287 NLRB 674
International Union Of Operating Engineers, Local 501, Afl-Cio (Golden Nugget Gambling Hall And Rooming House)
674
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
International Union of Operating Engineers, Local
501, AFL-CIO (Golden Nugget Gambling Hall
and Rooming House) and R. Dean Rasmussen.
Case 31-CB-5395
16 December 1987
DECISION' AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
JOHANSEN, BABSON, AND STEPHENS
On 12 June 1984 Administrative Law Judge
Timothy` D. Nelson issued the attached decision.
The Charging Party and the General Counsel filed
exceptions and a supporting brief, and the Re-
spondent filed an opposing brief.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings,' and
conclusions and to adopt the recommended Order.
In adopting the findings and conclusions of the
judge that the Respondent did not, as alleged, vio-
late Section 8(b)(1)(B) of the Act through its impo-
sition of a fine on its member R. Dean Rasmussen
for the .work he performed for the Golden Nugget
during a strike, we start from the proposition that a
labor
organization
does
not
violate
Section
8(b)(1)(B) when it disciplines a member for per-
forming more than a minimal amount of bargaining
unit work during a strike, even if that member is a
representative of the employer for 'the purposes of
collective bargaining or the' adjustment of griev-
ances. That proposition was established in Florida
Power Co. v. Electrical Workers IBEW Local 641,
417 U.S. 790 (1973), and was not overruled in
American Broadcasting Cos. v.
Writers Guild, 437
U.S. 411 (1982) (ABC).2 What ABC makes clear is
' The Union has excepted to some of the judge's credibility findings
The Board's established policy is not to overrule an administrative law„
judge's credibility resolutions unless the clear preponderance of all the
relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
2 The rule that more than a "minimal" amount of bargaining unit or
struck work must be involved before a union can lawfully discipline a
supervisor-member was applied by the Board in Columbia Typographical
Union 101 (Washington Post), 242 NLRB 1079 (1979) The idea had first
appeared in a somewhat different form in Wisconsin River Valley District
Council of Carpenters (Skippy Enterprises), 218 NLRB 1063 (1975), enfd
532 F 2d 47 (7th Cir 1976), which held that the union respondent in that
case violated Sec 8(b)(1)(B) by fining its supervisor-member for working
for a struck contractor when ( 1) 30 percent of his work was bargaining
unit work, (2) that was the same amount of bargaining unit work that he
had performed before the strike, and (3) the remainder of his work was
"supervisory " The Board concluded that the 70 percent of time spent in
supervisory duties was not minimal 218 NLRB at 1064 In
Washington
Post, the Board overruled the implicit Skippy holding that only bargaining
unit work that exceeds the amount normally performed by a supervisor-
member will be considered in deciding whether a union has a lawful basis
for discipline 242 NLRB at 1080 It also changed the focus from wheth-
er supervisory duties were more than minimal to whether the bargaining
unit work was more than minimal [bid
that a union may not lawfully discipline a member
for crossing a picket line to perform 8(b)(1)(B)
functions.
Unlike the circumstances in
ABC,
supra,
437
U.S. at 417, 426 fn. 23, in which the union trials,
had not established that the disciplined members
had performed "any work covered by the recently
terminated [collective-bargaining agreements]," the
record here shows that Rasmussen admitted in
answer to a question put to him at the intraunion
trial that he did in fact perform bargaining unit
work behind the picket line. He did not claim at
that trial that the bargaining unit work was so
minimal as to be insignificant. Furthermore, the
evidence at our own hearing - established that
during the relevant period-the period from the
commencement of the strike through the intraunion
trial-Rasmussen performed bargaining unit work
for approximately 210 hours, or' about 25 percent
of the 840 hours he worked during that period. We
regard this as a more than minimal amount of bar-
gaining unit work.3
The judge found these two categories of evi-
dence-Rasmussen's unqualified admission at the
intraunion trial and the evidence of his perform-
ance of bargaining unit work'adduced in the unfair
labor practice hearing-to be independent grounds
for concluding that the discipline did not violate
Section 8(b)(1)(B). We need not decide whether
either separately would suffice. At least when, as
here, (1) a union member admits at his intraunion
trial that he performed struck work and makes no
claim that it was only minimal, and (2) the evi-
dence before us shows that the disciplined member
had,' in fact, performed
more than a minimal
amount of such work, disciplined imposed on the
member for that conduct behind the picket line
does not violate Section 8(b)(1)(B), notwithstanding
that he may also perform 8(b)(1)(B) functions for
the employer.
We do not agree with our dissenting colleague
that failing to find the Respondent's fine unlawful
reflects a misreading of ABC or a failure to take
adequate account of the facts, including the general
nature of the constitutional provision that provided
3 Rasmussen's bargaining unit work was his work with "tools," and it
included "training" that consisted of actually performing the work that
he was training the relatively unskilled replacements to perform Because,
as noted in fn 2, above, the Board in Skippy looked to see whether the
nonbargaining unit work was minimal rather than whether the bargaining
unit work was more than minimal , we do not read Skippy as necessarily
holding that bargaining unit work that amounts to 30 percent or less of
the supervisor-member's work during the strike is so minimal as to be
beyond the union 's sanction We also note that , although more bargaining
unit work was apparently involved in
Washington Post, supra , than we
have here,
the Board there found itself unable to quantify the exact
amount and concluded that exact quantification was unnecessary 242
NLRB at 1083
287 NLRB No. 68
OPERATING ENGINEERS LOCAL -501 (GOLDEN NUGGET)
675
the basis for the charges filed ` against Rasmussen.
As to the general nature of the Respondent's con-
stitutional provision, it is significant, first, that the
complaint did not allege, nor does the General
Counsel argue, that maintenance of the constitu-
tional provisions is an unfair' labor practice. Fur-
ther, we note that the union constitutional provi-
sions that formed the basis for the fines deemed
lawful by the Supreme Court in Florida Power,
supra, 417 U.S. at 793, and the underlying provi-
sions in other Board cases following Florida Power
have been equally general and have not expressly
differentiated between working behind a picket line
and performing 8(b)(1)(B) functions behind a picket
line. See, e.g., Carpenters Local 1959 (Aurora Modu-
lar), 217 NLRB 508,, 510 (1975) (provisions prohib-
ited "Causing Dissension" among union members,
"[v]iolating the obligation," and "[w]orking behind
a picket line").4
Regarding our colleague' s reliance on the gener-
al allegations in the letter in which a fellow
member of Rasmussen's brought the charge that re-
sulted in the disciplinary proceeding against him,
we note first that the letter was quite similar to the
letter in Carpenters Local 1957 (Aurora Modular),
supra, 217 NLRB at 510. Furthermore, it is impor-
tant to recognize that a union often may have little
direct information about what a member is doing
behind a picket line, particularly if the work is per-
formed-in areas to which members of the public
would not have unimpeded access. Because the
Employer was, to all appearances, carrying on its
operations with relatively unskilled replacements,
the Respondent had a sufficient basis to proceed on
the charges against Rasmussen and inquire whether
his work behind the picket line included the per-
formance of bargaining unit work. Rasmussen was
virtually the only individual from whom the Re-
spondent, lacking the subpoena power that' aids our
proceedings, could obtain the evidence.
Because
Rasmussen chose simply to admit doing bargaining
unit work, the Respondent's subsequent imposition
of- discipline cannot be faulted simply on the
ground that the Respondent lacked more detailed
evidence concerning his performance of bargaining
unit work.
Given the evidence of Rasmussen's performance
of bargaining unit work and his admission in his
union trial that he had performed such work, we
cannot conclude that the sanction imposed on him
by the Respondent will necessarily "adversely
a Florida Power is distinguishable in that the unions there told supervi-
sor-members at the outset of the strike that they would be disciplined for
crossing picket lines to do bargaining unit work, but we note that no
finding was made that the unions told the supervisor-members that only,
crossing the lines to perform more than a minimal amount of bargaining
unit work would be subject to discipline
affect [Rasmussen's] performance of collective bar-
gaining or grievance adjustment duties." NLRB v.
Electrical
Workers Local 340,
125 ^ LRRM 2305,
2309 (S.Ct. No. 85-1924, May 18,
1987), citing
ABC, supra, 437 U.S.'at 430. We therefore find that
the Respondent did not violate Section 8(b)(1)(B),
and we adopt the judge's order dismissing the com-
plaint.
ORDER
The recommended Order of the administrative
law judge is adopted and the complaint is dis-
missed.
CHAIRMAN DOTSON, dissenting.
Contrary to my colleagues, I find that the Re-
spondent Union violated Section 8(b)(1)(B) of the
Act by instituting disciplinary proceedings against
and fining Chief Engineer R. Dean Rasmussen. For
the reasons stated below, I believe that the provi-
sions of the union constitution and bylaws which
Rasmussen was charged with violating and the
conduct of the internal union disciplinary proceed-,
ings against him evidence that the Respondent un-
lawfully coerced the Employer in the selection of
its
representative for collective bargaining and
grievance adjustment.
At the time of the Board proceedings, Rasmus-
sen, who all parties agree is a supervisor,' had
been a member of the Respondent for more than 10
years., When the Respondent called an economic
strike and began picketing the Employer's premises
on 4 May, 1983,2 Rasmussen crossed the picket line
and continued working. In the ensuing months of
the strike, Rasmussen performed supervisory tasks
and a disputed amount of bargaining unit work.
Pursuant to a charge filed against Rasmussen by
another member of the Respondent in August, an
internal disciplinary trial was held on 28 November
to determine whether he had violated three provi-
sions of the local union bylaws and the Internation-
al constitution.3 During the trial, Rasmussen was
' The chief engineer classification is expressly covered by the collec-
tive-bargaining agreement between the Respondent and the Employer It
is undisputed that Rasmussen 's duties include bargaining and grievance
adjustment
2 All dates are in 1983
3 The Local's bylaws, art III(1), provides
(c) No member shall engage in conduct discreditable to this Local
Union
(t) No Member shall work on a job where a strike is called or
refuse to come off when notified by the authorized Business Repre-
sentative or Officer of the Local Union
The International constitution provides in pertinent part "Any member
working contrary to a declared strike or the rules established by the
Local Union by reason of a lockout shall, upon trial and conviction
thereof, be subject to a fine of not less than Twenty-five ($25 00) Dollars,
or expulsion, or both "
676
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
asked and admitted that he had crossed and contin-
ued to cross the picket line and was doing bargain-
ing unit work. However, the amount of struck
work performed by Rasmussen was never clarified
in that proceeding. A vote was called and Rasmus-
sen was found guilty and later fined:
One Thousand Dollars ($1000.00), plus One
Hundred Dollars (100.00) per day for every-
day you have worked and continue to work
behind the picket line at the Golden Nugget.
[Emphasis added.]
Section 8(b)(1)(B) of the Act prohibits a labor
organization, from restraining or coercing an em-
ployer in the selection of his representatives for the
purposes of collective bargaining or the adjustment
of grievances. It is well settled that labor organiza-
tion conduct which tends to coerce supervisors in
the performance of such tasks can affect their will-
ingness to perform those tasks and the manner in
which they carry out related responsibilities, and
that such conduct therefore violates the. Act.4
In my view, the Respondent has acted in an un-
lawful manner by enforcing the enumerated provi-
sions of its International constitution and by local
bylaws.against Rasmussen in the fashion shown by
these facts.5 The charge filed against Rasmussen,
the minutes from the disciplinary trial, the mem-
bers' vote, and the 13 December letter notifying
Rasmussen of the decision to fine him all indicate
that disciplinary proceedings were instituted to de-
termine
whether
Rasmussen
violated
article
XXIV(7)(e) of the International constitution and
article III(l)(c) and (t) of the local bylaws. Those
provisions make no distinction between rank-and-
file employees and supervisors. They refer, without
regard to status, to members' conduct. In particu-
lar, the cited provision of the constitution makes
punishable "[a]ny member['s] working" in contra-
vention of a sanctioned strike, and article III(1)(t)
of the bylaws states that "no member shall work on
a job where a strike is called . . . ." Both pro-
scribe a union member's working without regard to
the type or amount of work performed. In effect,
° See Florida Power Co v Electrical Workers Local 641, 417 U S 790
(1974)
5 See American Broadcasting Cos Y
Writers Guild, 437 U S 411 (1978),
in which the Court affirmed the Board's finding that the union violated
Sec 8(b)(1)(B) by formulating , effectuating, and enforcing strike rules
which prohibited all members from crossing a picket line established by
the union at any entrance of struck premises regardless of the capacity in
which they were working
In that case, the guild disciplined "hyphen-
ates," that is, unit members whose duties entailed supervisory tasks, in-
cluding the adjustment of grievances, for 'crossing the picket line, and did
so without regard for the fact that the hyphenates performed only non-
unit work during the strike The Court found significant the administra-
tive law judge's "observ[ation that] respondent, 'for the most part pro-
fessed little or no interest in what kind of work was done during the
strike' by the hyphenates who chose to work " 437 U S at 417
the provisions outlaw any work by any members
during a strike, including supervisors engaged in
supervisory tasks during a strike. The invocation of
disciplinary proceedings against supervisors pursu-
ant to such provisions tends to coerce employers
and their supervisors in the performance of collec-
tive bargaining and grievance adjustment tasks and
should,be found violative of Section 8(b)(1)(B) of
the Act.
Moreover, there is scant 'evidence that the Re-
spondent made a meaningful, attempt at any stage
in the disciplinary proceedings to apply restrictive-
ly the cited provisions in the constitution and
bylaws so that they could have been considered in
an otherwise lawful manner-i.e., so as solely to
proscribe a supervisor/member from performing
during a strike more than a minimal amount of bar-
gaining unit work. The original intraunion charge
filed against Rasmussen alleged a violation of the
sections of the Union's constitution and bylaws
cited above and contained the conclusionary alle-
gation that the member filing the charge has "per-
sonal knowledge that R. Dean Rasmussen crossed
sanctioned locked-out picket lines or sanctioned
picket lines and/or performed bargaining unit
work." At his disciplinary trial, the witnesses who
testified against him stated that they had seen him
working behind the picket line, but provided no
specification concerning the type of work he per-
formed. After Rasmussen interjected himself into
the disciplinary hearing to explain why he consid-
ered it necessary to remain behind the picket line,
he was asked if he was still working behind the
picket line. After he answered affirmatively, he
was asked if he was performing bargaining unit
work, and he again responded affirmatively. No
further inquiry was made, and no instructions were
given the members present who were then asked to
vote on whether Rasmussen should be disciplined.
The members voted to find Rasmussen guilty of
the charges filed against him.
From the above, it appears that the disciplinary
charges never specified that it was Rasmussen's
performance of bargaining unit work which was
the critical aspect of the allegations made against
him. On the contrary, it appears that the charges
and the imposition of discipline may have been
based solely on the fact that he was seen working
in some capacity behind the picket lines. This is
further corroborated by the fact that the actual fine
imposed against him was to be calculated merely
on the number of days Rasmussen "worked and
[would] continue to work behind the picket line,"
without regard to his duties performed. Although a
brief inquiry was made about Rasmussen's perform-
ance of bargaining unit work, no inquiry was made
OPERATING ENGINEERS LOCAL 501 (GOLDEN NUGGET)
to establish during which periods of the strike Ras-
mussen performed bargaining unit work (other than
as of the date of the disciplinary hearing) or the
extent to which such work may have been per-
formed. The evidence revealed at the disciplinary
proceeding is fully consistent with a factual finding
that at the time of the disciplinary proceeding Ras-
mussen was performing only a minimal amount of
bargaining unit work, conduct for which Rasmus-
sen could not lawfully be disciplined by the Union.
Thus, even assuming that the constitution and
bylaws provisions may be restrictively applied in
an otherwise lawful manner, the Respondent's blan-
ket enforcement of them without regard to the
amount of bargaining unit work performed is in
derogation of the Act.6 The majority has failed to
examine the facts as presented at the intraunion
proceedings.
Having concluded that the Respondent violated
the Act under the circumstances, I find it unneces-
sary to consider whether Rasmussen in fact per-
formed more than a minimal amount of bargaining
unit work at any time during the strike. According-
ly, I would reverse the judge's dismissal of the
complaint and issue an appropriate remedial order.
6 In American Broadcasting Cos, supra, the Court affirmed the Board's
finding that both the promulgation of strike rules prohibiting all members
from crossing the picket line and its charging, trying, and disciplining su-
pervisors for violating the rules to be unlawful The fact that the union in
that case formulated its rules in anticipation of the strike, whereas the Re-
spondent's constitution and bylaws, it may be assumed, were in place
long before the strike, does not diminish the applicability of that case to
the instant one The importance that the Court attached to the union's
enforcement of the rules without regard for the type of work performed
by supervisor-members is made quite clear by its repeated reference to
this fact in its decision The majority chooses to overlook this aspect of
the Court's decision and blinds themselves to the Respondent's enforce-
ment of the constitution and bylaws and implementation of discipline
against Rasmussen in circumstances which evidence that it had little or
no interest in what kind of work he did during the strike
Richard Zuniga, Esq., for the General Counsel.
Gordon K. Hubel, Esq, of Los Angeles, California, for
Respondent Local 501
Denise M. Blommel, Legal Consultant, of Las Vegas,
Nevada, for Charging Party R. Dean Rasmussen
DECISION
STATEMENT OF THE CASE
TIMOTHY D. NELSON, Administrative Law Judge. I
heard this case in trial at Las Vegas, Nevada, on March
27, 1984. It arose when R. Dean Rasmussen, an individ-
ual (Rasmussen) filed an unfair labor practice charge on
December 7, 1983,1 against International Union of Oper-
ating
Engineers
Local 501, AFL-CIO (Respondent).
Following an administrative investigation, the Regional
Director for Region 31 of the National Labor Relations
i All dates are in 1983 unless otherwise specified
677
Board (the Board) issued a complaint and notice of hear-
ing against Respondent on January 31, 1984. Respondent
answered.
The complaint alleged in substance that Rasmussen, a
member of Respondent, is a statutory supervisor and col-
lective-bargaining agent for Golden Nugget Gambling
Hall and Rooming House (Golden Nugget) and that Re-
spondent unlawfully "restrained and coerced" Golden
Nugget in the selection of its collective-bargaining repre-
sentative by imposing an internal disciplinary fine against
Rasmussen. It is alleged that Respondent imposed the
fine
"because Rasmussen crossed Respondent's picket
line to perform his supervisorial and managerial func-
tions" which functions are insulated from union disci-
pline by Section 8(b)(1)(B) of the National Labor Rela-
tions Act (the Act).
All parties were represented at the trial and each filed
timely posttrial briefs that I have fully considered.
On the entire record2 in this case, from my observa-
tion of the witnesses, and after due consideration of the
briefs filed by the General Counsel and Respondent, I
make the following
FINDING OF FACTS
1. MATTERS NOT IN ISSUE; PRINCIPAL DEFENSES;
AND THE CENTRAL ISSUES
Respondent admits that Golden Nugget's operations
affected interstate commerce and that the Board's juris-
diction is therefore properly invoked. Respondent also
stipulated that Rasmussen's customary job for Golden
Nugget is supervisory within the meaning of Section
2(11) of the Act and that, in his supervisory capacity, he
also exercised grievance-adjustment functions within the
meaning of Section 8(b)(1)(B). Respondent admitted that
it imposed disciplinary fines against Rasmussen, but it
denied that the disciplinary action was directed against
Rasmussen's performance of supervisory or grievance-
handling functions. Rather, Respondent maintained that
Rasmussen was disciplined solely because he performed
rank-and-file bargaining unit work during a strike. Re-
spondent thus contends that its actions were lawful
under the doctrine established in Florida Power Co. v.
Electrical Workers IBEW Local 641, 417 U.S. 790 (1974),
in which the Supreme Court held that Section 8(b)(1)(B)
is not violated when a union disciplines supervisor-mem-
bers for performing rank-and-file work, as distinguished
from normal supervisory functions, during a strike.
Moreover, Respondent argued that Rasmussen cannot
be heard to claim that he was coerced in the exercise of
insulated "8(b)(1)(B) functions" by the Union's discipli-
nary action because Rasmussen admitted during internal
union trial proceedings that he was "still working behind
the picket line . . . [and was] performing bargaining-unit
work."
2 Unless otherwise stated, findings below derive from the undisputed
testimony of Rasmussen, the General Counsel's only witness, and from
authentic records received in evidence by stipulation However, for rea-
sons discussed within, I do not adopt Rasmussen's testimony in its entire-
ty, even when it is not directly contradicted
678
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Against this, factual/legal background, the main issues
are:
1. To what extent was Respondent privileged in its im-
position of discipline by the fact that Rasmussen admit-
ted at the union trial that he, was doing bargaining unit
work behind the picket -line? If this undisputed fact does
not dispositively alter the conventional analysis, then the
remaining issues are:
2. Did Rasmussen, in fact, perform struck bargaining
unit work?
3. If so, was it more than "minimal"?
II. UNFAIR LABOR PRACTICES
A. Introduction
Golden Nugget is a Las Vegas gaming and hotel es-
tablishment.3 During the period April 2, 1980-April 1,
1983, Respondent and Golden Nugget were parties to a
master labor agreement (also covering other Las Vegas
hotels and casinos) in which Respondent was recognized
as the bargaining agent for persons doing "engineer"
work. For our purposes, these are persons who maintain
and repair the hotel's and casino's, various electrical,
plumbing, and other mechanical systems, including guest
room appliances.
Rasmussen, a member of Respondent for more than 10
years, is the "Chief Engineer" for Golden Nugget, a job
classification which is expressly covered by the labor
agreement. Rasmussen is in charge of approximately 55
employees employed throughout the hotel, including
painters, laborers, and carpenters (who are not covered
by,Respondent's labor agreement). There were 16 nonsu-
pervisory engineers before the strike who were covered
by that agreement Rasmussen is directly responsible to
the director of maintenance and construction. He is sala-
ried and enjoys stock options and other prerequisites and
benefits not available to other engineer unit employees.
As the parties have stipulated, his normal function is a
supervisory one which also includes responsibility for re-
sponding to employee grievances.
B. The Strike at Golden Nugget,, an Overview of
Rasmussen
Shifted Duties and Responsibilities
On May 4, following the expiration of the most recent
master labor agreement, Respondent called a strike and
began picketing at Golden Nugget. The 16 nonsuperviso-
ry engineers in the contract unit,joined the strike; Ras-
mussen did not.
,
Anticipating the strike and that his engineer crew
would take their tools with them, Rasmussen had
brought several tool sets in advance and had concealed
them within the hotel premises. Clearly, he did not hope
immediately to be working with experienced striker re-
placements who might be expected to own the requisite
tools. And, indeed, the initial group of replacements on
hand when the strike started was a group of 10 "labor-
ers" from within the hotel' who has been reassigned for
3 Golden Nugget, a Nevada corporation, annually derives gross reve-
nues in excess of $500,000 and annually purchases and receives goods and
services valued in excess of $10,000 directly from suppliers outside
Nevada
this purpose although, they possessed 'no relevant experi-
ence. As Rasmussen acknowledged, "none of the labor-
ers had ever worked with the tools of the trade prior to
the strike "
When the strike was in its second week, Rasmussen
began hiring additional,' "outside" replacements and con-
tinued to 'do so incrementally in the weeks and months
that followed 4 The record is not entirely clear whether
even these outside 'replacements possessed any significant
training and experience in hotel maintenance operations.
I infer that they did not come to the job with such skills
from the few characterizations Rasmussen made on that
subject and from the fact that, even at the' time of the
trial, with 25 employees then on hand doing "engineer"
work, Rasmussen was still not satisfied with the engi-
neering department compared to prestrike periods.
One of Respondent's defensive contentions is that Ras-,
mussen took over rank-and-file duties once the strike
began. And one of the principal factors which Respond-
ent , relied on as tending to prove this (apart from Ras-
mussen's "admission" of the same during internal union
trial, discussed, infra) is that ,the ongoing maintenance
and repair work could not have been performed by the
inexperienced laborers and, therefore, it must have been .
done by Rasmussen himself
There are additional circumstantial facts which argu-
ably tend to reinforce that inference Thus, before the
strike, Rasmussen routinely worked 5 days a week on a
standard 6:30 a.m -3:30 p.m. shift, although remaining
"on call" during his time away from the hotel.5 Once the
strike began, however, Rasmussen "never left the build-
ing for, a month-and-a-half." Thus, it is an arguable infer-
ence that Rasmussen was required-at least for the first
approximately 45-day period of the strike-to remain on
hand in part to take, care of matters, which he had in
prestrike days left to the "senior watch engineers" who
were entrusted with general oversight of maintenance
operations on the swing and graveyard shifts.6 In addi-
tion, Rasmussen admits that he carried his own tools at,
times while on duty during the first 1-1/2 months of the
strike-a practice which began with his carrying a "tool
bag" 12 hours a day in the early days' and which then
"tapered down" in the ensuing 1-1/2 months before he
finally took his tools back to his home.
Despite all of, these -appearances suggesting that Ras-
mussen was performing some regular amount. of rank-
and-file, work during at least the first month or .two of
the strike, Rasmussen generally denied in his trial testi-
mony that such was the case. He admitted only having
spent about an hour on one occasion changing a gas
" Exactly when and in what numbers this periodic augmentation of the
replacement complement occurred is not discernible from the record
5 The record does not show with any particularity how much this on
call status actually impinged on Rasmussen 's off-duty time before the
strike, although it suggests that he was occasionally called about various
problems and was sometimes required to come into the hotel to deal with
them
Whether such problems arose within the engineer unit, or , else-
where, is also not specified
e There is no indication on this record that such watch engineers pos-
sessed supervisory authority and, because these classifications were part
of the contractual unit and the incumbents all joined the strike , I would
find that they were statutory employees
OPERATING ENGINEERS LOCAL 501 (GOLDEN NUGGET)
679
valve in the hotel kitchen and about 20 minutes on an-
other occasion jimmying a guest room lock to enable a
guest to remove luggage and meet a flight deadline. Ras-
mussen did not specify-and the record does not other-
wise show-precisely when Rasmussen did these jobs.
Questions obviously remain How, first of all, did Ras-
mussen get the engineer work done if the initial striker
replacements were utterly unfamiliar with the work and
the later replacements, hired piecemeal, still left some-
thing to be desired? The examination of Rasmussen at
trial focused on these questions, but Rasmussen's testimo-
ny is not always illuminating. Essentially, however, Ras-
mussen maintains that be conducted crash "training"
courses, and went along with his trainees, when neces-
sary, to "talk" them through any tasks that they did not
already know how to do
I deal below with some of the details of Rasmussen's
accounts in this regard, but it is worth noting at the
outset that the details are more than normally difficult to
pin down. The problem is mostly of Rasmussen's own
making; for he gave different accounts at different times
bearing on the questions whether, when, and how much
bargaining unit work he actually performed. First, in this
regard, are the statements he made during union trial
proceedings as I set forth next.
C. The Internal Disciplinary Proceedings
On August 12, internal union disciplinary proceedings
were commenced against Rasmussen by the filing of a
charge by a member of Respondent that Rasmussen had
"crossed sanctioned locked-out picket lines or sanctioned
picket lines and/or performed
bargaining unit work."
This was followed by a notice to Rasmussen from Re-
spondent dated August 26 stating that Rasmussen had
been so charged and requesting that he file an "answer,
defense, or plea" by a specified deadline.
.
The record did not disclose whether Rasmussen re-
sponded within the deadline specified in Respondent's
August 26 letter, but it is clear that Respondent issued
another letter to him on September 30, advising him that
a "pretrial hearing" would take place on October 20, at
which time he could furnish "any evidence or witnesses
[he]
wish[ed]."
Rasmussen attended that October 20
hearing without witnesses and made a verbal presenta-
tion which stressed that he was salaried, that he would
be vulnerable to discharge if he did not work during the
strike, that Respondent could neither protect him from
such discipline nor find him a comparable job elsewhere,
and that considerations of "safety" (the need to keep fire
control equipment
working) required that he work
during the strike
That October 20 hearing did not resolve the matter.
On November 14, Respondent wrote to Rasmussen that
a trial on the charges would occur on November 28 and
that he should bring with him "any written statements,
evidence or witnesses" which he might wish to present.
At the November 28 trial, Rasmussen interrupted the
testimony of certain member witnesses who said they
had seen him working behind the picket line. Acknowl-
edging that this was true, Rasmussen spelled out his de-
fense. This is his complete description of that proceed-
ing, with emphasis added.
A. Yes. Jack Pepera stated that he had seen me
behind the picket line, and I believe Jim Franklin
also said something to the effect that he had seen
me.
And at that time I think I interrupted and submit-
ted that I did work behind the picket lines, and then
I was allowed to proceed with my explanation, at
which time I stated how important it is that some-
body does stay in a building that can keep the build-
inn safe, how I felt about that, and how as a-when
a person first comes in the Union as a Journeyman,
then progresses as an Assistant Chief, and then on
into a Chief Engineer, and then up the ladder till
you become more and more management and less
and less employee, and that this transition takes
place and that the obligation, actually, shifts some-
what.
Q. And did you explain what your duties as Chief
Engineer were?
A. Only that I felt the safety of the building was
my responsibility and the safety of everyone in the
building, and it was also my responsibility to make
sure the building was still standing . Should the
strike ever be settled, they'd have someplace to go
back to work.
Q. Did anyone ask you any questions?
A. No. At that time I started walking back to my
seat, and Mr. Fox, Ed Fox, asked me if I was still
working behind the picket line.
And I said, "Yes. "
And he said, "Are you performing bargaining-unit
work?" And I said, "Yes. " And I sat down, and the
vote was taken.
Q. And what were the results of the vote?
A. Later I was found guilty by less than three-
fourths of the members, and I was fined $1,000 plus
$100 a day for every day I worked behind the
picket line.
On December 13, Respondent gave written notice to
Rasmussen of the trial body's decision. He was also ad-
vised by that letter of his right to appeal Respondent's
action to the general executive board of Respondent's
International body. The record does not indicate wheth-
er Rasmussen pursued his right of appeal.
D. Rasmussen's Pretrial Written Statements as
Compared with his Trial Testimony
Rasmussen next went on record about his activities
during the strike in a sworn statement prepared by his
own legal representative and signed on December 6,
1983, shortly before he filed the instant charge There, he
said, inter aha:
I worked with "the tools" (doing bargaining unit
work) about 15 minutes per day before the strike.
During the first week of the strike, I worked 12
hours per day with the tools The second week was
2 hours per day with the tools. Since the third week
of the strike I have not worked with the tools.
680
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
•I note here the obvious discrepancy between Rasmus-
sen's insistence at the trial before me that he only spent a
total of 80 minutes doing bargaining unit work and the
December 8 admissions just quoted. Clearly, if Rasmus-
sen himself defines the expression "working with the
tools" as "doing bargaining unit work," it follows from
his quoted admissions that he spent 84 hours in the first
week of the strike and 14 hours in the second week per-
forming bargaining unit tasks.7 By contrast, his Decem-
ber 6 statement cannot be taken as fully reliablein the
claim that he has not worked with the tools "since the
third week of the strike" in the light of his admission at
this trial that his "carrying a tool bag" did not "taper
down" to nil until a point 6 weeks into the strike 8
Efforts were made by the General Counsel and the
Charging Party's representative, to elicit from Rasmussen
certain estimates about the "percentage" of time he spent
during the strike in either "carrying" or "handling"
tools. These were followed by attempts to get Rasmus-
sen to compare those 'percentages with his typical pre-
strike practices Although the subject was worked over
rather thoroughly, Rasmussen's various responses tended
to be impressionistic,' occasionally inconsistent, and gen-
erally, unhelpful. Thus, Rasmussen estimated that during
the strike, he actually "handled" tools "probably five
percent . . . maybe ten percent" of the total times when
he "carried a tool bag" (the latter number of instances
never, having been defined with any real precision) He
was then invited by the General Counsel to identify how
often he "carried or wore a tool bag" before the strike.
His answers here were more confusing, relying on char-
acterizations such as "occasionally" and "very seldom,"
but adding that he might do so for "12 straight hours" if
his carpenters were "behind on a project," but "probably
15 minutes a week . . . not very often" if,the carpenters
were "caught up." It is evident here, however, that he
was describing his performance of "carpenter"-not "en-
gineer" work during prestrike periods. There is thus a
certain "apples and oranges" problem with such com-
parisons. And, in any case, Rasmussen almost immediate-
ly seemed to contradict his earlier estimates when he said
that he "handled" tools before the strike "probably 15
minutes a day, I would say"-an estimate which is diffi-
cult to reconcile with his trial testimony that he only
"carried' a tool bag" "probably 15 minutes a week"
during typical periods before the strike.
'
It `appears, although it is not entirely clear 'from his
testimony at this trial, that Rasmussen would 'now ex-
plain away his quoted pretrial statements about the
amount of time he spent working "with the tools" during
the strike as merely referring to the amount of time he
Because Rasmussen was admittedly continuously inside the Golden
Nugget for the first 6 weeks of the strike, I infer here that "per day"
contemplates each consecutive day that he was at the Golden Nugget in
the first and second weeks of the strike and that 7 is therefore the appro-
priate multiplier
8 Rasmussen's December 6 statement was offered by Respondent for
its impeachment value on those and related points Its contents are inad-
missible hearsay except as to admissions contained there The same is true
of the "supplemental affidavit" to the Board which he made on Decem-
ber 21, which was introduced by the General Counsel only for the stated
purpose of rebutting the inference of "recent fabrication " See generally
Fed R Evid 801(d)(1)(B) Cf 801(d)(2)
-carried" tools while involved in "training" functions.
Thus he testified that in the early weeks of the strike, at
least, he was almost totally occupied in "training" and
that about "50 percent" of his "training" involved assist-
ance on "job calls." But there is a considerable amount
of inconsistency on these points-both within his various
statements on the witness stand, and between and among
those statements and his pretrial statements. Neither does
his trial testimony on the subject of "training" always
distinguish between time spent in conducting "training
courses" and time spent accompanying replacement engi-
neers on specific job calls where, he says, he "trained"
them by telling them what to do to get the job done
There is no dispute that Rasmussen did, in fact, con-
duct "training courses" for groups of striker replace-
ments, beginning immediately with training in some of
the more frequently recurring demands of hotel mainte-
nance life, keeping toilet and other guest room plumbing
and electrical systems operational To provide this train-
ing, he reserved some vacant guest rooms for class work
and taught the replacements how to tear down and reas-
semble faucets, drains, and electrical outlets and, inciden-
tially, how to spot defective parts and to replace them.
This training process occupied what Rasmussen charac-
terized as an "exorbitant" amount of his time throughout
the first-month of the strike.
It is evident, however, as Rasmussen acknowledged,
that these training courses did not fully qualify the re-
placement engineers to respond to every job call Ac-
cordingly, as he admitted, he would, on an "on-call"
basis, accompany new crew members on particular tasks,
carrying his' own tool bag perhaps, but "ma[king] it a
point not to touch the tools" himself. This is not consist-
ent, however, with his admission that he might hand a
tool from his own bag to the working "engineer," and
would instruct him, step-by-step, in how to accomplish
the given 'task
And, "if they were struggling . . . I
might hold a nut for them, or something like that, let's
say [but] . . . very rarely "
It is also 'evident, despite Rasmussen's equivocations,
that his admittedly close and direct involvement during
the strike in the "training" of new personnel in the per-
formance of routine maintenance tasks was not part of
Rasmussen's normal function before the strike As he ad-
mitted, maintenance plumbers "from the Union" normal-
ly came equipped to do these jobs, and his prestrike
training role was far more limited, consisting of occa-
sional group familiarization sessions in, for example, a
new fire control system panel, or in one-on-one orienta-
tions on unusually complex tasks which he'was accus-
tomed to do himself (there being no contractual prohibi-
tion against his doing unit work). As he further admitted,
his job was far more "administrative" before the strike
and much "informal" training was done simply by his as-
signing of an engineer skilled in, say, electrical work, to
accompany a plumbing specialist on a plumbing job (or
vice-versa); in short, a kind of cross-training so that each
engineer would become more versatile, without requiring
Rasmussen's direct involvement.
I do not conclude that Rasmussen was always con-
sciously shading the truth in his various and mostly un-
OPERATING ENGINEERS LOCAL 501 (GOLDEN NUGGET)
successful attempts to provide a clearer picture on some
of the points at issue. These are admittedly matters
which are difficult to recall perfectly months after the
fact
But considering the importance of these details to
the question whether he was performing struck unit
work to any substantial degree, I find it at least puzzling
that the General Counsel and the Charging Party's rep-
resentatives questioning went well beyond the area de-
limited by precedent (see Analysis section, infra) and ne-
glected more pertinent matters; e.g.. How much time did
Rasmussen spend during the strike working with tools in
connection with "engineer" work and how did that com-
pare with his similar activities in connection with engi-
neer work before the strike?9 As I have noted, it is
scarcely relevant that Rasmussen may have performed
"carpenter" work before the strike and the introduction
of that evidence may therefore be viewed as an attempt
to obscure the issue. And where there is circumstantial
evidence suggesting that Rasmussen was obliged to
become intimately involved in the execution of routine
engineer tasks after the strike began, and had not been
accustomed to such involvement before the strike. I do
not regard many of his comparisons and estimates as
having any real probative worth.
It is my ultimate judgment that Rasmussen and the
General Counsel are now straining either to blur impor-
tant distinctions or to create unimportant ones when it
comes to the matter of Rasmussen's "training" functions
and his use of tools during the strike. Rasmussen's trial
performance is therefore of limited value in judging
whether Rasmussen was in fact "guilty" of doing bar-
gaining unit work during the strike. i 0 Admittedly, the
resolution of this final question is as much a matter of
legal judgment as it is one of finding facts And I there-
fore defer to the Analysis my ultimate conclusions in this
regard.
III. ANALYSIS, ULTIMATE FINDINGS, AND
CONCLUSIONS THEREFOR
A. General Legal Setting
There are some established principles in this legal area
that will come recurrently into play. I begin with the
words of the Supreme Court in its landmark decision in
Florida Power, supra, in which the Court restated the ap-
plicable legal test under Section 8(b)(1)(B), rejecting, in
the process, certain evolving tendencies which the Court
perceived from some of the Board's earlier attempts to
apply that section (417 U S. at 804):
Nowhere in the legislative history is there to be
found any implication that Congress sought to
s This does not imply that a supervisor is immune from discipline by
his union for doing the same amount of unit work during a strike that he
did in prestrike periods See Analysis
10 The Union called one witness, James Sedlick, to dispute Rasmus-
sen's claim about how much "informal" training Rasmussen was accus-
tomed to do himself-as opposed to relying on unit engineers to infor-
mally train one another-during the prestrike periods I find more credi-
ble Sedlick's testimony that such informal training was normally accom-
plished without Rasmussen's direct involvement, but I do not rely on
Sedlick's specific percentage estimates in this regard, he was not in a
good position to make such judgments
681
extend protection to the employer from union re-
straint or coercion when engaged in any activity
other than the selection of its representatives for the
purposes of collective bargaining and grievance ad-
justment The conclusion is thus inescapable that a
union's discipline of one of its members who is a su-
pervisory employee can constitute a violation of §
8(b)(1)(B) only when that discipline may adversely
affect the supervisor's conduct in performing the
duties of, and acting in his capacity as, grievance
adjuster or collective [bargaining representative] on
behalf of the employer. I I
Of more direct pertinence to this case are these passag-
es from the Board's decision in Columbia Typographical
Union 101 (Washington Post), 242 NLRB 1079, 1080-1081
(1979), a case decided after Florida Power and American
Broadcasting Cos., supra, in which the Board stated (em-
phasis added).
... we set forth the standard which we deem appli-
cable, in our construction of Section 8(b)(1)(B), for
those situations where union discipline results after
a supervisor-member's performance during an em-
ployer-union dispute of both regular supervisory
duties and rank-and-file struck work.
In these situations, to determine whether Section
8(b)(1)(B) has been violated , the only relevant in-
quiry is what did the supervisor-member do during
the employer-union dispute.
When a supervisor-
member has performed a more than minimal amount
of rank-and-file work during the period of the em-
ployer-union dispute,
subsequent union discipline
for performing such work cannot give rise to a vio-
lation of Section 8(b)(1)(B). A supervisor-member
will not be immune from union discipline because
the amount of rank-and-file work he performs
during the dispute does not increase . Thus, it is ir-
relevant whether the disciplined supervisor-member has
performed rank-and-file work, in either the same or
different proportion,
than before the employer-union
dispute.
However, where the known facts indicate that
the supervisor-member has performed a more than
minimal amount of rank-and-file work during the
employer-union dispute, we must decline to draw
an inference that the supervisor will be coerced in
the performance of his collective-bargaining tasks
or grievance-adjustment tasks. A union has a legiti-
mate interest in enforcing the obligations of its
members to adhere to the union rules. Where the
union has disciplined a supervisor-member after that
member has crossed a picket line to perform rank-
and-file work contrary to union rules, it does not
follow that the reasonably foreseeable effect of the
11 Subsequently, in American Broadcasting Cos v
Writers Guild, 437
U S 411, the Court held that the Board did not exceed its authority by
finding an 8(b)(1)(B) violation where a union had fined supervisory per-
sonnel who had performed solely supervisory functions during the union's
strike
682
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
union's discipline of the supervisor-member is to di-
minish his ability to perform his 8(b)(l)(B) duties.
Rather, it must be inferred, and the probabilities in-
dicate, that the union discipline will serve to affect
adversely and to deter the supervisor-member's
willingness to perform rank-and-file struck work
during -an employer-union dispute.
The General Counsel and the Charging Party refer
frequently to Wisconsin River Valley District Council of
Carpenters (Skippy Enterprises),
211 NLRB 222 (1974)
(original case), reconsidered in light of Florida Power at
218 NLRB 1063 (1975) (finding violation on narrowed
rationale), enfd. 532 F.2d 47 (7th Cir. 1976). Briefly, on
reconsideration in Skippy Enterprises, the Board (Mem-
bers Fanning and Penello dissenting) found an 8(b)( 1)(B)
violation where the union disciplined a supervisor who
had worked during a labor dispute, spending 70 percent
of his time doing supervisory work and 30 percent of his
time in the performance of normal bargaining unit work.
The Board noted that the finee's duties and responsibil-
ities did not change during the strike (the respective per-
centages of supervisory and unit work being typical of
his prestrike activities). The Board also found that 70
percent of his work as a supervisor "was not a minimal
amount of time spent in supervisory , functions." Id. 218
NLRB at 1064. These factors caused the Board to find
that the union's discipline would have necessary effect of
inducing the finee to quit his work, "thus depriving the
Employer of the services of its selected representative
for purposes of collective bargaining or the adjustment
of grievances." Ibid.
The General Counsel and the Charging Party contend
on brief that Skippy Enterprises is still good law insofar as
it suggests, (a) that as long as a supervisor's performance
of unit work does not increase during a strike, he will
not be vulnerable to union discipline ; and/or (b) a super-
visor may spend as much as 30 percent of his time
during a strike doing bargaining unit work without being
vulnerable to union discipline. Although these conclu-
sions about Skippy's significance, standing alone, are not
unreasonable, the fact is that both are no longer warrant-
ed in the light of the quoted passages, supra, from the
Board's later restatement in Washington Post. As to (a),
above, the Washington Post Board said that "it is irrele-
vant whether the disciplined supervisor-member has per-
formed rank-and-file work in either the same or different
proportion, than before the . . . dispute." As to (b),
above, the test posited by the Washington Post Board is
whether the supervisor/member has performed a "more
than minimal" amount of unit work during a strike.
Accordingly,
Washington
Post
effectively
overruled
Skippy Enterprises on the dual points at issue.12 I thus
find it irrelevant here that Rasmussen may have spent
"15 minutes per day" (or per week, or whatever the case
may have,been, depending on which of Rasmussen's ac-
12 The overruling was done here sub silentio , but it was indirectly
noted that this was its effect by Member Penello (242 NLRB at 1080 In
4, see also Member Jenkins' partial dissent (Id at 1085 fn 21)), implicitly
recognizing the same thing I note, as well , that the Court in American
Broadcasting Cos, supra, expressly refrained from passing on these aspects
of Skippy Id 437 U S at 426 fn 23
counts is relied on) in "carrying" or "handling" or
"working with" the tools before the strike. This did not
convert his similar activities during the strike to a "su-
pervisory" function, or render them immune from union
discipline.
If Skippy Enterprises, supra, retains any viability at all,
it would appear to be in certain dicta contained in the
decision of the administrative law judge in the original,
pre-Florida Power case, in which he said (211 NLRB at
227): r
Respondent's good faith is not involved, for the test
of restraint and coercion under Section, 8(b)(1)(B)
turns not on the union's motive, but on whether the
union engaged in conduct which . . . tends to re-
strain or coerce employees within the intent of that
section.
Had` it not been for the Board's recent decision in Op-
erating Engineers Local 501 (Peterson Mfg.), 269 NLRB
685 (1984), I would have concluded that the quoted dicta
was unreliable, because it was part of an overall holding
linked to an analysis that could not pass muster under
Florida Power (see 211 NLRB at 227). But the same dicta
was relied on by the administrative law fudge in Peterson
Mfg. (supra, 269 NLRB at 689 fn. 5), whose decision was
adopted by the Board . I am therefore required to treat
that language as still retaining some vitality, despite the
fact that the original opinion in Skippy is largely out-
moded.
B Application of the Law to the Facts
I am persuaded that the application of the principles
cited above, especially those set forth in Washington Post,
supra, to these unique facts requires that the complaint
be dismissed . I am moved by alternative considerations
in reaching this result
1. Principal rationale
Primarily, in agreement with Respondent, I conclude
that Rasmussen cannot credibly maintain that he was co-
erced in exercising supervisory or grievance-handling
duties13 by Respondent's discipline under circumstances
in which Rasmussen unqualifiedly admitted in the union
trial that he was "still working behind the picket line
[and was] performing bargaining unit work." By Rasmus-
sen's own account, his admission was unattended by any
explanatory or extenuating clarifications; and' the mem-
bership's vote of "guilty" followed immediately on the
heels of his admission . In these circumstances, it would
be irrational for Rasmussen to conclude that he was
13 There being no dispute that Rasmussen is a supervisor with griev-
ance-handling functions , I need not rely on the "reservoir" doctrine to
determine, as I do, that Rasmussen was a "collective bargaining repre-
sentative" of Golden Nugget within the meaning of Sec 8(b)(1)(B) Cf
Teamsters Local 296 (Northwest Publications), 263 NLRB 778 fn 4 (1982)
(reaffirming "reservoir" theory) But cf Operating Engineers Local 926 1,
Jones, 460 U S 669, 679 (1983) ("of course, not every supervisor is a 'rep-
resentative for the purpose of collective bargaining or the adjustment of
grievances' for purposes of Section 8(b)(1)(B)," citing
Florida Power,
supra, 417 U S at 811 fn 21)
OPERATING ENGINEERS LOCAL 501 (GOLDEN NUGGET)
being disciplined for anything other than that which he
admitted to shortly before the "guilty" vote.
It may thus be said here, as in Washington Post, supra,
that "it does not follow that the reasonably foreseeable
effect of the union's discipline
is to diminish [Ras-
mussen's] ability to perform his 8(b)(1)(B) duties. Rather,
it must be inferred, and the probabilities indicate, that the
union discipline will serve to affect adversely and to
deter [Rasmussen's] willingness to perform rank-and-file
struck work during an employer-union dispute." (242
NLRB at 1081.)
In short, when Rasmussen told the trial body that he
was still doing bargaining unit work, the only lesson
which he might reasonably be expected to learn from
Respondent's discipline is that he should refrain from
doing struck work if he wished to avoid future disci-
pline. Thus, nothing in that disciplinary action would
tend to influence Rasmussen to refrain from performing
normal supervisory and grievance-handling functions
during a strike and the discipline was therefore a legally
innocuous exercise of Respondent's rights under the pro-
viso to Section 8(b)(1) to make and enforce legitimate in-
ternal rules binding on all those who choose to be its
members.
Washington Post, supra, and see Scofield v.
NLRB, 394 U.S. 423, 430 (1969)
The "dilemma" about which Rasmussen complained at
the pretrial hearing, i.e., that Respondent could fire him
if he did not stay on the job, is either a false one or it is
one of his own (or that of his employer's) making. This
is because Rasmussen had the option of resigning from
membership if he felt compelled to stay on the job and
perform struck work. NLRB v. Textile Workers Local
1029 (Granite State Joint Board),
409 U.S. 213, 217
(1972). Alternatively, his employer could have required
him to resign from membership if it feared that his on-
the-job activities during the strike might render him vul-
nerable to union discipline. Florida Power, supra, 417 U.S.
at 813.14
It deserves emphasis that the foregoing analysis does
not focus on the question whether Respondent (here, Re-
spondent's members who participated in the disciplinary
vote) actually believed in good faith that Rasmussen was
guilty of doing struck work As the General Counsel and
the Charging Party both have emphasized, such inquiries
into a union's good faith are not relevant under Section
8(b)(1)(B)
Skippy
Enterprises,
supra;
Peterson
Mfg.,
supra.15 Rather, this analysis focuses on the reasonably
foreseeable effect of Respondent's discipline on Rasmus-
sen's ability to exercise 8(b)(1)(B) duties under circum-
stances where, before the disciplinary vote was taken, he
14 In American Broadcasting Cos, supra, the Court deemed it signifi-
cant that, unlike here, the union in that case had a "known policy
not to permit a member to resign during a strike and for
six months
thereafter " 437 U S at 436
is It is nevertheless remarkable that the Charging Party equivocates on
this point-in effect seeks to have it both ways-when his representative
argues elsewhere on brief that Respondent was not, in fact, moved by a
11
'good faith' reliance upon Rasmussen's 'admission "' The evidence
which Respondent points to in this regard is not persuasive and the more
obvious inference from the timing of the vote to discipline, i e, immedi-
ately after Rasmussen 's admission, is that the discipline was , in fact, moti-
vated by that admission But the point here is that a union 's good faith is
not a permissible subject for inquiry under the cited authorities
683
had induced Respondent's members into believing that
he was guilty of doing bargaining unit work.
Neither does the foregoing analysis rely on principles
of equitable estoppel for the result reached. The extent
to which such estoppel notions are applicable in judging
alleged violations of the Act is at least unclear and is one
on which the Board and at least one reviewing circuit
appeared to be in disagreement. Cf. Teamsters Local 372
v. NLRB, 682 F 2d 116, 118 (D C. Cir. 1982) (remanding
for consideration of equitable estoppel issue), and Oak-
land Press Co.,
266 NLRB 107 (1983) (deciding on
remand alternatively that estoppel considerations should
not apply when result would be unit inclusion of statuto-
ry supervisors and that, in any case, the estoppel tests
were not met).16
Admittedly, this analysis is at least superficially vulner-
able to the criticism that it does not focus only on the
actual facts of Rasmussen's activities during the strike
and, to that extent, it can be claimed that the analysis ig-
nores the Board's admonition in Washington Post, supra,
that "the only relevant inquiry is what did the supervi-
sor-member do during the employer-union dispute."
Responding to that potential criticism, I submit that
these facts bring into relief the inadequacy of that state-
ment as a proper test, standing alone, for disposing of al-
leged 8(b)(1)(B) violations. For to place controlling em-
phasis on what Rasmussen actually did during the strike
under circumstances where he made no effort himself to
inform Respondent's trial board of those facts is to
ignore a principle of more fundamental significance; that
is, the paramount instruction of the Court in Florida
Power, supra, that "a union's discipline of one of its mem-
bers who is a supervisory employee can constitute a vio-
lation . . . only when that discipline may adversely affect
the supervisor's conduct in performing the duties of and
acting in his capacity as, grievance adjuster or collective
[bargaining representative] on behalf of the employer." [Em-
phasis added; 417 U.S. at 804-805.] 17
At bottom, regardless of the actual facts of Rasmus-
sen's behavior during the strike, it is difficult, if not im-
possible, on this record to discern how Respondent's dis-
ciplinary action might reasonably tend to have such an
adverse "carry-over" effect on Rasmussen's performance
of 8(b)(1)(B) functions. The discipline was clearly not fa-
cially directed against Rasmussen's performance of those
16 If there is room in 8(b)(1)(B) proceedings for the doctrine of equita-
ble estoppel , this case would appear to present compelling grounds for its
application
Thus, as the Board recognized in the cited
Oakland Press
case, a party claiming equitable estoppel must show "(1) lack of knowl-
edge and the means to obtain knowledge of the true facts [circumstances
present here where Respondent's members were not in a position to
know or independently learn any details about Rasmussen's daily on-the-
job activities during the strike], (2) good faith reliance on the misleading
conduct of the party to be estopped [the disciplinary vote was taken im-
mediately after Rasmussen 's admissions], and (3 ) detriment or prejudice
from such reliance [Respondent has been placed in legal jeopardy by this
complaint for its actions against Rasmussen taken in reliance on his ad-
missions] " (266 NLRB at 107-108 )
11 This is not a criticism of Washington Post analysis, indeed the Board
fully acknowledged therein the controlling (and narrowing) impact of
Florida Power on 8(b)(1)(B) cases of this type 242 NLRB at 1079, 1080
Rather, it is a criticism of attempts such as those made herein by the
General Counsel and the Charging Party to overemphasize that "only
relevant inquiry" language and to strip it from context
684
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
normal grievance-adjustment functions; indeed, Rasmus-
sen acknowledged that he has had no opportunity to
handle any grievance during the strike. And, for all the
reasons noted previously, Rasmussen could not reason-
ably have interpreted Respondent's discipline as being di-
rected against anything other than his admitted, continu-'
ing performance of "bargaining unit work" during the
strike. Any other approach in these circumstances would
place on Respondent the burden of learning by some in-
dependent means that Rasmussen's admission `should not
be taken at face value.18
Accordingly, in the absences of any plausible basis for
concluding that Respondent's disciplinary action tended
to impair Rasmussen's performance of 8(b)(1)(B) duties, I
would dismiss this complaint.
2. Secondary rationale
Alternatively, if
Rasmussen's admissions are truly
beside the point, and if I were to focus solely on whether
Rasmussen did, in fact, perform unit work "more than
minimal[ly]," I would infer that he did so, resolving
doubts against him where his testimony is vague and
where it was ultimately in the prosecution's interest to
show with greater clarity (if such was the case) that Ras-
mussen was not, in fact, guilty of the offense to which he
seemingly admitted at the union trial.
It is necessary to make clear at the outset my belief
that the proper temporal focus for an analysis of Rasmus-
sen's activities, is the period from the start of the strike to
the time when the union trial proceedings were conduct-
ed. If there were "changed circumstances" in the period
following the "guilty" vote by Respondent's members
that might affect the continuing appropriateness of the
disciplinary action taken earlier, it seems only reasonable
to hold that it was Rasmussen's duty to bring them to
Respondent's, attention. Otherwise, consistent with prior
discussion, it would be irrational to infer that Rasmussen
would • be chilled in the ongoing performance of
8(b)(1)(B) duties by union. disciplinary action that de-
rived from an entirely different "record " Moreover, to
focus on any period beyond the point when discipline
was imposed would carry to seemingly absurd lengths
the already dubious notion that Respondent had some in-
dependent "duty to investigate" Rasmussen's conduct
beyond that which Rasmussen himself chose to disclose
on that subject. For, under that view, Respondent should
have made inquiries of Rasmussen on a daily basis after
the initial imposition of discipline to make sure that Ras-
is This, incidentally, is essentially the position taken by the General
Counsel and the Charging Party on brief-that Respondent had a "duty"
to investigate the truthfulness of Rasmussen 's admission (the Charging
Party's term)
Those parties do not, however, suggest any means by
which Respondent might have discharged that "duty", and it is difficult
to envision just what the Union might have done where its members
were on strike and there were thus no inhouse informants which it might
resort to in an effort to learn the details of Rasmussen 's activities
Per-
haps the General Counsel and the Charging Party intend here that Re-
spondent's agents should have cross-examined Rasmussen at the Union's
trial proceedings to make sure that he was not unwittingly hanging him-
self by his own admissions If so, this would reflect a novel allocation of
burdens and I would remain unpersuaded
mussen had not, in the meantime, conformed his behavior
to Respondent's internal rules.19
Accordingly, in subsequent discussion, I do not ad-
dress the extent to which Rasmussen's performance of
unit work may have changed after the point when he
was found guilty by Respondent's members. And, neces-
sarily, ' I do not decide whether Rasmussen's representa-
tive is correct on briefu,either in her underlying factual
premises or in her ultimate calculations about the per-
centage of unit work which Rasmussen performed com-
pared to this total time he spent in supervisory activities
from the start of the strike to the point when this case
was tried.20
Addressing now Rasmussen's activities during the
period in question, I start by noting what seems to me to
be obvious from a review of the record. Rasmussen's
view of what constitutes "bargaining unit work" has un-
dergone a considerable evolution from the point on No-
vember 28 when he told Respondent's members in the
union trial that he was still performing bargaining unit
work (indeed, even from, the point on December 6 when
his first formal statement on the subject was recorded by
his legal representative in which he acknowledged that
he "worked with `the tools' (doing bargaining unit
work)" on a regular and recurring basis during the first 2
weeks of the strike).
I have earlier recorded my disinclination to place reli-
ance on^ Rasmussen's often vague (and to some extent in-
consistent, "shifting, or irrelevant) estimates about the
"percentage" of time he spent in performing various ac-
tivities before and during the strike I conclude that the
record's vagueness will simply not permit a strict mathe-
matical calculation of the total amount of time he spent
on bargaining unit work in the period from May 4 to
November 28.
'
What is clear, however, is that Rasmussen was some-
how getting bargaining unit work done, and that he was
accomplishing this during the period focused on even
while the "engineer" crew available to him was seriously
lacking in necessary skills. As suggested earlier, this fact
alone warrants a presumption that Rasmussen was 're-
quired to play an unprecedented role in the accomplish-
ment of unit tasks. And this presumption is only en-
hanced by his various admissions prior to this trial, in
substance, that even as of November 28, he was still per-
forming "bargaining unit" work and that, during the first
2 weeks of-the strike, he "worked with `the tools' (doing
bargaining unit work)" totalling at least 98 hours These
considerations alone justify the conclusion that his per-
19 It may be noted as well that Rasmussen was specifically on notice
of his right to appeal the imposition of discipline and that, so far as this
record shows, he did riot use that opportunity-not even to seek to
modify the nature of the discipline based on a claim of changed circum-
stances
20 The Charging Party's representative starts by noting that Rasmussen
worked a total of "2198 hours" during the entire period She then adopts
for argument's sake the record evidence which suggests that Rasmussen
may have done bargaining unit work totaling "124 083 hours as a rank
and file employee from May 4 [1983] to March 27, 1984" From this, she
concludes that Rasmussen 's performance of unit work was "minimal"
considered against the total backdrop of his activities during those rough-
ly I1 months
OPERATING ENGINEERS LOCAL 501 (GOLDEN NUGGET)
685
formance of unit work was more than "minimal," within
the meaning of Washington Post, supra 2 i
Neither do I accept the dual explanations implicit in
Rasmussen's testimony (and now made explicit in the
General Counsel's and the Charging Party's briefs); i.e,
that Rasmussen was merely performing training functions
when he worked with the tools and that such training
was an exercise of a supervisory function. As the Board
noted in Washington Post, 242 NLRB at 1083 In. 15, "the
training of new employees" is "not necessarily disposi-
tive of the issue of supervisory status, inasmuch as [this
duty] is often associated with either `leadmen' or supervi-
sory personnel." And there, the Board found that "the
work labeled as `training' herein had-at least during the
strike-an object of producing rank-and-file work . . .
[T]herefore,
while `training,' the supervisor-members
were directing their efforts, at least in part, towards pro-
ducing a work product that absent the strike would have
resulted from rank-and-file production work .
." Ibid
This caused the Board to conclude in that case that
"where senior journeymen had long performed a training
function and that function was part of their normal
duties, the supervisors-members' performance of this
function during the strike constituted the performance of
rank-and-file work." Ibid.
Similarly, here it is clear that much of the work de-
scribed by Rasmussen under the general heading of train-
ing involved the taking over of work which before the
strike would have been done by unit journeymen, and
was, therefore, "struck work." Specifically, when Ras-
mussen was required literally to follow an unskilled
"trainee" to a routine job call and to "talk" him through
a particular task, he was doing work which in the past
he had left to journeymen in the bargaining unit.22 As in
Washington Post, supra, this record will not permit me to
"quantify the exact amount" (id. at 1083) of that kind of
"training" done by Rasmussen (from his testimony, 50
21 It was never made clear whether the 2 unit tasks that he admitted to
at the trial which themselves required 80 minutes' work were done
during the initial 2-week period covered by Rasmussen's December 6 ad-
mission or, alternatively, whether that work took place at a later date and
should therefore be added to the totals just mentioned Although doubts
on this score are properly resolved against Rasmussen , as the party with
knowledge, such an adverse inference would not influence my ultimate
judgment in this regard
The principal definition of " minimal" is "Small-
est in amount or degree " The American Heritage Dictionary (2d ed
1982),
Houghton Mifflin Co , Boston On brief the Charging Party regularly and
properly substitutes the legal notion of de minimis for the
Washington
Post's term, "minimal " Clearly, 98 hours spent on unit work is more than
minimal and the extra 80 minutes under discussion thus is not needed to
tip the balance Even if 98 hours is itself a suspect figure, I would con-
clude that Rasmussen's admitted performance of "on-call assistance" (or
"training") to the replacement engineers on a regular basis during a sub-
stantial period exceeded minimal propositions And see discussion in main
text, next
22 As noted in the Findings section , supra, Rasmussen admitted that
training of "apprentices" in prestrike days was normally done by nonsu-
pervisory journeymen
percent of the totality of his "training" activities). But
the record's imprecision on that point is chargeable
against the General Counsel and Rasmussen, as the par-
ties with knowledge and an interest in disclosing the
same if such amounts of work were no more than "mini-
mal."
Moreover, in these particular "job call" instances, it
strains the term to call what Rasmussen did mere train-
ing. More realistically , it was Rasmussen's own judg-
ment, skills (and sometimes, the contents of his own tool
bag) which accounted for the completion of those jobs.
The "trainee" in those instances was little more than a
mechanical extension of Rasmussen, himself In those cir-
cumstances, it seems therefore more in accord with reali-
ty to say that Rasmussen did that work.
In summary, therefore, Rasmussen clearly accom-
plished either directly, or through a contrived process of
extension, considerable amounts of unit work-far more
than his limited concession at trial, i.e., that he only
spent a total of 80 minutes in such activities throughout
the strike.23 I need not-and could not-on this record
determine exactly how much such work Rasmussen did.
It is enough to note that the record will support the con-
clusion that he did more than de minimis amounts of
such work.
I would thus dismiss the complaint on this alternative
ground as well
CONCLUSIONS OF LAW
1. Golden Nugget is an employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the
Act.
2. Respondent is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. The Board's jurisdiction is properly invoked
4. Respondent's disciplinary action against Rasmussen
did not tend to restrain or coerce Golden Nugget in the
selection of its representatives for the purposes of collec-
tive bargaining or the adjustment of grievances, accord-
ingly, the complaint must be dismissed
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed24
ORDER
The complaint is dismissed in its entirety.
23 I do not decide whether Rasmussen's "classroom "-as opposed to
"job-call"-training of the inexperienced laborers-turned -engineers was
struck unit work under the Board 's Washington Post analysis, supra
24 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the findings ,
conclusions ,
and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses