288 NLRB 235
S & S Screw Machine Co., Inc.
S & S SCREW MACHINE CO.
235
- I
I
S & S Screw Machine Co., Inc. and United Steel-
workers of America, AFL-CIO-CLC. Cases
10-CA-22537, 10-CA- 22720, and 10-RC-
13502
March 28, 1988
DECISION, ORDER, AND DIRECTION
OF SECOND ELECTION
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND BABSON
On November 30, 1987, Administrative Law
Judge Hutton S. Brandon issued the attached deci-
sion. The Respondent filed exceptions and a motion
for rehearing.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and has decided to
affirm' the judge's rulings, fmdings, 2 and conclu-
sions and to adopt the recommended Order.2
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, S & S
Screw Machine Co., Inc., Cookeville, Tennessee,
its officers, agents, successors, and assigns, shall
take the action set forth in the Order.
IT IS FURTHER ORDERED that the election con-
ducted in Case 10-RC-13502 is set aside.
I We deny the Respondent's motion for rehearing as lacking in merit.
2 The Respondent has excepted to sonic of the judge's credibility reso-
lutions. The Board's established policy is not to overrule an admmistra-
five law judge's credibility resolutions unless the clear preponderance of
all the relevant evidence convinces us that they are incorrect Standard
Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir.
1951). We have carefully examined the record and find no basis for re-
versing the findings.
3 The General Counsel requests a visitatonal clause authorizing the
Board, for compliance purposes, to obtain discovery from the Respond-
ent under the Federal Rules of Civil Procedure under the supervision of
the United States court of appeals enforcing the Order. Under the cir-
cumstances of this case we find that such a clause is unwarranted. Thus,
we shall deny the General Counsel's request that a visitatonal clause be
included in the Order. See Cherokee Marine Terminal, 287 NLRB 1080
(1988)
Milton D. Jones, Esq., for the General Counsel.
Edward Edenfield, Cookeville, Tennessee, for the Re-
spondent.
Billy G. Helton, Nashville, Tennessee, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
HUTTON S. BRANDON, Administrative Law Judge.
These cases were heard at Cookeville, Tennessee, on 28
and 29 September 1987. 1 The charge in Case 10-CA-
22537 was filed by United Steelworkers of America,
AFL-CIO-CLC (the Union) on 14 May and the initial
complaint and notice of hearing issued on 19 June. The
charge in Case 10-CA-22720 was filed by the Union on
30 July and an order consolidating cases, amended com-
plaint, and notice of hearing issued on 14 August alleging
violations of Section 8(a)(3) and (1) of the National
Labor Relations Act (the Act), by S & S Screw Machine
Co., Inc. (Respondent or the Company). The issues pre-
sented by the allegations of the consolidated complaint,
as amended, and Respondent's answer thereto are wheth-
er Respondent independently violated Section 8(a)(1) of
the Act through certain threats and other conduct de-
signed to discourage employee union support, and
whether Respondent violated Section 8(a)(3) and (1) of
the Act by imposing more onerous conditions of employ-
ment on its employees generally, and employee Jimmie
Kirby in particular, and by issuing warnings to and dis-
charging Kirby.
With respect to the representation case, Case 10-RC-
13502, 2 the petition was filed by the Union on 14 May, a
Decision and Direction of Election issued on 4 June, and
an election was held on 29 June, with 17 ballots cast for
and 17 against representation, with 1 challenged ballot,
that of Stanley Pugh, being determinative. On 6 July the
Union filed timely objections. On 7 August an order di-
recting hearing and notice of hearing issued identifying
the challenged ballot and "petitioners objections" 3 as
issues. An order consolidating the representation case
with the unfair labor practice cases for hearing issued on
21 August.
On the entire record, including my observation of the
demeanor of the witnesses, and after due consideration of
the brief filed by the General Counsel, I make the fol-
lowing
FINDINGS OF FACT
I. JURISDICTION
The Company is a Tennessee Corporation with an
office and place of business in Cookeville Tennessee,
where it is engaged in manufacturing turned metal and
plastic parts. During The past calendar year, Respondent
sold and shipped from its Cookeville, Tennessee place of
business finished products valued in excess of $50,000 di-
rectly to customers located outside the State of Tennes-
see. The complaint alleges, Respondent stipulated at the
hearing, and I find that Respondent is an employer en-
gaged in commerce within the meaning of Section 2(6)
and (7) of the Act. The complaint alleges Respondent
further stipulated, and I also find that the Union is a
labor organization within the meaning of Section 2(5) of
the Act.
1 All dates are in 1987 unless otherwise indicated
2 The transcnpt is corrected to reflect Case 10-RC-13502 wherever it
now appears as Case 10-CA-13502.
3 There are nine numbered objections filed by the Union None of the
objections specified dates of the objectionable conduct or identified any
Respondent representative engaged in the conduct.
288 NLRB No. 30
N
236
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Alleged Independent Violations of Section
8(a)(1)
Jimmie Kirby, the alleged discriminatee and an em-
ployee of Respondent from 5 February until 17 July, tes-
tified that she initiated the union activity in mid-March
when she telephonically contacted a representative of the
Union. A meeting was subsequently arranged between
Kirby and Union Representative Billy Helton. The meet-
ing took place in Cookeville in early April and was also
attended by three other Respondent employees. Kirby
signed a union authorization card and, in the ensuing
days and weeks, passed out union authorization cards to
other employees of Respondent and talked to still others
about the Union. As far as this record shows, Respond-
ent first learned of the Union through a discussion be-
tween Kirby and Foreman Michael Frazier around the
second or third week of April. In this discussion, Kirby
volunteered that there was a union movement within the
plant. Frazier's response, according to Kirby, was that
Reed Welch, Respondent's president, would shut the
plant down. This response was alleged in the complaint
to constitute an unlawful threat to close if the employees
engaged in union activity. It and the other subsequently
occurring unlawful conduct attributed to Respondent's
supervisors and agents will be treated below under the
name of Respondent's supervisors or agent involved.
1. Reed Welch
a. The 29 April speech
Welch spoke to an assembled group of employees con-
sisting of both of Respondent's active work shifts in the
plant about 29 April. According to Kirby, Welch told
employees that there was a rumor of a union attempting
to come into the plant and said he had shut the plant
down twice before to keep the Union out and he would
not hesitate to do so again. Further, with respect to clos-
ing, Welch said he had shut down his plant in California
and had left to keep the union from coming m there, and
had shut one down west of Cookeville to keep the union
out. He said he was the sole owner and no judge was
going to tell him he had to keep his plant open or allow
a union to come in. However, he noted that he had been
asked by a Federal judge to reopen about 6 months after
one of his closures and give the employees a chance to
come back to work. He said he had done so and added
that there were about five people who had been with
him throughout his operation in Tennessee and were still
with him. He said he did not realize there was that much
dissatisfaction among the employees, but if anyone had a
complaint, they should come to his office and discuss it
with him "one on one" and work it out.
Welch, still according to Kirby, remarked that Re-
spondent had a plan "on the books" for profit sharing
with employees who qualified Finally, Welch observed
that there had been 8 or 10 union cards signed, that he
knew that there was a union meeting scheduled for that
evening, and warned that any employees who planned to
go had better know what they were doing beforehand.
At the conclusion of his remarks, Welch asked for
questions. Kirby testified she asked Welch what union he
was referring to, and he said he was talking about any
"damn" union. Kirby then protested that it was the em-
ployees' right to organize a union in the plant if they
wanted one, and Welch responded that it was not in his
plant, and added that he would never allow it. Kirby re-
plied that he was violating the constitutional rights of
"everyone standing there." Welch answered that if any-
body was not satisfied working there, they could go out
the front door and he would replace them. He said the
bottom line was there would be no union at S & S.
Kirby's testimony regarding Welch's speech was sub-
stantially corroborated by employees David Judd, James
Kennedy, Michael Jackson, and Robert Hawkins.
Kirby's version was set forth essentially because she im-
pressed me as the most articulate of the witnesses and
had the most complete recall of Welch's remarks. She
was the only employee who challenged Welch's remarks
and was more likely to have had them indelibly im-
pressed on her memory. I therefore credit Kirby to the
extent her version of Welch's speech differs from that of
any other General Counsel witness.
Reed Welch did not testify regarding the 29 April
speech, nor did any other Respondent witness. Only
Foreman Jimmy Bryant was asked about the speech and
he could not recall what was said explaining simply that
he was not paying attention.
Based on Kirby's credited testimony, I find that Welch
made the remarks she attributed to him. These remarks
are the basis for complaint allegations that Respondent
threatened plant closure and other reprisals if employees
joined or engaged in union activities, created the impres-
sion of surveillance of union activities, threatened that it
would be futile for employees to select the Union, prom-
ised employees profit sharing to discourage their union
activities, solicited grievances from employees and prom-
ised to remedy them, and threatened employees with re-
prisals if they engaged in union activities. That Respond-
ent through Welch violated the Act in most of the re-
spects alleged is so clear that further discussion on those
respects is unnecessary. The violations with respect to
the promise of a profit-sharing plan, the solicitation of
grievances with a promise to remedy them, and the
threat of reprisals are less clear and require discussion.
The statement that Respondent had a plan on the
books for profit sharing for qualified employees implies
that Respondent was going to provide its employees
profit sharing, a benefit they had not previously enjoyed.
Although no Respondent witness contradicted Kirby's
testimony about Welch's remark, only Foreman Bobby
Wallace testified regarding Respondent's profit-sharing
plan. He testified, with some equivocation, that it had
been implemented about a year and a half earlier and
was available to all employees. He further testified that
there had been some distribution of information to em-
ployees regarding the plan but he was uncertain when.
Further, he was uncertain regarding the details of the
plan. If Respondent had a plan available to employees
that had already been effectuated, it could have rebutted
the General Counsel's case by identifying the plan and
S & S SCREW MACHINE CO
237
offering it in evidence. Even absent 'production of the
plan if such a plan for employees had been in effect to
the knowledge of employees, Respondent could have
confirmed it through either the General Counsel's wit-
nesses or by calling its own employee witnesses. Re-
spondent did not do so, and I am unwilling to accept
Wallace's vague and uncorroborated testimony that such
a plan was in effect. Accordingly, I find Welch's refer-
ence to a profit-sharing plan to constitute an unlawful
announcement of a promise of benefit in response to the
union campaign as alleged, particularly when viewed in
the context of other threats regarding the Union during
his speech. See Gordonsville Industries, 252 NLRB 563;
574-577 (1980).
Welch's notation of dissatisfaction among employees
and his request that employees with complaints come to
him and "work it out" is a direct request for employee
grievances. Solicitation of grievances in the context of a
union campaign is not per se unlawful. However, where
coupled with an implied promise of correction such so-
licitation is unlawful. See Mariposa Press, 273 NLRB 528,
529 (1984). Here, I find there was an implicit promise of
correction, for Welch told employees that the problem
would be worked out. Moreover, there was implicit in
the solicitation of complaints here a promise of correc-
tion because there was no credible evidence4 that Welch,
had solicited complaints from employees prior to the'
union campaign. See Gerber Co., 270 NLRB 1235, 1240
(1984). Accordingly, I find the solicitation of grievances
by Welch was violative of Section 8(a)(1) as alleged.
Last, as alleged, I find Welch's remark that employees
who went to the union meeting "better know what they
are doing" constitutes a threat of unspecified reprisal. It
was an implicit warning that employees incurred risks by
just attending the union meeting, and was therefore coer-
cive and violative of Section 8(a)(1).
b. Other remarks of Welch
In addition to the remarks of Welch to the assembled
employees in late April, the complaint alleges that Welch
theatened to close the plant due to union activities on 14
and 29 May, threatened employees with the futility of
union organization on 14 May, and threatened employees
with discharge for union activity on 29 May. Examina-
tion of the record reveals no evidence to support these
allegations. Moreover, the General Counsel's summary
brief refers me to no such evidence and makes no argu-
ments on these allegations, notwithstanding a specific re-
quest made on the record that he brief me on each alle-
gation of the complaint with particular attention to the
date of the alleged offense. Accordingly, I must con-
clude that these addition* allegations involving Welch
have not been proven, and I shall recommend their dis-
missal.
4 Employee David Judd testified with some equivocation that Re-
spondent "may" have had an "open door policy" prior to the union cam-
paign. And Foreman Jimmy Bryant generally testified that Respondent
always had an open-door policy However, because of Judd's equivoca-
tion and the absence of any other affirmative proof of employee knowl-
edge of an open-door policy other than Bryant's uncorroborated assertion
regarding such a policy, which I do not credit, I find there was no such
policy known to employees
2. Foreman Jimmy Bryant
The complaint alleges a number of unlawful remarks
and actions by Jimmy Bryant, foreman and supervisor of
Respondent's general machine department on the day
shift. First in chronological order is an allegation that
Bryant on 17 April coercively interrogated employees
regarding their union activity. In this regard, employee
Judd testified that before, but around the time of Welch's
speech to the assembled employees, Bryant approached
Judd at his work station and told Judd he had heard
"they're" trying to start a union "in here," and asked
Judd if he knew anything about it. Bryant, in his testimo-
ny, did not deny the question. Although Judd was not an
impressive witness whose testimony was elicited largely
with leading questions, I credit him in the absence of
contradiction by Bryant. No justification was offered for
Bryant's questioning of Judd and no circumstances were
cited that would lessen the coercive impact of the ques-
tiomng. There was no evidence that Judd had previously
made known his union support to management. Accord-
ingly, I find the questioning to be unlawful interrogation
as alleged, particularly in the context of Respondent's
other unlawful conduct found here. However, I find that
it occurred around 29 April, the time of Welch's speech,
rather than 17 April as the complaint alleges.
Employee James Kennedy testified that in April
Bryant asked Kennedy what he thought about unions.
Kennedy simply replied that he had not been around
them very much. On further examination, Kennedy
placed Bryant's question within a week of Welch's
speech, either before or after. Bryant did not deny the
question attributed to him No circumstances were
shown that would detract from the probable coercice
impact of such a question directed to an employee who
had not previously openly acknowledged his union incli-
nations. Kennedy's equivocal response reflects to a
degree his perception that the question was coercive. It
find Bryant's question violative of Section 8(a)(1) as al-
leged. However, I do find that the questioning took
place, most likely after Welch's speech when Respondent
publicly acknowledged the union activity, and within the
first week of May rather than on 15 and 19 May as the
complaint alleges.
The complaint alleges that Bryant threatened employ-
ees on 28 April and 28 May that the plant would close if
the employees joined the Union. The only evidence re-
lated in the General Counsel's brief to support these alle-
gations was the testimony of Kennedy again. However,
the testimony does not support the dates alleged. Thus,
Kennedy testified that around 2 weeks after Welch's
speech, Bryant talked to Kennedy at Kennedy's machine
about the Union. Bryant, during this discussion, said that
Welch was very stubborn, that he knew how Welch was,
and that Welch would shut the doors before he would
let a union in. Bryant, in his testimony, did not deny this
remark. On Kennedy's uncontradicted testimony, I find
Respondent through Bryant unlawfully threatened to
close the plant if the employees selected the Union.
However, I find there was only one such threat by
Bryant and that it took place in mid-May rather than
either of the dates alleged in the complaint.
238
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The General Counsel's brief cites the testimony of
Judd to establish a complaint allegation that Respondent
through Bryant on 12 June created the impression of sur-
veillance of the union activities of its employees. Judd
testified that sometime "within a couple of weeks" of the
29 June election (before or after the election was not
specified), Bryant told Judd that Respondent had "some"
from the plant going to the union meetings telling Re-
spondent what was going on and who was attending.
Bryant did not contradict this testimony, and I therefore
credit Judd. I find the statement to Bryant was unlawful
as alleged. I further find it reasonable to conclude that it
took place 2 weeks before the election rather than after,
particularly in the absence of evidence that union meet-
ings continued to take place after the election.
The complaint alleges that Bryant promised employees
unspecified benefits about 12 June if they refrained from
joining or engaging in union activity. Kennedy testified
that sometime in May, Bryant told him at his work sta-
tion that "they" had some things in the works but that
they got held up because of "all the union business."
Bryant did not contradict his testimony, and Kennedy is
credited. Whether regarded as a promise of benefit or
simply withholding action on proposed benefits, and I
find it more consistent with the latter, Bryant's remark
was clearly coercive for it placed the onus on such with-
holding on the union activity. Bryant, so far as the
record shows, failed to explain that any withholding was
due to an effort to avoid election interference with the
union campaign. Indeed, it is not even clear that an elec-
tion or even a petition for an election was pending at the
time, as Kennedy could place Bryant's remark only
within May. I find Bryant's remark to Kennedy unlaw-
fully implied a withholding of benefits because of the
union activity. World Wide Press, 242 NLRB 346, 360
(1979).
Bryant is also alleged in the complaint to have threat-
ened employees with reprisals on 19 May and 15 June.
Judd testified with a great deal of uncertainty that "ap-
proximately 4 or 5, 3," times, "somewhere in that area,"
between Welch's speech and up to a few days before the
election, Bryant spoke to him at his work station and
said there were going to be "new work rules and that
they was going to be tightening down and thinning out."
Judd testified there were no witnesses to these remarks.
Bryant testified but was not asked about the remarks at-
tributed to him by Judd. Because of his uncertainty re-
garding the times of Bryant's remarks, and the failure to
more clearly set forth the details of the alleged remarks
or the context within which the alleged remarks were
made, Judd's credibility must be considered as marginal
However, in view of Bryant's failure to deny the re-
marks, and because Judd was still employed by Respond-
ent at the time of the hearing and not likely to give testi-
mony adverse to his employer unless it was true, 5 I
credit Judd's testimony. Since Bryant's comments took
place during the course of the union campaign, and in
the context of other threats by Respondent, it is reasona-
ble to infer, particularly in the absence of any other ex-
planation, that Bryant's remarks were responsive to the
5 Georgia Rug Mill, 131 NLRB 1304, 1305 (1961)
union activity. Accordingly, I find Bryant's remarks to
Judd violated Section 8(a)(1) of the Act as alleged except
that, rather than occurring on the dates alleged, they
took place on three occasions between the date of
Welch's speech and a few days before the election.
Finally, with respect to Bryant, the complaint alleges
that he threatened employees with discharge for union
activities on 15 and 19 May, and 12 and 15 June. Again,
the General Counsel relies on the generalized and con-
clusionary testimony of Judd that a "few times" between
Welch's speech and a few days before the election
Bryant told him "that anyone having any dealings with
the Union would lose their job." Again, Bryant did not
deny having made such remarks to Judd. Judd is cred-
ited notwithstanding his inability to accurately set the
dates of the remarks. I find Bryant's remarks made
during the period of 9 April to 29 June constituted the
unlawful threats alleged and that by Bryant making such
threats Respondent violated Section 8(a)(1) of the Act is
alleged.
3. Michael Frazier
Frazier was a foreman on Respondent's night shift at
the time of the events in issue. It is alleged that Frazier
threatened plant closure on 28 and 29 April if the em-
ployees joined or engaged in union activity. Kirby testi-
fied that in a general conversation with Frazier in her
work area she told Frazier of the union activity within
the plant. Frazier's response to this information was that
Welch would shut the place down. This conversation,
Kirby said, took place around the second or third week
of April, and although other employees were in the vi-
cinity, Kirby could not testify whether they heard Fra-
zier's remarks. Frazier did not testify and Kirby's testi-
mony on the point was clear, unequivocal, and, I find,
credible. Accordingly, I find Frazier's response to Kirby
was a clear threat of plant closure in response to union
activity and violated Section 8(a)(1) as alleged.
It is also alleged that on 28 April Frazier threatened
employees that it would sell its facility and subcontract
its existing work if the employees engaged in union ac-
tivity. No evidence of such a threat was offered at the
hearing and the General Counsel's brief argues no such
violation. This allegation of the complaint is not estab-
lished, and it will be recommended that this allegation be
dismissed. There was similar absence of evidence to sup-
port a complaint allegation that about 28 April Frazier
created an impression of surveillance of employee union
activities by telling employees that Respondent knew
about the Union and where it started. It will be recom-
mended that this allegation of' the complaint also be dis-
missed.
Frazier was alleged in the complaint to have violated
Section 8(a)(1) on 30 April by threatening employees
with reprisals for their union activity. This allegation is
predicated on Kirby's credible and uncontradicted testi-
mony that on the same day of but following Welch's
speech, Frazier accompanied Kirby back to her work
area and told her that up until that day Welch had
thought Kirby was a decent person but following
Kirby's remarks to Welch (during the speech) Kirby had
S & S SCREW MACHINE CO.
239
gone to the top of Welch's "shit list." The clear implica-
tion of Frazier's remark was that Kirby had "fallen from
grace" as a result of her union activities and that as a
result of being on Welch's list of unfavorables, she was
at risk for reprisals. I find Frazier's statement violated
Section 8(a)(1) of the Act as alleged.
That Kirby would be the subject of reprisal was also
evidenced by another remark attributed to Frazier by
Kirby and alleged in the complaint to be an unlawful
threat of discharge. Thus, Kirby testified that on the
Friday, 1 May, following Welch's speech, she was trans-
ferred from the night shift to the day shift by Frazier.
Kirby asked why she was being changed and he replied
that it was in part because of production. She asked what
the other part was and frazier answered that she was
being set up to be fired because of "this union business."
Frazier's remarks in this regard constituted a clear threat
of discharge violative of Section 8(a)(1) of the Act as al-
leged. While the complaint alleges that Frazier on two
additional dates, 4 and 19 May, Made similar remarks, no
evidence was submitted to substantiate the violations on
either of these dates. In addition, although the complaint
alleges an incident of unlawful interrogation by Frazier
on 4 May, no evidence to support the allegation was re-
vealed in the record or cited in the General Counsel's
brief. Accordingly, it will be recommended that these
complaint allegations be dismissed.
4. Plant Manager Glynn Lafever and Foreman
Bobby Wallace
Lafever6 is Respondent's plant manager and, accord-
ing to the complaint, he promised employees on 29 April
and 22 June unspecified benefits if they refrained from
union activities. Evidence on these allegations is found in
Judd's testimony that a week or two before the election
Lafever talked to him at his work station and said that
he could use a no vote. Lafever added, according to
Judd, that "there could be an increase for a no vote—
something to that effect," and also a better position. Judd
responded that he could use it Judd testified that Fore-
man Bryant was "around" at the time but it is not clear
from Judd's testimony that Bryant heard the exchange
between Lafever and Judd. Lafever testified but failed to
contradict the foregoing testimony of Judd. In the ab-
sence of contradiction, I accept Judd's imprecise testimo-
ny and fmd that Lafever unlawfully promised benefits to
employees about a week before the election to discour-
age their union support. These promises violated Section
8(a)(1) of the Act as alleged. However, I find no record
evidence of any unlawful promise by Lafever in April.
The complaint alleges that on 14 and 15 June, Lafever
and Foreman Bobby Wallace interrogated employees re-
garding their union activities. Judd testified that within a
week or two of the election, while he was in his work
area, Foreman Bobby Wallace, apparently in the pres-
ence of Lafever, asked Judd if employee Michael Jack-
son was for the Union. Judd replied he did not know.
Then Lafever asked Judd if Robert Hawkins, another
Lafever's name appears as spelled in documents purportedly signed
by him appearing in the exhibit files.
-
employee, was for the Union and again Judd replied that
he did not know.
Wallace specifically denied that he asked Judd about
Jackson. He was supported in that denial by Lafever
who denied that he ever witnessed a conversation be-
tween Judd and Wallace regarding Jackson's union senti-
ments or beliefs. Wallace's denial was clear, emphatic,
and, I believe, credible when weighed against Judd's
vague an generalized testimony. Accordingly, I credit
Wallace over Judd and fmd no unlawful interrogation by
Wallace. However, I note that, although Lafever denied
being a witness to interrogation of Judd by Wallace, he
failed to deny the question regarding Hawkins attributed
to him by Judd. In the absence of contradiction, I credit
Judd and conclude that Lafever in fact questioned him
about Hawkins' union sentiments. There were no circum-
stances shown which would tend to lessen the coercive
impact of Lafever's questions. On the other hand, the
questioning took place against a background of uncontra-
dieted and vigorous threats by Respondent against those
involved in union support. I find the interrogation by
Lafever unlawful and violative of Section 8(a)(1) of the
Act as alleged.
B. The Alleged 8(a)(3) Violations
1. The imposition of more onerous conditions of
employment
It is alleged in the complaint that Respondent about 6
July imposed more onerous and stringent conditions of
employment on its employees by announcing a new set
of work rules and that such action was responsive to the
union activities of its employees and therefore violative
of Section 8(a)(3) and (1) of the Act. This allegation is
rooted in the stipulation of the parties that on the payday
following the 29 June election (3 July by Judd's testimo-
ny), Respondent attached to employee paychecks a type-
written slip of paper containing attendance and tardiness
rules specifying that three unexcused absences would
result in "automatic termination" and that three occa-
sions of tardiness would equal one unexcused absence.
Judd testified that prior to the announcement of these
rules, he had been frequently tardy but had suffered no
discipline other than a verbal admonition that he try to
be "on time." Following the announcement of these
rules, Judd testified he had received about seven written
warnings for tardiness. Under the announced rules, nine
occasions of tardiness, even without any unexcused ab-
sences, subjects the employee to "automatice termina-
tion." The General Counsel asserts that the rule an-
nouncement constituted an adverse change in employee
conditions of ernployement and points to Judd's testimo-
ny already outlined above regarding Bryant's threat that
Respondent would be "tightening down and thinning
out" to show not only, that the rules were new but that
they were retaliatory for the union activity.
Respondent's position regarding whether there were
specific rule changes is unclear. Only Lafever testified on
the subject. Asked if Respondent had ever terminated
employees for "3 or more unexcused absences," Lafever
answered affirmatively. Asked if he could recall specific
240
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
instances, Lafever referred to one employee and was un-
clear regarding a second. The one he recalled was appar-
ently discharged after "three or four days." Lafever said
the policy on absences had been in effect "ever since" he
had worked for Respondent but that period was not fur-
ther explained.
Lafever's testimony literally fails to establish a 3-day
unexcused absence discharge policy prior to 3 July.
Moreover, he failed to refer to any prior policy on tardi-
ness. Further, there was no explanation why Respondent
had seen fit to put any of its attendance policies in writ-
ing and attach them to the employees' paychecks when it
did. In light of these factors, I conclude Respondent has
not rebutted the General Counsel's prima facie case that
the written rules of 3 July constituted a change adverse
to employees and that the change was retaliatory for the
employee union activity during the period when the
election was still subject to challenge. Accordingly, I
fmd Respondent violated Section 8(a)(3) and (1) of the
Act as alleged in this regard. See Einhorn Enterprises,
279 NLRB 576, 584-585 (1986).
2. The alleged discriminatory action against Kirby
According to the allegations of the complaint, as
amended, Respondent discriminatorily issued written
warnings to Kirby on 29 and 27 May, discriminatorily
transferred her to a different shift, imposed more onerous
working conditions on her on 4 May, and discharged her
on 17 July, all because of her union activities.
The union activities of Kirby and Respondent's knowl-
edge of Kirby's union sympathies have already been set
forth. Kirby began work for Respondent on its second
shift on 5 February as a machine operator. Kirby testi-
fied without contradiction that following Welch's speech
on 29 April, she was issued a written warning by Fore-
man Michael Frazier about her "excessive absenteeism."
Kirby initially refused to sign it but did so a day later
"under protest." Kirby admitted here that she had been
late on the day in question,7 but testified she had prior
permission from Plant Manager Lafever. She further tes-
tified that although she had been late once or twice
before, and absent without an excuse before, she had not
been given prior warnings on either tardiness or absen-
teeism.
Respondent offered no evidence regarding the 29
April warning of Kirby. In view of Kirby's union activi-
ty, her temerity in publicly responding to Welch's threats
against the Union, Respondent's demonstrated union
animus, the timing of the warning, and the apparent lack
of basis for the warning, I conclude the General Counsel
has established a clear prima facie case that the warning
was discriminatory and violative of Section 8(a)(3) and
(1) of the Act. Respondent failed to rebut the prima facie
case and I find the violation established as alleged.
Regarding the shift transfer and the more onerous job,
Kirby credibly testified she was transferred from her po-
sition on the night shift to the day shift. Her further
credible testimony already set forth was that Frazier told
her the transfer was to set her up for a discharge. In
light of Frazier's remark, I can only conclude, as the
7 The date of the tardiness was never established on the record
General Counsel alleges, that the transfer was discrimina-
tory and unlawful as alleged.
The evidence on the more onerous nature of the work
assigned Kirby after the transfer is found in her testimo-
ny that she was assigned to operate a duplex machine
utilized to mill parts. In performing this job, it was nec-
essary for her to drag parts pans weighing close to 150
pounds some 40 to 50 feet to her machine. Following
work on the parts, it was necessary to drag the pans to
another area about 100 feet distant. This was repeated
approximately 8 to 12 times a day according to Kirby
who added that on the second shift she had rarely been
required to drag parts pans. Kirby testified that she was
also required to deburr parts approximately 3 days a
week and during the latter days of her employment she
was almost daily assigned to clean "bent arms" for exte-
rior rearview truck mirrors. Both the deburring and bent
arm cleanup were described as dirty work by Kirby who
said she had rarely done deburring work on the second
shift and no bent arm cleaning.
Based on Kirby's testimony, which I credit, I find that
the jobs to which she was assigned on the first shift were
more onerous than those to which she had been assigned
on the second shift. Respondent has failed to adduce evi-
dence on either the nature of Kirby's job assignments on
the first shift or the reasons for such assignments. Con-
sidering Respondent's animosity toward Kirby due to her
union activity and Frazier's warning that she was being
put on the first shift in order to be set up for her dis-
charge, I conclude, as alleged, that Kirby's job assign-
ments were unlawfully motivated in violation of Section
8(a)(3) and (1) of the Act.
Kirby was given a second written warning on 27 May.
This one was issued to her by Foreman Bryant allegedly
for "running parts that she faild [sic] to ok correctly."
The warning was alleged in the complaint to have been
based on discriminatory considerations. Kirby testified
that on Tuesday, 26 May, she was assigned by Bryant to
side mill some steel spring pins. After setting up the ma-
chine for her, Bryant asked if she had her calipers to
check the pins with. She replied that she did not, so he
told her to use calipers from the quality control room.
Kirby did so but found those calipers inaccurate. How-
ever, she proceeded to mill the pins but stopped every 30
to 45 minutes to take a pin to employee Eddie Roberts in
the quality control department. Roberts checked the pins
by blueprint and told Kirby they were "just fine." The
following day Bryant checked the parts Kirby had run
the day before and irately told Kirby they were bad, ac-
cused her of running scrap, and berated her for not
checking the parts notwithstanding her having had Rob-
erts check the parts. Kirby began to jot Bryant's remarks
down on a note pad and Bryant walked away. Immedi-
ately thereafter she was given the written warning. Al-
though Kirby related on cross-examination that Bryant
had indicated to her that part of the problem lay with
Roberts, Roberts was not given a warning.
Bryant testified for Respondent that Kirby was
warned for running bad clutch shafts, not spring pins as
Kirby had testified. While the bad parts were salvagea-
ble, and had in fact been salvaged a few days later, it
S & S SCREW MACHINE CO.
241
was at great expense. Bryant further testified that', he had
checked with Roberts about the parts, and Roberts had
said he had not checked the parts.
Kirby impressed me as a much more accurate and reli-
able witness than Bryant. Bryant's inability to recall any
of Welch's remarks to employees on 29 April raises seri-
ous doubt regarding the accuracy of his recall. And his
excuse for this failure of recall, i.e„ that he was not
paying attention, undermines his veracity generally.
Crediting Kirby, I find the facts on the 27 May warn-
ing to be as she related them. Accordingly, and particu-
larly because Roberts received no warning, I fmd that
the warning, like Kirby's shift assignment was discrimin-
atorily motivated. The _warning was therefore violative
of Section 8(a)(3) and (1) of the Act.
Kirby was discharged on 17 July, a discharge that the
complaint complains was unlawfully motivated. The
facts are not in serious dispute. Kirby testified that on 8
June she injured a ligament in her neck while pulling a
pan of parts. Although she completed that workday, she
found she could not "get out of bed" the next day. Kirby
reported 'her illness and injury to Respondent. Over the
next several weeks, Kirby went to a succession of doc-
tors for diagnosis of her problem and treatment of her
severe pain. During this period she kept Respondent ad-
vised regarding her absence and condition. During the
interim, one doctor released her to return to work and
she did so on 18 June. However, she was forced by pain
to leave work before noon and was unable to return
thereafter.
On a subsequent occasion when Kirby was released by
a doctor to return to work, she testified she reported this
to Terry Welch, daughter-in-law of Reed Welch and a
secretary for Respondent. However, Welch said it had
been decided that it would be best for Kirby to sign a
voluntary leave of absence until Kirby could see a neuro-
surgeon because Respondent did not want Kirby return-
ing until they knew she was completely healed and not
subject to further injuries. Kirby declined to sign the
leave absence due to her concern that it might preclude
any workmen's compensation claim. She was referred to
Respondent's workmen's compensation insurance carrier
and was there advised not to return to work until she
was seen by a neurosurgeon.
On 10 July Kirby did see a neurosurgeon who, after
examination, advised her that all the muscles and liga-
ments in her neck had been ripped. However, he told her
she could return to work explaining that "one day" the
pain would stop. On 13 July Kirby reported to Terry
Welch regarding the doctor's diagnosis, and that he had
released her but told Welch she was still having pain and
would return to her private doctor.8 Kirby did return to
her private physician but in the meantime she learned on
18 July that she had been terminated. She telephonically
discussed the matter with Gerald Welch, Reed Welch's
son, who told her that he, Reed Welch, and Lafever had
decided to terminate her because she had not returned to
work following her release by the neurosurgeon.
8 Kirby testified she did not see her own doctor until the following
week, i.e., after her discharge, because the doctor was on vacation.
Respondent offered no independent evidence regard-
ing Kirby's discharge. Given Respondent's extreme
union animosity, and its other unlawful conduct toward
Kirby found above, I conclude that the General Counsel
established a prima facie violation of the unlawful dis-
charge of Kirby even if an apparent basis for discharge
existed. Respondent was well aware of the seriousness of
Kirby's injury and that the injury was not likely feigned.
Indeed, she had made one unsuccessful effort to return
to work. Respondent further knew even after Kirby's
visit to the neurosurgeon that she was still experiencing
difficulty and intended to return to her doctor. More-
over, Respondent failed to warn her during her last com-
munication prior to her discharge that she would be dis-
charged unless she returned to work. Under these cir-
cumstances, including the absence of evidence that other
employees in similar situations were treated similarly,
and considering Respondent's other unlawful threats and
acts of discrimination against Kirby which flesh out the
General Counsel's prima facie case on Kirby's discharge,
I find Respondent has not demonstrated that Kirby
would have been discharged even in the absence of her
union activity. I therefore find her discharge violated
Section 8(a)(3) and (1) of the Act as alleged.
III. THE REPRESENTATION CASE ISSUES
A. The Objections
The Regional Director's order directing a hearing
noted without discussion that the Union's nine objections
generally raised substantial and material factual issues
that could best be resolved by a hearing but did not
specify any particular factual issue with respect to any
particular objection. However, it is apparent that the ob-
jections are coextensive with a number of the complaint
allegations in the unfair labor practice cases. It is further
apparent, however, that in some instances, based on the
dates of the violations alleged in the complaint and found
established above, the objectionable conduct Occurred
prior to the filing of the representation case petition and
therefore outside the critical period. See Red's Novelty
Co., 222 NLRB 899 (1976); Ideal Electric & Mfg. Co., 134
NLRB 1275 (1961). It will be necessary to treat each ob-
jection below.
1. Objections 1, 2, and 8
Objection 1 alleges that Respondent threatened its em-
ployees with reprisals for their union activities while Ob-
jection 2 asserts that Respondent threatened its employ-
ees with discharge if they engaged in union activities.
These objections are coextensive with paragraphs 19 and
20 of the complaint. The evidence regarding the threats
of reprisal set forth in paragraph 19 involved remarks at-
tributed to Reed Welch and Michael Frazier about 29
April. Although merit was found to these complaint alle-
gations, they occurred prior to 14 May, the date the peti-
tion was filed, and therefore outside the critical period.
They cannot be considered as objectionable conduct af-
fecting the election. Threats of reprisal attributed to
Bryant in paragraph 19 of the complaint were established
by the testimony of Judd credited here. As I have fur-
242
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ther found that at least one of Bryant's threats occurred
within a few days before the election, I find it occurred
in the critical period. Bryant's threat was found to be
violative of Section 8(a)(1) and therefore, a fortiori, it
constitutes objectionable conduct. Dal-Tex Optical Co.,
137 NLRB 1782, 1786 (1962). I find Objection 1 has
merit.
The threats of discharge in paragraph 20 of the com-
plaint were substantiated by the credited testimony of
Kirby and Judd set forth above regarding remarks attrib-
uted to Foremen Frazier and Bryant. However, Kirby's
testimony established that Frazier's threat took place at
the time of her shift transfer around the first of May, I
find therefore that it occurred outside the critical period.
Judd's testimony established that at least one of Bryant's
threats of discharge took place within a few days of the
election. I therefore conclude it occurred within the crit-
ical period, and I further conclude that Objection 2 has
merit.
Objection 8 complains generally that Respondent cre-
ated a general atmosphere of fear of reprisal and coer-
cion among its employees. The objection does not appear
to relate to a specific allegation of the complaint and
there was no independent evidence offered to support it.
However, to the extent that merit was found to the relat-
ed Objections 1 and 2 involving threats of reprisal and
discharge within the critical period, I find merit to Ob-
jection 8.
2. Objection 3
The Union's Objection 3 complaining of interrogation
of employees regarding their union activities is coexten-
sive with the allegations of paragraph 21 of the com-
plaint. The unlawful interrogation found above involving
Bryant occurred outside the critical period and may not
be considered. On the other hand, I have found that Laf-
ever unlawfully interrogated employee Judd within a
couple of weeks of the election. In this regard, therefore,
I conclude Objection 3 has merit.
3. Objection 4
Objection 4 asserting Respondent's threats to close the
facility is coextensive with the allegations of paragraph 7
of the complaint. Unlawful threats to close were found
above made by Reed Welch and Foremen Frazier and
Bryant. However, the threats of Welch and Frazier
clearly occurred outside the critical period. Bryant's
threat was found to have taken place in mid-May. Be-
cause it was not established that Bryant's threat took
place after the petition was filed, I find it has not been
established that it occurred within the critical period.
Accordingly, Objection 4 is found to be without merit.
4. Objection 5
The contention is made in Objection 5 consistent with
the allegations of paragraphs 14 and 15 of the complaint
that Respondent promised employees benefits if they re-
frained from engaging in union activities. Although
Kirby testified regarding a promise of benefits in the
form of profit sharing made by Reed Welch, it is clear
that the promise was made in the context of Welch's 29
April speech and therefore outside the critical period. It
has been found that Lafever unlawfully promised Judd
an increase, and a better position for a "no vote" a week
or two before the election. As it took place within the
critical period, Lafever's promise constituted objection-
able conduct and I, therefore, find merit to Objection 5.
5. Objection 6
The allegation in Objection 6 that Respondent with-
held benefits from employees because of their union ac-
tivity finds factual support in the finding above that
Bryant informed Kennedy that Respondent had held up
some "things" in the works due to the union activity.
While Bryant's remark was found to be unlawful, Kenne-
dy's testimony failed to establish that it was made during
the critical period. Objection 6 is therefore found to be
without merit.
6. Objection 7
Objection 7 alleges that Respondent created an impres-
sion of surveillance among employees of their activities
on behalf of the Union and is consistent with the allega-
tions of paragraphs 10, 11, and 12 of the complaint. The
only evidence establishing, within the critical period, an
impression of surveillance of employees union activity
was related in the testimony of Judd regarding a state-
ment of Foreman Bryant. The statement of Bryant was
found to have created the unlawful impression of surveil-
lance alleged about 2 weeks before the election. There-
fore, Objection 7 is found to have merit.
7. Objection 9
Objection 9 complains that Respondent created a gen-
eral atmosphere of futility. It is consistent with the alle-
gations of paragraph 13 of the complaint regarding Re-
spondent's expressions of the futility of union activity.
However, no unlawful expression of futility was found
above to have taken place during the critical period be-
tween the filing of the petition and the election. Accord-
ingly, and in the absence of independent evidence of
events in the critical period supporting Objection 9, it is
found to be without merit.
B. The Challenged Ballot
1. The facts
The determinative challenged ballot was cast by Stan-
ley Pugh. Although Pugh's name appeared on the eligi-
ble voter list prepared by Respondent, his ballot was
challenged by Respondent who contended that his inclu-
sion on the list had been in error and that Pugh was a
supervisor within the meaning of Section 2(11) of the
Act.
The evidence regarding Pugh's supervisory status was
set forth in the testimony of Lafever and Pugh. Pugh
began working for Respondent in February 1985. In
April, he was given the title of quality control manager
and the responsibility for directing the inspection and
quality control department of Respondent. There were,
however, only two other employees in the department,
S & S SCREW MACHINE CO.
243
both of whom were classified as inspectors, and one of
whom worked on a shift different from the one worked
by Pugh. Pugh testified that he was responsible for en-
suring that "quality [of Respondent's products] was kept
up." He received a 75-cent-per-hour wage increase when
made the quality control manager but continued as an
hourly paid employee. His rate of pay was approximately
$1 an hour greater than the two other employees work-
ing in quality control, but was still less than some highly
skilled nonsupervisory employees- employed by Respond-
ent.
Lafever testified that Pugh had recommended employ-
ees Eddie Roberts, Cathy Blair, and Pat Swearengin for
wage increases and those increases had been granted.
Further, according to Lafever, Pugh had evaluated the
performance of Swearengin. Pugh conceded that he had
discussed a raise for Roberts with Lafever and had ob-
served that Roberts was not picking "up on things" well.
However, Roberts was given a small raise about 15 June.
It appears from Respondent's "payroll change notice"
form signed by Pugh as "supervisor" that Blair was
given a raise on 17 August. Pugh also signed an identical
form for Swearengin dated 21 September that not only
gave Swearengin a raise but also evaluated Swearengin
in ability, conduct, attendance, and production. Pugh tes-
tified that he completed the payroll change notices on
Blair and Swearengin at Lafever's direction. The raises
granted to Blair and Swearengin appear to have been
more or less automatic following completion of 30 days
of employment. The amounts of such raises, however,
were more discretionary as evidenced by the different
amounts granted Roberts and Blair.
Pugh related that he did not know if he had authority
to hire employees, and that he had not been told he had
authority to fire employees. He said, further, that he
cannot transfer employees between departments, suspend
them, or layoff and recall them. He was uncertain about
authority to discipline employees or grant them time off.
On one occasion he approved an employee's early depar-
ture from work but told the employee to also advise
Gerald Welch, son of Reed Welch, as the employee was
leaving. 9 Pugh also conceded that he had signed the
timecards of two employees who had failed to clock in
when the employees had brought the cards to him saying
that Welch had sent them to him.
Pugh related that he spends about 10 to 15 percent of
his time doing paperwork for his department, and spends
the remainder of his time doing inspection work as do
the quality control inspectors. He has attended two meet-
ings between management and the foremen who are ad-
mitted supervisors within the meaning of the Act. He
also had met with customers of Respondent regarding
quality control concerns. However, he said he received
no special benefits by virtue of his position that were not
received by unit employees. There was no showing that
foremen received any special benefits either, and it ap-
pears that they, like Pugh, were hourly paid and re-
ceived overtime pay when worked.
9 Gerald Welch's title in Respondent's luerarchy was not established in
the record although it is clear that be was formerly m charge of quality
control before Pugh assumed the quality control manager's position
2. Conclusions
Section 2(11) of the Act defines a supervisor as one
"having authority, in the interest of the employer, to
hire, transfer, suspend, lay off, recall, promote, dis-
charge, assign, reward, or discipline other employees, or
responsibly to direct them, or to adjust their grievances,
or to effectively recommend such action" so long as the
exercise of such authority requires use of independent
judgment not of a routine or clerical nature. Possession
of authority in any one of the enumerated respects is suf-
ficient to establish supervisory status. Albany Medical
Center, 273 NLRB 485, 486 (1984). The party alleging
supervisory status has the burden of proving it. Commer-
cial Movers, 240 NLRB 288 at 290 (1979). The Board has
a duty to employees to be alert not to construe supervi-
sory status too broadly because the employee who is
deemed a supervisor is denied employee rights that the
Act is intended to protect. Westinghouse Electric Corp v.
NLRB, 424 F.2d 1151, 1158 (7th Cir. 1970), cert. denied
400 U.S. 831 (1970).
The fact that Pugh completed payroll change notices
for Blair and Swearengin as "supervisor," granted raises
thereon, and, in the case of Swearengin, evaluated his
job performance strongly suggest Pugh's possession of
supervisory authority. See, e.g., Iron Mountain Forge
Corp., 278 NLRB 255 (1986). This evidence is subject to
being discounted, however, because these notices were
completed at Lafever's direction after the election and
may well reflect a self-serving effort by Respondent to
substantiate the basis for its challenge to Pugh's ballot.
Lafever's self-serving testimony that Lafever told Pugh
when he was made head of quality control in late April
that Pugh was responsible for the hiring and firing in his
department is likewise subject to being discounted for
the same reason, particularly in light of Pugh's implicit
contradiction of Lafever's testimony on this point. Nev-
ertheless, there is one aspect of Lafever's testimony that
I find compelling regarding Pugh's supervisory status.
Thus, Lafever testified that he told Pugh when he was
promoted, prior to filing of the election petition or the
conduct of the election, that he considered him just like
Jimmy Bryant, Bobby Wallace, and Michael Frazier, the
foremen who are admitted supervisors. Pugh, on cross-
examination, confirmed that Lafever had told him that
he considered him the same as the other supervisors. Ac-
cordingly, Lafever's uncontradicted testimony establishes
Pugh's authority to be equivalent to that of the other
foremen. In light of this, Pugh's actions in signing time-
cards, in signing payroll change notice forms, in evaluat-
ing employees, and in recommending raises for employ-
ees cannot be regarded as merely fulfilling ministerial,
routine, or clerical duties. Moreover, based on Pugh's
signing of the payroll notice forms, it is clear he was
being held out to employees as a supervisor. His attend-
ance at supervisory meetings also supports a finding of
Pugh's supervisory status. See Wilco Business Forms, 280
NLRB 1336 (1986). I conclude that Pugh at all material
times possessed supervisory authority and that the chal-
lenge to his ballot must therefore be sustained. I shall
therefore recommend such action. Moreover, because the
challenge will no longer be determinitive, and because
244
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
merit has been found with respect to certain of the
Union's objections, I shall recommend that the election
be set aside and that a new election be directed.
CONCLUSIONS OF LAW
I. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. By threatening employees that it would close its
plant if the employees engaged in activities on behalf of
the Union; by informing employees that it was withhold-
ing benefits from employees and placing the onus there-
fore on the Union; by creating among its employees the
impression of its surveillance of their union activities; by
threatening employees that it would be futile for them to
select the Union to represent them; by promising em-
ployees profit sharing and unspecified benefits if they re-
frained from union activity; by soliciting employee griev-
ances and implicitly promising to remedy them for the
purpose of causing employees to reject union representa-
tion; by threatening employees with discharges and other
reprisals for engaging in union activity; and by interro-
gating employees concerning their union membership,
activities, and desires, Respondent interfered with, re-
strained, and coerced its employees in the exercise of
rights protected by Section 7 of the Act and thereby en-
gaged in, and is engaging in, unfair labor practices in
violation of Section 8(a)(1) of the Act.
4. By discriminatorily imposing more stringent terms
and conditions of employment on its employees; by issu-
ing written warnings to its employee Jimmie Kirby on 29
April and 27 May 1987; by reassigning and imposing
more onerous job duties on her, and by discharging her
on 17 July 1987, all because of her union activities, and
thereby discouraging membership in or activities on
behalf of the Union, Respondent engaged in, and is en-
gaging in, unfair labor practices in violation of Section
8(a)(3) and (1) of the Act.
5. The Union's Objections 1, 2, 3, 5, 7, and 8 have
merit and must be sustained while Objections 4, 6, and 9
are without merit.
6. The challenge to the ballot of Stanley Pugh is valid
and must be sustained.
7. Except as found in paragraphs 3 and 4 above, the
General Counsel has failed to establish by a preponder-
ance of evidence that Respondent violated the Act in
any other manner alleged in the complaint.
THE REMEDY
Having found that Respondent engaged in certain
unfair labor practices, I find it necessary to order it to
cease and desist therefrom and to take certain affirmtive
action designed to effectuate the policies of the Act.
Having further found that Respondent discriminatorily
imposed more onerous terms and conditions of employ-
ment on its employees by imposing new attendance rules
in response to their union activities, it will be ordered
that it rescind such action. As I have found Respondent
discriminatorily reassigned Kirby to a different shift and
more onerous duties, issued warnings to her, and subse-
quently discharged her, it will be recommended that Re-
spondent be ordered to rescind the warnings issued
_ Kirby and reinstate her to the position she held prior to
the discriminatory reassignment or, if that position no
longer exists, to a substantially equivalent position, and
make her whole for any loss of earnings and other bene-
fits from the time of her physical ability to return to
work until the time of Respondent's proper offer of rein-
statement, less any net interim earnings. Backpay under
this order is to be computed on a quarterly basis as pre-
scribed in F. W. Woolworth Co., 90 NLRB 289 (1950),
with interest as computed in New Horizons for the Retard-
ed, 283 NLRB 1173 (1987).10
In keeping with the Board's decision in Sterling Sugars,
261 NLRB 472 (1982), it will be recommended that Re-
spondent be required to remove from its files and
records any reference to the unlawful warnings issued to
Kirby as well as her discharge and notify her in writing
that this has been done and that evidence of these unlaw-
ful actions will not be used against her in any way.
The General Counsel in his brief also argued for the
imposition of a visitatorial clause in this case seeking, for
compliance purposes, to obtain discovery from Respond-
ent under the Federal Rules of Civil Procedure subject
to the supervision of the United States court of appeals
enforcing any order here. No special circumstances were
cited warranting such a clause in this case. The Board
does not provide visitatorial clauses without specific jus-
tification. See, e.g., United Cloth Co., 278 NLRB 583
(1986); Cherokee Heating Co., 278 NLRB 399 (1986). Ac-
cordingly, a visitatorial clause will not be recommended.
Having found merit to the challenge to the ballot of
Stanley Pugh, it is recommended that the challenge be
sustained. Because the challenged ballot is no longer de-
terminative and because merit has been found to the
Union's Objections 1, 2, 3, 5, 7, and 8, it is recommended
that the election held on 29 June be set aside and that a
new election be directed.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed"-
ORDER
The Respondent, S & S Screw Machine Co., Inc.,
Cookeville, Tennessee, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Threatening its employees that it will close its plant
if the employees engaged in activities on behalf of
United Steelworkers of America, AFL-CIO-CLC, or
any other labor organization.
10 Under New Horizons, mterest is computed at the "short-term Feder-
al rate" for the underpayment of taxes as set out in the 1986 amendment
to 26 U.S C § 6621 Interest accrued before 1 January 1987 (the effective
date of the amendment) shall be computed as in Florida Steel Corp, 231
NLRB 651 (1977)
11 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
S & S SCREW MACHINE CO.
245
(b) Informing employees that benefits are being with-
held from them and placing the onus therefor on the
union activity of employees.
(c) Creating among its employees the impression of its
surveillance of their activities on behalf of the above-
named Union or any other labor organization.
(d) Threatening employees that it would be futile for
them to select the above-named Union or any other
labor organization to represent them.
(e) Promising employees profit-sharing and other un-
specified benefits if they refrain from union activity.
(f) Soliciting greivances from employees and impliedly
promising to remedy them for the purpose of causing
employees to reject union representation.
(g) Threatening employees with discharge and other
reprisals for engaging in union activity.
(h) Coercively interrogating employees concerning
their union membership, activities, or desires.
(i) Imposing more stringent terms and conditions of
employment on its employees to discourage their activi-
ties on behalf of the above-named or any other labor or-
ganization.
(j) Reassigning, issuing warnings to, discharging, or
otherwise discriminating against its employees in order
to discourage their activities on behalf of the above-
named Union or any other labor organization.
(k) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind the attendance rules imposed on employees
on 3 July 1987.
(b) Offer Jimmie Kirby immediate and full reinstate-,
ment to her former job occupied prior to any discrimina-
tion against her or, if that job no longer exists, to a sub-
stantially equivalent position, without prejudice to her
seniority or any other rights or privileges previously en-
joyed, and make her whole for any loss of earnings and
other benefits suffered as a result of the discrimination
against her, in the manner set forth in the remedy section
of the decision.
(c) Rescind and remove from its files any references to
the warnings issued to Jimmie Kirby on 29 April and 27
May 1987 and to the unlawful discharge of Kirby on 17
July 1987 and notify her in writing that this has been
done and that the warnings and discharge will not be
used against her in any way.
(d) Preserve and, on request, make available to the
Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards,
personnel records and reports, and all other records nec-
essary to analyze the amount of backpay due under the
ierms of this Order.
(e) Post at its facility in Cookeville, Tennessee, copies
of the attached notice marked "Appendix."" Copies of
12 If this Order is enforced by a judgment of a United Stites court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
the notice, on forms provided by the Regional Director
for Region 10, after being signed by the Respondent's
authorized representative, shall be posted by the Re-
spondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material.
(f) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
IT IS FURTHER RECOMMENDED that the complaint be
dismissed insofar as it alleges violations of the Act not
specifically found.
IT IS FURTHER RECOMMENDED that the challenge to
the ballot of Stanley Pugh be sustained, that the Union's
Objections 1, 2, 3, 5, 7, and 8 be sustained, that the
Union's Objections 4, 6, and 9 be overruled, that the
election conducted on 29 June 1987 be set aside, that
Case 10-RC-13502 be severed from Cases 10-CA-22537
and 10-CA-22720, and that Case 10-RC-13502 be re-
manded to the Regional Director for Region 10 to con-
duct a new election when the Regional Director deems
it appropriate.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these protect-
ed concerted activities.
WE WILL NOT threaten our employees that the plant
will close if they engage in activities on behalf of United
Steelworkers of America, AFL-CIO-CLC, or any other
labor organization.
WE WILL NOT inform our employees that benefits are
being withheld from them due to union activity.
WE WILL NOT create among our employees the im-
pression of our surveillance of their activities on behalf
of the above-named Union or any other labor organiza-
tion.
WE WILL NOT threaten our employees that it would be
futile for them to let the above-named Union or any
other labor organization represent them.
246
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL NOT promise our employees profit-sharing or
other unspecified benefits if they refrain from union ac-
tivities.
WE WILL NOT solicit and impliedly promise to remedy
grievances of employees for the purpose of causing em-
ployees to reject union representation.
WE WILL NOT threaten employees with discharge or
other reprisals for engaging in union activity.
WE WILL NOT coercively interrogate employees con-
cerning their union membership, activities, or desires.
WE WILL NOT impose more stringent terms and condi-
tions of employment on our employees to discourage
their activities on behalf of the above-named or any
other labor organization.
WE WILL NOT reassign, issue warnings to, discharge,
or otherwise discriminate against our employees in order
to discourage their union activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL NOT rescind the attendance rules imposed on
employees on 3 July 1987.
WE WILL offer Jimmie Kirby immediate and full rein-
statement to her former job or, if that job no longer
exists, to a substantially equivalent position, without prej-
udice to her seniority or any other rights or privileges
previously enjoyed and WE WILL make her whole for
any loss of earnings and other benefits resulting from her
discharge, less any net interim earnings, plus interest.
WE WILL rescind and remove from our files any refer-
ences to the warnings issued to Jimmie Kirby on 29
April and 27 May 1987 and to the discharge of Kirby on
17 July 1987 and WE WILL notify her in writing that this
has been done and that the warnings and discharge will
not be used against her in any way.
S & S SCREW MACHINE CO., INC.