(a)(3) by discharging the striking employees and
violated Section 8(a)(1) by threatening plant clo-
sure and by informing employees that it was futile
for them to support the Union.
The judge further found, on, the basis of union
authorization cards, that at the time of the Union's
demand for recognition it represented a majority of
the employees. The judge then concluded that a
bargaining order was warranted to remedy the Re-
spondent's unfair labor practices. He found that the
termination of all unit employees at the virtual start
of their first organizational attempt, coupled with
the threat of plant closure and the message of futili-
ty in selecting a representative, required a determi-
nation that traditional remedies were insufficient to
erase the impact of the unfair labor practices. In so
finding, the judge noted that he would have been
disinclined to recommend a bargaining order had
the Respondent timely and effectively disclaimed
the threat of plant closure, assured its employees it
would not again terminate them at the onset of an
organizational campaign, and rescinded its state-
ments that it would never deal with the Union.
With respect to the Respondent's rescission of the
terminations and offers of reinstatement, the judge
found that this action simply limited the Respond-
ent's backpay exposure and was not enough to
offset the effect of the terminations, which must
have had a lasting and telling effect on the recipi-
ents of such harsh treatment. I do not agree with
this analysis.
The Board and the courts have repeatedly stated
that the election process is superior to the use of
authorization cards to determine employee senti-
ment. See, e.g., NLRB v. Gissel Packing Co., 395
U.S. 575, 603 (1969); J. J. Newberry Co. v. NLRB,
645 F.2d 148 (2d Cir. 1981);
Donn Products v.
NLRB, 613 F.2d 162 (6th Cir. 1980); and First
Lakewood Associates v. NLRB, 582 F.2d 416 (7th
Cir. 1978). An order to bargain, based on a show-
ing of majority status through authorization cards,
is an extraordinary remedy, warranted when the
possibility of erasing the effects of past unlawful
conduct and of ensuring a fair election by the use
of traditional remedies is slight. NLRB v. Gissel
Packing Co., supra, 395 U.S. at 614. I do not find
226
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
that the Respondent's unfair labor practices in this
case require such an extraordinary remedy.
The whole of the Respondent's unlawful conduct
is confined to the period of a week. The Respond-
ent discharged its striking employees on 18 Octo-
ber, 2 days after the strike began, and on 23 Octo-
ber one of the Respondent's agents made two un-
lawful threats: one of plant closure and one of the
futility of selecting a representative. Two days
after these threats were made, the Respondent re-
scinded the discharges and offered the strikers' jobs
to them. No further unlawful conduct occurred
during the course of a 4-month strike. When the
strikers applied for reinstatement, the Respondent
let its temporary replacements go, reinstated the
three most senior strikers, and placed the remaining
strikers on a preferential hiring list. While I in no
way condone the Respondent's discharge of all its
striking employees and the threats it made to them,
I also cannot fail to observe that those employees
so harshly treated at the beginning of their strike
were subsequently able to continue the strike for 4
months without one instance of interference, coer-
cion, or restraint by the Respondent. At the end of
the strike the Respondent kept its word and termi-
nated strike replacements, reinstated the
most
senior strikers, and placed the remaining strikers on
a preferential hiring list. This is not therefore a
case where a respondent simply reduced its back-
pay liability by offering reinstatement; instead, the
Respondent rescinded the discharge of its striking
employees and from that day forward refrained
from any misconduct while its employees exercised
their protected rights for an extended period. True,
the Respondent did not expressly tell the employ-
ees that it would not again unlawfully discharge
them or threaten them with plant closure and the
futility of selecting a representative. But surely ac-
tions are as strong as words in this context and the
Respondent's subsequent lawful conduct in the face
of a continuing strike must have assured employees
of its intention to refrain from misconduct as much
as, if not more than, mere words could have done.
In any event, routine remedies would surely have
erased any lingering effects. I therefore cannot find
that the possibility of erasing the effects of the Re-
spondent's unfair labor practices by use of tradi-
tional remedies is so slight as to require the issu-
ance of a bargaining order.' Indeed, the Respond-
i This analysis is consistent with the reasoning of various courts of ap-
peals that have stressed the need to consider mitigating circumstances
subsequent to unlawful acts in determining whether a bargaining order is
an appropriate remedy J J Newberry Co v NLRB, 645 F 2d 148 (2d
Cur 1981) Although many court decisions have emphasized employee
turnover and change in management as subsequent events that may obvi-
ate the need for a bargaining order, these are not the only circumstances
to be taken into consideration In describing the kind of analysis that
ent's lawful conduct after 25 October has already
softened the impact of its earlier misconduct inas-
much as the employees have freely exercised their
rights from that date forward and the Union's
strength has been maintained to the extent that it
could sustain the strike for 4 months.
Remarkably, the judge and my colleagues take
no notice of the lengthy period of lawful conduct
following the initial unfair labor practices and ap-
parently feel that the same employees who for 4
months freely exercised their right to strike will
not now be able freely to choose whether they
wish representation in a Board-conducted election.
Their decision ignores the reality of the labor rela-
tions between the parties and needlessly cuts off
the preferred election process. I would require
only the traditional remedies for the violations
found here and would not order the Respondent to
bargain with the Union.
should be used in bargaining order cases , the Seventh Circuit stated, "the
'detailed analysis' of the likelihood of recurring misconduct and of the
potential curative effect of ordinary remedies only requires an appraisal
of those factors which might reasonably have a bearing, such as whether
the employer has a history of antiunion animus and Labor Act violations,
whether the employer has taken affirmative rectifying measures or other-
wise indicated his cooperativeness in assuring a fair election , etc " Peerless
of America v NLRB, 484 F 2d 1108, 1118 fn 16 (7th Cir 1973) Further,
the courts have held that a bargaining order may not be appropriate even
when "highly coercive" or "hallmark" violations (as described in NLRB
v Jamaica Towing, 632 F 2d 208, 212-213 (2d Cir 1980) occurred if sur-
rounding circumstances and subsequent events obviate the need for it
See, e g, NLRB v Windsor Industries, 730 F 2d 860 (2d Cir 1984), Donn
Products v NLRB, 613 F 2d 162 (6th Cir 1980), and First Lakewood Asso-
ciates v NLRB, 582 F 2d 416 (7th Cir 1978)
In circumstances similar to the case at bar, the Seventh Circuit refused
to enforce the Board's bargaining order NLRB v Century Moving & Stor-
age, 683 F 2d 1087 (7th Cir 1982) The unfair labor practices in Century
consisted of coercive interrogation , an unlawful promise of wage in-
crease, the layoff of one employee for 16 days, and the layoff of another
for 9 days in a unit of some 14 employees The court found that a bar-
gaining order was not warranted despite the presence of "hallmark" vio-
lations
`
Although the layoffs had an immediate and probably substantial
impact , any residual or continuing effect of that action was limited
by the Court's reinstatement of Cork 9 days latei, and Ryan to regu-
lar hours 16 days later
It is noteworthy that the reassignment of
work to Ryan and Cork by the Company occurred without any re-
medial action by the Board
While this does not remove or excuse
the previous violations, it makes recurring misconduct less likely and
increases the chances that ordinary remedies would be effective to
ensure a fair election
Id at 1094 By the same token, the Respondent's rescission of the ter-
mination in the instant case, occurring without any remedial action by
the Board, as well as the Respondent's conduct during the course of the
4-month strike makes recurring misconduct less likely and increases the
probability that ordinary remedies can ensure a fair election
Lynn Neugebauer, Esq., for the General Counsel.
Mr. Chuck Ellman (Industrial Labor Relations Consult-
ant, Inc), of East Orange, New Jersey, for the Re-
spondent.
Sidney L. Meyer, Esq, for the Charging Party
AMBULETTE TRANSPORTATION SERVICE
227
DECISION
STATEMENT OF THE CASE
JAMES F MORTON, Administrative Law Judge. The
complaint as amended alleges that Ambulette Transpor-
tation
Service
Corp (Respondent), committed unfair
labor practices in violation of Section 8(a)(1), (3), and (5)
of the National Labor Relations Act (the Act), and that
an appropriate remedy therefor requires that Respondent
be ordered to bargain collectively with the labor organi-
zation chosen by a majority of Respondent's employees,
Local 810, a/w International Brotherhood of Teamsters,
Chauffeurs, Warehousemen and Helpers of America (the
Union). Respondent's answer places those allegations in
issue The particular matters to be decided are whether
Respondent:
(a) Refused to assign work to two drivers because of
their union activities
(b) Informed employees, in various ways, that it was
futile for them to support the Union.
(c) Discharged 19 employees because of their union
activities.
(d) Threatened plant closure in order to undermine
union support among its employees.
.(e) Unlawfully refused to honor the Union's request to
bargain
(f) Should be ordered to bargain with the Union as a
remedy for its unfair labor practices.
I heard this case in New York City on 21, 22, and 23
April and on 21 May 1986 On the entire record, includ-
ing my observation of the demeanor of the witnesses,
and after due consideration of the briefs filed by the
General Counsel and by Respondent, I make the follow-
ing
FINDINGS OF FACT
1. JURISDICTION
The pleadings establish and I thus find that Respond-
ent is a New York corporation engaged in providing
coach services for, among others, the Department of
Hospitals of the City of New York, and that its annual
operations meet the Board's nonretail standards I further
find, based on the pleadings, that the Union is a labor or-
ganization as defined in Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A An Overview
Respondent is engaged in the business of transporting
elderly and handicapped persons for treatment and care
at hospitals and other health-related facilities In October
1985 (all dates hereinafter are for 1985 unless stated dif-
ferently) it had about 19 employees who were unrepre-
sented
By mid-October the Union had obtained signed
authorization cards from a number of these employees;
the specific circumstances thereof are discussed under a
separate section below.
On 15 October two union representatives made a
demand on Respondent that was rejected. The General
Counsel alleges that that rejection violated the Act.
Two drivers, who had accompanied the two union
representatives when they made the demand on 15 Octo-
ber, sought then to begin their workday but were in-
formed by Respondent's president that there was no
work for them' that day. At issue is whether the two
drivers were thereby unlawfully discriminated against.
On 16 October the Union filed a petition with Region
29 of the Board, Case 29-RC-6467, seeking an election
among Respondent's employees, a matter that is blocked
from further processing by reason of the instant case.
Also on 16 October, the Union struck; all 19 employees
of Respondent thereafter picketed. In the next several
days, according to the allegations in the complaint in this
case, Respondent in various ways informed its employees
that it was futile for them to support the Union and
threatened them with plant closure if they continued to
support the Union.
On 18 October Respondent notified all the striking em-
ployees that their employment was terminated. A week
later, Respondent informed these employees that they are
to disregard that notice and that their jobs were available
to them
The employees stayed on strike for about 4 months.
As a result of the strike, according to Respondent, it lost
business and reduced its employee complement to three
employees It hired temporary replacements. When the
Union, on behalf of the striking employees, uncondition-
ally applied in February 1986 for their reinstatement, Re-
spondent let its three temporary replacements go and
took back, in their place, the three most senior of the
striking employees. It has placed the remainder of the
striking employees on a preferential hiring list.'
B. Alleged Discriminatory Refusal to Assign Work
The complaint alleges that, on 15 October, Respondent
unlawfully refused to assign
work to two drivers,
Thomas Graves and Egray Johnson Respondent con-
tends that they had, previous to 15 October, informed
Respondent that they would not be at work that day and
that Respondent assigned their work to other drivers
when they did not report for work at the usual time
Graves and Johnson did not report to work on 15 Oc-
tober at their normal starting time, 7 a m. Instead, about
11 30 a.m., they arrived at Respondent's premises with
two union representatives who, as discussed below, pre-
sented Respondent's president with the Union's demand.
Respondent rejected that demand and the discussion
thereon concluded about 12:30 p.m. Graves and Johnson
then advised Respondent that they were ready to go to
work. Respondent's president, Lenny Vogel, told them
that there were no vans to be assigned to them Graves
and Johnson testified that, at that time, there were vans
stationed in Respondent's garage
Respondent called an office employee, Earl Council,
as a witness in support of its contentions. He testified
that, on 14 October, Graves asked him to tell his supervi-
' The complaint alleged that the employees involved in this case were
engaged in a strike that was caused or prolonged by Respondent's unfair
labor practices At the hearing, it became clear that the strike had ended
The General Counsel's brief does not allude to the unfair labor practice
strike allegation presumably because the strike has ended
228
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
sor, Otis Raysor, that he would be absent for personal
reasons on 15 October Council testified, as to the other
driver (Johnson), that on the morning of 15 October, a
message was relayed by Respondent's answering service
to the effect that Johnson had called to state that he
would not be in to work on 15 October because he had
jury duty As a result of these statements of Graves and
Johnson, according to Council, other drivers were as-
signed on 15 October to cover for them After the union
representatives left about noon that day, Graves and
Johnson asked to be put to work They were informed
by Respondent's president that the work they "were sup-
posed to do had been covered."
To rebut Council's testimony, the General Counsel
called Graves and Johnson as witnesses to account for
their not having reported for work at the usual starting
time on 15 October. Their accounts follow
Graves testified that he had obtained Council's ap-
proval on 14 October to report for work "late" on 15
October. Graves testified also that he had told Council
to tell Raysor that he "would not be in until about 11.00
a.m. on 15 October."
Johnson testified that he was "pretty sure" he had told
Council on 10 October that he would be late coming to
work on 15 October During cross-examination, Johnson
indicated that he was scheduled to report for jury duty
on 15 October and that he would try that day "to get
out of" it
I credit Council's testimony, not Graves' or Johnson's.
The account given by Johnson is unclear and appears to
be improbable It is unlikely that driving assignments
would not be made until a workday was half over, as
Johnson's version would have required Respondent to
have done Graves' account seems to be contradictory
and, in any event, is not persuasive.
The credited testimony discloses that Respondent
made work assignments at the start of the workday on 15
October and on the premise that neither Graves nor
Johnson would be at work that day. Respondent did not
revise the work schedules for that day to accommodate
Graves and Johnson when they indicated about 12.30
p.m. that they were ready to begin work. The General
Counsel offered no evidence to show that they were
thereby treated in a disparate manner The evidence
failed to establish that Respondent refused to assign
work to them on 15 October for unlawful reasons.
C Events from 16 to 25 October
1 Notice to all drivers
The employees of Respondent struck on 16 October
Respondent's manager, Otis Raysor, handed to each of
them that day a copy of a notice, reading as follows:
To all Drivers. If you wish to speak to Lenny
(Vogel, Respondent's president) without any Union
official, please make an appointment with Rachel
(the receptionist) and Lenny will be happy to dis-
cuss it with you.
The General Counsel contends that this notice, in
overall context, demonstrates that Respondent wanted
the employees to know that it was futile for them to sup-
port the Union . That contention is considered in a sepa-
rate section below
2. Termination notice
On 18 October Respondent handed pay envelopes to
the striking employees Inside each envelope was a form
with the caption, TERMINATION NOTICE, and a
statement that their "services to the company were no
longer required "
On 25 October Respondent wrote each of these em-
ployees, telling them to disregard those termination no-
tices and advising them that their jobs would be avail-
able for them upon their return.
The timing of the termination notice in relation to the
start of the strike, in context with the unlawful threats, as
found below, establish a clear prima facie showing of un-
lawful discriminatory motive. Respondent offered no off-
setting evidence I thus find that the 19 striking employ-
ees were discharged on 18 October because they sup-
ported the Union This significance of Respondent's let-
ters of 25 October insofar as they could be said to have
neutralized the effect of that unlawful act is considered
separately below.
3. Alleged acts of Respondent's manager, Otis
Raysor
Respondent's answer admits the allegation in the com-
plaint that Raysor is a supervisor as defined in the Act.
The General Counsel's witness Donald Jones testified
that on 22 October, he heard Raysor tell driver Thomas
Graves and another employee named Philip,2 that Re-
spondent's president, Vogel, would hire the employees
back but not with the Union Raysor denied making such
a comment Thomas Graves testified for the General
Counsel but he failed to corroborate Jones' account. In
the absence of readily available corroboration, I credit
Raysor's denial.
The General Counsel called another witness, Darryl
Daniel, who testified that, on 23 October, he was present
with several other employees on strike when Raysor was
talking with a driver, Leroy Shaw. Daniel related that
Raysor told Shaw that Respondent would recognize any
union but the one that the employees had chosen Shaw
corroborated Daniel's testimony I credit Daniel's and
Shaw's accounts over Raysor's bare denial. Their testi-
mony impressed me as candid.
Gregory Thomas testified for the General Counsel that
about 23 October he asked Raysor what Lenny Vogel
intended to do and whether Lenny would talk to the
Union. Thomas further stated that employees "Paul and
Ricardo" were present then and that Raysor responded
that Lenny would go out of business before he would
have anything to do with the Union. Raysor denied
making that comment. I credit Thomas' account as he
appeared to be readily responsive to questions put to him
2 The only "Philip" on the list of names of employees received in evi-
dence'is that of a helper, Philip Bosket Bosket testified for the General
Counsel but made no reference in his testimony to the statement attrib-
uted to Raysor by Jones
AMBULETTE TRANSPORTATION SERVICE
and did not seem to be weighing the import of the ques-
tions before answering In sum, I credit his candor over
the summary denial by Raysor
The credited testimony establishes that Respondent,
through Raysor, informed employees that Respondent
would close its facility before it would recognize the
Union as their bargaining representative and that it
would recognize any labor organization but the Union.
These statements clearly constitute an interference with
employees rights under Section 7 of the Act See Vincent
et
Vincent, 259 NLRB 1025 (1982). In the context of
these findings and in light of the termination of employ-
ment of the striking employees on 18 October, as noted
above, the import of Respondent's notice to all drivers,
dated 16 October and set out above, is all too obvious.
Respondent was there clearly indicating to its employees
that it would be open to discussion with them but never
with the Union
4. Alleged statements by Earl Council
A subparagraph of the complaint alleges that Respond-
ent, by its agent, Earl Council, made various coercive
statements. The General Counsel does not allege that
Council is a supervisor as defined in the Act but does
contend that Council served as Respondent's
agent.
Council is alleged to have informed striking employees
of the same thing that Respondent's president and Re-
spondent's manager told them, i e , that it was futile for
them to choose the Union as their bargaining representa-
tive.
The evidence offered to establish Council's agency
status is unpersuasive. His bookkeeping/dispatching func-
tions do not involve the exercise of independent judg-
ment. On occasion when Raysor is not available, an em-
ployee has asked Council to transmit a request to
Raysor. In a recent decision, the Board had occasion to
determine whether an individual who performed func-
tions analogous to those performed by Council was an
agent or whether remarks attributed to him were nothing
more than speculation or his personal opinion. The
Board determined that the individual was not an agent.
See Zack Co., 278 NLRB 958 (1986). The indicia that the
General Counsel relies on to establish that Council acted
as Respondent's agent are less compelling than the ele-
ments relied on by the General Counsel in Zack Co. I
therefore find that Council was at no time an agent of
Respondent
D. The Request for a Bargaining Order Remedy
1 The appropriate bargaining unit
The drivers, helpers, and mechanics employed by Re-
spondent at its only facility comprise, presumptively, an
appropriate unit for collective bargaining
The record
buttresses that presumption as the parties have stipulated
that these employees are subject to the same pay formu-
la, the same supervisor, and the same labor relations poli-
cies and that they receive the same vacation and medical
benefits I therefore find that they comprise an appropri-
ate bargaining unit.
229
2 The alleged demand
The General Counsel's witnesses testified that on 15
October two union representatives demanded that Re-
spondent's president recognize the Union as the repre-
sentative of the employees in the above-described unit
Respondent's president, Lenny Vogel, testified that those
union representatives sought only to discuss unspecified
grievances of two drivers and that they left when Vogel
told them that he would talk to them only in the absence
of the grievants I credit the General Counsel's witnesses
as it seems unlikely to me that the experienced union
representatives would present themselves solely to re-
solve grievances of but 2 employees in an unrepresented
unit of about 19 employees Vogel's testimony that he
wanted the two employees excluded from any discussion
indicates that the union representatives were not seeking
to discuss their grievances, as Respondent contends. I
credit the union representatives' accounts and find that,
on 15 October, the Union demanded that Respondent
recognize it as bargaining agent for its employees.
I credit also the testimony of the Union's counsel that
he sent a mailgram dated 16 October demanding that Re-
spondent "recognize and meet with (the Union) to bar-
gain for contract" and that he asked Respondent's presi-
dent, during a telephone conversation on 17 October, to
meet with the Union to discuss contract terms
Respondent also asserts that the Union's bargaining de-
mands were defective because, when the initial request
was made on 15 October, the Union did not have signed
authorization cards from a majority of the unit employ-
ees As found below, the Union on 16 October did repre-
sent a majority of those employees I find Respondent's
assertion without merit. It is axiomatic that a request for
bargaining is continuous and need not be repeated
Grico
Corp, 265 NLRB 1344 fn 9 (1982). See also Fall River
Dyeing Corp., 272 NLRB 839 (1984). Thus the Union's
request on 15 October carried over to the next day, as a
matter of law In any event, as found above, separate
bargaining demands were presented to Respondent by
the Union's counsel on 16 and 17 October
3 The Union's alleged majority
The General Counsel, Respondent, and the Union
have stipulated that Respondent had 19 employees classi-
fied as drivers, helpers, or mechanics during the week of
15 October Of these 19 employees, the General Counsel
placed in evidence union authorization cards signed by
12 Respondent contends that 6 of those 12 cards are in-
valid on the ground that they were solicited by William
Stewart whom it asserts is a supervisor Stewart, howev-
er, is one of the 19 employees listed on the stipulated em-
ployee payroll roster of 15 October Apparently in an
effort to void the stipulation, Respondent offered the tes-
timony of its president, Lenny Vogel, to the effect that
Stewart; a driver, worked on the night shift, got "the pa-
perwork" together, served as "liasion with the office" by
informing it of any problems, made sure each night that
the doors were locked, and saw to it that the security
system was in working order Vogel also testified that, in
September, Stewart told him that the men wanted "pre-
mium pay for Labor Day," and that he, Vogel, "went
230
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
along with" Stewart's suggestion that Vogel "should
pay" premium pay for that holiday One of the General
Counsel's witnesses testified that Vogel once told him
that Stewart was his "supervisor"; he further testified
that Stewart "busted [his] chops" when he did a bad job
The evidence is insufficient to justify vacating the stip-
ulation of the parties that Stewart, on 15 October, was
one of the 19 unit employees At best from Respondent's
viewpoint, Stewart performed leadman responsibilities
that were not even as great as those of an employee
found by the Board not to be a supervisor as defined in
the Act. See
Vanport Sand & Gravel,
267 NLRB 150
(1983). See also Central Freight Lines, 250 NLRB 435,
446-450 (1980).
Respondent challenged the validity of 5 other cards of
the 12 on which the General Counsel relies. Specifically,
Respondent challenged the cards signed by Leroy Shaw,
Phillip Bosket, Nicholas Tedesco, Daniel McRae, and
Donald Jones.
Shaw's testimony about his card was somewhat con-
fused and, from his account overall, I find merit to Re-
spondent's contention that he did not sign his union card
until 16 October.
Respondent contends that the card signed by Philip
Bosket should not be counted as his testimony indicates
clearly that it was not signed until after the strike began.
Bosket's testimony is inadequate to support a finding that
it was signed on the date shown thereon, "10/12/85."
Rather, it appears that he signed his card on 16 October,
the day the strike began.
Regarding the card signed by Nicholas Tedesco and
dated "10/15/85," Tedesco testified that he in fact had
signed it on the second day of the strike, i.e., 17 October.
Similarly,
Daniel
McRae's card although dated
"9/15/85" was signed by him the day the strike started,
according to his account. I thus find that it actually was
signed on 16 October.
The card signed by Donald Jones is dated "9/6/85 "
Jones testified that he had signed two union cards, the
last one on the day the strike began. Although his testi-
mony was not the most precise, I conclude that he did
sign a union card several weeks prior to the strike at a
meeting held by the Union
As noted above all 19 unit employees took part in the
strike beginning 16 October.
Based on the foregoing, I conclude that on and after
the "strike began on 16 October, the Union had been se-
lected by a majority of the unit employees to represent
them
4. Evaluation
As found above, the Union, certainly when the strike
began on 16 October, was supported by a clear majority
of the employees in an appropriate bargaining unit after
Respondent had rejected its bargaining demand.
To undermine that support, Respondent initiated a
campaign on 16 October. It made clear to its employees
then that it would deal with any labor organization of
their choice other than the Union," it threatened them
with plant closure if they continued their support; it
made it obvious to them that their concerns would re-
ceive favorable consideration so long as they recognized
the futility of supporting the Union. It summarily termi-
nated the employment of all unit employees because of
their support for the Union. Respondent did, a week
after the discharges, notify the employees that it rescind-
ed their discharges and, when the strike ended, it han-
dled the strikers' offers to return to work in a nondis-
criminatory manner. Respondent, however, has made no
attempt to inform its employees that it has changed its
position regarding their rights to representation by the
Union. Its restoration of the strikers' employment status
on 25 October served its own purposes in limiting any
monetary liability that may arise from a backpay claim.
Any mitigating effect of the 25 October letters on the
impact of its overall unlawful conduct was but inciden-
tal.
The Board recently decided several cases concerning
whether bargaining order remedies should
issue.
In
Radio Broadcasting Co.,
277 NLRB 1112 (1985), the
Board declined to issue a bargaining order, finding that
the effects of the unfair labor practices could be erased
by the use of traditional remedies. The unfair labor prac-
tices in that case consisted of solicitation of grievances
and the promising and granting of benefits in violation of
Section 8(a)(1). In Clark Equipment Co., 278 NLRB 498
(1986), instances of unlawful interrogation, threats of loss
of benefits, and related violations of Section 8(a)(1) were
also
held to be insufficient
to sustain a bargaining
remedy, especially as the violations were limited to a rel-
atively small part of a large work force In five other
recent cases, the Board issued bargaining orders, having
found that the unfair labor practices were serious and
pervasive. See
Well-Bred Loaf, 280 NLRB 306 (1986);
Dayton Auto Electric, 278 NLRB 551 (1986); Quality Alu-
minum Products, 278 NLRB 338 (1986), Studio S.J.T,
277 NLRB 1189 (1985); and Midwestern Mining Inc, 277
NLRB 221 (1985) In these last five cases, the Board
found various acts of unlawful discrimination against em-
ployees as well as independent acts of interference with
their Section 7 rights The conduct consisted of unlawful
termination notices sent employees, layoffs and dis-,
charges, in addition to threats of loss of jobs and of plant
closing, to unlawful interrogation, surveillance of union
activities, and to other instances of interference
Al-
though these five cases differ from Radio Broadcasting,
above, and Clark Equipment, above, in that the latter
two cases involved violations of only Section 8(a)(1) of
the Act, I do not view that difference as decisive as the
Board does not use a mechanistic approach in determin-
ing when to issue and when not to issue bargaining order
remedies
Rather, the Board cases make clear that the
unfair labor practices to be remedied should be evaluated
in context with the size of the employee unit, the per-
centage of the employees affected, the nature and timing
of the violations, the existence or absence of mitigating
factors, and related considerations. It is then that a deter-
mination is made as to whether traditional remedies are
sufficient to erase the impact of the unfair labor prac-
tices.
The termination of employment of all the unit employ-
ees at the virtual start of their first organizational at-
tempt, coupled with the unequivocal threat of plant clo-
AMBULETTE TRANSPORTATION SERVICE
sure and the clear message to the employees that it was
futile for them to support the Union, materially tilt the
equities in this case in favor of the issuance of a bargain-
ing order remedy Had Respondent timely and effective-
ly disclaimed the threat of plant closure, assured its em-
ployees that it would not again terminate their employ-
ment at the very onset of an organizational effort, and
rescinded its statements that it would never deal with the
Union as their collective -bargaining representative, I
would have been disinclined to recommend issuance of a
bargaining order Respondent took none of those steps.
All it did was act to limit its backpay exposure. That
alone does not neutralize the unfair labor practices
found It is not even enough to offset the effect of the
termination notices given the employees on 18 October,
for it has been held that an offer of reinstatement alone
does not constitute a mitigating factor sufficient to pre-
vent the issuance of a bargaining order See NLRB v.
Balsam Village Management Co., 792 F.2d 29 (2d Cir.
1986), enfg 273 NLRB 420 (1984). This view is consist-
ent with that expressed by the Board in Zim Textile
Corp,
218 NLRB 269 (1975), cited with approval in
Windsor Industries, 265 NLRB 1009 (1982). In Zim, the
employer unlawfully discharged two employees and rein-
stated them 2 days later The employer there contended
that those two discharges did not stand in the way of a
free election as the two employees had been promptly
reinstated. The Board rejected that contention and held
that the effect of the discharges was not so easily eradi-
cated , that an employer's readiness to employ extreme
measures such as the discharging of two employees to
defeat a union cannot have but a lasting and telling
effect, and that employees will certainly understand and
remember the harsh treatment visited on them as a result
of their having asserted their Section 7 rights such that
they may draw back from again asserting those rights. In
the absence of any timely reassurances by Respondent
that its conduct will not be repeated, I cannot find that
its 28 October letter constituted an effective repudiation
of its unlawful acts. Cf Dayton Auto Electric, 278 NLRB
551 fn 2 (1986).
CONCLUSIONS OF LAW
1.
Respondent
Ambulette
Transportation
, Service
Corp . is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
2 Local 810, a/w International Brotherhood of Team-
sters, Chauffeurs, Warehousemen and Helpers of Amer-
ica is a labor organization as defined in Section 2(5) of
the Act.
3
Respondent has committed unfair labor practices in
violation of Section 8(a)(1) of the Act by having:
(a) Threatened plant closure in order to under-
mine employee support for the Union.
(b) Informed employees in substance that it was
futile for them to support the Union.
4. Respondent has committed unfair labor practices in
violation of Section 8(a)(1) and (3) of the Act by having,
on 18 October 1985, terminated the employment of the
following employees-
Alberto Jones
Campbell
Alex Davis
Phil Bosket
Marco Gonzalez
Egray Johnson
Oscar Johnson
Donald Jones
Greg Thomas
Richardo Ferrera
Leroy Shaw
Frank Thompson
Daniel McRae
Thomas Graves
Nicholas Tedesco
William Stewart
Herman Aiken
Darryl Daniel
Lonnie Coleman
Roscoe King
231
5. Respondent has committed unfair labor practices in
violation of Section 8(a)(1) and (5) of the Act by having
failed and refused since 16 October 1985, to bargain col-
lectively with the Union as the exclusive representative
of the following unit of Respondent's employees:
All drivers, helpers and mechanics excluding all
office clerical employees, dispatchers, professional
employees , guards and supervisors as defined in the
Act.
6. It is appropriate to remedy the foregoing unfair
labor practices to require Respondent (a) to post notices
as set forth infra, (b) to make whole all the 19 employees
named above for all losses they suffered as a result of
their having been terminated from Respondent's employ
from 18 to 25 October 1985 with interest thereon as pre-
scribed in Florida Steel Corp., 231 NLRB 651 (1977), (c)
to remove from its records any 'reference to those termi-
nations of employment and to notify each of the 19 em-
ployees that Respondent has done so, and (d) to bargain
collectively on request with the Union as the exclusive
representative of the employees in the unit described
above and to embody in a signed agreement any under-
standing reached.
7. Respondent did not engage in any other unfair labor
practice alleged in the amended complaint.
8. It would not be appropriate, in the circumstances of
this case to issue a visitatorial order as requested by the
General Counsel inasmuch as gross backpay is limited to
the period 18-25 October 1985 and is prima facie easily
calculated by reference to the earnings of employees in
the prior week . Cf Nathan 's Furniture Store, 278 NLRB
268 In. 2 (1986).
On these findings of fact and conclusions of law and
on the entire record , I issue the following recommend-
ed3
ORDER
The Respondent, Ambulette
Transportation Service
Corp., New York, New York, its officers, agents, succes-
sors, and assigns, shall
1. Cease and desist from
(a) Threatening to close its plant in order to under-
mine support among its employees for Local 810, a/w
3 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations ,
the
findings,
conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules , be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
232
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
International ' Brotherhood
of
Teamsters,
Chauffeurs,
Warehousemen and Helpers of America, AFL-CIO.
(b) Informing employees in substance that it was futile
for them to support that Union
(c) Terminating the employment of its employees to'
discourage them from supporting that Union
(d) Failing and refusing to bargain collectively with
the Union as the exclusive representative of the employ-
ees in the following unit found appropriate-
All drivers, helpers and mechanics employed by
Ambulette Transportation Service Corp. excluding
all [who] are office clerical employees, dispatchers,
professional employees, guards and supervisors as
defined in the Act.
(e) In any other way interfering with , restraining, or
coercing its employees in the exercise of the rights guar-
anteed them in Section 7 of the Act
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Make whole each of the following named employ-
ees by paying them, with interest, for all losses they suf-
fered as a result of their being discriminatorily terminat-
ed from employment from 18 to 25 October 1985•
Alberto Jones
Campbell
Frank Thompson
Alex Davis
Daniel McRae
Phil Bosket
Thomas Graves
Marco Gonzalez
Nicholas Tedesco
Egray Johnson
William Stewart
Oscar Johnson
Herman Aiken
Donald Jones
Darryl Daniel
Greg Thomas
Lonnie Coleman
Richardo Ferrera
Roscoe King
Leroy Shaw
(b) On request by the above-named Union recognize
and bargain collectively with it as the exclusive repre-
sentative of the employees in the above -described unit
and on request embody in writing and sign any agree-
ment reached.
(c) Preserve and, on request, make available to the
Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records nec-
essary to analyze the amount of backpay due under the
terms of this Order.
(d) Remove from the personnel records and files all
references to the unlawful termination of employment of
the employees whose names are listed above and notify
each, in writing, that this has been done and that such
termination will not be held against them in any way
(e) Post at its facility in Brooklyn, New York, copies
of the attached notice marked "Appendix."4 Copies of
4 if this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
the notice, on forms provided by the Regional Director
for Region 29, after being signed by the Respondent's
authorized representative ,
shall be posted by the Re-
spondent immediately on receipt and maintained for 60
consecutive days in conspicuous places including all
places
where notices to employees are customarily
posted . Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material
(f) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
IT IS FURTHER RECOMMENDED that those allegations of
the amended complaint, found not meritorious here, are
dismissed.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
WE WILL NOT threaten to close our plant in order to
undermine support among our employees for Local 810,
a/w International Brotherhood of Teamsters , Chauffeurs,
Warehousemen and Helpers of America, AFL-CIO.
WE WILL NOT inform our employees in substance that
it is futile for them to support that Union.
WE WILL NOT terminate the employment of any of our
employees in order to discourage them from supporting
that Union.
WE WILL NOT fail and refuse to bargain collectively
with the Union as the exclusive representative of the em-
ployees in the following appropriate unit:
All drivers, helpers and mechanics employed by us
excluding all office clerical employees, dispatchers,
professional employees, guards and supervisors as
defined in the Act.
WE WILL NOT in any other mannner interfere with, re-
strain, or coerce our employees in the exercise of the
rights guaranteed them in Section 7 of the Act.
WE WILL make whole each of the following named
employees by paying them with interest for all losses
they suffered as a result of their being terminated from
employment from 18 to 25 October 1985 because they
supported the above-named Union.
Alberto Jones
Campbell
Alex Davis
Phil Bosket
Marco Gonzalez
Egray Johnson
Oscar Johnson
Donald Jones
Greg Thomas
Frank Thompson
Daniel McRae
Thomas Graves
Nicholas Tedesco
William Stewart
Herman Aiken
Darryl Daniel
Lonnie Coleman
AMBULETTE TRANSPORTATION SERVICE
Richardo Ferrera
Roscoe King
Leroy Shaw
WE WILL on request by the above-named Union rec-
ognize and bargain collectively with it as the exclusive
representative of the employees in the above-described
unit and on request embody in writing and sign any
agreement reached.
233
WE WILL remove from our personnel records and files
all references to the unlawful terminations of employ-
ment of the employees above named and notify each, in
writing, that this has been done and that such termina-
tions will not be held against them in any way.
AMBULETTE TRANSPORTATION
SERVICE
CORP