287 NLRB 760
Pile Drivers, Dock,, Wharf, And Bridge Carpenters And Divers, Local Union 2396
760
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Pile Drivers, Dock, Wharf, and Bridge Carpenters
and Divers, Local Union 2396, affiliated with
United Brotherhood of Carpenters and Joiners
of America (Tri-State Ohbayashi, a Joint Ven-
ture) and Richard Westberg. Case 19-CB-5930
16 December 1987
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
STEPHENS AND CRACRAFT
On 10 July 1987 Administrative Law Judge
David G. Heilbrun issued the attached decision.
The General Counsel filed limited exceptions and a
supporting brief, and a brief that supports the
judge's decision in all other respects. The Respond-
ent filed exceptions, a supporting brief, and a reply
brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, i and
conclusions as modified herein, and to adopt the
recommended Order as modified.
On 11 August 19862 Charging Party Richard
Westberg
was telephoned by Richard (Swede)
Larson, a superintendent for Tri-State Ohbayashi
(TSO),
who offered Westberg a job at one of
TSO's construction projects, known as ETS-9. The
next morning, on Larson's instructions, Westberg,
who is a member of Carpenters Local 470 in
Tacoma, Washington, went to the Seattle office of
Respondent Pile Drivers Local 2396 to be dis-
patched to the jobsite. When he asked for a dis-
patch, the Respondent's financial secretary and
business representative, William Sullivan, informed
him that he could not give him a dispatch to the
job in question because he was "a guy here from
Tacoma."3 Sullivan then asked Westberg for a
letter from TSO requesting that he be given a dis-
patch. Westberg, who had no such letter, told Sul-
livan he would get a letter of request if the Re-
spondent needed one, and left the office. Westberg
eventually found Larson at the ETS-3D jobsite and
' The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect
Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
2 All dates are in 1986
s Although the Respondent and TSO have contracts covering two
other TSO projects, ETS-6 and ETS-3D, they have never entered into an
agreement covering ETS-9, the project at which Westberg was to have a
job
told him he could not go to work without a letter
of request. On Larson's instruction, Larry Agos-
tino, office manager at ETS-3D, wrote a letter to
Sullivan requesting that Westberg be allowed to
work for TSO at ETS-9. Westberg then returned
to Local 2396's office and presented the letter to
Patricia Sullivan, William Sullivan's wife and secre-
tary, who handles routine dispatches. Mrs Sulli-
van, within the hearing of Westberg, telephoned
Larry Agostino and informed him that she could
not give Westberg a dispatch because he was from
the Tacoma local.
Westberg then retrieved his
letter from TSO and left, saying that he intended
to go to the NLRB because he had been denied a
dispatch. First, however, he went to the ETS-9 site
and told Jimmy Sauro, the job foreman, that he
could not go to work because he could not get a
dispatch. 4
While Westberg was out getting his letter of re-
quest from TSO, William Sullivan was in touch
with TSO as well. He went to the ETS-9 jobsite
and spoke to Ron Agostino, the superintendent on
that job. Sullivan told Agostino that he understood
that Local 2396's agreement with TSO required
TSO to hire only members of Local 2396, and
Agostino agreed.5 Sullivan asked Agostino if he
knew who had hired Westberg; Agostino said that
he had not hired him, and indicated that Larson,
who was the superintendent on a different project,
would not have been hiring for ETS-9. Sullivan
told Agostino that Westberg was a carpenter from
Local 470, and that he understood that TSO was
hiring piledrivers. He also told Agostino that he
had come to the realization that there was no
agreement on ETS-9, and that he would have to
get in touch with Paul Noble, TSO's project man-
ager, and get a contract signed. Sullivan did not
ask Agostino to sign a contract.6
Sullivan tried to telephone Noble about a con-
tract, but Noble was not available. The call was
taken by Arlene Whitworth, payroll clerk and sec-
retary for TSO, whose testimony the judge gener-
ally credited. She testified that Sullivan told her
that TSO was paying Westberg as a piledriver, but
that he was not dispatched, and would not be dis-
patched, through Local 2396 because he was not a
piledriver
Sullivan insinuated that TSO, having
started
with piledrivers, should continue hiring
them. He also said that, due to an oversight, there
4 The above account is taken from the testimony of Westberg, whom
the judge generally credited The judge generally discredited contradic-
tory testimony of the Sullivans
s As noted in fn 3, supra, the Respondent's agreement with TSO did
not cover ETS-9
B The foregoing is based on Sullivan's testimony Ron Agostino did
not testify
287 NLRB No. 78
CARPENTERS LOCAL 2396 (TRI-STATE OHBAYASHI)
was no signed agreement covering ETS-9 and
asked if TSO could supply a letter agreeing to use
piledrivers. Whitworth responded that he would
have to talk with Noble about such a letter.
Sullivan testified that he spoke to Noble on 13
August and told him he wanted TSO to sign an
agreement to hire "people out of our hall." Sulli-
van also testified that he asked Noble for a letter of
understanding that ETS-9 was part of the agree-
ment covering project ETS-6, but that he never re-
ceived such a letter.'
Whitworth testified that Ron Agostino called her
on 13 August and, in reference to questions she had
raised concerning the addition of Westberg to the
payroll, told her "Just forget it."
1. Westberg filed a charge with the Board, alleg-
ing that the Respondent had failed and refused to
dispatch him to the job with TSO because he was
not a member of Local 2396. The complaint (as
amended at the hearing) alleged that the Respond-
ent (1) violated Section 8(b)(1)(A) by entering into
and
maintaining agreements
with TSO that re-
.quired TSO to give preference in hiring to mem-
bers of Local 2396; (2) violated Section 8(b)(1)(A)
when the Sullivans informed
Westberg that he
would not be dispatched because he was not a
member of the Local; and (3) violated Section
8(b)(1)(A) and (2) when the Sullivans failed and re-
fused to honor a request from TSO to dispatch
Westberg because he was not a local member, and
thus caused and attempted to cause TSO to dis-
criminate against Westberg by not hiring him.'
Neither the charge nor the complaint alleged spe-
cifically that the Respondent told TSO not to hire
Westberg, or that Respondent attempted in any
way, other than refusing to dispatch him, to inter-
fere with his prospective employment with TSO.
Nevertheless, in section II,B of his decision, the
judge analyzed the issues before him in the follow-
ing manner:
In the absence of a lawful exclusive hiring
hall agreement,9 there is little question that
when a labor organization causes or attempts
to cause an employer not to hire an individual
because of conduct protected by Section 7 of
the Act, it violates Section 8(b)(2). Under a
well established legal principle therefore Re-
spondent's action of causing or attempting to
cause TSO not to hire Westberg because he
was not a present member, or alternatively
was the member of a neighboring local union
7 Noble did not testify
9 TSO is not named as a respondent in either the charge or the com-
plaint
9 The complaint was amended at the hearing to delete the character-
ization of the Respondent's hiring hall arrangements as "exclusive "
761
whose members competed for job opportuni-
ties at the trade in the Seattle vicinity, was a
violation of Section 8(b)(2) and derivatively of
Section 8(b)(1)(A). The only question of sub-
stance in this case is whether or not William
Sullivan told officials of TSO, in effect, not to
hire Westberg because the job to which he
was destined had not yet become subject to
one of its project agreements
I conclude that when the first opportunity
arose, Respondent, speaking through Patricia
Sullivan and almost contemporaneously the
authoritative William Sullivan, attempted to
cause and in fact did cause TSO to abort the
hire of Westberg for no other reason than that
he was not a member of Respondent as those
individuals typically appeared on its out-of-
work list. I find that the true motivation of
William Sullivan was to fend off Westberg
from filling a prized opening within Respond-
ent's trade and geographical jurisdiction, and
he did so by pointedly prevailing on Ron
Agostino to set in motion a sly cancellation of
the employment opportunity.
Overall, the credited evidence bears out signif-
icant allegations of the complaint. According-
ly, I conclude that the activity engaged in by
Respondent regarding the requested employ-
ment of Westberg in August was violative of
Section 8(b)(1)(A) and 8(b)(2) of the Act
The judge recommended a remedy that included
make-whole relief for Westberg.
The Respondent has excepted to the judge's find-
ing that it unlawfully prevailed on officials of TSO
not to hire Westberg.1 ° The Respondent asserts
that, with respect to Westberg, the only issue
before the judge concerned the alleged refusal to
give him a dispatch. The Respondent notes that
neither the charge nor the complaint alleged that it
attempted to interfere directly with Westberg's job
opportunities with TSO, and that even when the
General Counsel amended the complaint at the
hearing, no allegation was raised of unlawful at-
tempts to influence TSO not to employ Westberg.
Further, the Respondent emphasizes that the Gen-
eral Counsel failed to call a single official of TSO
who might have testified who decided not to hire
Westberg or why that decision was made. Accord-
ingly, the Respondent argues that it was an error
10 The judge made no finding whether the Respondent violated the
Act by Informing Westberg that he would not be dispatched, and the
General Counsel has not excepted to the judge's failure to make such a
finding Accordingly, that issue is not before us
762
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
for the judge to go beyond the allegations of the
complaint and to find a violation based solely on a
"direct interference" theory. The-Respondent also
excepts to the judge's factual finding that its agents
contacted TSO to prevent the hiring of Westberg;
to his implicit finding that it refused to dispatch
Westberg and to his basing the finding of a viola-
tion on such refusal; and to the judge's make-whole
remedy. For the reasons set forth below, we find
that, the Respondent's exceptions lack merit.
It is settled that, absent an exclusive hiring hall
arrangement, a union violates Sections 8(b)(2) and
8(b)(1)(A) if it interferes or attempts to interfere
with an individual's employment for union-related
reasons. i i Therefore, if the issue of "direct inter-
ference" by the Respondent with Westberg's em-
ployment with TSO was fully and fairly litigated,
and if a preponderance of the evidence establishes
such interference, we will affirm the judge's find-
ing that the Respondent violated the Act.
To begin -with, we agree with the judge that the
evidence establishes that the Respondent, through
the Sullivans, attempted to prevent and did prevent
Westberg's employment with TSO. The initial-
and vital-step in this operation was to confirm in
'Westberg's mind the mistaken impression that he
had to have a dispatch in order to work at the
ETS-9 project, because if Westberg. had ever dis-
covered that no dispatch 'was necessary, the Re-
spondent's remaining efforts
would have been
futile. Therefore, although there was no hiring hall
arrangement between TSO and the Respondent
concerning ETS-9, the Respondent acted as if its
clearing Westberg for hire on that project was re-
quired and without such clearance he could not be
hired. The sequence of events clearly bears this
out.
Thus,
when Larson, apparently believing
(along with Westberg) that clearance by the Re-
spondent was a prerequisite to being hired on ETS-
9, sent Westberg to the Respondent to be dis-
patched, the Respondent did nothing to dispel that
belief. Indeed, instead of forthrightly informing
Westberg or Larson, or any other TSO representa-
tive, that Westberg did not need a dispatch to
work at ETS-9, William Sullivan asked Westberg
for a letter of request from TSO, thereby implying
that
a dispatch
was necessary.
The Company,
taking its cue from the Respondent, provided the
letter. However, when Westberg returned with the
letter, Patricia Sullivan, in his presence, telephoned
TSO and informed Larry Agostino, who had pre-
pared the letter, that Westberg would not be dis-
patched to work for TSO on ETS-9 because he
u See, e g, Sheet Metal Workers Local 16 (Parker Sheet Metal), 275
NLRB 867 ( 1985), Stage Employees IATSE Local 665 (Columbia Picture),
268 NLRB 570 ( 1984), enfd mem 751 F 2d 390 (9th Cir 1984)
was not a member of the piledrivers local;12 and in
case the message was not understood, William Sul-
livan telephoned Arlene Whitworth that day and
told her the same thing. In these circumstances, the
Sullivans did not merely, passively and without
comment, fail to honor TSO's requests that West-
berg be dispatched; rather, on their own initiative,
they made believe to all concerned that a dispatch
was necessary and then they called Whitworth and
Agostino to say that the Respondent refused to dis-
patch him.13
Of course, William Sullivan's actions with re-
spect to Westberg were not limited to announcing
the Respondent's refusal to issue him a dispatch. In
his telephone conversation with Whitworth, Sulli-
van insinuated that TSO should continue to hire
piledrivers and asked if TSO would supply him a
letter agreeing to do so. By his own admission, Sul-
livan also drove to the ETS-9 jobsite, sought out
Ron Agostino, and (1) asked him who had hired
Westberg; (2) told, him that Westberg was a car-
penter from Local 470, and that Sullivan under-
stood that TSO was hiring piledrivers; (3) stated
his understanding-with which Agostino agreed-
that the agreement between the Respondent and
TSO required TSO to hire only Respondent's
members; and (4) said he had realized that TSO
and the Respondent had no agreement covering
ETS-9, and that he would have to get a contract
signed. The next' day, Agostino told Whitworth,
concerning Westberg, "Just forget it." Thereafter
Westberg was not contacted by anyone from TSO
about working on the ETS-9 job.
Like the judge, we have no difficulty concluding
that the Respondent's course of conduct constitut-
ed an attempt to persuade TSO not to hire West-
berg, and that the attempt succeeded. The Sulli-
vans' statements to Larry Agostino and to Whit-
worth that Westberg would not be referred' be-
cause he was not a piledriver, and William Sulli-
van's conversation with Ron Agostino in which the
latter acknowledged that only piledrivers should be
hired, indicated clearly that the Respondent was
unhappy about the prospect of TSO's hiring non-
12 In light of these events, we find that Westberg, having been misled
by the Respondent, cannot be faulted for not further pursuing employ-
ment at ETS-9
13 The Respondent's active refusal to refer Westberg and its mislead-
ing him about the necessity of obtaining a dispatch distinguish this case
from
Teamsters Local 17 (Universal Studios),
251
NLRB 1248 (1980),
relied on by the Respondent In Teamsters Local 17, the union received a
request for the dispatch of certain named employees, but simply made no
effort to contact them Id at 1252 There is no indication that the union
informed the employer that it refused to refer the employees, or that the
employees were misled by the union
Moreover, unlike this case, in
Teamsters Local 17 there was no allegation that the union's failure to con-
tact the employees as the employer had requested was a violation of Sec
8(b)(2)
CARPENTERS LOCAL 2396 (TRI-STATE OHBAYASHI)
763
member
Westberg,
and that the Respondent
wanted TSO to rescind its offer of employment.
Part and parcel of the Respondent's actions were
the efforts by William Sullivan, including asking
for a referral letter, to confirm in the minds of
Westberg and TSO officials the erroneous impres-
sion that Westberg needed a dispatch to work on
ETS-9. It is immaterial that no explicit threat or
demand was voiced; the Sullivans' actions and their
thinly veiled hints of the Respondent's displeasure
were sufficient to influence TSO not to employ
Westberg as it had planned."
We also find that the issue of the Respondent's
"direct interference" with Westberg's employment
with TSO was fully and fairly litigated. Although,
as we have noted, the amended complaint does not
specifically allege such direct interference, it does
allege that the Respondent caused TSO not to hire
Westberg not by merely failing to dispatch him but
also by refusing to do so. As we have noted, the
credited testimony establishes that as part of its
effort to prevent Westberg from working for TSO,
the Respondent on two occasions informed TSO
that it was refusing to dispatch him. Moreover,
counsel for the General Counsel elicited, without
objection, Whitworth's testimony that William Sul-
livan insinuated that TSO should continue to hire
piledrivers, and that he asked if TSO could supply
a letter to that effect. Counsel for the General
Counsel also elicited-again without objection-
testimony from Sullivan himself concerning his
conversation with Ron Agostino at the ETS-9 job-
site, and the Respondent's counsel brought out still
more information about that conversation from
Sullivan on cross-examination. Finally, both parties
addressed the issue of the Respondent's "direct in-
terference" with Westberg's employment in their
briefs to the judge.
Thus, although the complaint never was amend-
ed to include a specific allegation of "direct inter-
ference," we are satisfied that the issue was fully
litigated before the judge, and that the parties were
aware that it was an issue in the case. Accordingly,
although his decision is not a model of clarity, the
judge properly found that the Respondent violated
Section 8(b)(2) and (1)(A) by prevailing on officials
of TSO to change their plans and not to hire West-
berg because he was not one of the Respondent's
members. 15
The Respondent also excepts to the judge's order
of make-whole relief for Westberg. That exception
is based on the assertions that even if a violation
occurred, (1) Westberg actually did not need a dis-
patch to work for TSO, and (2) because there is no
evidence of any referrals to TSO between 12
August and 2 October, there really was no job at
TSO for Westberg in the first place. We find no
merit in either contention.
The Respondent first contends that Westberg
should not be made whole because there is evi-
dence that other employees went to work for TSO
without dispatches and Westberg never asked if he
could do the same. This attempt to put the blame
on Westberg for the Respondent's own unlawful
acts is unavailing. In the first place, there is no evi-
dence that Westberg knew that other employees
had been hired by TSO without dispatches. More
important,
Westberg cannot be faulted for not
asking whether he could be hired without a dis-
patch because, as we have seen, the information he
had on 12 August indicated clearly that he did
need a dispatch. Larson, at the outset, told West-
berg to get a dispatch from the Respondent, and no
representative of either TSO-or, of course, the
Respondent-did or said anything to disabuse him
of the belief that a dispatch was required. Of cru-
cial importance is that William Sullivan not only
withheld the pertinent facts from Westberg, t 6 but
also fostered the impression that a dispatch was
necessary by telling Westberg to get a letter of re-
quest.
We will not permit the Respondent to
escape responsibility for its unlawful acts merely
because Westberg did not ask a question to which
he reasonably thought he already knew the answer.
The Respondent's other contention-that there
actually was no job for Westberg at TSO-need
not detain us long. It is uncontroverted that TSO
requested in writing that Westberg be dispatched
to a job at ETS-9, and that TSO had even taken
steps to add him to the payroll for that project. We
have no doubt that, at least until William Sullivan
began to interfere, there was a job for Westberg at
TSO. That there is no record evidence of a dis-
patch to TSO from 12 August to 2 October is of
little probative value, especially in view of the fact
that (as the Respondent admits) it is possible for at
least some individuals to go to work without dis-
patches. Accordingly, we find that the judge prop-
erly ordered make-whole relief for Westberg.17
14 Stage Employees IATSE Local 665, supra, 268 NLRB at 572.
15 In so holding, we place no reliance on the judge's discussion in sec.
II,B concerning an earlier "controversy" between the Respondent and
Ron Agostino's father, on the subject of hiring through unions. There is
no evidence of any such "controversy," although Sullivan testified that
he and the senior Agostino did discuss the hiring of carpenters and pile-
drivers in 1985.
16 In addition to admitting that it is possible for piledrivers to work
without dispatches, Sullivan testified that while Westberg was in the Re-
spondent's office on 12 August, Sullivan checked his records and found
that the Respondent had no contract covering ETS-9.
11 The judge's recommended Order enjoins the Respondent from re-
straining or coercing employees in the exercise of their Sec. 7 rights, in-
Continued
764
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2. The complaint alleged that the Respondent
violated Section 8(b)(1)(A) by maintaining agree-
ments with TSO that contained the following pro-
vision- "Whenever the employer [TSO] requires
men covered by this Agreement on any job, the
employer shall give preference in hiring to Union
members from the' local union having jurisdiction
who are qualified to perform the work." That pro-
vision was part of the underlying master area labor
agreement which was adopted by reference in the
Respondent's -contracts with TSO covering work at
projects ETS-3D and ETS-6.
Although the foregoing contract provision was,
placed in 'evidence and was alleged in the com-
plaint to violate the Act, and although the General'
Counsel contended in her'brief to the judge that
the provision was unlawful, the judge made no
finding on that allegation The General Counsel has
excepted to the judge's failure to find the provision
unlawful
and - to recommend an appropriate
remedy.
We find merit -in the General Counsel's excep-
tions. The provision in question plainly requires
signatory employers to give' preference in hiring
based on membership or nonmembership in labor
organizations, and consequently restrains and, co-
erces employees' in the exercise of their Section 7
rights. The quoted provision is unlawful on its face.
Accordingly, we find that by entering into and
maintaining an agreement containing such a provi-
sion,
the
Respondent
has
violated
Section
8(b)(1)(A) of the Act, and we shall order Respond-
ent to cease and desist from maintaining any such
provision.18
'
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge as modified below and orders that the Re-
spondent, Pile Drivers, Dock, Wharf, and Bridge
cluding "the right to obtain a nondiscriminatory job dispatch upon an
employer's name request " That provision would, under some circum-
stances, conflict with the teaching of Teamsters Local 17, supra, 251
NLRB at 1257, that a union that has no bargaining relationship with an
employer and that does not operate an exclusive referral service does not
violate the Act simply by failing to refer nonmembers Accordingly, and
because the judge in any event did not find a violation based simply on
the Respondent 's failure to refer Westberg , we shall delete that provision
of the recommended Order as well as the corresponding portion of the
judge's notice
18 The Respondent argues that no violations can be found because it
has not been shown that the provision ever was enforced The Respond-
ent is mistaken Although absent a showing that the Respondent had ac-
tually caused or attempted to cause employers to discriminate in hiring,
no violation of Sec 8(b)(2) could be found, see, e g , Polis Wallcovermg
Co , 262 NLRB 1336, 1339 (1982), enfd in relevant part 717 F 2d 805 (3d
Cir 1983), here it is alleged that the provision in the Respondent's con-
tracts with TSO violated Sec 8(b)(1)(A), not Sec 8(b)(2) The mere
maintenance of such a provision violates Sec 8(b)(1)(A)
Plasterers Local
32 (McCrory & Co), 223 NLRB 486, 491-492 (1976) Accord
Plasterers
Local 121, 264 NLRB 192, 205 (1982)
Carpenters and Divers, Local Union 2396, Seattle,
Washington (affiliated with United 'Brotherhood of
Carpenters and Joiners' of America), its officers,
agents, successors, and assigns, shall take' the action
set forth in the, Order as modified.
'
1. Substitute the following for paragraph -1(a).
"(a) Maintaining or otherwise giving effect to
any agreement with Tri-State 'Ohbayashi, or with
any other employer, that requires the employer to
give preference in hiring to employees based on
membership or nonmembership in any labor orga-
nization:"
2. Substitute the following for paragraph 2(b).
"(b) Notify Tri-State Ohbayashi in writing that it
has no objection to its hiring Richard Westberg
and request that Tri-State Ohbayashi do so, and
send a copy of such notification to Westberg."
3. Substitute the following for paragraph 2(d).
"(d) Notify all employers bound by its collec-
tive-bargaining agreement, by mailing each em-
ployer a signed copy of the attached notice marked
"Appendix," that the provision found herein to be
unlawful will be given no further force` or effect."
4. Substitute the attached notice for that of the
administrative law judge.
APPENDIX
NOTICE To MEMBERS '
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT maintain or otherwise give effect
to any agreement with Tri-State Ohbayashi, or
with any other employer, requiring the employer
to give preference in hiring ;to employees based , on
membership or nonmembership in any labor orga-
nization.
'
WE WILL NOT cause or attempt to cause Tri-
State Ohbayashi, or any other employer; to fail to
employ Richard Westberg, or any other qualified
person, because that person has engaged in or re-
frainedfrom activities as protected by Section 7 of
the Act.
WE WILL NOT in any like or related manner re-
strain or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL make Richard Westberg whole for any
loss of earnings or other benefits suffered by reason
of our discrimination against him , with interest.
WE WILL notify Tri-State Ohbayashi in writing
that we have no objection to its hiring Richard
CARPENTERS LOCAL 2396 (TRI-STATE OHBAYASHI)
Westberg and WE WILL request that it do so and
send a copy of that notice to Westberg.
WE WILL notify all employers bound by our col-
lective-bargaining agreement that the contract pro-
vision found by the Board to violate the Act will
be given no further fo;pe or effect.
PILE DRIVERS, DOCK, WHARF, AND
BRIDGE
CARPENTERS AND DIVERS,
LOCAL
UNION 2396, AFFILIATED
WITH
UNITED
BROTHERHOOD OF
CARPENTERS AND JOINERS OF AMER-
ICA
Martha A. Barron, Esq., for the General Counsel
M. Lee Price (Hafer, Price, Rinehart & Schwerin), of Seat-
tle, Washington, for the Respondent
DECISION
STATEMENT OF THE CASE
DAVID G HEILBRUN, Administrative Law Judge This
case was tried at Seattle, Washington, on 17 December
1986.1 The charge was filed by Richard Westberg, an in-
dividual, on 20 August, and the complaint was issued 7
October
The primary
issue
is whether Pile Drivers,
Dock, Wharf, and Bridge Carpenters and Divers, Local
Union 2396, affiliated with United Brotherhood of Car-
penters and Joiners of America (Respondent) unlawfully
caused and attempted to cause an employer to discrimi-
nate against Westberg by failing to hire and employ him
because Westberg was not its member, in violation of
Section 8(b)(1)(A) and (2) of the National Labor Rela-
tions Act.
On the entire record, including my observation of the
demeanor of witnesses, and after consideration of briefs
filed by the General Counsel and Respondent, I make
the following
FINDINGS OF FACT
1. JURISDICTION
In January Tri-State Ohbayashi a point venture, was
formed comprising Tri-State Construction, Inc., a State
of Washington corporation, and Ohbayashi Corporation,
a Japanese corporation. This enterprise, called TSO, is
authorized to do business in the State of Washington
where it has an office and place of, business in Bellevue,
from which it engages in the construction business TSO
is now, and has been at all times material, engaged in
performing services under a contract with the Municipal-
ity of Metropolitan Seattle, a governmental subdivision,
on jobsites collectively referred to as Metro Sewer
Projects During the representative 12-month period pre-
ceding October TSO sold and shipped goods or provid-
ed services in the course and conduct of its business op-
erations having a total value in excess of $50,000 from its
facilities within Washington to customers which were
' All dates are in 1986 unless otherwise indicated
765
themselves engaged in interstate commerce by other than
indirect means On these admitted facts I find that TSO
is an employer engaged in commerce within the meaning
of Section 2(6) and (7) of the Act, and that Respondent
is a labor organization within the meaning of Section
2(5).
II
ALLEGED UNFAIR LABOR PRACTICES
A Basis of Analysis
This case arises from TSO's operations along the
Renton Effluent Transfer System, an approximately 8-
mile long pipeline construction undertaking for which
the joint venture had three separate and unabutting
public contracts. In the linear and generally southeasterly
to northwesterly line of construction these three con-
tracts were officially identified as ETS-3D, ETS-6, and
ETS-9, respectively. The geographically lowermost job-
site ETS-3D was at Tukwila, Washington, adjoining
Renton, while uppermost ETS-9 spread around the far
rim of the West Seattle peninsula by Duwamish Head, as
popularly, termed Harbor Avenue or Alki Point
The pertinent employer hierarchy relative to this case
includes Joe Agostino, owner of Tri-State Construction,
Paul Noble, overall project manager for the TSO under-
taking, Arlene Whitworth, long-service payroll clerk and
secretarial employee of Tri-State Construction now with
TSO, Richard (Swede) Larson, superintendent at ETS-
3D,
Ron Agostino, superintendent at ETS-9, Larry
Agostino, office manager at ETS-3D, plus Jimmy Sauro
and Jimmy Crawford, each a foreman at ETS-9 during
material times.
On 14 April and 9 June, Respondent and TSO had en-
tered into a project agreement for ETS-3D and ETS-6,
respectively, binding the Employer to master area labor
agreements and to benefit trust agreements of the vicini-
ty, all of which were to have immediate effect and to
continue
until
all current or contemplated "carpentry
work" at the specified projects was completed Respond-
ent is a distinctive local of the United Brotherhood of
Carpenters and Joiners of America, in that it possesses
several trade jurisdictions in three separate areas as re-
flected by its official
title. These are (1) commercial
diving work, (2) piledriver work,2 and (3) carpenter
work in regard to certain types of bridge, dock, and
wharf construction as delineated from the International
Union. The underlying master area labor agreement for
the trade provides in part, as article 5 (Union Recogni-
tion and Security) the following nonexclusive hiring pro-
cedure:
Section 1
Whenever the employer requires men
covered by this Agreement on any job, the employ-
er shall give preference in hiring to Union members
from the local union having jurisdiction who are
qualified to perform the work. The employer will
notify the local union office having jurisdiction
either by telephone or in writing stating the job lo-
cation and number of workmen required The union
2 in actual industry usage the term "piledriver" is synonymous with
"piled riverman," "pilebuck," and even "pile butt "
766
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
shall refer men to the employer by name with a dis-
patch slip, at the request' of the employer or his
agent.
Respondent maintains an out-of-work list offering dis-
patch of qualified carpenters or piledrivers 3 The eight-
point description of its workings disclaims a hiring hall
characteristic, expressly entitles an employer who makes
a name request to reject any person on the list, and es-
tablishes a testing standard coupled with 4 years' trade
experience for those not members or former members.
Aside from other rituals of the system, a closing item
specifies the mandatory prerequisite to dispatch as "a
note from the- Contractor or a call from the Contractor
to this office "
Westberg was a member of Respondent during the
1960s and for an approximate 2-month period in 1984.
Otherwise he has been an active member of Carpenters
Local 470, in Tacoma, Washington, and resides in nearby
Sumner about 18 miles to the east The approximate dis-
tance from Tacoma to Seattle is 30 miles on a generally
north-south line
About 11 August, Westberg was telephoned at his
home by Larson, a person Westberg had previously
worked with at jobs of the trade 4 Larson called as a su-
perintendent of TSO to offer Westberg immediate work
at a specified jobsite. Westberg accepted and early the
next morning traveled to his own local union to obtain a
paid up work card. Following this he traveled directly to
Respondent's office near downtown Seattle. On arriving
there around 7:45 a.m. he was met by William Sullivan,
who has held office as financial secretary, treasurer, and
business representative of Respondent for the past 12
years. Westberg testified that he informed Sullivan of
being there to obtain 'a dispatch for work with TSO at
Alki Point, to which Sullivan stated that a letter of re-
quest would be needed
Westberg left immediately and
spent the next several hours searching for Larson in the '
construction zone stretching from Alki Point back to
work in progress at Tukwila. Eventually locating Larson
to advise that a written dispatch was necessary, he was
turned over to Larry Agostino who wrote out an actual
document as addressed to Respondent and requesting
employment of Westberg for the ETS-9 project. West-
berg then returned to Respondent's office where he
found Patricia Sullivan, wife of William and Respond-
ent's secretary and bookkeeper who also performs dis-
patch functions He presented the paid up work card of,
his own local union and Larry Agostino's letter of, re-
quest to Patricia Sullivan, who then went to the tele-
phone for what appeared as a conversation with Larry
Agostino at his jobsite whereabouts
Westberg testified
that during this telephone conversation Patricia Sullivan
stated she could not give him the requested dispatch be-
cause he was from the Tacoma local. According to Pa-
tricia Sullivan, Larry Agostino believed the request of
Westberg had emanated from his friendship with Sauro,
3 Special qualifications are required of persons who are to be employed
as certified welders, divers, or tenders
4 Although Westberg testified that the contact occurred on 12 August,
a Tuesday, I place it as the day before based on what other witnesses
recount and related written records
however he agreed that some "misunderstanding" could
be present that would prevent Respondent from fulfilling
a dispatch of Westberg. Larry Agostino's own loose
recollection of that telephone conversation was that Pa-
tricia Sullivan said simply she could not dispatch West-
berg When the conversation ended Patricia Sullivan ad-
vised Westberg that certain questions remained unan-
swered, and she could not give him a dispatch to the job.
Westberg retrieved his documentation and left, advising
her of his intention to go to the NLRB for not getting
the requested dispatch
Whitworth credibly testified that on the morning of 12
August she had been telephoned by William Sullivan,
who asked whether a person named Westberg was on
the payroll. Whitworth advised him that a preliminary
check of records, subject to what might appear on the
regular Wednesday payroll, showed no such person. She
recalled - William Sullivan continuing ' by
mentioning
Westberg's not being dispatched through the "pilebuck"
union, and adding that he intended TSO's final project
phase at ETS-9 to also be under agreement similar to the
earlier ones. In the conversation Whitworth advised him
she was without authority, and he should take that sub-
ject up with Noble This point of the conversation in-
cluded an express-wish from William Sullivan that TSO
supply him a letter indicating willingness only to utilize
"pilebucks" throughout the project at all locations
That same morning William Sullivan traveled to ETS-
9 where he first spoke with Crawford about whether
Sauro had discharged Respondent's member Raleigh Me-
deiros to make room for Westberg on the job When this
inquiry resulted inconclusively, William Sullivan then lo-
cated Ron Agostino at another part of the ETS-9 jobsite
and discussed what understanding should exist between
the Employer and the Union respecting the exclusive
hiring of Respondent's members. According to William
Sullivan,
Ron Agostino agreed with this
mutual ap-
proach to job staffing.
B Analysis
The accepted facts of this case revolve mainly around
a credibility resolution favoring General Counsel's wit-
nesses Westberg and Whitworth. The former was persua-
sively sincere in his testimony, while the latter was im-
pressively concise, truthful-seeming, and without hint of
bias
Neither of the Sullivans presented sufficiently for
me to accept the critical portions of their testimony. Wil-
liam Sullivan could not harmonize his stated reasons for
a hasty trip to the ETS-9 jobsite in terms of Westberg's
requested employment there, and he was tellingly incon-
sistent both in regard to knowledge of contract coverage
at ETS-9 and the extent of his wife's authority to act on
name requests as part of the dispatching procedure. An
additional facet of William Sullivan's testimony which
belies it, was, the description about discomfort he might
have felt in writing a dispatch to ETS-9 as opposed to
ETS-6 I translate this seeming neutral intention to actu-
ally tie in with William Sullivan's objective of securing
immediate application of earlier collective-bargaining
agreements to the ETS-9 location, and from that invok-
ing the members only rule of dispatch Regarding Patri-
CARPENTERS LOCAL 2396 (TRI-STATE OHBAYASHI)
cia Sullivan I am convinced that her testimony was unre-
liable and at times contrived. I specifically discredit her
assertion that Westberg had stated he would take the of-
fered job even without a dispatch from the Union, and I
note the glaring oddity of her claimed failure to recog-
nize who may have prepared the specific written request
for Westberg when the name of Larry Agostino was so
plainly hand-printed on the document.
In the absence of a lawful exclusive hiring hall agree-
ment, there is little question that when a labor organiza-
tion causes or attempts to cause an employer not to hire
an individual because of conduct protected by Section 7
of the Act, it violates Section 8(b)(2). Under a well-es-
tablished legal principle therefore Respondent's action of
causing or attempting to cause TSO not to hire Westberg
because he was not a present member, or alternatively
was the member of a neighboring local union whose
members competed for job opportunities at the trade in
the Seattle vicinity, was a violation of Section 8(b)(2)
and derivatively of Section 8(b)(1)(A). The only question
of substance in this case is whether William Sullivan told
officials of TSO, in effect, not to hire Westberg because
the job to which he was destined had not yet become
subject to one of its project agreements.
I conclude that when the first opportunity arose, Re-
spondent, speaking through Patricia Sullivan and almost
contemporaneously the authoritative
William Sullivan,
attempted to cause and in fact did cause TSO to abort
the hire of Westberg for no other reason than that he
was not a member of Respondent as those individuals
typically appeared on its out-of-work list. I find that the
true motivation of William Sullivan was to fend off
Westberg from filling a prized opening within Respond-
ent's trade and geographical jurisdiction, and he did so
by pointedly prevailing on Ron Agostino to set in
motion a sly cancellation of the employment opportuni-
ty. This is further highlighted by Whitworth's reliable
recollection that, in her effort to bring orderly fulfillment
to the question, she found that Ron Agostino merely
tersely told her to forget the whole matter. The infer-
ence is compelled from these facts that William Sullivan
had alluded to earlier controversy between Respondent
and Ron Agostino's father in terms of contract scope and
an employer's potential difficulties when hiring without
the Union's consent
Additionally, I agree with the General Counsel's ob-
servation that no "fair representation" issue is present in
this case, it being instead a direct matter of whether Re-
spondent, without the mechanics of an exclusive hiring
hall
at
work, nevertheless insinuated itself into the
normal course of hiring by some authoritative agent for
TSO. Larson had legitimately set just such a course in
motion, and as contrasted with the cases of pilebuck
union members Sauro and Harvey Phelan earlier that
summer, William Sullivan here drew a line and made
Westberg the innocent victim. Overall, the credited evi-
dence bears out significant allegations of the complaint.
Accordingly, I conclude that the activity engaged in by
Respondent regarding the requested employment of
Westberg in August was violative of Section 8(b)(1)(A)
and (2) of the Act, and an appropriate remedy will be
recommended. See Bricklayers Local 2 (Glenshaw Glass),
767
205 NLRB 478 (1973);
Operating Engineers Local 17
(Combustion Engineering), 231 NLRB 1287 (1977); Sheet
Metal Workers Local 16 (Parker Sheet Metal), 275 NLRB
867 (1985).
CONCLUSIONS OF LAW
1
The Respondent, Pile Drivers, Dock, Wharf, and
Bridge Carpenters and Divers, Local Union 2396, affili-
ated with United Brotherhood of Carpenters and Joiners
of America, is a labor organization within the meaning of
Section 2(5) of the Act.
2. Tri-State Ohbayashi, a joint venture, is an employer
within the meaning of Section 2(2) of the Act, and is en-
gaged in commerce within the meaning of Section 2(6)
and (7).
3. By causing and attempting to cause Tri-State Oh-
bayashi to unlawfully refuse to hire and employ Richard
Westberg beginning in August 1986, Respondent en-
gaged in, and is engaging in, unfair labor practices within
the meaning of Section 8(b)(1)(A) and (2) of the Act.
4. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having concluded that Respondent caused and at-
tempted to cause Richard Westberg not to be hired by
TSO, I shall recommend that the Respondent notify
TSO in writing, with a copy to Westberg, that it has no
objection to his hire and that it requests Westberg be
hired. The Respondent shall be ordered to make whole
Westberg for any loss of wages or other rights and bene-
fits he may have suffered as a result of its action, until
Westberg has been hired by TSO, the project is complet-
ed, or he obtains substantially equivalent employment
elsewhere, in accordance with the formula set forth in
F.
W. Woolworth Co., 90 NLRB 289 (1950), with interest
as provided for in New Horizons for the Retarded, 283
NLRB 1173 (1987). See, generally, Isis Plumbing Co., 138
NLRB 716 (1962).
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed5
ORDER
The Respondent,
Pile
Drivers,
Dock,
Wharf, and
Bridge Carpenters and Divers , Local Union 2396, Seattle
Washington , affiliated with United Brotherhood of Car-
penters and Joiners of America, Seattle, Washington, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Restraining or coercing employees in the exercise
of the rights guaranteed them by Section 7 of the Act,
which includes the right to obtain a nondiscriminatory
job dispatch on an employer 's name request
5 If no exceptions are filed as provided by Sec 10246 of the Boaid's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
768
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
(b) Causing or attempting to cause any employer to
discriminate against potential employees because they
have engaged in activity, or refrained from activity, as
protected by Section 7 of the Act
(c) In any like or related manner restraining or coerc-
ing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2
Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Make whole Richard Westberg for any losses of
wages or other rights and benefits that he may have suf-
fered as a result of the Respondent's action with refer-
ence to his prospective employment with TSO, com-
mencing 12 August 1986, in the manner set forth in the
remedy section above.
(b) Notify TSO that it has no objection to its hiring
Richard Westberg and request that TSO do so.
(c) Post at Local 2396 offices and meeting halls copies
of the attached notice marked "Appendix "s Copies of
the notice, on forms provided by the Regional Director
for Region 19, after being signed by the Respondent's
authorized representative, shall be posted by the Re-
spondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all
places
where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material
(d) Furnish the Regional Director sufficient signed
copies of the attached notice for posting at the premises
and projects of TSO, if it is willing.
(e) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
6 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "