289 NLRB 201
Potters' Medical Center, Inc.
POTTERS' MEDICAL CENTER
201
Potters'
Medical
Center, Inc.
and
International
Brotherhood of Pottery and Allied Workers,
AFL-CIO, CLC. Case 8-CA-15759
June 17, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND BABSON
On May 18,
1983, Administrative Law Judge
Claude R. Wolfe issued the attached decision. The
General Counsel, the Charging Party, and the Re-
spondent filed exceptions and supporting briefs and
the Respondent filed an answering brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, I and
conclusions, as modified.
We agree with the judge that the Respondent
violated Section 8(a)(5) and (1) by failing and refus-
ing to meet at reasonable times and with reasonable
promptness, by impermissibly withdrawing recog-
nition,2 and by failing to furnish relevant informa-
i The Respondent argues that the judge erred in failing to find that the
allegations added in the second amended complaint and at the hearing are
barred by Sec. 10(b) of the Act. The Respondent argues that because
these allegations occurred after the charge was filed and more than 6
months before they were first introduced into the complaint that they are
time barred. We agree with the judge, for the reasons he stated, that
these allegations are not time barred. Contrary to the Respondent, as the
judge did, we find that NLRB Y. Font Milling Co., 360 U.S 301 (1959), is
controlling here We also find that subsequent to the Supreme Court's de-
cision in Font Milling the reasoning in NLRB v. Newton Bros. Lumber
Co., 214 F.2d 472 (5th Cir. 1954), on which the Respondent relies, is no
longer apt Contrary to the Respondent's argument, it is clear that the
situations in Font Milling and here are parallel in that each involves inci-
dents that occurred after the original charge was filed and more than 6
months before they were first introduced into the complaint
(See the
Board's decision at 117 NLRB 1277, 1288 (1957), and the court of ap-
peals' decision at 258 F 2d 851, 854 (5th Cir 1958) in Font Milling, which
verify the dates of the allegation and the issuance of the complaint there.)
Yet, in Font Milling, for the reasons the judge here has set out, the Su-
preme Court found the allegations were not time barred. For those same
reasons, as the judge elaborates, the allegations here are not time barred.
Further, regarding the Respondent 's reliance on Newton Bros Lumber,
we note that another respondent, in Proctor & Gamble Mfg. Ca v. NLRB,
658 F.2d 968 (4th Cir 1981), made the same argument based on Newton
and another case as the Respondent does here. The Proctor & Gamble
court rejected that contention with words equally applicable here, i e ,
"these cases were decided before Font Milling and did not apply its test
for determining the inclusion of subsequent events; to this extent, they are
unpersuasive " 658 F.2d at 985 fn. 19. Accordingly, we reject the Re-
spondent's 10(b) defense
2 In finding the withdrawal of recognition unlawful , the judge stated
that the Board, in Lammert Industries, 229 NLRB 895 fn 2 (1977), stated
its "longstanding disavowal of the dictum in
Telautograph Corp,
199
NLRB 892 (1972), that the filing of a decertification petition suspends an
Employer's bargaining obligation." We note that the statement was made
by a plurality of the Board in Lammert and that it did not represent the
view of the dissenters nor, necessarily , that of the concurring Board
member Indeed, in Dresser Industries, 264 NLRB 1088 at 1089 (1982), the
Board treated this statement as the principle of Telautograph that it was
overruling We also note that, regardless of the split of the Board on the
tion requested on July 12, 1982.3 The judge found,
however, that the Respondent's bargaining obliga-
tion ceased on or after July 28 , 1982, following a
merger between the certified union, International
Brotherhood of Pottery and Allied Workers, AFL-
CIO, CLC (the Brotherhood), and another union,
the Glass Bottle Blowers Association of the United
States and Canada, AFL-CIO (the Glass Bottle
Blowers). The merged union became known as
Glass, Pottery, Plastics and Allied Workers Inter-
national Union, AFL-CIO, CLC (the Union). Re-
lying principally on the Board's decision in Amoco
Production Co., 262 NLRB 1240 (1982),4 the judge
found that the merger was improper as it pertained
to the employees in the certified units because
these employees were not afforded an opportunity
to select delegates to a special convention approv-
ing the merger. Accordingly , the judge found that
no bargaining violations continued after the date of
the merger and that no affirmative remedial order
on behalf of the Union was warranted. We dis-
agree. As explained below, the legal proposition
underlying the judge's ruling has since been reject-
ed by the Supreme Court, and there is insufficient
evidence that the merger of the Brotherhood and
the Glass Bottle Blowers produced a dramatic
change in the representative entity that would war-
rant finding lack of continuity in representation.
On June 15 , 1979, the Brotherhood was certified
as the collective-bargaining representative of the
Respondent's service, maintenance, and technical
employees (Unit A) and of its registered nurses
(Unit B). As of the date of the July 28, 1982
merger, the parties had not reached agreement on
an initial collective-bargaining agreement covering
employees in the certified units. The Brotherhood's
characterization of the suspension of bargaining issue in Telautograph, all
five Board members in Lammert found that the Respondent violated Sec.
8(ax5) by refusing to bargain.
8 We find no merit to the Respondent 's contention that the information
requested on July 12, 1982-names, dates of hire, wage rates, job title and
description, and changes in fringe benefits regarding all bargaining unit
employees-was not necessary or relevant for the purposes of collective
bargaining . On the contrary, the record shows that the certified union re-
quested such information for purposes of collective bargaining on March
17, 1980, and, as detailed by the judge, was unlawfully denied the re-
quested information. Thereafter, the union again sought such information
on December 28, 1981 , which it received. On July 12, 1982, it sought an
update of the matters previously sought for the purposes of collective
bargaining. In these circumstances, where the information sought con-
cerned subjects that had long been the subject of collective bargaining,
the union's admitted attempt to pursue an unfair labor practice claim that
concerned some of those subjects does not establish that the information
was sought solely in support of an unfair labor practice claim to the ex-
clusion of the collective-bargaining process
4 Amoco concerned the propriety of a "members only" union affiliation
vote, which excluded nonmembers from the voting process. The Board
held that, under Sec. 8(aX5) and (i), unit employees, whether union
members or not, must be permitted to participate and vote in an affili-
ation election. This principle was later applied to a merger of local
unions in F. W. Woolworth Co, 268 NLRB 805 (1984) (F.
W. Woolworth
I).
289 NLRB No. 28
202
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
internal rules provided that employees of a newly
organized employer, such as the Respondent, are
not enrolled as union members, do not pay dues,
and do not have a local union chartered unless and
until agreement on an initial collective-bargaining
agreement is reached. Because no bargaining agree-
ments had been reached covering the employees of
the certified units at the time of the merger, no
local union had yet been chartered and no unit em-
ployees had yet become union members. When the
Brotherhood selected delegates to the special con-
vention to consider the merger, only members of
chartered local unions were permitted to send dele-
gates. Accordingly, inasmuch as the employees in
the certified units were not as yet members of a
chartered local union, they were unrepresented at
the special convention and did not otherwise ex-
press a preference regarding the merger.5
In F.
W. Woolworth Co., 285 NLRB 854 (1987),6
the Board held that, with the issuance of Seattle-
First National Bank,7 the failure to permit non-
union employees to vote on the proposed merger
of local unions can no longer be grounds for find-
ing the merger to be invalid. In the instant case,
the conduct of the merged unions alleged to be im-
permissible involved only the exclusion of employ-
ees because of their nonmembership in the Brother-
hood at the time of the merger. Under Seattle-First
National Bank and F. W. Woolworth II, nonmem-
bership of the employees of the Respondent and
their lack of participation in the merger decision is
not a basis for limiting or denying a bargaining
order in this case."
Respondent contends, however, that the merger
resulted in substantial changes in the structure of
the new union so that the merged union was not a
continuation or successor of the certified union,
i.e., that there is no continuity of representative.9
Contrary to the Respondent, we find that the
changes in representation produced by the merger
of the Brotherhood and the Glass Bottle Blowers
were not sufficiently dramatic in their impact on
5 The Brotherhood informed the unit employees of the upcoming
merger convention but did not ascertain their desires
5 F. W. Woolworth II.
' NLRB v. Financial Institution Employees Local 1182 (Seattle-First Na-
tional Bank), 475 U S 192 (1986), in which the United States Supreme
Court held that the Board exceeded its authority by establishing a rule
requiring that nonunion employees be permitted to vote in an affiliation
election before the Board would order an employer to bargain with the
affiliated union
s The record shows that members of the Brotherhood were notified of
the impending merger well in advance of the special merger convention
Delegates to the convention were selected by each local union in repre-
sentative numbers proportionate to the size of the local union member-
ship. The delegates approved the merger by a vote of 159 to 17 Apart
from the absence of participation by the Respondent's employees, there is
no contention before us that the merger process was improper
9 The judge found it unnecessary to consider or make findings regard-
ing these contentions
the unit employees to warrant a finding of lack of
continuity in representation.
As the judge found, the record shows that the
Union assumed all assets and liabilities of both the
Brotherhood and the Glass Bottle Blowers. Each
of the 85 affiliated local unions of the Brotherhood
and the 241 local unions of the Glass Bottle Blow-
ers continued operating in the same manner with
the same local officers as before the merger. No
Brotherhood local was merged into any local of
the Glass Bottle Blowers as a consequence of the
merger. Although it appears that there have been
some changes in the identity of International union
representatives
servicing
various local
unions,
Joseph Galvin Jr., former vice president of the
Brotherhood and the individual who has negotiated
with the Respondent on behalf of the Respondent's
unit employees, testified that he remains the official
representative of these employees.
Following the merger, the president of the Glass
Bottle Blowers became president of the Union. The
president of the Brotherhood became assistant to
the president of the Union. The secretary-treasurer
of the Glass Bottle Blowers became the secretary-
treasurer of the Union. The secretary-treasurer of
the Brotherhood became the International auditor
of the Union. The Union now has four vice presi-
dents, three of whom formerly occupied that posi-
tion with the Glass Bottle Blowers, and one of
whom is a former official of the Brotherhood. The
Union's executive board includes 11 former mem-
bers of the Glass Bottle Blowers' executive board
and 3 former officials of the Brotherhood. At the
time of the merger, the Brotherhood consisted of
about 10,700 dues-paying members and had head-
quarters in East Liverpool, Ohio, where the Re-
spondent is also located. The Glass Bottle Blowers
consisted of about 67,000 dues-paying members and
had headquarters in
Media,
Pennsylvania.
The
Union now has headquarters in the former head-
quarters of the Glass Bottle Blowers. Under the
provisions of the merger agreement, the Brother-
hood agreed to abide by the terms of the constitu-
tion of the Glass Bottle Blowers, with certain ex-
ceptions pertaining to the term of the office of
local union officers, the election of negotiating
committee members, dues structure, and the selec-
tion of delegates to the 1983 AFL-CIO conven-
tion.
The Respondent contends that continuity of rep-
resentative is absent in this case because unit em-
ployees must deal with a union no longer based in
their hometown, because the Brotherhood discard-
ed its constitution and agreed to abide by the terms
of the Glass Bottle Blowers' constitution, and be-
cause the Union did not have unspecified "local in-
POTTERS' MEDICAL CENTER
203
dividuals" holding key offices. Contrary to the Re-
spondent, we find that there is continuity of repre-
sentation between the certified union, i.e., the
Brotherhood, and the merged union.
First, it is undisputed that the Union assumed all
the assets and liabilities of the Brotherhood and
that all local unions formerly affiliated with either
the Brotherhood or the Glass Bottle Blowers con-
tinued to operate in the same manner with the
same local officers as before the merger. Of course,
because no local union had yet been chartered on
behalf of the Respondent's unit employees and no
collective-bargaining agreement yet reached, there
were no officers or agreements to continue as
before under the terms of the merger. The Brother-
hood's former representative, Galvin Jr., testified,
however, that he remained the official representa-
tive of the Respondent's unit employees, a role he
occupied before the merger.
Second, although they occupy new positions, the
former principal officers of the Brotherhood con-
tinue in a representative capacity with the Union
following the
merger.
The greater number of
former officials of the Glass Bottle Blowers in the
new hierarchy of the Union is consistent with the
ratio of dues-paying members in the merged union
and is not so substantial on its face as to constitute
a dramatic diminution in the Brotherhood's repre-
sentative role in the merged union.
Third, we find the factors relied on by the Re-
spondent insufficient to show that the Union is not
a continuation of the Brotherhood. The location of
the Union's headquarters in a nearby State rather
than in the same city where the headquarters of the
Brotherhood formerly stood is of little consequence
in relation to the fact that the Union has assumed
all assets and liabilities of the Brotherhood. Local
contacts with the Union undoubtedly will increase
and participation of local union officers will arise,
if and when a contract is reached and a local union
is eventually chartered on behalf of the Respond-
ent's unit employees.
Although the Brotherhood agreed to abide by
the constitution of the Glass Bottle Blowers under
the terms of the merger agreement, provision was
made in that agreement for retention of significant
local practices of the Brotherhood, including dues
structure, term of office for local union officers,
and practices and procedures for the election of
contract negotiating committee members. Further,
the constitution of the Glass Bottle Blowers con-
tains no provisions limiting the authority of a con-
stituent local union to negotiate, execute, and ad-
minister collective-bargaining agreements to any
degree significantly different from those contained
in the constitution of the Brotherhood. Neither
constitution requires International union approval
of local agreements and both constitutions require
International union approval of local strike action.
Thus, the evidence does not show that the degree
of local union control will be fundamentally differ-
ent because of the merger. 10 In these circum-
stances, we find that the agreement of the merged
unions to abide by, in most respects, the constitu-
tion of the Glass Bottle Blowers is insufficient to
outweigh those factors tending to show that the
Union is a continuation of the certified union.
Because we find that the Union is the lawful suc-
cessor to the Brotherhood, we find that the Re-
spondent was obligated to continue recognition and
bargaining on and after July 28, 1982, and that its
refusal to do so violated Section 8(a)(5) and (1) of
the Act.
AMENDED REMEDY
Having found that the Respondent has engaged
in certain unfair labor practices that violate Section
8(a)(5) and (1) of the Act, we shall order that it
cease and desist and take certain affirmative action
designed to effectuate the policies of the Act.
We shall order that the Respondent recognize
and, on request, bargain with Glass, Pottery, Plas-
tics and Allied Workers International Union, AFL-
CIO, CLC, through its designated agents, as the
successor to the certified union, International
Brotherhood of Pottery and Allied Workers, AFL-
CIO, CLC, as the exclusive representative of all
employees in the units found to be appropriate for
the purpose of collective bargaining, with respect
to rates of pay, wages, hours of employment, and
other terms and conditions of employment, and, if
agreements are reached, embody such understand-
ings in writing.
ORDER
The National Labor Relations Board orders that
the Respondent, Potters' Medical Center, Inc., East
Liverpool, Ohio, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Refusing to recognize and bargain, on re-
quest, in good faith with Glass, Pottery, Plastics
10 For these reasons, the instant case is factually distinguishable from
Western
Commercial Transport,
288 NLRB 214 (1988), in which the
Board found that the affiliation of the certified union with another labor
organization produced such a dramatic diminution in the autonomy of the
certified union that there was a lack of continuity in representation of the
unit employees and, accordingly, no obligation on the part of the em-
ployer to bargain with the organization that emerged from the affiliation.
Member Johansen dissented in Western Commercial and he continues to
adhere to that dissent. However, in the circumstances of this case, he
fully agrees with his colleagues that the Union is a continuation of the
certified union and agrees, therefore, that the Respondent was obligated
to continue to recognize and bargain with the Union.
204
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
and Allied Workers International
Union, AFL-
CIO, CLC as the exclusive representative for pur-
poses of collective bargaining of the employees in
the following appropriate units, by failing or refus-
ing to meet with the Union at reasonable times and
with reasonable promptness for purposes of collec-
tive bargaining, by withdrawing recognition from
the Union without lawful cause, and by failing to
comply with requests from the Union for informa-
tion to which it is entitled . The appropriate bar-
gaining units are:
UNIT A
All service , maintenance and technical em-
ployees employed by the Respondent at its
East Liverpool, Ohio medical center including
all
licensed
practical
nurses,
nurses'
aides,
other aides, dietary and kitchen employees,
maintenance employees, housekeeping employ-
ees,
X-ray and operating room technicians,
ward secretaries, medical records' clerks and
bookkeepers, but excluding all business office
clerical employees and professional employees,
guards and supervisors as defined in the Act.
UNIT B
All registered nurses employed by the Re-
spondent at its East Liverpool , Ohio medical
center excluding all other professional employ-
ees, guards and supervisors as defined in the
Act and all other employees.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Recognize and, on request, bargain in good
faith with the Union as the exclusive collective-bar-
gaining representative of the employees in the ap-
propriate bargaining units with respect to rates of
pay, wages, hours , and other terms and conditions
of employment and, if agreements are reached,
embody such understandings in writing.
(b) On request, furnish the Union information
that is relevant and necessary to its role as the ex-
clusive bargaining representative of the employees
in the appropriate bargaining units.
(c) Post at its premises in East Liverpool, Ohio,
copies of the attached notice marked
"Appen-
dix."11 Copies of the notice, on forms provided by
i i If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
the Regional Director for Region 8, after being
signed by the Respondent's authorized representa-
tive, shall be posted by the Respondent immediate-
ly upon receipt and maintained for 60 consecutive
days in conspicuous places including all places
where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent
to ensure that the notices are not altered, defaced,
or covered by any other material.
(d) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
IT IS FURTHER ORDERED that except insofar as
violations have been found above, the complaint is
dismissed.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT refuse to recognize and bargain,
on request, in good faith with Glass, Pottery, Plas-
tics and Allied Workers International Union, AFL-
CIO CLC, as the exclusive representative for pur-
poses of collective bargaining of the employees in
the following appropriate units, and WE WILL NOT
withdraw recognition without lawful cause or fail
and refuse to meet with the Union at reasonable
times and with reasonable promptness for purposes
of collective bargaining. The appropriate bargain-
ing units are:
UNIT A
All service,
maintenance and technical em-
ployees employed by us at our East Liverpool,
Ohio
medical center including all licensed
practical nurses, nurses' aides , other aides, die-
tary and kitchen employees, maintenance em-
ployees, housekeeping employees, X-ray and
operating room technicians, ward secretaries,
medical records' clerks and bookkeepers, but
excluding all business office clerical employees
and professional employees , guards and super-
visors as defined in the Act.
UNIT B
All registered nurses employed by us at our
East Liverpool, Ohio medical center excluding
all other professional employees, guards and
supervisors as defined in the Act and all other
employees.
POTTERS' MEDICAL CENTER
WE WILL NOT fail or refuse to comply with the
Union's requests for information to which it is enti-
tled.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL recognize and, on request, meet and
bargain collectively with the Union, through its
designated agents, as your exclusive bargaining rep-
resentative and, if agreements are reached,
WE
WILL embody such understandings in writing.
WE WILL, on request, furnish the Union informa-
tion that is relevant and necessary to its role as the
exclusive bargaining representative of our employ-
ees in the appropriate bargaining units.
POTTERS' MEDICAL CENTER, INC.
205
and after considering the oral argument and able posttrial
briefs, I make the following
FINDINGS AND CONCLUSIONS
1. JURISDICTION
The pleadings establish that Respondent is a corpora-
tion providing medical services, meets both statutory and
Board jurisdictional requirements, and is an employer en-
gaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
II. LABOR ORGANIZATIONS
Respondent concedes and I find that the Brotherhood
was a labor organization within the meaning of the Act
until it merged into the Union on July 28 , 1982. I further
find that the Union has existed since July 28, 1982, as a
labor organization within the meaning of Section 2(5) of
the Act.
Kathy A. Wireman, Esq., for the General Counsel.
Frederick C. Emmerling, Esq., for the Respondent.
DECISION
STATEMENT OF THE CASE
CLAUDE R. WOLFE, Administrative Law Judge. This
matter was teed at Steubenville, Ohio, on February 22
and 23, 1983 , pursuant to a charge filed by International
Brotherhood of Pottery and Allied Workers, AFL-CIO,
CLC (the Brotherhood), on May 24, 1982, and a second
amended complaint issued February 3, 1983 , and again
amended at hearing.
The complaint alleges that Potters' Medical Center,
Inc. (Respondent) has violated Section 8(a)(5) and (1) of
the National Labor Relations Act by (a) refusing to fur-
nish the Brotherhood and its successor, Glass, Pottery,
Plastics and Allied Workers International Union, AFL-
CIO, CLC (the Union), with information necessary to
their performance as collective-bargaining agents; (b)
failing and refusing to meet at reasonable times and with
reasonable promptness for purposes of collective bargain-
ing; and (c) withdrawing recognition from the Union as
representative of certain of Respondent's employees.
Respondent admits some complaint allegations but
denies the commission of the unfair labor practices al-
leged. In its answer to the second amended complaint
Respondent asserts as affirmative defenses that (1) certain
allegations are time-barred, (2) neither Potters nor the
Union represented a majority of the employees in one of
the two bargaining units involved in this case , (3) there is
a bona fide question of representation in the other unit,
and (4) the Brotherhood ceased to exist by virtue of its
merger into another labor organization that does not rep-
resent a majority of Respondent's employees in either
unit.
On the entire record, ' including my observation of the
demeanor of the witnesses as they testified before me,
' Certain errors in the transcript are noted and corrected
III. BARGAINING STATUS AND PREVIOUS LITIGATION
The Brotherhood was certified on June 15, 1979, as
the exclusive collective-bargaining representative of Re-
spondent's employees in the following appropriate bar-
gaining units:
UNIT A
All service, maintenance and technical employees
employed by the Respondent at its East Liverpool,
Ohio medical center including all licensed practical
nurses, nurses' aides, other aides, dietary and kitch-
en employees, maintenance employees, housekeep-
ing employees, X-ray and operating room techni-
cians, ward secretaries, medical records' clerks and
bookkeepers, but excluding all business office cleri-
cal employees and professional employees, guards
and supervisors as defined in the Act.
UNIT B
All registered nurses employed by the Respondent
at its East Liverpool, Ohio medical center exclud-
ing all other professional employees, guards and su-
pervisors as defined in the Act and all other em-
ployees.
Thereafter, the parties commenced bargaining. After sev-
eral negotiation sessions between August 1979 and May
1980 the Brotherhood filed charges2 in August 1980 that
resulted in a complaint and trial before Administrative
Law Judge Ries on allegations that Respondent had vio-
lated Section 8(a)(5) and (1) of the Act. Judge Ries
issued his decision on December 10, 1981,3 finding Re-
spondent had violated those sections of the Act by fail-
ing to furnish relevant information to the Brotherhood,
and by unilaterally altering wage rates and modifying its
pay classification system. His order required Respondent
to cease and desist from this conduct and bargain in
good faith with the Brotherhood as the representative of
2 Case 8-CA-14141
' JD-605-81
206
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
both units. No exceptions were filed to Judge Ries' deci-
sion and it was, on January 19, 1982, adopted by the
Board. On January 31, 1983, the United States Court of
Appeals for the Sixth Circuit issued its order4 enforcing
the Board's Order.
The events on which the allegations before me are
premised took place after the issuance of Judge Ries' de-
cision and before the court order, and it is to those
events we now turn.
IV. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Facts
On December 28, 1981, Joseph Galvin Jr., a vice
president of the Brotherhood, wrote to Respondent's at-
torney, Robert Weaver, advising that in accordance with
"the NLRB's decision"5 he was requesting the name, ad-
dress, and current hourly wage of each employee in units
A and B, together with a sick leave, funeral leave, meals,
"etc.," and a list of employees being paid "merit in-
crease, on-call pay, etc." Galvin advised he would be
prepared to bargain on receipt of the requested informa-
tion, would appreciate Weaver giving his dates of avail-
ability for bargaining, and would try to make himself
available on dates convenient to Weaver.
Weaver replied, by letter of January 4, 1982, that the
requested information was being compiled and Respond-
ent would refrain from unilateral changes in wages and
other terms and conditions of employment, but Respond-
ent adhered to its position that bargaining would be
futile so long as the Brotherhood insisted on a union-se-
curity clause.
Judge Ries found, and the parties agree, that they
were at impasse over the issue of union security. The
parties agree, and I find, that the impasse over the Broth-
erhood's insistence on a union-security clause continued
until it was broken by Galvin's March 22, 1982 letter,
which will be discussed in due course.
On January 14, 1982, Weaver wrote to Galvin, "En-
closed is the information which has been compiled in re-
sponse to your request. Please contact me if you have
any questions." Galvin received this letter on January 18,
1982, but he and Weaver dispute the contents of the en-
closures accompanying the letter.
Weaver testified that the letter he dispatched was ac-
companied by (1) a seven-page list of unit employees
with their home addresses, rates of pay, and information
on call pay and salary increases, and (2) a nine-page ex-
tract from Respondent's personnel manual setting forth
the fringe benefits, including those specifically requested
by Galvin, afforded Respondent's employees.
Galvin asserts that, although he received the cover
letter and item (1), he did not receive item (2). Galvin
never told Respondent that he had not received informa-
tion satisfying his December 18, 1981 request.
In his next communication with Respondent, a letter
to Weaver dated March 22, 1982, Galvin withdrew the
Brotherhood's request for a union-security clause, and
* NLRB v. Potters' Medical Center, No 82-1713 (6th Cir Jan 31,
1983)
5 Galvin was obviously referring to Judge Ries' decision
asked for several dates when Weaver would be available
for bargaining sessions, but made no reference to the in-
formation he had requested or received.
The following day, March 23, 1982, Galvin sent a
letter to Respondent's employees setting forth a brief
chronological resume of his version of the history of
Respondent/Brotherhood relationships.
After relating
the substance of Judge Ries' decision, he continued as
follows:
The Center had the right to appeal the trial
judge's decision, but they did not. Again, I request-
ed certain information they had been instructed to
provide and at the same time, I requested meeting
dates to begin negotiations . They did send me the in-
formation I requested.6
On March 26, 1982, Weaver wrote acknowledging re-
ceipt of Galvin's March 22 letter and stated that he
would confer with Woody Miller, Respondent's adminis-
trator, regarding negotiation dates, but his (Weaver's)
schedule made it unlikely that any meetings in April
would be possible. Weaver credibly testified that he had
made a prior commitment to deliver a sailboat from
Nassau to Fort Myers, Florida, during the first week of
April, and had planned his vacation for the third week of
April.
According to Galvin, Weaver called him on April 19
and asked if he was available to meet on May 10 regard-
ing unit A. Galvin said he was. Weaver said the May 10
date was not definite because he had to clear it with
Miller, but asked Galvin to send the Brotherhood's pro-
posals prior to May 10. Galvin said he would.
Weaver testified that he was in Hilton Head, South
Carolina, on April 19 and did not call Galvin on that
date, but did have a telephone conversation with Galvin
before April 19. He avers that the conversation con-
cerned a convenient date to meet in May, in connection
with which he stated a preference not to meet prior to
May 10, a week after he would return from Hilton Head.
Weaver testified that his reason for this preference was
his expectation that there would be work for him stacked
up during his absence on vacation that he would like to
attend to. There is no evidence he communicated this
reason to Galvin. In any case, I am persuaded that he
and Galvin were testifying about the same conversation.
From the more detailed and credible testimony of Galvin
on the matter of the date, I conclude that although
Weaver inquired about his availability on May 10, it was
not a definite agreed-on date. Galvin could not reason-
ably have believed it was in view of Weaver's statement
that he would have to clear it with Miller, whom Judge
Ries found to have authority superior to that of Weaver
with respect to negotiations. I am inclined to the belief
that Galvin's testimony with respect to Weaver's request
for proposals refers to a conversation of May 3 rather
than the one in April.
Galvin and Weaver spoke on the phone on May 3,
1982.7 Galvin asked Weaver if they were going to meet
e Emphasis added
The recitation of the relevant portions of this conversation is a com-
posite of the credible testimony of the two participants
POTTERS' MEDICAL CENTER
on May 10. Weaver told him that meeting was off be-
cause Miller had conflicts . Weaver also requested Galvin
send him the Brotherhood's proposal to study before a
specific meeting date be agreed on.
With a letter to Weaver of May 12, 1982, Galvin en-
closed contract proposals "per our telephone conversa-
tion of May 3 , 1982," again requested Weaver to advise
when negotiations could begin, and complained that bar-
gaining had been delayed too long. The text of this letter
also states "a slight question has arisen regarding the new
tuition reimbursement Woody sent me."8 The information
Galvin contends he did not receive with Weaver's Janu-
ary 14 letter contains an entire page devoted to tuition
reimbursement.
Weaver replied to Galvin's letter on May 18, 1982.
After acknowledging receipt of the Brotherhood's pro-
posals, Weaver stated:
Because of matters unrelated to the relationship
between your union and Potters Medical Center,
Inc., it is impossible at this time to propose any firm
dates for negotiations. We will be in touch with you
when these other matters have been resolved.
Weaver explains that the "matters unrelated" in his
letter refers to Miller's advice that he might shortly be
leaving Respondent's employment and did not want to
schedule negotiation meetings until it was resolved
whether he would be representing Respondent in negoti-
ations.
The reasons for Miller's expressed position are ex-
plained by the testimony of Dr. Samuelson, president of
Respondent, that Respondent contacted a firm specializ-
ing in administration, Good Samaritan, in early 1982 to
take over the administrative duties of the hospital.
Woody Miller resigned as a result of this change , and his
duties were taken over the beginning of June 1982 by
Keith Minton, an employee of Good Samaritan. Minton
left in August 1982. Dr. Samuelson now serves as the
chief executive officer to
whom department heads
report.
Nadena Martinovich, an employee in Unit A, filed a
decertification petition with the Board's Regional Office
in Case 8-RD-1093 on May 24, 1982. The Brotherhood
filed the charge in the instant case on the same day.
Weaver notified Galvin on June 1, 1982, that Minton
had assumed Miller's duties, and was reviewing wages,
fringe benefits, and personnel policies, after which Re-
spondent would be able to meet. Weaver continued that
negotiations would be meaningless until Minton's famil-
iarization with existing conditions was completed in 2 or
3 weeks.
Weaver followed this with another letter to Galvin on
June 4 informing that the review would be completed
the following week, and requesting that Galvin call to
schedule a meeting subsequent to June 13 on the nurses
unit, Unit B. Weaver added that Respondent was prohib-
ited by law from negotiating on Unit A9 while a ques-
tion concerning representation existed.
a Emphasis added.
9 The parties agree that "Unit B" in the letter is a typographical error,
and should be "Unit A "
207
On June 8, Betty Woodward, Respondent's associate
administrator, found a document on her desk reading as
follows:
We, the undersigned do not want NOW or in the
furure [sic], the Local IBAPW to represent us in
any form of collective bargaining with the Manage-
ment of Potters Medical Center.
This statement" ° was signed by 12 of the 13 registered
nurses then employed by Respondent. Woodward for-
warded it to Weaver immediately. Weaver dispatched a
letter to Galvin the same day, stating Respondent could
no longer recognize the Brotherhood as the collective-
bargaining representative of Unit B 11 because it no
longer represented a majority of unit employees. This
letter was received by Galvin's office on June 9.
On June 9, Galvin, who had not seen Weaver's June 8
letter, called Weaver in response to his June 4 letter, and
told him he was available on June 15 and thereafter to
bargain for the nurses. Weaver told him of the nurses'
"petition," advised he had sent a letter on it, and said he
believed it would be illegal to meet and he would not
meet. Galvin has had no further conversations with any
of Respondent's representatives, nor have there been any
negotiation meetings.
On July 12, 1982, Galvin sent a letter to Weaver re-
questing an up-to-date list of employee names, addresses,
dates of hire, wages, and job titles, plus any changes in
fringe benefits "since the last information sent to me."
Weaver replied by letter of July 15 that the information
would be shortly supplied. Galvin has received no fur-
ther response to his July 12 letter.
On the day of Weaver's reply, the Board's Regional
Director dismissed the decertification petition in Case 8-
RD-1093.
On January 19, 1983, Galvin again wrote requesting
dates for bargaining sessions in both units.
Weaver responded by letter of January 29 declining to
propose any dates for bargaining because of the existing
litigation on the question of the existing bargaining obli-
gation.
If the foregoing were all the relevant facts, the resolu-
tion of the matters before me would be relatively simple.
There is, however, more. On July 28, 1982, the Brother-
hood and the Glass Bottle Blowers Association of the
United States and Canada, AFL-CIO merged to form
the Union. This merger was approved by the AFL-CIO
on August 5, 1982. Members of the Brotherhood were
informed of the impending merger via notice to all of its
affiliated local unions and publication in the Potters
Herald, a union newspaper published and dispatched to
io The General Counsel argues that this document was only admitted
into evidence as something sent by Woodward to Weaver, and not for
the truth of its contents It is true that the General Counsel only stipulat-
ed the document was sent, and refused to stipulate the authenticity of the
signatures. It is also true that when I received it I gave Respondent per-
nussion to introduce further evidence in support of it. Respondent did so
The signatures were authenticated by Woodward, based on her familtan-
ty with the signatures that she acquired through observation thereof com-
mencing long before the litigation at hand See Fed R Evid 901(b)(2)
11 The parties agree that "Unit A" in the letter is a typographical error
and should be "Unit B."
208
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
each of its members by the Brotherhood , in March 1982.
The notice was republished in the June 1982 issue of the
Potters Herald. The delegates to the special convention
called to vote on the merger were selected by each local
union in numbers proportionate to the size of their mem-
bership. The method of their selection, whether by ballot
or appointment, is not in the record . At the Brother-
hood's convention the delegates voted 159 to 17 in favor
of merger, whereupon a memorandum of agreement was
signed by officers of both merging unions.
At the time of the merger there were about 10,700
dues-paying members of the Brotherhood and about
67,000 dues-paying members of the Glass Bottle Blowers.
The 85 Brotherhood local unions and 241 Glass Bottle
Blowers locals, although now locals of the Union, con-
tinued operating in the same manner as separate locals
with the same officers they had before the merger. The
Union assumed all assets and liabilities of the merged
unions. The Glass Bottle Blowers International president,
secretary-treasurer, 3 vice presidents, and 11 executive
board members continued in the same positions in the
Newly formed union. The remainder of the Union's offi-
cials were an International vice president, an assistant to
the president, an international auditor, and three execu-
tive board members, all of whom were previously offi-
cials of the Brotherhood. The new union, Glass, Pottery,
Plastics and Allied Workers International Union, AFL-
CIO-CLC, is registered with the United States Depart-
ment
of Labor and
negotiates
collective-bargaining
agreements, handles grievances, and otherwise represents
employees. None of the employers with whom the
Brotherhood has contracts have objected to the merger.
Galvin advised the Board and Respondent of the
merger by letter of October 18, 1982.
According to Galvin, employees do not become mem-
bers or part of a local union until a contract with their
employer is reached and, therefore, Respondent's em-
ployees did not receive the Potters Herald and were not
permitted to select delegates to the merger convention
because they were not members of a Brotherhood local.
Galvin told Respondent's employees of the upcoming
merger convention at a May 3, 1982 meeting, but these
employees were never polled regarding their desires with
respect to a merger, nor has Galvin met with the em-
ployees or notified them of the merger since May 3,
1982. There is no evidence these employees have desig-
nated the Union as their collective-bargaining representa-
tive.
B. Conclusions
1. The limitations issue
The charge filed in this case on May 24, 1982, alleges
violations of Section 8(a)(5) and (1) of the Act in the fol-
lowing words:
Potters Medical Center, Inc. continues to refuse
to bargain and has not complied with the Adminis-
trative Law Judges decision of December 10, 1981,
ordering the center to meet and bargain.
The initial complaint issued August 27, 1982, alleging
Respondent had violated Section 8(a)(5) and (1) of the
Act by failing, since on or about January 19, 1982, to
furnish the Brotherhood with information on fringe bene-
fits, and by failing and refusing to meet at reasonable
times and with reasonable promptness for purposes of
collective bargaining.
An amended complaint issued December 22, 1982, re-
peating the allegations of the previous complaint, but
adding allegations that the Brotherhood and Glass Bottle
Blowers had merged with the result that the Union was
now the successor of the Brotherhood and the exclusive
collective-bargaining representative of Respondent's em-
ployees in Units A & B.
The second amended complaint issued February 3,
1983, repeating the allegations of the amended complaint
and adding allegations that Respondent unlawfully with-
drew recognition from the Union in Unit B on or about
June 4, 1982, and in Unit A on or about June 8, 1982. t 2
The General Counsel further amended the complaint at
trial to add an allegation that Respondent since on or
about July 15, 1982, failed and refused to furnish infor-
mation requested by the Brotherhood and its successor
on or about July 12, 1982, with respect to unit employ-
ees' names, addresses, dates of hire, wages, job titles and
description, and any changes in fringe benefits.
Respondent contends the allegations in the second
amended complaint of unlawful withdrawal of recogni-
tion and the allegation added at hearing are time-barred
because "An amended violation occurring after the origi-
nal charge is filed and more than six (6) months prior to
the time it is first introduced into the case by way of
amendment to the Complaint is barred under Section
10(b).13 NLRB v. Newton, 214 F.2d 472 (5th Cir. 1954)."
NLRB v. Font Milling Co., 360 U.S. 301 (1959), is dis-
positive of the issue. In Fant, the Union filed a charge on
May 20, 1954, alleging the respondent had violated Sec-
tion 8(a)(5) of the Act by refusing to bargain collectively
with the union. After first refusing to issue a complaint,
the General Counsel reconsidered and issued an 8(a)(5)
complaint on January 29, 1955, alleging, inter alia, that
respondent had unilaterally increased wages "on or about
October 7, 1954." The Court held that the allegation was
proper even though it concerned an event after the
charge was filed, reasoning the unilateral wage increase
was of the same class of violations set up in the charge,
and specifically adhering to its views expressed in Na-
tional Licorice Co. v. NLRB, 309 U.S. 350 (1940), as fol-
lows:
[W]e can find no warrant in the language or pur-
poses of the Act for saying that it precludes the
Board from dealing adequately with unfair labor
practices which are related to those alleged in the
charge and which grow out of them while the pro-
ceeding is pending before the Board
. . . . The
12 The reversal of dates in the complaint reflects the typographical
errors in Weaver's letters and is immaterial.
11 Sec. 10(b) of the Act provides, inter alia, that "no complaint shall
issue based upon any unfair labor practice occurring more than six
months prior to the filing of the charge
POTTERS' MEDICAL CENTER
Board's jurisdiction having been involved to deal
with the first steps, it had authority to deal with
those which followed as a consequence of those al-
ready taken.
For Board authority to the same effect see Sequoyah
Spinning Mills, 194 NLRB 1175, 1193 (1972); and Firch
Baking Co., 199 NLRB 414 (1972).
Both the withdrawal of recognition and the July 12,
1982 refusal-to-furnish information allegations are species
of the genus refusal to bargain, are clearly related to the
charge, and are therefore properly alleged in the com-
plaint and not time-barred.
2. The failure to furnish information
The evidence requires a finding that Respondent did
send Galvin the information he requested on December
28, 1981, and Galvin received it. Galvin made no protest
to Respondent that he had not received what he had
asked for, and the statement in his letter to employees of
March 23, 1982, that he had received the information he
requested plainly relates to events after Judge Ries' deci-
sion issued, not to material received in 1980 as he claims.
Moreover, his letter to Weaver of May 12 regarding a
question on the tuition reimbursement he had been sent,
and his letter of July 12 requesting an update on unit
personnel and change in fringe benefits "since the last in-
formation sent to me" refers, I find, to information he re-
ceived in response to his December 28 request. Accord-
ingly, the complaint allegation that Respondent failed
and refused to furnish the information requested on De-
cember 28 is without merit and must be dismissed.
The later failure of Respondent to furnish the informa-
tion requested by Galvin on July 12, 1982, is an unfair
labor practice. The information is relevant and necessary
to a labor organization's function as collective-bargaining
representative,' 4 and a failure to honor a request there-
for violates Section 8(a)(5) and (1) of the Act. Respond-
ent was not privileged to withhold it. Even assuming ar-
guendo that the decertification petition filed in Unit A
raised a question concerning representation that question
dissolved with the withdrawal of the petition on July 15,
1982, and the question of a merger defense never arose,
at the earliest, until July 28 when the merger was agreed
on. Respondent had ample time to furnish the informa-
tion on Unit A before July 28 even if the nurses' petition
in Unit B provided good cause to suspend bargaining in
Unit B.
3. The failure to meet and bargain and the
withdrawal of recognition
After the impasse was broken by the Brotherhood's
March 22, 1982 withdrawal of its union-security propos-
als, Respondent was obligated to meet and bargain as the
Brotherhood requested. The complaint alleges that since
March 22, 1982, Respondent failed and refused to meet
and bargain at reasonable times and with reasonable
promptness with the Brotherhood and its successor, and
further alleges that Respondent unlawfully withdrew
14 Grand Islander Health Care Center, 256 NLRB 1255 ( 1981).
209
recognition of the Union as collective-bargaining repre-
sentative on June 4, 1982. The General Counsel takes the
position that
Respondent was unreasonably tardy in
meeting its obligation and has no acceptable excuse. Re-
spondent argues that any delays in scheduling meetings
were reasonable and not designated to frustrate the
Union's bargaining efforts.
Respondent also points to the fact that the Brother-
hood delayed negotiations from December 4, 1979, to
March 17, 1980, because one of its employee members of
the bargaining committee was ill. It is true that the earli-
er negotiations commenced 2 months after the Board's
certification and meetings thereafter were at intervals of
28 days, 21 days, 55 days, 103 days (the period during
which the employee was hospitalized), 28 days, and 35
days. This past history does not, however, provide a
precedent on which Respondent may rely for justifica-
tion of its failure to provide any date or range of dates
for bargaining after March 22, 1982, in the face of re-
peated requests by the Brotherhood for such dates. One
important difference between the two periods is that
there were meetings in 1979 and 1980, presumably on
dates agreed on by the parties, where here Galvin kept
requesting, and Respondent kept avoiding giving, a spe-
cific date or a range of dates. Nor was any meeting in
fact
scheduled
pursuant to
Galvin's requests.
That
Galvin never proposed a specific date to Weaver is of no
moment. Respondent plainly knew the Brotherhood was
eager to meet and requesting to meet and bargain as soon
as possible.
Respondent's failure to furnish a date or range of dates
in response to Galvin's repeated requests on and after
March 22, 1982, effectively halted any negotiations.
Galvin made reasonable efforts to expedite negotiations.
That Galvin did not continuously protest the delay, and
elected instead to persevere in trying to extract some
meeting dates provides no excuse for Respondent's con-
duct.15 Similarly, the prearranged schedule of Weaver in
April and the conflicts and uncertain position of Miller
in May do not excuse the failure to provide possible
meeting dates. The Respondent was the party to negotia-
tions with the Brotherhood. Weaver and Miller were but
its agents . Respondent, not its agents, had the obligation
to bargain and an obligation to furnish bargaining repre-
sentatives who would devote their time to prompt and
continuous negotiations.'s It is settled that a busy sched-
ule provides no excuse for failing to meet and confer at
reasonable intervals. 17 Weaver testified that he made ar-
rangements with another lawyer in his firm to meet with
the Brotherhood if Respondent received an explicit
demand to meet in April. There is no showing that he
advised Galvin of the other lawyer's availability. The
very fact that Weaver could readily secure another to
meet in his stead erodes any argument that his presence
was essential or that his prearranged schedule prevented
April meetings. With respect to Miller, he was not the
party to negotiations, merely its agent. To conclude that
15 Insulating Fabricators, 144 NLRB 1325, 1328 (1963).
16 "M"System, 129 NLRB 527 (1960).
17 Teamsters Local 612, 215 NLRB 789 (1974), Franklin Equipment Co.,
194 NLRB 643 (1971).
210
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Miller's quandary, not communicated to the Brother-
hood, required a delay in meeting would require a pre-
liminary premise that once Respondent selected Miller as
agent his personal dilemmas controlled when meetings
could be held. Weaver was every bit as familiar with the
negotiations as Miller was , and might well have carried
on negotiations without Miller. Necessary consultations
with his principal by Weaver could easily have been ar-
ranged by telephone or between negotiation meetings.
Moreover, if Respondent elected not to permit Weaver
to meet alone it could have exercised its prerogative to
replace Miller with another agent. Respondent certainly
must have known of Miller's indecision on whether he
would remain, and could have met its obligation by ap-
pointing someone else to supplant him during the meet-
ings as an advisor to Weaver or Weaver's stand-in.18
The General Counsel has established by a preponder-
ance of the evidence that Respondent has, since March
22, 1982, violated Section 8(a)(5) and (1) of the Act by
failing and refusing to meet at reasonable times and rea-
sonable promptness with the Brotherhood" for the pur-
poses of collective bargaining.
Respondent contends that its refusal to meet with
regard to Unit A on June 4, 1982, was lawful because a
decertification petition had been filed . Respondent relies
on Telautograph20 and argues that even though the prin-
ciple relied on was subsequently overruled in Dresser In-
dustries21 on September 30, 1982, the Board in Dresser
declined to find a violation of the Act where the em-
ployer's conduct was in accord with the existing prece-
dent expounded in
Telautograph, and the same result
should accrue here.
The Board in Telautograph held that the timely filing
of a decertification petition raises a real question con-
cerning representation preventing an employer from bar-
gaining with an incumbent union, but further held that
this rule did not apply "in situations where, because of
contract bar, certification year, inadequate showing of in-
terest, or any other established reason,22 the decertifica-
tion petition does not raise a real representation ques-
tion." The Board adopted the Trial Examiner 's decision
that noted that
Telautograph was distinguishable from
Massey-Ferguson23 in which the Board held any loss of
majority by the Union would have been attributable to
the employer's prior unilateral, and unlawful, wage in-
creases. The Respondent herein has been previously
found by Judge Ries, the Board, and the Court to have
failed to furnish the Brotherhood with relevant informa-
tion and unilaterally altered wages and modified its pay
classification system, all in violation of Section 8(a)(5)
18 Woodward, the associate administrator, Dr. Samuelson, the presi-
dent of the corporation , and Dr Chaplynsky and Dr Samuelson 's wife,
both of whom were part owners of Respondent, presumably were aware,
or could have been made aware on short notice , of the course of negotia-
tions and Respondent's position thereon and all were apparently available
after March 22, 1982.
19 I do not mention the Union in this context for reasons later set forth
in this decision.
20 Telautograph Corp., 199 NLRB 892 (1972)
21 Dresser Industries, 264 NLRB 1088 (1982)
22 Emphasis added
as Massey-Ferguson, Inc, 184 NLRB 640 (1970), enfd 78 LRRM 2289,
66 LC ¶ 12,060 (7th Cir 1971)
and (1) of the Act. As a result, Respondent was ordered
to cease and desist from such conduct and bargain in
good faith with the Brotherhood. Respondent has not
bargained with the Brotherhood as the Board Order re-
quires. Additionally, I have found that Respondent has
unlawfully failed to meet and bargain with the Brother-
hood prior to the filing of the petition.
I am persuaded that the Board's comments in Telauto-
graph did not purport to overrule longstanding precedent
that the mere filing of a decertification petition does not
suffice to warrant a refusal to bargain where there are
prior unremedied unfair labor practices, and I am further
convinced that the Board's reference to "any other estab-
lished reasons" in Telautograph was intended to encom-
pass the situation where unremedied unfair labor prac-
tices do exist. This reference and the adopted trial exam-
iner's decision, should have put Respondent on notice
that its legal position was probably untenable . Moreover,
the Board in Lammert Industries'24 issued 5 years before
Respondent declined to bargain in Unit A, explicitly
stated its "longstanding disavowal of the dictum in Tel-
autograph Corp., 199 NLRB 892 (1972), that the filing of
a decertification petition suspends an Employer's bar-
gaining obligation." Lammert had committed numerous
other unremedied unfair practices . Respondent thus had
additional notice via Lammert that its legal position
would not likely stand close scrutiny, and it certainly
was well aware that Telautograph involved no unfair
labor practices, remedied or unremedied . It was also well
aware that the Brotherhood had filed new charges alleg-
ing Respondent was continuing to refuse to bargain in
violation of Section 8(a)(5) and (1).
On the foregoing, I conclude and find that Respond-
ent's refusal to bargain with the Brotherhood, which
amounted to a withdrawal of recognition, with respect to
Unit A violated Section 8(a)(5) and (1) of the Act.
Respondent's refusal to meet and bargain collectively
with the Brotherhood, commencing on March 22, 1982,
either standing alone or viewed as a continuation of the
earlier unfair labor practices found by the Board, is suffi-
ciently serious to taint the nurses' petition of June 8,
1982, which would have permitted the Respondent to
suspend bargaining in Unit B absent the unremedied
unfair labor practices, and Respondent is therefore pre-
cluded from relying on it as a basis for its June 8, 1982,
refusal to bargain with respect to employees in Unit B.
Accordingly, the June 8, 1982 refusal to bargain violated
Section 8(a)(5) and (1) of the Act.25
4. The merger and Respondent's bargaining
obligation
The General Counsel contends that the merger be-
tween International unions was proper, did not signifi-
cantly alter the access of Respondent's employees to
their union, and did not require that Respondent's non-
member employees be permitted to vote because they
were not members because of Respondent's intransi-
gence.
24 229 NLRB 895 fn . 2 (1977).
25 United States Gypsum Co, 259 NLRB 1105, 1112 (1982).
POTTERS' MEDICAL CENTER
Respondent argues that the Brotherhood failed to
adhere to minimum standards of due process in ascertain-
ing whether Respondent's employees desired the merger,
citing State Bank of India, 262 NLRB 1108 (1982), and
therefore Respondent has no obligation to bargain with
the new and different organization.
The merger procedures followed by the unions in this
case generally comport with those approved by the
Board in Texas Plastics, 263 NLRB 394 (1982); Knapp-
Sherrill Co., 263 NLRB 396 (1982); Warehouse Groceries
Management, 254 NLRB 252 (1981); and Wellman Indus-
tries, 248 NLRB 325 (1980), in finding that the Interna-
tional union resulting from the merger of two Interna-
tional unions succeeded to the representation rights of
the merged union, but the local union involved in Texas
Plastics and Knapp-Sherrill was given the opportunity to
send delegates to the merger convention, and the unit
members in Wellman were given the opportunity to vote
and ratified the merger. Warehouse Groceries does not in-
dicate whether nonmembers were given an opportunity
to express their desires regarding the merger.
The Board has held that in affiliation cases all bargain-
ing unit employees must be allowed to vote in any elec-
tion held on any change in affiliation of the bargaining
representative. Seattle-First National Bank,
265 NLRB
426 (1982); Amoco Production Co.,
262
NLRB 1240
(1982). Whether their votes are determinative of the issue
is immaterial. That this principle also applies to merger
cases is indicated by the Board's application of the re-
quirements of Amoco to a merger in Laborers Local 652,
266 NLRB 219 fn. 1 (1983). State Bank of India issued 2
days before Amoco and focused on "minimal standards of
due process in ascertaining whether the employees it rep-
resented desired to merge ... ." The Board has long
held that union mergers, "without more, do not operate
to alter the representative character of the bargaining
agent,"28 but it has also consistently required that such
changes be affected by procedures protecting the right of
employees to freely select their own representatives. See,
for example, State Bank of India, supra; Fluhrer Bakeries,
232 NLRB 212 (1977); Rinker Materials Co., 162 NLRB
1688, 1689 (1967). The Board, in short, has consistently
required the minimal due process referred to in State
Bank of India, supra.
The General Counsel's argument that Respondent's in-
transigence prevented the employees from becoming
members and, therefore, removed any necessity that Re-
spondent's employees be permitted to vote is based on
Wellman Industries, 248 NLRB 325 (1980). Wellman in-
volved repeated violations of Section 8(a)(5) over a sev-
eral year period, including discharges, surface bargain-
ing, unilateral layoffs, transfers, and pay reductions, to-
gether with repeated frivolous defenses and a flagrant
disregard of previous Board and court orders, including
a denial of certiorari by the Supreme Court of the
United States. The Board viewed the employer's conduct
to be so serious as to require the employer to reimburse
the charging party union for litigation and negotiation
expenses. In this context, the Board held that the em-
26 Canton Sign Co, 174 NLRB 906, 908 (1969), enf denied on other
grounds 457 F 2d 832 (6th Cir 1972)
211
ployees' lack of premerger opportunity to express their
view on the merger because they were not a chartered
local union, and not because there was no collective-bar-
gaining agreement covering them, resulted from the em-
ployer's prolonged refusal to bargain in good faith and
furnished no defense to the refusal to bargain.
In neither the prior case nor the case before me has
Respondent engaged in conduct as flagrant as that found
in Wellman. Respondent has advanced no patently frivo-
lous defenses, and has in fact prevailed on some issues in
both cases. It cannot fairly be said on the evidence
before me, including the fact that the impasse occasioned
by the Brotherhood's insistence on a union-security
clause did not end until March 22, 1982, that the failure
to reach a contract was entirely caused by Respondent's
unfair labor practices. Judge
Ries, and therefore the
Board and the Court that adopted his decision, specifical-
ly noted that an extension of the certification year was
not appropriate "since I have not concluded that Re-
spondent committed any unfair labor practices which ap-
preciably delayed the bargaining."27 The circumstances
of the instant case do not remotely resemble those in
Wellman, and the General Counsel's contention that the
Respondent's conduct prevented its employees from
having a voice in the merger is rejected.
The issue before me is not whether unit employees had
an opportunity to vote on a change of representation as
it was in Seattle-First National Bank, supra, and Amoco,
supra. There was no vote in this case. There was, how-
ever, a selection of delegates to convey the desires of
local union members to the merger convention. Respond-
ent's employees were not polled on the question, were
denied the right to select delegates, and therefore were
denied the right to express their views on the merger.
The thrust of Amoco is not in my opinion limited to its
express holding that due process requires that in an affili-
ation election all unit members must be permitted to par-
ticipate and vote. The underlying principle on which the
Amoco holding is grounded is found in the dissent of
Members Jenkins and Zagoria in North Electric Co.28
This dissent was specifically adopted by the Board in
Amoco, and states, in pertinent part:
It appears basic to the collective-bargaining process
that the selection of a bargaining representative be
made by the employees in the bargaining unit. In
our view, therefore, a cardinal prerequisite to any
change in designation of the bargaining representa-
tive is that all employees in the bargaining unit be af-
forded the opportunity to participate in such selec-
tion.
Respondent's employees had designated the Brotherhood
as their collective-bargaining representative. The merger
effected a change in the designation of that representa-
tive. The employees in Units A and B were not "afford-
ed the opportunity to participate in such selection," and
were therefore not afforded the due process to which
they were entitled. I do not think it matters at all wheth-
27 Potters' Medical Center, 8-CA-14141, JD-605-81 (1981)
28 165 NLRB 942, 944 (1967)
212
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
er an affiliation or a merger is being dealt with. The
principle remains the same. Accordingly, I am persuaded
that the merger was improper to the extent it relates to
Respondent's employees,29 the successorship issue re-
garding representation rights for these employees is
moot30, and Respondent did not violate Section 8(a)(5)
and (1) by refusing to bargain with the Union on or after
July 28, 1982.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of the Act, and the Brotherhood was
a labor organization within the meaning of the Act until
July 28, 1982.
2. By, from on or about March 22, 1982, to July 28,
1982, failing and refusing to meet at reasonable times and
with reasonable promptness with the Brotherhood for
purposes of collective bargaining; and by withdrawing
recognition from the Brotherhood as the exclusive col-
lective-bargaining representative of Respondent's em-
09 This decision does not purport to pass judgment on the merger of
the two International unions as it affects employees of other employers.
That issue is not before me.
30 Amoco Production Co., 262 NLRB 1240 (1982).
ployees in Units A and B on June 4 and June 8, 1982,
respectively; and by failing to furnish relevant informa-
tion to the Brotherhood on and after July 12, 1982, Re-
spondent violated Section 8(a)(5) and (1) of the Act.
3. The aforesaid unfair labor practices affect commerce
within the meaning of the Act.
4. Other than as above found, Respondent has not vio-
lated the Act as alleged in the complaint.
THE REMEDY
A deviation from the normal remedies is required by
the evidence and the complaint allegation by the General
Counsel that the Brotherhood was dissolved by reason of
the July 28, 1982 merger. Respondent has no bargaining
obligation with the Union, and an order to bargain with
the Brotherhood would be a futile act. I am of the opin-
ion, however, that the unfair labor practices occurring
before the merger require a remedy. My remedy will,
therefore, require Respondent to cease and desist from its
unlawful conduct and to bargain on request with any
labor organization hereafter duly designated by a majori-
ty of its employees in appropriate Units A and/or B as
their exclusive representative for purposes of collective
bargaining.
(Recommended Order omitted from publication.]