288 NLRB 816
Camvac International, Inc.
816
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Camvac International, Inc. and Local 445, Interna-
tional Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, AFL-
CIO. Cases 2-CA-18209, 2-CA-18524, and 2-
CA-18617
April 29, 1988
DECISION AND ORDER
BY CHAIRMAN STEIPHENS AND MEMBERS
BABSON AND CRACRAFT
On May 13, 1983, Administrative Law Judge
Winifred D. Mono issued the attached decision.
The Respondent and the General Counsel filed ex-
ceptions and supporting briefs, and the Respondent
filed a brief in answer to the General Counsel's ex-
ceptions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, fmdings, 1 and
conclusions 2 only to the extent consistent with this
Decision and Order.
The Respondent and the General Counsel have excepted to some of
the judge's credibility findings The Board's established policy is not to
overrule an administrative law Judge's credibility resolutions unless the
clear preponderance of all the relevant evidence convinces us that they
are incorrect Standard Dry Wall Products, 91 NLRB 544 (1950), enfd.
188 F.2d 362 (3d Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings.
At flu. 102 of her decision, the judge referred to employee Michael
Cea's written statement as G C. Exh. 19, whereas it was received in evi-
dence as R Exh. 19. Additionally, in sec V, 13,a, the judge stated that
employee Terrano testified that he attended the 8 a m meeting on July 6,
1982, whereas it is clear that the meeting in question occurred on January
6, 1982. These inadvertent errors are insufficient to affect our decision.
In sec V,3, of her decision, the judge stated that employee Totals testi-
fied that he was the "only one" who asked employee Johnston if other
employees had signed authorization cards. The record indicates, howev-
er, that Totels testified, in response to a question by the General Counsel,
that he was "the one" who asked Johnston if everyone else had signed
At fn. 132 of her decision, the judge stated that an examination of the
Respondent's new sick leave policy (G C. Exh 20) failed to disclose any
provision permitting employees to borrow against future sick leave.
However, the minutes of the October 2, 1981 "Camvac Employee Works
Committee" meeting (G.0 Exh. 15) indicate that the Respondent an-
nounced that the sick leave policy "had been changed" and that an addi-
tional stipulation was adopted that provided that "any employee who is
sick for three or more continuous days and submits a doctor's note attest-
ing to the sickness will be allowed to use sick leave entitlement of future
quarters within the year" These errors also are insufficient to affect our
decision.
2 In adopting the judge's conclusion that the Respondent did not vio-
late Sec 8(a)(3) and (1) of the Act by discharging employee Sunday, we
disagree with the General Counsel's contention that Sunday was asserted-
ly discharged not for failing to report for work on July 9, 1981, but only
for failing to call in his absence. It is clear from the record that the Re-
spondent asserted both reasons and that the judge's findings encompass
both reasons.
In adopting the judge's conclusion that the Respondent violated Sec
8(a)(1) by conducting an employee attitude survey in which it solicited
grievances and promised benefits, we disavow the judge's factual finding
in sec V,12,a of her decision that Schneible, the Respondent's vice presi-
dent and controller, testified that at employee meetings held in early Oc-
tober 1981 management officials promised to give consideration to mat-
1. The judge found that the Respondent violated
Section 8(a)(1) of the Act by announcing and/or
granting five new benefits—a new wage structure,
a revised sick leave policy, a revised disciplinary
policy, a profit-sharing plan, and a health club ben-
efit—within a few months after the Union's
demand for recognition on June 24, 1981. The Re-
spondent has excepted to these findings. We find
merit in the Respondent's exceptions only regard-
ing the Respondent's announcement of a revised
sick leave policy.
The Respondent purchased its facility in Brew-
ster, New York, in 1977. In the next several years,
the Respondent granted annual wage increases and
instituted various changes and improvements in
benefits and working conditions. In 1980, after the
Respondent became a subsidiary of Bowater, N.A.,
a British corporation, changes and improvements
continued to be made as the Company's fmancial
picture improved. In January 1981 the Respondent
established and held the first monthly meetings of
the Camvac Employee Works Committee
(CEWC), the purpose and objectives of which
were to include formulation of policy and employ-
ee consultation prior to wage reviews and changes
in working conditions.3
ters raised in the employees' responses to the attitude survey The record
indicates that Schneible, in response to a question by the General Counsel
as to whether management promised to look into employee safety com-
plaints, merely stated, "We said we would look into various topics." The
record further indicates, however, that the Respondent's September 23,
1981 memo to employees stated that it would set up meetings in October
"to review the survey and propose actions to try and make improvements
in areas where there has been criticism" In our view, this memo shows
that the Respondent in fact promised to make changes based on employ-
ee complaints raised in the survey
In adopting the judge's conclusion that the Respondent violated Sec.
8(a)(1) by Supervisor Richard Cea threatening plant closure to employ-
ees, we rely solely on the judge's implicit crediting of the mutually cor-
roborative testimony of employees Sinclair and Johnston regarding the
critical statement made by Supervisor C,ea
In adopting the judge's conclusion that the Respondent violated Sec. 8
(a)(1) by paying employee Johnston advanced sick leave pay because he
circulated the employees' petition disavowing support for the Union, we
rely particularly on the fact that Johnston's initial iequest for such an ad-
vance was denied by the Respondent's officials only a few weeks before
he mentioned it to the Respondent's attorney, Spelfogel, on January 6,
1982. Further, in adopting the judge's conclusion that the Respondent
violated Sec. 8(a)(1) on January 6, 1982, by inducing and enconragmg its
employees to sign a petition disavowing their support for the Union, we
agree that the evidence shows that the Respondent did more than merely
inform employees of their right to revoke authorization cards and that it
gave more than a minimal amount of assistance In this regard, we addi-
tionally rely on the fact that on January 6, 1982, Spelfogel advised John-
ston that he would be able to receive the advanced sick leave pay, the
payment of which violated Sec. 8(a)(1), as indicated above. We note that
our finding that the Respondent violated Sec 8(a)(1) by inducing and en-
couraging its employees to disavow their support for the Union is not
affected by our reversal of the judge's finding that the Respondent violat-
ed Sec. 8(a)(1) by making certain statements about the Union at meetings
with employees on January 6, 1982 (see discussion at sec 3, infra)
3 The judge found, and we agree, that the Respondent violated Sec
8(a)(2) by dominating the CEWC, a labor organization within the mean-
ing of Sec 2(5), and rendering it unlawful assistance and support.
288 NLRB No. 92
CAMVAC INTERNATIONAL
817
Between January and June 1981, after obtaining
employee input at the CEWC meetings, the Re-
spondent made improvements in, inter alia, holiday
pay, mileage allowances, and the cafeteria. It also
formalized written policies in the areas of griev-
ances, safety, discipline, transfers, and call-ins, and
it established a safety committee and a suggestion
box. Generally, these changes were announced to
employees through the CEWC. Other proposed
changes, such as in overtime policy and shift
changes, were discussed but not implemented. Of
the five benefits granted after June 1981 that are in
issue here, all except the health club benefit were
discussed at CEWC meetings before implementa-
tion.
The union campaign began with the solicitation
of authorization cards on June 22, 1981. 4 On June
24, the Union sent a mailgram to the Respondent in
which it asserted majority status and called on the
Respondent to meet for the purpose of negotiating
a collective-bargaining agreement. The Respondent
made no response to the Union. At the next
CEWC meeting, which occurred on July 2, the
Respondent announced that it had received a tele-
gram from the Union and that it would wait for
the Union to take some action and for the National
Labor Relations Board to contact the Respondent.
According to the minutes of the July 2 CEWC
meeting, management representatives indicated the
following regarding the benefits at issue here: that
the proposed sick leave policy would be typed and
circulated for employee comments and would
become effective January 1, 1982; that, in response
to an employee's suggestion at that meeting regard-
ing the disciplinary policy, they would look into
the possibility of substituting a 3-month period for
the 1-year period that warnings currently remained
on file; that the Company was "working to devel-
op a pay grade structure with review once a year"
and it was "anxious to get the grade system into
effect"; and that Bowater had arrived at a
proposed/profit-sharing plan for the Respondent.
Regarding the proposed profit-sharing plan, the
Respondent gave employees a general idea of how
it would work and stated that, if approved, the
plan would go into effect by January 1, 1982.
The Respondent's annual 2-week shutdown com-
menced the next day. On the employees' return to
work on July 20, the Respondent held individual
conferences with each employee in which either its
executive vice president, vice president controller,
or plant manager 5 explained the new job grading
4 All dates are in 1981 unless otherwise indicated.
Michael Davies, William Schneible, and Steve Maughan, respective-
ly.
system, which was effective immediately, and dis-
tributed proposed sick leave and disciplinary poli-
cies. 6 The cover memorandum for the proposed
policies requested employee comments and advised
that, if made part of company policy, the discipli-
nary policy would become effective September 1
and the sick leave policy would become effective
January 1, 1982. At the CEWC meeting on July
31, the Respondent announced that the savings/-
profit-sharing plan would go into effect on January
1, 1982, "depending on IRS approval." Further, in
a memorandum to employees on September 23, the
Respondent announced that in order to promote
physical fitness it would pay one half of the annual
membership fees (up to $50) of a health club to any
employee who desired to join one, and that it had
arranged for a corporate membership at a new rac-
quetball club, which would entitle employees to a
15-percent discount on the annual fees and to a
waiver of the initiation fee if they joined by Octo-
ber 1.
The judge found that the Respondent, in an-
nouncing and/or granting these five benefits, was
motivated by antiunion considerations. Although
noting that the Respondent had granted benefits to
employees prior to the arrival of the Union, she
found that the Respondent previously had not
made such major changes all at one time or an-
nounced such changes in individual meetings with
employees. 7 Moreover, based on her reading of the
CEWC minutes, she found that no decision had
been made on the salary structure as late as the
May 29 meeting and that there was no final deter-
mination on the disciplinary or sick leave policies
prior to the July 2 meeting. Additionally, the judge
found that there was no decision to have a profit-
sharing plan prior to June 24, based on the June
1981 correspondence between representatives of
Bowater and the Respondent and on the lack of
documentation to show written approval of the
plan by the Respondent's board of directors. Thus,
she rejected the Respondent's argument that it had
decided to grant these benefits prior to the Union's
demand. Rather, she found that these benefits had
been discussed for months without resolution and
that it was only with the arrival of the Union that
the decisions to grant the benefits actually were
made. Thus finding that the Respondent did not
rebut the presumption that the granting of benefits
6 The new wage structure resulted in wage increases for at least 50
percent of the employees; no employee's wages were reduced. The pro-
posed sick leave policy provided for additional sick days based on senior-
ity. The proposed disciplinary policy reduced the length of time that a
warning notice remained in an employee's file from 1 year to 90 days
The judge additionally stated, in this regard, "it is unusual for a cor-
poration to act in such a manner" We do not rely on this statement.
818
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
during an organizational campaign is unlawful, the
judge concluded that the Respondent interfered
with employees' Section 7 rights in violation of
Section 8(a)(1).
We agree with the judge that the Respondent
violated Section 8(a)(1) by implementing a new
wage plan or "job grading" system, granting a
health club subsidy, and announcing and later im-
plementing a profit-sharing plan and a modified dis-
ciplinary policy. In so finding, based on the cir-
cumstances, we infer improper motive and interfer-
ence with employee Section 7 rights, absent an af-
firmative showing of some legitimate business
reason for the timing of the grant of the benefits.
See Montgomery Ward & Co., 288 NLRB 126, 127
fn. 6 (1988). We find that the Respondent did not
offer a persuasive business reason that would have
demonstrated that the timing of the grant of bene-
fits was governed by factors other than the union
campaign.
We recognize that the Respondent discussed the
new wage plan, the disciplinary policy, and the
profit-sharing plan at CEWC meetings prior to the
Union's demand for recognition. We understand,
too, that often employers in such situations are on
the horns of a dilemma regarding whether they
should still grant benefits that were already dis-
cussed with employees prior to the union activity.
Here, the Respondent discussed a new wage struc-
ture and a new disciplinary policy with employees
at CEWC meetings for 4 or 5 months without any
action being taken. Once presented with the
Union's recognition demand, however, the Re-
spondent implemented the new wage structure and
circulated the proposed new disciplinary policy
within 1 month. Therefore, and for the other rea-
sons relied on by the judge, we agree with her
conclusion that the Respondent has failed to prof-
fer a legitimate business reason for announcing and
implementing these benefits when it did. Thus, we
infer improper motivation arising from the timing
and context of its conduct. See Walter Garson, Jr.
& Associates, 276 NLRB 1226, 1240-1241 (1985).
We therefore find that the Respondent violated
Section 8(a)(1) regarding these benefits.
Regarding the profit-sharing plan, we fmd that
the Respondent has similarly failed to show that it
would have announced implementation of the plan
when it did had there been no union activity. In
this regard, the evidence indicates that no final de-
cision had been made on the plan prior to the
Union's recognition demand. A June 8 memo from
Bowater's director of human resources, Northrup,
to the Respondent clearly indicated that no final
decision had been made and that Northrup intend-
ed to have further discussions with the Respondent
about the plan. Further, the Respondent presented
no evidence showing that Bowater's board of di-
rectors had approved the plan, despite undisputed
testimony that approval by the board of directors
was necessary and must have been written down
"somewhere." We also note that there is no evi-
dence that the Respondent had either sought or re-
ceived approval from the Internal Revenue Service
for the plan. Thus, on July 31 the Respondent an-
nounced the plan at a time when it had not yet re-
ceived approval from either Bowater's board of di-
rectors or the IRS. Accordingly, we agree with the
judge that the Respondent's announcement of the
profit-sharing plan violated Section 8(a)(1).
Regarding the health club benefit granted in Sep-
tember 1981, it is undisputed that this benefit was
not raised at any CEWC meetings prior to the
Union's demand. In early 1981, Schneible asked
Davies to institute a health club benefit, but Davies
responded, "[W]e'll think about it, let's hold off a
while." In August or September 1981, a nonunit
employee informed Schneible that a racquetball
club was opening in the area and was offering cor-
porate memberships at a 15-percent discount. The
Respondent also learned that the new club was of-
fering discounts to individuals who joined before
October 1. Davies decided that because not all em-
ployees would want to join the racquetball club,
the Respondent would give each employee $50 to
use in conjunction with a program involving physi-
cal fitness. On September 23, the Respondent an-
nounced that it would pay one-half of the annual
membership fees (not to exceed $50) to any em-
ployee who wanted to join a health club, and that
it had made arrangements with the racquetball club
for a 15-percent discount for corporate member-
ships.
Although the Respondent contends that its im-
plementation of the health club benefit was consist-
ent with discussions within management prior to
the Union's demand for recognition and with the
Respondent's benefit history, it is clear that the Re-
spondent had not decided to grant the health club
benefit prior to the Union's recognition demand.
Accordingly, we find that the Respondent violated
Section 8(a)(1) by granting the health club benefit
in September 1981.
Contrary to the judge, however, we find that the
Respondent did not violate Section 8(a)(1) by an-
nouncing on July 2 that a proposed new sick leave
policy would be effective January 1, 1982. At the
CEWC meeting on March 20, an employee stated
that employees did not have enough sick days and
suggested that sick days be prorated based on
length of service. The Respondent then decided to
conduct a survey on the sick leave policies of other
,
CAMVAC IN 1 ERNATIONAL
819
plants in the area. At the April 24 CEWC meeting,
the Respondent stated that a proposal granting
more sick days based on seniority would be pre-
pared for the next CEWC meeting. At the May 29
meeting, Schneible went over the proposed sick
leave policy. The proposed policy allocated sick
leave by quarters, and some employees indicated
that they thought that such a quarterly system was
not fair to employees who were ill for an extended
period of time. The plant manager suggested allow-
ing a carryover of sick days from a previous year
until March 31 of the new year. Schneible stated
that suggestions and criticisms of the proposal
should be directed to the personnel director. At the
July 2 CEWC meeting, Schneible announced that
the proposal "would be typed and circulated for
comments, to be effective January 1, 1982." The
proposal was circulated to employees for com-
ments on July 20. The proposal, as circulated, al-
lowed for a carryover of sick days from a previous
year until March 31 of a new year.
Based on the above, we find that the Respondent
had committed itself to proposing a new sick leave
policy prior to the Union's demand for recognition
and that, therefore, its circulation of the policy on
July 20 did not violate Section 8(a)(1) Since April
24 the Respondent had moved steadily along in im-
plementing the new sick leave policy, and we are
satisfied that the Respondent would have circulated
the new policy when it did regardless of the union
activity. Accordingly, we reverse the judge's find-
ing that the Respondent violated Section 8(a)(1) by
announcing and granting new sick leave benefits.
2. The judge found that the Respondent unlaw-
fully interrogated employee Johnston. We agree
with the judge's conclusion but apply a different
analysis.
In October 1981 Johnston brought a copy of the
first unfair labor practice complaint to the plant to
show to the other employees. He gave the copy to
employee Wood. When Wood failed to return the
document for several days, Johnston suspected that
Wood had given it to management, and the two
men engaged in a heated discussion over the inci-
dent. According to Johnston's credited testimony, a
week or two later his supervisor, John Rozimus,
told him that Plant Manager Maughan claimed that
Johnston was circulating union literature in the
plant. Johnston denied the accusation, and Rozimus
said he would arrange a meeting between Johnston
and Maughan so Johnston could resolve the prob-
lem. During the meeting between Johnston and
Maughan, Maughan asked Johnston if he had
passed out union literature, if he had signed an au-
thorization card, and if he had passed out cards to
other employees. Johnston admitted that he had
signed a card, but denied engaging in the other ac-
tivities.
The judge found, based primarily on credibility,
that Maughan unlawfully interrogated Johnston at
that meeting. In so finding, the judge rejected the
Respondent's contention that Johnston volunteered
the information, noting that employees generally
do not volunteer such information, particularly
when they are aware that management actively op-
poses unionization, and that there was no evidence
that employees had told Johnston that they had
lost interest in the Union at that time. The judge
further found that the interrogation was not de
minimis in light of the Respondent's overall con-
duct.
We agree with the judge's conclusion that
Maughan interrogated Johnston in violation of Sec-
tion 8(a)(1), but in so doing we apply the analysis
set forth in Rossmore House, 269 NLRB 1176
(1984), affd. sub nom. Hotel Restaurant Employees
Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985),
which issued subsequent to the judge's decision. In
Rossmore House, the Board stated that interrogation
of an open and active union supporter violates Sec-
tion 8(a)(1) when, under all the circumstances, the
interrogation reasonably tends to restrain, coerce,
or interfere with employees' rights guaranteed by
the Act. The Board also outlined factors that may
be considered in applying this test: the background,
the nature of the information sought, the identity of
the questioner, and the place and method of inter-
rogation. Subsequently, in Sunnyvale Medical
Clinic, 277 NLRB 1217 (1985), the Board stated
that the analysis set forth in Rossmore House ap-
plied to all interrogations, not only those involving
open and active union supporters, and that whether
the employee involved was an open and active
union supporter was an additional relevant factor
in evaluating the total context of the alleged inter-
rogation.
Applying the Rossmore House test to the instant
situation, we find that Maughan's interrogation of
Johnston was coercive. In so finding, we note the
repeated and specific nature of Maughan's ques-
tioning that concerned the extent of Johnston's
union activity and the absence of any lawful pur-
pose behind Maughan's questions. Moreover, there
is no evidence that at the time of the interrogation
Johnston was an open and active union supporter.
Indeed, Johnston testified that when he was solicit-
ing authorization cards, he stayed with employees
while they signed because he did not want manage-
ment to know what he was doing. We also note
that Maughan, as plant manager, was a high-level
official who could affect Johnston's employment.
Under these circumstances, we conclude that
820
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Maughan's interrogation of Johnston had a reason-
able tendency to restrain, coerce, or interfere with
employee rights in violation of Section 8(a)(1) of
the Act.8
3. The judge found that the Respondent inde-
pendently violated Section 8(a)(1) by making cer-
tain statements about the Union at meetings with
employees on January 6, 1982. The Respondent ex-
cepts to this finding. We find merit in the Respond-
ent's exceptions.°
The record indicates that on January 6, 1982, the
Respondent conducted group meetings for each of
its three shifts. The meetings took place during
working hours. Each meeting had the same format,
with the Respondent's executive vice president,
Davies, and its attorney, Spelfogel, speaking on
several topics and answering employees' questions.
One of the topics covered by Davies was a review
of the Company's history and the benefits that had
been granted to employees. In this regard, Davies
remarked that every time the Company granted
benefits, the Union filed unfair labor practice
charges. Davies further told the employees that the
Respondent would continue to run the business and
review and grant benefits as it always had, with or
without the Union. On another topic, Davies told
the employees that the Union was interested only
in dues, initiation fees, and pension funds, and Spel-
fogel called attention to the publicity surrounding
various criminal investigations of the Teamsters'
pension funds and to their officials' reported con-
nections to organized crime.
The judge found that the Respondent, by stating
that every time it granted benefits the Union filed
charges, conveyed the impression to employees
that the Union was preventing the Respondent
from granting benefits, thereby placing responsibil-
ity on the Union for a loss of benefits. She further
found that by stating that it would continue to op-
erate as it always had, with or without the Union,
the Respondent conveyed the message that regard-
less of whether the Union became the employees'
bargaining representative the Respondent would
continue to make all decisions, thereby implying
that it would be futile to join the Union. Regarding
the Respondent's statements about the Teamsters,
the judge found that these statements were intend-
Member Cracraft agrees that under all the circumstances the interro-
gation of Johnston would reasonably tend to restrain, coerce, or interfere
with rights guaranteed by the Act. However, because there is no evi-
dence to show that Johnston was an open and active union supporter at
the time of the interrogation, she would not apply the Rossmore House
test. Thus, Member Cracraft does not rely on Sunnyvale Medical Clinic,
277 NLRB 1217 (1985), in finding this interrogation violated Sec. 8(a)(1).
9 As discussed above at fn. 2, we adopt the judge's finding that at these
January 6, 1982 meetings, the Respondent violated Sec. 8(aX1) by induc-
ing and encouraging its employees to sign a petition disavowing their
support for the Union.
ed to convey to employees that the Union would
seek nothing for them, but would misuse their pen-
sion moneys, and that thereby the Respondent
denigrated the Union in violation of Section
8(a)(1).
We find, contrary to the judge, that the forego-
ing statements fall clearly within Section 8(c) of
the Act, which provides:
The expressing of any view, arguments, or
opinions, or the dissemination thereof, whether
in written, printed, graphic, or visual form,
shall not constitute or be evidence of an unfair
labor practice under any of the provisions of
this Act, if such expression contains no threat
of reprisal or force or promise of benefit.
The Respondent's statement that every time it
granted benefits the Union filed charges did, in
fact, contain a measure of truth, at least for the 6
months prior to the January meetings. In any
event, the statement did not, in our view, contain
any express or implied threat of loss of benefits but
was merely an expression of views or arguments
protected under Section 8(c). The Respondent's re-
lated statement that it would continue to run its
business and to review and grant benefits as it
always had similarly was neither a threat nor
promise but rather was permissible campaigning
within the Respondent's Section 8(c) rights of ex-
pression. 1° Further, we find that the Respondent's
statements about the Teamsters were "privileged
expressions of opinions which, however false or
unsubstantiated, did not rise to the level of interfer-
ence, restraint, or coercion prohibited by Section
8(a)(1) of the Act." 11 Accordingly, we conclude
that the Respondent did not violate the Act by
making any of the above statements, and we re-
verse the judge's findings to the contrary.
4. The judge found that the Respondent violated
Section 8(a)(3) and (4) by discharging employee
Johnston on February 10, 1982. Contrary to the
judge, we fmd that the Respondent would have
discharged Johnston even absent his union activi-
ties, and therefore the discharge did not violate the
Act.
On February 9, 1982, Johnston was involved in a
car accident with the Respondent's personnel di-
rector, Andry, in the company parking lot. John-
ston and Andry were yelling at each other when
the police arrived. Deputy Sheriff Ross apparently
10 See, e.g., Mt. Ida Footwear Co., 217 NLRB 1011, 1014 (1975).
11 North Kingstown Nursing Care Center, 244 NLRB 54, 65 (1979).
Moreover, the Board has held that Sec 8(c) protects an employer's char-
acterization of a union that employees are capable of evaluating for them-
selves. See, e.g , Nestle Co., 248 NLRB 732 (1980), enfd. mem. 659 F.2d
252 (D C. Cir. 1981).
CAMVAC INTERNATIONAL
821
took a statement only from Andry. 12 Later that
day, Andry filed a harassment complaint against
Johnston based on language he allegedly used
during their argument. Ross returned to the Re-
spondent's facility to arrest Johnston. In the course
of making the arrest, Ross found a bag of marijua-
na in Johnston's pocket. The next day, Maughan
informed Johnston that he was being discharged
because of his possession of marijuana in violation
of company policy.' 3
The judge found, contrary to the Respondent's
contention, that at the time of the discharge it be-
lieved Johnston was antiunion," that the Respond-
ent was aware at that time that Johnston was still
prounion and was assisting the Board in its investi-
gation of the Union's charges. The judge found it
unlikely that the Respondent trusted Johnston's
statements to Spelfogel on January 6, 1982, in view
of Spelfogel's testimony that he thought Johnston
was seeking a bribe. The judge further found that
Spelfogel did not trust Johnston based on the fact
that on January 18, 1982, 3 days after a new charge
was filed by the Union, Spelfogel had Johnston
sign an affidavit stating that the Respondent had
not been involved in the circulation of the petition
on January 6, 1982. Based on the Respondent's
knowledge, as well as the evidence demonstrating
the Respondent's general antiunion animus, the
judge found that the General Counsel had estab-
lished a prima facie case of discrimination.
Regarding the Respondent's Wright Line" de-
fense that Johnston would have been discharged in
any event because of his violation of a company
rule, the judge found that the circumstances of the
discharge, such as the harassment complaint and
the physical search during the arrest, were "suspi-
cious"" and that the Respondent's discharge
policy was not absolute. In this regard, the judge
noted that in May 1981, Finstead, a less senior em-
ployee than Johnston, was caught smoking in a
nonsmoking area but was merely given a 2-week
suspension, although the disciplinary policy provid-
ed that the punishment for such an infraction
12 The judge found that Ross was a "friend" of Andry The Respond-
ent contends that the record shows that Ross had met Andry once pnor
to this incident We find merit in the Respondent's contention The
record reveals that Ross testified that he met Andry 3 years before at a
restaurant when he "knew the fnend that she was with"
13 The Respondent's disciplinary policy, dated February 1981, provid-
ed that "smoking in 'non-smoking' areas" and "using or bnnging onto the
company premises alcoholic beverages or controlled substances" would
"merit immediate discharge"
14 The Respondent assertedly based this belief on Johnston's state-
ments to Spelfogel at their January 6, 1982 meeting about his intent to
circulate an antiunion petition
15 251 NLRB 1083 (1980), enfd 662 F 2d 899 (1st Cir 1981), cert
denied 455 U.S 989 (1982).
16 The judge drew an adverse inference from the Respondent's failure
to call Andry as a witness.
would be "immediate discharge." The judge found
that the Respondent showed no such leniency to
the more senior Johnston because of his union and
other protected activities.
While we agree with the judge's finding that the
General Counsel established a prima fade case of
discrimination, we reverse the judge's finding that
Johnston's discharge violated the Act. Contrary to
the judge, we draw no adverse inference from the
Respondent's failure to call Andry as a witness,
particularly because the facts surrounding the car
accident were not implicated in Johnston's dis-
charge. Nor do we find it suspicious that Andry
waited several hours before filing charges against
Johnston, as it is not unreasonable for a person to
need some time to decide whether to initiate such
an action. Further, we find no evidence to indicate
that Deputy Sheriff Ross did not follow usual
police procedures in his arrest of Johnston, particu-
larly because Ross was aware that Johnston had a
criminal record.
Regarding the judge's discussion of the Finstead
incident to support her statement that the Respond-
ent's policy of discharging employees who violated
certain rules was not absolute, we find that the Fin-
stead incident does not support the theory that the
Respondent treated Johnston differently because of
his union activities. Finstead was a relatively new
employee who was working out of his normal
work area when he was caught smoking by
Maughan in the coating room, which contained
some highly flammable machinery. Given the cir-
cumstances, Maughan explained that he felt a 2-
week suspension would be an appropriate punish-
ment. At the next CEWC meeting, however, em-
ployee representatives protested Maughan's lenien-
cy and demanded strict enforcement of the Re-
spondent's "immediate discharge" policy in the
future. The Respondent's representatives at the
meeting agreed, and the next infraction involving
the "immediate discharge" policy was Johnston's
possession of marijuana in February 1982. We fmd
that the agreement at the CEWC meeting to en-
force strictly the "immediate discharge" policy un-
dercuts using the Finstead incident to support a
disparate treatment finding. An employer's decision
to enforce its rules more stringently in the future is
within its discretion and does not suggest discrimi-
natory treatment. Tapco Products Co., 253 NLRB
998, 1001 (1981). Thus, we find that the Respond-
ent has met its burden under Wright Line by dem-
onstrating that Johnston would have been dis-
charged because of his possession of marijuana
even in the absence of his protected activity. Ac-
cordingly we reverse the judge's finding that the
822
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Respondent violated Section 8(a)(3) and (4) of the
Act by discharging Johnston.
5. The judge found that the Union had obtained
valid authorization cards from a majority of the
employees at the time of its initial demand for rec-
ognition on June 24, 1981. The judge further found
that the Respondent had committed serious unfair
labor practices that made it impossible to hold a
fair election and that, therefore, a bargaining order
was warranted. In its exceptions, the Respondent
contends that the Union did not represent an un-
coerced majority on June 24 and that, to the extent
any violations are found, a bargaining order is not
warranted to remedy them.
We adopt the judge's finding that the Union had
obtained valid authorization cards from a majority
of the employees as of June 24, 17 and we further
agree with the judge that a bargaining order is
warranted to remedy the Respondent's extensive
and pervasive unfair labor practices.18
In determining whether a bargaining order is
warranted to remedy the Respondent's misconduct
in this case, we apply the test set out in NLRB v.
Gissel Packing Co., 395 U.S. 575 (1969). There, the
Court identified two categories of cases in which a
bargaining order would be appropriate. The first
involves "exceptional cases" marked by unfair
labor practices that are so "outrageous" and "per-
vasive" that traditional remedies cannot erase their
coercive effects, with the result that a fair, election
is rendered impossible. 'The second category in-
volves "less extraordinary 'cases marked by less
pervasive praatices which nonetheless still have the
tendency to undermine majority strength and
impede the election processes." The Supreme
Court stated that in the latter situation a bargaining
order should issue when the Board finds that "the
possibility of erasing the effects of past practices
and of ensuring a fair election . . . by the use of
traditional remedies, though present, is slight and
that employee sentiment once expressed through
cards would, on balance, be better protected by a
bargaining order." Id. at 613, 614-615. We find
that the Respondent's unfair labor practices fall
into at least the second category.
17 We agree with the judge that statements made by a card solicitor
regarding the number of employees who had signed cards did not invali-
date the cards solicited. See the Board's discussion of this issue m Mont-
gomery Ward & Co., 288 NLRB at 128-129.
18 Having found that the Umon had obtained authorization cards from
a majority of the employees at the time of its recognition demand and
that the Respondent had committed serious unfair labor praetices con-
temporaneously with its admitted refusal to bargain, the judge found that
the Respondent's obligation to bargain commenced on the date it re-
ceived the Union's demand Thus, she further found that the RespOnd-
ent's changes in benefits, which were made subsequent to the Union's
recognition demand and without notice to or consultation with the
Union, violated Sec. 8(a)(5). We agree with the judge that the Respond-
ent violated Sec 8(a)(5) by its unilateral changes in benefits.
On learning on June 26 that there was union ac-
tivity at its plant, the Respondent immediately em-
barked on an antiunion campaign designed to dis-
courage its employees from supporting the Union.
Within a month of receiving the Union's demand
for recognition, the Respondent granted or an-
nounced three new benefits: a new wage structure
(under which most employees received wage in-
creases and no employee received less pay), a re-
vised disciplinary policy, and a profit-sharing plan.
Within another month, the Respondent granted a
new health club benefit and conducted an attitude
survey among employees. The attitude survey so-
licited employee grievances and, by a memoran-
dum to employees dated 23 September, the Re-
spondent promised to review the survey and to try
to make improvements in areas in which there had
been criticism. Furthermore, at all material times,
the Respondent discussed matters relating to terms
and conditions of employment with the CEWC, an
employee committee that the Respondent unlawful-
ly dominated and assisted. The above conduct by
the Respondent was clearly a "deliberately em-
barked upon. . . course of action designed to con-
vince the employees that their demands would be
met through direct dealing with respondent and
that union representation could in no way be ad-
vantageous to them. Obviously such conduct must,
of necessity, have a strong coercive effect on the
employees' freedom of choice, serving as it does to
eliminate, by unlawful means and tactics, the very
reason for a union's existence." 19 Also, in Septem-
ber or early October, Supervisor Cea threatened
employees with plant closure. Further, on January
6, 1982, the Respondent induced and encouraged
its employees to sign a petition disavowing their
support for the Union.
Further unfair labor practices committed by the
Respondent include the interrogation of employee
Johnston by the Respondent's plant manager in Oc-
tober 1981, and the payment of advanced sick
leave pay to Johnston in January 1982 in return for
his circulating the employee petition disavowing
support for the Union.
It is clear that the Respondent's unlawful con-
duct struck at the very heart of the employees' or-
ganizational efforts. The Respondent repeatedly
suggested by its actions that it was to the employ-
ees' advantage to deal directly with the Respond-
ent regarding improvements in benefits and work-
ing conditions. Moreover, because it is not the
Board's policy to require that unlawfully granted
19 Teledyne Dental Products Corp., 210 NLRB 435 (1974) (bargaining
order found proper remedy for unlawful solicitation of grievances with
promises of rectification)
4
CAMVAC INTERNATIONAL
823
benefits, such as those given by the Respondent
here, be rescinded, they are particularly lasting in
their effect on employees and difficult to remedy
by traditional means. 2° Further, threats of plant
closure are likely to have a lasting inhibitive effect
on the work force.21
In light of the violations found here, we con-
clude that the possibility of erasing the effects of
the Respondent's unfair labor practices and of con-
ducting a fair election by the use of traditional
remedies is slight. Requiring the Respondent
simply to refrain from such conduct will not eradi-
cate the lingering effects of the violations. Corre-
spondingly, it is not likely that an election would
reliably reflect genuine, uncoerced employee senti-
ment. We conclude that the employees' representa-
tion desires expressed here through authorization
cards would, on balance, be better protected by the
issuance ofia bargaining order rather than by tradi-
tional remedies. Although there has been a signifi-
cant passage of time since ihe violations occurred,
in light of the circumstances of this case, and par-
ticularly the seriousness of the violations and their
impact on the entire unit, to withhold a bargaining
order here would reward the Respondent for its
own wrongdoing. The passage of time, though re-
grettable, is not a sufficient basis for denying a bar-
gaining order. 22 Accordingly, we adopt the judge's
recommended issuance of a bargaining order.
ORDER
The National Labor Relations Board orders that
the Respondent, Camvac International, Inc., Brew-
ster, New York, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Interrogating its employees about their activi-
ties on behalf of Local 445, International Brother-
hood of Teamsters, Chauffeurs, Warehousemen and
Helpers of America, AFL-CIO.
(b) Threatening its employees with plant closure
because they engaged in activities on behalf of the
Union.
(c) Soliciting grievances from its employees with
the implied or expressed promise that those griev-
ances will be remedied without a union.
(d) Promising and granting benefits or improve-
ments, such as a new wage plan, a revised discipli-
nary, policy, a profit-sharing plan, and a health club
benefit, or announcing such benefits or improve-
ments in order to discourage its employees from
22 Impact Industries, 285 NLRB 5 (1987); Red Barn System, 224 NLRB
1586 (1978), enfd. 574 F.2d 315 (6th Or 1978.)
21 See Cartridge Actuated Devices, 282 NLRB 426 (1986); Thriftway Su-
permarket, 276 NLRB 1450, 1451 (1985).
22 Quality Aluminum Products, 278 NLRB 338 (1986); Exchange Bank,
264 NLRB 822, 824 fn. 13 (1982).
supporting the Union; provided, however, that
nothing contained shall be construed as authorizing
or requiring the Respondent to vary or abandon
any benefit previously conferred.
(e) Inducing or encouraging its employees to
sign a petition disavowing their support for the
Union.
(f) Promising and granting benefits to employees
to circulate a petition disavowing support for the
Union.
(g) Dominating, supporting, assisting, or interfer-
ing with the operation and administration of
Camvac Employee Works Committee or any other
labor organization.
(h) Recognizing or in any manner dealing with
the Camvac Employee Works Committee or any
reorganization or successor thereof, as the collec-
tive-bargaining representative of its production and
maintenance employees at its Brewster, New York
facility.
(i) Refusing to recognize and bargain with the
Union as the exclusive bargaining representative of
its employees in the appropriate bargaining unit set
forth below.
(j) Unilaterally changing terms and conditions of
employment for its employees at its Brewster, New
York facility without consultation with the Union
and without affording it an opportunity to bargain
about such changes.
(k) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Withdraw all recognition from the Camvac
Employee Works Committee as the representative
of its employees at its Brewster, New York facility
for the purpose of dealing with Camvac Employee
Works Committee concerning grievances, labor
disputes, wages, rates of pay, hours of employment,
or other conditions of work and completely dises-
tablish Camvac Employee Works Committee as
such representative; provided, however, that noth-
ing in this Order shall require the Respondent to
vary or abandon any wages, hours, or other sub-
stantive benefits established as a result of discus-
sions with Camvac Employee Works Committee,
or to prejudice the assertion by its employees of
any rights they derived as a result of such discus-
sions.
(b) On request, recognize and bargain collective-
ly with Local 445, International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers
of America, AFL-CIO as the exclusive bargaining
representative from on and after June 2.6, 1981, re-
824
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
garding its Brewster, New York facility concerning
wages, hours, and other terms and conditions of
employment and, if an understanding is reached,
embody such understanding in a signed agreement.
The appropriate unit is:
All regular full-time and all regular part-time
production and maintenance employees of
Camvac International, Inc., at its Brewster,
New York facility but excluding all office cler-
ical employees, professional employees, guards
and supervisors as defined in the Act.
(c) Post at its Brewster, New York facility
copies of the attached notice marked "Appen-
dix."23 Copies of the notice, on forms provided by
the Regional Director for Region 2, after being
signed by the Respondent's authorized representa-
tive, shall be posted by the Respondent immediate-
ly upon receipt and maintained for 60 consecutive
days in conspicuous places including all places
where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent
to ensure that the notices are not altered, defaced,
or covered by any other material.
(d) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
24 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
APPENDIX A
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT interrogate our employees about
their union activities.
WE WILL NOT threaten employees with plant
closure because they engaged in activities on behalf
of the Union.
WE WILL NOT solicit grievances from our em-
ployees with the implied or expressed promise that
these grievances will be remedied without a union.
WE WILL NOT promise or grant benefits or im-
provements, such as a new wage plan, a revised
disciplinary policy, a profit-sharing plan, and a
health club benefit, or announce such benefits or
improvements in order to discourage employees
from supporting the Union. However, nothing con-
tained herein shall be construed as authorizing or
requiring us to vary or abandon any benefits previ-
ously conferred.
WE WILL NOT induce or encourage employees to
sign a petition disavowing their support for the
Union.
WE WILL NOT promise and grant benefits to em-
ployees to circulate a petition disavowing support
for the Union.
WE WILL NOT dominate, support, assist, or inter-
fere with the operation and administration of
Camvac Employee Works Committee or any other
labor organization.
WE WILL NOT recognize or in any manner deal
with the Camvac Employee Works Committee, or
any reorganization or successor thereof, as the col-
lective-bargaining representative of our production
and maintenance employees at our Brewster, New
York facility.
WE WILL NOT refuse to bargain with the Union
as the exclusive bargaining representative of our
employees in the appropriate bargaining unit set
forth below.
WE WILL NOT make unilateral changes in terms
and conditions of employment for our employees at
our Brewster, New York facility without consulta-
tion with the Union and without affording it an op-
portunity to bargain about such changes.
WE WILL NOT in any other manner interfere
with, restrain, or coerce you in the exercise of the
rights guaranteed you by Section 7 of the Act.
WE WILL withdraw all recognition from Camvac
Employee Works Committee (CEWC), as the rep-
resentative of our employees at our Brewster, New
York facility for the purpose of dealing with
CEWC concerning grievances, labor disputes,
wages, rates of pay, hours of employment, or other
conditions of work and completely disestablish
CEWC as such representative; provided, however,
that nothing in the Board's Order shall require us
to vary or abandon any wages, hours, or other sub-
stantive benefits granted as a result of discussion
with CEWC, or to prejudice the assertion by our
employees of any rights they derived as a result of
such discussions.
WE WILL, on request, bargain collectively with
Local 445, International Brotherhood of Teamsters,
Chauffeurs, Warehousemen and Helpers of Amer-
ica, AFL-CIO, as the exclusive bargaining repre-
sentative from on and after June 26, 1981, for our
Brewster, New York facility regarding wages,
hours, and other terms and conditions of employ-
ment and, if an understanding is reached, embody
such understanding in a signed contract. The ap-
propriate unit is:
,
CAMVAC INTERNATIONAL
825
All regular full-time and all regular part-time
production and maintenance employees of
Camvac International, Inc., at its Brewster,
New York facility but excluding all office cler-
ical employees, professional employees, guards
and supervisors as defined in the Act.
CAMVAC INTERNATIONAL, INC.
Joel E. Cohen, Esq. and Sandra M Grossfeld Esq., for the
General Counsel.
Evan J. Spelfogel, Laurence Brown, and Michael Brizel,
Esqs. (Burns, Jackson, Summit, Rovins, Spitzer & FeIdes-
man), of New York, New York, for the Respondent.
David Kramer, Esq. (Leaf: Duell, Drogin & Kramer, P. C.
of New York, New York, for the Charging Party.
DECISION
STATEMENT OF THE CASE
WINIFRED D. MORIO, Administrative Law Judge. This
case was tried before me on March 29-31, April 1, 2, 5,
May 10-14 and 17-18, and June 2, 1982, at New York,
New York, pursuant to various complaints issued by the
Regional Director for Region 2. The initial complaint in
this proceeding issued on September 30, 1981, and was
based on an original charge and two amended charges
filed in Case 2-CA-18209, by Local 445, International
Brotherhood of Teamsters, Chauffeurs, Warehousemen
and Helpers of America, AFL-CIO (Local 445). This
complaint, in substance alleged that Camvac Internation-
al, Inc. (Respondent or Company) violated Section
8(a)(1), (2), (3), and (5) of the Act by the following con-
duct: dominating and interfering with the administration
of Camvac Employee Works Committee (CEWC), a
labor organization, and rendering to that organization
unlawful assistance and support; suspending its employee,
Gerald Sunday, on June 19, 1981, because he joined and
assisted Local 445; by discharging its employee, Gerald
Sunday, and refusing to reinstate him because he concer-
tedly complained to Respondent about working condi-
tions and about the work of CEWC, and because he
joined, assisted, and supported Local 445; by failing and
refusing to recognize Local 445 and bargain with it not-
withstanding that Local 445 represented and uncoerced
majority of Respondent's employees, and by implement-
ing a new job grade/salary review structure, a new sick
leave policy, and a new disciplining policy, all policies
that granted additional benefits to its employees in order
to induce its employees to abandon their support for
Local 445, and without giving prior notice to Local 445
and affording it an opportunity to bargain about the
changes. This conduct, the complaint alleges, precluded
the holding of a fair election. The answer to this com-
plaint, filed on October 6, 1981, basically denied the al-
leged unfair labor practices. On December 16, 1981, the
Regional Director, issued an amended complaint based
on the original charge and three amendments to that
charge. This complaint contained the allegations set forth
above in addition to several new allegations pertaining to
certain conduct by Respondent representatives including
the following: soliciting grievances, promising increased
benefits, and improved terms and conditions of employ-
ment; threatening plant closure if employees continued to
engage in activities on behalf of Local 445; interrogating
employees about their activities on behalf of Local 445;
creating the impression among employees that their ac-
tivities on behalf of Local 445 were under surveillance;
warning employees not to bring Local 445 literature to
respondent premises, by instituting a program that pro-
vided partial payment of fees in health clubs in order to
induce employees to abandon their support for Local
445, and withot prior notice to a Local 445, and without
affording Local 445 an opportunity to bargain about the
changes. The answer filed to the amended complaint on
December 24, 1981, basically denied the unfair labor
practices and alleged three affirmative defenses: the
charges that give rise to the complaints were untimely
under Section 10(b) of the Act; CEWC was a labor orga-
nization that represented a majority of respondent em-
ployees and therefore Respondent was precluded from
recognizing Local 445 and finally, assuming that Re-
spondent had granted certain benefits, such conduct was
required by the Act. On February 17, 1982, the Regional
Director, issued an order consolidating cases and a con-
solidated amended complaint. This consolidated amended
complaint set forth all the allegations described above
and added a new allegation based on a charge filed in
Case 2-CA-18524 by Local 445. According to this new
allegation, Respondent on January 6, 1982, through its
agent, suggested, encouraged, and supported the circula-
tion among its employees of a petition that stated, inter
alia, that the employees no longer desired to have Local
445 represent them.
The answer filed to this consolidated amended com-
plaint on February 24, 1982, also basically denied all the
alleged unfair labor practices and reiterated the affirma-
tive defenses as set forth above. On March 8, 1982, the
Regional Director, issued a complaint, based on a charge
filed in Case 2-CA-18617 by Robert Johnston. This new
complaint alleged, in substance, violations of Section
8(a)(1), (3), and (4) by the following conduct of Re-
spondent's agent: implying that employees would reeeive
benefits if they ceased to support Local 445; creating the
impression, among its employees, that their activities for
purposes of collective bargaining or other mutual aid and
protection, including cooperating with the Board, were
under surveillance by Respondent; granting its employee,
Robert Johnston, a benefit for Johnston's participation in
the circulation of an antiunion petition, discharging its
employee, Robert Johnston, because of his activities on
behalf of Local 445, and because he gave information to
the Board in Cases 2-CA-18209 and 2-CA-18524. The
answer filed to this complaint on March 15, 1982, again
basically denied the allegations and alleged as an affirma-
tive defense that Johnston was discharged for bringing il-
legal drugs to the Respondent's premises in violation of
company policy. On March 9, 1982, an order consolidat-
ing cases was issued by the Acting Regional Director.
During the hearing the General Counsel moved to
amend the complaint to allege that the granting of a
profit-sharing plan to employees constituted a violation
826
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
of the Act. The motion to amend the complaint was
granted over Respondent's objections. The issue was liti-
gated and briefed.
All parties were given a full opportunity to participate
in the proceeding, to introduce all relevant evidence, to
cross-examine witnesses, to argue orally, and to file
briefs. Both parties filed extensive briefs.
FINDINGS OF FACT
I. JURISDICTION
Camvac International, Inc. (Respondent or Company)
a Delaware corporation has maintained an office and
place of business in Brewster, New York, where it is,
and has been at all times material, engaged in the manu-
facture and nonretail sale of metallized and coated plastic
films and paper. Annually, the Respondent in the course
and conduct of its business operations sells and ships
from its facility products, goods, and materials valued in
excess of $50,000 to points outside the State of New
York. The parties admit, and I find, that Respondent is,
and has been at all times material, an employer engaged
in commerce within the meaning of Section 2(6) and (7)
of the Act.
II. THE LABOR ORGANIZATION
The parties admit, and I find, that Local 445, Interna-
tional Brotherhood of Teamsters, Chauffeurs, Warehou-
semen and Helpers of America (Local 445) is, and has
been at all times material, a labor organization within the
meaning of Section 2(5) of the Act.
III. BACKGROUND OF THE RESPONDENT
Respondent began its operation in the United States in
1976 and in 1977 it acquired its present facility from the
McCordi Corporation. It appears that several of the em-
ployees involved in the events in the instant case had
been employed by the McCordi Corporation. In 1980
Respondent became a subsidiary of Bowater North
America Corporation (Bowater N.A.). Bowater N.A. is
part of Bowater Corporation, Ltd., a company based in
England and that is apparently, an English corporation.
The relationship of Respondent to Bowater N.A. and to
Bowater Corporation, Ltd. is not entirely clear from this
record. Michael Davies, Respondent's president, testified
that Respondent "reports to Bowater in England but
they owned [sic] by Bowater in the states." According to
Davies, Respondent does "take" advice from Bowater
N.A. but many decisions require the prior approval of
Bowater Corporation, Ltd. before they can be imple-
mented, particularly those matters that impact on the
budget.
The parties were in agreement that the following indi-
viduals were management representatives and/or super-
visors within the meaning of the act.
E. Michael Davies—Executive Vice President
William F. Schneible—Vice President-Controller
Steve Maughan—Plant Manager
Grace Andry—Personnel Director
Chris Grant—Supervisor
Richard Cea—Supervisor
Hank Kreuzer—Supervisor
IV. BACKGROUND OF EARLIER ORGANIZING EFFORTS
A local of the International Brotherhood of Painters
(Painters) began efforts to organize the Respondent's
production and maintenance employees. The exact date
this campaign began is unclear from this record, al-
though Gerald Sunday, and alleged discriminatee, was
one of the employees involved in the organizing efforts,
and he testified that the efforts began some 3 to 4 weeks
before an election was held involving the Painters on
February 27, 1981. 1 The Painters lost the election and
there were no further organizational activities until June
1981 when Local 445 began its organizing efforts. These
activities will be discussed below.
V. THE ALLEGED UNFAIR LABOR PRACTICES
A. Camvac Employees Works Committee (CEWC)
Michael Davies, Respondent's president, testified that
the Company had had departmental meetings with em-
ployees2 prior to the existence of CEWC, but in 1980,
employees began to express dissatisfaction with these ir-
regularly scheduled meetings and they complained about
a lack of information concerning the many changes that
were occurring during that year due to expansion.2
Davies claimed that as a result of these expressions of
dissatisfaction he issued a memorandum, on December
22, 1980, to employees wherein he announced that regu-
lar factory meetings would be held twice a month. 4 The
memorandum contains the statement that the purpose of
the meeting was to inform employees of the objectives of
the Company and to provide a forum for both sides to
state their complaints. The memorandum outlined the
format of the meetings, stated that minutes would be
taken, and set the date and time for the meetings. 5 In ad-
dition, the memorandum directed the employees to
choose a representative from each department to repre-
sent them, and it stated that these representatives would
be paid overtime for their attendance at the meetings.
According to the memorandum, Michael Davies, Wil-
liam Schneible, Steven Maughan, and Fran Gallagher
also would be participants in the meetings.
On January 19, 1981, an employee meeting was held
on the Respondent's premises during working hours. It is
unclear whether this meeting was held pursuant to the
December 22 memorandum or was arranged under other
circumstances. In any event, the minutes of this meeting
are entitled, "Camvac Employees Work Committee
Meeting" and the entire format for the meeting basically
Michael Wood, another employee, assisted Sunday in his activities
and Robert Johnston, the other alleged discnminatee, was the observer
for the Painters at the election.
2 Company handbooks (G C Exhs. 111 and 112) contain the following
statement, "grievances of a general nature should be raised at the regular
production meetings" The record fails to reveal evidence of meetings
other than these production meetings prior to January 1981
3 Respondent did not call employee witnesses regarding this assertion
4 R. Exh. 10 The memorandum is entitled, "Factory and Supervisory
Meetings" It contains no reference to CEWC and it is the contention of
the General Counsel that this memorandum does not relate to CEWC.
5 The first employee meeting was to be held on January 19, 1981.
CAMVAC INTERNATIONAL
827
followed the outine contained in the December 22
memorandum. It appears that this was the first CEWC
meeting and William Schneible testified that the decision
to have such a committee was made by Michael Davies.
As had been outlined in the December 22 memorandum,
there were employees representatives present who were
paid their regular pay for the time spent at the meeting.6
In addition, Davies, Schneible, Maughan, and Gallagher
were present. Schneible prepared a document following
the January 19 meeting, which was distributed to com-
mittee members and that stated that the basic purpose of
the committee was to involve employees in the develop-
ment of the Company in several areas including griev-
ance, safety, disciplinary policies, and to allow consulta-
tion with employee representatives about employment
conditions. 7 Schneible testified that he set the time and
place for the meeting, called the _meeting to order, and
was the "administrator of the meeting." Subsequent
meetings, according to Schneible, followed the same gen-
eral format.° The meetings were held in the company
conference room during working hours and commenced
with Schneible reading minutes from prior meetings,
which minutes had been recorded by Fran Gallagher.'°
Therafter, he opened the floor to discussion by the em-
ployee representatives concerning grievances or sugges-
tions arising in their respective departments. An examina.
tion of several of the minutes of these meetings estab-
lishes that Respondent's president, vice president, plant
manager, and personnel director fully participated in all
the discussions. 11 They also reveal that proposal policies
relating to discipline and sick leave were drafted by
Schneible and that surveys, on which policy changes
were made, were conducted by the personnel director.
There is no evidence that CEWC was incorporated
under the laws of any state, had a constitution, by laws,
officers, or collected dues. There also is no evidence of
any meetings held by employees other than the monthly
ones held with management.
B. Local 445 Activities
Robert Johnston, an alleged discriminatee, testified
that in June 1981, around the middle to the end of that
month, he met with Joseph Amita, a business representa-
tive for Local 445. 12 He explained to Arnita that there
had been an election in February 1981, which the Paint-
ers had lost, and Amita advised him that there could not
be another election for a year. Johnston testified that
Arnita then gave him about 50 to 60 authorization cards
for distribution to the employees and, according to John-
6 EmPloyee representatives not scheduled to work at the tune the
meetings were held were paid at the overtime rate
G C Esti 4.
8 Employees testified that Schneible was the chairman of the meeting
9 It appears Schneible was always present, but at subsequent meetmgs
Davies and Maughan alternated It also appears that there was some con-
sultation with employees about the time for future meetings.
ston, he gave several cards to Gerald Sunday to distrib-
ute to the employees." Johnston claimed that he began
distributing the authorization cards about June 22, 1981,
and that when he distributed the cards to the employees,
he was "careful" to stay with the employee while the
employee signed the card because he did not want man-
agement to know what he as doing. 14 He claimed that
he gave cards to employees on an individual basis and
waited until the employee signed the card and returned it
to him. He also claimed that he told the employees when
he gave them the cards to read them because there could
not be an election due to the fact that an election had
been held only 4 months before. He distributed the cards
on June 22 and 23, 1981. Johnston initially testified that
he secured about 20 signed authorization cards on those
2 days. Subsequently, Johnston stated that eventually he
returned 30 to 39 signed authorization cards to Amita on
June 24, 1981, and he claimed 7 or 8 of those cards had
been secured by Sunday.
On June 24, 1981, Local 445 notified Respondent that
it represented a majority of the employees and it de-
manded recognition as the collective-bargaining repre-
sentative."
C. The Authorization Cards
The parties stipulated that a production and mainte-
nance unit was an appropriate unit and that on the day
of the demand the total number of employees in the unit
was 61. 16 An examination of the authorization cards es-
tablishes that 27 authorization cards bear a June 22, 1981
date, 17 12 authorization cards bear a June 23, 1981
date," one has a June 24, 1 g81 date," and 3 have a July
16, 1981 date. 2° It is undisputed that Johnston secured
the majority of the cards. He testified, as noted, that
Sunday had secured seven or eight signed authorization
cards. Johnston did not specify the individuals who al-
legedly signed cards for Sunday, although he did claim
that they were the night shift employees.21
Sunday, testified that he secured authorization cards
from the employees who worked the night shift includ-
ing Garry Ferguson, Michael Cea, Rodger Sequist, Mi-
chael Gander, William Mitchell, Billy Somoskey, Kenny
Lahart, and Michael Wood. Sunday claimed that he gave
the authorization cards to the employees in the cafeteria
at 7 a.m., which was the end of the shift. These employ-
ees asked a few questions about what Local 445 could do
for them and Sunday responded that the Union could
secure better benefits for them. At the conclusion of his
remarks, he observed the employees sign the cards,
which he then collected and returned to Johnston. 22 The
ii Sunday was Johnston's brother-in-law
14 The authorization card on its face states that the employee designat-
ed the Union as its representative.
12 G.C. Exh. 18
16 G C. Exhs 83(a), (b), and (c).
10 Gallagher was subsequently replaced by Grace Andry It is undis-
12 G C. Exhs. 28, 32-35, 38-44, 50-62, and 68-69(a).
puted that both held management positions, i.e., personnel director, al-
though the title was not always precisely the same
18 G.C. Exhs. 29-31, 33,
19 GC.Exh 64.
36-37, 45-47, 49, 63, and 65.
" GC Exhs 5-23.
12 According to Johnston, Sunday and another employee, Michael
Wood, were also to meet with Arrata at Wood's apartment, but they
failed to keep the appointment.
20 G C Exhs 48, and 66-67
21 At the time Sunday worked the night shift
22 The only one who did not sign at this point was Michael Wood.
According to Sunday, Wood signed the card while at his machine.
828
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
cards are dated as follows: Kenneth Lahart, 6/22/81; Mi-
chael Cea, 6/23/81; William Mitchell, 6/23/81; Garry
Ferguson, 6/23/81; Jerry Sunday, 6/22/81; William So-
moskey, 6/23/81; and Michael Gaader, 6/22/81. Sunday
explained that the cards contained different dates, al-
though all the men allegedly signed at the same time, be-
cause the men were coming off a night shift that began
on June 22, and ended on June 23, 1981. Michael Gaader
was not called to testify. Ferguson, Cea, Sequist, Somos-
key, and Mitchell all testified that it was Johnston who
gave the card to them. The only employee who testified
'that he was given a card by Sunday was Tom Dillon
and, according to Dillon, the authorization card was
given to him on July 16, 1981, several days after Sunday
had been discharged. The affidavit secured by the Board
agent, from Sunday, during the investigation failed to
disclose any mention of Sunday's solicitation of authori-
zation cards from employees.23
Ferguson, Cea, Sequist, Somoskey, and Mitchell, as set
forth above, testified that it was Johnston, not Sunday,
who gave them the card to sign. Michael Cea testified
that Johnston told him the signing of the card was the
vote, there would be no election. Garry Ferguson stated
that at the time he signed the card, either for the Paint-
ers or the Teamsters, someone, he did not know who,
told him that signing the card was only to have someone
from the Union come to talk to the employees. 24 Wil-
liam Somoskey testified that Johnston told him that sign-
ing the card meant that someone from the Union would
talk to the men, although he did admit that he read the
card before he signed it. 25 William Mitchell testified that
he was told when he signed the card that there would be
a vote, although he also stated that when he signed the
card he knew he wanted the Union. Roger Sequist stated
only that he signed a card for Johnston.
In addition to these individuals who claimed that it
was not Sunday who solicited them to sign an authoriza-
tion card, three other individuals testified that it was not
Johnston who solicited them. Rick Reuther stated that
he signed the card at the request of Gary Sinclair. He
did not claim that he was unaware of what he was sign-
ing or the purpose for which he signed the card. Patricia
Palumbo was asked to sign the card by a friend, Dean
McCue, whose only statement to her was not to let man-
agement officials know that she had signed. Tom Dillon,
who said that Sunday asked him to sign, testified that he
signed the card because he wanted the Union to repre-
sent him.
Several employees testified concerning statements al-
legedly made to them at the time they signed the author-
ization card. Charles Telesca testified that several em-
ployees were present when he signed his authorization
card, including Paul Scarcello, Pat Prinz, and Dean
McCue. Telesca further testified that Johnston ap-
proached him, asked him if he wanted to sign the author-
ization card, and told him that he would get more
money and better benefits and "so he signed." Telesca
23 R Exhs. 2 and 3.
24 Ferguson was not employed at the time of the Painters election
25 Somoskey testified that it was Respondent's counsel who, during an
interview, first mentioned that signing the card might be for a reason
other than having the Union represent him
claimed that Johnston also told him he was one of the
last employees to sign It is not clear whether that state-
ment was made before or after he signed. Telesca also
recalled that the card had the word membership on it,
but he did not know if it was for an election because
Johnston did not say, and some employees thought there
would be an election and some did not think that. Ricky
Verbasco stated that Johnston asked him to sign an au-
thorization card and told him everybody else had signed
it. Verbasco testified, "I was one of the last persons to
sign it, because he, he don't even like to ask me that,
about it. So, you know, I know. I just said the hell with
it and I'll sign it." Steve Totals testified that Johnston or-
dered him to sign an authorization card, but he refused
without more information. At this point Johnston
showed him a sheet with a list of names and said, "It
would be the best thing for you to sign, and everybody
has signed. So I felt that well, if I didn't I'd be the only
one, so I signed the card." Although Totals testified that
Johnston had said it would be rough on him if he did not
sign, he also said that he had the card in his possession
about a week before he signed it. 26 He further testified
that he was the only one who asked whether others had
signed the authorization cards, and it was at that point
that Johnston showed him the list of those who had
signed. Doug Sarles did not recall who asked him to sign
a card. He testified that he had the card in his possession
for several days before he signed it. He recalled some-
thing was said about an election, but he could not recall
what was said. According to James Wilde, Johnston
asked him to sign a card and told him there would be
better wages and benefits. Johnston also said other em-
ployees were signing the card. Agnes Bennett testified
that Johnston asked her to sign and told her it would be
better for all of them if everyone signed. Johnston also
said some others had signed. Bennett claimed that she
read the card and knew it was for the Union.
The cards secured on July 16, 1981, were secured
from employees Joe Pastore, Tom Dillon, and Denny
Moore. The circumstances surrounding Dillon's signing
the authorization card were discussed above. Pastore tes-
tified that he was solicited on two occasions to sign an
authorization card for Local 445. The first was in June
1981, and Pastore recalled only that someone named
"Billy" asked him to sign, and he refused. 27 The second
time Johnston asked, him he signed the card. When
Johnston asked him to sign he told him, "that, you
know, how come I hadn't signed, you know, because he
said a lot of people had signed up, you know, and he
told me—he said, you know it will be good you know to
get a Union in and he said he thought it didn't really
make a difference if I signed or not because he said like
they already had 42 signatures or something and it was
already two-thirds of the vote and that is all he needed,
that's all he really needed." Johnston also allegedly told
him that only one production employee had not signed.
Pastore testified that he knew that he was signing to join
the Union and that he signed of his own free choice.
26 Totals' card is dated 6/22/83. G.C. Exh 50
27 Apparently Billy Somoskey.
CAMVAC INTERNATIONAL
829
Moore testified that Johnston told him that the authori-
zation cards were in Johnston's car and Moore could get
one. Moore went to the car alone and took an authoriza-
tion card and signed it.
D. The Alleged Surveillance
John Terrano, employed as an electrician, testified that
about the time he signed a card" for Local 445, Andry
asked the employees, including Terrano, to come to a
meeting at the town pub. 29 Andry stated that she was
concerned about the fact that the employees had signed
cards for Local 445 and she wanted to discuss the matter
with them. Andry asked Terrano to come to the meeting
but he replied that he had to work late that evening.
Andry told him that it was her idea to hold the meeting
and Terrano did not have to attend. The following day
Andry asked Terrano to do some maintenance work on a
refrigerator and he agreed to do it. He was engaged in
doing the repair work and was not visible because he
was down on the floor at the time that Steve Maughan
walked into the room. Maughan, according to Terrano,
asked Andry whether she had anything to report. Ter-
rano testified that Andry appeared to be signaling
Maughan not to talk and the two left the area. Andry
was not called to testify. Maughan did not testifiy about
this alleged incident.
E. The Alleged Unlawful Discharge of Gerald Sunday
It is the contention of the General Counsel that Gerald
Sunday was discharged because of statements he made
about the Union at a CEWC meeting held on July 2,
1981, and/or because of his history of union activity.
Specifically, the General Counsel relies on Respondent's
knowledge of Sunday's activities on behalf of the Paint-
ers and Local 445; the fact that he was discharged a
week after he made statements at the CEWC meeting;
and the conflicting versions concerning his suspension
and discharge. Respondent contends that Sunday had
been suspended prior to the advent of Local 445 for an
infraction of a company rule and that he was discharged
on July 9, 1981, in accordance with the Company's pro-
gressive disciplinary policy, for another infraction of a
company rule.
The record reveals that Gerald Sunday had been em-
ployed by Respondent for approximately 8 years prior to
his discharge on July 10, 1981. 30 He commenced his em-
ployment as a machine operator and in 1978 he was pro-
moted to a supervisory position. About November 1980,
however, he was demoted from that position and again
became a machine operator. Whether subsequent actions
by Sunday were motivated by his demotion is not clear,
but Sunday testified that sometime in January 1981 he,
together with a fellow employee, Michael Wood, began
organizing efforts on behalf of the Painters. Sunday
claimed that he discussed these activities with Respond-
ent's supervisors, Feliz Spatoro, Richard C,ea, and Frank
38 Terrano could not recall the date he signed the card. Terrano's card
(G.C. Exh. 54) shows a date, June 22, 1981
39 Grace Andry, as noted, is personnel director and an admitted super-
visor.
3° Sunday had been employed by the McCord' Corporation
Kreuzer, with whom he had been friendly before his de-
motion. Spatoro, according to Sunday, told him that
sometime during this period, managment was aware of
the union activists. Spatoro left Respondent's employ-
ment on or about July 1, 1981, and did not testify. Kreu-
zer also did not testify regarding this point. Cea testified
that he knew Sunday was prounion, but he did not know
of Sunday's activities on behalf of the Painters. The
Painters lost that election and there were no further ac-
tivities until June 1981. Sunday's alleged involvement in
soliciting authorization cards for Local 445 has been dis-
cussed above. Sunday testified that in addition to solicit-
ing authorization cards, he discussed his efforts to orga-
nize on behalf of Local 445 with his supervisor, Feliz
Spatoro, in the week of June 22, 1981. 31 Spatoro, ac-
cording to Sunday, stated that he was aware of these ac-
tivities, as were management representatives, and they
knew who was the individual trying to organize the em-
ployees. Sunday did not testify that Spatoro actually
named the individual. Respondent contended, through its
counsel, that Spatoro had left its employ in early June
1981. The General Counsel, however, introduced a
memorandum directed to employees in which Davies ex-
pressed his regrets on Spatoro's departure from the Com-
pany, which was to be effective July 1, 1981.32
Michael Davies testified that Sunday was a competent
employee who, because of his length of service, was
knowledgeable about the business. He claimed, however,
that Sunday's lateness and absentee record presented an
entirely different picture. As noted, Sunday had been de-
moted in November 1980 and the memorandum issued at
that time stated that he was relieved of his duties because
of his continued failure to organize his department.33
Subsequent to this demotion, Sunday received a warning
notice on December 16, 1980, because of his failure to
call to report his absence, which was in violation of
company policy. 34 He received another warning on May
6, 1981, for lateness on four occasions in the weeks
ending May 2, 1981.35
On June 16, 1981, Sunday was suspended for not
working on Friday, June 12, 1981. 36 In June 1981,
Sunday had been schedued to work the late shift from 11
p.m. to 7 a.m., commencing on Sunday evening and
completing his workweek on Friday morning. According
to Sunday, in late May 1981 he spoke with his supervi-
sor, Hank Kreuzer, about substituting one of his vacation
days for Sunday, June 7, 1981, and Kreuzer agreed to
the arrangement and marked his calendar to note the
change. Sunday did not work on June 7, 1981, but did
work the following Monday, Tuesday, Wednesday, and
Thursday. He did not work that Friday evening. The
following Sunday, which was the start of a new week,
Sunday worked his regular shift without any comment
being made. On Monday evening when he arrived at
31 Sunday testified that he was a friend of Spatoro.
33 G.C. Exh 27.
33 G.C. Exh. 109.
34 R. Exh. 6. Sunday was warned in this memorandum that repeated
failure to call in would result in disciplinary action.
35 R. Exh. 5
36 Organizing efforts on behalf of the Teamsters had not started at this
point.
830
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
work he was given a memorandum that stated that he
was suspended for failing to report to work on Friday,
June 7, 1981. The following day Sunday protested the
suspension to Kreuzer, reminding him of their agree-
ment. Kreuzer denied that there had been such an agree-
ments 6
Hank Kreuzer testified that about 3 weeks before June
7, 1981, he was approached by Sunday, who asked
whether he could take off on Sunday, June 7, 1981.
Kreuzer claimed that he approved the request, but it was
understood that Sunday would work the following
Friday evening, June 12, 1981. Kreuzer denied that there
had been any discussion about substituting a vacation
day. According to Kreuzer, he had scheduled Sunday
for work on Friday, June 12, 1981, although he was un-
certain during his testimony about whether he had noted
this on his calendar. He first ascertained on Monday,
June 13, 1981, that Sunday had not worked on the previ-
ous Friday and had not called in to report the reason for
his absence. Kreuzer then advised Steve Maughan and
Grace Andry of Sunday's absence, and it was their deci-
sion that Sunday would be suspended for 1 day. It ap-
pears that there was some form of grievance procedure
in existence at the time but Sunday apparently did not
file a grievance about the suspension.
On July 2, 1981, there was a regularly scheduled
CEWC meeting. Sunday testified that it was during this
meeting that he addressed Davies about Local 445.37
According to Sunday, he became irritated with the dis-
cussions at the meeting because he thought they were
dealing with trivia and, in an angry outburst, he said to
Davies, "I would like to know why we are ignoring the
main issues about this Company, and that is the Union
that is hanging over our heads." This comment, Sunday
testified, was an "attention-getter." Davies responded
that the Company did not care if there was a union.
Schneible asked whether Sunday was satisfied with
CEWC meetings as a forum, to which Sunday replied
that he was not, and he referred to the problems about
sick leave, changes in work, leave changes in work
shifts, and wage scale. Davies, Maughan, and SchneibIe
all deny that Sunday talked about the Union at this meet-
ing. Gary Sinclair, an employee, testified that he was at a
CEWC meeting in July 1981. 38 During the meeting
there was some discussion aboiut sick days and at this
point Sunday stood up and said, "Why are we talking
about this when we got more important issues, the only
time something gets done around here is when the Union
is hanging over your head." At this point Schneible
asked, "Why the employees wanted a union. Aren't the
Works Committee meetings—aren't they, you know
helping out." Sunday replied that the meetings were not
enough. Sinclair testified that he was present only during
the first part of the meeting. Kerry Ryan, an employee,
called as a Respondent witness, testified that at the July
2, 1981 CEWC meeting he heard Sunday, near the end
of the meeting, say, "Who are we trying to kid, every-
body knows what's going on, we all know guys on the
37 Sunday, nut:tally, was not certain that Davies was at the meeting.
38 Sinclair, a friend of Sunday's, placed the day of the meeting as July
3, 1981.
floor are trying to get the Union in." Ryan was unsure
whether that statement was made before or after Davies
stated that he had received a telegram from Local 445.
When questioned by respondent counsel as to why he
had failed to mention this statement to him prior to the
hearing, Ryan replied that "It slipped my mind." Denny
Moore, an employee, also called as a respondent witness,
recalled at some CEWC meeting he saw Sunday stand-
ing up and leaning forward and saying something about
the Union. He could not recall what was said, but he re-
membered it being about the Union, "because it was a
touchy subject."
Sunday testified that at the conclusion of this meeting
he asked for a private meeting with Davies and Schnei,
ble. They agreed and during the meeting that followed,
Sunday discussed two subjects, his request that he be
given consideration for a better position and his further
request for an investigation of his suspension in June
1981. He testified that he also told them that he thought
Steven Maughan was undoing the work being accom-
plished by CEWC because he was a "hot head." Davies
and Schneible agreed to consider his request for a better
position and agreed to speak with Hank Kreuzer about
the suspension. On the following Monday or Tuesday,
July 5 or 6, Sunday claimed that Schneible passed his
machine and said, "We haven't forgotten about you.
We'll get together." Sunday denies that he was advised
of a specific day for the meeting to discuss the issues he
had asked to be considered.
On Thursday, July 9, 1981, Sunday was not at work.
He claimed that he did call in to report his absence, but
he was unable to speak with Hank ICreuzer, his supervi-
sor, because Kreuzer was on vacation. He spoke with a
fellow employee, Dean McCue, about 8 a.m., and
McCue advised him that there were no supervisors avail-
able to whom he could relay the message about Sunday's
absence. Sunday testified that he then told McCue to tell
Chris Grant, a supervisor, as soon as he saw him that he
would not be at work on that day. He made McCue,
"promise up and down—I said, I don't want to get into
trouble. Make sure you tell the guy." According to
Sunday, Steven Maughan was on vacation on that day
and he did not bother to ask to speak to either Davies or
Schneible because he knew they would not be at work at
that time." On the following day when he went to
work he met a fellow employee, Gary Cardeilo, who
told him that Davies was "ticked off" at him because he
had not called in the previous day. When he heard this
he checked with McCue and McCue told him that he
had told Chris Grant that Sunday would not be coming
to work, in accordance with Sunday's request. Sunday
then met with Davies and told Davies that he had called
in and he explained to him about McCue and Grant.4°
Sunday claimed that during the meeting Davies had
Grace Andry check the story and Davies told Sunday
that Grant admitted that McCue had told him that
Sunday had called and Grant had left a note to that
effect on Steven Maughan's desk. During this meeting,
39 Sunday did not claim that he attempted to reach either Davies or
Schneible later in the day, despite his deep concern
49 The two were alone during this meeting.
CAMVAC INTERNATIONAL
831
according to Sunday, Davies said that Sunday had been
scheduled to meet with him on that Thursday to discuss
the issues about promotion and suspension previously
raised by Sunday. Sunday claimed that he told Davies
that he had no knowledge about such a meeting for
Thursday and he stated that he also told Davies, "I
would have crawled out of a sick bed to get there, be-
cause I felt it was that important." Davies told him to
return later that day. About 2 p.m., a meeting was held
in Schneible's office. Sunday testified that present at the
meeting were Davies, Maughan,'Schneible and Sunday.
Maughan opened the meeting by saying that, "you and
Camvac should part company." When questioned about
why, he was told it was because of his attendance
record. Sunday explained that his absence record was
caused by the sickness he had that particular year and he
asked them to consider his prior record, which he
claimed was good. Sunday stated that he had not been
warned previously that additional absences would result
in dismissal.
Davies testified that at the meeting held with Sunday
on July 2, after the CEWC meeting, Sunday discussed
his promotion possibilities and requested a review of his
June suspension. Davies further testified that he agreed
to investigate the suspension, but he questioned Sunday
about why he had failed to use grievance procedures.
Sunday replied that he was angry about the suspension
and, therefore, had not bothered to use the grievance
procedure, Davies also admitted that he told Sunday,
during this meeting, that he would give consideration to
his request for a promotion, although his attendance
record created a problem. Davies claimed that he did
check with ICreuzer after this meeting about the suspen-
sion and was convinced that the suspension was justi-
fiecl.41 He, thereafter, had discussions with Schneible and
Maughan about the possibility of giving Sunday an op-
portunity in another position. Maughan was opposed to
the idea but Davies decided to eve Sunday an opportu-
nity to be a quality control inspector based on a 90-day
probationary period. On Wednesday, July 8, according
to Davies, he saw Sunday in the plant and told him that
there would be a meeting on the following morning, and
Sunday agreed to come. Schneible also claimed that he
confirmed with Sunday that there was to be a meeting
on July 9. Davies testified that on July 9 he was at work
at 7:30 a.m. and he checked with Richard Cea and Chris
Grant about Sunday's whereabouts and was told Sunday
was not present. Davies became upset, in part, he
claimed, because he had opposed Maughan in deciding
to give Sunday another chance. He called Sunday's
home and was told by his father that Sunday was at
work. On hearing this, Davies became angry and told
Schneible that unless there had been an accident, Sunday
would have to be fired. The following day Sunday came
to his office, told him he was sorry that he had not
called to report his absence, but explained that late the
previous evening he had received a message from his
41 Kreuzer iestdied that only Maughan checked with him about Sun-
day's failure to work and he did this in June. Kreuzer did not testify
about any investigation on the issue by Davies in July.
lawyer about an appointment he had the next day.42
Sunday claimed he had no opportunity to call Davies.
Davies told Sunday that he had to consider the matter.
Davies testified that he did discuss the situation with
Schneible and Maughan and the decision was made to
discharge Sunday because he had received two prior
warnings, a suspension, and then was absent on July 9
without notifying the Company. At the meeting held
that afternoon with Sunday, Maughan advised Sunday of
the decision.
Steven Maughan testified that Jerry Sunday was dis-
charged because of excessive absences and his failure to
call in on Thursday, July 9. Maughan further testified
that Sunday, apparently in the exit meeting on Friday,
June 10, 1981,43 claimed that he had called in to report
his absence, although Maughan could not recall the
name of the person Sunday alleges he spoke to about
being absent on July 9, 1981. 44 According to Maughan,
however, the normal procedure was for the employee to
call either his supervisor or the personnel department.
Maughan initially stated that he checked with Sunday's
supervisor, Kreuzer, and ascertained that Sunday had
failed to report that he would be absent on July 9,
1981.45 When it was called to his attention that Kremer
was on vacation that week and he therefore could not
have discussed the matter with him, Maughan could not
recall the person with whom he had investigated the
matter.
Dean McCue testified that he took phone calls from
employees who called in to report an absence. However,
when questioned about whether Sunday had requested
him on July 9, 1981, to tell Chris Grant that he would
not be in that day, he could not recall receiving such a
message. On cross-examination McCue stated that it was
possible that Sunday had spoken to him on that day.
Christopher Grant testified, that to his knowledge,
Sunday had not called in on Thursday, July 9, 1981. He
denied that McCue had told him on July 9, 1981, about
Sunday's absence and he denied that he had written a
note to Maughan about Sunday's absence. Grant, howev-
er, further testified that he was not questioned by anyone
in management about whether Sunday had called in to
report his absence.
F. The Alleged Disparate Treatment Re Gerald
Sunday
The General Counsel contends that Respondent acted
in a disparate manner concerning Sunday in that it failed
to apprise Sunday prior to his discharge that future ab-
42 According to Davies, Sunday said he was unable to call because he
had an appointment in court concerning his pending divorce,
43 This was the only meeting at which Maughan was present when
Sunday was presented and in which the issue of Sunday's failure to call
in was discussed. Davies, as noted, was present at the meeting. The con-
tradiction between Maughan's testimony that Sunday claimed he did call
In and Davies' testimony that Sunday admitted not calling in was not ex-
planted.
44 The General Counsel's brief argues that Maughan said that Sunday
said he spoke to Dean McCue. Actually Maughan said he could not
recall who Sunday said he spoke to when he called.
45 Maughan indicated that he had checked with Kreuzer on Friday,
July 10.
832
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
sences would result in his discharge, although such
warnings had been given to other employees for similar
types of infractions. Moreover, he contends that Sunday
was not placed on probation prior to his dismissal as
were other employees. In support of this position the
General Counsel introduced certain records pertainings
to various employees. 46 Respondent contends that the
records introduced by the General Counsel relate to vio-
lations prior to February 1981 when no formal discipli-
nary policy existed, or violations subsequent to Septem-
ber 1, 1981, when the new policy was implemented.
Initially, it should be noted that Sunday had been
absent 14 times during the period January to July 1981.
It is undisputed that several absences were due to illness,
Sunday had the flu during the first few months of that
year a fact known to his supervisor.47 In addition,
Sunday had received a warning on December 16, 1980,
for being absent and not calling in,48 he had received an-
other warning on May 6, 1981, for four latenesses" and
he had been suspended on June 16, 1981, for being
absent and failing to call in." The warning notice given
to Sunday on December 16, 1980, states that a future
failure to call in an absence would result in disciplinary
action being taken.
The record regarding other employees establishes the
following:
Doug Strong:
On December 9, 1980 Strong was sent home for
the day for arriving at work on December 5, 1980
under the influence of alcohol. Strong also failed to
call in, in violation of the Company policy and he
was put on probation for 30 days. He was advised
that further misconduct would be grounds for dis-
charge.61
Respondent argued in its brief that the discipline given to
Strong differed from that accorded to Sunday because
there were two different disciplinary policies in oper-
ation at the time of the misconduct of the employees.
That statement, however, does not reflect the testimony
of Michael Davies, who testified that the disciplinary
policy before and after February 1981 was basically the
same, the difference was that after February 1981 it was
in a written form.
Michael Wood:
A file note reflects that Wood's supervisor spoke
to him on August 24, 1981 regarding his excessive
absences in that year. The note reflects that Wood
was advised that further absences with out explana-
tion could merit dismissal."
46 G C. Exhs. 84-103.
G.C. Exh 105. An examination of Sunday's record for 1980 estab-
lishes that he had one absence in January 1980 and two absences in No-
vember 1980. In addition it appears that Sunday had two absences in
1979 (G.0 Exh 106)
43 R Exh. 6
42 R. Exh 5.
50 This involves the suspension described above
51 G C. Exh 84
52 G.0 Eich 86.
Respondent claimed that Wood was not absent as fre-
quently as Sunday in 1981. There was no documentary
evidence regarding Wood's absence record. On Novem-
ber 16, 1981, Wood was placed on probation, rather than
being discharged, because of additional absences. It is the
position of Respondent that Wood was put on probation
because the new disciplinary policy, effective in Septem-
ber 1981, provided for this type of discipline. This policy
was not in effect at the time of Sunday's employment.
Jewett Johnston:53
On October 8, 1980 Johnston was notified that
his performance record was unacceptable and that
he was discharged. At the time of the discharge
Johnston had been absent with notifying the Com-
pany on numerous occasions, had been suspended
one week for these infractions," and had been
warned approximately two weeks prior to his dis-
charge that future absences would result in his dis-
charge.
Respondent contends that Johnston received several ad-
ditional opportunities to correct his errors that were not
given to Sunday, because there was no formalized
system of progressive discipline in existence at the time
of Johnston's infractions and Johnston had had a good
record for 4 months after his suspension. Respondent
claimed that at the time of Sunday's discharge a formal-
ized discipline system did exist that did not permit such
"flexibility." However, as noted, this formalized disci-
pline system, according to Davies, only memoralized in
writing the policy previously in existence, apparently at
the time of Johnston's discharge in October 1980.
Michael Davies:
Michael Davies was warned on August 25, 1981
about excessive absences and was advised that re-
peated absences would result in suspension."
On October 8, 1981 Davies was placed on proba-
tion for excessive absences."
Respondent contends that Davies was placed on proba-
tion and not discharged in accordance with the new dis-
ciplinary policy, which policy became effective on Sep-
tember 1, 1981, after Sunday's discharge.
Dick Simone:
On February 8, 1981 Simone was warned about
excessive lateness and advised that further lateness
would result in a written warning and a 90 day pro-
bation. 6 7
On February 11, 1982 Simone was placed on pro-
bation because of lateness on two days following
the warning and warned that future similar conduct
would result in dismissal.
53 Not related to Robert Johnston.
54 At the time, Sunday had been Jewett Johnston's supervisor, and he
had suspended Johnston.
55 G.C. Exhs 91 and 92.
56 G C Exh. 93
57 G C. Exh 94
CAMVAC INTERNATIONAL
833
Respondent contends that these warnings were also in
accordance with the new disciplinary policy.
Kerry Ryan:
On or about August 27, 1981 Ryan did not come
to work and did not call. Ryan had been absent 11
days at that point and was late almost every day.
Ryan was placed on a 90 day probationary
period. 58
Respondent contends that Ryan was placed on proba-
tion, rather than being discharged, because of a misun-
derstanding on the part of his supervisor that the new
disciplinary policy was then in effect Moreover, Re-
spondent argues Ryan was absent only 11 days during
the year, while Sunday had been absent 14 days between
January and July 9, 1981.
In addition, the General Counsel introduced records
regarding Richard Wallace, Carl Brockmueller, Susan
Roe, and Dean McCue." The record regarding Wallace
establishes that he was absent 14 days in 1979 and was
no longer on the payroll as of November 5, 1979. 6° Carl
Brockmueller, who was hired in November 1980, was
absent 12 times in a 4-month period. Maughan testified
that Brockmueller was about to be discharged but quit
prior to being discharged. Susan Rose was absent 15
times in 1980. Schneible testified that she was no longer
on the payroll after early 1981, but it is unclear whether
she quit or was discharged. The attendance record for
Dean McCue establishes that he was absent 11 times in
1981; of these absences, 5 days were due to a work relat-
ed injury and 5 days were excused absences without pay.
On April 17, 1981, McCue received a disciplinary warn-
ing notice for failing to work overtime as scheduled.
G. The Alleged Unlawful Grant of Benefits
The General Counsel contends that Respondent, on
becoming aware of the existence of Local 445 on June
24, 1981, announced/or implemented, on July 20, 1981, a
new wage structure, a new disciplinary policy, and a
new sick leave policy. Subsequently, Respondent
announced/or implemented a profit-sharing plan and
health club benefits. Respondent conceded that the vari-
ous benefits were announced and/or implemented after
June 24, 1981, bit contends that in announcing and/or
implementing these benefits it was following its past
practice of reevaluating and improving employee benefits
when the economic conditions of the Company warrant-
ed such action. Further, it contends that plans concern-
ing the wage structure, disciplinary policy, sick leave,
and profits sharing had been the subject of numerous dis-
cussions at CEWC meetings for months before the
Teamsters engaged in organizational activities, and the
decision to grant the benefits had been made before the
receipt of Local 445's demand for recognition.
58 G.0 Exh. 96.
59 0 C. Exhs. 97, 99, and 100-102
60 Although Respondent contended that Wallace was discharged, the
record reflects only that he was no longer on the payroll after November
3, 1979; it does not reflect that he was discharged.
1. Benefits granted prior to July 1981
It appears that after Respondent purchased the
McCordi facility in 1977 it instituted a number of
changes in the working conditions at the plant. Davies
testified that, as a result of wage reviews from 1977 to
1980, wages for skilled employees increased dramatically,
as did those for unskilled employees. In addition, the
medical coverage was changed several times, a dental
plan was added, life insurance coverage was increased,
attendance, Thanksgiving, Christmas bonuses were grant-
ed, and plant facilities were improved. These various
benefits were granted as the Company's economic pic-
ture improved. Davies also testified that between Janu-
ary and June 24, 1981, as a result of matters raised at
CEWC meetings, employees were granted increases in
wages and mileage when they were called in to work
outside their regular worktime, holiday pay was in-
creased, and a formal grievance policy was established."
Schneible testified that the improved medical coverage
and dental plan were the results of his efforts, and both
were instituted in about June 1980.62
2. Events prior to July 20, 1981, which relate to
alleged new benefits
According to Davies' testimony, the rapid expansion
of the Company made management officials aware of the
need to delegate more authority to supervisors to decide
which employees should receive pay increases or promo-
tions and when these actions should occur. It soon
became apparent, however, that this delegation as result-
ing in what employees considered disparate treatment,
i.e., the supervisors were not following a common
policy. The result was employee dissatisfaction and
morale problems, with employees seeking a more struc-
tured or defined policy. This dissatisfaction resulted in
discussions about "job grading," which began, according
to Davies, in early January 1981 at CEWC meetings."
Davies claimed that a final decision was made about es-
tablishing a new job grade structure, to a great extent, by
May 1981. The one area in which the Company was
having difficulty was in the area of the jobs in the serv-
ice department and regarding those jobs, respondent offi-
cials sought advice from its parent corporation. Davies
testified that he received this advice64 about June 14 or
15, 1981, but he did not make the announcement about it
until July 20 because the plant was closed in the early
part of July. 65 The new wage structure was implement-
ed on July 20, 1981.
61 There were some other minor improvements set forth in the minutes
of the CEWC meetings G.C. Exhs. 5-10.
62 Schneible claimed that he had lost substantial benefits by his transfer
to Respondent and, because of this, he had undertaken to investigate how
to secure this improved plan at less cost to the Company and thus gam
back the benefits he had lost.
63 The term "job grading" is used interchangeably with wage struc-
ture.
64 This advice was oral. Respondent did not produce written docu-
ments concernmg this matter.
65 Davies did not explain why the announcement about the new wage
structure was not made between June 14 and 24, 1981, before the tele-
gram came from Local 445.
834
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
According to Davies, there had been discussions about
the need for a new sick leave policy at several CEWC
meetings, and as a result of these discussions a survey
was conducted in March 1981 by Grace Andry. This
survey established that the Company did not provide as
many sick days as did some of its competitors. Company
representatives, when they became aware of this fact,
began drafting proposals relative to the sick leave policy,
and by May 1981 a plan had been drafted that provided
additional days based on seniority. Davies claimed that
this proposal was presented to the CEWC members, ap-
parently in May 1981, and basically was accepted by
CEWC members at that time, although there were some
reservations about how days could be carried over from
quarter to quarter. CEWC members decided to present
the proposal to the employees for their comments and
suggestions. The proposal was presented to the employ-
ees on July 20, 1981, the same time the document on the
wage structure was given to them. The employees were
asked to note their comments in spaces provided for that
purpose. Davies testified that there was no adverse com-
ments and the proposal, therefore, became effective Jan-
uary 1982.
The disciplinary policy, Davies claimed, also had been
discussed at length at the CEWC meetings from early
January 1981. These discussions resulted in a formalized
disciplinary policy being adopted in February 1981.66
Notwithstanding this policy, employees expressed dissat-
isfaction and there were continued discussions about the
length of time a warning notice should remain in an em-
ployee's file. Davies claimed that these discussions con-
tinued throughout May, June, and July 1981, and, as a
result of a suggestion made at the July 2 meeting of the
CEWC, there was a "modification" of the disciplinary
policy, and this notification was set forth in the docu-
ment presented to the employees on July 20. Under the
policy as "modified" if an employee received verbal
warnings and a written warning he would be placed on a
90-day probationary period during which time he could
not receive pay increases or bonuses. If, at the conclu-
sion of the 90 days he had not received another repri-
mand, the warning notice would be removed from his
file and he would start with a clean slate. The new pro-
cedure reduced the amount of time a warning notice re-
mained in an empoyee's file from 12 months to 3 months.
This new disciplinary policy was to become effective
September 1, 1981.
3. The minutes of CEWC meetings relative to the
new benefits
An examination of the minutes for the January 19,
1981 meeting reveals that disciplinary procedures were
discussed by the participants and an agreement was
reached that a more formal disciplinary policy should be
drafted that would set forth the number of warnings and
suspensions employees must receive before they could be
66 As noted, Davies testified that this disciplinary policy was the same
one that had existed previously, it simply was reduced to writing. It pro-
vided for a progressive disciplinary policy that included two written
warnings, a suspension, and, finally, discharge.
discharged.67 The minutes for the February 20, 1981
meeting contains an attachment entitled, "Proposed Dis-
ciplinary Policy." 69 This proposed policy contained the
statement that an employee had to receive two written
warnings and a suspension before he could be dis-
charged. It also provided that warnings would be re-
moved from an employee's file on the anniversary date
of the warning. These minutes also disclose that there
had been discussions about the possibility of the Compa-
ny granting a pension plan and/or some other type of in-
vestment and savings plan provided the profit picture im-
proved in 1982. 69 In addition, these minutes refer to the
lack of a "fair pay scale." The minutes of the March 20,
1981 meeting state that various pension plans were being
examined and the possibility existed that some plan could
be decided on in 1982. 7° These minutes also contain the
statement that the disciplinary policy was to apply to all
employees, the pay Scale issue still needed "looking
into"71 and the committee members were debating the
issue of whether the Company should adopt a pension-
or a profit-sharing plan." During this meeting in March
1981, Sunday made the suggestion that sick leave should
be prorated based on years of service and the committee
members decided that a survey should be made to deter-
mine how the matter was handled in other plants in the
area." The minutes of the April 24, 1981 meeting con-
tain the following statement, "The Pension/Profit Shar-
ing Plan consultants are expected to get back to Camvac
with some helpful proposals and suggestions in the
summer." There is also a statement in these minutes that
a proposal regarding additional sick days based on serv-
ice would be prepared for the followmg meeting. At the
May 29, 1981 meeting, Schneible apparently discussed a
proposed sick leave policy, but there was a criticism
voiced about it by Sunday, and it was decided that other
suggestions for a sick leave policy should be forwarded
to Grace Andry. 74 There was also general discussion at
this meeting about the salary structure without any deci-
sion being made about the matter, and it was noted that
there would be further discussions about the issue at the
next meeting. 75 At the July 2, 1981 meeting Mike Wood
stated that warning notices should not remain in the em-
ployee's file for 12 months, but should be retained for
only a 3-month period. 76 At this meeting Mike Wood
also stated that the Company was not addressing the
"hard, cold facts," apparently referring to salary in-
creases. Schneible responded that the Company was
working to develop a pay grade structure with review
once a year. 77 Sunday again stated that the proposed
67 G C. Exh. 5, par 10 The minutes state that the policy then in exist-
ence provided for a certain number of writen warnings and suspensions,
but the employees wanted it more formalized
68 G C Exh 6
68 G.C. Exh 6, p 5.
70 G.C. Exh. 7, p 2
71 G.C. Exh. 7, p. 3.
72 G C Exh 7,p 4
73 G.0 Exh 1, p 6
74 G C. Exh. 9, p. 4.
75 G C. Exh. 9, p 5
76 GC. Exh. 10, p. 1
77 G C Exh 10, p. 2.
CAMVAC INTERNATIONAL
835
sick leave policy was not satisfactory. Schneible replied
that the policy would be typed and circulated for com-
ments, and it would become effective January 1, 1982.78
In response to criticisms about the pay increase Steven
Maughan stated that the Company was anxious to put
the grade system into effect. During the meeting, Schnei-
ble stated that Bowater N.A. had determined that a
savings/profit-sharing plan would best suit the needs of
the employees because of their age group. The minutes
contain the following statement attributed to Schneible,
"If approved this plan should go into effect by January
1, 1982.79
H. The Events on July 20, 1981
The plant, in accordance with Respondent's normal
procedures, was closed for 2 weeks in early July 1981,
but it reopened about late July 1981. Schneible testified
that on July 20, 1981, in a series of meetings conducted
with the production employees on an individual basis by
either Davies, Maughan, or Schneible, employees were
advised of the new wage structure, sick leave, discipli-
nary policies, and were given documents that explained
these benefits. 8° Schneible stated that this was the first
time that proposed benefits were announced to employ-
ees, in this manner. According to Schneible, the new
wage structure plan was implemented on July 20, 1981,
but the other plans were not implemented at that time
because no fmal decision had been made regarding those
plans; they were given to the employees for their com-
ments. Schneible further testified that there had been dis-
cussions about the sick leave and disciplinary policy but
they had not commenced until May or June 1981. Al-
though Schneible claimed that these issues arose in the
CEWC meetings, he testified that the actual proposals
presented on July 20, 1981, were given directly to the
employees for their consideration because, in the past,
when management came up with a "real measure" the
CEWC members usually wanted it presented directly to
the employees. Schneible stated that a draft of the new
plans had been given to CEWC members prior to the
presentation of the actual plans to the employees. This
draft, according to Schneible, was similar to the docu-
ments given to the employees on July 20, 1981.
Schneible testified that the new wage structure policy
resulted in wage increases for at least 50 percent of the
employees, and no employee had wages reduced by
virtue of the policy. 8' There had not been a prior
change in the wage structure, Schneible stated, although
there was a general review of individual salaries every
November. The prior sick leave policy provided that all
employees with 1 or more years of service would receive
5 sick days. The new proposed policy provided for addi-
78 G C. Exh 10, p 5. The minutes do not contain the actual language
of the policy
G.C. Exh 10, p. 7
69 G.0 Exhs. 19, 20-21
81 Respondent, in its brief, argued that the new waged proposal "nega-
tively" affected new hires. It is sigmficant that the first page of the docu-
ment, howeNrei, states, "Many employees will be receiving raises immedi-
ately to bring their wages up to the salary levels of their grade classifica-
tion No employees will be asked to take a decrease, although a few em-
ployees will currently be earnmg more than the posted salary level for
their grade classification."
tional sick days to employees based on their seniority
status. The new disciplinary policy reduced the length of
time that a warning notice remained in an employee's
file.
I. The Profit-Sharing Plan
Davies claimed that there had been inquiries by the
senior employees and during CEWC meetings about the
possibility of a pension- or profit-sharing plan. 8 2 In early
March 1981 Davies received a memorandum from J. P.
Northrup, director of human resources for Bowater
N.A., relating to retirement benefit planning." In this
memorandum Northrup suggested that Davies start to
gather the necessary statistical material, in the event the
Company decided on such a benefit, the cost could be
determined. The memorandum also mentioned the cost
of a profit-sharing plan and it included the statement that
the two could discuss the matter during a meeting they
already had scheduled for March 13, 1981. On March 12,
1981, Northrup forwarded another memorandum to
Davies that outlined some of the items to be considered
in the profit-sharing retirement program, and copies of
that memorandum were sent by Northrup to Alexander,
and Alexander, Bowater's consulting actuaries. 84 Davies
claimed that after this meeting with Northrup in March
1981 and after discussions with other Respondent's repre-
sentatives, it was decided that a profit-sharing plan rather
than a pension plan would be more appropriate because
of the age of their work force. According to Davies, he
then forwarded the necessary statistical figures to North-
rup in April or May 1981 so that the cost of the profit-
sharing progaram could be determined." On June 8,
1981, Northrup forwarded a memorandum to Davies that
outlined some "general figures regarding a potential level
of benefit." The memorandum also stated, "assuming
such a plan were instituted at Camvac for 1982 the fol-
lowing schedule should provide a rough estimate of
Company costs." In the concluding paragraphs of the
memorandum Northrup stated that he looked forward to
meeting with Davies to discuss "the plan design and im-
plementation," and he advised Davies not to wait too
long before acting because IRS approval took several
months." Although these memoranda, which referred to
the early stages of these plans, were offered in evidence
by Respondent, there was no such documentary evi-
dence offered regarding Respondent's decision to have a
profit-sharing plan, or concerning Bowater N.A.'s ap-
proval of such a plan. It is undisputed that this type of
plan needed the approval of Bowater N.A. Davies, in re-
sponse to an inquiry whether there were such memoran-
dum stated, "There's a reference in some document. I
don't remember it's the sort of thing that -must be written
down somewhere." Although Northrup's memorandum
82 As stated above, the minutes of the CEWC January meeting dis-
close that there were discussions about the possibility of a pension or
some type of plan There was also a mention in the March minutes about
the possibility that some plan could be worked out in 1982
83 R. Exh. 26
84 R Exh. 27.
85 Respondent did not Introduce a copy of this correspondence.
86 R Exh. 28 There was some raw data attached to the memorandum.
836
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
stated that he wanted further consultation on the matter,
there appears to have been none. Rather, according to
Davies, on June 15, 1981, two Bowater N.A. representa-
tives, Clyde Mott and John Foxx, were in this country
on their regularly scheduled trip." There were discus-
sions about the profit-sharing plan, and Mott and Foxx
told Davies that he could go ahead with the plan." In-
sofar as this record reflects, this is the only approval
Davies received from Bowater N.A. Neither Mott nca.
Foxx was called to testify. On June 22, 1981, Northrup
wrote to Foxx and stated, "A copy of my memorandum
regarding a profit sharing plan has been enclosed for
your files. I shall keep you posted on this and other
Camvac Inc. developments." 99 On June 24, 1981, North-
rup forwarded to Bowater N.A.'s actuarial consultants a
copy of Respondent's employees W-2 earnings for
1980. 9° Northrup testified that the latest date for the de-
cision on the profit-sharing plan was on June 15, 1981,
when Mott and Foxx approved the concept of the plan,
the amount of money, and similar details. Northrup also
stated that approval of such a plan by Bowater N.A. was
necessary and that such approval was required by the
board of directors. On July 2, 1981, Schneible, at a
CEWC meeting, explained the proposed plan and an-
nounced that, if approved, the plan would go into effect
by January 1, 1982. IRS approval had not been secured
at this point. The plan became effective January 1, 1982.
J. The Attitude Survey
James Northrup testified that he knew Daniel Shea, a
labor relations consultant, because they had worked to-
gether at W. R. Grace & Co. Northrup knew that Shea
had some expertise in the area of labor relations, and in
the period before the Painters election Northrup claimed
that he either called or met with Shea and discussed that
situation. Thereafter, on March 10, 1981, Shea visited
Northrup and advised him of his new connection with a
management consulting firm, and during the meeting
they discussed the possibility of Shea doing consulting
work for Respondent in the area of employee rela-
tions. 91 The conversation was in general terms, but ac-
cording to Northrup, the two did discuss the need for su-
pervisory training, improvements in the benefits pro-
gram, and the possible use of an attitude survey." On
March 13, 1981, Northrup met with Respondent's repre-
sentatives to discuss a retirement benefit program.
During the meeting the Respondent's representatives ac-
knowledged that the rapid growth of the Company re-
87 Managing director and personnel director, respectively, of Bowater
N.A
88 Respondent, in this brief, stated that Davies at this point already
had obtamed upper level management approval. The record, however,
discloses that by June 15 the last commumcation Davies had on the
matter was from Northrup on June 8, 1981, and in that communication
Northrup stated that he desired to meet with Davies to discuss the plan
There were no written communications or other evidence introduced to
show that an official of Bowater N.A had approved the plan before June
1, 1981
$9 R Bah 33
9° R. Exh 34
91 Shea had recently become associated with a firm called Internation-
al Managerial Advisers, Inc , a management consulting firm.
92 Shea was not called to testify
quired a more structured management, and they ex-
pressed their desire to ascertain the employees' opinion
on various subjects. In response to these statements,
Northrup advised them about Shea and his discussion
with Shea in various areas, including the area of employ-
ee attitude surveys. According to Northrup, on March
24, 1981, Davies called him and told him that Respond-
ent would use Shea's services. Thereafter, on March 30,
1981, he contacted Shea, told him of the interest of
Davies and Schneible, and advised Shea to speak with
them. Northrup testified that on June 15, 1981, when he
and Davies met with Mott and Foxx, they discussed the
profit-sharing plans and the fact that Respondent had
made arrangements with an outside firm to provide su-
pervisory training and to conduct an attitude survey
among the employees. Mott and Foxx agreed with these
plans. Northrup was unaware whether there were writ-
ten contractual arrangements made between Shea and
the Respondent. It appears from testimony by Davies
that his communications with Shea were verbal.
The attitude survey was not conducted until August
27, 1981. Davies testified that the survey was not con-
ducted at an earlier time because Shea wanted to have
the supervisory training held before the attitude survey
was conducted, and Shea had other commitments to ful-
fill. In addition, the plant, as noted, was closed in the be-
ginning of July 1981. Davies also stated that he was con-
cerned whether the survey should be conducted at all
because of the telegram from Local 445. Northrup
checked with the then labor counsel for the Company,
who advised them that it was legal for them to continue
with the attitude survey. The decision to have the survey
conducted, according to Davies, was made in March
1981, and management officials "got down to fixing the
timing it would be in the beginning of June." At the July
2, 1981 CEWC meeting Davies announced that a labor
relations consultant had been retained "to advise man-
agement how to solve their problems" and it was an-
nounced at the meeting that a survey would be conduct-
ed." The survey was conducted solely by Shea with the
three shifts of employees. The information sought by the
survey related to employee attitude regarding working
conditions, supervision, compensation, and benefits."
On September 23, 1981, Davies, by memorandum, an-
nounced that, as a result of the survey, there would be
meetings held in October 1981 to review the results of
the survey and to propose actions in areas where there
had been employee criticism."
K. The Alleged Discriminatory Health Benefit
On September 23, 1981, Davies, also by memorandum,
announced that Respondent would pay one-half of the
annual membership fees (not to exceed $50) to any em-
ployee who wanted to join a health club. In addition, the
memorandum stated that Respondent had made arrange-
ments with a racquetball club for corporate membership,
93 G.C. Exh. 10, p. 2. This was the first mention to employees about
the hiring of a labor relations consultant.
94 G.C. Exh. 22
95 G C. Exh. 23
CAMVAC INTERNATIONAL
837
which membership entitled employees to a 15-percent
discount on annual membership and initiation fees."
Schneible testified that he had received certain health
club benefits while employed at Bowater N.A. He men-
tioned this fact to Davies in early 1981, but Davies de-
cided that they were not able, at that time, to consider
this type of benefit. About August or September 1981 a
nonunit employee, John Dyson, spoke with Schneible
about a new racquetball club opening in the area that
was offering corporate membership at a 15-percent dis-
count." According to Schneible, Dyson inquired wheth-
er Respondent would secure such a corporate member-
ship for its employees. Schneible claimed that he investi-
gated the matter, found that the corporation did not
have to pay anything, and reported the results of his in-
vestigation to Davies. They discussed the matter and de-
cided, that because of the fact that all employees would
not or could not make use of the racquetball club, they
would give each employee $50 to use in connection with
some program devoted to physical fitness. The $50 was
to be given to all employees and was not only for the
unit employees. At the time of the hearing the majority
of the nommit people had taken advantage of the pro-
gram although about 10 percent of the unit employees
had taken advantage of the offer.
On the same day Davies, in a third memorandum, ad-
vised the employees about the two telegrams he had re-
ceived from Local 445 in which the Union claimed to
represent the employees, and requested the Respondent
to bargain with it." The memorandum further stated
that the Company believed the "only true measure of
employee's desires is an elections by secret ballot." It
further referred to the fact that charges filed by Local
445, were under investigation, and there could be unfair
labor practice proceedings. The memorandum also stated
that the employees, after all the facts were known, might
want to secure the return of their authorization card."
L. Events During October 1981
1. The attitude survey meeting
According to Schneible, in early October 1981, meet-
ings were held with employees during which the result
of the attitude survey were discussed and management
officials promised to give consideration to matters raised
in the attitude survey response. In addition, employees
were reminded of the various benefits that they had re-
ceived, and slides were shown demonstrating these bene-
fits. Schneible testified that this was the first time that an
attitude survey was conducted among the employees.
2. The alleged threat
According to the testimony of employees Gary Sin-
clair and Robert Johnston in September or early October
1981, Richard Cea, a supervisor, threatened that the Re-
spondent would close its facility if the employees contin-
ued to support the Union. Sinclair stated he was with
9 ° G.C. Exh. 24.
" Dyson was not called to testify.
90 The second telegram was dated July 28, 1981—G.C, Exh 25
99 G.C. Exh. 113
Johnston near the coating room when Cea told them
that, "the plant would shut down if the Union gets into
Camvac, they'll close the doors." These comments came,
"just out of nowhere" and Cea walked away at that
point. '°° Johnston testified that the conversation had
continued for some time before Cea made the statement,
"Bowater will shut down Camvac as soon as the Union
gets in." Johnston claimed that when he left, Sinclair and
Cea were still talking. Richard Cea denied that he made
the statement. Michael Cea, the brother of Richard Cea,
testified that on one occasion, he could not recall the
date he was in a conversation with his brother, and Sin-
clair and Johnston also were present. He claimed that he
was talking to his brother about the Company closing
down and his brother, "just mentioned that a company
was shut down due to a union and he didn't think that it
was going to happen at Camvac but anything was possi-
ble." Cea further testified that his brother said, "that
there was a plant that was trying to go union and
Bowater didn't particularly care for it and he had heard
that they had shut it down." On cross-examination Cea
stated that it was he who had said to his brother that
there was a rumor that plans for the new addition to the
facility at Brewster were being canceled. 101 In an affida-
vit submitted to the Board, Cea said that someone asked
about a Bowater N.A. plant being shut down because of
the Union, and his brother replied that he did not know
about expansion plans, but a plant was closed in England
and the Union was partly responsible for it. His brother,
however, also said that anything was possible, but it was
not likely that it would happen."2
3. The alleged interrogation
The General Counsel contends that in late October
1981, Steven Maughan interrogated Robert Johnston
about his union activities, created the impression that
Johnston's union activities were under surveillance, and
warned Johnston not to bring union literature to the
plant.
Johnston testified that in October 1981, after he re-
ceived a copy of the first complaint, 103 he brought it to
the plant because employees were questioning him about
what was happening with the charges. He gave the copy
to Michael Wood, an employee, for his examination. The
following day when he asked Wood to return it to him,
Wood said he had forgotten the document. When he re-
ceived this same response on three occasions Johnston
began to suspect that Wood had given the complaint to
management. He approached Wood about the matter and
the two had a heated discussion that resulted in both par-
ties leaving their work area, apparently to engage in a
physical fight on the outside. The fight did not take
place and both returned to work. According to John-
100 Sinclair admitted that he had received several warnings from Cea
and that the two had a personality clash.
1" R EA. 20. A memorandum was sent to employees on October 7,
1981, in which the Respondent stated that plans to expand at the Brew-
ster location were continuing. The memorandum also stated that if
market conditions made the Brewster location noncompetitive, however,
then a decision might be made to expand at other locations.
192 G C. Exh 19.
1.5'3 This complaint issued on September 30, 1981.
838
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ston, about a week or two after this incident, he was ap-
proached by his supervisor, John Rozimus, who told him
that Maughan claimed that Johnston was circulating
union literature in the plant.'" Johnston denied the ac-
cusation. He claimed that Rozimus then said that he was
tired of the accusations against Johnston, and he stated
that he would arrange a meeting with Maughan for
Johnston to resolve the problem. During the meeting
that followed with Maughan, Maughan asked Johnston if
he had passed out union literature, and Johnston denied
it. Maughan then asked Johnston if he had signed a
union card, and Johnston replied that he had signed a
card. Maughan also questioned Johnston whether he had
distributed cards to other employees, and Johnston
denied that he had distributed cards.'" Johnston ad-
vised Maughan that he should consider the serious theft
problem in the plant rather than harassing him.
Maughan, according to Johnston, said he would look
into the theft problem and also check about what hap-
pened in the plant.
Maughan claimed that he had been advised by Grace
Andry that Robert Johnston was causing a disturbance
in the plant in his efforts to retrieve some papers from
Michael Wood. Maughan told Rozimus to caution John-
ston about causing problems in the plant. Maughan, ad-
mittedly, did not instruct Wood's supervisor to talk to
Wood about the disturbance. 106 According to Maughan;
Johnston asked for a meeting to explain his version of
the incident. During the meeting Johnston asked why he
was being harassed, and he denied having caused a dis-
ruption in the plant. Johnston asked for information
about his accuser; Maughan refused to give it to him but
he did agree to check the information he had received.
Johnston volunteered, during the course of the meeting,
that he had been active on behalf of the Teamsters, but
he had lost interest in the project because employees no
longer wanted the Union. According to Maughan this
was the only comment made about the Union.107
M. The Events on January 6, 1982
The Meeting
The General Counsel contends that the Respondent,
by virtue of certain conduct on January 6, 1982, was re-
sponsible for a petition signed by employees, on that date
in which employees expressed their disavowal of the
Union as their collective-bargaining representative. Re-
spondent argues that it was not responsible for the peti-
tion, it was a result of actions solely attributable to em-
ployees. Respondent's only role regarding the petition
was to advise employees of their legal rights when they
104
was not alleged to be a supervisor
105 Johnston also claimed that he told Maughan three other employ-
ees, unnamed, were the organizers.
106 Maughan admitted that Andry had not actually observed the mci-
dent, Patrick Ercole testified that both Wood and Johnston walked out of
the warehouse, and they looked as though they were going to fight, they
were both screaming. Michael Wood testified that he and Johnston were
cursing at each other
1" Subsequent to this meeting, and amended complaint issued in De-
cember 1981 that contained the allegations of the alleged threat to close
the plant by Cea and the alleged interrogation by Maughan.
requested information from management representatives
about how they could revoke their authorization cards.
It is undisputed that three meetings were held on the
company premises on January 6, 1982, at 7:30 and 8 a.m.,
and 4 p.m. with the employees on the three shifts. The
meetings took place during working time and continued
for approximately 30 to 45 minutes. Michael Davies and
Evan Spelfogel both spoke to the employees, although
there is disagreement about which of the two individuals
was the prime speaker. Davies and Spelfogel both testi-
fied concerning the reasons for these meetings. Accord-
ing to Davies, it was necessary to have a meeting to
clear the air because employees had been asking about
the "Union situation," there was confusion about wheth-
er there was going to be an election, newer employees
were unaware of prior events, and some employees had
questioned management officials about how they would
secure the return of their authorization cards. 108 In addi-
tion, Davies testified that the meeting would provide an
opportunity for Spelfogel, who had been retained as Re-
spondent's counsel in December 1981 to answer any
questions the employees might have about the legal as-
pects of the situation.
Evan Spelfogel testified that during his initial meeting
with Davies, Maughan, and Schneible in December 1981
he was told that employees had stated that they were
confused about whether there was going to be an elec-
tion and about the various charges and complaints that
had been filed with the Board. In addition, he was told
that several employees, as early as September 1981, had
expressed their desire to secure the return of their au-
thorization cards. The Respondent's representatives in-
formed him during this meeting that they thought it
would be advisable to hold a general meeting, with the
employees, to clear the air regarding the rumors and the
status of the proceedings. At this point Spelfogel claimed
that he advised the management officials that they had to
be careful about the "Do's and the Dont's" when they
held such meetings in order to ensure that unfair labor
practices were not committed. Davies then requested
Spelfogel's presence at the meeting to ensure that the
right things were said and done and so he, Spelfogel,
could be available to respond to employee questions
about Board procedures and the technical aspect of labor
law. Spelfogel agreed to do this and subsequently the
meeting was scheduled for January 6, 1982. Davies and
Spelfogel claim that Davies did most of the talking, with
Spelfogel interjecting a remark only when Davies re-
quested him to do so. The employees contend that it was
Spelfogel who spoke the most.
108 Maughan testified that in September 1981 he was approached by
employee Charles Telesca, who inquired about how he could have his
card returned to him Telesca testified that sometime in the winter, he
could not state precisely when, it could have been after the January 6,
1982 meeting, he asked Grace Andry about how he could get his card
returned to him He claimed other employees were with him, but he
could name only one employee Maughan also testified that at the Christ-
mas party either Telesca or Bill Somoskey approached him and asked
how he cold secure the return of his card Telesca did not testify regard-
ing this alleged conversation Somoskey testified that he Wanted his card
returned, but he did not claim that he told this to management, nor did
he state when he came to the decision about wanting his card returned.
CAMVAC INTERNATIONAL
839
Davies testified that he commenced the meeting by 'in-
troducing Spelfogel to the employees and explaining his
position with the Company. He then discussed the
chronological events concerning the union situation be-
ginning with earlier efforts by the Painters' union. He
spoke about the various charges and complaints filed
with the Board, and told the employees that the Re-
spondent had sought to have an election, but this request
had been refused by Local 445. 1" He requested Spelfo-
gel to tell the employees about the rights and obligations
of all the parties. Spelfogel then advised the employees
that it was their obligation to continue to perform their
work, the Union had the right to organize and file
charges, and Respondent had the right to carry on its
business as it had in the past. Davies then outlined the
Respondent's history, and gave six or seven examples of
benefits already made possible because of the Company's
expansion. He further stated that the Company planned
additional expansion and would continue its policy of
granting benefits with or without a union."° According
to Davies, he told the employees that the Union did not
appear to have much interest in their welfare, and he
based his opinion on the fact that whenever Respondent
granted a benefit to the employee's the Union filed unfair
labor practices. The Union, Davies stated, was interested
only in dues and initiation fees, and he asked Spelfogel to
explain to the employees what the Teamsters usually
sought in their contracts. In response to this question,
Spelfogel stated that the Union generally wanted a
union-security and checkoff clause and, when possible,
their own pension plan. Davies asked the employees to
take note of the newspaper reports about Teamsters pen-
sion plans that showed their plans "to be in a 'slightly
bad light," constantly under investigation. Again Davies
asked Spelfogel to comment, and Spelfogel responded by
giving examples of situations in which union officials had
been indicted in connection with the misuse of pension
funds. At either the first or second meeting an employee
asked what would happen to the profit-sharing plan if
the Union won. Davies testified that Spelfogel replied,
"whatever you got in your profit sharing, I mean that's
yours it can't be taken away from you even if things
closed down you'd probably get your money out."
Someone, apparently at the second meeting, also ques-
tioned whether the Respondent would continue to give
an attendance bonus if the Union became the bargaining
representative. To this inquiry, either Davies or Spelfo-
gel stated that they did not know, "everything was up
for negotiation if the Union got in." The subject of card
revocation was discussed next. It appears that it was
Davies who initiated the discussion of this subject matter
at all three meetings. He commenced his discussion by
telling the employees that prior to the meeting employ-
, I
1 ° 9 Davies testified that he was aware by January 6, 1982, that there
could not be an election because of the outstanding complaints in which
a bargaining order was being sought, but he testified that he nevertheless
thought that it was possible that the parties could voluntarily agree to
such an election.
11 ° Spelfogel explained that the use of the words with or without the
Union meant that Respondent would conduct business in an ordinary
way without regard to whether its actions would impact on the Union's
organizing effort.
ees had approached management officials and supervisors
and had sought to secure information about how they
could revoke their authorization cards. Davies reminded
the employees that the phone number of the Board had
been posted, and he stated that management could not
assist the employees in their efforts." Notwithstanding
this comment, Davies testified that an employee at the
first meeting, did ask how the employees could go about
securing the return of their cards. Davies repeated that
he could not assist them. At this point another employee
questioned him about how it had been done at other
places: According to Davies, Spelfogel replied that in
other companies employees had written to the Board or
had gone to the union in groups, or sent letters to the
union, but he could not advise them about which method
was the most effective. At the second meeting an em-
ployee, Steve Doyle, said employees had signed cards
because they thought it was for an election. Spelfogel re-
plied that different unions had different cards. At the
third meeting an employee asked what they should say in
the letter, but Spelfogel replied that he could not tell
them Spelfogel, at one of the meetings, mentioned that
there had been a revocation of cards at a company in the
same general area. Spelfogel described the procedures of
the unfair labor practice hearings and gave an estimate of
the amount of time it would take to complete the proc-
ess. At the conclusion of the meetings, Davies stated that
it appeared that the situation would continue for some
time, employees would have to do their work, and the
Company would not put a freeze on everything in antici-
pation of the fmal decision on the matter. Davies testified
that at the conclusion of the third meeting he heard em-
ployees talking about signing something, but Spelfogel
ushered all management people out of the room and he
left without seeing the petition."2
The basic structure of all three meetings was the same,
according to Spelfogel. Spelfogel testified that Davies
talked about a number of subjects at the meetings. He
began the speech by giving a summary of the Board pro-
ceedings, he outlined the benefits the employees had re-
ceived, referred to the alleged criminal activity by the
Teamsters regarding pension funds, gave estimates re-
garding the length of time if would take to complete the
Board proceedings, and explained the future plans of the
Company. Davies told the employees that the Company
intended to continue, "to carry on its practice developed
in the past with or without a union, to continue to
review and from time to time continue to make improve-
ments as economics dictated." Spelfogel testified that
Davies mentioned the CEWC and commented on the
fact that a number of improvements had come about as a
result of recommendations of that committee. Spelfogel
recalled that Davies mentioned that the Union was inter-
ested only in its own good, and Davies reminded the em-
ployees that during that year, whenever the Company at-
tempted to grant a benefit, the Union filed an unfair
labor practice charge. Spelfogel stated, that at Davies'
" 1 This notice had been posted in September 1981.
" 2 On cross-examination, Davies testified that Spelfogel had told him
before the third meeting that Johnston was going to circulate the peti-
tion.
840
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
request, he outlined the items usually sought by the
Union including, union security, dues checkoff; pension,
welfare and seniority clauses Spelfogel claimed that
Davies at one point stated that the Union would demand
some things, which if they were successful in securing,
would impede the Company's flexibility in operating the
plant. At one of the meetings, in response to a question
concerning negotiations, Spelfogel testified that Davies
told the employees that wages and benefits were negotia-
ble. At this point employees asked whether they would
lose their attendance bonus; they also asked what would
be the impact on the profit-sharing plan. Spelfogel testi-
fied that Davies responded that all things were negotia-
ble. Spelfogel further testified that regarding this ques-
tion, he explained to the employees that the money they
had contributed into the profit-sharing plan was protect-
ed. Spelfogel stated that Davies mentioned the publicity
surrounding the criminal investigations concerning the
Teamsters pension funds. Spelfogel claimed that he told
the employees about three particular criminal investiga-
tions relating to Teamsters pension funds and about re-
ports of alleged connection with organized crime by
Teamsters officials. Spelfogel further testified that it was
Davies who opened the discussion about the revocation
of authorization cards. At the meetings, Davies, accord-
ing to Spelfogel, stated that a number of employees had
told various officials prior to the meeting that they no
longer wanted the Union and they wanted information
about how they could have their cards returned to them.
At the meeting, Davies told the employees that as the
company representatives had stated previously when
asked this question, the Company could not assist or
advise them. Spelfogel said he then confirmed Davies'
statement. After the topic was opened by Davies, how-
ever, employees at the three meetings did make com-
ments about the authorization cards. The gist of some of
these -comments made by some employees was that they
thought they had signed an authorization card in order
to have an election. Davies informed them that this was
not the situation. Spelfogel testified that he then ex-
plained the rationale of Gissel to the employees and ad-
vised them that under certain situations the Board could
direct the Company to bargain with a union even though
an election had not been held. Employees at all meetings
then asked how they could revoke their cards, and
Davies again replied that the Company could not help.
Some employees asked whether employees at other com-
panies had been able to secure their cards and, according
to Spelfogel, Davies responded that they had been suc-
cessful. Spelfogel testified that he then said that he was
aware of plant where employees had been successful in
securing the return of their cards and employees asked
Spelfogel to tell them how it had been accomplished. At
this point Spelfogel testified that he then explained that
in some cases the employees had gone individually or in
groups to the Union to ask for their authorization cards.
According to Spelfogel's testimony, employees then
stated that they had tried this method without success.
Spelfbgel claimed that he told the employees that at one
plant with which he was familiar the employees , had
written to the Board and to the union requesting the
return of their card. Spelfogel testified that he explained
to the employees about how employees employed at a
plant in the area had attempted to secure the return of
their cards from either the local involved in the instant
case or a sister local. Spelfogel claimed that he did not
tell the employees which of these various methods had
been successful. There were some questions by employ-
ees concerning what should be contained in the letter to
be sent, but Spelfogel replied that he could not respond
to that question because he could not assist in the prepa-
ration of the letter." 3 Spelfogel further explained to the
employees about the pending unfair labor practice pro-
ceedings and gave estimates about how long it would be
before the completion of those proceedings. Davies then,
according to Spelfogel, stated that while these unfair
labor practice complaints were being processed, the Re-
spondent would continue to grant improvements in
wages and benefits as it had in the past, with or without
a union. Davies also commented that he expected the
Teamsters to continue to follow their practice of filing
unfair labor practice charges whenever the Company
granted a benefit to the employees. At the end of the
third meeting Robert Johnston started to circulate a peti-
tion, but Spelfogel ushered all management representa-
tives out of the room.
Patrick Prinz, an employee, recalled that at the 4 p.m.
meeting on January 6, 1982, Spelfogel basically wanted
to know "if we wanted to get the Union out." In re-
sponse to a question about what was specifically said at
the meeting, Prinz testified as follows:
Okay, they weren't talking direct. They couldn't
. • • they said it was illegal for them to talk to us
direct. They had to use other instances and a couple
things were brought up about—getting back union
cards and about signing union cards and he just. . .
about telling us that there was ways that you can
get your union cards back to get the union out.
They talked about a lot of things.
At another point Prinz stated as follows:
The [sic] spoke . . . the one thing I remember
they brought up was that they were trying to give
us an idea how we can get our union cards back
and that how other companies went about doing it.
They couldn't come out and tell us how to do it be-
cause they said it was illegal. . . .
Prinz testified that Spelfogel gave examples of how em-
ployees were able to secure the return of their cards at
other companies by either signing a petition or asking
the individual who had given them the card to return it
to them. Either Spelfogel or Davies said that they could
not give exact information about how employees should
go about getting their cards returned, but they did state
that they would put the employees in "touch" with
someone who could assist them. Although the name of
this person was not mentioned during the January 6,
1982 meeting, Prinz testified that he thought they were
referring to Johnston. Prinz further testified that there
118
claimed that this question was asked by Robert Johnston
at the third meeting.
CAMVAC INTERNATIONAL
841
was a discussion about the length of the proceedings, and
the point stressed by management representatives was
how long the case would continue." 4 At one point
Davies told the employees that whenever the Company
attempted to give a benefit, the Union filed a charge and
therefore the Company was not going to be able to give
any further benefits. Davies also spoke about the benefits
the Company had given, the charges that were filed, the
right of the employees to join a union, the lack of inter-
est by the Union in the welfare of the employees, and
the Union and organized crime. Prinz described the dis-
cussions at the meetings as very "run around." Prinz also
claimed that the company representatives, although they
made statements to the effect that they could not assist
with the petition, nevertheless did explain the procedure
the employees could use to secure the return of their
cards including the filing of a petition with the Board.
Prinz did not recall any employee at the meeting asking
a question about how to secure the return of the card,
but he did know of an employee, Charlie Telesca, who,
at some time prior to the meeting, had sought the return
of his authorization card.
Paul Scarcello, an employee, testified that he attended
the 4 p.m. meeting. During the meeting Spelfogel spoke
about several things but in general he told the employ-
ees, "we really didn't need a union, the Company was
doing fine as it was right now." It was Scarcello's recol-
lection that Spelfogel initiated the discussion about card
revocation and, although Spelfogel did state that it was
not legal for the Company to tell the employees to seek
the return of their cards, he gave an example of employ-
ees signing a petition in an effort to secure the return of
their cards," Spelfogel also spoke about the Union and
organized crime, and the possibility of employees losing
their benefits if they had the Union." 16 On cross-exami-
nation Scarcello admitted that Davies spoke about vari-
ous matters including the benefits the Company had
given to the employees, the company efforts to have an
election that the Union did not want, the earlier Painters
election, and the unfair labor practice charges that had
been filed by Local 445. Concerning this last remark,
Scarcello testified that Davies stated that the Union filed
charges whenever the Company attempted to give a ben-
efit to the employees. Scarcello recalled that Davies re-
marked that the Union seemed to be interested only in
dues and not the employee's welfare. Davies also stated
that, with or without a Union, the Company would con-
tinue its practice of granting benefits. Scarcello stated
that at one point an employee asked what would happen
to the attendance bonus and, "they said we would lose
most of our benefits, such as our attendance bonus."7
He repeated on cross-examination that Spelfogel told the
employees that if they jointly prepared a petition, they
might be able to secure the return of their authorization
114 Prinz testified that Davies said that as long as there were problems
with the Union the "benefits wouldn't be able to come in."
" 5 Scarcello signed the petition to revoke his authorization card.
118 At another point in his testimony Scarcello stated that Spelfogel
had spoken only about the petition and that it was Davies who spoke
about the benefits.
117 Scarcello testified that in employee discussions after the meeting,
employees expressed concern about their benefits.
cards, and he advised them that the petition should be
sent to the Board or the Union.
John Terrano, an employee, testified that he attended
the 8 a.m. meeting on July 6, 1982, He claimed that Spel-
fogel did most of the talking and initiated the conversa-
tion about revocation of the authorization cards. There-
after, a supervisor, either Dick Cea or Peter Pertano,
asked how employees could secure the return of their
authorization cards. Spelfogel told the employees that
they could ask the person who had given them the card
to return it to them, or the employees could sign a peti-
tion asking for the return of their cards. Terrano de-
scribed the meeting as one in which, "it's kind of like
°saying things but not saying them." The employees were
told by either Davies or Spelfogel, or both, that the
Union was not a good idea, they rip off employees, and
it was to the employees' benefit not to have a union.
Spelfogel again spoke about employees getting their
cards back, otherwise the situation could "drag" on for
years. On cross-examination, Terrano testified that Spel-
fogel said something to the effect that if the Union were
not around, management could do more for the employ-
ees insofar as benefits, raises, etc., were concerned. He
recalled some discussions about unfair labor practice
charges being filed when the Company tried to do some-
thing for the employees, but could not recall whether it
was Davies or Spelfogel who said that the Union was in-
terested in dues and initiation fees and the employees
could not look forward to "gaining anything with the
Union coming in." Terrano recalled some statements
about the possibility of employees having to go on strike
but he did not recall whether Spelfogel or Davies made
the statement. In response to a question by Spelfogel,
during the hearing, about whether management repre-
sentatives had said in this meeting that they could not
assist employees in their efforts to secure the return of
their cards, Terrano stated the following:
Well, I remember you guys saying how to get
them back but also saying that you weren't telling
us to get them back. So you could take it either
way. I mean, you planted the seed and then either
they take it or they don't take it. You know, I re-
member you saying that you weren't specifically
telling us how to get them back.
Terrano, again on cross-examination, stated that Spelfo-
gel told the employees that they could ask for the return
of their cards from the employees to whom they had
given them, or they could write a letter and seek the
return of their card. Terrano did not recall Spelfogel
saying that employees at other locations who had the
same local, or a sister local, were successful in having
their cards returned to them. Terrano signed the petition
on January 0, 1982, after lunch.
Joseph Spatoro, an employee, attended the 4 p.m.
meeting held on January 6, 1982. According to his testi-
mony, both Davies and Spelfogel spoke during the meet-
ing. He could recall certain matters discussed specifically
by Spelfogel, although regarding other items be was not
certain which of the two spoke about the issue. He re-
called that Spelfogel talked about the charges being filed
842
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
against the Company because of the recent benefits
granted to the employees, although he did not recall if
Spelfogel attributed the filing of the charges to the
Union. According to Spatoro, Spelfogel spoke in a "neg-
ative" fashion about the Union and at one point men-
tioned criminal activity in connection with the Union.
Spatoro also testified that it was Spelfogel who initiated
the discussion about the employee authorization cards
and, although Spelfogel did not suggest to the employees
that they should attempt to secure the return of their
cards, he did mention the methods used by employees at
other locations to secure the return of their cards. These"
methods included the filing of a petition with the Board;
the Company, and Union. On cross-examination Spatoro
recalled items that either Davies or Spelfogel talked
about, including the Board proceedings, the Union's lack
of interest in the welfare of the employees, and their in-
terest in collecting dues and initiation fees. At the con-
clusion of the meeting the employees were permitted "to
sit around and have a cup of coffee," and it was during
this time that Johnston circulated the petition.
Richard Pinkos, an employee, testified that he attended
a meeting on January 6, 1982, at 8 or 9 a.m. He could
not recall whether it was Maughan or Spelfogel who
said that the word had been brought up to them that ern,
ployees "wished to have their names revoked from
Union cards." He further testified' that it was either,
Maughan or Spelfogel who said,—"if you so desired to
get your named off the union cards the petition will go
around that they should sign and that it should be pre-
sented to the Labor Relations Board." Pinkos stated that
it was either Maughan or Spelfogel who first discussed
the circulation of the petition.
Robert Johnston also attended the meeting at 4 p.m.
According to Johnston, the meeting began with Davies'
introduction of Spelfogel to the employees. Spelfogel
then told the employees that the Union was connected
with organized crime and was not interested in the wel-
fare of the employees, but was interested only in their
dues and money. Thereafter, Spelfogel, stated that the
Company wanted to provide more benefits for the em-
ployees, but whenever they attempted to do this the
Union filed unfair labor practice charges. Johnston fur-
ther testified that Spelfogel made the statement that, in
his experience, this type of case could last 4 or 5 years,
and he told the employees that, "he has known other
companies when people got petitions up, to have it
signed, and to state they don't want the Union, even
though they did sign the card and it worked." Spelfogel,
-according to Johnston, stated that these petitions had
been recognized and the union cards were disregarded.
At the conclusion of the meeting, according to the testi-
mony of Johnston, the employees discussed the matter
among themselves and they indicated that they wanted
the return of their cards. Johnston attributed this desire
to Spelfogel's comments about organized crime, which
comments had given the employees the -impression that
they would be found in the river. Johnston told the em-
ployees that he had already started to circulate a peti-
tion, he gave this petition to the employees to sign, and
some did sign at that time. 119 That evening Pat Ercole
asked Johnston for the petition so he could circulate it
on the third shift. 119 The following day Ercole returned
the petition to Johnston and it did contain the name of
employees on the third shift. Johnston apparently, made
copies of the petition because he claimed that he gave
one copy to Davies who smiled and said, "Thanks." He
brought another copy or copies to Schneible, asked
Schneible if he would have them mailed, and Schneible
told him to give them to Bernadette, a secretary in the
office. 12° Although Johnston did not testify that he gave
the petition to Bernadette, he did testify that about 15 to
20 minutes later John Rozimus returned the envelope to
him and told him that the Company could not be in-
volved. He told Rozimus that he did not have the money
to send the petitions by registered mail. 121 Rozimus left
and spoke with Maughan and when he returned he
handed Johnston $6 to mail the petitions. Rozimus told
Johnston that the money came from the employees fund
because the Company could not be involved in anything
to do with the petitions. Finally, Johnston testified that
he gave the envelopes to someone else to mail, although
he did not identify this individual. Johnston's testimony
regarding these last events was not rebutted.
N. .Johnston 's Meeting with Spelfogel on January 6,
1982
Johnston testified that about 9 a.m. on January 6, 1982,
he was approached by several employees who told him
they wanted their authorization cards returned to them.
When he questioned them about the reason for their re-
quest they told him that the talk by the lawyer earlier
that morning had convinced them that they did not need
a union. Johnston then made a quick decision as he testi-
fied:
So right then and there, with all the pressure on
me, I figured I better jump on the bandwagon or
end up losing my job. So a few minutes later, Mike
Davies walked by and I asked him if I could have a
conversation with the lawyer.
Davies said the meeting could be arranged and at about
11 a.m. Johnston was told that a meeting had been ar-
ranged with the lawyer in the conference room. John-
ston went to the conference and after introductions Spel-
fogel, who had a yellow piece of paper with the notation
I, Robert Johnston on it, told him he was going to write
down what was said during the meeting. According to
Johnston, Spelfogel commenced the meeting by asking
Johnston his views on the CEWC, and Johnston replied
that he did not believe in it, it existed only to make em-
ployees think they did not need a union. Johnston
claimed that he also told Spelfogel that the employees
were reluctant to talk at CEWC meetings while
118 Johnston contended that he started to circulate a petition sometime
around his lunch break, and that by the 4 p.m. meeting he had five signa-
tures
119 Ercole was not alleged to be a supervisor.
128 Bernadette was not called to testify.
121 Johnston claimed that Spelfogel told him that the petition had to
be sent by registered mail
CAMVAC INTERNATIONAL
843
Maughan was present, although they did not have the
same reluctance with Davies. Johnston conceded that he
started the discussion about the authorization cards by
telling Spelfogel that the employees, that day, had asked
for the return of their cards and had talked about a peti-
tion. Johnston claimed that Spelfogel then stated, "Yes, if
you get a petition going, it would look better if it comes
from you because the Company knows that you got the
majority of the cards signed and that when you get the
petition signed, who to give a copy to—that one copy
goes to the National Labor Relations Board and one
COPY to (inaudible)." Spelfogel then asked Johnston
about a conversation he had with Maughan, during
which Maughan allegedly interrogated Johnston about
the Union. 122 Spelfogel, at some point, again returned to
the topic of the petition and advised Johnston that the
Company could not be involve in the matter of the peti-
tion. Johnston testified that he agreed to circulate the pe-
fition, 123 and he said to Spelfogel, "Listen if I bring the
petition around, is the Company going to screw me."
Spelfogel asked him what he was referring to, and John-
ston explained that the Respondent had refused to com-
pensate him for an injury he had sustained in the compa-
ny parking lot due to the Respondent's failure to sand
the ice. He further told Spelfogel that it was Schneible
who not only had refused to pay him, but had told him
he would have to sue Respondent. Spelfogel said he
would investigate the matter. Prior to the termination of
the meeting Spelfogel told Johnston that there would be
a 4 p.m. meeting and at the meeting Spelfogel would
give Johnston the opportunity to talk to the employee,
but the company representatives could not be in the
room, therefore, when management officials left the
room, that would be Johnston's opportunity to speak to
the employees about signing the petition. 124 Spelfogel
asked Johnston to sign an affidavit at the conclusion of
the meeting, that Johnston did sign, although he testified
that the affidavit did not contain all that was said in the
room that day. 125 Johnston claims that later that day he
was called to the conference room and was told by Spel-
fogel that the Respondent would pay him for the time
lost due to the injury, he could borrow sick days from
the new year, and the money would be in his paycheck
the following Thursday. 126 The moneys were not in the
following paycheck, and Johnston spoke to Schneible
about the matter, whereupon Schneible checked with
someone and returned and gave a check to Johnston in
the amount of $81.54.127
On cross-examination Johnston testified that when he
was approached on January 6, 1982, by four or five em-
ployees, who requested the return of their authorization
cards, he "knew he had to do something," the Company
was putting pressure on him. In response to that pres-
122 A charge had been filed regarding this interrogation by Maughan
123 Johnston claimed that he agreed because he wanted to convince
the Company that he was on the side of the Company.
124 Johnston claimed that Spelfogel told him in this meeting that the
petition had to be sent registered, certified mail, but he did not tell him
what should be contamed in the petition.
125 R. Exh 16
126 Johnston claimed that prior to this time, he had never heard of this
policy of borrowing days.
127 G.C. Exh 78.
sure, Johnston replied that Schneible had accused him of
"bad-mouthing" the savings program; Maughan had ac-
cused him of distributing union literature on Respond-
ent's premises; on one occasion, Maughan had refused to
allow him to work overtime; and his supervisor, Rozi-
mus, on several occasions, said that management thought
he was "throwing his weight around." Johnston claimed
that there were other instances of harassment, but he
could not recall them.
In the affidavit submitted to the Board Johnston stated
that on January 6, 1982, employees approached him after
the first company meeting that morning and told him
that the lawyer had spoken to them about getting "rid"
Of the Union and told them also that a petition seeking
the return of their cards should be circulated. The em-
ployees were upset and told him to do something. As a
result Johnston, according to his affidavit, decided to so
something; "I decided that I had better bring around this
petition or else I would get into trouble, so I went to
Mike Davies and I told him I would like to talk to the
lawyer. Davies said it could be arranged." 128 Johnston's
efforts to explain that paragraph during his testimony are
confusing. Thus he testified, "I said I'd better bring, I de-
cided I'd better bring it around. I didn't decide on it, that
I was going to do it, until our meeting took place." Later
he elaborated on this statement and said, I decided that,
you know, I should get a petition, but I didn't know
what to do, how to go about doing a petition or any-
thing and I really made the decision that I was going to
do it after I talked to Mr. Spelfogel up in the office. I
didn't know what a petition was." Johnston claimed that
he sought the private meeting with Spelfogel to see if the
Company would "stay off his back" if he jumped on the
bandwagon and circulated the petition. He denied that
he sought a bribe in the form of sick pay for circulating
the petition.
Evan Spelfogel testified that on January 6, 1982, he
met with Robert Johnston around noon. 129 He had
planned to speak with Johnston regarding some of the al-
legations in the complaint; however, before he had the
opportunity to do so, he was advised that Johnson
wanted to speak with him. At the outset of their meet-
ing, Spelfogel explained to Johnston that he, Johnston,
did not have to meet with him, and whether he agreed
to speak or not would have no bearing on his job. He
further told Johnston that he was not interested in his
union sympathies. Johnston agreed to stay, and Spelfogel
commenced to question him concerning certain allega-
tions of the complaint that Spelfogel beleived referred to
Johnston. Johnston proceeded to describe the incident
with Maughan and Rozimus and explained that when
Maughan failed to get back to him, as he had promised,
about the Wood incident, he went to either the Union or
the Board and filed a charge. In addition to the Maughan
incident, Spelfogel testified that he questioned Johnston
about the CEWC because of the fact that the complaint
contained allegations regarding that committee. Johnston
128 R. Exh. 13.
i29 Spelfogel claimed that he was mterviewmg other employees and
management officials regarding the complaints on that day when John-
ston requested the interview.
844
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
explained that he had asked to have his name removed
from the committee because of difficulties he was having
with Grace Andry. At some point in the meeting, ac-
cording to Spelfogel, Johnston volunteered the informa-
tion that it was he who secured the authorization cards
and that now a majority of the employees had changed
their minds and they no longer wanted the Union. Spel-
fogel testified that Johnston told him that employees
who had been at the morning meetings had come from
the meetings and had started to circulate a petition, and
he had decided that if this was what the employees
wanted, he would prepare his own petition. According
to Spelfogel, Johnston explained that although he initial-
ly had been for the Union, he did not now care one way.
or the other; he was out only for what he would get.130
Spelfogel claimed that he told Johnston that the Compa-
ny was not going to do anything for him based on his
views about the Union and that Spelfogel, as an officer
of the court, certainly was not going to do anything for
him The conversation returned to the CEWC and it was
at this point that Johnston mentioned that Andry was
"hassling" him, that he was entitled to sick pay for an
injury in the parking lot, and that Andry and Schneible
had refused to compensate him Spelfogel stated that he
told Johnston that he would investigate the matter. At
the conclusion of the meeting he asked Johnston to read
and sign the statement he had prepared. Johnston read it,
said it was true, and signed it. Later that day, Spelfogel
advised Schneible that Johnston's injury was a workmens
compensation covered situation."' Schneible then told
Spelfogel that an amendment to the sick pay plan al-
lowed employees to borrow against the sick pay for the
first quarter of the year when the illness had occur close
to the end of the previous quarter. Schneible agreed that
Johnston should be compensated under the plan and
Spelfogel advised Johnston, late on January 6, 1982, that
he would be compensated.132
0. The January 18, 1982 Meeting of Spelfogel and
Johnston
On January 18, 1982, Johnston signed a statement for
Spelfogel in which he stated, inter alia, that the decision
to prepare and circulate the petition was his decision and
management was not involved in that decision in any
way, nor had management suggested it or helped him in
anyway, nor had management offered or promised him
anything to circulate the petition." 3 It is unclear from
Johnston's testimony how this meeting came about.
Spelfogel claimed that, on that day, he was at the
plant continuing with preparation for these proceedings.
Johnston requested a meeting. During the meeting John-
ston advised Spelfogel that he was under pressure both
130 Johnston kept playing with papers he had in his pocket and Spelfo-
gel thought that he was seeking a bnbe
"3 " Although Johnston's injury might have been worked related it
does not appear that he would have been compensated under workmen's
compensation. In order to be compensated, Johnston would need to have
been absent more than the I-1/2 days he was absent
132 An examination of the new sick leave policy fails to disclose any
provision permitting employees to borrow against future sick leave. G.C.
Exh 20.
'33 G.C. Exh 80
from the Board and Local 445 because he circulated the
antiunion petition. He further stated, according to Spel-
fogel, that a Board agent had accused him of circulating
the petition because of threats by Respondent, but he
Johnston had assured the agent that he had acted on his
own, and he further told the agent that the employees
wanted to withdraw all the unfair labor practice charges.
Johnston allegedly told Spelfogel that the agent then re-
plied that the desires of the employees was immaterial;
they could be subpoened to testify. At this point John-
ston, according to Spelfogel, asked his advice, and Spel-
fogel told him he had to comply with the subpoena.
Johnston again stated that he had secured the signatures
on the petition, and it was at this point that Spelfogel
asked Johnston whether he would be agreeable to having
his statements put into writing, and Johnston agreed to
it.
P. The Alleged Discriminatory Discharge of Robert
Johnston
The General Counsel contends that Robert Johnston
was discharged because of his organizing efforts on
behalf of the Teamsters and because "the Company felt
he was not to be trusted in view of a charge pending re-
garding Johnston's circulation of the anti-union petition."
Respondent argues that Johnston was discharged for vio-
lating a well-known plant rule, that required immediate
dismissal for possession of drugs on company property.
Moreover, the Respondent asserts that at the time of the
discharge Respondent considered Johnston to be the
leader of the antiunion sentiment in the plant and, there-
fore, they would have had no reason to discharge him.
Johnston's efforts on behalf of both the Painters and
the Teamsters union and Respondent's knowledge of
these activities has been outlined above.
Johnston had been employed for approximately 18
months at the time of his discharge on February 9,
1982. 134 On the day of the discharge Johnston was in-
volved in a car accident with Grace Andry on the Re-
spondent's premises. Johnston claimed that the accident
was caused by Andry, who had been attempting to pull
into a parking space but had been unable to make it, and
pulled out as he passed, striking his car on the side.
Andry, although still employed, did not testify. John-
ston's version appears to be supported by the damage to
the cars and by the testimony of Richard Pinkos who, al-
though he did not witness the actual impact, did describe
part of the incident. Pinkos testified that prior to the
impact he observed Andry attempting to back into a
parking space. He took notice of her efforts because his
car was in the space behind the one in which she was
attempting to park her car, and he did not think she
would be able to make it. He was at the scene almost im-
mediately after the accident and he saw that her car had
been moved and was no longer at an angle to the park-
ing space. 135 Although there was considerable testimony
134 Although Respondent introduced evidence that Johnston was dis-
ciplined on two occasions prior to his discharge, it appears to be its posi-
tion that even absent such pnor discipline, he would have been dis-
charged for the possession of drugs on the Company's premises.
135 The front fender of Andry's car had been jammed against the
wheel and was pried loose by an employee, Michael Cea
CAMVAC INTERNATIONAL
845
about the accident it was not the cause of Johnston's dis-
charge. It was the events following the accident that led
to the discharge. Johnston called the police on his own
initiative or at Andry's direction. It appears that either at
the time of the impact, or while they awaited the police,
Johnston and Andry became involved in a verbal dis-
pute, The officer who arrived at the scene, Deputy Sher-
iff Ross, was Andry's friend. He testified that when he
arrived Andry and Johnston 'were "yelling" at each
other. Ross, according to Johnston and Pinkos, refused
to take statements from them about the accident. Ross
claimed that he secured versions from both participants,
but admitted that he did not take a statement from
Pinkos, allegedly because Pinkos had not seen the actual
impact.'" Later that day Andry filed a complaint with
the sheriff's office charging Johnston with criminal har-
assment because of the bad language used by Johnston
during their argument. 137 Johnston claimed that both
used intemperate language during the argument. Andry,
as noted, did not testify. Later that day Ross returned to
the premises to arrest Johnston concerning the alleged
harassment charge. According to Johnston, about 1 p.m.
he was called to the office and when he arrived there he
observed two or three deputy sheriffs, including Ross,
who had a piece of paper that he said was a warrant for
Johnston's arrest. When Johnston asked what he was
being arrested for, Ross responded that it was for harass-
ment. At this point Ross pushed Johnston, according to
Johnston, against the wall, handcuffed him with his
hands "way up in the back of my back" and proceeded
to search him. 138 During the search Ross pulled out a
bag from one of Johnston's pockets. 139 At this point
Johnston testified that he knew it was a better procedure
to remain quiet. Johnston was then taken in handcuffs
before a judge who directed that the handcuffs be re-
moved. 14° The sheriffs office analyzed the contents of
the bag and advised Respondent's representatives on
February 8 that the bag contained some marijuana. The
following day Johnston was told by Maughan that he
was discharged because of his possession of marijuana.
Johnston said that it was not marijuana and he did not
know how it came to be in his possession. Johnston did
not file a grievance about his discharge.
Sunday and Johnston testified that the use of drugs by
employees was widespread and known to supervisors.
According to Sunday, Supervisors Chris Grant, Hank
Kreuzer, Felix Spotoro, and Richard Cea were aware of
the fact that the use of drugs was widespread and that
Cea, in fact, used drugs while on the Respondent's prem-
ises. As noted, Spatoro was not called to testify. Grant
testified that there was always a suspicion that employees
G C. Exh. 110. The accident report, however, contains a statement
attributed to Andry and does not contain one attributed to Johnston.
137 The language attributed to Johnston did not involve threats, but
rather involved the use of course language.
'39 This occurred, apparently, in the lobby of the budding and not in
the office
139 Johnston originally stated that Ross pulled out a bag of marijuana.
Subsequently, he referred to it simply as a bag
i40 Although Ross denied Johnston's version about the search and
handcuffing, he admitted the main points. According to Ross, this was
the usual police procedure, notwithstanding the trivial nature of the of-
fense.
were smoking marijuana while on the Respondent's
premises, 141 but he recalled only one incident when it
was established that an employee, in fact, did use mari-
juana while at work. That incident involved an employ-
ee, Richard Verbasco, 142 Grant also testified that he sus-
pected one employee in his department of using drugs
but, after he kept the employee under surveillance, he
determined that the individual was using medication.
Kreuzer denied knowledge of the use of drugs by em-
ployees. Cea admitted that, prior to becoming a supervi-
sor some 3 or 4 years before the events involved, he had
used marijuana on Respondent's premises, but he did not
know if management was aware of this fact. He testified
further that when the new disciplinary policy that stated
that the possession or use of alcohol or drugs was
grounds for immediate dismissal became effective, he ad-
vised those employees under his supervision that he in-
tended to enforce the policy.143
Davies, Schneible, and Maughan all denied that they
were aware of employees possessing or using drugs on
Respondent's premises. Maughan testified that Felix Spa-
toro was replaced in 1979 basically because Davies was
dissatisfied with Spatoro's performance as a plant manag-
er. According to Maughan, Spatoro had had discipline
problems concerning the use of drugs and alcohol by
employees. Maughan testified that he had not observed
the use of these substances, but there "were rumors that
the use of alcohol and drugs were rife in the plant at the
time?, 14 4 Maughan claimed that he advised employees
that the use of drugs would not be permitted.
The record disclosed four instances involving the pos-
session or use of drugs by employees while on Respond-
ent's premises. Maughan testified that about 1979 he vis-
ited the night shift and found Richard Verbasco, an em-
ployee, with marijuana on his work bench. Maughan sus-
pended Verbasco for 2 weeks. According to Maughan
and Cea, Respondent did not have a policy regarding
drugs at that time. 145 In addition, the record reveals that
both Douglas Strong and Jewitt Johnston were warned
about the use of alcohol.'" Neither employee was dis-
charged. It is the Respondent's position that at the time
of both incidents the company policy did not require im-
mediate discharge for use of alcoholic beverages, not-
withstanding Davies' testimony that the written policy of
February 1981, which does contain such a disciplinary
measure, was in fact always Respondent's policy. Final-
ly, the record reveals that an employee, Carl Finstead,
was not discharged for smoking in a nonsmoking area in
the spring of 1981, although admittedly this was then the
discipline for such an infraction, an infraction that was
141 In fact, Grant testified that, due to these suspicions, he discussed
the matter with Maughan about 3-1/2 years ago.
142 This incident will be discussed below.
143 It is uncertain which policy Grant was referring to because both
the February 1981 and the September 1, 1981 policies contain the same
language on this aspect of the disciplinary policy.
144 Apparently at the time Maughan became plant manager
149 As noted, Davies testified that the policy of February 1981, which
does state that immediate discharge was the penalty for possession or use
of alcohol or drugs, was always the company policy, although it was not
reduced to writing until that February.
146 G.C. Exhs. 84, 89.
846
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
considered of a serious nature.' 47 Maughan testified that
he weighed several factors, including Finstead's status as
a new employee, the fact that he was not working in his
normal work area, and determined that a 2-week suspen-
sion in those circumstances was a sufficient penalty.
Discussion
A. The Alleged Unlawful Intetference, Domination,
and Assistance—CEWC
The initial question to be determined is whether
CEWC is, in fact, a labor organization within the mean-
ing of the Act. Section 2(5) of the Act defines a labor
organization as follows:
The term "labor organization" means any organi-
zation of any kind, or any agency or employee rep-
resentation committee or plan, in which employees
participate and which exists for the purpose of, in
whole or in part, of dealing with employers con-
cerning grievances, labor disputes, wages, rates of
pay, hours of employment, or conditions of work.
The document prepared by Respondent's vice presi-
dent an comptroller, Sctmeibte, and presented to the em-
ployees at the January 19, 1981 meeting states that,
CEWC was formed to provide a method by which ern-
ployees could deal with management concerning terms
an conditions of employment."'" An examination of the
CEWC minutes establishes that employees did meet with
management representatives, did discuss with them mat-
ters relating to terms an conditions of employment, and
reached decisions concerning many of those issues. The
Supreme Court, in NLRB g Cabot Carbon Co., 360 U.S.
203, 211 (1959), found that employee committees that
exist, at least in part, to deal with employers concerning
grievances or conditions of work are labor organizations
within the meaning of the Act. This description aptly de-
scribes CEWC's relation with Respondent. Accordingly,
I find that CEWC was, at all times relevant, a labor or-
ganization within the meaning of the Act.'"
The General Counsel, during the hearing, stated that
the manner in which CEWC was formed was not being
alleged as an unfair labor practice, apparently because
the formation was outside the 10(b) period. 150 He con-
tends, however, that the manner in which it was formed
can be considered in determining whether Respondent,
in the 10(b) period, dominated and assisted CEWC. Re-
spondent argues that the formation and establishment of
CEWC predated the 10(b) period and allegations relating
to its formation and establishment must be dismissed."'
147 Fmstead had been discovered smoking in the coating room, by
Maughan, this was considered to be an inflammable area. In fact, Fin-
stead's actions had been the subject of discussion at a CEWC meeting.
148 G.C. Exh. 4.
149 Comet Corp., 261 NLRB 1414 (1982), Steiner-Liff Textile Products
Co. 259 NLRB 1064 (1982); U.S. Railway Equipment Co., 172 NLRB
708, 720 (1968).
15° Sec 10(b) of the Act, in pertinent part, states: "No complaint shall
issue based on any unfair labor practice occurring more than six months
prior to the filing of the charge with the Board. . . ."
'51 The exact date CEWC was formed is unclear, but it appears to
have been on or before January 19, 1981 The first charge was filed on
July 29, 1981.
Moreover, Respondent argues that the administrative
law judge is precluded from relying on these background
factors to "establish a practice of domination and assist-
ance extending within the statutory period."
The initial issue, therefore, is whether Respondent in
fact formed CEWC and, if it did, what weight, if any,
can be given to this fact in considering Respondent's ac-
tions in the 10(b) period.
The testimony and documentary evidence adduced in
this record amply supports the conclusion that CEWC
was created by Michael Davies, Respondent's president,
Both Schneible and Davies testified that the comcept for
CEWC originated with Davies, albeit Davies claimed
that it was employee dissatisfaction with management's
lack of communication that led him to conclude that
such a committee was needed. It was also Davies who,
in the memorandum of December 22, 1980, informed the
employees that CEWC would consist of employee and
management representatives, that employee representa-
tives would be elected by the members of a department,
that there would be one representative per department,
and that employee representatives would be paid over-
time if the meetings were held when employees were not
scheduled to work. These directives were repeated to
employees at the first CEWC meeting on January 19,
1981. There is no evidence of any involvement by em-
ployees in any of these initial determinations. In these
circumstances, it its evident that CEWC was created by
Respondent and that its basic structure was determined
by Respondent's representative.152
The second issue, what, if any, consideration can be
given to this fact in considering Respondent's actions in
the 10(b) period, is clear from Board law. The Board, in
a recent decision, restated the basic principle as follows,
"It is well settled that the Board can and will consider
events transpiring more than 6 months before the filing
of a charge to shed light on the true character of matters
occurring within the limitations period, even though
under Section 10(b) such conduct itself cannot constitute
an unfair labor practice." 5 3
The Respondent, however, argues that these prior
events cannot establish a practice of domination and as-
sistance extending into the 10(b) period. In making this
argument Respondent relies on several cases. Such reli-
ance, however, is misplaced. In the cases cited, the in-
volvement by other respondents during the 10(b) period
in the affairs of the unions or committees they had
formed was either nonexistent or minor. The Board and
the courts refused therefore, to find doniination based on
the events that occurred in the 10(b) period merely be-
cause of the earlier actions by respondents. Thus, in Con-
solidated Flavor Corp., 238 NLRB 326, 327-328 (1978),
although the Board found that there may have been in-
volvement by management in the Union's formation
many years earlier, the only events occuring in the 10(b)
152 The record is unclear about the exact time the Painters com-
menced their organizational drive. The fact, however, that CEWC may
or may not have been formed by Respondent in response to a union orga-
nizing drive does not alter whether Respondent's conduct amounted to
domination. St. Vincent's Hospital, 244 NLRB 84, 93 (1979).
'53 Homemaker Shops, 261 NLRB 441 (1982).
CAMVAC INTERNATIONAL
847
r
period were attributable to a lead person, who the Gen-
eral Counsel had failed to establish was, in fact, a man-
agement representative. Further, the Board failed to find
that the Company had rendered unlawful assistance in
the 10(b) period when it made company premises avail-
able to employees for union matters on two occasions,
both of which meetings took place during the employee's
break period. The Board, in making its determination,
relied on the limited number of times that the Company
had made the premises available to employees and the
fact that the meetings occurred on the employees' own
time. 1 5 4
In Mt. Clemens Metal Products, 126 NLRB 1297, 1298
(1960), the Board overruled the trial examiner's finding
concerning domination because they were of the view-
point that his finding was based on giving independent
and controlling weight to the role attributed to Respond-
ent in the formation of the committee in the pre-10(b)
period. The Board in that case found, however, that the
only conduct occurring in the 10(b) period related to the
presence of a supervisor on the committee's negotiating
team and this, the Board concluded, was insufficient to
warrant a finding of domination. The Board, however,
did find that such conduct constituted interference in the
administration of the committee.
In NLRB v. Brown, 310 F.2d 539 (9th Cir. 1962), also
cited by Respondent, the court determined that the only
event occurring in the 10(b) period related to the partici-
pation in the affairs of the committee by some individuals
who had, at best, "some minor part-time supervisory
functions." The court refused to use earlier events to find
that this type of conduct mounted to domination, al-
though the Board had found such conduct constituted
domination.
In addition to its argument that prior events cannot
"create a practice of domination" in the 10(b) period,
Respondent also argues that its conduct in the 10(b)
period did not constitute domination and cites several
cases in support of that argument. In Spiegel Trucking
Co., 225 NLRB 178, 179 (1976), the Board concluded
that the General Counsel had failed to prove by a pre-
ponderance of the evidence that the Company had domi-
nated the committee. In arriving at that conclusion, how-
ever, the Board stated that the record had failed to dis-
close the exact relationship between the company and
the committee following the initial establishment of the
committee. It noted that there was no evidence regard-
ing the nature of the committee meetings, whether they
were held on company premises, whether employees
were compensated for time and attendance at the meet-
ings, whether supervisory personnel participated in the
meetings, and if they did, what role they played. It is im-
plicit in the Board's articulation of these points that they
would have found domination if the employer had been
involved in these matters, as the Respondent was in the
instant case. In Higgins Industries, 150 NLRB 106, 119
(1964), the allegation of domination was also dismissed
It should be noted that the Board, in failing to find a violation
based on domination or assistance, also considered the fact that employ-
ea; had prepared contract proposals outside the presence of management
representatives and had bargained at arms length with the Company.
These facts are not present in this case.
It should be noted, however, that in that case the record
disclosed that the employee association had been incor-
porated under the laws of the State of Michigan, had its
own officers, colected dues, paid its own expenses, and
held its membership meetings in a public hall; and its
representatives were not paid for time spent at meetings.
These facts are poles apart from those existing in the
present case. In Double A Product Co., 134 NRLB 222
(1961), a finding of domination was not made because
the evidence disclosed that there was a valid union with
officers, bylaws, dues collection, and meetings held sepa-
rate and apart from management. This is not true regard-
ing CEWC.
The record in the instant case reveals that Respond-
ent's conduct in the 10(b) period was far from minor an
constituted domination. There is no evidence that
CEWC, at any time, was incorporated under the laws of
any State, had a constitution, bylaws, elected officers, or
collected dues. Further, the record reveals that during
the 10(b) period committee meetings were held on Re-
spondent's premises; employees were paid for their at-
tendance at meetings; the Respondent's personnel direc-
tor recorded the minutes and provided copies to all em-
ployees without cost; Respondent's president and other
top officers fully participated in all discussions during the
meetings; a respondent representative drafted the propos-
als relating to disciplinary, sick leave, and safety policies;
Respondent's personnel director conducted the surveys
on which decisions were made whether policies should
be changed; 155 the CEWC minutes reveal that sugges-
tions or grievances raised by employees at meetings were
referred to management representatives for action; objec-
tions by employees representatives that matters should be
considered first by the committee members were ig-
nored; matters raised by employee representatives were
discussed directly with employees by management repre-
sentatives; changes in the number of employee represent-
atives had to be discussed with management; there were
no meetings of CEWC employee representatives outside
the presence of management, employee proposals for
terms and conditions of employment were not arrived at
independently of management officials; and meetings
were utilized to discuss matters unrelated to employment
conditions. In a recent case the Board, in concluding that
there had been unlawful assistance and domination, noted
the absence of a charter, bylaws, rules, regular officers,
dues, the payments to committee representatives for at-
tendance at meetings, lack of control over internal union
affairs, lack of arm's-length collective bargaining, and
lack of grievance handling by the committee. 156 In that
case, contrary to the instant one, there was evidence of
at least some meetings attended by employee representa-
tives apart from their participation at committee meet-
ings during which they discussed or prepared proposals
to present to management. 157 In Homemaker, the Board
155 There was no evidence that employee representatives conducted
their own surveys.
156 Homemaker Shops, supra at 442-443.
151 Respondent's assertion that employee representatives could discuss
matters with the employees in their department or correct the minutes of
the meetings does not rise to the level of independent meetings normally
held by independent umon representatives prior to negotiations.
848
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
made the following statement, "Where, as here, the total-
ity of evidence shows that the labor organization exists
essentially at the will of the employer, we are compelled
to find that the employer has engaged in both unlawful
assistance and domination."158
In Comet Corp., the administrative law judge found
that an employer had unlawfully assisted and dominated
the shop committee. That finding was adopted by the
Board. The judge, in concluding that the employer had
dominated the committee, relied not only on the fact that
a plant manager had sponsored and urged employees to
form a shop committee, but on additional factors also
present in the instant case during the 10(b) period. Thus,
he found that management representatives attended and
participated in the meetings of the committee, permitted
meetings to be held on company property and time, paid
employees for attendance at meetings, provided clerical
assistance, typed minutes, and posted those minutes on
company boards.159
In Classic Industries, 254 NLRB 1149, 1156 (1981),
where there was also a finding of domination, consider-
ation was given by the administrative law judge to the
fact that the company's vice president not only devised
the committee, but participated in its meetings. In addi-
tion, he noted that the committee did not have a consti-
tution, bylaws, or assets.
In St. Vincent's Hospital a finding of domination was
made on several facts, including the presence of the hos-
pital administrator and personnel director on the commit-
tee, their participation in and deliberation of matters
brought before the committee (including matters relating
to terms and conditions of employment), the providing
of facilities for meetings by management, the payments
made to employees for attendance at meetings, the prep-
aration and making of copies of committee minutes by
management, and the retention by them of such min-
utes). so
In Reed Rolled Thread Die Co., 179 NLRB 56, 63
(1969), there was a finding of domination, notwithstand-
ing the fact that the plant committee had been created
some 20 years before the events giving rise to the unfair
labor practice charge. There, the Board, adopting the
fmdings of the administrative law judge, found domina-
tion based on, among other things, the fact that the gen-
eral manager and personnel director were part of the
committee, participated in the meetings, reported the
events to the employees, chaired the meetings, and per-
formed secretarial functions at the meetings.
In Adhesive Products Corp., 117 NLRB 265, 267 (1957),
domination was defmed as follows:
The Board has found domination in cases where
the employer not only furnished the original impe-
tus for the organization but there were present such
additional factors as (a) the employer also pre-
scribed the nature, structure, and functions of the
organization; (b) the organization never developed
any real form at all, such as a constitution or
128 Supra at 442.
122 Comet Corp., supra at 40, 41.
160 St. Vincent's Hospital, 244 NLRB at 93
bylaws, dues or a treasury, never held any meetings,
and had no assets other than a contract bestowed
by the employer; (c) representative of management
actually took part in the meetings or activities of
the committee or attempted to influence its policies.
That statement describes CEWC as it existed during the
10(b) period. Accordingly, I find that Respondent domi-
nated CEWC and rendered it unlawful assistance and
support during the 10(b) period in violation of Section
8(a)(2) of the Act.'61
B. The Surveillance
Terrano's testimony concerning Andry's request that
he attend a meeting at a local pub because she wanted to
talk to employees about signing cards for the Union and
the inquiry by Maughan whether Andry had anything to
report was not disputed. Nevertheless, I do not find that
this testimony is sufficient to warrant an inference of
either interrogation or surveillance. Terrano did not
know what occurred at the meeting because he did not
attend. Further, while it is possible that Maughan's in-
quiry might have related to the Union, it is possible that
it could have referred to many other matters.
C. The Suspension and Discharge of Gerald Sunday
The General Counsel contends that the reason for
Gerald Sunday's suspension on June 16, 1981, and subse-
quent discharge on July 10, 1981, depends on the resolu-
tion of credibility issues and does not involve a question
of law. Respondent argues that it was incumbent on the
General Counsel to establish knowlege by Respondent of
Sunday's union activities, and once that was established
the General Counsel, in accordance with the holding in
Wright Line, 162 had to make a prima facie showing that
the protected conduct was a motivating factor in the Re-
spondent's decision to suspend and discharge Sunday. It
is Respondent's position that the General Counsel failed
to prove either aspect.
Sunday was suspended on June 16, 1981. At that time
the organizational efforts on behalf of Local 445 had not
commenced. It is the General Counsel's position, howev-
er that Respondent suspended Sunday because of his ear-
lier activities for the Painters. Sunday testified that in
either January or February 1981 he discussed with Rich-
ard Cea and Felix Spatoro, both supervisors, his activi-
ties on behalf of the Painters. Cea denied that Sunday
told him that he was organizing on behalf of the Paint-
ers. Spatoro did not testify.'" Assuming, for the sake of
161 Because of the above finding of domination and unlawful assist-
ance, I find unpersuasive those cases cited by Respondent for the propo-
sition that the aid rendered to CEWC was de minims. This is particular-
ly true considering that even in cases cited by Respondent for its argu-
ment that the Board did not find domination, the Board did find unlawful
aid and assistance This was true even in the situation in which only one
supervisor was on the employee's committee. In the instant case, as
noted, the entire hierarchy of the Respondent was part of the CEWC.
162 Wright Line, 251 NLRB 1083, 1089 (1980), enfd. 662 F 2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982).
162 Sunday testified that Spatoro told him that Respondent was aware
of the "union activists," but he did not testify that Spatoro named specif-
ic individuals.
CAMVAC INTERNATIONAL
849
the argument that I credit Sunday's testimony concern-
ing his conversation with Cea and Spatoro and that such
conversations were reported to other management offi-
cials, it means that Respondent had knowledge of Sun-
day's activities on behalf of the Painters as early as Janu-
ary or February 1981. Notwithstanding this knowledge,
there is no allegation of discriminatory action by Re-
spondent against Sunday until about 4 months later,
when Sunday was suspended. Respondent suspended
Sunday in June 1981 because he failed to work on
Friday, June 12, 1981, and failed to report the fact that
he would be absent on that day. There is no dispute that
Sunday did not work on that day and did not report his
absence. His supervisor, Hank ICreuzer, testified that he
was scheduled to work that day although Sunday con-
tends that he was not scheduled to work and, therefore,
he did not report. My observation of the two witnesses
convinces me that Kreuzer was the more truthful wit-
ness, although as noted by the General Counsel, his
recollection about the calendar notations was contradic-
tory. Even if I credited Sunday's testimony regarding
that issue, however, this would not be dispositive of the
matter. The record establishes that Kreuzer advised
Maughan that Sunday was absent on that Friday and had
not called in to report his absence. It was Maughan, not
Kreuzer, who made the decision to suspend Sunday.
Maughan acted on the report given to him by Kreuzer.
It is not unusual for management to accept a supervisor's
version concerning a particularly, incident involving an
employee. This is particularly true when the employee
had been disciplined previously for similar conduct, as
Sunday had been in December 1981. In these circum-
stances, I do not find that Sunday was suspended for any
activities he may have engaged in on behalf of the Paint-
ers.164
As noted, it is the position of the General Counsel that
Sunday was discharged because of his involvement in ac-
tivities on behalf of Local 445. The threshhold question,
obviously, is what activities did Sunday engage in on
behalf of Local 445. Sunday claimed that he solicited au-
thorization cards for Local 445, discussed with Felix
Spatoro his activities for Local 445, and made a com-
ment about a union "hanging over" management's head
at a CEWC meeting on July 2, 1981.
Sunday's lack of veracity is amply demonstrated by his
assertion that he solicited cards for Local 445. Only one
of the employees he allegedly solicited supports his con-
tention, and that employee claimed that he was solicited
by Sunday after Sunday's discharge. Furthermore, Sun-
day's affidavits failed to contain any reference to such
solicitation. It is difficult to believe that Sunday could
have failed to tell the Board agent about this extremely
important piece of information if it had, infact, occurred.
The weight of the evidence establishes that Sunday did
64 Although Sunday alleged that he discussed his activities on behalf
of the Painter with Cea and Spatoro and Respondent gamed knowledge
through these sources, it should be noted that Robert Johnston was the
observer for the Painters at the election. There can be no doubt, there-
fore, that Respondent was aware of Johnston's activities on behalf of the
Painters, but there is no allegation of discriminatory conduct by Re-
spondent agamst him due to that activity.
not solicit employees to sign authorization cards for
Local 445 prior to his discharge.
Sunday claimed that between June 22, and July 1,
1981, he discussed with the missing supervisor, Felix
Spatoro, his involvement with the Union. Regarding the
fact that this record establishes that Sunday did not solic-
it authorization cards for Local 445, as he alleged, and
the further fact that he did not mention any other activi-
ty that he engaged in prior to July 2, 1981, one wonders
what the "alleged involvement" he discussed with Spa-
tom was. Assuming that he did discuss his alleged union
activities with Spatoro, however, it is unlikely that Spa-
taro would have disclosed this information to manage-
ment for two reasons; Spatoro was Sunday's friend, and
he was about to be discharged by Respondent. In these
circumstances, it is difficult to believe that Spatoro
would have disclosed Sunday's activities to Respondent.
Thus, it appears that the only thread connecting Sunday
with Local 445 was the statement he made at the CEWC
meeting on July 2, 1981. According to Sunday, at that
meeting he asked why the committee members were
wasting time on trivia when the Union was hanging over
their heads. Sunday claimed it was an "attention getting"
statement. Davies, Schneible, and Maughan denied that
Sunday said anything about the Union. The employee
witnesses called by both the General Counsel and Re-
spondent testified that Sunday did mention the Union, al-
though it does not appear from their testimony that it
was an "attention getting" statement. 165 I credit that
Sunday did mention the Union. Notwithstanding this
statement about the Union, Sunday, immediately after
the July 2 meeting, asked for and had a meeting with
Davies and Schneible during which he requested that he
be considered for a promotion. Sunday testified that
management agreed to consider him as he requested. At
this point, accepting Sunday's own testimony, even in
the light of his statement at the July 2, 1981 CEWC
meeting, management was ready to consider him for pro-
motion. On Thursday, July 9, 1981, Sunday, who admit-
tedly was scheduled to work, did not report for work.
Sunday claimed he called in, spoke to an employee,
Dean McCue, and made him promise "up and down" to
relay to a supervisor that he had called in to report his
absence and further told McCue to tell Chris Grant, a
supervisor, about his absence. The following day,
Sunday claimed he spoke to McCue, who told him he
had relayed Sunday's message and that Grant had told
McCue that he had written a note for Maughan. McCue
and Grant deny these assertions. Although Sunday
claims that he was concerned that management be made
aware of the fact that he called in, he offered no explana-
tion about why he failed throughout that day to check
again to ascertain whether management had received his
call. The only person Sunday claims he spoke to was an-
other employee, McCue. I do not credit Sunday's asser-
tion that he called to report his absence on Thursday,
July 9, 1981. The General Counsel claims, however, that
the issue is not whether Sunday called or did not call;
the issue is whether that was the reason he was dis-
' 66 The witnesses were vague about Sunday's statements.
850
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
charged. The General Counsel asserts that it could not
be the reason for the discharge because the Respondent
never inquired whether he had, in fact, called. There is
no evidence in this record that any management repre-
sentative checked to see if Sunday had called to report
his absence. His absence, however, was not explained.
The undisputed fact is that Sunday was not at work on
July 9, 1981, and there is no evidence that anyone told a
management representative that he had called to report
his absence. The individuals to whom Sunday claims he
reported his absence deny that he did so. Sunday failed
to produce one witness to support his claim that he had
reported his absence. Although it is true Davies claimed
he checked with Grant concerning Sunday's absence,
and Grant denies that anyone checked this, does not
change the fact that Sunday was absent and that no one
in management was made aware of the reason for his ab-
sence. 166 The General Counsel also points to the dis-
crepancy between Davies and Maughan whether Sunday
did or did not claim that he called. It is true that Davies
and Maughan contradict each other about whether
Sunday said he did or did not call. I do not consider,
however, that this discrepancy is sufficient to outweigh
the fact that Sunday did not report to work and did not
tell anyone in management why he had failed to do so. It
is undisputed that there was a company policy that re-
quired employees to report their absence.
The General Counsel also argues that Sunday was
treated in a disparate fashion because he was not advised,
as were other employees, that future absences or a failure
to call in would result in discharge. Although it is true
that Sunday was not told that future absences or a failure
to call in would result in discharge, he was warned, in
writing, in December 1980 that future absences and a
failure to call in could result in disciplinary procedures.
The possibility of discharge, particularly for the same
type of offense, cannot be considered outside the realm
of disciplinary procedures. Accordingly, I do not find
that Sunday was treated in a disparate manner
It appears to be the General Counsel's position that
the reason advanced for the discharge was a pretext and
the standards set forth in Wright Line, therefore, are not
applicable. Respondent contends that the rationale of
Wright Line is applicable and the criteria set forth in that
case have not been met.
There is no dispute that Sunday was, in fact, absent on
July 9, 1981. As described above, it is evident that he did
not report that absence, a clear violation of company
policy. Accordingly, I do not find that the reason ad-
vanced was a pretext, but rather conclude that this case
is governed by the principles announced it Wright Line.
In that case the Board established a test to determine
whether a discharge was discriminatory in situations
where there were two reasons existing at the time of a
discharge, one relating to union activities and one unre-
lated to union considerations. The Board stated:
1" It is admitted that Davies was angry with Sunday. Sunday admit-
ted that another employee told him, when he did come to work, that
Davies was angry with him about not calling. Whether Davies was angry
also because Sunday had missed a scheduled meeting, as he claims, is not
material Sunday was not discharged because he missed a meeting.
First, we shall require that the General Counsel
make a prima facie showing sufficient to support the
inference that protected conduct was a "motivating
factor" in the employer's decision. Once this is es-
tablished, the burden will shift to the employer to
demonstrate that the same action would have taken
place in the absence of the protected conduct.'"
It is true that Sunday was discharged after Local 445's
demand for recognition. At that point the only evidence
of union animus was the conduct relating to CEWC and
the announcements at the July 2, 1981 CEWC meeting
about profit sharing. As noted, Sunday's alleged union
activities were at best trivial. However, accepting that
the Respondent became aware of his activity on July 2,
1981, when he made a comment about the Union, the
General Counsel has established, at most, a very weak
prima facie case. It is also found, however, that Re-
spondent had met its burden; it demonstrated that the
employee would have been discharged even in the ab-
sence of protected conduct. Sunday was aware of the
company policy about calling in to report an absence. In
fact, he testified that was the reason why he was so con-
cerned that McCue relay the message. He knew that a
failure to report was grounds for disciplinary proceed-
ings because he had been warned about this before July
1981. He also was aware that he had received a warning
for lateness in May 1981, and had been suspended only
about 2 weeks before, also for being absent and not call-
ing to report the absence. In these circumstances, I find
that even if I considered that the General Counsel had
established a prima facie case, I would also find that Re-
spondent has demonstrated that it would have dis-
charged Sunday even absent his union activities. 168 I
note that in East Texas Motor Freight, 262 NLRB 868
(1982), the Board, in finding that the discharge was not
for discriminatory reasons, considered the history of
problems that the employer had with the employee, the
warning notices issued to the employee, and the violation
of a company policy for failure to report an absence.
These facts are present here. Accordingly, I find that
Sunday's suspension and discharge were not for discrimi-
natory reasons.
D. The Grant of Benefits
It is undisputed that Respondent announced its intene-
tion to grant, or granted, five additional benefits to its
employees within a 2-month period following Local
445's demand for recognition. As noted, the General
Counsel contends that this conduct by Respondent was
motivated by antiunion considerations. In support of his
position he relies on the timing, the lack of precedent for
such action, the unusual manner in which the benefits
were announced, and the relation between the announce-
ment and Respondent's promulgation of antiunion litera-
ture. He concedes that there had been some discussions
about sick leave and disciplinary policies and the profit-
sharing plan, but he claims that no decision had been
167 Wright Line, 251 NLRB at 1089
168 Jim's Big M, 264 NLRB 1124 (1982); Coil-ACC, 262 NLRB 76
(1982)
CAMVAC INTERNATIONAL
851
made regarding any of thes issues. It is the contention
or the Respondent that these benefits had been conceived
and decided on prior to the Local 445's demand for rec-
ognition, and under well-settled Board law, Respondent
was permitted to announce and grant the benefits be-
cause the changes were the result of promises made to
employees prior to the Union's campaign. Respondent
also argues that the withholding of benefits in these cir-
cumstances would itself be a violation. Additionally, Re-
spondent claims that it relied on the advice of counsel in
determining its course of action, and this fact establishes
its lack of antiunion animus, citing J 1 Newberry Co. v.
NLRB, 645 F.2d 148 (2d Cir. 1981). In that case the em-
ployer's conduct also involved the withholding of bene-
fits on the advice of counsel. The court, however, deter-
mined that this reliance was but one factor to be consid-
ered in determing whether the respondent had violated
the Act, and the court stated that it was necessary to
scrutinize all factors to determine what motivated the re-
spondent's action. An examination of all the circum-
stances in this case warrants the conclusion that respond-
ent, in announcing and granting the benefits, was moti-
vated by antiunion considerations.
Initially, it is noted that Respondent had granted bene-
fits to its employees prior to the arrival of Local 445 on
the scene. The record, however, does not establish that
prior to the events involved Respondent had made such
major changes all at one time and that top corporate offi-
cers had met individually with employees to announce
changes in working conditions. It is unusual for a corpo-
ration to act in such a manner. Davies, in effect, admit-
ted that the procedure was unusual and a departure from
his prior practice, but he attempted to explain the con-
duct by claiming that the wage structure "affected each
employee in a different respect" and therefore these
"one-on-one" meetings were necessary. This testimony,
of course, does not explain why the employees had to be
apprized on an individual basis about a disciplinary
policy that was not to become effective until September
1981 and as sick leave policy that was not to become ef-
fective until January 1982. I do not credit that it was
concern about employees' understanding of the new
wage structure that led Respondent to announce an in-
crease in benefits in such a manner.
Nor does this record support Respondent's contention
that it had decided to grant these various benefits prior
to June 24, 1981. The minutes of the CEWC meetings es-
tablish that at the February 20, 1981 meeting, there was
a comment about a "fair pay scale," in March the
CEWC members were still "looking into" the pay scale
issue, at the May 29, 1981 meeting there was a general
discussion about the salary structure, but no decision was
reached, and the minutes note that there would be fur-
ther discussions on the issue at the July 2, 1981 meeting.
It is obvious from these minutes that there had been no
decision made on the salary structure issue as late as
May 29, 1981, and at that point the matter was still
under discussion. In light of this documentary evidence,
prepared by a management representative, testimony by
Davies that most of the major details of the plan had
been decided by May 1981 cannot be credited. Even if
that testimony could be credited, however, Respondent
has failed to explain why the wage structure changes
were not announced before July 2, 1981. Although there
is not a shred of written proof that this major change in
the wage structure received approval by the parent cor-
poration, Davies testified that he received advice about a
particular classification from the parent corporation by
June 14, 1981. This necessary piece of advice had been
the reason why the change in the wage structure had not
been announced in May 1981, according to Davies."9
Davies, however, failed to explain why, after receiving
the advice on June 14, 1981, he did not announce the
change between June 14 and 26, 1981, the day the tele-
gram came from the Union.
Schneible testified that there had been no final deter-
mination made regarding the disciplinary policies or sick
leave policies prior to July 2, 1982. The CEWC minutes
establish that was the situation. It is clear from these
minutes that both policies had been discussed and insofar
as the disciplinary policy was concerned, although a new
policy had been proposed in February 1981, this pro-
posed policy did not satisfy the employee members of
CEWC, particularly concerning the length of time a
warning notice would be retained in an employee's file.
As late as July 2, 1981, an employee, Michael Wood,
proposed a change in the disciplinary policy regarding
this issue. It was at this point, after the demand for rec-
ognition, that management without further consultation
with employee member of CEWC, announced on July
20, 1981, that the suggested change would become oper-
ative in September 1981.
Similarly, the CEWC minutes reveal that there had
been discussion about a sick leave policy, but no agree-
ment had been reached and at the July 2, 1981 meeting,
Sunday stated that there was dissatisfaction with respect
to the sick leave policy. Again, after the telegram and
without further discussion with the CEWC members,
management corrected the sick leave policy in accord-
ance with Sunday's criticism. It should be noted that
Sunday had been voicing the same criticism since March
1981 without management changing the sick leaving
policy.
There is no dispute that the issue of profit-shar-
ing/pension plans had been discussed at several CEWC
meetings and that there had been communications about
the matter with James Northrup prior to June 24, 1981.
On June 8, 1981, Northrup forwarded material to Davies
regarding general statistical information, "assuming such
a plan were instituted at Camvac for 1982." Northrup's
letter makes it clear that as of that date no decision had
been made regarding the plan. Northrup, in that letter,
requested a meeting to discuss the plan. It does not
appear that such a meeting occurred. There is no written
evidence regarding Respondent seeking approval or re-
ceiving approval from Bowater N.A. for the plan.
Rather, Davies claimed that he received verbal approval
for the plan on June 15, 1981, at a meeting with two rep-
169 It is interesting to note that Davies testified that he sought advice
from the parent corporation about a particular classification, but appar-
ently he did not seek or receive approval for the wage structure change,
although he testified that matters relating to the budget required prior ap-
proval from the parent corporation.
852
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
resentatives from the parent company. It is unlikely that
a plan of this type could be approved by two officers
without consultation with the board of directors. In fact,
Northrup testified that such approval by the board of di-
rectors was required but this record fails to disclose any
evidence of such approval. Davies also admitted that
there should be written evidence of this approval. Thus,
he testified, "it's the sort of thing which must be written
down." No documents, however, were introduced. Re-
spondent's failure to produce the document containing
the written approval warrants the conclusion that the
document, if produced, would not support Respondent's
position that the decision to institute a profit-sharing plan
was made before the demand for recognition.'" There
is also no evidence in this record that Respondent sought
or received approval for such a plan from the Internal
Revenue Service (IRS). It is interesting to note that this
plan, which had not been approved either by the board
of directors or the IRS, was announced to employees on
July 2, 1981, 2 weeks after the demand and 6 months
before it was to become effective. If Respondent was
eager to relay the "good news" to employees it certainly
had the opportunity to do so either on June 15, 1981,
when it allegedly received the verbal approval, or during
the several days that followed before June 24, 1981. It
did not do so because there had been no decision made
to have such a plan before June 24, 1981.
The Respondent does not allege that the decision to
grant certain health club benefits predated the demand
for recognition. In fact, according to Schneible, when he
requested Davies to institute this type of benefit in early
1981, Davies rejected the idea, notwithstanding that the
Company was in good financial condition. 17 ' In August
or September 1981, two employees provided information
about health clubs that resulted in Respondent offering
to reimburse employees, to the extent of $50, for mem-
bership in a health club. The two employees who alleg-
edly provided this information were not called to testify
and no explanation was advanced by Respondent for its
failure to do so. It is not contended that Respondent had
previously provided this type of benefit.
Respondent has cited several cases in support of its po-
sition. In Stumpf Motor Co., 208 NLRB 431 (1974), the
company had advised employees that it would grant a
wage increase if it received approval from a customer to
increase its warranty rate. The customer approved the
warranty increase, and the company advised the union of
this fact and also advised the union that it planned to
give the wage increase, as promised, unless the union ob-
jected. The union raised no objection to the grant of the
wage increase. Nevertheless, the employer withheld the
increase and attributed its failure to grant the increase to
the presence of the union. The Board found this conduct
violated Section 8(a)(1) of the Act. There are two obvi-
ous factual differences between this case and the Stumpf
case. Here, Respondent had not announced that it would
grant any benefits to employees prior to receipt of the
telegram. There were discussion concerning the various
170 NLRB V. Laredo Coca Cola Bottling Co, 613 F.2d 1338 (1980).
171 The CEWC minutes established that the Company was in good fi-
nancial condition in April 1981
policies in progress, with employees suggesting changes
that the Respondent refused to agree to until after Local
445's telegram was received. Moreover, there were no
discussions with Local 445 about the plan to grant bene-
fits and no opportunity provided to the Union to raise
objections. In Gates Rubber Co., 182 NLRB 95 (1970),
the employer had a longstanding policy of granting to
nonunion employees the same wage increases it granted
to union employees. When an organization/campaign
began among the nonunion employees, the employer
withheld from those employees the wage increase it had
granted to the union employees. The Board found a vio-
lation stating, "The employer's legal duty is to proceed
as he would have done had the Union not been on the
scene." In the instant case if the Respondent had contin-
ued to proceed as it had before the appearance of Local
445 it would have continued to discuss the various bene-
fits with the CEWC members, without making the
changes sought by the employees. The wage structure,
disciplinary policy, sick leave policy, and pension plan
had been discussed for months without resolution, but
suddenly, with the arrival of the Union the "stumbling
blocks" were removed and the benefits were announced.
May Department Stores Co., 174 NLRB 770 (1969), case
again presented a situation which an employer had a
longstanding policy of granting wage increases at specif-
ic times during the year. The employer, however, at
about the time of the election granted benefits to all but
the employees scheduled to vote. The Board found that
the employer had violated the Act because of its failure
to grant its normal wage increase. In the instant case,
there had not been a prior practice of reviewing salary
structures during the year. If the Respondent had sus-
pended its admitted practice of granting wage increases
in October, the situation would be more akin to the cases
cited by Respondent. In Domino of California, 205
NLRB 1083 (1973), a profit-sharing plan covering only
supervisory personnel was dated and executed by a trust-
ee bank months before the advent of the union. The plan
was submitted to the IRS for approval a few weeks after
the union demanded recognition. The plan was not ap-
proved by the IRS because it covered only supervisory
personnel. The plan then was amended to include all em-
ployees who had been employed for a specific period of
time. The Board found that the announcement of the
plan to the employees prior to the election did not vio-
late the Act. The Board reasoned that the plan, which
was conceived months before the organizational cam-
paign began and amended because of the IRS, was not
announced because of antiunion considerations. In this
case, although it is true that there had been discussions
about profit-sharing and pension plans, and Northrup had
forwarded some general information about various plans
to Davies, there is no documentary evidence that ap-
proval for such a plan had been given by the parent cor-
poration prior to June 24, 1981, or after that time, but
prior to July 2, 1981. Insofar as this record is concerned,
there is no evidence about when a profit-sharing plan
was submitted to the IRS for its approval. In Olympic
Villas, 241 NLRB 358 (1979), the employer had conduct-
ed a survey prior to the union campaign and at that time
CAMVAC INTERNATIONAL
853
told employees that they would be receiving wage in-
creases when the survey was concluded. The Board did
not fmd a violation, although waged increases were
granted after the union campaign began, because the
Board found that the employer had announced its deter-
mination to grant the increase prior to the commence-
ment of the union campaign. The employer, in Fireside
Rouse of Centralia, 233 NLRB 139 (1977), acquired a
part interest in the company, and at that time it advised
employees that wages would be reviewed when com-
plete control of the company had been secured. The em-
ployer also stated, at the time of acquisition, that a fur-
ther evaluation of wages would be conducted in Decem-
ber. In conformity with this promise the employer, when
it secured complete control, granted a wage increase in
August, before the union started its campaign. In Octo-
ber and November the union commenced organizing the
employees, and in December the employer granted a
second wage increase. The Board did not fmd the grant-
ing of this wage increase to be a violation because the
increase stemmed from the past promises made by the
employer. It should be noted that the Board, in conclud-
ing that the employer's actions were not motivated by
antiunion considerations, found that this employer had
had good labor relations with the same union at its other
facilities. Neither of these factors is present in the instant
case. In Automated Products, 242 NLRB 424 (1979), a
wage increase was granted after the appearance of the
union; however, the record disclosed that theboard of
directors had approved the granting of the pay increase
prior to the arrival of the union. Further, in that case
there was no evidence that the employee was aware of
the union activity. Finally, in American Sunroof Corp.,
248 NLRB 748 (1980), the Board did not find a violation
when an employer made an announcement about a pen-
sion plan 2 days prior to an elettion. In concluding that
there was no violation, the Board found that the employ-
er had structured the possibility of such a plan over a
period of 2 years, including examining pension plans of
other employers. It further noted that the plan was not
limited to the employees the union sought to represent,
but included employees at other of the employer's facili-
ties. Finally, the record disclosed that it was the require-
ments imposed by ERISA that motivated the employer
to announce the plan to the employees, notwithstanding
the upcoming election. In the instant case, Respondent
has failed to establish any justification for its announce-
ment of a profit plan that was not to become effective
for 6 months.
The instant case does not involve the situations de-
scribed above in which decisions had been made to grant
benefits prior to the organizing efforts of the Union, and
where the only thing that occurred after the advent of
the Union was the announcement of those previously
made decisions. To the contrary, as the CEWC minutes
demonstrate, no decisions had been made. The employ-
ees had been seeking a wage structure policy from at
least November or December 1980. In fact, according to
Davies, it was the dissatisfaction over this problem that
led to the formation of CEWC. Despite this fact, for
over 6 or 7 months no wage structure plan had been for-
mulated or adopted until after the union telegram was re-
ceived. The same situation existed regarding the sick
leave policy, the disciplinary policy, and the profit-shar-
ing plan. Accordingly, I do not find that Respondent an- -
nounced and granted benefits because of any decision
that predated the receipt of the union telegram. A pre-
sumption exists that the announcement or grant of a ben-
efit during a union's organizing campaign is unlawful. It
is Respondent's obligation to overcome that presump-
tion. 172 The Respondent has offered no explanation for
its conduct other than that stated above, which explana-
tion, I have found, is not supported by the record. In
these circumstances, I find that Respondent has failed to
overcome the presumption that its conduct was unlawful.
In Fisher-Haynes the Board also stated the following,
"Thus, it is apparent to us that Respondent's actions,
coming so quickly after it learned of the employees' in-
terest in union representation, was calculated to quell dis-
satisfaction emerging from grievances over wages which
had prompted the employees to seek union representa-
tion in the first place." 173 This is equally true in the in-
stant case. Here Respondent, within weeks after it gained
knowledge about the Union, either granted, or an-
nounced its intention to grant, the very benefits the em-
ployees had sought unsuccessfully for months. In Knogo
Corp., 262 NLRB 1346 (1982), the Board found that the
employer had violated the Act when it granted benefits
at a time when it was aware of the union. In that case
the Board, in concluding that there was a violation,
noted the lack of documentary evidence provided by re-
spondent to support its reasons for the grant of benefits.
This is equally true in this case. Accordingly, I find that
Respondent, in promising and granting benefits regarding
the wage structure, sick leave and disciplinary policies,
and profit-sharing and health benefits has interferred
with the Section 7 rights of its employees.174
E. The Attitude Survey
Respondent witnesses testified that the idea of con-
ducting an attitude survey began in March 1981, months
before Local 445's demand for recognition and, there-
fore, it was unrelated to that demand. This record fails to
support that assertion. Although these witnesses testified
about several conversations with the labor consultant,
who was to conduct the survey prior to June 1981, the
consultant was not called by Respondent as a witness. It
must be assumed that the consultant, who sought busi-
ness from Respondent, would have testified, if requested.
There was no explanation offered regarding the failure to
have the consultant testify. An inference is warranted
that the consultant, if called, would not support the testi-
mony of Respondent's witnesses. 175 Further, Respond-
ent failed to produce any written communication regard-
ing this business transaction. It is unlikely that the parties
entered into such an agreement without any written
communication concerning what the consultant was en-
gaged to do or what price was being paid for the serv-
172 Fisher-Hayes Corp., 262 NLRB 1274 (1982).
173 Supra
174 Washington Beef Products, 264 NLRB 1163 (1982); Restaurant Hor-
ikawa, 260 NLRB 197 (1982).
175 NLRB v. Laredo Coca Cola Bottling Co, supra.
854
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ices he would perform. Moreover, it is significant that
throughout the months between March and June 1981,
the matter was not discussed or even mentioned to the
CEWC employee representatives at the CEWC meet-
ings. Although every possible topic was discussed, this
plan to conduct a survey was not mentioned. Because
CEWC was created by Respondent as a vehicle corn-
munciation with the employees, one must assume that
Respondent would have communicated its plan to con-
duct an employee survey if there had been such a plan.
As the CEWC minutes establish, however, the first time
that Davies told the employees that a labor relation con-
sultant had been retained was at the July 2, 1981 meet-
ing. According to the minutes, Davies told the employ-
ees that a labor consultant had been retained, "to advise
management on how to solve their problems" and to
conduct a survey. Regarding the fact that the CEWC
minutes of April 1981 state that the Company had record
sales due to the fine work of the employees, it is difficult
to understand what labor problem the Respondent had
other than the demand for recognition.
The Respondent's explanation for the delay in con-
ducting the survey is also suspect. Respondent claimed
that survey was not conducted for two reasons, the need
to complete supervisory training and the unavailability of
the labor consultant. Respondent failed, however, to in-
troduce evidence of any actual supervisory training con-
ducted between March and August 1981, or, for that
matter, at any time.'" Further, according to Maughan,
the labor consultant met with him in March 1981 in an
effort to secure new business. It is not the normal way
for a business man to operate, to seek business and then
to fail to perform the required work for several months.
The Respondent's utilization of the survey to ascertain
employee complaints after the Union's demand must also
be considered in conjunction with its promise to make
what changes were found necessary as a result of the
survey. That there was such a promise is supported not
only by the memorandum that announced that a survey
would be conducted, but by Schneible's testimony that at
a meeting announcing the results of the survey, manage-
ment promised to make changes based on the employee
criticisms contained in the survey.
In Leland Stanford Jr. University, 240 NLRB 1138
(1979), cited by Respondent, the Board found that the
employer had not violated the Act by conducting a
survey to ascertain employee grievances. The Board also
found that the administrative law judge properly had
concluded that the survey was conceived for legitimate
business reasons and "was not designed in response or
opposition to the Union's organizing efforts." The judge
stated that the question to be resolved was whether there
was an ojbect to undermine the union, and that needed
to be decided in all the circumstances of the case. The
circumstances in that case established that the director of
personnel, newly hired, had determined, prior to being
hired, that he would conduct such a survey because he
had found it to be an effective management tool. Re-
116 Although Respondent called supervisors to testify, not one supervi-
sor testified about a program of training being conducted
spondent, in the instant case, has failed to prove any
business justification for its actions.
In Dexter Foods, 209 NLRB -369, 375 (1974), also cited,
an employer's use of a questionnaire seeking employee
response about working conditions was not found to vio-
late the Act. The administrative law judge's statement,
adopted by the Board was, "there is no indication in this
record that the Respondent made any promises of bene-
fits to induce abandonment of the Union, certainly not at
the time the question was asked or at any time before
that date." In this case, as noted, there is clear evidence
of a promise of benefits.
Finally, in ITT Telecommunications, 183 NLRB 1129
(1970), the Board did not find that an employer violated
the Act when it issued a questionnaire seeking employee
complaints. It is significant, however, that in that case
there was no finding that the employer had made either
an express or implied promise of benefits in order to
interfere with, restrain, or coerce employees in their or-
ganizational efforts.
Respondent also cited California Pellet Mill Co., 219
NLRB 435, 437 (1975), for the proposition that when an
employer has a longstanding policy of soliciting employ-
ee grievances, the substitution of one method of doing
this for another does not violate the Act. There is no
evidence in this record that this respondent had a policy
of soliciting grievances from employees. Furthermore, in
California Pellet the Board found that the survey had not
been alleged as a violation and that employees had not
been promised benefits.
In the instant case, based on the testimony of the wit-
nesses; the lack of a credited business reason for the
survey; and the promise of benefits to correct criticism
disclosed by the survey and other promises of benefits, I
find that Respondent was motivated by antiunion consid-
erations in conducting the survey to solicit employee
grievances and in promising benefits and, therefore, has
violated Section 8(a)(1) of the Act.'"
E. Maughan's Interrogation of Johnston
Bc■th Maughan and Johnston testified that, during their
meeting in October 1981, the subject matter of the Union
was mentioned, and in this meeting Maughan became
aware of Johnston'sainion membership. Maughan claims
that Johnston volunteered the information and Johnston
claimed that Maughan interrogated him not only about
his membership, but also about whether he had distribut-
ed authorization cards to other employees and whether
he had distributed union literature in the plant. I find
that Maughan interrogated Johnston. My finding is based
on my observation of the witnesses. In addition, I note
that employees generally do not volunteer information
concerning their union membership, particularly when
they are aware that management actively opposes union-
ization. At the time of this meeting, Johnston was aware
of Respondent's "negative" reaction to the Union, not
only because he was aware of the benefits granted and
the promise of further benefits in order to undermine the
177 General Electric Co., 255 NLRB 673, 684 (1981); Tom Wood Ponti-
ac, 179 NLRB 581 (1969)
CAMVAC INTERNATIONAL
855
Union, but because of Respondent's stated opposition to
the Union as contained in its memorandum of September
23, 1981. I do not credit Maughan's testimony that John-
ston stated that he was volunteering this information be-
cause he had lost interest in the project because the em-
ployees had stated that they no longer wanted the
Union. There is no evidence in this record that the em-
ployees had lost interest in the Union by October 1981
or had expressed such dissatisfaction to Johnston. It
should also. be noted that at the time this meeting was
held Maughan knew that Johnston was circulating
papers in the plant, Maughan testified that Andry had
told him that Johnston had caused a disturbance in his
efforts to secure the return of some papers. It is not un-
reasonable to infer that Maughan believed that the
papers related to the Union, given the circumstances in
the plant, at the time. Accordingly, I find that Maughan
did interrogate Johnston about his union membership, his
solicitation of other employees to be members, and his
circulation of union literature, in violation of Section
8(a)(1) of the Act. 178 I do not consider this conduct to
be de minimis because of Respondent's overall pattern of
conduct.
Finally, contrary to the contention of the General
Counsel, I do not find that Maughan told Johnston that
he could not circulate union literature on company prop-
erty. The record discloses only that Maughan interrogat-
ed Johnston about whether he had distributed union lit-
erature on company premises, which Johnston denied.
G. The Threat of Plant Closure
Gary Sinclair and Robert Johnston contend that Rich-
ard Cea, a supervisor, stated that Respondent would
close the plant if the employees continued their support
for the Union. Cea denied that he made such a statement.
Respondent argues that the contradictions between the
testimony of Sinclair and Johnston regarding the meeting
proves that the meeting did not take place and, there-
fore, the statement was not made. An examination of the
testimony of both individuals does disclose differences
concerning certain matters. There is no major difference,
however, in their testimony concerning the crucial state-
ment. Moreover, their testimony regarding this statement
is supported by the testimony of Richard Cea's brother
Michael Cea. Although Michael Cea attempted to mini-
mize the statement and claimed that the statement was
caused by an inquiry made by him to his brother, he did
testify that, in the presence of Sinclair, Johnston, and
others, his brother made one of the following statements:
he "just mentioned that a company was shut down due
to a union and he didn't think it was going to happen at
Camvac but anything was possible." He also testified
that his brother said, "that there was a plant that was
trying to go union and Bowater didn't particularly care
for it and he had heard that they had shut it down." In
his affidavit submitted to the Board, Michael Cea testi-
fied that, in response to an inquiry about a Bowater N.A.
plant being shut down because of a union, his brother
178 Brookwood Furniture, 258 NLRB 208 (1981); Metropolitan Life In-
surance Co., 256 NLRB 626, 632-633 (1981); United Os! Mfg. Co., 254
NLRB 1320 (1981).
said that a plant was closed in England and the Union
was responsible, and although anything was possible, it
was not likely to happen. There can be no question, con-
sidering Michael Cea's testimony and his affidavit, that
Richard Cea, a supervisor, was relaying to employees
the information that their efforts to join a Union could
adversely affect them. Assuming that I credited that Cea
coupled these comments with statements that he did not
believe that it was likely to happen at Camvac, I would
not find that these additional statements were sufficient
to negate the impact made on employees by the threats
of plant closure. The employees could reasonably
assume, from Richard Cea's statements, that the loss of
jobs could be the result of their efforts to organize. This
assumption is not unwarranted, if one considers it in the
context of Respondent's memorandum of October 7,
1981. In that memorandum Respondent stated that it
would continue its plan of expansion provided that
market conditions at Brewster did not make it noncom-
petitive.' 79 The Respondent failed to produce evidence
of any existing market condition that would have made it
noncompetitive and that caused Respondent to post such
a memorandum. The only new factor was the union ef-
forts to organize the employees. Cea's statements reflect
the contents of the memorandum, i.e., the Respondent
might cancel planned expansion. Cea, however, went a
step further, he tied the possibility of the changed plans
to the Union. The threat of plant closure has been con-
sidered a serious matter. As stated in a recent case, "The
Board has long recognized that certain conduct, such as
threats of plant closing and loss of employment, is among
the most serious and flagrant form of interference with
Section 7 rights." 180 Accordingly, I find that Cea's state-
ment constituted a threat of plant closure, or at least a
threat to abandon planned expansion, and as such consti-
tuted a violation of Section 8(a)(1) of the Act.
H. The January 6, 1982 Meeting with Employees
It is the contention of the General Counsel that Re-
spondent held this meeting "to create the election the
Labor Board was denying them and to induce employees
to petition the Board and the Union for the return of
their cards." 181 In addition, the General Counsel claims
that Davies and Spelfogel committed 8(a)(1) violations
during the meeting by making, in substance, the follow-
ing statements: the Union was not interested in the wel-
fare of the employees, but sought only the "institutional
items" that would benefit the Union; the Union, by filing
charges when benefits were granted by the Respondent,
was attempting to deny employees these benefits, which
the Company wanted to give to them, without, at the
same time, advising the employees that they would not
lose benefits already granted because charges were filed;
the Company was hampered in giving benefits because of
the presence of the Union; the Company would continue
to operate as it always had notwithstanding the fact that
Respondent was aware at the time that a statement was
"9 R. Exh, 20.
180 Land Printing, 264 NLRB 369 (1982).
181 Davies testified that he thought an election could be held despite
the request for bargaining order.
856
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
made that there was an outstanding complaint in which a
bargaining order was being sought; there would be no
union representation for years because of lengthy Board
and court proceedings; and, finally, that a copy of the
petition should be given to the Respondent On the other
hand, Respondent maintains that it merely responded to
questions concerning employee rights by stating that em-
ployers had the rights to revoke authorization cards and
by giving examples of how this happened at other loca-
tions, without specifying which method had been suc-
cessful. This, Respondent argues, was permissible con-
duct. Respondent denied that any promise of benefits
was made by either Davies or Spelfogel during the meet-
ing.
In considering whether the speech violated the Act, it
must be examined in the light of the Respondent's over-
all conduct when faced with the concept of union repre-
sentation for its employees. This Respondent did not re-
spond to the Union's demand for recognition and it
claims it failed to do so because it was of the belief that
it had a year during which it was free to ignore the
Union. It cannot be denied, however, that Respondent
was aware that the existence of the Union meant that the
employees were dissatisfied and that, although the Union
could not file a petition at that time, it could do so in
approximately 7 months. Respondent prepared to meet
that eventuality by engaging in the following conduct. It
continued its domination and assistance to the Union it
had created, it immediately notified the employees that
the changes in the working conditions that they had been
seeking for months would be granted, its plant manager
interrogated the chief union organizer, it threatened plant
closure, it promised to improve working conditions in re-
sponse to criticisms contained in a survey it had conduct-
ed, it advised employees at a general meeting in October
1981 of the benefits they had received and demonstrated
these benefits by a slide presentation, and it suggested to
employees that they might want to secure the return of
their authorization cards when they considered all the
facts. Notwithstanding the vigorous campaign, the em-
ployees did not take the bait hence the meeting on Janu-
ary 6, 1982. That meeting was orchestrated to produce
the result that Respondent had not been able to accom-
plish up to that point, employee revocation of their au-
thorization cards.182
It was crucial to obtain this objective without appear-
ing to do so. It was this problem that gave the meeting
the "split-personality" feeling that the employees re-
ferred to in their testimony. As Patrick Prinz stated,
"Okay, they weren't talking direct." At another point in
his testimony Prinz described the speech as "very run
around." Another employee, John Terrano, described
the meeting as one in which, "It's kind of like saying
things but not saying them." The message, however, was
not lost on the employees. Every employee who testified
stated that it was either the Respondent's president or at-
torney who first raised the issue of card revocation.
'82 The General Counsel contends the revocation of cards was crucial
because Respondent's counsel knew that courts had refused to grant a
bargaining order as a remedy, notwithstanding the Employer's violation
of the Act, in situations in which employees sought to revoke their au-
thorization cards.
Davies and Spelfogel concede this, but claim that they
discussed the issue because of several employee inquiries
on the matter prior to the meeting. 183 These inquiries,
according to Maughan, were made in September 1981 by
Charles Telesca and in December 1981 by Telesca and
Bill Somoskey. Telesca recalled that he spoke to Andry
about the matter on one occasion sometime in the
winter. He did not testify regarding a second conversa-
tion with Maughan in December 1981. Although, Somos-
key testified that he wanted his card returned he did not
testify that he made this statement to a management rep-
resentative. Thus, it does not appear that there was such
an outpouring of employee inquiries at any time, particu-
larly around January 1982, that required that a general
meeting be held to once again discuss the issue. The Re-
spondent, in September 1981, had suggested to employ-
ees that they seek the return of their authorization cards
and had posted the Board's address and telephone
number on a company bulletin board so that the employ-
ees who wanted their authorization cards returned had
the necessary information. The employees in over 4
months had not availed themselves of this lawful assist-
ance. The employees had to be prodded, and Respondent
representatives held the meeting to do the prodding.
Both Davies and Spelfogel testified that once again
they discussed all the benefits Respondent had given to
employees. They admit, however, that they also told the
employees that when they did give benefits, the Union
filed charges. They did not tell the employees that the
filing of the charges would not affect the benefits already
granted. The impression that they meant to convey, and
did convey, was that the Union was preventing the
Company from granting benefits by filing unfair labor
practice charges. In NLRB v. Kaiser Aluminum & Chemi-
cal Colp., 473 F.2d 374, 381 (5th Cir. 1973), the court
stated, "The question is not only what the employer in-
tended to imply, but what the employees could reason-
ably have inferred." The employees' testimony makes
clear what they inferred. Paul Scarcello testified that
after the meeting the employees expressed their concern
about losing benefits. Other employees also interpreted
the statements to mean that that Union would cause em-
ployees to lose benefits. Patrick Prinz testified that
Davies said that as long as there was trouble with the
Union the benefits would not be able to come in. John
Terrano testified that Spelfogel said something to the
effect that if the Union was not around, the Company
could give benefits. Johnston testified, "the Company
would give us more benefits, but they can't because
every time they do, the Union files a new charge." In
these statements, I find that Respondent meant to
convey, and did convey, to employees that the Union
would cause them to lose benefits. This conduct places
the responsibility for loss of benefits on the Union and is
violative of Section 8(a)(1) of the Act.
Respondent, having conveyed that it was the Union
that was interfering with the Company's desire to grant
benefits, then created a climate of distrust about the
182 Although Respondent, in its brief, stated that Spelfogel responded
to employee questions about their rights, the record reveals that the issue
of card revocation was first raised by Respondent
CAMVAC INTERNATIONAL
857
, -
Union. Davies testified that both he and Spelfogel told
the employees that the items the Union sought in collec-
tive-bargaining agreements related to union security,
dues checkoff, initiation fees, and if possible, their own
pension plan. They did not include in the the items they
listed wages, vacations, or sick leave. They did, howev-
er, proceed to relate various stories about misuse of pen-
sion funds by the union officials and about their connec-
tion with organized crime. The employees recalled that
these statements were made about the Union. Johnston
testified that the statements contributed to the employ-
ees' decision to revoke their authorization cards. Accord-
ing to Johnston, the employees expressed concern that if
they continued with the Union they "would end up in
the river." It is clear that Respondent intended to
convey to the employees that the Union would seek
nothing for them but would in all likelihood misuse their
pension moneys. This was a clear effort to denigrate the
Union and as such, in all the existing circumstances, con-
stituted a violation of Section 8(a)(1) of the Act.184
Although Respondent's representatives testified that
they explained the rationale of Gisseli85 to the employ-
ees, they also admit that they told the employees that the
Respondent would continue to operate the business as it
had always been operated, with or without the Union.
This statement was repeated several times and the obvi-
ous message conveyed to the employees was that, re-
gardless of whether the Union became the bargaining
representative, the Respondent would continue to make
all the decisions, in effect telling employees that it was
futile to join a Union. This constitutes a violation of the
Act.' 86
The Respondent, having implied that it was the Union
who was, or would be, responsible for loss of benefits,
denigrated the Union, announced that it would continue
to operate as it always had, and painted a picture of
lengthy litigation, now proceeded to the real reason for
the meeting. I do not credit Respondent's assertion that
it was the employees who requested information about
how to revoke their authorization cards. As the employ-
ees noted, it was the Respondent's representatives who,
although protesting that they could not get involved,
proceeded to tell the employees what to do and how to
do it. It was the Respondent's representations who ex-
plained how revocation had been accomplished at other
locations; it was Respondent who held the general meet-
ing, to discuss card revocation, on worktime and compa-
ny property; it was Respondent who permitted employ-
ees to "sit around" during worktime and to have coffee
after the general meeting to permit further discussion
about the petition; it was Respondent's representative
who ushered other management representatives out of
the room so that employees, during worktime, could
have the opportunity to draft a petition, and it was Re-
spondent's representatives who paid for mailing the peti-
tion to the Board. This is not the type of conduct that
merely informs employees of their rights.
184 Raley's, Inc., 256 NLRB 946, 955 (1981).
188 NLRB v. Gissel Packing Co., 395 U.S. 575 (1969).
186 Electric Hose & Rubber Co. 262 NLRB 186 (1982).
The cases relied on by Respondent in support of its
position that an employer may inform an employee of his
right to revoke his card do not involve the type of con-
duct present in the instant case.
In Payless Drug Store, 210 NLRB 134 (1974), the
Board adopted the administrative law judge's decision,
dismissing the complaint in its entirety because he found
that the employer had not violated the Act in any
manner, including providing employees with forms to
revoke their authorization cards. In Payless it was uncon-
troverted that it was employees who asked about card
revocation and the judge, although he found the employ-
er's conduct "troublesome," did not find a violation rely-
ing on the fact that it was the employees who raised the
subject matter. Similarly, in Jimmy-Richard Co., 210
NLRB 802 (1974), the Board did not find a violation re-
garding the issue of card revocation. There, the judge
found, however, that it was the employees who initiated
the requests to withdraw their cards. As noted above, in
the instant case there is scant evidence of employees in-
quiring about card revocation other than the statements
by management representatives. Telesca, the only em-
ployee who testified that he had inquired about card rev-
ocation, did not recall when he made the inquiry. The
facts in Aircraft Hydro-Forming, 221 NLRB 581 (1975),
establish that the employer, by letter, advised the em-
ployees that they could send a registered letter asking for
the return of their cards. There, the administrative law
judge distinguished between the situation in which em-
ployées had initiated the subject matter and those in
which the employers had initiated the subject matter.
The judge stated, "When the idea of revocation was ini-
tiated by the employees, the fact that the employer gives
information to employees as to and actually assists in the
mechanics of revocation is not violative of the Act if the
employee has the opportunity to continue or halt the
revocation process without interference or knowledge of
the employer. However, giving assistance when the idea
originates with the Employer is a violation of the
Act."187
In Poly Ultra Plastics, 231 NLRB 787 (1977), the presi-
dent of the company, at the request of the employees,
helped employees draft a letter revoking their authoriza-
tion cards. It was undisputed that it was the employees'
idea to seek the return of their cards and that the prepa-
ration of the document took place at an employee's
home. The administrative law judge specifically noted
that the president had not permitted the petition to be
circulated during working hours. In addition, judge
stated the following, "Respondent did not Initiate, spon-
sor or assist in the circulation of the petition. Its conduct
was limited to aiding employees in the expression of their
predetermined [emphasis added] objectives through a
document that could be utilized to accomplish this pur-
pose." 188 Obviously this is not the situation in the instant
case. Here Respondent, after having induced employees
to revoke their cards, permitted the employees to discuss
the matter, with its blessing, on company time and prop-
187 Aircraft Hydro-Forming, supra at 583.
188 Poly Ultra Plastics, supra at 70.
858
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
erty. It is highly unlikely that this Respondent would
have permitted such conduct under any other circum-
stance.
In Lebanon Apparel Corp., 243 NLRB 1024 (1979), the
Board adopted the administrative law judge's finding
that the employerS had not violated the Act when it
issued a letter explaining to employees the methods by
which they could revoke their authorization cards. In
finding that there was no violation, the judge relied on
the fact that employees had sought such information, and
the further fact that there was no evidence that the em-
ployer initiated or sponsored the activity. It is significant
to note that the judge also stated the following, "There
is no credible evidence the Employer exerted any type of
compulsion."
The Board, in Tartan Marine Co., 247 NLRB 646, 655
(1980), adopted the administrative law judge's finding
that the employer had not violated the Act. The judge
based his finding on the fact that it was the employees
who requested the information and the employer had
suPplied only the addresses of the union and the Board's
Regional Office. It should be noted, however, that in
that case the judge did state that although it was not un-
lawful to tell the employees that they have the right to
revoke their cards, he also stated that "in so doing the
employer treads a thin line between legality and illegal-
ity." In the instant case, I find the Respondent, by its
conduct, has overstepped that line.
Marriott Corp., 258 NLRB 755, 768 (1981), involved a
violation of Section 8(a)(5) based on a bad-faith bargain-
ing charge. Included among the elements considered by
the administrative law judge in arriving at the conclusion
that there was a violation, however, was employer in-
volvement in a decertification petition. The facts in that
case, in some respects, are similar to those in the instant
case. There, the judge noted that although none of the
solicitations concerning the petition occurred on working
time, he found "a far more important indicator of em-
ployer sponsorship was its organization of the meetings
that immediately preceded the circulation of the peti-
tions." Certainly, Respondent in this case organized the
January 6, 1981 meeting; there is no evidence that em-
ployees requested such a meeting. Nor was the admims-
trative law judge in Marriott impressed with respondent's
claim that the meetings were held because, "some em-
ployees asked how they could rid themselves of the
Union." He found, as I do, that the alleged basis for the
meeting was the scant and ambiguous testimony by the
employer's representatives. Also, as in the instant case,
there was evidence that the employees, prior to the
meetings, had been advised by the employer of the
Board's address and phone number, but had not availed
themselves of the information. The judge found that re-
spondent then proceeded "to aggressively and affirma-
tively sell decertification," and further found that by
these meetings the respondent had "planted the seed."
This is the exact phrase used by the employees in the in-
stant case in describing Respondent's conduct.
In 7-Eleven Food Store, 257 NLRB 108, 117 (1981),
where there was a finding of a violation, the employer
had prepared a petition "to stop the Union from coming
in" and had left it where employees could see it. Subse-
quently, that petition was replaced by an employee peti-
tion seeking withdrawal from the union. Nevertheless,
the judge, in finding a violation, concluded that it was
significant as to timing that respondent's employees pre-
pared their own petition to withdraw from the union
after the employer spoke to employees about such a
withdrawal.
In Sunflower Novelty Bags, 225 NLRB 1331, 1336
(1976), the Board adopted the administrative law judge's
finding that the employer had designated an employee to
act as its agent in circulating a petition and, thereby, had
interfered with the Section 7 rights of its employees. The
judge, however, found that the employer also had set the
stage for the revocation action by its conduct, apart from
designating an employee to act as its agent. Thus, the
judge stated, "It is clear that after the Company discri-
minatorily discharged two union leaders, coercively in-
terrogated employees and threatened plant closure, the
employees were acting under fear of losing their jobs
when they asked how to retract their union cards. It was
in this context that the Company suggested the signing
of a petition." The illegal conduct engaged in by this Re-
spondent prior to the January 6, 1982 meeting has been
outlined above, and all occurred before Respondent in-
troduced the subject of card revocation at the meeting.
As noted above, I have found certain statements made
during the speech to constitute separate violations of the
Act, although the complaint did not specifically allege
these statements as violations. The Respondent's entire
course of conduct at the meeting, however, was alleged
as an inducement and encouragement of employees to
abandon their support for the Unioin, and this issue was
fully litigated. In these circumstances, a violation based
on the statements may be found.189
Even if I had not found that certain statements made
on January 6, 1982, however, constituted separate viola-
tions, I would find that Respondent called the meeting
on January 6, 1982, to induce and encourage its employ-
ees to sign the petition disavowing their support of the
Union in violation of Section 8(a)(1) of the Act.19°
I. The January 6, 1982 Meeting, Evan Spelfogel-
Robert Johnston
The parties to this meeting agree that they discussed
both the petition to disavow Local 445 and Schneible's
denial in December 1981 of Johnston's request for pay-
ment of sick leave. The record establishes that it was
Johnston who circulated the petition and that he therea-
fater received the sick leave payment that previously had
been demed. The General Counsel contends that Spelfo-
gel induced and encouraged Johnston to circulate the pe-
tition and was responsible for securing the sick leave
payment as compensation for Johnston's agreement to
circulate the petition. In support of this contention the
General Counsel points to several statements mady by
Spelfogel which, he claims, demonstrates Spelfogel's lack
of credibility. Spelfogel's statement that he, an experi-
enced labor attorney, did not have discussions with his
189 RAI Research Corp., 257 NLRB 918 fn. 4(1981)
190 Holly Manor Nursing Home, 235 NLRB 426 (1978).
CAMVAC INTERNATIONAL
859
clients about which employees they thought were in-
volved in the union efforts is unworthy of belief, accord-
ing to the General Counsel. The General Counsel claims
that Spelfogel's testimony that Johnston was only one of
the many employees that he planned to see on that day is
not supported by the record. Finally, it is the position of
the General Counsel that there had been no prior compa-
ny policy violated when Schneible denied payment to
Johnston for sick leave in December 1981 and, therefore,
the money eventually paid to Johnston was not money
owed to him. The implication in these arguments by the
General Counsel is that Spelfogel knew who the main
organizer 'was, and he arranged to meet with Johnston
on January 6, 1982, to urge Johnston to circulate a peti-
tion that Spelfogel knew would block the enforcement of
a bargaining order by the courts.
Although I am of the opinion that Spelfogel failed to
exercise the type of caution necessary, given the situa-
tion, I am not prepared to find that Spelfogel made the
statements that Johnston attributed to him In this con-
nection it should be noted that Johnston testified that it
was he, not Spelfogel, who sought the meeting. In addi-
tion, Johnston also testified that before he met with Spel-
fogel, he had determined he would "jump on the band-
wagon" and had decided to circulate a petition. He ad-
mitted that it was he who began the discussion about au-
thorization cards by telling Spelfogel that, on that day,
employees had asked about the return of their cards and
about a petition. According to Johnston, Spelfogel said it
would "look" better if he, Johnston, circulated the peti-
tion, and he would give him the opportunity to do so,
but Respondent's representative could not be present.
Spelfogel I estified that when Johnston mentioned the pe-
tition, his comment was that neither he, as an officer of
the court, nor management representatives could be in-
volved. My observation of Johnston leads me to con-
clude that he interpreted Spelfogel's statements as an en-
dorsement of what he was about to do. While Johnston's
interpretation cannot be considered unreasonable, how-
ever, I do not find, that Spelfogel actually made the
statements that Johnston attributed to him I come to this
conclusion basically because I find that it was unneces-
sary for Spelfogel to make such clearly violative state-
ments. It is evident that Johnston had decided to circu-
late the petition, and he made that fact known to Spelfo-
gel at the outset of their meeting. It is unlikely that Spel-
fogel, realizing this, would have jeopardized his position
by making such blatant statements to an employee who
was a stranger and who he knew had been active on
behalf of the Union.
The second issue raised by the General Counsel relates
to sick leave moneys paid to Johnston after the petition
was circulated. I do not agree with Respondent's asser-
tion that Schneible or Andry violated a company policy
when they refused to pay Johnston sick pay in Decem-
ber 1981. Although it is true that Respondent previously
had advanced moneys for sick leave to employees to
qualified for sick leave under the workmen's compensa-
tion plan, Johnston did not qualify for such advanced
payment. Johnston was not eligible under workmen's
compensation for payment because he was absent only 1-
1/2 days rather than the requisite 7 days. Thus, he would
not be able to reimburse the Company from moneys he
was to receive from the Government because he was not
scheduled to receive any moneys. Nor does the record
support the claim that the new sick leave policy allowed
an employee to borrow sick leave days. An examination
of that policy fails to show any such provision."' It is
clear, therefore, that Johnston was paid moneys not
owed to him It must be presumed that when Spelfogel
relayed Johnston's grievance about his failure to receive
sick leave pay to Respondent's representatives, he also
advised them that Johnston was prepared to circulate the
petition. Based on this record, I conclude that it was this
fact that motivated Respondent to pay sick leave moneys
to Johnston. Accordingly, I find that Respondent, by
paying Johnston moneys not due to him because he cir-
culated the petition disavowing support for the Union,
violated Section 8(a)(1) of the Act.192
J. The Discharge of Robert Johnston
Because of Johnston's role as an observer at the Paint-
ers election, it would not be unreasonable to assume that
Respondent, commencing on June 24, 1981, considered
him as a possible organizer on behalf of Local 445.
There is no evidence, however, of Respondent's actual
knowledge about these activities until October 1981,
after Johnston's conversation with Maughan. Respondent
admits that it had knowledge in October 1981 about
Johnston's union activities, but it claims that by the time
of the discharge it had every reason to believe that John-
ston was antiunion. In fact, Respondent contends that the
credible evidence establishes that Johnston "successful
[sic] may [sic] every effort to conceal his Union sympa-
thies from management officials." Accordingly, Respond-
ent argues that the General Counsel has failed to estab-
lish the threshold burden; he failed to prove that at the
time of the discharge Respondent was aware that John-
ston was still prounion.
Respondent relies on Johnston's statement, in his meet-
ing with Spelfogel, of his intention to circulate the peti-
tion and his comments that he tried to convince manage-
ment of his antiunion attitude to support its position that
at the time of the discharge, Respondent believed that
Johnston was the leader of the antiunion movement. It is
highly unlikely that Respondent, represented by an expe-
rienced labor counsel, actually trusted those expressions
of antiunion sentiments. This is true when one considers
that Respondent's counsel testified that he believed that
Johnston was seeking a bribe when he expressed these
antiunion sentiments. That Respondent's counsel did not
trust Johnston and was concerned about the events that
had occurred between the two on January 6, 1982, be-
comes obvious when one considers what happened after
that day. On January 15, 1982, the charge in Case 2-
CA—l8524 was filed. That charge alleged that Respond-
ent violated the Act about January 6, 1982, in connection
with meetings held while Respondent's attorney was
present, during which efforts were made to induce em-
ployees to sign a petition seeking the return of their au-
i91 G C Exh. 20.
192 Leisure Time Tours, 258 NLRB 986 (1981)
860
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
thorization cards. There were three general meetings and
one individual meeting held on January 6, 1982, wherein
the subject matter of a petition was discussed. Spelfogel
was party to the individual meeting held with Johnston.
On January 18, 1982, Spelfogel requested Johnston to
sign an affidavit stating that Respondent had not been in-
volved in the preparation or distribution of the petition.
Respondent did not produce similar statements from
other employees. That fact is significant because it dem-
onstrates that Respondent's counsel did not trust John-
ston; he believed that it was Johnston who was giving
information to the Board. It also establishes that Re-
spondent still believed that Johnston was prounion. Ac-
cordingly, I am convinced that on January 15, 1982, Re-
spondent was aware that Johnston, contrary to any state-
ments he made, was still prounion and was assisting the
Board in its investigation of the charges. As noted above,
this record is replete with examples of Respondent's an-
tiunion attitude. In these circumstances, I find that within
the criteria set forth in Wright Line a prima facie case
has been established. Respondent, however, argues that
even if a prima facie case is established, a violation
cannot be found because Johnston would have been dis-
charged, notwithstanding these activities, for his viola-
tion of a company rule. I do not credit that Johnston
would have been discharged absent his activities on
behalf of Local 445 or his participation in the Board's in-
vestigation. The circumstances surrounding the events
leading to Johnston's discharge are suspicious, to say the
least. The Respondent's prime witness to the event,
which allegedly led to the discharge, was not called to
testify)." Her failure to testify was not explained. Al-
though she gave her version of the events to a "friendly"
police officer, she did not file criminal charges at that
time. The criminal charges were not filed until several
hours later. Why did Andry not file the charges at the
time the intemperate language was used when, one as-
sumes, she was most upset. The record fails to disclose
any reason for the lapse of several hours before she de-
cided to file the charge. Who or what convinced Andry
to file charges also was not explained. The deputy sheriff
claimed he followed usual police procedures in handcuff-
ing Johnston and, subjecting him to a physical search.
When questioned by the judge about this type of proce-
dure in face of the trivial charges, and when there was
no evidence of any resistance, the deputy sheriff repeated
that he had followed usual police procedures) ." It was
during this serach that marijuana was found in John-
ston's possession. Davies and Maughan testified that this
possession alone was the reason for the discharge. Based
on my observation of the witnesses, the evidence provid-
ed by them, their failure to call necessary witnesses, and
the reasonable inferences to be drawn from such a fail-
ure, I do not credit their testimony. 195 Moreover, the
193 Adverse Inferences may be drawn from a party's failure to produce
a witness. Laredo Coca Cola Bottling Co., supra.
"4 Subsequently, he testified that he knew Johnston had a criminal
record The record discloses that Johnston did have such a record.
196 Gossen Go, 254 NLRB 339, 345 (1981); Northridge Knitting Mills,
223 NLRB 230 (1976).
record dislcoses that Respondent's discharge policy for
an infraction of a company rule was not absloute. Carl
Feinstead, an employee, was not discharged, notwith-
standing that his violation of a company rule had endan-
gered the lives of other employees. Maughan testified
that he relaxed the policy because Finstead was a new
employee. It is probable that Respondent would also
have relaxed the disciplinary policy regarding Johnston's
minor infraction, particularly when one considers that
Johnston was a more senior employee whose infraction
normally would not have been disclosed and who had
not endangered lives. The reason Respondent was not as
lenient to its more senior employee for a minor violation
was due, I find, to his union activities and his participa-
tion in the Board investigation. Accordingly, I find that
Respondent has violated Section 8(a)(3) 196 and (4) of the
Act.197
K. The Authorization Cards
The record discloses that there were 61 employees in
an appropriate unit at the times relevant to the issues in-
vovled in this case. The General 'Counsel introduced 43
signed authorization cards. The record reveals that 40 of
those cards were dated on or before June 24, 1981.
Three authorization cards were dated July 16, 1981. The
Respondent did not contend that the cards were forger-,
ies. The cards on their face are single-purpose cards and
clearly and unambiguously authorize Local 445 to repre-
sent the employees as their collective-bargaining repre-
sentative.
In Gissel the Supreme Court made the following state-
ment:
Employees should be bound by the clear language
of what they sign unless that language is deliberate-
ly and clearly concealed by a union adherent with
words calculated to direct the singer to disregard
and forget the language above his signature.198
It is clear from that language that the presumption is in
favor of the validity of the card.
Respondent contends, notwithstanding the fact that 40
authorization cards were dated on or prior to June 24,
1981, that, "at the time there was no showing that it pos-
sessed signed authorization cards from majority of Cam-
vac's bargaining unit employees." 199 In support of its
position Respondent makes several arguments. The first
is that the significant date is not the date on the face of
the authorization card, but the date when the cards were
delivered to the Union. In support of this argument that
Local 445 did not have majority support at the time it
made its demand, Respondent argues that several em-
ployees testified that they retained their cards for several
days before giving them to Johnston and, therefore, the
Union did not have those cards on or before June 24,
1981, when the Union made its demand. The record re-
" 6 Bethlehem Steel Corp., 262 NLRB 223 (1982); Cod-ACC , supra at
7, 8; Grane Trucking Co., 261 NLRB 363 (1982); L. D. Brinkman South-
east, 261 NLRB 204 (1982).
NLRB v. Scrivener, 405 U.S. 117, 124 (1972)
198 Gruel, supra at 606, 607.
199 G.C. Exhs. 50 and 51
CAMVAC INTERNATIONAL
861
veals that Steve Totals and Doug Sarles testified that
they had the authorization cards in their possession for
several days before they signed them. It is undisputed
that Johnston secured the majority of the cards; both
Johnston and other employee witnesses testified to that
fact. Johnston claimed that he secured most of the signa-
tures from other employees on June 22 and 23, 1981, and
he gave the cards to the Union's representative on or
before June 24, 1981. The bulk of the authorization
cards, as noted, bear a June 22 or 23, 1981 date. The
cards of Totals and Sarles are dated June 22, 1981. Nei-
ther employee testified that the date on the card was in-
correct. It is clear that the employees were mistaken as
to the length of time they had the cards in their posses-
sion. A morass of hazy recollections should not prevail
over the date on the face of the card. 2" Assuming,
however, that Respondent's contentions were to prevail,
the lack of these two authorization cards would be insuf-
ficient to change the fact that on the day the Union
made its demand it had attained majority status in the
production and maintenance unit.
Respondent next attacks the authenticity of authoriza-
tion cards of Michael Cea, Roger Sequist, William
Mitchell, Garry Ferguson, William Somoskey, Michael
Gaader, Kenny Lahart, and Michael Wood because it
contends that the record establishes that Sunday did not
solicit the authorization cards of these employees and,
therefore, their cards had not been authenticated. How-
ever, while the record does disclose that Sunday did not
secure these cards, it also discloses that five of the eight
individuals authenticated their own cards. Thus Cea,
Ferguson, Sequist, Somoskey, and Mitchell all testified
that they signed cards for the Union. Further, it was evi-
dent that all could read the clear language of the
card.2"
Respondent argues that the authorization cards of Pat
Palumbo, Tom DiIlion, and Rick Reuther also were not
authenticated because Johnston was not the employee
who actually solicted them to sign. These employees did
testify that it was not Johnston who solicited them.
However, they all testified that they signed the authori-
zation card for the Union. They, thus, authenticated their
own authorization cards. It, therefore, appears that of the
11 cards attached by Respondent on the grounds of au-
thenticity, 8 were authenticated by the individual who
signed the card. There remains only the cards of Lahart,
Gander, and Wood, about which there was no testimony.
Assuming arguendo, however, that these cards were not
properly authenticated, this would not establish that the
Union did not represent an uncoerced majority at the
time it made its demand.
Respondent also contested the validity of five authori-
zation cards on the ground that they were secured by
gross misrepresentations by the solicitor regarding the
number of employees who had signed cards. The cards
attached were those of Charles Telesca, Ricky Verbasco,
2" Amalgamated Clothing Workers of America v. NLRB, 371 F.2d 740,
745 (r) C. Cir. 1966)
2" Although one or two of these witnesses testified that they were
told there was going to be a vote, or they thought there was going to be
a vote, they did not testify that Johnston told them that the sole purpose
of the card was to have an election.
Steve Totals, Jim Wilde, and Agnes Bennett. In support
of its position Respondent cited NLRB v. Roney Plaza
Apartments, 597 F.2d 1046 (5th Cir. 1979), and Medline
Industries v. NLRB, 593 F.2d 788 (7th Cir. 1979).
An examination of the cited cases discloses that in
those cases there was evidence of repeated, aggressive
action by union representatives to convince employees to
sign the authorization cards, including the statement that
all other employees had signed. There is no evidence of
this type of conduct in the instant case. Although it is
true that Telesca testified that Johnston stated that
TeIesca was one of the last to sign, it is unclear whether
this statement was made before or after Telesca signed.
Telesca also testified that he signed in the presence of
other employees after he was told he would receive
better benefits. Telesca's testimony failed to disclose any
aggressive action by Johnston. Richard Verbasco stated
that he was one of the last to sign because Johnston did
not "even want to ask him to sign." Steve Totals testified
that he asked if other employees had signed, and it was
then that Johnston showed him the list of other employ-
ees who had signed. Agnes Bennett testified that John-
ston said that others had signed and it would be better if
they all signed. She testified that she read the card
before she signed it. Jim Wilde testified that Johnston
told him that other employees were signing the authori-
zation cards. It is clear from the testimony of these em-
ployees that they did not sign because there was a mis-
representation made to them that a majority of employ-
ees had signed authorization cards. These employees
were not intimidated into signing because of a fear of
majority reprisals. The principles set forth in the cases
cited by Respondent do not apply given the factual situa-
tion in this case. My observation of these witnesses con-
vinces me that they were intelligent individuals, fully
aware of what they were signing, and they were not co-
erced or intimidated by Johnston into signing their au-
thorization cards.
Finally, Respondent claims that the cards of Doug
Sarles and Billy Mitchell should not be considered be-
cause the employees were told the cards were "only to
get an election." In support of its contention, Respondent
cites many cases including a lead case, Cumberland Shoe
Corp., 144 NLRB 1268 (1963). The principle set forth in
Cumberland is not in dispute. The testimony of the wit-
nesses, however, does not establish that they were told
that the cards they were signing "was only to get an
election." Sales testified that he recalled that something
was said about an election; however, he could not recall
the conversation. Mitchell testified that when he was
asked to sign his card, there was some statement about
the fact that there would be a vote, but he knew he
wanted the Union. In these circumstances, I do not find
that the statements made to these employees indicated
that the card was "just to get an election." The Board
has stated that an unambiguous card is valid unless the
signer is specifically informed that the card will be used
solely to secure an election. 202 There is no evidence that
this type of statement was made to any employee.
2" Washington Beef Products, 264 NLRB 1163 (1982); Comet Corp.,
261 NLRB 1414 (1982); Tartan Marine Co., 247 NLRB 646, 653 (1980.
862
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Accordingly, I find that since on or about June 24,
1981, the Union has represented an uncoerced majority
of Respondent's employees in a production of mainte-
nance unit.
L. The Refusal t\o Bargain and the Remedial
Bargaining Order
As noted above, the Union secured a total of 40 au-
thorization cards by June 24, 1981. 203 1 have indicated
that of this number only three cards were not properly
authenticated. Thus, it appears that the Union had in its
possession 37 properly authenticated authorization cards
at the time it made its demand for recognition. That
number clearly represented an uncoerced majority of Re-
spondent's production and maintenance employees. Re-
spondent admittedly refused to recognize and bargain
with the Union. It, however, conterminously with its re-
fusal to recognize and bargain, embarked on a campaign
to undermine the Union's majority status. Thus Respond-
ent, after receipt of the Union's demand for recognition,
engaged in the following conduct: dominated and assist-
ed CEWC by management participation in CEWC deci-
sions; provided company facilities for CEWC meetings;
paid employee representatives for participation in CEWC
proceedings; provided clerical and other forms of assist-
ance to CEWC; promised and granted various benefits to
its employees including a new wage structure policy, a
new sick leave policy, a new disciplinary policy, a profit-
sharing plan, and moneys for a new health benefit;
threatened plant closure; coercively interrogated its em-
ployees about their union activities; alleged that the
Union was causing employees to lose benefits; denigrated
the Union; solicited employee's grievances and implied
or expressed that the grievances would be remedied; in-
duced and encouraged its employees to sign a petition
disavowing the Union; promised benefits to induce its
employees to circulate a petition disavowing the Union;
and discharged its employees because of their union ac-
tivities; and because they assisted in investigations con-
ducted by the National Labor Relations Board. The
unfair labor practices, which I have found that the Re-
spondent has committed, are serious unfair labor prac-
tices. The petition, which Respondent induced and en-
couraged its employees to sign disavowing their support
for the Union, is objective evidence that the Respondent
has successfully undermined the Union's majority status
and makes clear that it would be impossible to hold a fair
election. Thus, I conclude and find that a bargaining
order is both necessary and appropriate to remedy the
serious unfair labor practices committed by Respond-
ent.204 In view of my finding that Respondent was
dominating CEWC and rendering it unlawful assistance
and support at the time it received the Union's demand
for recognition, I find that its obligation to bargain com-
menced on that day, June 26, 1981. 2°5 I further find that
200
additional cards were secured by July 16, 1981
204 Washington Beef Products, supra, and cases cited therein, Comet
Corp., supra at 88.
205 argument that it could not recognize and bargain
with the Union because it had recognized CEWC has no validity, in view
of my finding of domination. Cas Walker's Cash Stores, 249 NLRB 316,
326 (1980).
Respondent's unilateral changes in terms and conditions
of employment, without consultation with the Union
after that date, violated Section 8(a)(1) and (5) of the
Act.2°6
CONCLUSIONS OF LAW
1. Camvac International, Inc. is an employer engaged
in commerce within the meaning of Section 2(6) and (7)
of the Act.
2. Local 445, International Brotherhood of Teamsters,
Chauffeurs, Warehousemen and Helpers of America and
Camvac Employees Works Committee are labor organi-
zations within the meaning of Section 2(5) of the Act.
3. By dominating, supporting, assisting, or interfering
with the operation and administration of Camvac Em-
ployees Works Committee, Respondent has engaged in
conduct violative of Section 8(a)(2) and (1) of the Act.
4. By interrogating its employees about their union ac-
tivities; by soliciting grievances from employees with the
implied or expressed promise that they would be reme-
died without a union; by promising, announcing, and
granting benefits and improvements in terms and condi-
tions of employment to employees in order to discourage
their support for the Union; by threatening plant closure;
by implying to employees that support for the Union
would be futile; by denigrating the Union; by stating that
the Union was causing employees to lose benefits; by
suggesting and encouraging employees to circulate a pe-
tition disavowing support for the Union; and by granting
a monetary benefit to an employee because he circulated
a petition disavowing support for the Union, Respondent
has engaged in conduct that is violative of Section
8(a)(1) of the Act.
5. By discharging its employee, Robert Johnston, be-
cause of his activities on behalf of the Union and because
he assisted the Board in its investigation of unfair labor
practice charges, Respondent has engaged in conduct
that is violative of Section 8(a)(3) and (4) of the Act.
6. All regular full-time and all regular part-time pro-
duction and maintenance employees of Camvac Interna-
tional, Inc. at its brewster, New York facility, but ex-
cluding all office clerical employees, professional em-
ployees, guards and supervisors as defined in the Act is
an appropriate unit for purposes of collective bargaining.
7. Since on or about June 26, 1981, Local 445, Interna-
tional Brotherhood of Teamsters, Chauffeurs, Warehou-
semen and Helpers of America, AFL-CIO has been and
is the exclusive collective-bargaining representative of
the employees described above in paragraph 6.
8. Since on or about June 26, 1981, and continuing
thereafter, Respondent has failed and refused to bargain
on request with the Union named above and has estab-
lished unilateral changes regarding terms and conditions
of employment without consultation with the Union, in
violation of Section 8(a)(5) and (1) of the Act.
9. The above are unfair labor practices affecting com-
merce within the meaning of Section 2(6) and (7) of the
Act.
206 Highland Plastics, 256 NLRB 146, 165 (1981).
CAIVIVAC INTERNATIONAL
863
10. Except as found here, Respondent has not other-
wise violated the Act, as alleged in the complaint.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, I find it necessary to order the
Respondent to cease and desist therefrom and to take
certain affirmative action necessary to effectuate the poli-
cies of the Act.
The Respondent, haying wrongfully discharged
Robert Johnston on February 10, 1982, and, thereafter,
having refused to fully reinstate him, I find it necessary
to order Respondent to offer Robert Johnston immediate
reinstatement to his former job or, if such job no longer
exists, to a substantially equivalent job, without prejudice
to his seniority and other rights and privileges and to
make him whole for any loss of earnings he may have
suffered by reason of unlawful discrimination aginst him
The backpay provided here, and any interest due thereon
shall be computed in the manner prescribed in F. W.
Woolworth Co., 90 NLRB 289 (1950), and Florida Steel
Corp., 231 NLRB 651 (1977).
Having found that Respondent has dominated and
interfered with the administration of Camvac employee
works committee, and has contributed support thereto, it
will be recommended that Respondent be ordered to
cease and desist from such conduct and that it withdraw
recognition from, and completely disestablish, the
Camvac employee works committee as the representative
of Respondent's employees at its Brewater facility for the
purposes of dealing with Respondent concerning griev-
ances, labor disputes, wages, rates of pay, hours of em-
ployment, or other conditions of work.
Having found that the Union represented an un-
coerced majority of Respondent's production and main-
tenance employees at its Brewster facility on June 26,
1981, the day the Respondent received the Union's
demand for recognition, it will be recommended that a
bargaining order issue effective June 26, 1981.
Finally, I recommend that the Employer be required
to post the usual notice advising its employees of their
rights and the results of this proceeding.
[Recommended Order omitted from publication.]