287 NLRB 1140
M & G Convoy, Inc.
1140
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
M & G Convoy, Inc. and Paul Desrosiers . Cases 4-
CA-15549 and 4-CA-15549-2
29 January 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND BABSON
On 13 April 1987 Administrative Law Judge
Robert A. Giannasi issued the attached decision.
The Charging Party filed exceptions and a support-
ing brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, I and
conclusions,2
and to adopt the recommended
Order.
ORDER
The recommended Order of the administrative
law judge is adopted and the complaint is dis-
missed.
i The Charging Party has excepted to some of the judge's credibility
findings, The Board's established policy is not to overrule an administra-
tive law judge's credibility resolutions unless the clear preponderance of
all the relevant evidence convinces us that they are incorrect
Standard
Dry Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir
1951)
We have carefully examined the record and find no basis for re-
versing the findings
2 In agreeing with the judge's conclusion that deferral to arbitration is
not appropriate in this case, we find it unnecessary to rely on the judge's
discussion, at fn 7 of his decision, regarding the circumstances when an
alleged 8(a)(4) violation may "preclude" deferral of 8(a)(3) and (I) allega
tions
Dawn Miller 4bdulrnalik, Esq, for the General Counsel.
Steven
R.
Wall,
Esq.
and
Dennis J
Morikawa,
Esq.
(Morgan, Lewis & and Bockius), of Philadelphia, Penn-
sylvania, for the Respondent
Julie
Fosbinder,
Esq.,
of Washington,
D C., for the
Charging Party.
DECISION
STATEMENT OF THE CASE
ROBERT A. GIANNASI, Administrative Law Judge.
This case was tried on 23, 24, and 25 July and 8 and 9
September 1986 in Philadelphia, Pennsylvania. The com-
plaint alleges that Respondent violated Section 8(a)(4),
(3), and (1) of the Act by issuing four warning notices to
employee Paul Desrosiers in early January 1986 and
thereafter discharging him in February 1986 because he
(i) filed an earlier unfair labor practice charge against
Respondent; (u) undertook activities on behalf of the
Teamsters for a Democratic Union (TDU), a dissident
group within the Union which represents Respondent's
truckdrivers, and (iii) assisted an employee in connection
with the filing of a charge with the Equal Employment
Opportunity
Commission
(EEOC).'
The
Respondent
filed an answer contesting the essential allegations in the
complaint and also raising as a defense the assertion that
the Board should defer to the decision of a joint manage-
ment-union panel that found that Desrosiers ' discharge
was lawful under the applicable collective -bargaining
agreement I have received, read, and considered the
briefs of the parties.
On the entire record, including the testimony of the
witnesses and, particularly, my observation of their de-
meanor while testifying , I make the following
FINDINGS OF FACT
1. JURISDICTIONAL MATTERS
Respondent is a New York corporation engaged in the
business of transporting automobiles from manufacturers
to dealers. Respondent's terminal in Newark, Delaware,
is involved in this proceeding. During the past year Re-
spondent has received more than $50,000 for transporting
automobiles across state lines. Accordingly, I find, as Re-
spondent admits, that it is an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of
the Act.
Respondent's Newark, Delaware employees are repre-
sented by Teamsters Local 326, affiliated with the Inter-
national Brotherhood of Teamsters, Chauffeurs, Ware-
housemen and Helpers of America (the Union or Local
326). Both the Union and the International are labor or-
ganizations within the meaning of Section 2(5) of the
Act.
II THE ALLEGED UNFAIR LABOR PRACTICES
A The Facts
1. Background
Respondent operates several terminals throughout the
country including one in Newark, Delaware (the Dela-
ware terminal), and one in Port Newark, New Jersey
(the Port Newark terminal) Respondent is party to the
National
Master Automobile Transporters Agreement
and the Eastern Conference Area Supplement. The latest
agreement runs from 1 June 1985 through 31 May 1988.
Paul Desrosiers, the Charging Party in this case, was
employed as a carhauler assigned to Respondent's Dela-
ware terminal for 9 years before his discharge on 7 Feb-
ruary 1986. Desrosiers lives in Foster, Rhode Island, and
he was often assigned loads that would periodically
bring him back home. Respondent's approximately 200
Delaware drivers are represented by the Union, Local
326. The terminal manager at the Delaware terminal
during the relevant period was Bill Santini. Other super-
visory
officials
at
the
Delaware terminal were Bob
Gerew, John Constanzi, and Francis Winslow. The indi-
vidual who initiated the investigation that led to Desro-
i The discharge was also allegedly motivated by Desrosiers' collection
of money on behalf of employees who were seeking legal representation
in connection with a proceeding against Respondent and by his filing a
second charge against Respondent about 2 weeks before his discharge
287 NLRB No. 110
M & G CONVOY, INC
siers' discharge and who alone made the decision to dis-
charge him was Edward McGrath, Respondent's East
Coast director of labor relations, whose office is located
in Port Newark, New Jersey
2 Desrosiers' protected activities
Desrosiers testified in some detail about his activities
on behalf of TDU. He twice ran for election as union
steward at the Delaware terminal, he lost both times. He
first contacted TDU in July 1984 in connection with in-
ternal union charges he filed against the incumbent union
steward. Thereafter he began to receive TDU newspa-
pers and literature which he shared and discussed with
other drivers In March 1985 Desrosiers wrote a letter to
Fritz Reinhardt, the head of Respondent's carhauler op-
erations, complaining about Vice President of Labor Re-
lations Ray Doerfler and local management. Desrosiers
received a response and Reinhardt sent Doerfler and
Area Manager John McFall to Delaware to talk to Des-
rosiers about his complaints.
After the Carhaulers Agreement expired on 31 May
1985, Desrosiers expressed his opposition to employer
contract proposals initially accepted by the International.
He was also active in an ensuing strike called by the
International Desrosiers' position on the second contract
proposal coincided with that of TDU During the period
when the contract proposal caused a division within the
membership of the International, Desrosiers exchanged
letters with a union official from Wisconsin Desrosiers
wanted greater benefits, the union official from Wiscon-
sin was willing to accept less. The union official's reply
to Desrosiers-which contained rather sharp language-
was posted on Respondent's bulletin board
Desrosiers subsequently increased his activity on
behalf of TDU, he eventually joined the organization
and attended its national convention in October 1985 as a
representative of some of the Delaware drivers. He cir-
culated and posted TDU literature and newspapers in the
drivers' room, began to wear TDU insignia, and solicited
fellow drivers to loin TDU.
On 18 October 1985 Desrosiers filed a charge with the
Board alleging that Respondent had violated the Act by
removing protected literature from Respondent's all-put-
pose bulletin board The Regional Director found merit
to the charge and issued a complaint and notice of hear-
ing on 27 November 1985 in Case 4-CA-15375 On 23
January 1986 Respondent executed a settlement agree-
ment in the case that was approved by the Regional Di-
rector on 13 February 1986 Desrosiers testified that he
could recall no management official other than Santini
making statements to him about his having filed this or
any other unfair labor practice charge Desrosiers testi-
fied at one point that Santini said something to him about
his charge, but that testimony was very ambiguous and
seemingly contrary to his pretrial affidavit
In November 1985 Desrosiers helped a black driver,
Jethro Bennett, file a grievance against Respondent with
respect to the denial of a transfer some time before. He
advised Bennett about contacting the TDU and the
EEOC and other governmental agencies. He also accom-
panied Bennett to Santini's office where they discussed
the
allegation
that
Bennett
had been discriminated
1141
against
Bennett testified that he did indeed file an
EEOC charge but he withdrew it about a week later be-
cause he could provide no evidence of discrimination
He testified that his grievance was denied but that his re-
quest to transfer to another terminal is pending. Desro-
siers did not even know whether Bennett had filed an
EEOC charge, and there is no evidence that Desrosiers
played any role in the processing of the Bennett griev-
ance
In January 1986 Desrosiers contacted TDU in an at-
tempt to obtain an attorney for a group of employees
who were protesting Respondent's decision to transfer
five jobs from the unit Desrosiers posted the response
from an attorney on the bulletin board in the drivers'
room, and collected money to hire the attorney Subse-
quently, Desrosiers learned that, in order to file the
claim-apparently
an
age
discrimination
claim-the
claimants had to be over 40 years of age No claim was
ever filed 2
Santini candidly admitted that it "rubbed him the
wrong way" that Desrosiers attempted to represent black
employees "as not being able to speak for themselves."
He acknowledged that he referred to Desrosiers as the
"protector of black rights " He also testified that he re-
ferred to Desrosiers jokingly from time to time as "Mr
TDU" because of the latter's open activity on behalf of
the TDU and issues that put him at odds with the incum-
bent Union And it is undisputed that Santini and Desro-
siers had heated discussions about the contract proposals
under consideration in 1985. However, there is no evi-
dence that Santini took any adverse action against Des-
rosiers or that he had any input in the issuance of warn-
ings to Desrosiers in January 1986 or in the investigation
and discharge of Desrosiers thereafter.
There was testimony from employee Kenneth Janeka
that he overheard a conversation between Santini, John
McFall, and John Constanzi in mid-1985 in which San-
tini referred to Desrosiers as a "troublemaker, always
constantly complaining or constantly grieving .
" He
also overheard a conversation in late 1985 between San-
tini and McGrath, but could remember nothing about the
conversation except that Desrosiers' name was men-
tioned. The second conversation is not probative of any-
thing and the first does not involve any official who was
responsible for the discharge or the warnings that form
the basis of the alleged discriminatory activity against
Desrosiers
There is no other credible evidence that any officials
other than Santini
were particularly knowledgeable
about or unusually concerned over Desrosiers' activities.
Indeed, Reinhardt seemed to be sympathetic and respon-
sive to Desrosiers' concerns when he sent two high-rank-
ing officials to talk to Desrosiers
Although Desrosiers
testified that he spoke to other officials, including
McGrath, about his objection to the second contract pro-
posal, there is no evidence that these officials expressed
any animus toward him for his objection. It appears that
other Delaware employees also objected to the second
2 Although Desrosiers testified that he collected money on 7 February,
the day of his discharge, other employees were unable to place the date
as precisely as Desrosiers
1142
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
contract proposal. Desrosiers did testify that, on one oc-
casion, Jack O'Neil, Respondent's terminal manager in
Providence, told him that Ray Doerfler was "extremely
angry" with him because of his opposition to the second
contract proposal. Even though O'Neil did not testify, I
reject Desrosiers' testimony on this point because of his
general unreliability as a witnessr which I discuss more
fully hereafter.3
3. The incident which led to the discharge
On 30 December 1985 Desrosiers left his home in
Rhode Island on the return run of a trip from Delaware
The trip normally takes 5 hours. Desrosiers left his home
about 4:30 a.m. He was to return to Delaware from
whence, pursuant to his approved prior request, he was
to attend a meeting in Philadelphia scheduled for 2 p.m.
in the afternoon. The meeting dealt with his internal
union appeal contesting the latest union steward's elec-
tion that he had lost. There is no dispute that this was
personal business. Had Desrosiers proceeded to Dela-
ware as instructed he would not have been paid until he
left Delaware on his next assignment because he had al-
ready been paid for his return to Delaware. He intended
to leave for Philadelphia about 1 p.m., attend the meet-
ing, and return late in the day to Delaware. Had he gone
to Delaware as instructed, and as he intended, he would
not have received another assignment until 31 December
and that assignment would not have originated from
Delaware because there were no loads available at the
Delaware terminal at this time. Indeed, Desroslers testi-
fied that he would have put his truck in the shop at the
Delaware terminal and would not have been paid break-
down time or for his personal trip to Philadelphia.
After driving 4 hours Desrosiers noticed a flickering
dashboard light which signaled a problem with the water
level on his truck. At this point he was on the New
Jersey turnpike. After stopping to investigate the prob-
lem, he had difficulty restarting the truck and decided to
proceed to Respondent's terminal in Port Newark, New
Jersey. He submitted a repair order identifying lights and
transmission
as
problem
areas
and
talked to James
Lorber, a mechanic at Port Newark. Lorber told Desro-
siers he could fix the lights but any work on the trans-
mission would have to be done at Desrosiers' home ter-
minal. Desrosiers testified that he called his wife, the
Delaware
terminal,
and two fellow employees who
would be accompanying him to the Philadelphia meet-
ing. He later met employee Ronald Doan at the Newark
airport and they drove together to Philadelphia where
they attended the meeting. Desrosiers returned to Port
Newark on the evening of 30 December, picked up his
truck and drove to Port Albany, New York, as he was
instructed by officials at his home terminal.
Desrosiers filled out his logsheet for 30 December
1985 by classifying the 10-hour period from 9 a.m. until 7
p.m. as on-duty, nondriving time noting that it was due
3 I also reject other testimony by Desrosiers of the same nature such as
his allegation that, in a conversation with Weed after his discharge, Weed
told him he was fired for "getting in Ray Doerfler's face all the time "
Weed, a far more credible witness than Desrosiers , denied he made the
comment.
to the breakdown of his truck He later submitted a
breakdown slip to officials in Delaware and, on 19 Janu-
ary 1986, accepted payment for breakdown time. The
payment amounted to $135.
Desrosiers' call to his home office about 8.30 am on
the morning of 30 December 1986 came to Charles
Weed, a regional vice president who had an office at the
Newark terminal Desrosiers told Weed that he was in
the shop at Port Newark and there was no work for him
at that location. He asked for instructions. Weed told
him to proceed to the Respondent's terminal in Albany,
New York, because there was a need for drivers at that
location. His instructions were for Desrosiers to get to
Port Albany on 30 December, that day. After this call
Weed notified the dispatcher in Albany about Desrosiers'
assignment and told Robert Gerew, superintendent of
operations at Newark, of the assignment. Gerew added
Desrosiers' name to the list for Albany and confirmed
with Albany that Desrosiers was to report there for an
assignment that day. Desrosiers did not tell Weed that he
could not get to Albany or that he had to be in Philadel-
phia on 30 December.
The above findings-which are crucial to this case-
are based on the credited testimony of Weed and Gerew
who impressed me as reliable witnesses. Gerew over-
heard part of Weed's instructions to Desrosiers and acted
on them. Neither was involved in the subsequent deci-
sion to discharge Desrosiers. On the other hand, Desro-
siers' testimony on this point was imprecise, ambiguous,
and contradictory.
Desrosiers testified that
when he
called his home terminal on the morning of 30 December
he spoke first with a shop employee and then spoke to
someone at the terminal, who he thought was John Cos-
tanzi. He told Costanzi that he was "broken down" in
Port Newark and would call back later. He testified that
he later called his home terminal to try to get a load out
of Port Newark, but was told he could only get a load
out of Port Albany. According to Desrosiers he called
his home terminal a third time shortly after 6 p.m. and
was told he should report to Port Albany the following
morning. Desrosiers could not remember with whom he
spoke on the latter two occasions and neither Constanzi
nor anyone else corroborated Desrosiers on these points.
His testimony concerning his calls to his home terminal
was very confusing. For example, at first, Desrosiers em-
phatically denied that Weed told him to go to Albany
and, indeed, denied even talking to Weed at 8 a.m on
the morning of 30 December, he said he talked to Weed
at noon . Later he testified that he did talk to Weed that
morning. His explanation for this inconsistency was com-
pletely convoluted and unreliable.
Desrosiers' testimony on another crucial issue in this
case is also unreliable. He testified that when he spoke to
James Lorber, the head mechanic at Port Newark, on
the morning of 30 December, Lorber told Desrosiers
that he did not know when Desrosiers' truck would be
fixed. Desrosiers had complained about his dashboard
lights and his transmission . Lorber testified that he told
Desrosiers that he could fix Desrosiers' lights but the
transmission would have to be fixed at Desrosiers' home
terminal.
Lorber also testified that
Desrosiers told
M & G CONVOY, INC
1143
Lorber not to hurry because he did not have to be in
Albany until the next day Consequently, Lorber put
Desrosiers' work behind other more pressing work even
though it would have taken very little time to fix his
lights. It was later discovered that wires were cut on the
sensor unit of Desrosiers' truck that might have caused
the problem with the lights Unlike Desrosiers, Lorber
was direct and straightforward in his testimony
As a
bargaining unit employee he had no reason to fabricate
or shade his testimony. On the other hand, Desrosiers
testified inconsistently
about
his
conversations
with
Lorber, admitting that earlier testimony he had given on
this issue was mistaken. Although Desrosiers was in-
structed on the morning of 30 December to report to
Port Albany, I find that he told Lorber that he was to
report to Albany the next day. He did this, in my view,
to cause a delay in the repair of his truck so that he
could be paid while he conducted personal business in
Philadelphia
Because Lorber was a far more reliable
witness than Desrosiers, I credit his testimony about
what Desrosiers told him on the morning of 30 Decem-
ber.
Based on Desrosiers' unreliable testimony concerning
the above two incidents, I have considerable doubts
about his testimony on any significant issue in this case.
In addition, his testimony about not being properly rep-
resented at the panel hearing on his discharge seemed
strained and unbelievable, an effort, I believe, to conform
to the theory that the Board should not defer to the
panel decision In this respect, he stretched far beyond
what was necessary because, as stated hereafter, I do not
defer to the panel decision for other reasons. Moreover,
I perceived in Desrosiers' testimony about his asserted
protected activities an exaggeration which led me to be-
lieve that he was fashioning his testimony so as to create
animus against him which in truth did not exist Al-
though I am sure that Respondent's officials were not al-
together pleased with some of his activities-he was, as
Santini testified, quite "vocal"-I do not believe that
they cared as much about those activities as Desrosiers
thinks they did In short, after assessing all of Desrosiers'
testimony, I am not confident that any of it is reliable 4
4 The discharge and its aftermath
The payment of breakdown time to employees is gov-
erned by article 46 of the Eastern Conference Area
Truckaway, Yard and Shop Supplement to the National
Master Automobile Transporters Agreement Section 2
of that article states:
at destinations, they shall notify the home office or
nearest terminal by telephone of such condition and
ask for instructions, except in case of emergency.
After such notification, the driver is to be paid at
the appropriate rate per hour during the delay pro-
vided, however, that in no case shall any employee
be paid more than ten (10) hours out of every
twenty-four (24) hour period
Because Respondent believed the 10 hours of break-
down time reported by Desrosiers was excessive and be-
cause it questioned whether Desrosiers' truck could in
fact not have been driven to Delaware, it initiated an in-
vestigation into the circumstances of the breakdown.
McGrath conducted the investigation after being notified
of some of the circumstances by Gerew. On 27 January
1986 a letter of investigation was sent to Desrosiers in
accordance with the requirements of the applicable col-
lective-bargaining agreement
On Sunday morning, 2 February 1986, after he re-
ceived the letter of investigation, Desrosiers called San-
tini and told him "the company is trying to fire me, but
they can't because they don't know where I was, so if
you want to know where I was, I will tell you I was at
a union meeting in Philadelphia, and if you want me to
say it, just bring me in the office and ask me in front of a
witness, and I will tell you where I was." Santini told
Desrosiers that he would pass the information on to
McGrath and he did 5
On 7 February 1986 Desrosiers was notified that he
was being discharged for violation of article 40, section
3-1 of the applicable agreements That section provides
that the causes for immediate discharge include "proven
theft during working hours." Respondent's position was
that, by asking for and receiving payment for nondriving
time while he was on previously scheduled personal busi-
ness, Desrosiers fraudulently obtained money to which
he was not entitled McGrath alone made the decision to
discharge Desrosiers
Desrosiers filed a grievance over his discharge pursu-
ant to the applicable agreement. The grievance was
heard by a joint panel of four management representa-
tives and four union representatives, none of whom were
representatives of the Respondent or Local 326 The
contract provides that any decision of the joint panel
"shall be final and conclusive and binding upon the Em-
ployer and the Union and the Employees involved "
Desrosiers was represented at the hearing by two union
When a driver is delayed through no fault of his
own, due to weather conditions, waiting over week-
ends,
and/or holidays, impassable highways or
equipment breakdowns and/or unnecessary delays
4 The General Counsel also elicited testimony from David Figliola, a
former dispatcher at the Newark , Delaware terminal , which suggested
that Terminal Manager Santini bore some animus toward Desrosiers be-
cause of the latter's protected activity I was not impressed with Figlio-
la's testimony or his demeanor His testimony seemed to me tentative and
vague and his testimony about the circumstances of his termination from
Respondent's employ reflected adversely on his reliability I therefore do
not credit any of his testimony
5 Desrosiers acknowledged the above conversation as related by San-
tini although he gave it an embellishment I cannot accept He testified
that Santini spoke about his "contract activities " and said that Desrosiers
"had gotten a lot of people angry " but he also testified that he could not
recall Santini 's exact words I also reject Desrosiers' testimony to the
effect that , after he received his letter of investigation , he talked to San-
tini who told him that the action was being taken because of Desrosiers'
protected activities Santini acknowledged that he talked to Desrosiers at
this time but testified credibly that he simply said he did not know any-
thing about the investigation
Desrosiers ' own testimony on this point
renders his account implausible He admitted that Santini told him that he
knew nothing about the investigation and that it was being undertaken at
a higher level
6 Actually the article is numbered 41 in the most recent contract of the
parties
1144
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
officials. McGrath presented the Respondent's case Des-
rosiers and the union representatives presented four wit-
nesses and a dozen affidavits on his behalf. After a 3-
hour hearing the panel upheld the discharge on the
ground that Desrosiers "applied for and received break-
down time, even though he was engaged in personal
business without prior authorization from the Company,
for at least four (4) hours of the breakdown time [for]
which he was paid .. .." The decision was dated 18
February 1986.
5. The warnings
On 8 January 1986, Desrosiers was issued three warn-
ing notices dated 2 January 1986 dealing with falsifica-
tion of logs, more particularly, dispatch time. They cov-
ered dates in December 1985. They admonished Desro-
siers "to be more aware" and were signed by Margorie
Davis, Respondent's log auditor.
On 8 January Desrosiers was also issued two warning
notices signed by Francis Winslow The first indicated
that, on 5 December 1986, Desrosiers had "picked a
load" in Providence, Rhode Island, and did not deliver it
until 9 December 1985. This warning was prompted by
an incident resulting in theft or vandalism on a loaded
trailer Desrosiers had parked near his home. Winslow
had received a letter from J. A. O'Neil, the terminal
manager in Providence, dated 18 December 1985, speci-
fying that Desrosiers had failed to properly secure his
tractor-trailer thereby causing the theft of a radio from
his unit, parked his trailer unguarded and unlocked near
his home, and delayed the delivery of his load causing
strained relations with a valued customer. O'Neil's letter
prompted another warning-also dated 8 January 1986-
alleging "failure to secure a load and equipment-(loss of
radio)."
Desrosiers received still another warning on 8 January
involving a delay of load. This warning was prompted
by a letter dated 6 January 1986 from a Chrysler official
stating that Desrosiers' fully loaded trailer was parked
near
his
home from Monday, 23 December 1985,
through
Thursday, 26 December. The official com-
plained about the 4 days the vehicle was parked "at
Chrysler Corporation's expense" and asked for a full in-
vestigation. O'Neil transmitted the letter to Bill Santini,
the terminal manager in Newark, Delaware, by memo
dated 14 January 1986 Desrosiers received a 3-day sus-
pension for this incident because, after the 5 December
delay of load, this was his second offense.
Desrosiers apparently protested the warning concern-
ing the 5 December incident because of a problem at the
Providence terminal Respondent agreed with Desrosiers
and rescinded that warning and, in turn, the suspension
for second offense due to the 23 December delay of load.
The 23 December incident was therefore reduced to a
warning in a notice dated 24 January 1986.
The record shows that many warnings were issued to
Respondent's drivers for falsification of logs in late 1985
and early 1986. However, Desrosiers complained about
his three warnings and, because of a misunderstanding
whether the applicable Department of Transportation
regulations applied to dispatch time, those warnings were
rescinded
The record also shows that numerous other employees
were issued warnings for delay of load. Desrosiers him-
self was issued 38 warnings for various derelictions from
February 1982 through November 1985. Desrosiers'
warnings put him in the top 10 or 15 percent of Re-
spondent's drivers in terms of receipt of warnings How-
ever, Desrosiers constantly complained about warnings
and, as a result, some were removed from his file; these
were not counted in the 38 warnings mentioned above.
The General Counsel alleges that the three falsification
of logs warnings and the delay of load warning dealing
with the Providence incident were unlawfully motivated
by a desire to punish Desrosiers because of his TDU ac-
tivities, his having filed a charge with the Board in Octo-
ber 1985 and because Desrosiers assisted another employ-
ee in the filing of an EEOC charge.
The General Counsel has failed completely to show
any causal connection between the issuance of the four
warnings mentioned above and Desrosiers' protected ac-
tivities. The four allegedly unlawful warnings were all
rescinded after Desrosiers' complaints were found by Re-
spondent to have been valid. Two other warnings issued
at the same time-delay of load and failure to secure
load-were not contested by the General Counsel and
were clearly justified by uncontested record evidence.
The evidence also indicates that the falsification of logs
warnings were issued routinely by an administrative offi-
cial who would have had no occasion to retaliate against
Desrosiers. There is no evidence that any supervisory of-
ficial intervened to cause the issuance of those warnings.
Nor is there any other evidence that these warnings
were occasioned by concern or animus by Respondent's
officials over the asserted protected activities of Desro-'
siers
The General Counsel relies primarily on timing: the
warnings followed TDU activities, EEOC activities, and
the filing of a charge. However, Respondent had known
of Desrosiers' TDU activities for at least several months,
the alleged EEOC activities occurred in November 1985,
and the charge, which actually was settled, was filed in
October 1985
The record shows that Desrosiers re-
ceived many warnings; most predated his alleged pro-
tected activities. Indeed, Respondent rescinded the very
warnings alleged to be unlawful in this case. Even if the
timing of the warnings could be found to be somewhat
suspicious, there is still no causal connection between the
warnings and Desrosiers' alleged protected activities. I
reject as completely implausible the notion advanced by
the General Counsel that the fact that the warnings were
rescinded is evidence of their lack of justification and
therefore of their illegality. Respondent operates under a
very sophisticated grievance procedure that Desrosiers
and others have utilized in the past to correct alleged im-
proper discipline. Respondent surely knew that transpar-
ent warnings would be grieved. My view is just the op-
posite of that of the General Counsel: the warnings had a
plausible basis but Respondent was flexible enough to re-
alize in reaction to employee complaints that it might not
succeed in a contractual grievance procedure. This is the
action of a fair and reasonable employer, not one seeking
to discriminate. Moreover, the General Counsel's argu-
M & G CONVOY, INC.
ment fails to take into account that two of the warnings
were well justified and revealed serious mistakes on Des-
rosiers' part. In these circumstances, I find that the Gen-
eral Counsel has not shown, by a preponderance of the
evidence, that Respondent issued the 8 January warnings
to Desrosiers for unlawful reasons.
B. Discussion and Analysis of the Discharge Issue
1. The deferral argument
Respondent argues that the Board should not even
pass on the merits of Desrosiers' allegedly unlawful dis-
charge because a joint labor-management panel upheld
the propriety of his discharge under the applicable col-
lective-bargaining agreement. The General Counsel and
the Charging Party counter that deferral is not appropri-
ate in this case. I find that deferral is not appropriate for
the reasons stated below.
Section 10(a) of the Act provides that the Board's
power to prevent unfair labor practices "shall not be af-
fected by any other means of adjustment or prevention
that has been established or may be established by agree-
ment, law, or otherwise." However, the Board has, in its
discretion, provided for deferral to arbitration or other
contractual remedies in certain circumstances. Spielberg
Mfg. Co, 112 NLRB 1080 (1955) One important prereq-
uisite for deferral is that the arbitrator or final contrac-
tual authority has adequately considered the unfair labor
practice
issue which is presented to the Board. The
Board will view the unfair labor practice issue as having
been adequately considered if "(1) the contractual issue is
factually parallel to the unfair labor practice issue, and
(2) the arbitrator was presented generally with the facts
relevant to resolving the unfair labor practice."
Olin
Corp., 268 NLRB 573, 574 (1984)
The instant case is not appropriate for deferral because
the contractual issue was not factually parallel to the
unfair labor practice issue and the joint panel was not
presented with important facts relevant to resolving the
unfair labor practice issue. The panel addressed only the
issue of whether Desrosiers was discharged "without just
cause" under the applicable agreement. The complaint
allegations, on the other hand, dealt with whether Re-
spondent had fired Desrosiers for having filed an NLRB
charge or having engaged in concerted protected activi-
ties on behalf of TDU or other employees. A tape of the
panel proceeding was transcribed for this hearing It re-
veals that there was no evidence submitted with respect
to Desrosiers' activities on behalf of TDU, his fellow
employee who sought help in filing EEOC charges or
other employees whom he helped by collecting money
to finance a lawsuit against Respondent Although there
was some reference to Desrosiers' having filed a charge
with the Board, consideration of the matter was perfunc-
tory; in any event, 8(a)(4) allegations are not normally
subject to deferral 7
7 See International Harvester Co, 271 NLRB 647 (1984), and Filmatton
Associates, 227 NLRB 1721 (1977) In this case the General Counsel as-
serts that the 8(a)(4) allegation also insulates the 8(a)(3) and (1) allega-
tions from deferral because they were "closely intertwined" in forming
the basis of Desrosiers' discharge
Although the mere assertion of an
8(a)(4) violation and an intertwining might well preclude deferral before
1145
Thus, because there was no evidence submitted on
Desrosiers' protected activities or the Respondent 's reac-
tion to them, the panel could not have had any basis for
considering whether he was fired because of these pro-
tected activities. The panel considered only whether the
asserted
reason-improper
collection
of
breakdown
pay-amounted to just cause under the contract . At most
it considered circumstances surrounding Desrosiers' at-
tendance at the union meeting in Philadelphia; the Gen-
eral Counsel's allegations were broader, however, and
encompassed protected activities that predated the meet-
ing by months and even years. Nor did the panel consid-
er evidence of any possible animus towards Desrosiers
because of his protected activities-evidence that was an
important element of the General Counsel 's case. In
these circumstances, it would not be appropriate for the
Board to defer in this case . See NLRB v. Ryder/P.I.E.
Nationwide, 810 F 2d 502 (5th Cir 1987), denying enf.
278 NLRB 713 (1986), but upholding refusal to defer to
arbitration.8
2. The merits of the discharge
I therefore turn to the question whether Respondent
unlawfully discharged Desrosiers for reasons prohibited
by the Act. I find that the General Counsel has not
proved a violation by a preponderance of the credible
evidence.
Although Respondent's officials knew generally of
Desrosiers' protected activity and there is evidence that
some officials, particularly Santini, did not view favor-
ably this activity, there is no credible evidence that Re-
spondent took any adverse action against Desrosiers be-
cause he engaged in such activity. As I have stated, the
January warnings issued to Desrosiers were not unlaw-
ful;
and
Desrosiers' testimony accusing Santini and
others of statements indicating animus against him was
not credible. Moreover, McGrath, the official who initi-
ated and conducted the investigation leading to the dis-
charge and made the discharge decision was not impli-
cated in any incidents which could fairly give rise to an
inference of animus. Although he knew generally of Des-
rosters' TDU activities, he never spoke to Desrosiers
about them. There is absolutely no evidence that he
knew anything about Desrosiers' activities on behalf of
employee Bennett or the employees seeking to file a law-
suit against Respondent. Nor is there any evidence that
McGrath or anyone else cared that Desrosiers had filed
charges against Respondent. In any event, the first
charge, which had been filed in October 1985, was set-
tled; the second, which was filed on 21 January 1986 and
related to the 8 January warnings, was filed after Desro-
siers had put in for and collected his breakdown pay. In
these circumstances, I find and conclude that the Gener-
trial, this theory is dependent on the General Counsel proving both the
violation of Sec 8(a)(4) and the alleged intertwining Had this been the
only basis for challenging deferral I would have rejected it because the
General Counsel has proved neither the intertwining nor the 8(a)(4) vio-
lation
8 In view of my determination on the deferral issue I see no reason to
pass on the Charging Party's posthearing motion to reopen the record to
take evidence that one member of the joint panel was convicted of a
crime
1146
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
al Counsel has failed to establish a prima facie case that
Desrosiers was fired because of his protected activities
Even if I were to find a prima facie case , I would con-
clude that Respondent would have fired Desrosiers in
the absence of his protected activities . In this respect, I
must give some weight to the interpretation of the appli-
cable contract provision by the point panel Although the
Board cannot defer to the panel 's decision because of its
failure to consider evidence of Desrosiers ' protected ac-
tivity, the panel's determination that Respondent had
good cause to fire Desrosiers for his improper use of
breakdown time is persuasive on the issue of whether
Respondent's discharge would have been proper in the
absence of protected activities . Desrosiers intended to
spend 3 or 4 hours in Philadelphia on personal business,
the fact that his truck broke down would not make him
any more entitled to pay for that time than if it had not
broken down . He did not intend to work for those 3 or 4
hours
Moreover, in view of my credibility determina-
tions, I have inferred that Desrosiers misrepresented the
time of his next assignment in order to delay the repair
of his vehicle On this view of the case there is no need
to analyze the considerable evidence submitted by both
sides on Respondent 's past practice in paying for break-
down time
However, I note, in considering such evidence, that
the General Counsel and the Charging Party have not
shown that Respondent ever awarded an employee
breakdown pay for time the employee had previously
designated for carrying out personal business The evi-
dence of the General Counsel and the Charging Party is
to the effect that employees who are delayed while their
truck is being fixed take the time to go shopping or per-
form other nonwork related activities. This is not equiva-
lent to Desrosiers ' situation . Here, Desrosiers had asked
for and received permission to be off several hours on 30
December to attend to personal business. He nevertheless
tried to get the Respondent to pay him for this time
There is no evidence that Respondent had permitted
such payments in the past Indeed, Respondent was
watchful of employees' theft of time. It fired another em-
ployee, Roger Priesch, dust 5 months before, for request-
ing and accepting pay for time Respondent believed he
was not working Priesch successfully grieved the dis-
charge under the same contractual procedure that upheld
the Desrosiers' discharge because he was able to prove
that the documents Respondent relied on to show he had
been paid for nonworking time were in error. A fair
reading of article 46 of the contract-and one which rep-
resentatives of the contracting parties endorsed -is that
an employer is required to pay an employee only for
time occasioned by a delay caused "through no fault of
his own," and is not required to pay for time an employ-
ee previously intended to take off to attend to personal
business . This comports with common sense In these cir-
cumstances , I find that Respondent was justified in firing
Desrosiers and would have fired him even in the absence
of his protected activities
CONCLUSIONS OF LAW
The General Counsel has not proved by a preponder-
ance of the evidence that Respondent violated Section
8(a)(4), (3), and (1) of the Act when it issued warnings to
and thereafter discharged Paul Desrosiers.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed"
•
ORDER
The complaint is dismissed in its entirety.
if no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations,
the findings,
conclusions, and recommended
Order shall , as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses