289 NLRB 497
Aero Alloys
AERO ALLOYS
Aero Alloys and Warehouse, Processing & Distribu-
tion Workers' Union, Local 26,
International
Longshoremen's
& Warehousemen's
Union.
Case 21-CA-25207
June 30, 1988
DECISION AND ORDER
BY MEMBERS JOHANSEN, BABSON, AND
CRACRAFr
On November 25, 1987, Administrative Law
Judge James M. Kennedy issued the attached deci-
sion. The General Counsel filed exceptions and a
supporting brief, and the Respondent filed a brief
in answer to the General Counsel's exceptions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions'
and to adopt the recommended
Order.
We agree with the judge that the Respondent
did not violate Section 8(a)(5) of the Act by with-
drawing a previously agreed-to union-security
clause from the new contract proposal it submitted
to the Union on January 28, 1987. The General
Counsel excepts to this finding, asserting that
Dresser Industries, 264 NLRB 1088 (1982), supports
her position that the Respondent improperly relied
on the filing of a decertification petition as a reason
for changing its bargaining position.
The General Counsel's reliance on Dresser Indus-
tries is misplaced. There the Board held that "the
mere filing of a decertification petition will no
longer require or permit an employer to withdraw
from bargaining . . . ." Id. at 1089. The Respond-
ent did not withdraw from bargaining; it merely
withdrew from a tentative agreement that it had
made with the Union on one issue and, significant-
ly, thereafter continued to engage in negotiations
for a new contract. Thus, we find no merit to the
General Counsel's argument in this regard.2
Furthermore, we find, contrary to the General
Counsel's contention, that the Respondent's expla-
nation for its change of position does not indicate a
lack of good faith. The judge found that
[t]wo significant things had happened before
Respondent made the decision to withdraw
from that tentative agreement. The first was
the 2-month strike which the Union abandoned
' We find it unnecessary to rely on the judge's discussion of H. K
Porter Co v. NLRB, 397 U S 99 (1970)
2 Member Cracraft agrees that Dresser Industries is inapposite
She
does not pass on the question whether it was correctly decided
497
without having obtained a new contract. The
second was the filing of the decertification pe-
tition. 3
Because a substantial number of the Respondent's
employees after the strike was over had expressed
a desire not to be represented by the Union, we
find that the Respondent's decision to withdrew its
prestrike union-security proposal does not warrant
an inference of bad-faith bargaining in the circum-
stances of this case. See Olin Corp., 248 NLRB
1137, 1141 (1980).
The Board has held that the withdrawal from a
tentative agreement is not a per se violation of the
Act, but rather
represents only one factor to be considered in
determining good- or bad-faith bargaining. In
ruling on an allegation that a party has failed
to bargain in good faith, it is well established
that we look to the totality of circumstances
reflecting the party's bargaining frame of
mind.
Merrell M. Williams, 279 NLRB 82 (1986). Having
considered all the circumstances of this case, in-
cluding the Respondent's explanation for its retrac-
tion of its prior agreement regarding union securi-
ty, its willingness to continue to engage in negotia-
tions, the absence of evidence that the Respondent
sought to frustrate the bargaining process or avoid
reaching agreement, and the fact that the Respond-
ent's conduct occurred in a context free of other
unfair labor practices, we agree with the judge that
the complaint should be dismissed.
ORDER
The recommended Order of the administrative
law judge is adopted and the complaint is dis-
missed.
3 On December 12, 1986, an employee gave the Respondent a list of
employee signatures on a document that read , "We, the employees at
Aero Alloys, do not wish to have a union in our establishment " On De-
cember 16, 1986, a formal decertification petition was filed with the
Board's Regional Office.
Brian Sweeney and Peter Tovar, for the General Counsel.
Charles H. Goldstein and Deborah H. Petito (Goldstein &
Kennedy), of Los Angeles, California, for the Respond-
ent.
James G. Varga, of Los Angeles, California, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
JAMES M. KENNEDY, Administrative Law Judge. This
case was tried before me in Los Angeles, California, on
289 NLRB No. 63
498
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
June 2-4, 1987. It is based on a complaint issued by the
Acting Regional Director for Region 21 of the National
Labor Relations Board on March 19, 1987. The com-
plaint is founded on charges and amended charges filed
by
Warehouse,
Processing
& Distribution
Workers'
Union, Local 26, International Longshoremen's & Ware-
housemen's Union (Union). The initial charge was filed
on February 2, 1987; it was subsequently amended on
February 23 and March 5. The complaint alleges that
Aero Alloys (Respondent) has engaged in certain viola-
tions of Section 8(a)(1) and (5) of the National Labor Re-
lations Act (Act).
Issues
There are two principal issues presented by this com-
plaint. The first is whether an individual named Lourdes
"Lulu" Martinez solicited or encouraged Respondent's
employees to sign a petition to decertify the Union. Sub-
sidiary to that question, if Martinez did solicit employees
to sign such a petition, is whether her conduct is attribut-
able to Respondent because she was either its supervisor
or its agent. The second is whether Respondent violated
the obligation to bargain in good faith by withdrawing
from an earlier tentative agreement to include a union-
shop clause in a successor collective-bargaining agree-
ment. The withdrawal occurred after the Union had
abandoned a 2-month strike and after the employees had
filed a decertification petition."
Based on the entire record of the case, as well as my
observation of the witnesses and their demeanor, I make
the following
FINDINGS OF FACT
1. RESPONDENT'S BUSINESS
The pleadings demonstrate that Respondent is a manu-
facturer of precision metal parts, which it sells to Gov-
ernment defense contractors from its plant in Compton,
California. The pleadings further establish that Respond-
ent annually sells and ships goods and products valued in
excess of $50,000 directly to customers located outside
California. Based on these facts, Respondent has admit-
ted that it is an employer engaged in commerce and in a
business affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Prior to December 1986 the Union had been the exclu-
sive representative of Respondent's production and main-
tenance employees at the Compton plant. On September
26, 1986, the collective-bargaining agreement expired.
According to a stipulation of the parties, on September
27, 1986, the Union engaged in an economic strike
against the Employer because no successor agreement
had been reached. Prior to the commencement of the
strike, Respondent and the Union had exchanged propos-
als for a new collective-bargaining contract. One of the
items that the parties had tentatively agreed on was the
inclusion of a relatively standard union-shop clause.2
On October 16, 1986, approximately 2 weeks after the
strike began, Respondent's collective-bargaining negotia-
tors advised the Union by letter3 that the offer that had
been pending before the strike began was being with-
drawn.
On October 31, 1986, Respondent proposed "an
amendment to its last, best, and final offer" of September
26 and again included the union-shop clause. In the next
to last paragraph of that letter, Respondent set a deadline
of November 7, 1986, for the Union to accept the
amended offer. The letter went on to say that if the offer
was not accepted by that date Respondent would consid-
er it as having been rejected. November 7 came and
went without any action by the Union, and the strike
continued.
It appears from a stipulation that during the course of
the strike the Employer was able to continue its oper-
ations by the use of permanent replacement employees.
On November 26, 1986, the Union made an uncondition-
al offer on behalf of its striking members to return them
to work. In early December Respondent began to recall
strikers as openings occurred. Eventually, 56 strikers
were recalled, though the record does not show how
many actually accepted recall.
Furthermore, during a negotiation session, which also
occurred on November 26, Respondent, at the urging of
a Federal Mediation and Conciliation Service commis-
sioner, agreed to put its October 31 offer back on the
table. It did so, telling the Union it had until the close of
business of December 4, 1986, to accept or reject.
It appears from the evidence that the Union neither
accepted nor rejected the renewed offer, and the parties
have stipulated that by letter dated December 12, 1986,
Respondent admits the Union is, and has been at mate-
rial times, a labor organization within the meaning of
Section 2(5) of the Act.
i The complaint alleges that the withdrawal of the umon-secunty pro-
vision amounted to both "surface" and "bad faith" bargaining
At the
hearing, the General Counsel's representatives conceded that the surface
bargaining allegation was too broad for they did not seek to prove that
Respondent had engaged in a course of conduct demonstrating an unwill-
ingness to reach an agreement . Accordingly, I made evidentiary rulings
based on that concession. Despite that, the complaint was not actually
amended to delete the phrase "surface bargaining ." Nonetheless, the Gen-
eral Counsel's brief abandons such a theory as it specifically focuses on
Respondent's single act of withdrawing from the tentative agreement to
include a union shop.
2 The principal difference between the union-shop clause as proposed
and most union-shop clauses is that this one contained a 60-day grace
period rather than a 31-day grace period before new employees were re-
quired to join the Union
a The text of the letter is as follows.
On September 26, 1986, you advised Aero Alloys that the union
membership had rejected the company's proposal for a contract set-
tlement
Further, you stated that the union committee would not
accept any concessions and rejected the company's last, best, and
final offer
In light of your rejection, the passage of time, and the intervening
circumstances, including the stnke and the changes in economic con-
ditions, Aero Alloys' last, best, and final offer has expired and is no
longer in effect Any future offers will be based upon economic con-
ditions as they exist at the time the offer is made
AERO ALLOYS
499
Respondent formally withdrew it. In that letter Respond-
ent's chief negotiator concluded by again saying, "Any
future proposals will be based on the economic and other
conditions which exist at that time."
B. The Decertification Petition
On December 12, 1986, bargaining unit employee Pat-
rick Mount appeared in the office of Company Control-
ler Gerald Parker and presented him with a list of signa-
tures. The document is in evidence as Respondent's Ex-
hibit 12. It states, "We, the employees at Aero Alloys,
do not wish to have a union in our establishment." Be-
neath that statement were the signatures of some 55 em-
ployees.
Parker testified that he did not know what to do about
the document, so he immediately called Respondent's
labor attorney Charles H. Goldstein4 as Mount sat in the
office. While Parker described the events to Goldstein,
Mount left the office, returning a few minutes later with
a photocopy of the document. In the meantime, accord-
ing to Parker, he had received some instructions from
the attorney. On Mount's return, Parker told him that
the petition was not something with which the Company
could be concerned. He told Mount to see the officer of
the day at the NLRB's Regional Office; he also said
Mount was to handle the matter on his own time. Parker
did, however, accept the copy of Respondent's Exhibit
12. Parker says the copy machine Mount used is avail-
able to anyone in the Company and that Mount did not
specifically ask him for permission to use it nor was he
required to do so.
On December 16, 1986, Mount filed a formal decertifi-
cation petition with the Board's Regional Office. On the
following day the Union filed an unfair labor practice
charge that blocked the petition.5 Between November
26, 1986, and January 28, 1987, no negotiation sessions
were held. However, on December 26 the Union's chief
negotiator, Luisa Gratz, wrote Company President Carl
F. Nowak a letter in which she asserted that during
some recent bargaining sessions, the Union had asked
for, but had not received, information regarding the Em-
ployer's proposed health care changes. She made a spe-
cific demand for the details of the new program, includ-
ing the cost to each employee and how often such pay-
ments would be deducted from paychecks.
Attorney Goldstein responded by letter dated January
7. Although he denied that the Company had failed to
provide the information, he nonetheless transmitted to
the Union material published by the administrator of the
health plan, Kaiser Permanente, as well as material pub-
lished by the dental plan, Confed Admin Services, Inc.
In addition, Goldstein said he had asked the Company to
delay implementation of the two plans in order to give
the Union an opportunity to bargain with the Company
regarding them.
* Goldstein also served as Respondent 's chief negotiator.
6 This was the second charge that the Union had fled. The first was
filed on October 22, but had been withdrawn on December 10. The par-
ties have stipulated that the Regional Director processed the second
charge, which was amended twice, by deferring a portion of it to arbitra-
tion. On January 30, 1987, the remainder was withdrawn.
C. The Decision to Withdraw the Union-Shop Proposal
Nowak testified that the reason Goldstein sent his
letter explaining the health plan changes was because of
a meeting that he had held with his superiors at Chro-
malloy-American Corporation6 on January 5. At that
meeting they had discussed the Union's letter of Decem-
ber 26, and had decided it deserved a response. During
the meeting, however, the Company also decided that it
would withdraw from the earlier tentative agreement re-
garding the union-shop clause. Nowak says they also dis-
cussed whether Respondent would maintain that position
in the event that a contract was reached on all terms
except that one. He says they determined they would be
"flexible" if that occurred.
D. Further Negotiations
After union negotiator Gratz wrote a response to
Goldstein's January 7 letter, the parties agreed to an-
other negotiation session to be held on January 28, 1987.
At that meeting, Goldstein issued a full proposal that
was quite detailed, but that for the first time deleted any
reference to the union-shop clause. According to Nowak,
the Union's negotiators did not refer to the deletion in
any way.
Two more meetings were held shortly thereafter. The
-first on February 2 and the second the following day,
February 3. Both meetings were conducted under the
auspices of the FMCS. At the beginning of the February
2
meeting,
Goldstein gave another proposal to the
Union. Like the January 28 proposal, it was detailed and
consisted of eight pages plus an appendix. As before, it
deleted the union-shop language.
Although the mediator attempted to assist the parties
in resolving their differences, nothing of significance oc-
curred on February 2. According to Nowak, on Febru-
ary 3 he told Mediator Phyllis Cayse that the deletion of
the union-shop proposal was to reflect what the employ-
ees were doing on their own when they had filed their
decertification petition in December. He says he told
Cayse that the Company would nonetheless be flexible
on the union-shop issue. He says Cayse then took his
comment back to the Union. The parties have stipulated
that eventually the Union came back with an 11-item
counterproposal, one of which said that there would be
"no change in union security." It is apparent, from read-
ing the remainder of the Union's counterproposal, that
the parties were still far apart on wages, maintenance of
benefits, medical and dental plans, health care waiting
period, holidays, vacations, leave of absence policy, no-
strike and no-lockout, and sick leave.
Union negotiator Hector Cepeda denied that the medi-
ator ever told the Union that the Company was flexible
on union security. However, he testified that mediator
Cayse had said she did not know if the Company's posi-
tion on union security was final. She had suggested the
Union make a counterproposal to find out. It was for this
reason, says Cepeda, that the Union made its proposal of
February 3.
6 Respondent is a subsidiary of that conglomerate.
500
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
I think it is fair to say, however, that the proposal in
all other respects was so different from the Company's
proposal that it did not put the union-security issue to
any sort of meaningful test. For example, the Company's
proposal prior to the strike had been a 15-percent wage
cut. The strike had ensued, but during the strike the Em-
ployer had implemented the 15-percent wage reduction.
The lower wage scale was still in effect on February 3
when the Union's counterproposal asked that wages be
the same as during the previous contract. With such a
wide difference in wages and with Respondent's salary
proposal having survived the strike, the Union's Febru-
ary 3 proposal is a curiosity.
If Cepeda is correct, that the mediator had suggested
the Union put Respondent to a test to see if its position
on a union shop was final, the February 3 proposal did
not accomplish it. All it did was to furrow already
plowed ground both with respect to union-security and
to nearly every other proposal.
Nowak testified that after he had reviewed the Febru-
ary 3 counterproposal, he concluded that the parties
were as far apart as ever.
The Company's proposal of February 2 had advised
the Union that unless the offer was accepted by Febru-
ary 12, the Company would consider it rejected and the
Company would implement it.
E. The Company Responds to Rumors
According to Nowak, within a day or two of the Feb-
ruary 3 meeting, company officials began to hear rumors
that there might be either another strike or a slowdown.
As a result of that rumor, whether accurate or not,
Nowak asked attorney Goldstein to prepare a notice to
the employees in response . On February 5 Nowak issued
a letter to employees entitled "Where We Stand." The
letter adverted to the previous strike and said if the
Union called another, the Company would again replace
the striking employees and continue to operate. In the
second paragraph Nowak observed that the employees
had recently filed a decertification petition and accused
the Union of filing "a number of phony unfair labor
practice charges to avoid going before Aero Alloys' em-
ployees for a government secret ballot election.. . ." He
asserted that the Company had successfully defended
each of the unfair labor practice charges and went on to
say, "To blunt the Union's attempt to prevent you from
exercising your right to vote, the Company has pro-
posed, in its recent negotiations with the Union, that no
employee be forced to join the Union and pay dues in
order to work at Aero Alloys. The Union has rejected
this proposal but it is part of Aero Alloys' last, best, and
final offer."
The letter concluded by saying the Union had until
February 12 to accept or reject the offer, noting that if
the employees again exercised their right to strike, it
would be naive to think another strike would cause the
Company to change its position.
F. Lourdes "Lulu" Martinez
1. Duties
Lourdes "Lulu" Martinez was hired on November 20,
1986, 7 weeks after the strike began and a week before it
ended. She testified that she was hired by Accounting
Supervisor Debbie Ardizzone, but was also interviewed
by the controller, Parker. Martinez had been referred to
Respondent by an employment agency because of her ex-
perience in working with payroll. Both she and Nowak
say her job had no actual title, but she made out the pay-
roll and served as the personnel clerk. She replaced a
part-time payroll clerk who had left and also assumed
some personnel duties previously performed by Ardiz-
zone. She received an hourly wage of $6.50 per hour. In
addition to Martinez' payroll and personnel duties, be-
cause she was bilingual in English and Spanish, she
served as a translator for Nowak, Parker, and General
Manager Carl Rezmer.
Martinez said when she was first hired, her principal
duty was to complete and maintain the personnel files of
the individuals who had been hired as strike replace-
ments. As the strike ended and Respondent began to
recall strikers, she was asked to contact former strikers
to tell them to return to work. She, Nowak, and Parker
all testified that the decision to recall individual employ-
ees was made by General Manager Rezmer and Nowak.
They compiled a list of strikers who wished to return
and, when appropriate, would tell Martinez when to
contact a specific individual. She then followed their in-
structions.
The parties have stipulated that between December 2,
1986, and February 18, 1987, at least 57 Western Union
telegrams were sent to employees, which were signed by
Martinez. Examplers of those telegrams are in evidence
as General Counsel's Exhibits 2 and 3. The parties have
further stipulated that of those 57 telegrams, 5 identified
Martinez as the "Director of Personnel." The remainder
contain only her signature without any title. Fifty-six of
those telegrams were directed to strikers telling them to
report to work while one informed a striker that he was
no longer employed.
Nowak, Parker, and Martinez all testified that Marti-
nez never held the title of personnel director, personnel
supervisor, or personnel manager. It appears from their
testimony that no one at Respondent ever held such a
title.
Martinez testified that she never told
Western
Union that she had such a title, and so far as she can de-
termine, the title, which appears on those five telegrams,
is a Western Union mistake. She surmises that Western
Union may have made the mistake when she told their
telephone operator to write "payroll/personnel office" or
"personnel office" under her name.
She further explains that Parker had told her to sign
the wires herself so that the employees who spoke only
Spanish would ask for her. She could more easily con-
verse with them than could the three managers who did
not speak that language.
Martinez also remembers that when she noticed the
five telegrams, which incorrectly described her position,
she told her immediate supervisor Debbie Ardizzone,
AERO ALLOYS
who told her it was a minor mistake that could be cor-
rected later. The correction was never made.
It also appears that Martinez had some specific safety-
related duties. She maintained a supply of safety gloves
and glasses . When individual supervisors ran out of those
items, she was the source of resupply. She also attended
safety committee meetings, apparently as a clerical or as
a translator. She said that she was not actually a member
of the safety committee and there is no evidence that she
participated in safety meetings in a substantive way. She
did prepare a bulletin board notice as required by the
Occupational Safety and Health Administration that
listed workdays lost to accidents. She noted at the
bottom of the notice that she had prepared those figures.
2. The trim department meeting
According to Martinez, shortly before Christmas 1986
Parker instructed her to get the employees to sign the
new health plan authorization forms. It will be recalled
that Respondent was then in the process of implementing
its last offer, which included a change in health plans.
Pursuant to Parker's directive, Martinez caused those
forms to be circulated throughout the plant. Many of the
employees did not understand or appreciate what was
occurring and did not sign them. If an employee did not
sign the form, it meant that the employee would not be
covered when the change was implemented. Martinez
compiled a list of employees who had not signed the
form and began contacting them. One group of employ-
ees who had not signed was from the trim department.
On approximately December 19, she went to the trim
department, spoke to the supervisor, and managed to ar-
range a short meeting of about six or eight employees in
a nearby exit to the parking lot. Three of those employ-
ees, Pablo Larios, Angel Estrada, and Margarito de San-
tiago, testified about that meeting.
Larios testified that Martinez said she needed signa-
tures to get the Union out; the Company could then give
employees benefits more freely, such as a $2 raise for de
Santiago. He says she also said something to the effect
that if the employees got the Union out, they would "get
their 15 percent back," meaning the 15-percent salary
loss would be restored. He remembers she referred some-
how to a man who had been taking signatures the day
before.
Estrada testified that Martinez told the gathering that
the Company would return the 15-percent pay cut if the
employees would "take out the Union." He says she also
said the Company could give the employees raises and
asserts Martinez said nothing about any fringe benefits.
On cross-examination, he suffered some memory lapses
in other areas and then agreed he could not remember
much about the meeting. In his pretrial affidavit he had
said he could not recall Martinez saying anything regard-
ing a petition being passed around. In the same affidavit,
he quotes Martinez as saying that if the employees
wanted a union it was their own personal business.
Unlike Lanos, he never testified that Martinez asked him
to sign anything.
Marganto de Santiago first said that he did not pay
that much attention to Martinez during this gathering,
but remembers she said something like, "The Union was
501
not allowing her to give me the $2" and "they had signa-
tures already." De Santiago did not see a list of signa-
tures, but remembers Martinez said she had them. He
says Martinez did not ask him to sign anything.
Martinez specifically denies everything these three em-
ployees said. She denies saying the meeting was called to
gather names to get the Union out. She said she never
told anyone that the Company needed more signatures to
get rid of the Union; neither did she refer to raises or say
that the Union would not let her give an employee a
raise. Contrary to Estrada, she said she never told him
the Company would give back the 15 percent if there
was no Union, never said there would be more benefits
without the Union, and never said the Company could
not give raises because the Union would not allow it.
She did testify that during the trim department meet-
ing Larios said that the employees did not wish to fill
out her paperwork, that they had been told not to fill it
out, and that they were afraid to do so. She remembers
him saying their decision had something to do with the
Union. She testified, "And I kept explaining to them
over and over again that I had nothing to do with the
Union, that I was just doing my job to see to it that they
filled out the health enrollment cards, so they could have
insurance for the year 1987." Despite her explanations,
Larios responded, "Well, I am for the Union." She says
she replied, "It is your opinion. You decide whose side
you're on. I am not going to be against nor with you."
Later she testified she told them "personally" she was
"not for the Union." Nonetheless, she concluded by tell-
ing them she was "out of it."
De Santiago also testified that about 3 days before
Christmas, in a private meeting with Martinez at the
foreman's desk, and in the presence of his brother,
Manuel, Martinez offered to get him a raise after the
new year. Almost immediately he backed away from
that version claiming she said she would "try" to get
him a raise. Curiously, de Santiago does not connect this
wage discussion with the Union in any fashion. In any
event,
Martinez denies having such a conversation,
adding that she would not have said it because she had
no such power.
IV. ANALYSIS AND CONCLUSIONS
I think it is apparent from the evidence that both
issues presented by the complaint seem to be connected.
The General Counsel contends that the Respondent
sponsored the decertification petition and subsequently
used it as the justification for engaging in an act of bad-
faith bargaining, i.e., withdrawing from the tentative
agreement to include a union-security clause in the new
collective-bargaining contract. I conclude, however, that
the evidence does not show the connection to be real.
The General Counsel has failed to prove that Lulu Mar-
tinez engaged in any activity relating to the decertifica-
tion petition. Even if she had, the General Counsel has
also failed to prove that she was either a supervisor,
agent, or apparent agent of Respondent in that endeavor.
The evidence shows her to be only an office clerical em-
ployee. Second, I conclude that the mere act of with-
drawing a proposal from a tentative agreement, after a
502
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
strike and when the circumstances have dramatically
changed, does not constitute a breach of the good-faith
bargaining obligation.
A. Martinez' Conduct
The evidence demonstrates that Martinez was an ordi-
nary employee, albeit employed outside the bargaining
unit, who functioned as a clerical and as a translator. She
was an hourly employee who operated solely under the
direction of the Company's managers and supervisors.
The only reason she was even involved in the striker
recall process was because she was bilingual and had
personnel functions. She is an able, articulate person and
an excellent choice for the duty of being a conduit of
management. She did not have any authority to use inde-
pendent judgment, but operated in a routine and clerical
way. Clearly she was not a supervisor as defined by Sec-
tion 2(11) of the Act.
Second, being a conduit for management does not nec-
essarily make her an agent either. There is absolutely no
evidence that she was given any general authority to
speak of on behalf of management. However, because
the evidence does not show that she engaged in the con-
duct complained of, the ultimate question of her agency
need not be reached. Even so, I think it is clear that she
is not, and could not reasonably be perceived as, an
agent. I note that the only time she ever discussed the
Union was during the meeting near the doorway in De-
cember. At that time she told the employees that al-
though she was personally against the Union, the choice
of belonging to the Union belonged to them and she was
"out of it." During that meeting, Larios had pressed her
for an answer about her personal view, and she gave it
together with an appropriate disclaimer.
It is, I suppose, true that the five telegrams in which
Western Union mistakenly gave her the title of personnel
director could have been repudiated. Yet, even the em-
ployees who testified about her authority seemed to
know what her job was. They knew she worked in a cu-
bical alongside other clericals and knew she prepared
paychecks and had the power only to make mathemati-
cal corrections. The other tasks she performed were only
at the specific direction of higher management or when
she acted as a translator for them. The OSHA notice is
clearly evidence of a clerical duty, not evidence of either
agency or supervisory authority.?
Aside from Martinez' authority or apparent authority,
however, it is clear that the General Counsel has failed
to prove by credible evidence that Martinez ever solicit-
ed employees to sign any paper relating to the decertifi-
cation. The decertification petition was circulated by
bargaining unit employee Patrick Mount. He had ob-
On February 13, 1987, Martinez did issue, in English and Spanish, a
memo to employees announcing that new dental and health coverage
were being implemented on that date. She did not sign it with any title
and says she was directed to issue the memo by Nowak because Parker,
who normally would have handled the matter had just left the Company.
Even assuming that this memo would elevate her in the eyes of employ-
ees from clerical employee to a quasi-management ,lob, the memo was not
issued until well after the transactions complained of in the complaint It
does not prove anything regarding her authority or apparent authority
the previous December
tained 55 signatures by December 12 and the General
Counsel has not demonstrated that the 55 were insuffi-
cient to constitute the required 30-percent showing of in-
terest to warrant the processing of the petition. Certainly
the General Counsel has not shown that the Regional
Director had asked for more before December 19. If
Mount had obtained the required 30 percent, or if the
Director had not yet made a determination that more
were needed, there would have been no impetus for
Martinez or anyone else to be soliciting additional signa-
tures on December 19.
Moreover, the witnesses that the General Counsel pre-
sented regarding what was said at the doorway meeting
cannot be credited. Larios, for example, took inconsistent
positions regarding Martinez' job. At first on cross-exam-
ination, he claimed he did not know what position Marti-
nez held; later, he said he knew she was an office em-
ployee. He also knew she did some translation. Finally,
he said he had never seen anything describing Martinez
as the personnel director. Clearly Larios knew Martinez
was a clerical employee and had no managerial author-
ity, yet he did not wish to reveal his knowledge. Similar-
ly, Estrada did not present himself well. On one occasion
he had an unexplained memory loss and he often let his
voice fall. He even undercut his already weak testimony
by saying he was not paying attention during the meet-
ing. His pretrial affidavit was somewhat inconsistent with
his testimony and he was generally an unimpressive wit-
ness. Last, Margarito de Santiago admitted that he was
not paying that much attention. Both he and Estrada say
Martinez did not ask them to sign anything. If they are
to be believed, she did not ask them to sign either a
health plan authorization card or a decertification peti-
tion.
Frankly, these three witnesses suffer from several and
varied shortcomings. These include demeanor matters,
testimonial inconsistencies, and confusion. All appear dis-
gruntled over the wage loss. In these circumstances I be-
lieve much of their testimony on critical issues is the
product of either confusion or dissemblance. Before Re-
spondent even began to present its case, the testimony of
these three gave me pause.
On hearing Martinez, however, it became quite appar-
ent that she had a good understanding of what she was
saying and why she was saying it. Her testimony that
Larios responded to her request that he sign the health
authorization card by bringing up the Union and her
characterization of him as confused and mistrustful seems
quite credible. I have no difficulty in fording that she
called the meeting for the purpose of obtaining the
health authorizations and had no other purpose. The slip
of paper that she had in her hand contained the names of
those individuals who had not signed the health plan
forms. They were not signatures on a decertification pe-
tition."
Furthermore, that she was a new employee unlikely to
have authority to grant wage increases or recommend
them seems clear on the record. That being the case, and
8 Presumably, Mount had already submitted his signature list to the
Regional Office on December 16 The General Counsel has not shown
that a supplemental list of signatures ever existed, much less was needed.
AERO ALLOYS
considering Respondent had successfully endured a 60-
day strike to obtain a 15-percent wage reduction, it
seems improbable that she or anyone in management
would be offering wage increases in December, for insuf-
ficient time had passed to determine whether the wage
reduction had put the plant in an acceptable financial po-
sition. Finally, if Respondent were to offer wage in-
creases to dissuade employees from the Union, she
would not have been the appropriate spokesperson for
that purpose. Such promises would have been made by
someone far more authoritative than she. Accordingly, I
conclude that Martinez' testimony is the more credible of
the two versions. Under those circumstances I find the
General Counsel has not proven that Martinez commit-
ted the acts alleged in the complaint or that Respondent
provided any assistance to those employees who were
engaged in soliciting signatures to support the decertifi-
cation petition.
B. Withdrawing from the Tentative Agreement on
Union Security
The General Counsel does not complain that Respond-
ent has engaged in a course of conduct of bad-faith bar-
gaining. Instead, her representatives maintain that, in late
January, Respondent withdrew from one tentative agree-
ment, which it had made with the Union before the
strike, that the new contract would contain a union-shop
clause. Two significant things had happened before Re-
spondent made the decision to withdraw from that tenta-
tive agreement. The first was the 2-month strike that the
Union abandoned without having obtained a new con-
tract. The second was the filing of the decertification pe-
tition. According to Nowak, the Company's decision to
withdraw from the tentative agreement was actually
made in early January. It did not manifest itself, howev-
er, until the company proposal of January 28. At that
point the Union had filed an unfair labor practice charge
that had effectively blocked the processing of the decer-
tification petition.
Despite the issues that the petition and the charge
raised, Respondent nonetheless proceeded to engage in
three collective-bargaining sessions thereafter. Not until
two of those had passed did the Union even express a
concern about the proposed loss of the union-security
clause. When it finally did so, the credible evidence is
that Nowak told the mediator that the Company would
be flexible on that issue if agreement could be reached
on other matters. It appears from inferences drawn from
Cepeda's testimony that the mediator did in fact transmit
Nowak's message to the union negotiators, but they were
far more interested in testing the Company's resolve in
other areas. It is true that the Union's counterproposal
called for reinstatement of the union-shop clause but, ig-
noring the lost strike, proposed a general return to the
prior contract. It is fair to say in that situation that nei-
ther the presence nor the absence of a union-security
clause had anything to do with the status of negotiations
at that stage. The topic was not considered to be a criti-
503
cal issue. If it had been, the Union would have compro-
mised other areas of its proposal and an appropriate test
would have been made to determine whether the union-
security clause was truly a stumbling block. It chose in-
stead to try to salvage the lost wages and other money
matters, thereby demonstrating that those were the main
issues, not union security.
In any event, it is quite clear that the withdrawal of a
single provision of a tentative agreement is not an act of
bad-faith bargaining. American Thread Co., 274 NLRB
1112 (1985); O'Malley Lumber Co.,
234 NLRB 1171,
1179-1180 (1980); cf. Reliable Tool Co., 268 NLRB 101
(1983). Moreover, when circumstances have changed, as
they did here, due to the lost strike, modification of bar-
gaining positions is permissible.
Valley Oil
Co.,
210
NLRB 370, 385 (1974).
The Supreme Court has held it is not for the Board to
determine whether a contract should contain a specific
clause. H. K Porter Co. v. NLRB, 397 U.S. 99 (1970). If
I were to conclude that the withdrawal of this provision
in circumstances that would not frustrate bargaining else-
where was an unfair labor practice, I would necessarily
be deciding that this collective-bargaining contract must
contain a union-security clause. Under the Porter doc-
trine, the Board may not issue such an order. Because
there is no evidence that Respondent was using this issue
as a device to frustrate bargaining, it would be inappro-
priate under Porter to find that Respondent committed an
unfair labor practice by withdrawing from the tentative
agreement.9
I conclude, therefore, that the General Counsel has
failed to prove any violations of the Act as alleged, and I
will recommend that the complaint be dismissed in its
entirety.
Based on these findings of fact and legal analysis, I
make the following
CONCLUSIONS OF LAW
1. The Respondent, Aero Alloys, is an employer en-
gaged in commerce within the meaning of Section 2(2),
(6), and (7) of the Act.
2. The Union, Warehouse, Processing & Distribution
Workers' Union, Local 26, International Longshoremen's
& Warehousemen's Union, is a labor organization within
the meaning of Section 2(5) of the Act.
3. The General Counsel has failed to prove the allega-
tions in the complaint alleging that Respondent had vio-
lated Section 8(a)(1) and (5) of the Act.
s Although the parties wish to litigate the meaning of the "Where We
Stand" letter recited in sec. III,E, a definitive analysis would serve no
purpose. If I were to agree with the General Counsel that the letter, as
well as Nowak's statement that Respondent was recognizing the decertifi-
cation petition by withdrawing the union-shop proposal, evidenced a
desire to beard the Union, it would not follow that such a desire would
also be evidence of bad-faith bargaining. When that letter was issued and
when Nowak made his statement, Respondent had already made its pro-
posal based on its perception of changed circumstances and the proposal
was perfectly lawful. If it used the letter as an opportunity to take advan-
tage of the Union's now demonstrated weakness, it was simply doing
what economic circumstances permitted. American Thread, supra.
504
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
edto
ORDER
The complaint is dismissed in its entirety.
10 If no exceptions are filed as provided by Sec. 102 46 of the Board's
Rules and Regulations, the fmdtngs,
conclusions, and recommended
Board and all objections to them shall be deemed waived for all pur-
Order shall, as provided in Sec 102.48 of the Rules, be adopted by the
poses.