289 NLRB 933
Whittaker Corp.
WHITTAKER CORP.
Whittaker Corporation, Kettenburg Marine Division
and Milton E. Johnston. Case 21-CA-21801
Jury 18, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
BABSON AND CRACRAFT
On June 3, 1983, Administrative Law Judge
Roger B. Holmes issued the attached decision. The
General Counsel filed exceptions and a supporting
brief, and the Respondent filed an answering brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions only to the extent consistent with this
Decision and Order.
The judge found that Milton E. Johnston, the
Charging Party, was discharged for the statements
he made at an employee meeting called by the Re-
spondent's president, Larry Miller, on November
22,
1982.
The judge concluded, however, that
Johnston's statements were not concerted activity
within the meaning of Section 7; therefore, his dis-
charge was lawful under the Act. We disagree.
The facts are not in dispute. On November 22,
1982, the Respondent's president, Larry
Miller,
conducted a series of meetings in his office with
the
employees,
department by department, to
inform them that they would not be receiving their
regular annual wage increases. At each meeting, he
invited
questions,
and several employees asked
questions about his announcement. At the last of
these meetings, after Miller completed his state-
ment, Johnston raised his hand and stated:
Well, I don't remember us being called togeth-
er when there's been a good year and saying
here's something extra. But now that there's a
little downturn, I feel we're being asked to
bear the brunt of it by not having an increase.
He further stated that, because he had not had the
benefit of consulting the Company's books, he did
not believe he could come to the same conclusion
as the Respondent. Miller responded that the Re-
spondent did not have to open its books to the em-
ployees. Johnston replied that he had not asked to
see the books but merely stated that they were a
source of information that he did not have. No
other employee commented at the meeting on the
wage policy; however, several employees ex-
pressed agreement with Johnston's comments after-
wards. In reaction to Johnston's comments, the Re-
933
spondent discharged him the next day for insubor-
dination.
The Board held in Meyers Industries, 268 NLRB
493, 497 (1984) (Meyers 1), remanded sub nom. Prill
v.
NLRB, 755 F.2d 941 (D.C. Cir. 1985), cert.
denied 474 U.S. 948 (1985), reaffd. 281 NLRB 882
(1986) (Meyers II), enfd. sub nom. Prill v. NLRB,
835 F.2d 1481 (D.C. Cir. 1987), cert. denied 128
LRRM 2664 (June 20, 1988), that "in general, to
find an employee's activity to be `concerted,' we
shall require it to be engaged in with or on the au-
thority of other employees, and not solely by and
on behalf of the employee himself." The Board
thereby overruled Alleluia Cushion Co., 221 NLRB
999 (1975), and similar cases which held that the
individual assertion of a matter "of common con-
cern" to other employees was concerted activity.'
The Board cautioned, however, that
the definition of concerted activity we set
forth . . . is by no means exhaustive. We ac-
knowledge the myriad of factual situations that
have arisen, and will continue to arise, in this
area of the law.
We also emphasize that, under the standard
we now adopt, the question of whether an em-
ployee engaged in concerted activity is, at its
heart, a factual one . . . . [268 NLRB at 496-
497]
Specifically in Meyers I, 268 NLRB at 494, and
again in Meyers II, 281 NLRB 882, we reaffirmed
Root-Carlin, Inc., 92 NLRB 1313, 1314 (1951), and
other cases holding that "the guarantees of Section
7 of the Act extend to concerted activity which in
its inception involves only a speaker and a listener,
for such activity is an indispensable preliminary
step to employee self-organization." Thus, the "ac-
tivity of a single employee in enlisting the support
of his fellow employees for their mutual aid and
protection is as much `concerted activity' as is ordi-
nary
group activity."
Owens-Corning
Fiberglas
Corp. V.
NLRB, 407 F.2d 1357, 1365 (4th Cir.
1969). Such individual action is concerted as long
as it is "engaged in with the object of initiating or
inducing . . . group action
. . . ."
Mushroom
Transportation Co. v. NLRB, 330 F.2d 683, 685 (3d
Cir. 1964).2
Furthermore, the object of inducing group
action need not be express. For instance, "[i]t is ob-
vious that higher wages are a frequent objective of
organizational
activity,
and
discussions
about
wages are necessary to further that goal." Jeannette
Corp. V. NLRB, 532 F.2d 916, 918 (3d Cir. 1976).
i We therefore do not rely on the judge's discussion of such cases.
2 See also Vought Corp., 273 NLRB 1290, 1294 (1984), enfd 788 F 2d
1378 (8th Cir. 1986)
289 NLRB No. 116
934
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
"[D]issatisfaction due to low wages is the grist on
which concerted activity feeds." Id. at 919.
Particularly in a group-meeting context, a con-
certed objective may be inferred from the circum-
stances. Indeed this case is strikingly similar to En-
terprise Products, 264 NLRB 946 (1982), in which
the Board found an employee's statements in analo-
gous circumstances concerted. There, an employer
called a meeting to ask employees to increase their
productivity and to offer in exchange tickets to
athletic or public amusement events. At this meet-
ing the employer also told employees that it could
not increase their wages or give them their custom-
ary annual bonuses. The employer asked the em-
ployees' opinion of its incentive proposal, and one
employee responded, "No more money, no more
production." For this he was discharged.
The Board found the remark to be concerted ac-
tivity, noting that it concerned a common condi-
tion of employment and that the meeting was the
employees' first opportunity to protest the employ-
er's proposal. Id. at 947-948. Moreover, the em-
ployer there, by calling the meetings and soliciting
the employees' responses, had "lumped [them] to-
gether and viewed [them] as a group." Id. at 949,
quoting Frank Briscoe, Inc. v. NLRB, 637 F.2d 946,
949 (3d Cir. 1981).
The Board adopted the administrative law
judge's decision in Enterprise Products, 264 NLRB
at 949, in which it was conceded that:
Cibrian's [the charging party] remarks had not
constituted an overt appeal to his coworkers in
the sense of having taken over the meeting,
Brutus-like, to make an address to them seek-
ing sympathy and support. . . . Cibrian had
been the first employee whose opinion had
been sought . . . . Accordingly, an employee
in Cibrian's position likely would be aware
that his reasons would be heard and consid-
ered by those who would answer after him.
Thus, that he had directed his answer to [the
respondent's president] would not have made
him oblivious of its effect on other employees
present . . . .3
Here, the Respondent's president called together
the employees to announce that their anticipated
wage increases would not be forthcoming. As these
meetings provided the employees with their first
knowledge of the Respondent's decision to suspend
8 See also Autumn Manor, 268 NLRB 239, 244 (1983); F
W Wool-
worth Co, 251 NLRB 1111 , 1114-1115 (1980), enfd 655 F2d 151 (8th
Cit. 1981), J. P. Stevens & Co, 219 NLRB 850 (1975), enfd. 547 F 2d 792
(4th Cr 1976), Rinke Pontiac Co, 216 NLRB 239 (1975), Prescott Indus-
trial Products Co, 205 NLRB 51 (1973), enfd as modified 500 F.2d 6 (8th
Cr 1974); Hugh H. Wilson Corp., 171 NLRB 1040, 1046 (1968), enfd 414
F 2d 1345 (3d Cr 1969); Guernsey-Muskingum Electric Corp, 124 NLRB
618 (1959), enfd 285 F 2d 8 (6th Cr 1960)
the wage increases, they were also the employees'
first opportunity to comment on or protest that
action. Johnston, not having had a chance to meet
with any employee beforehand, made his state-
ments as a spontaneous reaction to the Respond-
ent's announcement. He phrased his remarks not as
a personal complaint, but in terms of "us" and
"we." Obviously, they were addressed to everyone
assembled to discuss the topic of the proposed
wage increase suspension, including his fellow em-
ployees.4 His statements implicitly elicited support
from his fellow employees against the announced
change.
We find that, in the presence of other employees,
Johnston protested, at the earliest opportunity, a
change in an employment term affecting all em-
ployees just announced by the Respondent at that
meeting. This is clearly the initiation of group
action as contemplated by the Mushroom Transpor-
tation line of cases which was specifically endorsed
by Meyers II, supra.
The judge erroneously concluded that Johnston
did not engage in concerted activity because he did
not try to enlist group support after the meeting
and because actual group activity did not occur. In
the context here, these facts are irrelevant. An em-
ployee does not have to engage in further concert-
ed activity to ensure that his initial call for group
action retains its concertedness. In addition, em-
ployees do not have to accept the individual's invi-
tation to group action before the invitation itself is
considered concerted.5 El Gran Combo, 284 NLRB
1115 (1987); Mushroom Transportation Co., supra at
685.
In light of all the circumstances, we find that
Johnston's remarks at the November 22 meeting
were concerted activity protected by Section 7 of
the Act. Accordingly, his discharge violated Sec-
tion 8(a)(1).
AMENDED CONCLUSION OF LAW
By discharging Milton E. Johnston on Novem-
ber 22, 1982, in retaliation for his protected con-
certed activity, the Respondent engaged in unfair
labor
practices
affecting commerce within the
meaning of Section 8(a)(1) and Section 2(6) and (7)
of the Act.
REMEDY
Having found that the Respondent has engaged
in certain unfair labor practices, we shall order it
4 As one employee testified, Johnston "probably said something the
rest of us didn't have the nerve to say .
"
I Nevertheless, Johnston's statements did elicit such support, albeit,
after the meeting This postmeeting support shows that other employees
interpreted Johnston's remarks the same way we have
WHITTAKER CORP
to cease and desist and to take certain affirmative
action designed to effectuate the policies of the
Act. We shall order it to offer Milton E. Johnston
immediate and full reinstatement to his former job,
with backpay to be computed in the manner pre-
scribed in F.
W.
Woolworth Co., 90 NLRB 289
(1950), with interest as prescribed in New Horizons
for the Retarded.' We shall also order the Respond-
ent to remove any reference to the discharge from
its files. Sterling Sugars, 261 NLRB 472 (1982).
ORDER
The National Labor Relations Board orders that
the Respondent, Whittaker Corporation,
Ketten-
burg Marine Division, San Diego, California, its of-
ficers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Discharging any employee for making state-
ments to enlist support from employees to protest
terms or conditions of employment.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Offer Milton E. Johnston immediate and full
reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position,
without prejudice to his seniority or any other
rights or privileges previously enjoyed, and make
him whole for any loss of earnings and other bene-
fits suffered as a result of the discrimination against
him, in the manner set forth in the remedy section
of the decision.
(b) Remove from its files any reference to the
unlawful discharge and notify the employee in
writing that this has been done and that the dis-
charge will not be used against him in any way.
(c) Preserve and, on request, make available to
the Board or its agents for examination and copy-
ing, all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records necessary to analyze the
amount of backpay due under the terms of this
Order.
(d) Post at its San Diego facility copies of the at-
tached notice marked "Appendix."7 Copies of the
6 In accordance with our decision in New Horizons for the Retarded,
283 NLRB 1173 (1987), interest on and after January 1, 1987, shall be
computed at the "short-term Federal rate" for the underpayment of taxes
as set out in the 1986 amendment to 26 US C § 6621 Interest on
amounts accrued prior to January 1, 1987 (the effective date of the 1986
amendment to 26 U S C § 6621), shall be computed in accordance with
Florida Steel Corp, 231 NLRB 651 (1977)
7 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
935
notice, on forms provided by the Regional Direc-
tor for Region 22, after being signed by the Re-
spondent's
authorized
representative,
shall
be
posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other material.
(e)
Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
WE WILL NOT discharge any employee for
making statements to enlist support from employees
to protest terms or conditions of employment.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL offer Milton E. Johnston immediate
and full reinstatement to his former job or, if that
job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any
other rights or privileges previously enjoyed and
WE WILL make him whole for any loss of earnings
and other benefits resulting from his discharge, less
any net interim earnings, plus interest.
936
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL notify him that we have removed from
our files any reference to his discharge and that the
discharge will not be used against him in any way.
WHITTAKER CORPORATION, KETTEN-
BURG MARINE DIVISION
Robert R. Petering, for the General Counsel.
Roy E. Potts and Robert
C.
Hayden,
Esgs.
(Overton,
Lyman & Prince), of Los Angeles, California, for the
Respondent.
DECISION
ROGER B. HOLMES, Administrative Law Judge. The
unfair labor practice charge in this case was filed on De-
cember 6, 1982, by Milton E. Johnston.
The General Counsel's complaint was issued on Janu-
ary 7, 1983, against Whittaker Corporation, Kettenburg
Marine Division. The General Counsel alleges in his
complaint that the Respondent has engaged in conduct
that violates Section 8(a)(1) of the Act. In summary, the
General Counsel alleges that the Respondent terminated
employee Milton E. Johnston from employment on No-
vember 23, 1982, and since that time, has failed to rein-
state him because Johnston had engaged in conduct pro-
tected by Section 7 of the Act. In the answer to the
complaint allegations, the Respondent denied the com-
mission of the alleged unfair labor practices.
The trial in this proceeding was held on April 6, 1983,
at San Diego, California. The time for the filing of post-
trial briefs was set for May 11, 1983. The counsel for the
General Counsel and the attorneys for the Respondent
filed briefs, which were argued persuasively from their
respective points of view.
FINDINGS OF FACT
1. JURISDICTION
The jurisdiction of the Board over the business oper-
ations of the Employer is not an issue in this proceeding.
The Employer is engaged in the operation of a boat and
yacht repair facility at San Diego, California. The Em-
ployer's
business
operations meet the Board's direct
inflow jurisdictional standard.
II. THE WITNESSES AND CREDIBILITY RESOLUTIONS
Five persons were called to testify as witnesses during
the trial of this proceeding. In alphabetical order by their
last names, they are Milton E. Johnston, who is the
Charging Party and the alleged discriminatee in this case;
Gary A. Klers, who has been employed by the Respond-
ent for the past 17 years and who was a supervisor for
the Employer at the time of the trial; Linda Bodenhamer
Klers, who has been the personnel administrator for the
Respondent for the past 4-1/2 years; Larry E. Miller,
who is the president of the Respondent; and Albert G
Schmidt, who is an electrician and who has worked for
the Respondent for the past 2-1/2 years.
The findings of fact to be set forth in the sections to
follow will be based on portions of the testimony from
each of the five witnesses who testified at the trial, and
findings will be based on documentary evidence and a
tape recording introduced during the trial proceedings. It
should be noted at the outset of this decision that a sub-
stantial number of the facts are not in dispute. However,
the recollections of some of the witnesses differed con-
cerning some of these past events. Understandably, in
view of the passage of time between the occurrence of
the events and the time of the trial, some witnesses were
able to recall some things better than others. In addition,
I have considered the fact that the witnesses viewed the
events as they occurred from their own perspective, and
this may explain some of the differences among the wit-
nesses when they related their accounts at the trial.
In relying on certain portions of the testimony from
each witness, I have also considered the demeanor of the
witness on the stand during the trial; the consistency of
the witness' account when it is considered in the context
of the testimony from other witnesses and certain facts,
which are not in dispute; the ability of the witness to
recall the events in question because at times some wit-
nesses were not as certain in recalling a particular event;
and the employment position of the witness in the sense
that a witness was identified more closely with one of
the parties and therefore may have had a potential inter-
est in the outcome of the litigation. With the foregoing
in mind, I have based the findings of fact on the portions
of the testimony that seem to me to be credible, accu-
rate,
and reliable. (See, for example,
Krispy Kreme
Doughnut Corp., 245 NLRB 1053 (1979), regarding the
acceptance of some, but not all, of the testimony of a
witness.) Although all the testimony and the documenta-
ry evidence introduced at the trial have been considered,
the findings of fact to be set forth will be limited to the
credited evidence in the proceeding. (See, for example,
ABC Specialty Foods, 234 NLRB 475 (1978).)
III. THE EVENTS IN NOVEMBER 1981
Milton E. Johnston worked as a machinist for the Em-
ployer from January 1972 until his termination from em-
ployment on November 23, 1982.
Introduced into evidence as the General Counsel's Ex-
hibit 5 was a copy of a petition, which Johnston had pre-
pared, and which Johnston began circulating among em-
ployees of the Employer on November 16, 1981. The
handwritten document consists of four pages, and it is
dated November 16, 1981. The document expresses the
employees' appreciation for the Company's granting of a
retroactive pay raise, and it also asks for the Company's
consideration of additional fringe benefits for the em-
ployees. The fringe benefits mentioned in the document
pertain to adding six paid holidays over a 3-year period
to the time between Christmas Eve and New Year's
Day, and also to implementing a plan of $75 a week pay-
ments in the event of an accident, hospitalization, or
after the eighth day of an illness. Johnston's name ap-
pears on page 3 at the top of a list of 11 names.
On the second day that Johnston circulated the peti-
tion, Bob Ballinger told Johnston that he wanted John-
ston to accompany him to Miller's office. Miller had
heard from a supervisor that Johnston was unhappy, that
Johnston had been doing a lot of complaining, and that
WHITTAKER CORP.
937
Johnston was passing something around. (See Tr. 70-71.)
Johnston, Ballinger, and Miller were the persons who
were present in Miller's office during the conversation.
Johnston testified (Tr. 26-27):
Mr. Miller addressed me on the subject of equity
among-of the other divisions of the corporation
and other yards in the area regarding increases in
the benefits and salaries. And he wanted me to un-
derstand that Kettenburg was a seperate [sic] entity
and that we could not necessarily enjoy the same
benefits that other divisions of the corporation had
and keep pace with other yards in the area. And
they felt that if he talked to me personally and ex-
plained to me, that it would [be] a better situation.
At the trial, Johnston acknowledged that he had never
delivered the petition to the Company. Miller testified
that he had not seen the General Counsel's Exhibit 5
prior to the time that the document was handed to him
on the witness stand at the trial. According to Miller, the
conversation he had with Johnston in November 1981
and the rumor he had heard that Johnston may have
been circulating a petition in November 1981, had no
effect on Miller's decision a year later in November 1982
to terminate Johnston from employment with the Com-
pany. (See Tr. 71.)
IV. THE EVENTS BEGINNING IN JANUARY 1982
Beginning in January 1982, Johnston was granted a
leave of absence from work at the Company.
According to Linda Klers, the Company basically
grants a 30-day leave of absence, but with another 30
days for medical leave. She stated (Tr. 52):
And in Mr. Johnston's case, he had given us in-
formation that he would be back within a specified
period of time, and that had been changed three or
four different times whenever we could reach him
to find out when, indeed, he could come back. And
it basically extended from the latter part of January
to the first part of May, so we just don't normally
have leave of absences of that extent, nor do we
continue to employ that individual . He would have
been in a layoff status, and we would have em-
ployed someone else in his place.
According to Miller, the Company's policy normally is
to terminate an employee if the employee overstays his
leave of absence. Miller explained that the Company
would not know whether such an employee would ever
return to work, and, therefore, the Company replaces the
employee . Miller stated that it was reported to him that
Johnston had overstayed his leave of absence.
When
Miller was questioned at the trial regarding why the
Company did not terminate Johnston when he had over-
stayed his leave of absence , Miller replied, "Frankly, I
don't know."
V. THE EVENTS ON MONDAY, NOVEMBER 22, 1982
On Monday, November 22, 1982, Company President
Miller held separate meetings with about four or five
groups of employees from various departments at the fa-
cility. Regarding his purpose for holding those meetings
with employees, Miller said at the trial, "Purpose of the
meeting was to advise the employees that I decided that
our division in total would not be receiving an increase
in their hourly rates." Miller did not speak to the differ-
ent groups from a prepared text, but he attempted to
convey the same words to each group. He conducted
each meeting in the same manner and with the same
format. Each meeting lasted for approximately 15 or 20
minutes.
After Miller had spoken to the employees and invited
questions from them in one of the meetings, an employee
named Buroyo told Miller that the most important thing
was for the employees to get a full 40-hour workweek.
Miller said that Buroyo also stated at the meeting that
Buroyo understood how difficult it was because all the
other people in the area were charging less than the
Company was charging, and that, if he could get 40
hours a week, he would be happy.
Miller also recalled a comment from another employee
in one of the meetings. That employee was fearful that
the Company was going into a deeper trough from an
economic standpoint. The employee wondered why the
Company did not reduce its rates to a level comparable
to the rates charged by other companies in the area.
Miller further recalled that still another employee
asked him to repeat "when it was that I was going to
review this situation for wages again, and I answered
him, six to nine months."
All the foregoing took place before the last meeting of
employees on November 22, 1982, which was the meet-
ing at which Johnston was present. That last group met
with Miller about 2:45 following the afternoon break
period. The employees were from the machine shop de-
partment and the engine repair department. About 9 or
10 employees were in that group.
Miller recalled how the meeting began on that occa-
sion. He stated (Tr. 82):
Well, when everybody came into the room, my
office's not too large, but when everybody came
into the room I said I had chairs around and I said,
"Okay, gentlemen, grab a chair." Well, Milt went
up to the chair that was next to my office and he
grabbed it and he shook the chair, and I think I
might have said, "What's this?"
Miller then spoke to the employees who were present
in that last meeting. He testified (Tr. 74, 76, and 77):
Okay. The purpose of this meeting is to advise
you that after careful consideration and thought,
that it will not be possible for the employees of
Kettenburg Marine Divion [sic] to receive an in-
crease in your pay at this time.
And the reason for this is that the rate of increase
that I would typically put through at this time of
year, if-if done, would cause our charging rate to
go from thirty-three fifty an hour currently to ap-
proximately thirty-six dollars. We're in the midst of
938
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the highest unemployement [sic] of people in the
boat repair and ship repair in San Diego that we've
been in in many years, and we're in the midst of the
worst economic downturn that this country has
dealt with since World War II. And the reason for
not putting through these increases at this time is
that I am sure that if we charge thirty-six an hour
instead of the thirty-three fifty, which is already
high compared to the competition, that we would
be effectively driving jobs away from this business,
working a hardship on the employees as well as the
company in lost revenues and lost wages for em-
ployees.
The other part of the-the other part of my talk
was that-that because of the fact it's difficult at
this point to know what the near term future holds,
I'm going to review this situation in the next six to
nine months and have another look at it, and I sin-
cerely hope that at that point in time, that I'll have
more confidence in the market and the general
economy, and that some type of an increase will be
possible at that time. And I also want you to know
that this not only affects you as the hourly workers
of this company, but it affects myself. I will not
take an increase, nor will anybody that works for
me till this period of time is over . . . [until] I feel
that it's wise for the business to resume with in-
creases and charging rates, as well as increases for
hourly rates, for the employees.
I think that is about all I said.
Johnston said that he made his comments to Miller at
the meeting after Miller had stopped and appeared to be
waiting. Johnston said, "I raised my hand and was ac-
knowledged and spoke." Johnston stated at transcript
108 regarding his comments to Miller at the meeting:
Well, I don't remember us being called together
when there's been a good year and saying here's
something extra. But now that there's a little down-
turn, I feel we're being asked to bear the brunt of it
by not having an increase.
Johnston further testified (Tr. 109) regarding his com-
ments at the meeting:
. . . and I believe I said that I don't have the
benefit of the books, so I cannot-I don't believe
that I can come to the same conclusion that you
can. At that time, Mr. Miller directed a statement to
me that a company does not have to open its books
and is not about to open its books to its employees.
I replied in that I had not asked to see the books,
but as a sorce [sic] of information that I didn't have.
Q. In other words, it's your testimony that as to
that exchange and your comments about the books,
you were speaking in the first person, you were
saying "I," you weren't saying "employees"?
A. That is true.
According to employee Schmidt who was present at
that meeting, Miller then asked if there were other ques-
tions. Dick Harris brought up the subject of the back
gate at the facility being locked, which prevented the
employees from having access to the parking lot. Miller
asked Ballinger if the gate could be opened in the morn-
ing and in the evening so that the employees could use it
to get in and out. Ballinger said it could be done.
After the meeting had concluded, some of the employ-
ees talked about the meeting. Schmidt said, "Well, I
think we felt that Milt had probably said something the
rest of us didn't have the nerve to say, and that he had
been misunderstood by Mr. Miller." (See Tr. 104.) At
the trial, Schmidt expressed his feelings that Johnston's
comments were not appropriate. Schmidt said that John-
ston was not present during that conversation after the
meeting. There is no evidence that Miller or any other
company management or supervisory person was made
aware of the conversation described by Schmidt.
Miller was the one who made the decision to termi-
nate Johnston from employment. At the trial, Miller
stated his own reaction to the comments that Johnston
had made at the meeting. "My reaction was that it was a
rather insubordinate action . . . and that it was an af-
front on my word and . . . another way of indicating,
perhaps, that I wasn't being truthful." (See also Tr. 65-
66 where Miller gave his views and see Tr. 58-63 and
66-68 regarding the receipt into evidence, over timely
objection, of the testimony regarding Miller's opinion of
Johnston's comments at the meeting.)
During the same afternoon of the meeting, Miller
called Linda Klers into his office. Miller told her what
had happened in the meeting and his reaction to the
comments. He also said he was considering the termina-
tion of the employee who made the comments, and he
asked for her views regarding whether there were any
problems involved in terminating the employee. Accord-
ing to Miller, Linda Klers advised him that she did not
perceive any problems. He said, "Then I told her to pre-
pare the documents for termination."
VI. THE EVENTS ON TUESDAY, NOVEMBER 23, 1982
In accordance with her standard procedure at the
Company, Linda Klers prepared the papers relating to
the termination of Johnston from employment .
Intro-
duced into evidence as the General Counsel's Exhibit 2
was a copy of the Employer' s "Separation Report" re-
garding Johnston. Klers typed the document, and she
took it to Miller for his approval. At that time, Klers
also asked Miller some questions. During her testimony
at the trial, the following occurred, which is reflected at
transcript 50:
Q. Did you at that time ask him anything further
about what had happened at the meeting?
A. Yes, I did. I wanted to know for my own self
if there was any-when Mr. Johnston had made the
comment, if there had been anyone else making any
kind of pains, or did anybody gasp, or did anybody
just not believe that he had made that comment, or
was there any kind of reaction from anyone else in
the room, and he said, absolutely, that the comment
was made, and that that was the extent of it.
Q. What was the reason for that inquiry?
WHITTAKER CORP.
939
A. Well, just because it's part of my job, and the
fact that I possibly-because of the concerted activ-
ity, and I try to look at all aspects of any kind of a
termination.
Miller approved the "Separation Report" at that time,
and he also signed Johnston's final paycheck. In part, the
General Counsel's Exhibit 2 shows the following con-
cerning the Employer's reason for the termination:
Mr. L. E. Miller, Company President, called a
group meeting to inform employees that there
would be no salary increase at this time. Mr. John-
ston challenged that decision, stating he did not
know whether he could accept the decision or not
without examining the books and records of the
Company. Such comments are not in the best inter-
est of our Company.
About 5 minutes before 4 p.m. on Tuesday, November
23, 1982, Johnston was told by his supervisor, Byron
Burkhardt, to report to the office of Linda Klers. In her
office, she informed Johnston that he was being separat-
ed from the Company, and that the information was con-
tained in the "Separation Report." She then gave him a
copy of the document. According to Klers, Johnston
made the comment to her, "that's not what he had
meant." Klers told Johnston that his supervisor was
waiting for him in the shop area in order to make ar-
rangements for Johnston to pick up his tools. Johnston
then left Klers' office and talked with Burkhardt. John-
ston made arrangements to return to the facility the next
day in order to pick up his tools and clean out his locker.
VII. THE EVENTS ON WEDNESDAY, NOVEMBER 24,
1982
On Wednesday, November 24, 1982, Johnston re-
turned to the Employer's facility. He got his tools and
cleaned out his locker. After he had done those things,
Johnston asked Burkhardt if he could use the telephone
in the office in order to call upstairs to see if he could
have a talk with Miller. Burkhardt informed Johnston
that Miller already had left for the Thanksgiving holi-
day.
VIII. THE EVENTS ON MONDAY, NOVEMBER 29, 1982
On Monday, November 29, 1982, Johnston went to the
Employer's office around 11 a.m. and asked a secretary if
he could see Miller. She replied that Johnston could see
Miller, but he was busy on the telephone at that moment.
Johnston waited, and then he had a conversation with
Miller in his office.
Introduced into evidence as the General Counsel's Ex-
hibit 4 was a microcassette containing a tape recording
made by Johnston of his conversation with Miller on
November 29, 1982, in Miller's office. There are what
appear to be other conversations and other matters on
the tape recording. To avoid any misunderstanding, the
only portion of the tape recording that was actually re-
ceived in evidence pertains to the conversation between
Johnston and Miller, which is the first conversation on
side A of the cassette. The other conversations and other
matters are not part of the record in this case, and they
have been disregarded. (In an earlier case before me,
issues regarding the admissibility of two secretly made
tape recordings were discussed. See Plumbers Local 598
(Rust/W.S.H.), 255 NLRB 450 (1981).)
Introduced into evidence as the General Counsel's Ex-
hibit 3 was a typed transcript made by Johnston of his
tape recording, which was introduced as the General
Counsel's Exhibit 4. The transcript appears to be substan-
tially accurate in reflecting what is discernible from the
tape recording. There are a few words that are not so
loud or so clear as to be free from doubt when the re-
cording is played on ordinary office equipment.
In summary, Johnston asked Miller on November 29,
1982, for a letter of recommendation from the Company.
Miller agreed to prepare such a letter and to have it
ready for Johnston by the next afternoon.
Johnston then asked to discuss the subject of his dis-
missal. Miller agreed to do so. Johnston expressed his
view that his dismissal "was rather highhanded and dic-
tatorial as far as what, to me, was a comment to a state-
ment you made upon request for comment." Miller ex-
pressed his view that Johnston's comment about examin-
ing the Company's records was "just another way of
saying to me, well, I don't believe you." Miller was of
the opinion that if he had to "put on a seminar about ev-
erything that's done," that would be all he would be
doing. Miller also expressed his view that "if somebody
feels they need, after I say something, to check the
records to see about that, well, that's a real problem."
Johnston expressed his view that he had not made a
request at the meeting to examine the Company's books.
Johnston said that although his first statement at the
meeting could have been misunderstood, he also said at
the meeting that he did not ask to see the Company's
books after Miller stated something to the effect that no
company was going to open its books. Johnston further
said, "I was making a statement and commenting that I
could not come to the same conclusions as you do be-
cause I do not have the same sources of information."
Miller stated his view that he could not have a situa-
tion where a person was doubting that Miller was telling
the truth. Miller related that he had agonized over the
matter for 3 months, and he realized that he had to do
what he did for the welfare of the Company and the em-
ployees. Miller pointed out the decision applied to every-
one in the Company. Miller expressed the view that
work in the repair yard was "very price sensitive," and
that the Company's billing rate was not going to increase
because of the "tough economy" into 1984. Miller said
Johnston was "welcome to your opinions," but Miller
wanted people "that trust what I'm saying the way it is,
and that's that." Miller added, "And that's the only thing
I've been telling people since I've been here is the
truth."
Miller told Johnston that he would comment in the
letter of recommendation about the quality of Johnston's
work and his tenure with the Company, and that he
would not put in any comment about the incident or
anything "negative at all."
940
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
IX. CONCLUSIONS
In its decision in Hawthorne Mazda, 251 NLRB 313,
315 (1980), the Board held:
Section 7 of the Act guarantees employees the
right to engage in "concerted activities for the pur-
pose of mutual aid or protection." It is axiomatic
that employees who band together for the purpose
of presenting grievances to their employer are en-
gaged in protected, concerted activity within the
meaning of Section 7.24 It follows that an individ-
ual employee's attempt to induce fellow workers to
join in a petition regarding a common grievance is
protected activity.25 Similarly, an employee en-
gages in protected activity when he presents to the
employer grievances on behalf of other employ-
ees. 2 6
24 See N.LR.B. v Washington Aluminum Company, Inc., 370
U.S 9 (1962).
25 Owens-Corning Fiberglas Corporation v
N.L.R B., 407 F.2d
1357, 1365 (4th Cir. 1969), Salt River Valley Water Users' Associa-
tion v N.LR.B., 206 F.2d 325 (9th Cir. 1953)
26 N.L.R.B. v. Guernsey-Muskingum Electric Cooperative, Inc.,
285 F.2d 8 (6th Or. 1960);
Hugh H. Wilson Corporation v.
N.LR.B., 414 F.2d 1345, 1348 (3d Cir. 1969)
In its decision in Mills Patrol Service, 264 NLRB 323,
324 (1982), the Board observed, "In order for activity to
be protected by Section 8(a)(1), it must be concerted in
nature." In a case that involved union activities, the
Board stated, "Employees promoting a union are by that
action engaged in protected concerted activities, and in-
dividual acts in furtherance of that objective do not lose
their protection merely because others are not consult-
ed." Ohio Valley Graphic Arts, 234 NLRB 493 (1978).
Among the cases which are relied on by the General
Counsel is the Board's decision in Alleluia Cushion Co.,
221 NLRB 999 (1975). With regard to its Alleluia Cush-
ion decision, the Board stated in Pink Moody, 237 NLRB
39 (1978):
In Alleluia Cushion, supra, we held that where an
employee speaks up and seeks to enforce statutory
provisions relating to occupational safety designed
for the benefit of all employees, in the absence of
any evidence that fellow employees disavow such
representation, we will find implied consent thereto
and deem such activity to be concerted. In Air
Surrey [229 NLRB 1064 (1977)], we found as con-
certed activity an employee's individual inquiry at
his employer's bank as to whether the employer had
sufficient funds on deposit to meet the upcoming
payroll, because the matter inquired into by the em-
ployee was of vital concern to all employees. And
in Dawson Cabinet Company, Inc., 228 NLRB 290
(1977), we extended the Alleluia Cushion principle
in order to find as concerted activity a female em-
ployee's individual refusal to perform a certain job
unless she was paid the same wages as a male em-
ployee doing the same job, because the employee
was attempting to vindicate the equal pay rights of
the female employees.
There are, of course, many Board decisions where the
Alleluia Cushion legal principle has been applied. In an
earlier case before me, the legal principle was applied to
an employee's making a complaint about carbon monox-
ide fumes in the work area to the Department of Health
and Environmental Sciences of the State of Montana.
Bighorn Beverage, 236 NLRB 736 (1978). The United
States Court of Appeals for the Ninth Circuit did not
agree with that portion of the holding. 614 F.2d 1238
(1980). In another case before me, the Alleluia Cushion
legal principle was applied to an employee's filing of a
complaint with the California Fair Employment Prac-
tices Commission. However, the Board found actual con-
certed activity, as distinguished from an Alleluia Cushion
theory, regarding the events at the meeting held on May
22, 1979, "when Johnson [the Charging Party in that
case] asserted that she should be paid as much as the
male business agents, other union members joined with
her and protested that it was unlawful for Respondent to
pay her less than the men." Hotel & Restaurant Employ-
ees Local 28, 252 NLRB 1124 (1980).
In Diagnostic Center Hospital Corp., 228 NLRB 1215
(1977), the Alleluia Cushion legal principle was applied
where an employee had written a letter to the company's
chairman of the board regarding a 10-percent wage in-
crease and in protest of "alleged practices of `racism,
sexism and favoritism."' See also the Board's decision in
Self Cycle & Marine Distributor Co.,
237 NLRB 75
(1978), regarding an employee's filing of an unemploy-
ment compensation claim with a state agency. See fur-
ther the Board's decision in Michigan Metal Processing
Corp., 262 NLRB 275 (1982), regarding two employees
jointly filing a complaint with the Occupational Safety
and Health Administration.
As indicated above, there are many Board decisions
where the Alleluia Cushion legal principle has been ap-
plied. The foregoing cases are by no means intended to
be an exhaustive list. Instead, they illustrate the type of
activity where the Alleluia Cushion legal principle has
been applied.
To paraphrase and to summarize Johnston's statements
to Miller at the meeting on November 22, 1982, his state-
ments were to the effect that: (1) employees of the Com-
pany had not been called together and given "something
extra" when the Company had experienced a good year,
but the employees were being asked to bear the brunt of
an economic downturn by not receiving an increase; (2)
that Johnston did not have the benefit of seeing the
Company's books, so he could not come to the same
conclusion that Miller had reached; and (3) that Johnston
had not asked to see the Company's books, but that he
did not have the Company's books as a source of infor-
mation. (See sec. 5 for the complete findings of fact.)
Insofar as the record shows, Johnston acted alone in
making his statements to Miller at the meeting. For ex-
ample, he did not seek support from other employees
either before or after the meeting. That observation is
not made in the sense of being critical, but simply to re-
flect the circumstances in which the comments were
made. It is significant that no other employee joined in
Johnston's statements during the meeting, or in any way
WHITTAKER CORP.
indicated group action or approval of his statements at
the meeting. Afterward, there was some conversation
about Johnston's comments. That was described by
Schmidt. However, Johnston was not a participant in
that conversation, and there is no evidence of company
knowledge of that conversation among the employees at
the time that the Company terminated Johnston. Al-
though some other employees made comments to Miller
during the various meetings Miller held that day, the
subject matter of their comments did not pertain to the
subject matter of Johnston's comments. For example,
note the finding in Rinke Pontiac Co., 216 NLRB 239,
242 (1975), "As indicated above, Terpevich's [the Charg-
ing Party in that case] activity at the October 25 meeting
was essentially a continuation of the group discussions in
which he and other salesmen participated among them-
selves following the Respondent's institution of the new
insurance program with its incentive pay features." In
addition, note also the following: "Moreover, it appears
that Terpevich was not alone in raising questions about
the pay plan at this meeting. Salesman Fuhrman also
challenged its legality."
There was no collective-bargaining agreement applica-
ble to the employees of the employer at the times materi-
al, and thus Johnston was not seeking to enforce the
terms of a collective-bargaining agreement in making his
comments to Miller at the meeting. In addition, the cir-
cumstances here are different from those where an em-
ployee was attempting to assert a right to ask a question
of the Employer at a meeting prior to a representation
election, and the Board found that the employee was
"presenting such a grievance in protesting that he had
been improperly forbidden the opportunity to ask a ques-
tion which he thought would aid himself and his fellow
employees in making a decision as to a collective-bar-
gaining representative." Prescott Industrial Products Co.,
205 NLRB 51 (1973).
The events, which occurred in November 1981 and
which are described in section 3 of this decision, are
remote in point of time insofar as the termination of
Johnston on November 23, 1982, is concerned. A link or
connection between the events in November 1981 and
941
the events in November 1982 has not been established.
The Respondent points out that no adverse action was
taken by the Company against Johnston in November
1981. Furthermore, the Respondent points out that John-
ston took an extended leave of absence from work begin-
ning in January 1982, but the Company took no action to
terminate Johnston despite the Company's usual policy
to do so in such circumstances. Thus, the foregoing is
some indication that Miller did not harbor animosity
toward Johnston because of Johnston's activities in No-
vember 1981. In contrast, see the Board's decision in
Hansen Chevrolet, 237 NLRB 584 (1978), where the time
period involved was only 4 days. At 589, it is stated: "In
any event, Prescott [the supervisor who made the deci-
sion to terminate the employee] knew that only 4 days
before, Suggs [the Charging Party in that case] had been
actively soliciting other employees to loin in a concerted
effort to obtain a change in the pay and fringe plans, and
that Suggs still wished to write Mann [the company
president] a letter."
After considering the foregoing, I conclude that the
statements made by Johnston at the meeting held on No-
vember 22, 1982, do not constitute protected concerted
activities within the meaning of the National Labor Rela-
tions Act. I further conclude that the Employer's termi-
nation of Johnston on November 23, 1982, because of the
statements made by him on the previous day, did not
violate Section 8(a)(1) of the Act. Accordingly, I must
recommend to the Board that the General Counsel's
complaint be dismissed.
CONCLUSIONS OF LAW
1. The Respondent is an Employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the
Act.
2. The Respondent has not engaged in the unfair labor
practices alleged in the General Counsel's complaint in
this proceeding for the reasons which have been set forth
above.
[Recommended Order for dismissal omitted from pub-
lication.]