289 NLRB 51
Destileria Serralles, Inc.
DESTILERIA SERRALLES
Destileria Serralles, Inc. and S.I.U. de Puerto Rico,
Caribe & Latin-America affiliated with Seafar-
ers
International
Union of North America,
AFL-CIO. Case 24-CA-5335
June 13, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND BABSON
On March 2, 1987, Administrative Law Judge
Arline Pacht issued the attached decision. The Re-
spondent filed exceptions and a supporting brief,
and the General Counsel filed an answering brief
to the Respondent's exceptions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings,' and
conclusions and to adopt the recommended Order.
In this case, the Respondent, an admitted succes-
sor
employer,
withdrew recognition from the
Union January 22, 1986. To justify that withdraw-
al, the Respondent had to show that on that date
"the union had in fact lost its majority status . . .
or that the refusal to bargain was grounded on a
good-faith doubt based on objective factors that
the union continued to command majority sup-
port." Harley-Davidson Co., 273 NLRB 1531 (1985)
(emphasis added; citation omitted). The Respond-
ent attempted to prove the second prong of this
disjunctive test, i.e., that it had a good-faith doubt
based on objective factors that the Union contin-
ued to command majority support. It argues, how-
ever, based on certain statements that the judge
made in her decision that the judge erroneously re-
quired it to prove the first prong of the test, i.e.,
actual loss of majority status, in support of its reli-
ance on the second prong of the test. We have
closely reviewed the judge's decision, and we are
satisfied that, although the judge made at least one
i The Respondent has excepted to some of the judge's credibility find-
ings The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd
188 F 2d 362 (3d Cir. 1951)
We have carefully examined the record and find no basis for reversing
the findings
We note that the judge found that the Respondent hired all four of the
employees who had served as union delegates while employed by the Re-
spondent's predecessor
Although the Respondent accurately points out
in its exceptions that Jorge Gonzalez and Juan Alvarez were the only
two employees that it hired who had served as union delegates, we do
not find that the judge's misstatement is sufficient to affect the validity of
her ultimate conclusions
In adopting the judge's decision, we do not rely on her finding, based
on Union Delegate Alvarez' testimony at the hearing, that "less than a
majority of employees opposed union representation "
51
finding that has no bearing on the issue of the Re-
spondent's good-faith doubt (a finding concerning
the accuracy of employee Gonzalez' trial testimony
concerning what he knew about employee senti-
ment regarding the Union, as distinct from what he
told the Respondent's agents about such sentiment),
the judge nonetheless directly addressed the second
prong of the test. She did not, in her analysis, im-
properly require the Respondent to prove actual
loss of majority in order to establish good-faith
doubt.
Furthermore,
after
carefully
reviewing
the
record ourselves, we have also reached the conclu-
sion that the Respondent has failed to meet either
prong of the test for the lawful withdrawal of rec-
ognition. In so concluding, we have taken account
of the various bases relied on by the Respondent
and discussed by the judge, as well as Attorney
Chevere's testimony concerning Union President
Hernandez' January 21, 1986 comments to him, and
we have also considered the cumulative force of
the Respondent's offered reasons for withdrawing
recognition. But we have not considered any post-
withdrawal-of-recognition events offered by the
Respondent.
Additionally, while not necessarily agreeing with
them, we find that the present case is factually dis-
tinguishable from J & J Drainage Products Co., 269
NLRB 1163 (1984), and Sofco, Inc., 268 NLRB 159
(1983), on which the Respondent relies, in which
the Board found that the employers had lawfully
withdrawn recognition. In this regard, we note that
in J & J Drainage the Board cited, as a factor jus-
tifying withdrawal of recognition, a statement by
one of the union stewards to the employer's gener-
al manager that a majority of the employees were
not interested in the union. Contrary to the Re-
spondent, however, we do not see a close analogy
in Union Delegate Gonzalez' remarks to Plant
Manager Esteva. Gonzalez and Esteva each testi-
fied that there were two occasions on which Gon-
zalez conveyed to Esteva certain views regarding
the Union-once after a representative of a rival
union appeared outside the plant distributing cards
and on another occasion after Gonzalez took a tele-
phone call at the plant from union representatives,
who requested that he come to San Juan to partici-
pate in contract negotiations with the Respondent.
According to Gonzalez' testimony, he told Esteva
on the first occasion that "people were negative to-
wards the [rival Union] or the S.I.U. I told him on
my own and notified him just as something person-
al of mine." Esteva's testimony about this occasion
indicates that Gonzalez "commented that he didn't
want to get involved in any kind of union." Gonza-
lez testified that on the second occasion, following
289 NLRB No. 10
52
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the phone call from union representatives that he
received at the plant, he told Esteva that no em-
ployee wanted to travel to San Juan to participate
in negotiations with the Union. Esteva character-
ized Gonzalez' comments as signifying that Gonza-
lez was not interested in going to the negotiating
meeting and "he wasn't going to San Juan." Nei-
ther Gonzalez nor Esteva testified that Esteva
overheard the actual phone conversation.
We conclude that Gonzalez' own testimony re-
garding the first incident is subject to many inter-
pretations and is ambiguous. The testimony could
indicate that he told Esteva that his personal opin-
ion was that employees were negative to the
Union. It could also indicate that he was conveying
only his personal opinion to Esteva without so stat-
ing that fact. Further, it can be read to indicate
that he was conveying a sentiment that applied to a
number of employees, or that he was conveying a
sentiment that applied to him only.2 Gonzalez' tes-
timony about the second incident only shows em-
ployee disinterest in attending a negotiating session
and nothing more. Moreover, we stress that the
above-quoted testimony by Esteva clearly shows
that he viewed Gonzalez on both occasions as
speaking only of his own sentiments. We therefore
conclude that none of these remarks purports to
represent whether a significant number of employ-
ees wanted to rid themselves of union representa-
tion.
In Sofco, the Board found that the respondent
had a reasonably based doubt of the union's contin-
ued majority status based on evidence that 23 of 24
bargaining unit employees
made the following
kinds of comments to the plant manager: they
wanted "to do away with the union, get away from
the union, and be on our own"; they indicated "[if]
Sofco [bought the predecessor], we could make out
better without a union"; and they indicated "they
were dissatisfied with the present union and that
there was a lot of them that just plain wanted out."
During his testimony in this case, the Respondent's
plant
manager,
Esteva,
named eight employees
who he said had told him that either they were
"dissatisfied with the [Union]" or "were not inter-
ested in any Union." Sofco Inc., 268 NLRB 159.
However, two of the men whom Esteva identified,
Rivera and Arce, expressly stated at the hearing
that they did not inform Esteva of their union sen-
timents. Furthermore, when Esteva was asked if he
could recall other employees who made similar
2 Indeed regarding the last possibility , we note that the followup ques-
tion and answer to Gonzalez ' testimony was
Q. You told him your own personal feelings regarding the unions?
A Well, I told him that I did not, in other words, that I was
giving him this because I did not want to get involved again or any-
more
comments to him, he simply replied that he would
have to name most of the employees in the plant.
On these facts, we find that Esteva's testimony re-
garding the unit employees' union sentiments is not
as definite and detailed as the evidence of the em-
ployees' statements to the plant manager in Sofco.
As the judge noted here, Esteva offered no details
on his conversations and his comments that em-
ployees were "dissatisfied" with the Union or "not
interested in any union" are vague. The judge aptly
stated that "without a more precise description of
what individual employees may have said, it is im-
possible to determine from Esteva's comments
whether employees actually expressed anything
more than disenchantment with the Union's past
performance or a disinclination to be active Union
members, as distinguished from a current desire to
be rid of Union representation," or how many em-
ployees made such statements . We further note that
in Sofco, the Board also relied on the presence of a
number of antiunion signs posted in the plant and
the employees' hostility toward the union steward
as corroboration of the employees' dissatisfaction
with the union. No such indicators are present
here.
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Destileria
Serralles, Inc., Camuy, Puerto Rico, its officers,
agents, successors, and assigns, shall take the action
set forth in the Order.
Simao J. Avila, Esq., for the General Counsel.
Francisco Chevere,
Victor M. Comolli, and Radames Tor-
ruella, Esgs. (McConnell Valdes Kelley Sifre Griggs &
Ruiz-Suria), of San Juan, Puerto Rico, for the Re-
spondent.
Ginoris Vizcarra De Lopez-Lay, Esq., of Santurce, Puerto
Rico, for the Charging Party.
DECISION
ARLINE PACHT, Administrative Law Judge. Based on
an unfair labor practice charge filed by the S.I.U. de
Puerto Rico, Caribe & Latin-America (the Union or
S.I.U.), on 14 March 1986, a complaint issued on 30 May
1986 alleging that the Respondent, Destileria Serralles,
violated Section 8(a)(1) and (5) of the National Labor
Relations Act (the Act) by refusing to recognize and bar-
gain with the Union since on or about 1 November 1985
and continuously thereafter. Alternatively, the complaint
alleges that on 8 November 1985 and on various dates
thereafter, the Respondent recognized and agreed to bar-
gain with the Union but on or about 22 January 1986
withdrew recognition from the Union in bad faith. At
the hearing in this case held in Hato Rey, Puerto Rico,
on 17, 18, and 19 November 1986, all parties were af-
DESTILERIA SERRALLES
forded full opportunity to participate.
On the entire
record,' from my observation of the demeanor of the
witnesses, and with careful consideration of the posttrial
briefs submitted by counsel for the General Counsel (the
General Counsel) and the Respondent, I make the fol-
lowing
FINDINGS OF FACT
1. JURISDICTION
The complaint alleges and the answer admits that the
Respondent is a corporation with its principal office and
place of business at Mercedita in Ponce, Puerto Rico,
and with other places of business in Puerto Rico, includ-
ing a facility at Camuy. At all material times, Respond-
ent has engaged in distilling, processing, bottling, distrib-
uting, and selling alcoholic beverages, liquors, distilled
spirits, and related products. During the past calendar
year, which is representative of its annual operation, Re-
spondent produced, sold, and distributed from its facili-
ties products valued in excess of $50,000 directly to
points outside the Commonwealth of Puerto Rico. Ac-
cordingly, the complaint alleges, the Respondent admits,
and I find that the Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and
(7) of the National Labor Relations Act.
The Union is now, and has been at all times material, a
labor organization within the meaning of Section 2(5) of
the Act.
II. BACKGROUND
A. The Union's Representation Under P.R.D.
On 18 October 1985, Respondent purchased the assets,
business, and goodwill of the Puerto Rican Distilleries
(P.R.D.) pursuant to a contract in which Seralles dis-
claimed liability for a collective-bargaining agreement
between its predecessor and the S.I.U., the bargaining
agent for employees at the Camuy facility since 1964.2
On that same date and without prior notice to the work
force, P R.D. ceased operations at its facilities in Camuy
and Arecibo and discharged the employees.
The S.I.U. was last certified as the unit's exclusive bar-
gaining representative in January 1982. Prior to and for a
brief period of time after P.R.D. closed, Camuy employ-
ees were involved in union activities. For example, sev-
eral employees participated in negotiations leading to the
most recent collective-bargaining agreement effective
from 2 March 1985 to 1 March 1988; a large percentage
i By order dated 21 November 1986, the parties were directed to
submit preliminary briefs on the question of whether Respondent could
properly claim privilege for and refuse to produce a letter written by its
vice president while acting in a legal capacity which had been disclosed
inadvertently to the General Counsel prior to the hearing Subsequently,
the Respondent released the letter voluntarily It was marked R Exh 11
and is admitted into evidence
Respondent and the General Counsel also submitted a joint motion to
correct the transcript
The motion is granted and made a part of this
record as Jt Exhs 3 a-e Hereinafter, the General Counsel's exhibits will
be referred to as G C Exh, Respondent's exhibits as R Exh, the Charg-
mg Party's exhibits as C P Exh, and joint exhibits as Jt Exh
2 The S I U contract with P R D provided that the union agreement
would be binding on any successor
53
of the unit voted for four delegates (shop stewards) in
early October 1985 and all unit members continued
paying union dues through October 1985 pursuant to a
checkoff provision in the contract. After P.R.D. was
sold, six or seven employees joined union representatives
in bargaining about the effects of the plant's closure,
with a final accord reached on 7 November.
B. The Union Requests Recognition
On 18 October 1985, after learning of Respondent's ac-
quisition of P.R.D., S.I.U. President Conrado Hernandez,
wrote to Alberto Torruella, Respondent's vice president
and secretary, to request that Serralles recognize the
Union as the exclusive bargaining representative for the
Camuy employees and honor its collective-bargaining
agreement with P.R.D. Hernandez also proposed that
the parties meet on 21 October. Receiving no response,
Hernandez again wrote to Torruella on 30 October re-
newing his earlier request that the Respondent recognize
the Union and honor the collective-bargaining agree-
ment.
Before Respondent received this second letter, Ra-
dames Torruella, Respondent's counsel, 3 telephoned the
Union's counsel, Ginoris Vizcarra, explaining that Ser-
ralles recently retained him to represent the Company on
labor law matters. He also stated that the Respondent
had not yet decided how or to what extent, if any, it
would operate the former P.R.D. facilities. In a followup
letter to Hernandez dated 1 November, Attorney Tor-
ruella repeated these remarks and promised to contact
the Union as soon as he had reviewed the situation.
(G.C. Exh. 4.)
Several days later on 4 November, Alberto Torruella
met with Attorney Torruella to discuss the Company's
legal obligations in light of its indefinite long-range plans
for the Camuy facility and consider S.I.U.'s request for
recognition, given the possibility of a competing claim
from another union, the U.G.T., which represented a
bargaining unit at Serralles' facility in Ponce. According
to Torruella, Respondent had not yet decided whether it
would continue all operations previously performed at
Camuy and, if it did, whether it would employ a work
force composed of both Camuy and Arecibo employees
or
with Camuy employees alone. Alternatively, Re-
spondent also was considering transferring the former
P.R.D. bottling operations to its Ponce facility which
had a sufficiently large production capacity, leaving only
aging and storing operations intact at Camuy.
Torruella further testified that after the acquisition,
Respondent discovered that the inventory for certain
P.R.D. brands was low. Consequently, Respondent de-
cided to commence operations in Camuy at least on a
short-term basis and began hiring former P.R.D. employ-
ees under temporary employment contracts. Production
started on 11 November 1985 with a work force of 17
former Camuy employees, a number that the parties
agreed constituted a representative complement.
2 Hereinafter, Respondent's counsel will be referred to as Attorney
Torruella to distinguish him from the Company's vice president
54
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
At the conclusion of their 4 November meeting, Re-
spondent's vice president authorized counsel to meet
with the S.I.U. and to commence bargaining, if he be-
lieved that a sound relationship was feasible. Several
days later Attorney Torruella telephoned Ms. Vizcarra
and arranged an exploratory meeting for 8 November.
To prepare for this meeting, Alberto Torruella compared
the S.I.U. labor contract with the U.G.T. agreement
covering the Ponce employees. After completing this
review, he identified for Attorney Torruella 11 provi-
sions in the S.I.U. contract that he wished to renegotiate
in order to conform them with the U.G.T. labor agree-
ment.
C. The 8 November Meeting
As agreed, Vizcarra and Hernandez met with Attor-
ney Torruella and his associate, Francisco Chevere, on 8
November. At the outset, Attorney Torruella handed
Vizcarra and Hernandez duplicate letters which respond-
ed to the Union's written requests for recognition and
acceptance of its P.R.D. labor contract in the following
noncommittal terms:4 "At least for the moment said
meetings . . . must not be considered as one of negotia-
tion, nor necessarily as evidence that we have already
recognized S.I.U. as the exclusive representative of any
employee who is hired in Camuy." (G.C. Exh. 6.)
Attorney Torruella next outlined the alternatives that
Respondent was weighing with regard to continuing op-
erations at Camuy or transferring them to Ponce. How-
ever, he indicated that employees would be hired at
Camuy on a temporary basis to deal with a depleted in-
ventory. He further informed them that the U.G.T. had
requested certain information about Respondent's pur-
chase of P.R.D. and might assert a representational claim
at Camuy under an accretion clause in its collective-bar-
gaining agreement.
Attorney Torruella then outlined specific clauses in
the S.I.U./P.R.D. labor contract that the Respondent
wanted to alter. Attorney Vizcarra did not oppose modi-
fying the contract. In fact, without signifying assent, she
stated that many of the proposed changes were not un-
reasonable. She then raised some concerns and sugges-
tions about other terms in the agreement At Vizcarra's
request, Attorney Torruella agreed to reduce Respond-
ent's proposals to writing and directed Chevere to pre-
pare a draft that would be used as a basis for future ne-
gotiations. Vizcarra mentioned that although the S.I.U.
constitution did not require employee ratification of col-
lective-bargaining
agreements,
she
preferred
having
members of the bargaining unit involved in negotiations.
D. Communications Between the Parties After 8
November
After some weeks had elapsed without further word
from the Respondent, Vizcarra wrote to Torruella on 15
December reminding him that she had previously re-
quested recognition and asked him to send the promised
document without delay. Noting that the employees
4 Attorney Torruella explained
that his letter had been completed in
time for delivery prior to the meeting
were
working under temporary contracts,
Vizcarra
urged that the parties act quickly to formalize and stabi-
lize their labor-management relations. (R. Exh. 5(b).) At-
torney Torruella did not respond specifically to the re-
quest for recognition. Instead, at some undefined time, he
told Vizcarra that recognition would be settled in the
collective-bargaining agreement.
Chevere mailed a complete draft agreement to Viz-
carra on 23 December. Apart from the modifications
proposed by the Respondent, the contractual terms were
identical to those in the S.I.U.-P.R.D. labor agreement,
including a standard recognition clause. Vizcarra wrote
to Respondent's counsel once again on 7 January seeking
information about Respondent's current negotiations with
the U.G.T. so she could compare S.I.U.'s bargaining po-
sition with those proposed for the Ponce employees.
Chevere mailed the requested material to her on 16 Janu-
ary and included a copy of an authorization card that the
U.G.T. organizer recently had attempted to distribute to
Camuy employees. In a cover letter accompanying these
materials, Chevere confirmed a previous telephone con-
versation with Vizcarra in which he offered to discuss
the proposals over the weekend. Chevere explained that
Respondent was interested in reaching an agreement
with the Union as soon as possible, preferably before the
employees' temporary contracts expired on 24 January.
On 17 January, Hernandez, Vizcarra, Chevere, and
Torruella participated in a conference call to discuss ar-
rangements for forthcoming negotiations. Attorney Tor-
ruella testified that during this exchange he mentioned
that Respondent had heard rumors that the employees
were not interested in union representation and were un-
willing to attend a bargaining meeting. Chevere, whose
recollection of this exchange was similar to that of At-
torney Torruella's in most respects, explained that earlier
in the week, a Serralles official told him that "an em-
ployee or some employees" had refused to attend the ne-
gotiations. Vizcarra insisted that such rumors were false
and said that if there were any truth to them she would
not continue bargaining. She assured Respondent's coun-
sel that employee representatives would attend the nego-
tiations.
Either during this conversation or possibly a few days
later, Hernandez asked Attorney Torruella if he could
enter the plant to speak to the employees as S.I.U. agents
had done under P.R.D. management.5 Torruella denied
this request, relying on the fact that Respondent had re-
fused to allow the U.G.T. to enter the plant and that no
collective-bargaining agreement was yet in place to justi-
fy such visitation rights.
On Monday, 20 January, during extended telephone
calls, Vizcarra and Chevere discussed the contract terms,
clause by clause, omitting only matters such as the rec-
ognition clause, about which there was no dispute. Inter-
mittently, Chevere conferred with Attorney Torruella or
the Respondent's vice president about specific language
to be included 6 Vizcarra testified that she insisted that
8 The parties disagree about the date of Hernandez' request but not
that it was made
6 Vizcarra believed that her protracted telephone discussions with
Chevere about the terms of the proposed collective-bargaining agreement
Continued
DESTILERIA SERRALLES
any contract for the Camuy bargaining unit must contain
the same benefits offered to the Ponce employees. She
also disagreed with the Respondent's position on a no-
strike clause. After an exchange lasting some 4 hours, the
attorneys reached tentative agreement on most items
with only a few matters left unresolved. The parties
scheduled 22 January to meet with two employee repre-
sentatives present in the hope of concluding an agree-
ment.
E. The Respondent Asserts Doubts as to the Union's
Majority
The January 22 meeting never came to pass; it was
canceled at the Union's request when Hernandez was
unable to persuade any employee to attend.
Hernandez testified that he and Marcos Cordero, the
union's service representative, traveled to Camuy on 21
January in order to personally invite S.I.U. delegates,
Juan Alvarez and Jorge Gonzalez, to the bargaining
meeting set for the following day. According to Hernan-
dez, as employees left the plant for their lunchbreak,
they greeted the union agents but seemed fearful when
Alvarez approached. Over lunch, Hernandez told Alva-
rez of the bargaining meeting scheduled for the next day.
Alvarez purportedly asked them if Seralles had recog-
nized the Union and on learning that recognition had not
been granted, said "that many of his workers were trau-
matized because of what had been done to them." Her-
nandez further testified that Alvarez feared reprisals by
Serralles and asked them to obtain written recognition
before he or Gonzalez attended a bargaining meeting.
Cordero testified that Alvarez simply declined the invita-
tion to attend the 22 January meeting by saying "he was
not sure he would go since they were in a probationary
period and it would be difficult for them to attend a
meeting with us."
Alvarez, offering a wholly different reason for declin-
ing to attend the bargaining session, testified that he told
the union officials his health prevented him from partici-
pating.7 Relying on his credible testimony, I find it un-
likely that Alvarez would have insisted on formal recog-
nition as a prerequisite to attending the negotiations be-
cause he had decided to withdraw from union activities
for personal reasons.8 Moreover, if Alvarez had asked
for some guarantee of recognition, Hernandez could
have pointed to the unchallenged recognition clause in
the collective-bargaining agreement which lacked little
more than employee ratification to become final and
binding.
Hernandez stated that he informed Vizcarra later that
day that the employees were afraid to attend the negotia-
tions unless Serralles recognized the S.I.U. On Vizcarra's
occurred on Friday, 17 January Since she did not receive the U G T
materials until 16 January, it seems more likely that their lengthy ex-
change occurred on 20 January after Vizcarra had time over the week-
end to review them
Alvarez explained at the hearing that the union agents knew he suf-
fered from epilepsy
8 Although Alvarez spoke in Spanish, a language with which I am un-
familiar, I nevertheless found that he communicated much by way of de-
meanor He was a sincere and unassuming witness who I am convinced
would not distort the facts as he knew them
55
advice, Hernandez then telephoned Chevere notifying
him that the meeting on the following day would have
to be canceled; that in fear of losing their jobs, the em-
ployees did not want to attend until they were certain
that Respondent had granted recognition. Chevere re-
portedly replied that working with antagonistic employ-
ees was difficult and that he would communicate with
his superiors to see what could be done.
Chevere offered a somewhat different account of his
telephone call with Hernandez. Recalling the exact word
that Hernandez used, Chevere stated that the union
president told him that the employees were "trancados",
that is, "dead set" against coming to the meeting. When
Chevere assured Hernandez that Respondent had author-
ized the employees to attend the meeting with pay, Her-
nandez replied "as a responsible union leader, I can do
no more, if they have no interest." Attorney Torruella
also testified to a similar telephone call with Hernandez
who repeated that the employees did not want to come
to a bargaining session and did not want to get involved.
Neither attorney indicated that Hernandez specifically
referred to a problem with recognition or the employees'
insecurity about their jobs.9
Chevere testified without dispute that, later the same
day, he was privy to a telephone conversation in which
Alberto Torruella told Vizcarra that the employees' re-
fusal to attend the bargaining meeting confirmed all the
rumors management had received about employee dissat-
isfaction with the Union. Consequently, he advised her
that Respondent had formed a good-faith doubt that the
S.I.U. had the support of a majority of the Camuy em-
ployees. At this time, the work force consisted of 55 em-
ployees.
Both Attorneys Vizcarra and Torruella recalled an en-
counter several days later while they were working on
another legal matter In Torruella's opinion Vizcarra ap-
peared frustrated that the Camuy employees refused to
be involved in negotiations. Vizcarra recalled, however,
that her comments to Torruella were far more adversar-
ial in nature. She insisted that Respondent had to recog-
nize and bargain with the Union and that by refusing to
allow Hernandez entry to the plant, Respondent was
making it very difficult to reach any agreement Attor-
ney Torruella then asserted that the Respondent had in-
formation that the S.I.U. had lost majority support. The
Union did not request recognition or further bargaining
after this date.
On 24 January the Respondent offered the Camuy em-
ployees regular employment contracts starting with a 90-
day probationary period and, unilaterally instituted other
terms and conditions of employment. i o
9 Hernandez may have alluded to his belief that the employees were
fearful for this would explain why Chevere mentioned that the Respond-
ent was willing to subsidize the delegates' attendance at the bargaining
meeting
10 On 23 December Respondent hired a number of employees to staff
a second bottling line in response to increased Christmas sales Many of
these workers were laid off on 27 January
56
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
F. The Respondent's Grounds for Withdrawing
Recognition
In marshaling evidence to show the objective grounds
on which it relied to form a good-faith doubt of the
Union's majority, the Respondent called on four employ-
ees, each of whom testified about his own and his co-
workers' attitude toward the Union. Jose Gonzalez was a
pivotal witness in this regard for he was the only em-
ployee to testify about his direct contacts with both
Union and management.
Apparently, because Gonzalez had been elected by his
peers to serve as one of four union delegates since Octo-
ber 1985, his fellow workers came to him with their
complaints. Thus, he testified that when Serralles re-
opened the Camuy plant, employees told him "they did
not want to be members of any union." In mid-Decem-
ber, after a U.G.T. representative from Ponce began to
distribute authorization cards, the employees commented
that "they did not want U.G.T. or S.I.U. because they
were in temporary employment and in a new industry
... they did not want to get involved with any labor
union." Gonzalez showed one of the U.G.T. leaflets to
his supervisor, Jaime Ayende, and to plant manager,
Lorenzo Esteva, telling them that he no longer wished
to be involved with the Union and that other employees
also were "negative" to any union.
Gonzalez also testified about several telephone conver-
sations with Hernandez. The first call came to his home
some time in mid-December. On this occasion, Hernan-
dez told him that the Respondent was going to recognize
or negotiate with the Union. Gonzalez advised the union
president that his coworkers were "negative" or "skepti-
cal" toward the Union and assured Hernandez that these
attitudes were not the result of pressure from the Re-
spondent. Attorney Vizcarra then took the telephone
and, in essence, asked Gonzalez how the employees
could be so disloyal after the Union had worked so ef-
fectively for them and obtained severance benefits from
the P.R.D. Gonzalez merely repeated what he had told
Hernandez; that the employees were negative.
On a subsequent occasion, Hernandez contacted him at
the plant, reaching him on a telephone in the plant man-
ager's office. Esteva personally summoned Gonzalez to
his office to take the call. When Hernandez invited him
to a bargaining meeting to be held with Serralles, Gonza-
lez replied that "people were negative and nobody was
willing to go to San Juan." Afterwards, Gonzalez report-
ed this conversation to Esteva who assured him that the
Company had authorized and would pay for the employ-
ees' attendance at the meeting."'
Three other employees, Angel Cortes, Rafael Arce,
and Isidro Rivera,12 testified that they and their fellow
employees were dissatisfied with S.I.U. representation
even before P.R.D. was sold, principally because they
believed the Union was too slow in resolving their prob-
11 Although Hernandez did not remember calling Gonzalez at the
plant, Gonzalez' and Esteva's testimony about this communication was
too specific to be discounted
12 In accordance with Spanish custom , the metronymic surname of
each employee also appears in the transcript
lems.13 They also asserted that neither they nor their
fellow workers wanted to be represented by any union
after Serralles reopened the company facility.
Specifically, Cortes, an employee with 21 years' expe-
rience working for P.R.D., stated that when operations
started under Serralles "since we were new there ... .
all of the employees said that we would not belong to
any union." Although Cortes said that many of the em-
ployees complained about union representation, he could
not recall any particular problem. Rivera also heard
"plenty" of his fellow employees comment that they did
not want to be represented by any union. Both Cortes
and Rivera were certain they had not shared their views
with any member of management.
Arce too, said that "several" employees did not want
union representation . In fact, Arce stated that he could
think of no employee who favored the Union or lauded
its accomplishments . When asked why the employees
were dissatisfied, Arce explained that the employees had
problems that the Union could not solve and, therefore,
they preferred to "remain without a union."
Arce was the only employee besides Gonzalez who
testified that he aired his antiunion views directly with
members of management . He stated that he spoke with
his foreman and supervisor, but not with Esteva. In addi-
tion, both Arce and Rivera testified that their fellow
workers expressed unfavorable opinions about the Union
at times and places in the plant where they could have
been overheard by management. However, I do not find
Rivera's testimony reliable in this regard for he avowed
in his pretrial affidavit that he knew of no instance when
his or other employees' remarks reached management.
His attempts to reconcile these contradictory statements
at the hearing were unpersuasive.
Respondent presented one other witness, Camuy Plant
Manager Esteva, who testified that he had heard either
directly or indirectly from most of the Camuy workers
that they did not want representation.
Esteva named eight employees who told him that
either they were "dissatisfied with the S.I.U." or "were
not interested in any Union." Two of the men who
Esteva identified, Rivera and Arce, expressly stated,
however, that they did not speak about such matters
with Esteva. When asked if he could recall other em-
ployees who made similar comments to him, Esteva re-
plied that he would have to name most of the employees
in the plant. Esteva added that three of his supervisors
also conveyed the employees' antiunion feelings to him
and that he, in turn, transmitted such information to his
superiors in Ponce.14
To refute Esteva's claims, the General Counsel called
on Alvarez, the chief employee delegate, who testified
that his coworkers' views toward the Union fell into
three categories: some 20 to 25 employees told him they
13 One employee also mentioned some difficulty in obtaining a medical
plan, but admitted that the Union resolved this matter in 1978
14 In lieu of presenting testimony from two or three additional em-
ployees, Respondent offered to stipulate that their testimony would be
cumulative to that of the four employees whom it already had called
The record does not clearly show whether the other parties agreed to
this stipulation Therefore, I can make no finding that this stipulation was
admitted as evidence
DESTILERIA SERRALLES
were not interested in being represented by any union;
another 8 to 10 were indifferent about union representa-
tion; a third group of some 15 to 20 employees indicated
that they preferred to withhold any comment that might
affect their jobs. Although Alvarez did not specify into
which category he fit, he acknowledged that he and
other employees believed that the S.I.U. had represented
the Camuy employees adequately.
Soon after the Respondent had withdrawn recognition
from the Union, Hernandez prepared a letter addressed
to Alvarez and Gonzalez containing the following rele-
vant passages:
As you know, we made many efforts to continue
representing you and to negotiate a collective bar-
gaining agreement that would give you protection
and job security. I assured you that you would not
have any problems with your new employer, Desti-
leria Serralles, Inc., and that we could guarantee
you a reasonable collective-bargaining agreement.
By the same token, I told you that I would
obtain permission for one of you and another em-
ployee to attend the negotiations without any prob-
lem. We are surprised that employees who have en-
joyed the benefits of their labor organization for
years have reacted this way, not realizing that it is
preferable to be represented by a union than to be
defenseless and without any kind of representa-
tion. . . .
I hope that you will reconsider it and that you
will do it in time, since really, even though we are
willing to represent you, I don't think you should
make the Union incur additional expenses if you are
not interested at all.
Hernandez concluded this message by urging the em-
ployees to sign and return a union authorization form
printed at the bottom of the letter.
Cordero hand-delivered 50 copies of this letter to Al-
varez who attempted unsuccessfully to distribute them to
some of his coworkers. When these efforts failed, Alva-
rez left the copies inside the plant where the employees
had access to them. He subsequently retrieved the copies
finding that none had been taken. No authorization forms
were returned to the Union
Nevertheless, the union agents remained in contact
with the Serralles employees and after a complaint in this
case issued,
wrote to them outlining the allegations
therein.' 5
III. DISCUSSION AND CONCLUSIONS
A. The Respondent Granted De Facto Recognition to
the Union
The complaint, which is framed in the alternative, first
alleges that at no time did the Respondent accede to the
Union's repeated requests for recognition . In determining
15 Respondent points out that Hernandez omitted informing the em-
ployees of an allegation that Serralles had refused to recognize the
Union I do not regard the failure to include every allegation in the com-
plaint as a serious omission . It appears that the Union President simply
wanted to communicate some of the complaint's essential elements.
57
the merits of this allegation, the parties do not dispute
the applicable legal principles. Thus, they agree that
NLRB v. Burns Security Services, 406 U.S. 272 (1972), the
definitive statement of a successor's legal obligation to
the bargaining representative of its predecessor employ-
ees, requires that a new employer must bargain with the
union "when it selects as its work force the employees of
the previous employer," but it is not bound by the terms
of the predecessor's labor agreement. Id. at 278, 281-
282.16 The bargaining duty arises when the Union has
made a demand for recognition and a representative
complement composed of a majority of the predecessor's
employees has been hired. Fall River Dyeing Corp., 272
NLRB 839, 840 (1984), enfd. 775 F.2d 425 (1st Cir.
1985).
Respondent admits that it was a successor to P.R.D.
and that a representative complement of S.I.U. employ-
ees was working at the Camuy plant by 13 November
1985. Accordingly, Respondent acknowledges that its
duty to recognize and bargain with the Union was fixed
on that date.
The General Counsel contends that the Respondent
disregarded its legal duty and consistently ignored the
Union's repeated requests for recognition. Counsel fur-
ther submits that the meeting on 8 November may not be
regarded as valid evidence of recognition for Respond-
ent's letter to the Union on that date expressly restricted
the purpose of the meeting. The Respondent states to the
contrary that its conduct at the 8 November meeting
demonstrates that it implicitly recognized the Union and
commenced bargaining.
The Board has no prescribed formula governing the
manner in which a Respondent must grant recognition,
and, in appropriate circumstances, will find that an em-
ployer's deeds speak louder than words as evidence of
recognition. For example, in Harley-Davidson Co., 273
NLRB 1531 (1985), the employer refused to acknowl-
edge that the union represented a majority of employees
in the bargaining unit and did not explicitly grant recog-
nition. However, it did agree to bargain. The Board con-
cluded that "by conceding its obligation as a successor
and agreeing to negotiate the Respondent voluntarily
recognized the Union." Ibid.
Similarly, in
Landmark International
Trucks,
257
NLRB 1375, 1379 (1981), vacated and remanded on
other grounds 699 F.2d 815 (6th Cir. 1983), the adminis-
trative law judge ruled, with Board approval, that by
meeting with the union that had requested recognition
and bargaining and agreeing to a date for subsequent
meetings, the employer indicated "a recognition of the
Union . . . [and] demonstrated an undertaking . . . to
negotiate with the Union."
These precedents compel the conclusion that by its be-
havior the Respondent granted de facto recognition to
the Union at the 8 November meeting. On that occasion,
the Respondent presented specific proposals to modify
the S.I.U.'s former labor agreement, agreed to prepare a
written draft contract to be used at subsequent meetings
16 Thus, as a matter of law, the S.I U -P RD contract could not bind
Respondent to the substantive terms of the predecessor 's labor agree-
ment
58
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
and discussed other matters affecting the manner in
which negotiations would be conducted. By these ac-
tions, which cannot be viewed as anything less than bar-
gaining, Respondent waived the qualifications expressed
in its 8 November letter. As Harley-Davidson and Land-
mark make clear, when, as here, a respondent engages in
even the preliminary steps of collective bargaining, rec-
ognition is assumed."
Respondent's subsequent actions were consistent with
and lend weight to the conclusion that it impliedly rec-
ognized the Union on 8 November. As promised, Re-
spondent prepared the draft contract and forwarded it to
the Union on 23 December; provided requested informa-
tion to the Union without protest or hesitation on 7 Jan-
uary; offered to negotiate over a weekend, and engaged
in earnest bargaining on 20 January, ultimately reaching
tentative agreement on that date about most terms of a
revised contract. The recognition clause in the S.I.U.-
P.R.D. agreement was never disputed and was preserved
intact. Respondent indicated that it was willing to exe-
cute the agreement on 22 January, regarding the pres-
ence of employee representatives at this final session as a
formality.
On these facts, I conclude that the Respondent recog-
nized the Union on 8 November 1985, and continued
bargaining with the S.I.U. until on or about 22 January.
Accordingly, the allegation that the Respondent violated
Section 8(a)(5) and (1) of the Act by unlawfully refusing
to recognize and bargain with the Union shall be dis-
missed.
B. Respondent withdrew Recognition without
Sufficient Objective Criteria
By impliedly recognizing the Union, Respondent ac-
knowledged that the S.I.U. presumptively represented a
majority of its employees. See Harley-Davidson Co., supra
at 1535. Respondent's subsequent challenge to that pre-
sumption as a basis for withdrawing recognition must be
assessed in accordance with well-established precedent
that holds that after the certification year, an employer
may withdraw recognition of an incumbent union at any
time if it affirmatively establishes either that (1) the union
has lost majority support, or (2) had a reasonably
grounded good-faith doubt based on objective, verifiable
considerations, untainted by unfair labor practices, that
the Union no longer enjoyed majority status. Id. at
1531;18
Terrell Machine Co.,
173 NLRB 1480 (1969),
enfd. 427 F.2d 1088 (4th Cir. 1970).
The General Counsel maintains that by withholding
recognition from the Union, denying the union agents
access to the plant, and retaining employees under tem-
porary contracts, the Respondent instilled fear in the
workers causing them to detach themselves from the
Union to appease their new employer. Consequently,
counsel contends that Respondent is precluded from
i7 See General Electric Co, 173 NLRB 253, 257 (1968), in which the
Board ruled that preliminary arrangements for negotiations are mandato-
ry subjects of bargaining and "are just as much a part of the process of
collective bargaining as negotiations over wages , hours, etc "
18 Harley-Davidson overrules prior case law that required a successor
employer to bargain for a reasonable time even it alleged a good faith
doubt of the union's majority support
withdrawing recognition from the S.I.U. because its
doubt of majority support was not asserted in good faith
or raised in an atmosphere untainted by unfair labor
practices.
The record leaves little doubt, and the General Coun-
sel correctly observes, that the employees were fearful
about the permanence of their employment. Alvarez may
have expressed it best when he said that the employees
were traumatized by what happened to them. But P.R.D.
was as responsible for that trauma as Serralles. Without
any formal notice, P.R.D. abruptly closed its facilities
and discharged the entire work force. Although the
Union succeeded in negotiating severance benefits for
the discharged employees, it was unable to prevent the
plant's closure and the Employer's exodus to the United
States. After Serralles resumed operations at Camuy, the
work force was reduced by more than 50 percent. Surely
some employees feared that the Union could not prevent
a future closure. It is in this context that the employees'
ambivalence toward the Union must be examined. In its
4 February letter to the employees, the Union implicitly
acknowledged the employees' apprehension and attempt-
ed to allay their fears by assuring them that the Re-
spondent was cooperating in the bargaining process. At
least at that time, the Union did not accuse the Respond-
ent of bad faith.
Further, and contrary to the General Counsel's con-
tention, Serralles did not unlawfully withhold recogni-
tion. As discussed above, Respondent constructively rec-
ognized and began to bargain with the Union as early as
8 November. It is true that Respondent did not extend
recognition in an overt manner. Nevertheless, the em-
ployees had reason to know that their employer had
agreed to bargain. Hernandez told union delegate Gonza-
lez as much. If the employees were unaware of the Re-
spondent's willing participation in the collective-bargain-
ing process, perhaps the responsibility lay in part with
the Union's failure to better inform them.
The General Counsel and Charging Party submit that
the Union's ability to reach and reassure the employees
was impeded by Respondent's refusal to admit the S.I.U.
agents into the plant. Clearly, Respondent could have au-
thorized such a visit; the reasons offered to justify the
Union's exclusion were meritless. By the same token, Re-
spondent had no legal duty to grant access and did not
violate the Act by refusing entry. 1 9
Moreover, Respondent did not interfere in any other
way with the Union's efforts to contact the workers. The
record shows that Hernandez and Cordero met freely
with the employees just outside the plant on a few occa-
sions; the plant manager made his office available to
Gonzalez to speak by phone with the union president,
and Alvarez apparently did not hesitate to leave union
literature in the plant where employees had access to it.
Thus, even if Respondent's refusal to admit the union
representatives into the plant was unreasonable, that act
alone could not have affected "the Union's status, cause
employee disaffection or improperly affect the bargain-
19 Here, unlike the situation described in Triangle Plastics, 191 NLRB
347 (1971), denial of access to the plant did not prevent the S I U agents
from effectively serving the employees in collective bargaining
DESTILERIA SERRALLES
ing relationship itself." Hotel & Restaurant Employees
Local 19 (Burger Pits) v. NLRB, 785 F.2d 796, 800 (9th
Cir. 1986).
The General Counsel relies on Alberto Torruella's 15
October letter to a credit institution as proof that Re-
spondent had decided to hire 65 employees for the
Camuy facility. From this, counsel reasons that Respond-
ent was committed to operating the Camuy facility per-
manently, and, therefore, had no legitimate excuse for
hiring workers under temporary employment contracts
other than to breed fear and underscore their depend-
ence on a new employer whose disposition toward the
Union was unknown. Counsel attaches more significance
and finality to this letter than is warranted. It is true that
Torruella expressed an intent to open the Camuy plant.
However, he also projected a work force composed of
former
P.R.D. employees from both Arecibo and
Camuy. In fact, the Camuy facility reopened with a
work force composed solely of former S.I.U. members.
This departure from the plan set forth in Torruella's
letter,
supports
Respondent's
argument
that
decisions
about Camuy's future were not cast in concrete at the
time that operations began there.
The 15 October letter did not expressly state that clo-
sure was one of the options being considered for the
Camuy plant. However, the letter does refer to future
consolidation of operations. Further, as Torruella testi-
fied and as Plant Manager Esteva confirmed, the Ponce
facilities were large enough to house the Camuy bottling
operation. Therefore, transferring portions of the Camuy
enterprise to Ponce was not out of the question. In fact,
Esteva spontaneously volunteered that Respondent had
experimented with performing certain bottling operations
at Ponce that traditionally were accomplished at Camuy.
Respondent abandoned the experiment after determining
that these functions could be performed more efficiently
at Camuy.
Torruella and Esteva agreed that Respondent decided
to start production at Camuy on a trial basis after finding
that the inventory there was low.20 Under these circum-
stances, offering temporary employment contracts to em-
ployees whose skills were then unknown, does not seem
to be an aberrant business decision.
The 15 October letter also refers to the possibility that
the U.G.T. might seek to represent the Camuy employ-
ees. Thus, Respondent's concern about competing claims
between the U.G.T. and S.I.U. was not bogus or recent-
ly invented to serve its ends in this litigation. Whether
the U.G.T. would have prevailed had it pursued repre-
sentational rights at Camuy is an altogether different
question than whether such a claim would be asserted.
Having determined that the Respondent did not with-
draw recognition in bad faith, a final question remains
20 The General counsel suggests that Torruella and Esteva contradict-
ed each other about when the Respondent determined that the inventory
was depleted In fact, no contradiction exists Both men agreed that pro-
duction started at Camuy in November, after Respondent determined that
the inventory had to be replenished Esteva explained that a second bot-
tling line was opened at Camuy when increased sales required even
greater production immediately prior to Christmas In other words, I
construe their testimony to mean that the inventory was insufficient in
November and continued to fall short of demand , particularly as sales in-
creased during the peak holiday season
59
whether Respondent presented sufficient objective evi-
dence that a majority of the 55 employees in the unit no
longer desired union representation. 21
In rebutting the Union's presumption of continued ma-
jority support, an employer bears a heavy burden of pre-
senting "clear, cogent and convincing evidence" that in-
dicates that a union's support has declined to a minority.
Hotel & Restaurant Employees Local 19 v. NLRB, supra
at 799. The Respondent has failed to meet its consider-
able burden.
In evaluating the numerous factors that Respondent
has proffered to justify belief in a union's loss of majority
support, the Board regards employee statements made di-
rectly to the employer as particularly probative. See
Glosser Bros., 271 NLRB 710, 715 (1984). In the present
case, Respondent predicates its doubt on the testimony of
four employees and the Camuy plant manager. Careful
scrutiny reveals that their statements are far from clear,
convincing, or cogent.
Only two of the four employee witnesses acknowledge
speaking directly with managerial personnel. Esteva re-
called the names of no more than eight individuals with
whom he spoke directly. Of these eight, two denied
having talked to him. Thus, in a unit of 55 employees,
Respondent's evidence, viewed in its best light, estab-
lishes that a small minority, six to eight employees in all,
spoke individually and directly to management officials
about their union sentiments.
Through the testimony of a few witnesses, however,
Respondent attempted to prove that many other employ-
ees rejected union representation. Thus, Gonzalez testi-
fied that he informed Esteva that other employees joined
in his decision to reject union representation, but he
failed to discuss specific incidents or identify a single em-
ployee who shared his view. The Board does not favor
such testimony. First, such comments are hearsay. See
Roza Watch Corp., 249 NLRB 284, 287 (1980). In addi-
tion, the Board has observed that employees' statements
"which purport to convey sentiments of employees other
than themselves" might lead to a few antiunion employ-
ees providing "the basis for withdrawal of recognition
when in fact there is actually an insufficient basis for
doubting the
Union's
continued
majority support."
Dalewood Rehabilitation Hospital, 224 NLRB 1618, 1619-
1620 (1976).
J & J Drainage Products Co., 269 NLRB 1163 (1984), is
a departure from the Board's traditional rejection of such
testimony. In that case, the Board adopted the adminis-
trative law judge's ruling that that an employer could
rely in part on the comments of one of two union stew-
ards who said that several of the 32 unit employees were
disinterested in the union. Id. at 1171. I do not find that
Gonzalez' remarks about the views of other employees
deserves the same deference. Gonzalez, one of four dele-
gates in a 55-man unit, attributed a single, uniform posi-
tion to the unidentified, unenumerated employees for
whom he purportedly spoke. Consequently, I had little
confidence that he accurately presented the diversity of
21 The Respondent did not attempt to prove that the Union did not
actually represent a majority of unit employees
60
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
opinion that invariably exists in any group of 55 individ-
uals. Alvarez,
the main union delegate, testified in a
more reliable manner, categorizing his fellow workers'
views into three separate schools of thought. If Alvarez'
estimates were correct, then less than a majority of em-
ployees opposed union representation.
Supervisory reports to Esteva, involving double hear-
say problems, were equally unreliable evidence on which
to premise doubt of the Union's continued majority. As
the Board found in Thomas Industries, 255 NLRB 646,
647 (1981), "supervisors' subjective estimates that a ma-
jority of the employees did not want a union add little, if
anything, to the probative force of the employees' state-
ments which constituted the only concrete evidence on
which the supervisors' estimates were based."
Esteva's testimony regarding the alleged antiunion atti-
tudes of most of the employees in the plant is equally
troublesome. Like Gonzalez, Esteva offered no details.
Instead, he stated generally that employees were "dissat-
isfied with the S.I.U." or "were not interested in any
union." Without a more precise description of what indi-
vidual employees may have said, it is impossible to deter-
mine from Esteva's comments whether, or how many,
employees actually expressed nothing more than disen-
chantment with the Union's past performance or a disin-
clination to be active union members, as distinguished
from a current desire to be rid of union representation.
Thus, by invoking and relying on such conclusory testi-
mony, Respondent failed to clearly delineate which em-
ployees may have unequivocally repudiated the Union.
See Thomas Industries, supra at 647;22 Dalewood Reha-
bilitation Hospital, supra.
The Respondent also based its doubt of continued ma-
jority support on the Union's failure to persuade any em-
ployees to attend the 22 January bargaining meeting. The
Board consistently has rejected evidence of employee
disinterest in union activity as an accurate index of the
majority's union sentiments.
Employee attendance at
union meetings, like membership in or financial support
of a union, does not necessarily signify that a majority of
the work force opposes union representatron.23 Conse-
quently, the Respondent may not rely on the employees'
unwillingness to appear at negotiations as objective evi-
dence that justifies withdrawing recognition.
In sum, Respondent has not adduced concrete and un-
equivocal expressions of antiunion sentiment from a suffi-
cient number of employees or managerial personnel to
support a reasonable doubt that the Union no longer en-
joyed majority support on or about 22 January 1986. Id.
at 653. Accordingly, the Respondent's withdrawal of
recognition from the Union on that date was unwarrant-
ed and violates Section 8(a)(1) and (5) of the Act.
CONCLUSIONS OF LAW
1. Respondent Destileria Serralles , Inc., is engaged in
commerce within the meaning of Section 2(6) and (7) of
the Act.
2. The S.I.U. is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. All production and maintenance employees includ-
ing mechanics, messengers, and truckdrivers employed
by the Respondent at its redistilling and bottling plant in
Camuy, Puerto Rico, excluding all other employees, ex-
ecutive, administrative, and professional personnel, the
chemist, the shipping and receiving clerks, office and
plant clerical employees, foremen, guards, and supervi-
sors, constitute a unit appropriate for the purpose of col-
lective bargaining within the meaning of Section 9(b) of
the Act.
4. At all times material, the Union has been and is now
the exclusive representative of all employees in the afore-
said appropriate unit for the purpose of collective bar-
gaining within the meaning of Section 9(a) of the Act.
5. On 8 November 1985, the Respondent recognized
the Union and bargained with it from that date until 22
January 1986.
6. By withdrawing recognition and refusing to bargain
with the Union as the exclusive bargaining representative
of the employees in the above-described appropriate unit,
since on or about 22 January 1986, Respondent violated
Section 8(a)(5) and (1) of the Act.
7. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found the above-cited violation of the Act, I
shall recommend that Respondent be required to cease
and desist therefrom. Affirmatively, Respondent will be
required to recognize and, on request, bargain with the
Union and post an appropriate notice.
The General Counsel submits that a visitatorial clause
is required in this case so that the Board may engage in
discovery to properly monitor Respondent's compliance
with the Board's Order. Based upon all of the circum-
stances in this case, and particularly on my finding that
the Respondent did not act in bad faith, I do not agree
that a visitatorial provision is necessary. Accordingly,
the General Counsel's motion to include such a provision
in the Order is denied.
On these findings of fact and conclusions of law, and
on the entire record in this proceeding, I issue the fol-
lowing recommended24
ORDER
The Respondent,
Destileria Serralles,
Inc., Camuy,
Puerto, Rico, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
22 The vagueness of Esteva's reports about the employees' antiunion
attitudes may explain why the Respondent discounted them and remained
willing to execute a collective-bargaining agreement with the Union until
21 January, just 1 day before it withdrew recognition
23 See, e g., Cut & Curl, 277 NLRB 1869, 1873 (1977); Orion Corp , 210
NLRB 633 (1974), enfd 515 F 2d 81 (5th Cir 1975)
24 If no exceptions are filed as provided by Sec 102.46 of the Board's
Rules and Regulations, the findings,
conclusions,
and recommended
Order shall, as provided in Sec 102 .48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
DESTILERIA SERRALLES
(a) Refusing to recognize and bargain collectively with
the S.I.U. de Puerto Ricco, Caribe & Latin America af-
filiated with
Seafarers International Union of North
America, AFL-CIO as the collective-bargaining repre-
sentative of its employees in the following appropriate
unit:
All production and maintenance employees includ-
ing mechanics, messengers, and truckdrivers em-
ployed by the Respondent at its redistilling and bot-
tling plant in Camuy, Puerto Rico, excluding all
other employees, executive, administrative and pro-
fessional personnel, the chemist, the shipping and
receiving clerks , office and plant clerical employees,
foremen, guards, and supervisors as defined in the
Act.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
Section 7 rights.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain collectively with the S.I.U. de
Puerto Rico, Caribe & Latin-America affiliated with Sea-
farers International Union of North America, AFL-CIO
as the exclusive collective-bargaining representative of its
employees in the above-described unit and, if an agree-
ment is reached, embody that agreement in a signed con-
tract. Post at its Camuy, Puerto Rico facilities, copies of
the attached notice marked "Appendix."25 Copies of said
notice on forms provided by the Regional Director for
Region 24 of the National Labor Relations Board, after
being signed by Respondent's representative, shall be
posted by it immediately upon receipt and maintained for
60 consecutive days in conspicuous places including all
places
where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material.
(b) Notify the Regional Director in writing within 20
days from the date of this Order what steps have been
taken to comply.
IT IS FURTHER RECOMMENDED that allegations of the
complaint that allege unfair labor practices not specifical-
ly found in this decision be dismissed.
25 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
61
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these protect-
ed concerted activities.
WE WILL NOT refuse to recognize and bargain collec-
tively with the S.I.U. de Puerto Rico, Caribe & Latin-
America affiliated with Seafarers International Union of
North America, AFL-CIO as the exclusive representa-
tive in the bargaining unit described below.
WE WILL recognize and upon request bargain with the
S.I.U. de Puerto Rico, Caribe & Latin-America affiliated
with Seafarers International Union of North America,
AFL-CIO as the exclusive representative of employees
in the bargaining unit which includes:
All production and maintenance employees includ-
ing mechanics,
messengers, and truckdrivers em-
ployed by Respondent at its distilling and bottling
plant in Camuy, Puerto Rico, but excluding all
other employees, executive, administrative and pro-
fessional personnel, the chemist, the shipping and
receiving clerks, office and plant clerical employees,
foremen, guards, and supervisors as defined in the
Act.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce our employees in the exercise of
rights guaranteed under Section 7 of the Act.
WE WILL recognize and on request bargain with S.I.U.
de Puerto Rico, Caribe & Latin-America affiliated with
Seafarers International Union of North America, AFL-
CIO as the exclusive representative of our employees in
the bargaining unit described above with respect to
wages, hours, and other terms and conditions of employ-
ment and, if an understanding is reached, embody such
understanding in a signed agreement.
DESTILERIA SERRALLES, INC.