289 NLRB 862
Tube Craft, Inc.
862
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Tube Craft, Inc. and United Steel Workers of Amer-
ica, AFL-CIO, Local 8703. Case 8-CA-18371
July 14, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND BABSON
On January 23, 1986, Administrative Law Judge
Robert W. Leiner issued the attached decision. The
Respondent filed exceptions and a supporting brief
and the General Counsel filed an answering brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, I and
conclusions2 and to adopt the recommended Order
as modified and set forth in full below.3
i The judge's discussion and conclusions regarding the Respondent's
failure to rebut the presumption of the Union's continuing majority status
make it apparent that he erred inadvertently in stating, in part III,C, par.
6 of his decision, that the Respondent's evidence demonstrates the antiun-
ion attitudes of "all" employees. The context indicates that the judge in-
tended the word "some," and we adopt this finding as so corrected.
2 In adopting the judge's conclusion that the Respondent did not rebut
the presumption of continuing majority status or establish a reasonably
based doubt of that status, we do not rely on Pennco, Inc., 250 NLRB 716
(1980), which was overruled in Buckley Broadcasting Corp., 284 NLRB
1339 (1987). In Buckley Broadcasting, we held that we will not entertain
any specific presumption concerning the union sentiments of strike re-
placements but will simply consider whether the employer has proffered
sufficient evidence of employees ' expressed desires to repudiate the union
as collective-barganung representative to overcome the overall presump-
tion of continuing majority status . Although the judge considered the
Pennco presumption, his ultimate analysis was consistent with the princi-
ples of Buckley Broadcasting
8 As part of his recommended remedy for the violations that converted
the employees' economic strike into an unfair labor practice strike, the
judge provided that certain employees be accorded the reinstatement
rights to which unfair labor practice strikers usually are entitled
Here,
their rights would have been operative only after their positions were no
longer filled by the permanent replacements hired while the strike was
still an economic strike. We have decided however, in a separate pro-
ceedmg involving the same parties, Tube Craft, Inc., 287 NLRB 491
(1987) (Tube Craft I), that the Respondent lawfully discharged all the
strikers who otherwise might have been eligible for reinstatement There-
fore, we shall delete the remedial provisions that provide for reinstate-
ment rights.
Member Babson did not participate in Tube Craft I, supra
Member
Babson agrees, based on the facts of that case, that the strikers engaged
in picket line misconduct that justified their discharge by the Respondent
He, however, finds it unnecessary to pass on the standards applied by the
Board in that case in assessing whether the picket line misconduct was
sufficient to justify the discharge of the strikers.
We also recognize that eliminating the unfair labor practice strikers' re-
instatement rights means that , in adopting the judge's recommended bar-
ganung order, we will be directing the Respondent to bargain at a time
when the Union has lost all its previously known supporters and the unit
consists exclusively of permanent strike replacements or other newly
hired employees
Nevertheless, the Respondent is not in a position to
question the Union's status for, as found by the judge, it abruptly and un-
lawfully withdrew recognition at a time when the Union continued to be
entitled to the presumption of majority status because at that time the
striking employees were still employed. In these circumstances , a reason-
able period of time for renewed bargaining must be provided without
regard for subsequent fluctuations concern ng majority status
VIP Lim-
ORDER
The National Labor Relations Board orders that
the Respondent, Tube Craft, Inc., Cleveland, Ohio,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to recognize and bargain in good
faith
collectively
with
United Steelworkers of
America, Local 8703 and District 28 (the Union),
as the exclusive bargaining representative of its em-
ployees in the following appropriate unit:
All clerical employees of Tube Craft, Inc.,
employed at its Cleveland plant, excluding
confidential employees and professional em-
ployees, guards and supervisors as defined in
the Act and all other employees.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Recognize and, on request, bargain in good
faith with the Union as the exclusive representative
of the employees in the above-described appropri-
ate unit regarding wages, hours, and other terms
and conditions of employment and, if an under-
standing is reached, embody the understanding in a
signed agreement.
(b) Post at its facility in Cleveland, Ohio, copies
of the attached notice
marked "Appendix."4
Copies of the notice, on forms provided by the Re-
gional Director for Region 8, after being signed by
the Respondent's authorized representative, shall be
posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other material.
(c)
Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
ousine, 276 NLRB 871 fn. 1, 877 (1985), Poole Foundry & Machine Co, 95
NLRB 34 (1951), enfd 192 F 2d 740 (4th Cir. 1951), cert . denied 342
U.S 954. Therefore, the bargaining order is still warranted.
Finally, we will delete the visitatorial provision granted by the judge
in par. 2(c) of his recommended Order See Cherokee Marine Terminal,
287 NLRB 1080 (1988).
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
289 NLRB No. 122
TUBE CRAFT, INC.
863
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT refuse to recognize and bargain in
good faith collectively with Local 8703 and Dis-
trict
28,
United Steelworkers of America (the
Union), as the exclusive bargaining representative
of our employees in the following appropriate unit:
All clerical employees, excluding confiden-
tial
employees and professional employees,
guards and supervisors as defined in the Act
and all other employees employed by us in
Cleveland, Ohio.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL recognize and, on request, bargain col-
lectively in good faith with the above-named
Union as the exclusive representative of our em-
ployees in the above appropriate unit regarding
rates of pay, hours of employment, and other terms
and conditions of employment and, if an under-
standing is reached, embody such understanding in
a signed agreement.
TUBE CRAFT, INC.
Steven D. Wilson, Esq., for the General Counsel
David E. Bishop, Esq. and Jeffrey M. Carey, Esq. (Calfee,
Halter & Griswold), of Cleveland, Ohio, for the Re-
spondent
Mark A. Rock Esq. (Schwarzwald,
Robiner,
Wolf &
Rock), of Cleveland, Ohio, for the Charging Party.
DECISION
STATEMENT OF THE CASE
ROBERT W. LEINER, Administrative Law Judge. This
matter was heard on 2 and 3 December 1985 in Cleve-
land, Ohio, on the General Counsel's complaint' alleg-
ing, in the substance, that Respondent, Tube Craft, Inc.,
in violation of Section 8(a)(l) and (5) of the National
Labor Relations Act (the Act) unlawfully withdrew rec-
ognition from the Union as the exclusive collective-bar-
gaining representative of a unit of Respondent's employ-
1 The Union's underlying unfair labor practice charge against Re-
spondent was filed and served on 28 June 1985 The General Counsel's
complaint issued on 12 August 1985
ees, thereby prolonging a strike2 in which the unit em-
ployees were engaged. Respondent's timely filed answer
admits certain allegations of the complaint, denied
others, and denies the commission of any unfair labor
practices.
At the hearing, all parties were represented by coun-
sel, were given full opportunity to call and examine wit-
nesses, submit oral and written evidence, and to argue
orally on the record. At the close of the hearing, counsel
waived final argument and reserved the right to submit
posthearing briefs. Thereafter, all parties filed timely
posthearing briefs, which have been carefully considered.
On the entire record, including the briefs, and from
my observation of the demeanor of the witnesses as they
testified, I make the following
FINDINGS OF FACT
1. RESPONDENT AS STATUTORY EMPLOYER
Respondent admits that it is an Ohio corporation with
an office and place of business in Cleveland, Ohio, where
it engaged in the fabrication of metal tubing for use in
the transportation and other industries. Respondent fur-
ther admits that, in the course and conduct of its business
operations on an annual basis, it sold and shipped from
its Cleveland, Ohio facility products, goods, and materi-
als valued in excess of $50,000 directly to points outside
the State of Ohio and that at all material times it has
been and is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act. I so
find.
II. THE UNION AS A STATUTORY LABOR
ORGANIZATION
The complaint alleges, Respondent admits, and I find
that United Steelworkers of America, District 28, and
Local 8703, United Steelworkers of America, collective-
ly called the Union, are now, and each have been at all
material times, labor organizations within the meaning of
Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent employs a total of 46 employees at its
Baker Avenue, Cleveland, Ohio plant, 6 of whom, cleri-
cal employees, are called "office and technical" employ-
ees (0 & T employees). The complaint alleges and Re-
spondent admits, inter alia, that a unit of all of Respond-
ent's clerical employees, excluding confidential employ-
ees and professional employees, guards and supervisors,
as defined in the Act, and all other employees, consti-
2 At the hearing, I precluded the Charging Party from adducing proof
or arguing that the strike from its 2 January 1985 inception , was an unfair
labor practice strike
The General Counsel stated that the Charging
Party's position was contrary to the complaint (Tr 9) which, in sub-
stance, alleged that the strike first became an unfair labor practice strike
on 9 January 1985 On the General Counsel's and Respondent's objection
(Tr 74-77), I also denied Charging Party's motion to amend the com-
plaint to conform to the proof or to the offer of proof I reaffirm those
rulings
Compare Penntech Papers,
263 NLRB 264, 265 (1982), with
Signal Transformer Co, 265 NLRB 272, 279 (1982)
864
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
tutes a unit appropriate for the purpose of collective-bar-
gaining within the meaning of Section 9(b) of the Act.
Moreover, the complaint alleges and Respondent admits
that on 15 August 1978, the Union was certified as the
exclusive
collective-bargaining
representative in the
above unit (G.C. Exh. 2).
Thereafter, Respondent and the Union entered into
collective-bargaining agreements covering employees in
the above unit, the last of which, of 3 years' duration,
expired on or about 31 December 1984. Commencing 13
December 1984, the parties engaged in negotiations for a
further
collective-bargaining
agreement,
and in the
period 13-19 December 1984, bargained four to five
times toward that end. Essentially economic differences
prevented agreement. On Wednesday, 2 January 1985, as
admitted in the pleadings and as supported in the record,
all six clerical unit employees commenced a lawful eco-
nomic strike and commenced picketing Respondent's
premises. The Union's picketing, commencing on 2 Janu-
ary, was ordinarily from 6 a.m. through midnight, with
several unit employees on the picket line at any one time.
Commencing midnight to 6 a.m., ordinarily strikers
Lucia, Wallace, and Steele were regularly the pickets
(Tr. 236). One picket, Alice Emmert, testified without
contradiction that she was on the picket line 15 hours
per day during the first 2 weeks of January (Tr. 242).
Commencing on or about 3 January, Respondent
began contacting persons to replace the strikers. These
persons had never filed employment applications with
Respondent nor otherwise previously contacted Re-
spondent for employment. Some of the prospective em-
ployees were friends of Respondent officers' children.
Between 3 January and the early afternoon of 9 January,
Respondent hired six employees to replace the six strik-
ing union members.3 As of the time of the hearing, the
strike continued.
1. The hiring of the replacement employees
Respondent's president (Thomas La Boda) and execu-
tive vice president (Bud Callahan) interviewed and hired
the replacement employees immediately after the com-
mencement of the 2 January economic strike. Thus,
while Callahan did most of the interviewing and hiring,
La Boda was present when Supervisor Walt Lindenberg
interviewed and hired replacement Deborah Curp and he,
himself, interviewed replacement employee Tim Mellino.
Both replacements were told during the interviews that
they were being hired as permanent employees to re-
place the striking employees. La Boda testified and Cal-
lahan corroborated that Timothy Mellino determined
that Mellino had an engineering background, placed him
in the production scheduling clerical position on the
s The sixth replacement, Man Ann Rasmussen, although interviewed
at 10 am, as noted , was hared on 9 January , apparently at or about I
p in., and appears to have been paid for the time between 1 p.m and 4 30
p in (quitting tune) on 9 January Although there is certain documentary
evidence arguably showing that her employment was effective only on
the next day, 10 January 1985, there is other evidence to show that she
entered on duty no later than I p in on 9 January (R Exh 8) Absent
any other contrary evidence, I conclude that, as Respondent's supervisors
testified, Rasmussen was hired no later than , and commenced work at, I
p in of Wednesday, 9 January 1985
shop floor, which had previously been the job of striker
Ed Steele. Callahan credibly testified that since all the
employees, when interviewed, wanted to know their
status, he told each of them that they were permanently
replacing the strikers.
Callahan also interviewed Deborah Curp on 3 January
1985 and she started work on the same day. He initially
made her a receptionist because she was the first replace-
ment employee hired and there was nobody in the office
to answer the telephones. She was transferred to the
"traffic department" where she had the responsibility of
contacting trucking companies to coordinate delivery of
Respondent's product to customers. She replaced striker
Sylvia Lucia, who had formerly been the billing and
traffic clerk.
On the next day, Friday, 4 January, Callahan inter-
viewed Sandra Hall, a friend of the Callahan family. She
started work on Monday, 7 January. He told her in the
interview that, with her background, she would perform
best as an "order entry clerk." She replaced striking em-
ployee Betty Jean Schumaker. On the day before her
interview (i.e., on 3 January), Callahan had informed
Hall that Respondent was on strike and, if she were in-
terested, she could come down for an interview. Calla-
han told Hall, both on the phone and at the actual inter-
view on the next day, that she would be a permanent re-
placement for a striking employee.
On the same day that Callahan interviewed Sandra
Hall, he also interviewed John Roberson who started
work on the same day of the interview, 4 January 1985.
Callahan noted that Roberson had no typing skills and
told him he would be assigned as the "inventory control
clerk" and a permanent replacement for Alice Emmert,
who was on strike.
On Monday, 7 January 1985, Callahan interviewd Amy
Merrick who was a part-time employee at a nearby book-
store, and a friend of Callahan's daughter, and who was
taking courses at a nearby college. After the commence-
ment of the 2 January strike, he spoke to her on a couple
of occasions, told her of the strike, and told her that if
she were employed, she would be a permanent replace-
ment. He recalled telling her of the permanent nature of
her job because it would require her to quit her part-time
job at the bookstore and drop out of college in order to
take a full-time, permanent job with Respondent. Calla-
han testified that he assigned Amy Merrick as the ac-
counts receivable and payroll clerk, replacing striker
Ruth Kelly.
Last, Callahan testified that Mari Rasmussen, inter-
viewed at 10 a.m., was hired and started work on 9 Janu-
ary 1985. He testified and Respondent's records showed
that she started work at 1 p.m. and was paid for 3-1/2
hours between I and 4:30 p.m. He told her at the time of
hire that she was a permanent replacement. She was
made a receptionist and payroll clerk, working in close
proximity with Callahan.
All the above replacement employees were apparently
working continuously for Respondent through the time
of the instant unfair labor practice hearing. On the basis
of the above uncontradicted testimony, I conclude that
each was hired as a "permanent replacement" for each of
865
the six striking employees and that Respondent replaced
the six striking employees with six permanent employees.
I further find that no fewer than five of the six perma-
nent replacements commenced work on or before (Tues-
day), 8 January 1985.
I particularly conclude, consistent with Respondent's
testimony and notwithstanding that Rasmussen did not
appear as a witness (nor was her absence explained), that
Rasmussen was a permanent employee at 1 p.m. on 9
January 1985. I further conclude, therefore, that all six of
the replacement employees were hired on and between 3
January and 1 p.m. on 9 January 1985.
The Union admitted that since the commencement of
the 2 January strike, the Union has not attempted in
anyway to contact the replacement employees for pur-
poses of soliciting their membership in the Union nor has
it attempted to distribute union literature to them. I con-
clude that, on this record, the Union had no knowledge
of the union attitudes of the replacements. The Union
also stated that sometime before the summer of 1985,
striker Ed Steele had sought temporary employment
elsewhere, and that on 8 February 1985, striker Sylvia
Lucia gave notice of an intent to resign, effective 22
February 1985. I conclude that Lucia resigned on 22
February 1985
2. Bargaining subsequent to the strike; Respondent's
withdrawal of recognition
On the first day of the strike, Wednesday, 2 January,
on the picket line, the Union's agent, Staff Representa-
tive John J. Gromofsky, approached Respondent's manu-
facturing manager, Walter Lindenberg, and asked for a
further collective-bargaining session. The parties met on
the next day, 3 January, but could not reach agreement.
At the meeting, Respondent's attorney (Bishop) started
to reprimand the Union for alleged picket line miscon-
duct, but Gromofsky cut him short and said that they
were there to negotiate rather than to discuss the Union's
conduct. Respondent said nothing, at this 3 January
meeting, of withdrawing recognition.
On the next day, Friday, 4 January, Gromofsky asked
President La Boda for a further meeting, but La Boda
told him he would first have to contact Respondent's
lawyer, Bishop, who was out of town. On 7 January, La
Boda telephoned Gromofsky and set up a meeting for
Wednesday, 9 January 1985. A meeting did take place in
the afternoon on 9 January 1985, but Gromofsky said he
was unclear when in the afternoon the meeting occurred.
Because of Alice Emmert's testimony that striker Ed
Steele came to the picket line on 9 January 1985 before
the collective-bargaining session of that date, and arrived
at about 1:30 p.m., I conclude that the collective -bargain-
ing session of 9 January 1985 did not occur before 1:30
p.m. President La Boda said the meeting occurred in the
early afternoon about 2:30. It is my conclusion that the 9
January collective-bargaining session occurred about 2:30
p.m. and lasted for no more than a short time in the
afternoon (Tr. 339).4
The significance of the time when the 9 January col-
lective-bargaining session first began relates in part to my
conclusion, above, that Mari Ann Rasmussen was al-
ready a permanent employee of Respondent at the time
of the commencement of the collective-bargaining ses-
sion.
3. The collective-bargaining session of 9 Janaury
1985
Pursuant to the 7 January phone call from President
La Boda, the parties met about 2:30 p.m. of 9 January
1985, the Union represented by Staff Representative
Gromofsky and striker Ed Steele; Respondent represent-
ed by Attorneys Bishop and Carey, along with President
La Boda. Gromofsky testified (Tr. 64) that the meeting
consisted only of Attorney Bishop stating that he had a
statement to read and that the substance of the statement
was that the Respondent felt that the Union did not rep-
resent a majority of Respondent's unit employees and,
until that question was resolved, the Respondent would
not negotiate with the Union. Gromofsky was clear in
that Bishop did not say why Respondent felt that the
Union did not represent a majority. When Gromofsky
asked for a copy of the statement read by Bishop, Bishop
refused. Gromofsky cut short Bishop's attempt to bring
up picket line misconduct relating to the pickets' block-
ing entrances.
After Bishop read his statement, the meeting conclud-
ed. Before 5 p.m., Gromofsky met with five of the strik-
ers and told them what had happened at the meeting (Tr.
34). He asked them whether they desired to continue the
strike and they told him that their cause was just and
they would continue to picket.
President La Boda testified that prior to the opening
of the meeting, Respondent, in conjunction of its attor-
neys, decided that it would no longer recognize or bar-
gain with the Union and reached that decision because of
(1) the misconduct of the six, employees whom it decid-
ed to discharge; and (2) the existence of the six perma-
nent replacements, which caused counsel and Respond-
ent to doubt whether the Union represented a majority.
There was no evidence, however, to suggest that any de-
cision to discharge the striking employees, for picket line
or other misconduct or for any other reason, was ever
communicated to them or to any other person. Nor is
there evidence that they were discharged. Regarding
picket line misconduct, it was conceded that neither Re-
spondent nor any other person filed charges against the
Union, whether 8(b)(1)(A) violations or otherwise. On
the other hand, the record shows that Respondent unsuc-
cessfully
applied for a temporary restraining order
against the Union's picketing in the court of common
pleas in Ohio.
Respondent submitted in evidence (R. Exh. 7) the text
of the Bishop statement which, on this record, was read
to Gromofsky and Steele at the meeting on 9 January
1985.
4 About 6 February 1985, the Union wrote to the Respondent request-
ing further negotiations, and on 11 February 1985 the Respondent de-
chned to bargain with the Union alleging a good-faith doubt originating
on 9 January 1985 regarding the Union 's majority status
866
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
STATEMENT
Mr. Gromofsky, Members of the Committee: The
device that I just set in front of me is a little tape
recorder. It is recording what I am saying. I am
going to make a statement today and I want my
statement recorded. Management's representatives
at this meeting have a copy of the statement that I
am reading that they are going to follow along to
make sure that I say only what is contained in the
statement.
Prior to the strike, the 0 & T bargaining unit at
Tube Craft consisted of seven persons. One of the
employees was a temporary employee. That em-
ployee has submitted a letter of resignation to us.
That person's position no longer exists at Tube
Craft.
Six members of the 0 & T unit began a strike on
January 2, 1985. The strike continues as of today.
Tube Craft has permanently replaced each of the six
0 & T employees. The replacements are working.
With regard to permanent replacements, as you
know the replaced employees have job rights
should the replacement leave in the unforseeable
future.
You know as well as I do, Mr. Gromofsky, that
the striking 0 & T employees engaged in miscon-
duct during the strike. The fact Tube Craft is treat-
ing the striking 0 & T members as permanently re-
placed does not constitute a waiver of any of Tube
Craft's legal rights with regard to picket line mis-
conduct.
There are presently six striking 0 & T unit members
and six permanent replacements working at Tube Craft.
Because of this six and six situation, Tube Craft has good
faith doubt that Local 8703 of the United Steel Workers
of America represents a majority of employees in the
O & T unit. For that reason Tube Craft, Inc., declines
to engage in any further bargaining with Local 8703
with regard to the 0 & T unit until the question is re-
solved. It is, of course, an unfair labor practice for an
employer to bargain with a union that does not represent
a majority of its employees in a unit.
4. Replacement employees sentiments regarding the
Union
a. Respondent's witnesses
La Boda testified that, while all employees voiced an-
tiunion sentiments, two employees in particular made
statements indicating their sentiments regarding the
Union. He said that during the 2 January interview of
Deborah Curp, she said that she did not understand why
there was a union representing the clerical workers and
that she would not join such a union; indeed, she had
never heard of such a union representing such employ-
ees. She also allegedly told him that she would not want
to work where there was a union representing these em-
ployees.
Although Curp testified for Respondent at the heanng,
her testimony omits any corroboration of La Boda's tes-
timony concerning her particularized anti union senti-
ments expressed during the 2 January interview.
La Boda testified that Sandra Hall made similar state-
ments to him prior to the 9 January collective-bargaining
session, at which time Respondent withdrew recognition
from the Union. La Boda also testified, generally, that
from the beginning of their employment, the replace-
ments all asked how they could get rid of the Union and
get rid of the pickets. It was Curp and Hall, however,
whom he identified with forcefully expressing these sen-
timents. Yet Hall's testimony shows no conversation in
which she made antiunion statements.
La Boda also testified that he could tell that John Ro-
berson did not harbor any prounion sentiments because
Roberson offered to obtain video equipment from his
girlfriend in order to photograph the pickets and their al-
leged blocking of entrances and exits. It was this volun-
teering by Roberson that led La Boda to believe that
Roberson was antiunion.
Roberson, corroborating La Boda, testified that on 8
January he filmed the pickets on the picket line and his
picture was taken by one of the female pickets while he
was videotaping them.
Bud Callahan
Callahan testified that the strikers called the replace-
ments "scabs" and said they were going to take their
jobs away. These striker statements occurred before 9
Janaury (Tr. 205). He testified, generally, that both
before and after 9 Janaury, the replacement employees
said they wanted the Union to "go away" and they
wanted nothing to do with the Union (Tr. 206-207).
John Roberson
Roberson was hired and commenced employment on
Friday, 4 January 1985, as inventory control clerk. He
was interviewed on 3 January 1985 and testified that he
saw and crossed the picket line on 4 and 7 January in his
car in which Callahan and Debbie Curp, picked up at a
prearranged point, were also passengers. He also testified
that on 8 and 9 January, he drove separately to work in
his car while all the other employees carpooled with
Vice President Callahan in crossing the picket line. Com-
mencing with his second day of work, 7 January, while
at work, he heard the picketing strikers out in the street
from his office. They said, inter alia, "Don't mess with
the desks; we're going to be back." When he and other
pickets told Callahan and La Boda of these remarks, they
were instructed to close the office curtains and disregard
the remarks, but the curtains, at least from time to time,
remained open in order to see trucks arriving to make
pickups of Respondent's material for delivery to custom-
ers. Roberson and other Respondent's witnesses were un-
clear about which pickets made statements, but he said
that the remarks principally came from pickets Alice
Emmert, Ruth Kelly, and Betty J. Schumaker. He was
confident that he heard and reported the above remarks
(about "messing with the desks" and that the pickets
were "going to be back") on Monday and Tuesday, 7
and 8 January. Roberson, however, particularly identi-
fied four to five pickets on 7 January, including Alice
TUBE CRAFT, INC.
Emmert, Schumaker, Kelly, and Ed Steele. He also testi-
fied that on 8 and 9 January, he saw Emmert, Schu-
maker, Kelly, and other pickets.
On cross-examination, Roberson testified that at the
time of hiring, Callahan told him that he was a perma-
nent employee, and that Callahan repeated the same
thing to the employees on 7 and 8 January after the re-
placement employees reported the pickets' statements
about not "messing up the desks" and "taking" their
jobs. In placing the time that Callahan repeated this as-
surance, however, Roberson specified that Rasmussen
was among the employees. Since Rasmussen was not em-
ployed until 9 January 1985 at 1 p.m., at least some of
Callahan's statements may have been made after Re-
spondent withdrew recognition from the Union. This
does not automatically follow because Callahan's state-
ments, in the presence of Rasmussen, might have oc-
curred on or after 1 p.m. (when Rasmussen entered on
duty) and before the commencement of the collective-
bargaining meeting about 2:30 p.m., when Respondent
withdrew recognition. I am satisfied, however, on the
basis of Roberson's testimony and the testimony of other
Respondent's witnesses, and notwithstanding contradic-
tory testimony interposed by the Union's witnesses, that
in the period 4 January through 8 January, the replace-
ment employees were told by Callahan and La Boda that
they were permanent employees and that the Union's
pickets did make the above statements to the replace-
ments (concerning the replacement employees not mess-
ing up the desks and that the pickets would take their
jobs) before 9 January 1985.
Deborah Curp
Curp entered on duty on 3 January after her 2 January
interview. She testified that she heard nothing from the
pickets on 3 or 4 January (Thursday and Friday), but
commencing on Monday, 7 January, and through 9 Janu-
ary at least, she heard the pickets through the windows
call the replacements "scabs"; told the replacements not
to "get comfortable"; don't mess up the filing cabinets or
the desks"; and that the pickets "were going to get
[their] jobs back." She testified that she and the other re-
placements heard and reported the comments through
the closed windows. Callahan told them to close the
shades and curtains and to ignore what the pickets said.
She testified that she could not tell which of the pickets
said these things or what time of the day the statements
were made, but that on 7 January, pickets Alice Emmert,
Sylvia Lucia, and Ruth Kelly made the statements, al-
though she was not looking at them when the statements
were made.
Curp also testified that on 8 and 9 January (Tuesday
and Wednesday), the pickets said the same things that
were directed to all the replacements (the pickets did not
know the replacements' names); and that the replace-
ments, in general, and she, in particular, were afraid of
losing their jobs and afraid of possible physical assault
from the replacements. She and the other replacements
told this, she testified, to Supervisors Lindenberg, Calla-
han, and La Boda. Last, Curp testified that almost on a
daily basis, because of the pickets ' statements, the re-
placement employees, including her, asked Callahan
867
about their job tenure and were told that they were per-
manent employees. She testified that although she drove
herself to the interview on 2 January, commencing with
3 January and thereafter, she drove to work escorted
either by La Boda or Callahan.
Sandra Hall
Sandra Hall testified that on Friday, 4 January, at her
interview, Ruth Kelly, a picket, took her picture as she
entered Respondent's building in the early afternoon and
that she told Plant Manager Lindenberg of the occur-
rence. She started work on 7 January (Monday) and in
the period 7 January through 9 January, like replacement
Deborah Curp, she heard the pickets call the replace-
ments "scab,"5 talk about getting their jobs back, and not
messing up the desks in the office. She recalls that the
replacement employees spoke of these things to Supervi-
sors La Boda and Callahan and asked them whether they
had permanent jobs and how long the picketing would
go on. She testified that Callahan told them that they
were permanent replacements and that they had nothing
to worry about since the Respondent was taking care of
the matter through its lawyers. Like Curp, Sandra Hall
was driven through the picket line by carpooling with
Callahan in the period 7 through 9 January 1985.
Last, Hall testified that she saw Ruth Kelly, Alice
Emmert, and Ed Steele, all pickets, during daylight
hours when she was working in the period 7 through 9
January, between the hours of 8 to 4:30 p.m. She particu-
larly recalled that on 7 January, Emmert, Kelly, Schu-
maker, Lucia, and Ed Steele were on the picket line
during these daylight hours and were also there on 8 and
9 January.
b. The Union's witnesses
Ruth Kelly testified that, contrary to the testimony of
Sandra Hall, in particular, she was not on the picket line
on 7 or 8 January because she was sick at home. Kelly
testified that she returned to the picket line on 9 January,
but said nothing to the replacement employees.
Although Betty J. Schumaker testified that she was on
the picket line in the period 7 through 9 January 1985,
she corroborated Ruth Kelly's testimony that Kelly was
not on the picket line on 7 or 8 January; that Ed Steele
was not there on 7 or 8 January, but was on the picket
line on 9 January only for 15 minutes before the collec-
tive-bargaining meeting. She, like Kelly, denied saying
anything about "scabs" or "getting the jobs back." Be-
cause of Kelly's and Schumaker's testimony, to the
6 The Union introduced into evidence (C P Exh 2) Hall's statement,
given in conjunction with Respondent's court of common pleas proceed.
ing for a temporary restraining order in which Hall said that she and
other replacement employees had been called scabs on 18 January by
sinkers who also said they would get their jobs back No prior date ap-
pears in the Hall statement. Particularly since Hall's statement, given to
support the TRO application, necessarily would suggest proximity of al-
leged union misconduct to the time of the TRO application, I do not be-
lieve that the failure of the document to mention more remote union con-
duct implies that such more remote conduct did not occur On this
record, therefore, I cannot conclude the statement to have serious im-
peaching effect, i.e., that no name-calling occurred in the period 7-9 Jan-
uary
868
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
extent that Roberson, Curp, and Hall identified Kelly on
the picket line on 7 and 8 January, I conclude that they
were in error. This does not materially affect my gener-
ally crediting the replacements' testimony that on 7 and
8 January the strikers called them "scabs" and said they
would get their jobs back.
Kelly testified that after 9 January she called one
female replacement a "scab," but said nothing else.
Thereafter, she said she might have said this on more
than one occasion. Schumaker testified that in the period
2 through 9 January she said nothing to the replace-
ments; but after 9 January, heard the word "scab" used
and heard Roberson called "pony-boy."
Alice Emmert, whose demeanor on the witness stand
demonstrated hostility against the replacements, testified
that she said nothing to the replacements in the period 2
through 9 January, although she was on the line for at
least 12 hours per day in that period. After 9 January,
she admitted calling them scabs and admitted saying that
she would "have her job back." She observed that the
replacements were driven to and from their jobs by La
Boda and Callahan . Emmert's testimony appears to indi-
cate that strikers Schumaker, Kelly, Lucia, and Emmert
were often on the picket line from 6 a.m. to 8 or 9 p.m.
B. Discussion and Conclusions6
In the instant case, as discussed , we are concerned
with the Board rules concerning two rebuttable pre-
6 At the hearing, and in its brief, Respondent specified three defenses.
(a) it had lawfully discharged the six strikers on the morning of 9 Janu-
ary, before withdrawing recognition, resulting in a unit composed only of
the six replacements Therefore, the presumption of the Union's continu-
ing majority was rebutted since at least three of the six replacements
were antiunion and Respondent's objectively based good-faith doubt was
established See Beacon Upholstery Ca, 226 NLRB 1360 (1976) This de-
fense is rejected because Respondent's evidence, at most, showed that it
made an uncommunicated decision to discharge the six strikers, but failed
to prove that it actually discharged any of the six strikers-at any time-
and therefore failed to factually support the defense. (b) The permanent
replacement of the six strikers by I p in . on 9 January resulted in "six
against six" in the 12-employee unit . The Union thus either had no major-
ity, in fact, or, alternatively, Respondent had at least a good-faith doubt
of the Union's majority when it withdrew recognition . Since the Board
rule in Pennco, Inc., 250 NLRB 716 (1980), rebuttably presumes that per-
manent replacements support the incumbent Union in the same ratio as
those replaced, and since all those replaced were prounion strikers, Re-
spondent's defense, based solely on the total replacement of strikers,
would ordinarily run afoul of the Pennco hiring-ratio presumption to
which I am bound , notwithstanding that some courts of appeal may have
refused to adopt the Board rule or may have even adopted a contrary
presumption, e.g., NLRB v. Randle-Eastern Ambulance Service, 584 F 2d
720 (5th Cir. 1978), regarding the union sympathies of striker replace-
ments A contrary presumption based solely on the number of replace-
ments, as the General Counsel observes (Br at 9) apparently based on the
Board's explicit statement in Pennco, Inc., above at 717, would tend to
validate a withdrawal of recognition, not on objective evidence of disaf-
fection, but immediately on hiring permanent replacements equal to a ma-
jority of striking employees if the strikers constitute a unit majority. Such
an automatic result would undermine the right to strike and would be
contrary to the Act Nowhere in Respondent's withdrawal of recognition
(R Exh 7) is there mention of the union attitudes of the six replace-
ments Respondent alluded only to the fact of replacement In the instant
case, however, as the above text shows, Respondent presented evidence
that, in my opinion, effectively rebutted this Pennco presumption. This
evidence, comprised of the credited testimony of its supervisors and three
replacements, eliminates the Pennco ratio presumption and makes consid-
eration of it academic For here, it appears to me, when Respondent
interposed evidence supporting its third defense (c), objective evidence of
good-faith doubt (five of the six replacement employees, in fact, were an-
sumptions often relevant in cases of withdrawal of recog-
nition following an economic strike: the rebuttable pre-
sumption of continued majority status flowing from cer-
tification after the expiration of the certification year;
and the rebuttable presumption that new employees, here
the strike replacements, are presumed to support the
Union in the same ratio as those they replace.?
In Bartenders Assn. Pocatello, 213 NLRB 651 (1974),
the Board, restating the underlying principles in which
the employer seeks to withdraw recognition from an es-
tablished bargaining representative, referred to Terrell
Machine Co.,
173 NLRB 1480-1481 (1969), enfd. 427
F.2d 1088 (4th Cir. 1970), in which the Board stated:
It is well settled that a certified union, upon expi-
ration of the first year following its certification,
enjoys a rebuttable presumption that its majority
representative status continues. This presumption is
designed to promote stability in collective-bargain-
ing relationships, without impairing the free choice
of employees. Accordingly, once the presumption is
shown to be operative, a prima facie case is estab-
lished that an employer is obligated to bargain and
that its refusal to do so would be unlawful. The
prima facie case may be rebutted if the employer af-
firmatively establishes either (1) that at the time of
the refusal the Union in fact no longer enjoyed ma-
jority representative status; or (2) that the employ-
er's refusal was predicated on a good-faith and rea-
sonably grounded doubt of the union's continued
majority status. As to the second of these, i.e.,
"good-faith doubt," two prerequisites for sustaining
the defense are that the asserted doubt must be
based on objective considerations and it must not
have been advanced for the purpose of gaining time
in which to undermine the union.
Although some courts have held that subjective evi-
dence may be used to bolster the argument that such
doubt existed at the relevant time, Pioneer Inn Associates
v. NLRB, 578 F.2d 835 (9th Cir. 1978), other courts have
tiunion), such evidence rebutted and eliminated from consideration the
Pennco hiring ratio presumption . In short, Respondent, having effectively
rebutted this Pennco presumption by the introduction of actual evidence
concerning the replacements' union attitudes, it may not, in this case,
raise the issue of the Pennco presumption or, perhaps, a contrary pre-
sumption. The parties' actually came to grips on Respondent's above
third defense, as the above text demonstrates . The presumption remains
intact absent objective evidence that new employees are dissatisfied with
the Union. Pioneer Inn Associates v NLRB, 578 F.2d 835 (9th Cir 1978).
When, as here, convincing objective evidence rebuts the presumption, the
presumption drops out.
7 Thus, a word might be said about the rule of evidence concerning
presumptions. In NLRB Y. Tragniew, Inc., 470 F 2d 669, 674-675 (9th Cir
1972), a case involving the presumption of continued majority status and
the rebuttal of such presumption, the court stated.
Presumptions in the law are a procedural substitute for evidence
They recognize the probability of a fact and impose the proof of the
non-existence of that fact upon the party against whom the presump-
tion is asserted The presumption of majority representation here in-
volved is rebuttable by clear, cogent and convincing evidence
Where, as here, objective evidence shows that at least 50 percent of
the six replacement employees are antiunion , the Pennco presumption re-
garding the union sympathies of replacements no longer "remains intact "
Pioneer Inn Associates v NLRB, above.
TUBE CRAFT, INC.
noted that "any doubt as to the continuing majority
status must rest on a reasonable basis and may not
depend solely on unfounded speculation or a subjective
state of mind." NLRB v. Gulfmont Hotel Co., 362 F.2d
588, 589 (5th Cir. 1966). See Member Jenkins dissenting
in Arkay Packaging Corp., 227 NLRB 397, 399 fn. 7
(1976). The Board and at least three circuit courts of ap-
peals have observed that the quality of proof supporting
the employer's good-faith doubt must be either "reliable
objective evidence," cf. Landmark Trucks, 272 NLRB
675 (1984), which is "clear and convincing," NRTA-
AARP Pharmacy v. NLRB, 519 F.2d 486 (2d Cir. 1975);
or objective evidence that is "clear, cogent and convinc-
ing," NLRB v. Gentzler Tool & Die Corp., 778 F.2d 1211
(6th Cir. 1985), enfg. 268 NLRB 330 (1983); Pioneer Inn
Associates v. NLRB, above. NLRB v. Tragniew, Inc., 470
F.2d 669 (9th Cir. 1972); Ref-Chem Co. v. NLRB, 418
F.2d 127, 130 (5th Cir. 1969); and Whisper Soft Mills v.
NLRB, 754 F.2d 1381 (9th Cir. 1984). Employee expres-
sions of dissatisfaction with or antipathy for a union may
prompt a reasonable doubt of majority status. Compare
Pioneer Inn Associates v. NLRB, with NRTA-AARP Phar-
macy v. NLRB, above.
When the employer's withdrawal of recognition is
based on a good-faith doubt created by the permanent
replacement of striking employees, the Board has created
a corollary rule to the above rebuttable presumption of
continuing majority status flowing from certification:8
"[A]gain absent evidence to the contrary, new employees
are presumed to support the incumbent union in the same
ratio as those they replaced." Pennco, Inc., above. In
Pennco, Inc., the Board expressly held that the rebuttable
presumption of majority status continues in the face of an
economic strike and is not rebutted by replacement em-
ployees passing through a hostile picket line.
Pennco,
Inc., above at 718. It should be noted, however, that
thereafter Chairman Dotson and three members of the
Board have recently and repeatedly seen fit not to pass
on this presumption concerning strike replacements set
out in Pennco, Inc.; see Stormor, Inc., 268 NLRB 860
(1984); Blu-Fountain Manor, 270 NLRB 199 fn. 3 (1984);
and the recent Cascade Painting Co.,
277 NLRB 926
(1985). Several courts of appeals, however, have refused
to accept the Board's Pennco presumption concerning the
sympathies of striker replacements, Whisper Soft Mills v.
NLRB, above,9 while others appear to have supported
the rule. As noted, the Pennco ratio rule presumption,
having been rebutted by Respondent, is no longer legally
before us. We are left, therefore, with the presumption of
8 A similar presumption exists following expiration of a collective-bar-
gaining agreement. Roza Watch Corp, 249 NLRB 284, 286 (1980), citing
Triplett Corp, 234 NLRB 985 (1978)
8 The Ninth Circuit, in Whisper Soft Mills, above, states that the Pennco
doctrine has "never been embraced by any circuit court and has been re-
jected by the four circuits that have considered it," citing NLRB v.
Pennco, Inc, above, cert. denied 459 U S. 994 (1982); Soule Glass & Glaz-
ing Co. v. NLRB, 652 F 2d 1055 (1st Cir 1981); National Car Rental
System
v. NLRB, 594 F 2d 1203 (8th Cir 1979); and NLRB v
Randle-
Eastern Ambulance Service, 584 F 2d 720 (9th Cir. 1978) This broad state-
ment by the Ninth Circuit appears to be inconsistent with the holding of
the Ninth Circuit's own decision in Pioneer Inn Associates v
NLRB,
above, and the holding of the Second Circuit in NLRB v. Windham Me-
morial Hospital, above
869
the Union's continued majority status flowing from certi-
fication and the recently expired contract and the reason-
ableness of the Respondent's doubt of the Union's major-
ity status. That is an issue of fact. NLRB v. Pennco, Inc.,
684 F.2d 340 (6th Cir. 1982).
To determine majority status when there is a with-
drawal of recognition in a unit where there are strikers
and permanent striker replacements, the Board rule is
that the numerical size of unit is measured at the time of
withdrawal and includes both the permanent replace-
ments and all the striking employees. Pennco, Inc., above
at fn. 17; NLRB v. Windham Memorial Hospital, 577 F.2d
805 (2d. Cir. 1978); NLRB v. Crimptex, Inc., 517 F.2d
501, 503-504 (1st Cir. 1975). Of course, had the striking
employees been lawfully discharged, as Respondent con-
tends, the number of employees in the unit would not in-
clude the discharged employees. Similarly, when the pas-
sage of time and other facts demonstrate that permanent-
ly replaced strikers have abandoned their employment,
such strikers are not counted for determining unit major-
ity. Arkay Packaging Corp., above. Here, of course, nei-
ther passage of time nor other evidence show that the
strikers, when recognition was withdrawn, abandoned in-
terest in their jobs. Beacon Upholstery Co., 226 NLRB at
1368. To the contrary, it is clear that they wanted their
jobs at all material times.
C. The Striker Replacements as Permanent Employees
Before reaching the questions of the rebuttal of pre-
sumptions and the evidence regarding the Union's con-
tinuing majority status, the first question is whether the
six replacement employees are all permanent employees.
If not, they may not be counted for unit majority pur-
poses. Callahan, La Boda, Roberson, Curp, and Hall all
testified that both at the interviews and thereafter (espe-
cially because of picket line taunts from the strikers con-
cerning the permanency of the replacements' jobs), the
replacements were repeatedly told that they were in per-
manent jobs. Indeed, in some instances, the names of the
strikers whom they were replacing were given. Respond-
ent was intent on hiring permanent employees. I, there-
fore, find that the six replacements were hired as perma-
nent employees and lawfully permanently replaced the
six strikers on or before 1 p.m., 9 January 1985. Perma-
nently replaced economic strikers are not entitled to rein-
statement on demand. Auto Workers Local 259 v. NLRB,
120 LRRM 3102, 3106 (2d Cir. 1985), citing NLRB v.
Fleetwood Trailer Co., 389 U.S. 375, 379 (1967).
Although Respondent contends that immediately prior
to its 9 January withdrawal of recognition it had decided
to discharge the six strikers for strike misconduct, Re-
spondent admitted that there had been no communica-
tion, even of the alleged discharge decision, to the strik-
ers or to anyone else. I conclude that there had been no
discharges of the strikers within the meaning of the Na-
tional Labor Relations Act. Similarly, neither the passage
of time nor other circumstances indicate that the strikers
abandoned their jobs prior to the withdrawal of recogni-
tion. Therefore, Respondent may not place itself within
the holding in Beacon Upholstery Co., above, in which
the good-faith doubt was to be measured was reduced by
870
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the number of employees who had been lawfully dis-
charged; or within Arkay Packaging Corp., above, where
the strikers abandoned their jobs; or within any reasona-
ble position whereby its uncommunicated desire would
affect the number of unit employees for purposes of
proving its "good-faith doubt."10 In short, therefore, I
conclude that the numerical
size of the unit against
which Respondent's alleged good-faith doubt of majority
status must be measured, is 12 employees: the 6 striking
employees and the 6 striker replacements.
NLRB v.
Crimptex, Inc., above at 503-504; NLRB v. Windham
Memorial Hospital, above. It goes without saying that the
critical date on which the size of this unit is to be meas-
ured, in assessing Respondent's good-faith doubt defense,
is the date on which Respondent withdrew recognition
of the Union, 9 January 1985, NLRB v. Pennco, Inc.,
above at 342 and cases cited; and subsequent resignations
or other matters affecting the employment of the strikers,
or indeed the striker replacements, are irrelevant. NRTA-
AARP Pharmacy, above; NLRB v. Windham Memorial
Hospital, above.
D. Respondent's Rebuttal of the Pennco, Inc.
Presumption of the Union Sympathies of the
Replacement Employees
As Noted above, the Pennco, Inc. presumption con-
cerning union sympathies of replacement employees is a
rebuttable presumption, l t Arkay Packaging Corp., above;
and the presumption is not applicable in exceptional situ-
ations such as when strike replacements, over a period of
months preceding the withdrawal of recognition, are not
contacted by the Union and the Union makes no effort
to police the terms of existing contracts, Arkay Packaging
Corp., above. NLRB v. Windham Memorial Hospital,
above, fn. 11.
I credit the testimony of Respondent's president, La
Boda, insofar as he testified that all the replacements,
and particularly through Curp and Hall, asked Respond-
ent, from the beginning of their employment, how to get
rid of the Union and how to get rid of the strikers. I fur-
ther credit his testimony that he told the replacements he
was working with Respondent's counsel to "finalize" a
method of getting rid of the pickets. In support of La
Boda's testimony, I credit the testimony of Deborah
Curp insofar as she testified that the striker replacements
were afraid of losing their jobs, were afraid of physical
contact occurring between the replacements and the
strikers, and, commencing with Monday, 7 January 1985,
told this to Respondent's supervisors on a daily basis. As
Sandra Hall testified, the replacements spoke to the su-
pervisors concerning the strikers returning to their jobs
and the strikers' warnings not to mess up the strikers'
desks. Hall and others, commencing 7 January, asked La
Boda and Callahan whether the jobs were permanent
10 Respondent argues (Br at 44) that Randle-Eastern Ambulance Serv-
ice, 230 NLRB 542 (1977), supports, in some way, the position that its
good-faith doubt is supported by its uncommumcated decision to dis-
charge the strikers made before 9 January withdrawal of recognition. I
do not agree Such a conclusion would encourage the basest "bootstrap-
ping" and is untenable
11 This presumption long antedates the Pennco case. See Laystrom Mfg.
Co., 151 NLRB 1482, 1484-1485 ( 1965).
and how long was this going on. I also find that on 7
and 8 January 1985, the pickets called the replacements
"scabs" and warned them concerning the permanency of
their jobs.
This striker hostility, commencing no later than 7 and
8 January, the replacements being fearful of hostile pick-
ets, the permanency of their jobs and their physical well-
being, communicating these problems to the Respond-
ent's management, inquiring how long it was going on
and how they might get rid of the pickets and the Union,
all demonstrate convincing, objective evidence sufficient
to rebut the Pennco presumption that the replacement
employees favored the Union in the same ratio as the
strikers. It is not necessary, it seems to me, to have each
and every one of the replacements testify concerning
their participation in individual conversations. Rather, it
is sufficient if the credible evidence, as here, relates to at
least a majority of the replacements and their union atti-
tudes. See Roza Watch Corp., above.
The presumption having been rebutted, I further find
that the evidence, including Callahan's emphatic testimo-
ny (Tr. 205-206), shows that the five striker replace-
ments hired before 9 January were antiunion . Regarding
the sixth, Mari Ann Rasmussen, there is no evidence
concerning her union attitude or sympathy in the crucial
period between the time she became a unit employee (1
p.m.) and the time Respondent withdrew recognition
(2:30 p.m.) both on 9 January 1985. Odd Fellows Rebekah
Home,
233 NLRB 143, 145 (1977). Thus, while the
Pennco presumption affecting Rasmussen (i.e., that, in
substance, Rasmussen is presumed to be prounion) has
been rebutted, I cannot find, on this record, that Rasmus-
sen held any particular attitude concerning the Union,
much less that, in the above crucial period before Re-
spondent withdrew 'recognition, she communicated to
anyone, or Respondent knew of, her union attitude in
any way. Her union attitude or sympathy, if any, ex-
pressed after Respondent withdrew recognition,
may
well have been affected and, of course, is irrelevant. See
NLRB v. Gentzler Tool & Die Co., above, and cases cited;
Odd Fellows Rebekah Home, above; Thomas Industries,
255 NLRB 646, 647 (1981), enf. denied on other grounds
687 F.2d 863 (6th Cir. 1982).
E. Respondent Fails to Rebut the Presumption of the
Union's Continuing Majority Status
In the first instance, the burden rests with the General
Counsel to establish the Union's status as majority repre-
sentative, through rebuttable presumption or otherwise.
NLRB v. Tragniew, Inc., above at 672; Pennco, Inc., 250
NLRB at 717. Here, the General Counsel's prima facie
case of the presumption of the Union's majority status on
9 January is established both by virtue of the 1978 certi-
fication, Pennco, Inc., 250 NLRB at 716 and cases cited
in fn. 3, and the collective-bargaining agreement that ex-
pired on 31 December 1984, Roza Watch Corp., above at
286 (1980). The burden of proof then shifts to the em-
ployer, who may rebut the presumption of majority
status with less than proof that a union lacks actual ma-
jority support by establishing objective evidence forming
a reasonable basis for a good-faith doubt of that status.
TUBE CRAFT, INC
871
However, in light of the policies underlying the pre-
sumption of continuing majority status, the employer's
burden is a heavy one. Pennco, Inc., 250 NLRB 716-
717.12 As above noted, the courts require that evidence
in support of the employer's good-faith doubt of contin-
ued majority status be not only "objective" but "clear,
cogent and convincing," NLRB v. Tragniew, Inc., above;
Pioneer Inn Associates v. NLRB, above, and NRTA-AARP
Pharmacy v. NLRB, 519 F.2d 486 (2d Cir. 1975).
In the instant case, for purposes of determining the
lawfulness of the 9 January withdrawal of recognition,
the unit comprises 12 employees: 6 permanent replace-
ments and 6 strikers. There is no dispute, on this record,
and I find that on that date, and at all tunes, the strikers
maintained their full allegiance to the Union. Indeed, on
the very afternoon following withdrawal of recognition,
when Union Representative Gromofsky polled the strik-
ers, they told him that the strike was just and that the
strike would continue. Likewise, as above noted, I am
satisfied that, based on the credited testimony of Calla-
han, La Boda, Roberson, Curp, and Hall, five of the re-
placement employees openly showed themselves, by con-
duct, if not solely by antiunion statements, to have mani-
fested objective interests contrary to the Union's interest.
The replacements wanted to keep their jobs and if the
Union returned, consistent with the union taunts, they
openly feared that they might well be replaced. That
was their explicit fear expressed to President La Boda
and Executive Vice President Callahan. They also asked
how to get rid of the Union and the pickets. 113 The prob-
lem of the allegiance and sympathies of Mari Ann Ras-
mussen, however, remains.
I credit Respondent's testimony that, though she was
interviewed as early as 10 a.m., Rasmussen was not hired
as a permanent employee until about 1 p.m. on 9 January
1985. The subsequent 9 January meeting between Re-
spondent and the Union, at which Respondent withdrew
recognition, occurred about 2:30 p.m. Rasmussen, there-
fore, was employed no more than 2 hours (and perhaps
as little as 1-1/2 hours) between the time she became a
12 Again, we are no longer dealing with the other Pennco presumption
(of the union's sympathy of replacements)
1 a Even in the absence of corroboration by Curp and Hall, I have
credited Callahan and La Boda that these employees made statements
against the Union before the 9 January withdrawal of recognition
More
important, I find that the totality of replacement employee conduct, in the
face of taunts from a hostile union picket line before withdrawal of rec-
ognition can, and does, demonstrate "clear, cogent and convincing evi-
dence" to support Respondent's heavy rebutting burden of proof Pennco,
Inc, 250 NLRB at 717 Nonetheless, because the replacements' conduct
is a fact, lust as antiunion statements are facts , I have drawn the inference
from their conduct that they were antiunion In this regard, therefore, the
General Counsel's citation of Forbidden City Restaurant, 265 NLRB 409
(1982), is rendered distinguishable There, supervisors ' unsupported state-
ments regarding the sympathies of unnamed employees comprising one-
half the unit were held insufficient to support the employer 's burden The
rule is that "at least 50 percent of the unit employees [must] have volun-
tarily expressed antiunion sentiments
[in order to] raise a reasonable
doubt regarding the Union 's continuing majority status " Forbidden City
Restaurant, above at 411 There is language in Stormor, Inc, supra, 268
NLRB at 867, cited by Respondent, which, at first blush, is inconsistent
with the 50-percent rule
Stormor, Inc, is distinguishable on its facts, the
most significant of which are that in Stormor, Inc, unlike the instant case,
the number of replacements together with returned strikers far exceeded
the number of sinking employees , and the Stormor unit exceeded 100 em-
ployees See below
permanent replacement employee and the time that At-
torney Bishop read the communication to the Union in
which Respondent withdrew recognition and refused to
bargain with the Union.
It is true that La Boda testified that from the begin-
ning of their employment, the replacements asked him
how to get rid of the Union and how to get rid of the
pickets. Even in the absence of explicit employee cor-
roboration, and contrary to the General Counsel's argu-
ment (Br. at 10-12), I have credited his testimony. I
note, however, that on cross-examination, aside from the
vehement antiunion attitudes of replacements Curp and
Hall, La Boda could not recall which employees said
certain things and, particularly, when they uttered their
antiunion remarks. This cross-examination resulted from
La Boda's and Callahan's emphatic testimony that the
employees' antiunion statements all occurred before 9
January 1985. Of course, Rasmussen was not hired until
after noon on 9 January 1985. 1 must conclude from Cal-
lahan's and La Boda's insistent testimony, that various
employees' statements against the Union occurred before
9 January and thus flowed from replacements other than
Rasmussen, who was not hired until after noon on 9 Jan-
uary.
Rasmussen did not testify at the hearing nor did any
testimony, from any source, bear on her union attitude.
The only record remotely related to Rasmussens' union
sentiments occurred in the cross-examination of replace-
ment of John Roberson. Roberson testified that the re-
placement employees told Vice President Callahan on 7
and 8 January of the taunts of the pickets (concerning
the replacements' status), but he placed Rasmussen as
among the employees making these statements at that
time. If Rasmussen was present, Roberson's testimony
that these replacement employee meetings with Respond-
ent occurred on 7 and 8 January must manifestly be in-
correct. If his recollection that Rasmussen was present
was accurate, then these replacement employee conver-
sations with Callahan, to the extent they relate to Ras-
mussen's union attitudes, occurred either after 9 January
(in which case they would be legally irrelevant) or they
could have occurred in the crucial 2-hour period be-
tween the time of her 9 January hiring and the time
Bishop, about 2:30 p.m., read the withdrawal of recogni-
tion to the Union on 9 January.
Although I believe that the credited testimony of Re-
spondent's supervisors and the testimony and conduct of
three replacement employees demonstrate objective an-
tiunion attitudes of all employees, see Roza Watch Corp.,
supra, 249 NLRB at 284, I cannot say that there is any
evidence in the record, much less evidence that meets
the mandated higher legal test of "clear, cogent and con-
vincing," NLRB v. Pennco, Inc., 684 F.2d 340, 342 (6th
Cir. 1982), cert. denied 459 U.S. 994 (1982), NLRB v.
Tragniew, Inc., above, to show that Rasmussen, in this
very brief 2-hour period, demonstrated or expressed an
antiunion position, or that Respondent's supervisors,
based on any objective evidence, reasonably believed she
held an antiunion position.
Because of this failure of proof, and notwithstanding
that Rasmussen on 9 January may have crossed a hostile
872
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
picket line or may have expressed anti-Union sentiments
in the irrelevant period after the witdrawal of recogni-
tion, Odd Fellows Rebekah Home, 232 NLRB at 144;
NLRB v. Pennco, Inc., above, I conclude that Respond-
ent was in possession, at or about 2:30 p.m. on 9 January
1985 (when it withdrew recognition from the Union and
thereafter refused to bargain with it) of objective, con-
vincing evidence that , at most, five of the six permanent
replacements were antiunion . In these circumstances, at
the time it withdrew recognition, Respondent was thus
in possession of objective evidence that exactly 5 of the
12, legally relevant members of the appropriate unit were
antiunion. NLRB v. Crimptex, Inc., above; NLRB v.
Windham Memorial Hospital, above; see Stormor, Inc.,
above. Such circumstances constrain me to conclude, as
I do, that Respondent has thus failed to adduce any evi-
dence, much less "clear, cogent and convincing evi-
dence," to rebut the presumption of the Union's contin-
ued majority status by establishing either the Union's
actual loss of majority or objective evidence forming a
reasonable basis for a good-faith doubt of majority status
as required by the Board, Odd Fellows Rebekah Home,
above at 145; and the courts of appeal, NLRB v. Pennco,
Inc., supra at 717; Whisper Soft Mills v. NLRB, above at
1381.
Here, Respondent's precipitate withdrawal of recogni-
tion occurred at a time when it still had insufficient evi-
dentiary ammunition to support an assault on the Union's
presumptive status. Thus, Respondent's citation of Stor-
mor, Inc., 268 NLRB 860, does not support a contrary
position. There, repudiation of the Union by merely 20
percent of the nonstriking employees was coupled with
testimony that other groups of permanent replacements
and nonstrikers repudiated the Union. This testimony re-
butted both the Pennco ratio presumption and the pre-
sumption of majority status. Here, the ratio presumption
has been effectively rebutted. The record shows that, at
most, 5 of the 12 unit employees were antiunion. Thus,
Respondent has failed to support the second wing of its
rebutting burden-loss of actual majority.
The remaining question is Respondent's good-faith
doubt. Here, unlike Stormor, Inc., supra, the unit is not
155 but merely 12 employees. Here, Respondent had pre-
cise knowledge of the replacements' union attitudes in
this small unit. Here, unlike Stormor, Inc., there is no 3-
1/2-month period of violence against which to measure
the sympathies of otherwise silent striker replacements.
Most important, here, unlike Stormor, replacements and
nonstrikers did not exceed the number of strikers. Rather,
here, Respondent had good, objective reason to believe
that its five replacements appeared to be antiunion; that
the six strikers were emphatically prounion; and that it
knew nothing of Rasmussen's position. The record shows
nothing of any Rasmussen confrontation with pickets,
picket line taunts, or any other circumstantial evidence
from which it could infer her attitude. If Respondent
argues (Br. at 31) that the Board should adopt the pre-
sumption that striker replacements should be ipso facto
presumed to not support the Union, National Car Rental
Systems v. NLRB, 549 F.2d 1203 (8th Cir. 1979), Soule
Glass Co. v. NLRB, 652 F.2d 1055 (1st Cir. 1981), such
argument must be addressed to the Board. Such argu-
ment, I have noted, is academic here, since the ratio pre-
sumption has been rebutted. Here, the pivotal question is
whether Respondent, in a small unit, can prove good-
faith doubt when it has actual knowledge of the sympa-
thies of only a minority and is not aware, by hearsay or
otherwise, of the sympathies of a majority. Because of
the Board's and courts' declarations concerning the
policy underpinnings of the strength of the presumption
of majority status, I hold that it may not.
I am, therefore, further constrained to conclude (a)
that Respondent failed to rebut this presumption of the
Union's majority status: that the presumption of continu-
ing majority remains intact; that on 9 January 1985, Re-
spondent withdrew recognition of the Union as the certi-
fied statutory representative in the above-appropriate
unit at a time when it did not have any objective evi-
dence forming a reasonable basis of a good-faith doubt of
the Union's majority status; (b) that on January 1985, by
withdrawing recognition of, and refusing to bargain
with, the Union, Respondent violated Section 8(a)(5) and
(1) of the Act; and (c) that the economic strike of 2 Jan-
uary 1985, by this very act, was converted into an unfair
labor practice strike on 9 January 1985 because the un-
lawful withdrawal of recognition had the effect, as al-
leged, of prolonging the strike, which remains in effect
as of the hearing. Bay Area-Los Angeles Express, 275
NLRB 1063 (1985); Sanderson Farms, 271 NLRB 1481
(1984).14
CONCLUSIONS OF LAW
1. Tube Craft, Inc., Respondent, is an employer within
the meaning of Section 2(2), (6), and (7) of the Act.
2. United Steelworkers of America, District 28, and
Local 8703, United Steelworkers of America are now,
and each of them has been , at all material times, a labor
organization or labor organizations within the meaning
of Section 2(5) of the Act.
3. The following unit of Respondent's employees con-
stitutes
a unit appropriate for collective bargaining
within the meaning of Section 9(b) of the Act:
All clerical employees excluding confidential em-
ployees and professional employees, guards and su-
pervisors as defined in the Act and all other em-
ployees of Respondent employed at its Cleveland,
Ohio plant.
4. Respondent has failed to prove that at any material
time on and after 9 January 1985, the Union, by virtue of
Section 9(a) of the Act, is not the exclusive representa-
tive in that unit for the purposes of collective bargaining
14 As the Board observed in Sanderson Farms, above at 1481 , what had
previously been a mere economic strike to
force the Respondent to agree to economic terms was of necessity
converted to a strike to force the Respondent to grant to the Union
the recognition to which it was entitled
None of the issues facing
the parties could be resolved in any way absent the Respondent's
recognition to the Union Therefore, we conclude that the strike
became unfair labor practice strike on 9 August when the Respond-
ent withdrew recognition and informed the Union that it was unilat-
erally changing wages We shall, accordingly, order the Respondent
to reinstate unfair labor practice strikers on their unconditional offer
to return to work
TUBE CRAFT, INC.
with respect to rates of pay, wages, hours of employ-
ment, and other terms and conditions of employment; or
that the basis of clear, cogent, and convincing evidence,
entertained a good-faith doubt of the Union's representa-
tive status.
5. Respondent, by withdrawing recognition and there-
after refusing to bargain with the Union in the above-ap-
propriate unit, on 9 January 1985 violated Section 8(a)(5)
and (1) of the Act.
6. By engaging in the unfair labor practices described
above in paragraph 5, Respondent prolonged the eco-
nomic strike in which the Union engaged , commencing 2
January 1985 , and converted the strike, commencing 9
January 1985 , into an unfair labor practice strike.
7. The unfair labor practices are unfair labor practices
affecting commerce within the meaning of Section 2(6)
and (7) of the Act.
THE REMEDY
Having found that Respondent has committed viola-
tions of Section 8(a)(5) and (1) of the Act, I shall recom-
mend that it be required to cease and desist therefrom
and to take certain affirmative action designed to effectu-
ate the purposes and policies of the Act, including that
Respondent, on the Union's request, recognize and bar-
873
gain with the Union in good faith regarding the appro-
priate above-described unit, and to post the appropriate
notice. Having found that the 2 January economic strike
was converted on 9 January 1985 into an unfair practice
strike, I shall recommend to place the unfair labor prac-
tice strikers in a position protected by the Act should
they make an unconditional offer to return to work.
Such a protected position must be consistent with my
conclusions, above, that by 9 January, all six strikers,
then engaged in a mere economic strike, had been per-
manently replaced.
Industrial
Workers Local 289 v.
NLRB, 476 F.2d 868 fn. 23 (1973). Nevertheless, any
such striker, for whom there is no immediate employ-
ment because the replacement is in situ shall be placed
on a preferential hiring list. See Whisper Soft Mills, 267
NLRB 813, 819 (1983), enfd. 577 F.2d 805 (1978). On de-
parture of the permanent replacements, the strikers, if
there be vacancies, shall be hired before others. NLRB v.
Crimptex, Inc., supra, 517 F.2d at 503-504; NLRB v.
Fleetwood Trailer Ca, above. Backpay shall be computed
in the manner as set forth in F W.
Woolworth Co., 90
NLRB 289 (1950), with interest to be computed in the
manner prescribed in Florida Steel Corp., 231 NLRB 651
(1977). See generally Isis Plumbing Co., 138 NLRB 716
(1962).
[Recommended Order omitted from publication.]