290 NLRB 51
Furniture Workers Local 76B (Office Furniture)
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
51
Amalgamated Industrial Union, Local 76B and its
Divisions, Local 92-Local 76 (Local 76B Divi-
sion) of the United Furniture Workers of Amer-
ica, AFL-CIO (Office Furniture Service, Inc.)
and Juan Dominguez. Case 29-CB-6514
July 29, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
BABSON AND CRACRAFT
On November 20, 1987, Administrative Law
Judge Jesse Kleiman issued the attached decision.
The General Counsel filed exceptions and a sup-
porting brief. The Respondent filed a brief in sup-
port of the judge's decision.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, I and
conclusions and to adopt the recommended Order.
ORDER
The recommended Order of the administrative
law judge is adopted and the complaint is dis-
missed.
As And For A First Affirmative Defense
Failure to state a cause of action on behalf of
Julio Delgado and Rogelio Rodriguez inasmuch as
they have not been named as complaining parties in
the Complaint and have not charged the [Union]
with comitting any wrongful acts with respect to
the Union 's representation of their rights and inter-
ests in the subject arbitration , which is that basis of
the instant complaint.
Second Affirmative Defense
Lack of Jurisdiction
Third Affirmative Defense
Statute of Limitations
A hearing was held before me in Brooklyn, New
York, commencing on 19 May 1987 and ending 10 July
1987, comprising 11 trial days All parties were afforded
full opportunity to appear, to introduce evidence, to ex-
amine and cross-examine witnesses, to argue orally on
the record, and to file briefs. Both the General Counsel
and the Respondent filed briefs. In its brief the Respond-
ent moves for dismissal of the complaint in its entirety
for failure of proof. For the reasons appearing herein-
after, I grant the Respondent's motion to dismiss the
complaint.
On the entire record and the briefs of the parties and
on my observation of the witnesses, I make the following
FINDINGS OF FACT
I The amount of the Respondent's gross revenues discussed in sec
iI1,B,2,b, of the judge's decision should be $4 million not $4000
Martha Rodriguez, Esq., for the General Counsel.
Harold Chetrick, Esq., of New York, New York, for the
Respondent.
DECISION
STATEMENT OF THE CASE
JESSE KLEIMAN, Administrative Law Judge. On a
charge filed on 19 November 1986 by Juan Dominguez
(Dominguez or the Charging Party), the General Coun-
sel of the National Labor Relations Board by the Re-
gional Director for Region 29, issued a complaint and
notice of hearing on 30 January 1987, against Amalga-
mated Industrial Union, Local 76B and its Divisions,
Local 92-Local 76 (Local 76B Division) of the United
Furniture Workers of America, AFL-CIO (the Respond-
ent or the Union), alleging that the Respondent had en-
gaged in certain unfair labor practices in violation of
Section 8(b)(1)(A) of the National Labor Relations Act
(the Act). On 19 May 1987 the Respondent duly filed an
answer denying the material allegations in the complaint.
The Respondent's answer also contained the following
affirmative defenses:
1. THE BUSINESS OF THE EMPLOYER
Office Furniture Service, Inc. (the Employer) is a
New Jersey corporation with its principal office and
place of business located at 47-44 31st Street, Long
Island City, in the borough and county of Queens, city
and State of New York, I where it is, and has been at all
times material , engaged in the business of manufacturing,
refinishing, polishing, repairing, and servicing office fur-
niture for wholesale and retail sale and rental, to firms in
New York, New Jersey, and Connecticut In the course
and conduct of the Employer's business operating during
the preceeding 12 months, these operations being repre-
sentative of its operations at all times material , the Em-
ployer derived gross revenues in excess of $4 million,
part
of which comprised revenues of approximately
$460,000 in retail sales, and purchased and received at its
above facility goods and materials valued in excess of
$50,000 directly from firms located outside the State of
New York The complaint alleges, and although the Re-
spondent denies this allegation, I find that the Employer
is now, and has been at all times material, an employer
engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
' The Employer occupies the 10th floor of a commercial building lo-
cated at this address and its various departments such as the carpentry
shop, the welding shop, the sheet metal shop, the upholstery shop, and
the refinishing shop are all situated on this floor
290 NLRB No. 10
52
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
11. THE LABOR ORGANIZATION INVOLVED
The complaint alleges, the Respondent admits, and I
find that Amalgamated Industrial Union Local 76B and
its Divisions, Local 92-Local 76 (Local 76B Division)
of the United Furniture Workers of America, AFL-CIO
is now, and has been at all times material herein, a labor
organization within the meaning of Section 2(5) of the
Act. The complaint also alleges, the Respondent admits,
and I find that at all times material, by virtue of Section
9(a) of the Act, the Respondent has been and is now the
exclusive bargaining representative for the purposes of
collective bargaining with respect to rates of pay, wages,
hours of employment, and other terms and conditions of
employment, of all employees of the Employer in a unit
appropriate for the purposes of collective bargaining
composed of, "All employees engaged in any and all
work that may be necessary in the manufacture and as-
sembly of furniture in all of its branches and all other
production work in its plant , excluding clerical help, de-
signers, artists executives and supervisory employees."z
Additionally,
the complaint alleges, the Respondent
admits, and I find that at all times material the Respond-
ent and the Employer have maintained and enforced a
collective-bargaining agreement covering wages, hours,
and other terms and conditions of employment of the
Employer's employees in the unit described above and
containing therein a grievance and arbitration procedure.
Moreover, the complaint alleges, the Respondent admits,
and I find that Luis Torres is, and has been at all times
material, a business representative of the Respondent,
acting on its behalf, and an agent thereof.3
III. THE ALLEGED UNFAIR LABOR PRACTICES
The complaint alleges that about 10 September 1986,
the Respondent by certain acts and conduct represented
discharged employees Juan Dominguez , Julio Delgado,
and Rogelio Rodriguez in a "grossly negligent manner at
their arbitration" for reasons that were unfair, arbitrary,
invidious and a breach of the fiduciary duty owed the
employees it represents, and by such acts and conduct
the Respondent has restrained and coerced these employ-
ees in the exercise of the rights guaranteed in Section 7
of the Act, and has thereby engaged in unfair labor prac-
tices affecting commerce within the meaning of Section
8(b)(1)(A) and Section 2(6) and (7) of the Act. The Re-
spondent denies these allegations.
A. The Evidence
1. Background
The Employer maintains a furniture refinishing depart-
ment as part of its business operations. About March or
April 1986, the Employer was approached by one of its
major customers, Citibank, regarding an office furniture
refinishing job. Michael Marshak, the Employer's presi-
dent, testified that acceptance of this job would require
2 The Employer employs between 60-70 employees in its business op-
erations.
a The parties also stipulated that Jorge Zapata , foreman of the Employ-
er's refinishing department, is a supervisor within the meaning of Sec
2(11) of the Act.
overtime work by the refinishing department employees
in order to meet projected delivery dates and, therefore,
although his inclination was to decline the job, he first
met with these employees to ascertain whether they
were willing to take on this work and the overtime re-
quired.4 The refinishing employees unanimously agreed
that the Employer should accept the Citibank job be-
cause it meant "steady work and a lot of overtime," and
the Employer did so . Employed in the refinishing depart-
ment at the time were Jorge Zapata, the department
foreman , Juan Dominguez, Julio Delgado, Rogelio Ro-
driguez, Luis Osorio, Thomas Lofton, and possibly an
employee named Castillo or Salla.5 Marshak added that
as the delivery dates of the Citibank job approached, it
became necessary to have the refinishing department em-
ployees work overtime on Saturday , 10 May 1986.
2. The 12 May 1986 incidents
Testifying as a witness for the Respondent, Marshak
related that on Monday, 12 May 1986, Delgado failed to
report for work. Knowing that he had to deliver part of
the refinished furniture to Citibank by 6 p.m. on Tues-
day, 13 May 1986, and being concerned that Delgado's
absence would cause the other refinishing department
employees to fall behind on this work, Marshak asked
Zapata, Dominguez, and Rodriguez to work overtime
that Monday, which these employees agreed to do.
However, both Dominguez and Rodriguez , testifying as
witnesses for the General Counsel, denied that Marshak
had asked them on 12 May 1986 to work overtime that
day. Dominguez testified that on Monday , Zapata, not
Marshak, had asked him if he could work overtime, not
for that day but on the following day, Tuesday, 13 May
1986, because the Employer had a "large job that had to
be done." Rodriguez testified that he had not been ap-
proached by anyone that Monday regarding overtime
work. The evidence shows that Dominguez and Rodri-
guez left work on 12 May 1986 at 4 :30 p.m., their normal
quitting time, Rodriguez testifying that he had done so
on Zapata's instruction. 6 Moreover, concerning this, an-
other of the Respondent's witnesses, Union Shop Stew-
ard Elmo DeSilva, testified that on Tuesday, 13 May
1986, he was advised by Zapata that on Monday, 12 May
1986, Marshak had asked Zapata, Dominguez, and Ro-
driguez to work overtime that day, but that Dominguez
and Rodriguez had failed to do so although they had
promised Marshak that they would . According to De-
Silva, Zapata also told him that Marshak was angry
about this and Zapata thought that there would be trou-
4 Neither the collective -bargaining agreement between the Employer
and the Union nor the Employer's work rules and regulations require em-
ployees to work overtime Overtime work is voluntary and is paid on the
basis of "time and a half."
° Dominguez, Delgado, and Rodriguez, the employees who are the
subject of the instant case, were all discharged on 16 May 1986. having
commenced their respective employment with the Employer on 14
March 1978,
14 July 1980, and in 1973 Dominguez testified that his
duties encompassed "painting, spraying, everything." and it is not unrea-
sonable to assume that Delgado and Rodriguez performed the same type
of work.
° It should be noted that Zapata did not appear as a witness in this pro-
ceeding However, Marshak did testify that Zapata had suffered a stroke
in May 1987 and was still hospitalized at the time of this hearing.
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
ble for Dominguez and Rodriguez because they had not
worked overtime the previous day.
3. The 13 May 1986 incident
According to the testimony of Dominguez, Delgado,
and Rodriguez, on Tuesday, 13 May 1986, as they were
about to leave the Employer's shop to cash their pay-
checks and buy lunch for themselves and Zapata, they
were met by Marshak , who using Zapata as an interpret-
er, requested that they work overtime that day, which
they all agreed to do.7 This conversation occurred at 12
noon and since it concluded about 12.20 p.m. they re-
quested Marshak's permission to leave the premises at
that time to go to the bank and the restaurant, which
permission
Marshak gave stating that there was "no
problem " They then left the shop together.
Dominguez, Delgado, and Rodriguez drove to the
bank in Rodriguez' van to cash their paychecks Traffic
was heavy and the bank was crowded, therefore it was
about 1 p.m. when, they left the bank and went to a Chi-
nese restaurant to buy lunch . On the way they had a flat
tire, and Rodriguez' spare tire was not inflated . Rodri-
guez took the spare to a gasoline station a few blocks
away, inflated the tire, and returned to the car. After
Rodriguez changed the tire, they continued on to the
restaurant where they purchased lunch and to a liquor
store for a bottle of whiskey for Zapata. On returning to
the shop they met Marshak at the building elevators, and
Rodriguez apologized for their late return.8 According
to Dominguez, Marshak told them that "[I]t was fine
.
. that we had left late and that there was no prob-
lem." Marshak and the three employees then rode the el-
evator to the 10th floor where the Employer's shop is lo-
cated
On entering the shop, Dominguez ,
Delgado, and
Rodriguez went to the timeclock area to punch in, it
now being 1:40 p.m.9 When they discovered that their
timecards were not in the usual place , they asked Zapata
if he knew where their timecards were and Zapata re-
sponded that they were going to have a problem because
of their late return from lunch
Dominguez, Delgado,
and Rodriguez worked overtime that day until 6 30 p m
and when they went to "punch out" they noticed that
their timecards had previously been "punched in" by
someone at 2:18 p m.' 0
' Tuesday is this Employer's payday and these employees normally use
their half hour lunchbreak from 12 to 12 30 p m to cash their paychecks
at a bank and to purchase their lunches , which they then eat at their
work stations
8 While Rodriguez testified that he had also advised Marshak that they
were late in returning because of a flat tire , Dominguez and Delgado tes-
tified that Rodriguez had merely apologized to Marshak for their late
return without giving a reason
' Their testimony with regard to the time it took between incidents
from the time they left to the time they returned during that lunch period
was somewhat evasive and guarded , especially that as given by Domin-
guez
10 Dominguez, Delgado , and Rodriguez testified that employees were
not required to punch out when they left the shop to cash their checks
on Tuesdays, payday, but were required to punch in when they returned
However, Delgado testified that on occasion he punched out when he
went out for lunch and punched in on his return Moreover , while Mar-
shak and DeSilva maintained that the Employer required all employees
to punch in and out whenever they left the shop for the lunch or to cash
53
The witnesses for the Respondent gave a somewhat
different version of what occurred that Tuesday, 13 May
1986. Marshak testified that after learning that morning
that Dominguez and Rodriguez had not worked over-
time the previous day, he met with Zapata , Dominguez,
Delgado, and Rodriguez in the refinishing department
and again explained that a partial delivery of refinished
furniture was due Citibank that evening at 6 p in. and
that at some cost , delivery trucks were waiting at both
ends to pick up and deliver the furniture. Marshak told
them that he was very upset about their failure to work
the extra hours the previous day as they had agreed to
do and both Dominguez and Rodriguez apologized for
not having done so, with Dominguez offering as an
excuse that he had an emergency that Monday that pre-
vented him from doing overtime work tt After the em-
ployees promised to work overtime that Tuesday and for
the rest of the week , Marshak admitted that he was satis-
fied
Marshak stated that he had specifically held this
meeting at 11:45 a.m in order not to interrupt the men at
their work, and not at a later time because Dominguez
and Delgado "characteristically" left the shop for an
early lunch on occasion. Both Marshak and DeSilva tes-
tified that this meeting ended about 12 noon 12
their paychecks, DeSilva testified that on occasion he had failed to punch
out on leaving the shop , but he did punch in on returning DeSilva's testi-
mony also shows that as a welder employee he performed work for the
Employer outside the shop and he would leave the building for periods
of time aside from his lunchbreak or to cash his paycheck
' 1 Significantly, Dominguez acknowledged on cross-examination that,
"It's possible," that he had told Marshak during their conversation on
Tuesday, 13 May 1986, that he had failed to work overtime on Monday,
12 May 1986, because an emergency had prevented him from doing so
When they asked what the emergency was about, Dominguez could not
remember Furthermore, when the administrative law judge asked Do-
minguez why he would give Marshak a reason for not having worked
overtime on Monday, when he had previously in his testimony denied
having been requested to do so, Dominguez seemed evasive and did not
directly answer this question Thereafter, on redirect examination by the
General Counsel , Dominguez again admitted that it was possible that he
told Marshak that an emergency had prevented him from working over-
time on Monday, and now remembered that the emergency involved
"trouble with my feet " When Dominguez was once again questioned
why he would tell Marshak about his inability to work overtime on
Monday when not asked to do so, his answers were, as before , evasive
and unresponsive Finally, on further redirect examination by the General
Counsel , Dominguez testified, "At no time did I tell him that I didn't
work overtime because I had an emergency " In connection therewith, I
have considered the possibility that Dominguez misunderstood the ques-
tions posed by myself, Chetrick, and Rodriguez because of translation dif-
ficulties and/or the questions themselves, but the record does not support
this
Moreover, the time factor in Marshak's story is more plausible than
that given by the three employees in that it would reasonably not take 20
minutes for Marshak to ask and receive the employees ' agreement to
work overtime that day, while it might take 15 minutes for an apology,
an explanation, and then being asked and agree to work overtime, this
needing translation between the parties
12 DeSilva testified that on Tuesday, 13 May 1986, at about 1 145 a m ,
he observed Marshak talking to Zapata, Dominguez, Delgado, and Ro-
driguez in the refinishing department He walked over noticing that Mar-
shak was angry and speaking in a loud voice , with Zapata translating his
remarks into Spanish for the employees Marshak told them that they had
promised to work overtime the previous day, Monday, and had failed to
do so According to DeSilva, Dominguez and Rodriguez apologized to
Marshak for this, Delgado having been absent from work that Monday
The employees agreed to work overtime that Tuesday and Marshak
seemed to have accepted their apology and their promises to work the
Continued
54
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Marshak continued that sometime thereafter he left the
shop and on his return to the building met Dominguez,
Delgado, and Rodriguez at the elevators, each of them
carrying a "shopping bag." The time was approximately
2:15 p.m. Rodriguez explained to Marshak that they
were late returning from lunch because they had had a
flat tire on the way . They all then entered the elevator
and went up to the 10th floor. On the shop floor they
met Zapata and DeSilva, both of whom were "very agi-
tated" and when he observed timecards in Zapata's hand
he instructed Zapata to "punch in" the timecards for
these employees, which Zapata did. The time was then
2:18 p.m. '3 Marshak also told DeSilva to find out what
actually had happened and then left the area . Marshak
stated that because of their failure to work overtime on
Monday, 12 May 1986, their late return from lunch on
Tuesday, 13 May 1986 (approximately 2-1/2 hours late),
and their failure to call in when they had the flat tire to
advise the Employer that they would be late in returning
from lunch , he decided either on that day, Tuesday, or
the next day, Wednesday,
14 May 1986, that he was
going to fire these employees. 24 Marshak added that he
told DeSilva of his plans to discharge Dominguez, Del-
gado, and Rodriguez and advised DeSilva to apprise
Torres of his decision.
DeSilva testified that after he returned from lunch that
Tuesday at 12:25 p.m., Zapata came to the welding area
where he worked at "a little after 2:00" that afternoon
and asked him if he knew where Dominguez , Delgado,
and Rodriguez were. Zapata had three timecards in his
hand that he identified as belonging to these employees,
and when DeSilva could not tell Zapata their where-
abouts, Zapata walked away towards the timeclock area.
Soon thereafter Marshak , Dominguez, Delgado, and Ro-
driguez stepped out of the elevator and Marshak told
DeSilva that he was angry at these employees because
they had returned from their lunchbreak so late, and he
requested that DeSilva and Zapata find out the reason
for their late return.15 Zapata now "punched in" the
timecards of Dominguez , Delgado, and Rodriguez, the
time being after 2:15 p.m.
DeSilva continued that he and Zapata questioned the
three employees regarding their late return and Rodri-
guez explained that they had a flat tire along the way
which caused their lateness. Zapata told the employees
that he did not believe their story and when DeSilva
checked Rodriguez' hands for grease or dirt smudges,
since Rodriguez indicated that he had changed the tire,
Rodriguez'
hands were clean.
Despite the professed
extra hours needed to complete the job DeSilva added that when he left
the shop at noon for lunch he met Dominguez , Delgado, and Rodriguez
and they all went down in the elevator together and left the building,
then parting company
"The timecards in evidence of Dominguez. Delgado , and Rodriguez,
show a punch in time for that day of 2.18 p m
14 Marshak testified
We didn't get through with the job . I had drivers who were there on
the job till 10 o'clock at night The sum and substance was the job
cost us a couple thousand bucks extra . Citibank was not happy with
the situation.
'S Rodriguez testified that when he tried to explain to Marshak why
they had been late in returning from their lunchbreak , he spoke to Mar-
shak in English and he did not know if Marshak understood what he was
saying Rodriguez speaks some English but his main language is Spanish
skepticism by DeSilva and Zapata, Dominguez, Delgado,
and Rodriguez stuck to their story of the flat tire. De-
Silva related that he repeated their account of what had
occurred to Marshak who angrily stated, "[I]t's bullshit,
that didn't happen." Marshak also said that they were
constantly doing this, were conspiring against the Em-
ployer, and that he had had just about enough, "They're
out. I'm firing them." DeSilva added that he asked Mar-
shak to reconsider his decision to fire them but that Mar-
shak was adamant about this.
DeSilva testified that he called Torres at the union
office the next day, Wednesday, 14 May 1986, to report
this incident but Torres was not there. On Thursday, 15
May 1986, Torres returned his call and, after DeSilva
had explained what happened on the previous Tuesday,
Torres arranged to meet with DeSilva at the shop on
Friday morning, 16 May 1986 .16 The evidence shows
that Dominguez, Delgado, and Rodriguez worked over-
time on Wednesday of that week ,' z and worked their
regular hours 8 a.m. to 4:30 p .m. on Thursday, since
Zapata had informed them that there was no overtime
work that day.
4. What occurred on 16 May 1986
Testifying as a witness for the Respondent , Torres re-
lated that he appeared at the Employer's shop at 10:30
a.m. on Friday, 16 May 1986, and asked DeSilva for a
complete account of what had occurred . DeSilva ex-
plained that Dominguez, Delgado, and Rodriguez had
gone out to lunch on Tuesday, 13 May 1986, at 12 noon
and had not returned to the shop until "2:18," and that
Marshak was "really mad" and very upset about this and
wanted to discharge them. DeSilva also told Torres that
Marshak had not fired them on the spot because he
wanted to complete the Citibank job before he did so.
Torres and DeSilva then went to Marshak's office to dis-
cuss the matter. Marshak reminded Torres that he had
previously complained to the Union about the latenesses
and absences of these three employees and that the
Union had done nothing about it. Marshak emphasized
that he was through accepting such conduct on the part
of these employees and was going to discharge them.
Marshak also told Torres that he had asked these em-
ployees to work overtime on 12 May 1986 but, after
agreeing to do so, they left the shop at their regular quit-
ting time, 4:30 p.m.18 Torres requested that Marshak sus-
pend these employees for 3 days instead of firing them,
but Marshak refused. Torres then advised Marshak that
the Union was prepared to take the matter of these dis-
charges to arbitration.' 9 According to Torres, he and
DeSilva left Marshak's office and spoke to Dominguez,
Delgado, and Rodriguez who repeated their account of
1 6 Torres testified similarly about this conversation.
" Dominguez testified that he was late for work on Wednesday, 14
May 1986, and had unsuccessfully attempted to notify the Employer that
he would be in late that morning
's This particular testimony was elicited only after Torres ' recollection
had been refreshed by leading questions by the Respondent 's counsel
19 Marshak testified similarly about the conversation but added that he
had given Torres the Union 's copy of the discharge letter during this
meeting
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
what occurred on 13 May 1986.20 Torres advised them
that the Union was going to contest their discharge at an
arbitration hearing and the employees then returned to
work.
DeSilva's account of their conversation with Marshak
was similar but more detailed. He testified that Marshak
was angry, spoke in a loud voice, banged on the table,
and at times became livid with rage. When Torres told
Marshak that the Union would oppose the discharges,
Marshak responded that he did not care and was pre-
pared "to fight" any union action in this regard. More-
over, when Torres and DeSilva advised the three em-
ployees that the Employer was going to fire them, they
protested the discharge as unfair because their lateness
was due to the flat tire.
Dominguez, Delgado, and Rodriguez all testified that
on Friday, 16 May 1986, at the completion of their
workday, 4:30 p in., DeSilva gave them letters of termi-
nation from the Employer, and both he and Zapata ad-
vised the three employees to take the letters to Torres at
the Union.21 They denied that Torres had spoken to
them earlier that day.
5. What happened thereafter
On Monday, 19 May 1986, Dominguez, Delagado, and
Rodriguez went to the Union's office to speak to Torres
about their being fired
They testified that they told
Torres the details of what had occurred leading up to
their
discharge.
Dominguez and Rodriguez denied
having been asked to work overtime on Monday, 12
May 1986, as stated in the letter of discharge, Delgado
advised that he was absent from work that Monday, and
all three employees maintained that their discharges were
unfair because a flat tire had been the cause of their late
return from lunch on Tuesday, 13 May 1986. They stated
that after Torres had listened to their accounts of what
had happened, he told them that there was nothing to
worry about because the Union had faced similar prob-
lems before, and after taking "the case to Court ... had
won and the Employer had had to rehire the employee."
20 Torres first testified that in their account of what happened the em-
ployees had said that they returned from lunch at 2 p in Subsequently he
testified that, "They didn't tell me what time "
21 Marshak testified that he had prepared the discharge letters on
Thursday, 15 May 1986 The letter of discharge is dated 15 May 1986, is
addressed to the Union, involves "Juan Dominguez, Julio Delgado and
Roger Rodriguez," and reads
On May 12th, these three were asked to work overtime on a job
and all agreed Yet at 4 30 each punched out On May 13th, Tuesday
at 1145, 1 had a meeting with these three and expressed my concern
that because they didn't work, a very important job would be put in
jeopardy They all expressed concern and reassured me they would
work overtime until the job was complete
The same afternoon these three left the building for lunch with out
punching out and did not return to work until 2 18 (one hour and 18
minutes late without a call) Each man had a shopping bag in his
hand as if he had been shopping
On May 14th, the next day, both Mr Delgado and Mr Domin-
guez were late to work All three have a history of lateness and
warnings
As a result of their indifferent attitude to their jobs, to
myself and the company, we have no alternative but to release these
people from our employ Our inability to make any impression, cou-
pled with their constant lateness, and theft of time leave me no
choice In addition to the violation in the contract, the example they
set for the other employees in the company is very poor
55
Torres said that the Union's attorney would handle the
matter and they would have to be patient because the ar-
bitration process would take "more or less one, two
months . . . two, four months, I don't know how many."
The three employees related that Torres had also told
them that they had a "75 to 80 percent chance of win-
ning," and then instructed them to apply for unemploy-
ment insurance benefits in the meantime. Dominquez,
Delgado, and Rodriguez gave Torres their home ad-
dresses and telephone numbers and told him that if he
could not contact them by telephone then to write them
letters .2 2
Torres testified that the three employees appeared at
the Union's offices that day about 4:30 p.m. They
showed Torres the dismissal letters and Torres told them
that the Union had not as yet received its copy of the
letter. After they gave Torres an account of what had
happened, Torres advised them that the Union would
take their case to arbitration, which could take anywhere
from a matter of days to months. At first Torres denied
that he had made any comment to them regarding their
chances of winning the arbitration case. However, when
he was confronted with a statement he had made in an
affidavit given to a Board agent during the investigative
stage of this proceeding that, "I recall telling them that
we have a good chance to win the case," he then ac-
knowledged that, "It's possible I said it yes."
Harold Chetrick, the Union's attorney for the past 20
years, and called as a witness for the Respondent, testi-
fied that a few days after 16 May 1986 he received a
telephone call from Torres regarding the discharges by
the Employer of Dominguez, Delgado, and Rodriguez.
Torres gave Chetrick a detailed account of the events
leading up to the discharge of these employees and Che-
trick asked Torres to meet with him to review the col-
lective-bargaining agreement and then decide how to
proceed. Chetrick recounted that he then called DeSilva
who related a similar version of what had happened as
given previously by Torres. A few days later Torres and
Chetrick met at Chetrick's office and reviewed the col-
lective-bargaining agreement, which provides for the ar-
bitration of disputes of grievances that cannot be satisfac-
torily adjusted otherwise. Torres had previously men-
tioned to Chetrick that these employees had lateness and
absentee problems, and when Torres raised this issue in
the context of the arbitration, Chetrick opinioned that,
because the Employer "never brought them to arbitra-
tion" on these prior matters, "all of those disputes in-
volving lateness have been satisfactorily adjusted" within
the meaning of the grievance provisions of the bargain-
ing contract. Chetrick told Torres that "[A]s I see it the
only issue involved here is whether or not they should
be discharged because they came back late from lunch
on that day of May 13th, understanding what happened
on May 12th . . . [I]s the drastic remedy of discharge
warranted . . . . As far as I was concerned this was the
basis of the discharge and I felt that that was unfair, on
the basis of [what had occurred]."
22 Delgado gave Torres the telephone number of his sister and that of
a friend because he had no telephone where he lived
56
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Chetrick testified that because the basis of their dis-
charge was their late return from lunch on 13 May 1986,
he "had no intention of permitting anything to come in
involving latenesses, because that is not.the issue at this
particular arbitration ." Chetrick stated that his legal
opinion was that the Employer had fired the three em-
ployees "because of what happened on May 12th and
May 13th," and that the Employer's mention in the let-
ters of discharge about their "indifferent attitude to the
job, and . . . their constant latenesses" was merely "win-
dowdressing" to "bolster up the main theme by just
showing their general conduct otherwise." Chetrick re-
lated that because Marshak seemed to accept the apolo-
gies
of Dominguez and Rodriguez for not having
worked overtime on 12 May 1985 and "was satisfied" by
their offers to work overtime the rest of the week, and
because their late return from lunch on 13 May 1986 was
occasioned by a flat tire suffered on their way to pur-
chase their lunch, the discipline of discharge was unfair.
Chetrick added that this was "My legal opinion, my de-
cision, and that was my approach to the case."23
Chetrick commenced the arbitration proceeding by
letter dated 2 June 1986 sent to the New York State Me-
diation Board as provided for under terms of the collec-
tive-bargaining agreement between the Employer and the
Union. By letter dated 18 July 1986 the Mediation Board
notified the Union that it had selected Thomas Knowlton
as the arbitrator in the matter, and that Knowlton would
contact the parties involved to set a hearing date.
Chetrick testified that because the arbitration involved
"a very simple issue" he saw no reason to interview the
grievants beforehand and therefore did not do so. Che-
trick stated:
Should they be fired because they went out at
twelve and came back at two or 2 : 18, that was the
issue, and I felt that no arbitrator should fire a
person based on that afternoon , and I felt that the
latenesses were not a subject of this arbitration and
I was not going to allow them in because they had
all been adjusted beforehand . They were not the
subject of this, and obviously I didn't want to get
that in because that would be more fuel. The arbi-
trator would say hey, look at the records that these
guys had. I knew what Marshak was going to try to
do, and now look what he did . This was the straw
that broke the camels back. This was deception, this
was betrayal, this was backstabbing, and I knew a
phrase that Marshak always used in every arbitra-
tion, conspiracy. Conspiracy to do him harm. So I
did not think it was necessary, really, there was
nothing that they could add that would be of help
to me, and the fact that there were other people
that had been late and they were still working, so
what. Those other people, even with their latenesses
had not committed this, according to Marshak, das-
tardly deed of betrayal and what happened on May
as Torres' account of this meeting was very brief and rudimentary con-
cerning detail but did confirm that such a meeting took place and the
topic of conversation
12th and May 13th, and I didn't want to get that in.
I felt the less in the better.
Dominguez, Delgado, and Rodriguez spoke to Torres
again on 25 May 1986 at the union offices, inquiring con-
cerning when the arbitration hearing would take place.
Rodriguez testified that Torres asked them to be patient
and told them that "it could take a long time." Domin-
guez testified that Torres had said it would take "ap-
proximately a month or two to go to trial." These em-
ployees again gave Torres their current home addresses
and telephone numbers. During the month of June 1986,
Dominguez spoke to Torres on the telephone "about 5
times" and Torres' response was always that this matter
took time and to be patient . Delgado related that he had
called Torres four times during that month but Torres
was unavailable to speak to him each time , and Torres
never returned his calls. Rodriguez unsuccessfully at-
tempted to contact Torres twice in June 1986. Torres
stated that he spoke to Dominguez over the telephone
two or three times prior to the arbitration hearing and
that it was his procedure to return all calls made to him
while he was away from his desk, as soon as possible.
According to their testimony , Dominguez and Rodri-
guez met with Torres in mid-July 1986 to inquire about
the status of their case. Torres told them that "this took
time and to wait." Torres again told them that they had
a 75-percent chance of winning the arbitration and that
the Union had a good lawyer . Torres denied telling them
anything about their chances of winning the case. Rodri-
guez recounted that he also went alone to the union of-
fices in July to speak to Torres and that Torres reiterated
that the employees should be patient, and that the
Union's attorney was working on the case . Torres also
advised Rodriguez that Marshak "needed Julio Delgado
and myself to go back to work" and Rodriguez said that
he would be happy to do so. Torres told him he would
call him if he had further news about this . Delgado
stated that he telephoned Torres on four occasions in
July 1986, but was unable to speak to him.
Moreover, Dominguez testified that he attempted to
contact Torres by telephone at least five times in August
1986 but was unsuccessful in doing so. Delgado testified
that he also had tried to speak to Torres on the phone in
August 1986 but was unable to reach him. Finally Do-
minguez and Delgado went to the Union 's offices in
August 1986 and in a conversation with Torres were told
that the arbitration hearing might take place "in the next
few days." Delgado testified that Torres told them that
they had to be patient, this takes time but not to worry
because they were going to win the case , that they had a
"75-80 percent chance of winning ." Rodriguez testified
that he was out of the country for the month of August
1986 returning to the United States on 31 August 1986.
The Union sent letters to Dominguez, Delgado, and
Rodriguez dated 3 September 1986 notifying them that
the arbitration hearing was scheduled for Wednesday, 10
September 1986 at 400 Broome Street, New York City,
New York, on the fourth floor. Dominguez acknowl-
edged that he received this letter on 8 September 1986,
Delgado's letter was returned to the Union by the U.S.
Post Office as undeliverable because Delgado was "Not
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
Known" , at the address the letter was sent to,24 and
Rodriguez testified that he did not receive the letter until
after the arbitration took place.25 Dominguez testified
that on receipt of the letter he called Rodriguez "so that
he could call Julio Delgado " Rodriguez told him that he
had not received a copy of the letter. Dominguez stated
that, on 9 September 1986, he telephoned Torres and
asked him to explain the contents of the letter because he
could not read English. After Torres advised him of the
date and place of the arbitration hearing, Dominguez
asked Torres to contact Delgado and Rodriguez because
they had not received copies of this letter. Torres replied
that he would do so. Torres' account of this telephone
conversation was that Dominguez told him that he had
received the letter indicating the hearing's time, date,
and place and then Torres advised him that the Union
had sent similar letters to Delgado and Rodriguez. More-
over, Chetrick testified that prior to the date of the arbi-
tration
hearing,
he had called Torres and inquired
whether the three employees had been notified regarding
the hearing date and Torres had answered that they
were.
6. The arbitration hearing
Chetrick testified that on 10 September 1986 he ar-
rived at the New York State Board of Mediation offices
at 400 Broome Street, New York City, New York, at
9:35 a.m. and found Torres, DeSilva, and Dominguez al-
ready there. They waited in the reception area a while
for the arrival of Delgado and Rodriguez. Thereafter
Marshak and the Employer's attorney arrived, "a fellow
named Mr. Krupnick." Chetrick related that he now
took Torres, DeSilva, and Dominguez into an anteroom
library where he questioned Dominguez about the events
of the week of 12 May 1986, leading up to his discharge,
using Torres as interpreter. According to Chetrick, Do-
minguez acknowledged that he had been asked to work
overtime on Monday, 12 May 1986, which he agreed to
do, but an emergency with his feet prevented him from
doing so. Dominguez also told him that Delgado had
been absent from work that Monday Dominguez related
to Chetrick that he and Rodriguez had apologized to
Marshak the next day for not working overtime on
Monday and after they told Marshak that they would
positively work overtime for the remainder of that week,
Marshak appeared to be satisfied and said that "every-
thing was fine." Dominguez recounted what had hap-
pened when the three employees went out to lunch, had
a flat tire, and returned from their lunchbreak "at two, a
little after " Dominguez told Chetrick that while he did
have a lateness problem, the Employer had never taken
him to aribitration for lateness. Additionally, Dominguez
told Chetrick that there was no requirement by the Em-
ployer that employees "punch out" when they left the
24 While the letter to Delgado was properly addressed, the Union had
failed to include his apartment number Torres testified that after Delga-
do's letter was returned to the Union as undelivered, he made several at-
tempts to reach Delgado at his sister's telephone number, but nobody an-
swered the phone
25 Rodriguez testified that he had advised the Union that his address
was 3032 Atlantic Avenue, Brooklyn, New York The Union sent his
letter to Rodriguez' old address, 87-27 114th Street, Jamaica, New York
57
shop for lunch, about only to "punch in" when they re-
turned. Chetrick spent "thirty, thirty-five minutes" ques-
tioning Dominguez.
Chetrick stated that Dominguez' account of what had
occurred during the week of 12 May 1986 was consistent
with what Torres and DeSilva related had happened that
week and, therefore, "As far as I was concerned my
strategy remained intact and I was going to approach the
arbitration in exactly the manner that I had determined
ahead of time."
Chetrick testified that after returning to the hearing
room, they found that neither the arbitrator nor Delgado
nor Rodriguez had appeared and Chetrick called the ar-
bitrator's office and was told that Knowlton was on his
way to the arbitration hearing. Chetrick also called the
Union's office and was apprised that Rodriguez had mis-
takingly gone there instead of directly to the hearing.
Rodriguez was instructed to come immediately to the ar-
bitration hearing, which he did.26 Knowlton now ar-
rived and Chetrick explained that only one of the griev-
ants was present and another was definitely on his way
there. When Rodriguez finally arrived, Chetrick request-
ed time to confer with him, which Knowlton granted,
and he, Rodriguez, Torres, DeSilva, and Dominguez
went to the anteroom library where Chetrick asked Ro-
driguez "the same general questions" he had previously
posed to Dominguez. With Torres acting as interpreter,
Rodriguez gave answers to these questions, which were
similar to those as given by Dominguez previously.
Chetrick then asked Rodriguez if he knew where Del-
gado was and Rodriguez replied that he did not know.
Chetrick maintained that it was now that he learned for
the first time that the Union's letter to Delgado regard-
ing the date, time, and place of the arbitration hearing
had been returned to the Union as undelivered, and that
the Union had been unable thereafter to get in touch
with Delgado. Chetrick testified that he decided to pro-
ceed with the arbitration despite Delgado's absence, and
when Knowlton inquired about this, he advised Knowl-
ton that the Union would make every effort to locate
Delgado and then. "let [Knowlton] know where he
stands "27
Chetrick's account of what then occurred at the.arbi-
tration hearing was, in substance, that the hearing was
held in an informal manner. The parties agreed that the
issue involved in the matter was whether "the facts justi-
fy the discharge of these two people." Marshak read an
opening statement over Chetrick's vehement but unsuc-
cessful objection, which stated that these employees had
promised to, then failed to, work overtime on Monday,
12 May 1986, and then had returned excessively late
28 Dominguez testified that he had called Rodriguez that morning, 10
September 1986, and told him that the arbitration hearing was scheduled
for that day, also giving him the address at which the hearing was to be
held
27 Knowlton testified that he made inquiry about the absence of Dela-
gado to both the Union and the Employer, "since it is highly unusual that
a grievant is not present," and was informed by the Union that Delgado
"had been properly notified of the date and place of hearing " Because
Delgado never appeared at the arbitration hearing, Knowlton requested
that the Union and Chetrick let him know the reason for Delgado's ab-
sence
58
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
from lunch on Tuesday, 13 May 1986, this being done
notwithstanding the fact that the Employer had an im-
portant refinishing job to complete. Marshak made refer-
ence to the lateness records of these employees and his
forebearance in not taking them to arbitration over this,
and in payment for his goodness, they had betrayed him
and conspired among themselves to cause him problems.
Chetrick objected to the introduction of any evidence re-
lating to the latenesses and absences of these employees
and although such evidence was admitted by the arbitra-
tor, Chetrick brought out that all such prior latenesses
had been "always adjusted satisfactorily" between the
Employer, the Union, and the employees, without resort
to arbitration and without prior layoff or discharge. Mar-
shak admitted on cross-examination that he had dis-
charged these employees because of the "scenario of
May 12th and May 13th" and that the Employer had in-
troduced records of their prior latenesses "to show the
background of these people." Chetrick indicated that
there were some contentious and unfriendly exchanges
between him and the Employer's attorney, Krupnick. He
added that none of the witnesses were sworn and any
"testimony" given was not under oath.
Chetrick continued that he decided not to call either
Dominguez or Rodriguez as witnesses because he did not
want to open a "Pandora's box" of questions by the Em-
ployer's attorney as to their latenesses, "if I started to
talk about latenesses, which I did not feel, I'd be waiving
the very defense that I thought was critical to the case
based on the collective bargaining agreement." Chetrick
therefore closed his case with a summation that these
employees had been fired because they failed to work
overtime on 12 May and returned from lunch late on 13
May and maintained that the arbitrator had to decide on
"[W]hether the drastic remedy of discharge is warranted
based on this." Chetrick added that the arbitration hear-
ing ended on an unfriendly basis between the Union and
the Employer. Knowlton again asked about Delgado and
Chetrick told him that the Union would attempt to con-
tact Delgado and Chetrick would then notify Knowlton
whether Delgado was to be included in the arbitration
award. Chetrick then left the building, leaving Torres,
Dominguez, and Rodriguez in conversation together.
The testimony of Torres, DeSilva, and Marshak was,
in substance, similar in nature to that given by Chetrick.
Both Torres
and DeSilva testified that Chetrick had
questioned Dominguez and Rodriguez as to the events
that preceded their discharges and Marshak testified that
he had been in an adjacent room with his attorney and
overheard some of what was said during Chetrick's con-
versation with Dominguez. Torres stated that Domin-
guez had told Chetrick that he had been asked to work
overtime on Monday, 12 May 1986, but could not do so.
However, Torres recounted that Rodriguez had denied
being asked to work overtime that Monday when Che-
trick questioned him about this. Torres stated that the ar-
bitrator was not told that Delgado had been absent from
work on Monday, 12 May 1986. DeSilva related that
most of the talking at the hearing was done by "Mar-
shak's
lawyer" and Chetrick. DeSilva testified that
during the hearing Torres "once in awhile
.
. . would
lean over to Dominguez and say something to him," and
that "a couple of times
[Torres] reached over and
touched [Rodriguez] and he said something to him ... .
He was speaking Spanish." Torres added that near the
end of the hearing the arbitrator asked if Delgado should
be included in the award and Chetrick responded yes.
Torres also asked Dominguez and Rodriguez at the con-
clusion of the hearing, to tell Delgado if they saw him,
to contact Torres at the Union.
Knowlton's account of what happened at the arbitra-
tion was similar to Chetrick's except much less detailed
and with less recall. Knowlton testified that he raised the
question of the need for an interpreter because the griev-
ants "were obviously Spanish speaking." Knowlton was
told by Chetrick that there was a person at the hearing
who was bilingual and who could translate if needed.
The grievants themselves did not request an interpreter.
Statements were made by the Company, its attorney, the
Union, and Chetrick, but Knowlton could not remember
if the grievants testified or if Marshak answered ques-
tions. The parties respective positions on the issue in-
volved in the arbitration was conveyed to Knowlton by
their attorneys.
Knowlton related that, as told to him at the hearing,
the grievants had agreed to work overtime with regard
to an important refinishing job. They had failed to do so
and had thereby jeopardized the job 's delivery date. The
Union agreed that this is what had occurred . The follow-
ing day these employees took an extended lunch period,
which additionally angered the Employer . The grievants
had gone to cash their paychecks and had a flat tire
along the way, resulting in their late return from lunch.
These details were again not challenged by the Union.
Knowlton stated that while he admitted the grievants at-
tendance records into evidence, he paid little attention to
them in deciding the matter. After Knowlton was asked
to and did read the discharge letter in evidence (G.C.
Exh. 4) he was asked:
Q. Sir, after you read the letter, if you had heard
testimony of the three grievants to the contrary of
what's in this letter might your decision in the
award have been different?
A. If I believed their testimony possibly.
Moreover, Knowlton characterized the conduct of the
hearing as follows:
It was informal. It was partly because perhaps I was
late. It did not follow some of the usual pattern in
which the employer states its case and the union an-
swers. Because, A, there was not to many people
there. B, I had the impression that neither attorney
had had too much experience with arbitration.28
The account of what transpired at the aribitration
hearing as given by Dominguez and Rodriguez differed
substantially from that given by the Respondent's wit-
28 Knowlton is 78 years old and appeared to be frail in constitution
He acknowledged that the hearing had been conducted by him in a "very
informal manner." From Knowlton's testimony I received the impression
that he felt deeply the realization that he had perhaps not exercised suffi-
cient control of this arbitration hearing as was his usual practice.
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
nesses. Dominguez and Rodriguez testified that on their
respective arrivals at the arbitration hearing, Chetrick
had not questioned them about the events leading up to
their discharge on 16 May 1986.29 Both Dominguez and
Torres stated that they asked Torres to translate what
was being said at the hearing30 and had requested the
opportunity to testify regarding what had happened, but
Torres failed to comply with these requests, although he
initially told Dominguez, "Let's see. If it's possible, we'll
see "31 Moreover, the tenor of their testimony appeared
to imply some cooperation or collusion between the Em-
ployer and the Union in this matter, to the detriment of
these employees.32
After the hearing they spoke to
Torres and asked him why they had not been called as
witnesses to tell their story and why Torres had not
translated what went on during the hearing and Torres
responded that "[E]verything was finished and that ev-
erything . . . had been said . . . why did we have to tes-
tify?" Dominguez and Rodriguez also inquired regarding
when the arbitrator's decision would be forthcoming and
Torres said it would take "ten days to, two months."
6. What happened thereafter '
By letter dated 2 October 1986, Knowlton asked Che-
trick to `let me know what has been decided with re-
spect to [Delgado's] inclusion in the case "33 Chetrick
testified that he then contacted the Union by letter in-
quiring about Delgado, and the Union's response by
letter was to the effect that they were trying to locate
him but were unsuccessful to date. Chetrick stated that
he then telephoned Knowlton but Knowlton was not
there and Chetrick told the arbitrator's secretary, Jose-
phine, that the Union was still attempting to contact Del-
gado but had been unable to do So.34 "Several days"
=9 However, on cross-examination, after denying consistently that Che-
trick had spoken to him at all at the arbitration hearing, Dominguez ad-
mitted that "Through Torres a few words were spoken," mainly he told
Chetrick and Torres that he wanted to testify at the hearing Dominguez
then testified that he had said nothing to Chetrick because he supposed
that Torres had told Chetrick the full story of their discharge
'0 However, in an affidavit given to a Board agent during the investi-
gative stage of this proceeding, Rodriguez stated that , "The lawyers
spoke in English and Torres didn't translate for us I didn't ask him to
translate for me" Rodriguez explained this inconsistency as an incorrect
translation of what he told the Board agent
4' Dominguez testified that he, Delgado, and Rodriguez had made the
same request to Torres when they met with him on 19 May 1986 at the
Union's office
OZ Dominguez testified that during the arbitration Marshak, Krupnick,
and Chetrick left the room and then returned subsequently and spoke to
the arbitrator
He also testified that after the hearing ended, Chetrick,
Torres, and Krupmck had a conversation off to the side and when they
returned they were laughing DeSilva testified that near the end of the
arbitration hearing, the arbitrator and the two lawyers left the room for a
discussion among themselves Torres testified that at one point during the
hearing Chetrick and the arbitrator stepped out of the room
ss The letter specifies no time limit within which Chetnck was to
notify the arbitrator about Delgado's status in the matter Knowlton ac-
knowledged that it may have been an error on his part not to set forth
such a date in his letter and before issuing his decision that included Del-
gado
14 Knowlton testified that he had received no reply from Chetrick re-
garding his letter of 2 October 1986 and although Chetrick had told him
subsequently, after he had issued his decision, that Chetrick had spoken
to his secretary on the telephone soon after receipt of the letter and told
her the Union was continuing its search for Delgado, Knowlton's secre-
tary did not recall such a telephone call from Chetrick
59
after Knowlton had written to Chetrick regarding Del-
gado, Knowlton issued his "Opinion and Award" in the
arbitration case. Chetrick sent a copy of the decision to
the Union and the Union forwarded copies to Domin-
guez, Delgado, and Rodriguez.
While Knowlton testified that he did not pay "too
much attention" to the grievants' attendance records "in
his final analysis," the "Opinion and Award" is replete
with references to this The decision reads-
All three of the- grievants were discharged on or
about May 15th for various problems arising from
their attendance records coupled with their depar-
ture from work without notice after they had
agreed to work overtime to finish a particular job
. .. . The time-record of each of the grievants indi-
cates frequent absences and/or latenesses in report-
ing. There had been discussion between the Em-
ployer, Mr. Marshak, and each of the three men re-
garding their attendance.
The decision then relates what occurred on 12 and 13
May 1986 (as discussed earlier) and concludes
Mr. Marshak had informed the Union of his difficul-
ties with all three of the grievants with respect to
their attendance on a number of occasions but these
"warning letters" quite obviously did not- have the
desired effect In my opinion, there was sufficient
cause for the discharge of each of the men,
Moreover, there was much testimony and numerous
exhibits introduced into evidence in the instant case re-
garding the attendance records of Dominguez, Delgado,
and Rodriguez and of other employees. In substance this
evidence shows that these employees did have lateness
and absenteeism problems but so did some of the other
employees, at least two of whom worked in the Employ-
er's refinishing department, Osorto and Lofton. I also
note that the testimony of Dominguez, Delgado, and Ro-
driguez regarding their attendance was at times evasive,
guarded, and inconsistent with other documentary evi-
dence in the record, such as warning notices and their
timecards.
B. Analysis and Conclusions
1. Credibility
The resolution of some of the issues in this case re-
quires a determination of the credibility of the respective
witnesses. After carefully considering the record evi-
dence, I have based my findings on my observation of
the demeanor of the witnesses, the weight of the respec-
tive evidence, established and admitted facts, inherent
probabilities,
and reasonable inferences that may be
drawn from the record as a whole.35 I tend to credit the
account of what occurred here, as given by the Re-
spondent's witnesses, and the General Counsel's witness,
Arbitrator Knowlton, although I noted some inconsisten-
'S Northway Nursing Home, 243 NLRB 544 (1979), Gold Standard En-
terprises, 234 NLRB 618 (1978), V & W Castings, 231 NLRB 912 (1977),
Northridge Knitting Mills, 223 NLRB.230 (1976)
60
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
cies in their testimony as given, primarily in that of Luis
Torres. However, on the whole their testimony was
given in a forthright manner, was generally corrobora-
tive and consistent with each other, and most important-
ly, apparently consistent with other uncontroverted evi-
dence in the record and therefore most believable. Al-
though I do not discredit all the testimony of the Gener-
al Counsel's witnesses, yet I found that their testimony,
especially that of Juan Dominguez, was at times guard-
ed, defensive, and evasive, especially on cross-examina-
tion, and contained inconsistencies with regard to other
uncontradicted evidence in the record.36
2. The Respondent's affirmative defenses
a. Failure to state a cause of action regarding Delgado
and Rodriguez
The Respondent alleges in its amended answer that the
General Counsel has failed to state a cause of action on
behalf of Julio Delgado and Rogelio Rodriguez , "inas-
much as they have not been named as complaining par-
ties in the complaint and have not charged the [Union]
with committing any wrongful acts with respect to the
Union's representation of their rights and interests in the
subject arbitration which is that basis of the instant com-
plaint." However, paragraphs 10 through 15 of the com-
plaint clearly and specifically set forth "a cause of
action" on behalf of Dominguez, Delgado, and Rodriguez
and allege wrongful acts and conduct by the Union
against all three in violation of Section 8(b)(1)(A) of the
Act.97
In view of the above I assume that the Respondent
means that the General Counsel, in not naming Delgado
and Rodriguez in the title caption of the complaint there-
by, failed to state a cause of action on their behalf. As
the United States Court of Appeals for the Seventh Cir-
36 A significant inconsistency was Dominguez ' professed dental that he
had not been asked by Marshak to work overtime on Monday, 12 May
1986. On direct examination he testified that he had never been asked by
Marshak to work overtime for that Monday , but instead was requested
by Zapata to work overtime for the next day, Tuesday Then he testified
on cross-examination that it was possible that on Tuesday he had apolo-
gized to Marshak for not having worked overtime the previous day,
Monday, and gave as his reason for his failure to do so, that he had an
"emergency." Then on redirect examination , after some effort on the part
of counsel for the General Counsel, he stated that no one had ever asked
him to work overtime for Monday The question remains why Domin-
guez would admit having apologized to Marshak for not working over-
time on 12 Monday 1986 if he had not been asked to do so, unless he was
in actuality requested to work overtime that day.
Moreover, the testimony of Dominguez, Delgado, and Rodriguez with
regard to their incidence of lateness and absences was less than candid, to
say the least, and even less accurate regarding their receipt of oral and
written warning notices
Their timecards and other documentary evi-
dence in the record did not substantiate or corroborate their testimony
thereon.
Additionally, their account of the time it took at each step of the way
concerning the incident that occurred during their lunchtime on Tuesday,
13 May 1986, was less than believable and was fraught with evasiveness,
their testimony was guarded and, in the case of Dominguez, was given in
a somewhat defensive and at times hostile manner
37 Moreover, the charge filed herein alleges a failure and refusal by the
Union "to represent Juan Dominguez, Rogelto Rodriguez and Julio Del-
gado, regarding their discharge by Office Furniture Service, Inc , for rea-
sons that are arbitrary, invidious and capricious."
cuit stated in American Newspaper Publishers Assn. v.
NLRB, 193 F.2d 782, 800 (7th Cir. 1951):
All that is requisite in a valid complaint before the
Board is that there be a plain statement of the
things claimed to constitute an unfair labor practice
that the Respondent may be put upon his defense.38
Moreover, it is not uncommon and has been accepted by
the Board and the courts, that the title caption of a
Board complaint list only the name of the party filing the
charge, although allegations in the charge and thereafter
the complaint set forth the names of other aggrieved par-
ties therein against whom unlawful acts and conduct has
allegedly
been perpetrated, and for which remedial
action is sought.
From all the foregoing, I find and conclude that the
Respondent's "First
Affirmative
Defense"
is
without
merit and is rejected.
b. Lack of jurisdiction
The Respondent asserts in its brief in elaboration of
this,
its
second affirmative defense in its amended
answer, that the "Board must meet volume standards
which [the] Board has imposed upon itself as a minimum
for exercising jurisdiction" and therefore, because the
General Counsel has alleged in the complaint that during
the past year, "the Employer derived gross revenues
from retail sales in excess of [$500,000]"99 and "pur-
chased and caused to be transported and delivered to its
Long Island City place of business, products, goods and
materials valued in excess of [$50,000J,"40 the General
Counsel must meet both these standards in order that the
Board exercise its jurisdiction in this matter. The Re-
spondent is mistaken in this assertion.
The Board has determined that where a single-inte-
grated enterprise is engaged in both retail and nonretail
operations, it will assert jurisdiction where the employ-
er's operations meet either the retail or nonretail stand-
ard provided that either aspect is not "de minimis."4 t
According to the record evidence the Employer derived
gross revenues during the past year of $4 million of
which $460,000 was derived from retail sales . "De mini-
mis"? No way! Since the Employer does a gross volume
of business exceeding $500,000, I find that it meets the
Board's retail jurisdictional standard, and this would be
sufficient for the Board to assert jurisdiction herein.42
Moreover, the Employer purchased goods and materi-
als from California and Canada in excess of $50,000
during the past year, which were delivered to its Long
Island City, New York place of business. Thus the Em-
ployer meets the Board's $50,000 direct inflow stand-
98 Also see Curtiss-Wright Corp.
Y. NLRB, 347 F.2d 61 (3d Cir 1965),
in which the court stated, "The propriety of a pleading is today judged
by its effectiveness as a mechanism for giving an adverse party notice of
the claim upon which relief is sought "
39 Carolina Supplies & Cement Co , 122 NLRB 88 (1958)
40 Siemons Mailing Service, 122 NLRB 81 (1958)
4t Indiana Bottled Gas Co, 128 NLRB 1441 (1960), Man Products, 128
NLRB 546 (1960).
42 De Marco Concrete Block Co., 221 NLRB 341 (1975 )
Also see
Maaco Auto Painting & Body Work , 249 NLRB 1296 (1980).
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
ard43 and it would assert jurisdiction on this basis. It
should be noted that the Board would assert jurisdiction
of this Employer under either jurisdictional standard not-
withstanding the General Counsel' s allegations in the
complaint, and I therefore find that the Respondent's
"Second Affirmative Defense" is without merit.
c. Statute of limitations-the 10(b) period
Section 10(b) of the Act provides-
That no complaint shall issue based upon any unfair
labor practice occurring more than six months prior
to the filing of the charge with the Board and the
service of a copy thereof upon the person against
whom such charge is made
Filing with the Regional Director and service on the Re-
spondent both must occur within the 6-month period in
order for the charge to be timely Section 10(b) is a stat-
ute of limitations and is not jurisdictional in nature. It is
an affirmative defense that must be pleaded and, if not
timely raised,
waived.44 The Respondent has timely
raised such a defense.
The Respondent contends in its brief that-
Inasmuch as a copy of the charge in the instant pro-
ceeding, allegedly filed by Dominguez on Novem-
ber 19, 1986 was not served upon the Respondent
by certified mail on November 20, 1986, the action
on behalf of Juan Dominguez is now time barred by
the six-month statute of limitations.
The Respondent also contends , "[T]hat it has, unques-
tionably , been denied minimum procedural due process "
I do not agree.
Section 102.14 of the Board's Rules and Regulations
provides-
Upon the filing of a charge, the charging party shall
be responsible for the timely and proper service of a
copy thereof upon the person against whom such a
charge is made. The regional director will, as a
matter of course, cause a copy of such charge to be
served on the person against whom the charge is
made, but he shall not be deemed to assume such
responsibility for such service
As indicated above, filing with the Regional Director
and service on the Respondent both must occur within
the 6-month period in order for the charge to be timely.
Filing occurs when the charge is actually received by
the Regional Director or other Board agent . In contrast,
service on the Respondent occurs when the charge is
placed in the mails or is hand delivered 45 Moreover,
4a American Homes Systems, 200 NLRB 1151 (1972), Siemons Mailing
Service, supra
44 Federal Management Co, 264 NLRB 107 (1982), McKesson Drug
Co„ 257 NLRB 468 fn- I (1981), Penn Corp, 239 NLRB 45 (1978) More-
over, the burden of proving such an affirmative defense rests squarely on
the party raising it, in this case the Respondent
4 s See Board 's Rules and Regulations Secs 102 111 (b)(1) and 102 112
61
Section 102.111(a) of the Board's Rules and Regulations
provides in part.
Charges .
may be served personally or by regis-
tered or certified mail .
and the return post
office receipt
. when registered or certified and
mailed . . shall be proof of service of the same
The Respondent denied receipt of a copy of the
charge filed with the Board in its amended answer to
this complaint allegation , at the hearing, and in its brief
General Counsel's Exhibit l(a-i) contains an affidavit of
service of designated agent, Lillie Lampkin, which,-certi-
fies that she served a copy of the charge on the Re-
spondent by "postpaid certified mail" on 20 November
1986. Moreover, this exhibit also contains a green return
receipt card for certified mail which shows a delivery
date of "12/12/86" and which is addressed to the Re-
spondent Significantly, the return receipt card is signed
by a Ms. "Pietri" who is admittedly one of the Respond-
ent's secretaries . Under the Board's Rules and Regula-
tions the above is sufficient to establish a prima facie case
as regards the allegation in the complaint that the Re-
spondent was served with a copy of the charge filed
with the Board. The burden of proof now shifts to the
Respondent to refute this Additionally, as regards this
issue as it impacts on the Respondent's 10(b) affirmative
defense, the Respondent has the burden of proving such
a defense.
In its brief the Respondent "[directs the Court's atten-
tion] to the fact that the green return receipt card does
not have a stamp from the post office which is always
present." However, return receipt cards do not always
have a post stamp thereon, as evidenced by other green
return receipt cards in evidence for certified mail regard-
ing service of a copy of the complaint and notice of
hearing herein on Chetrick and Delgado, and service of
a copy of an order rescheduling the hearing on Che-
trick.46 The Respondent also maintains that, "Moreover,
it is quite difficult to imagine that ,a particular item sent
by certified mail, return receipt requested,
would be
signed for some twenty-three to thirty days after it was
first sent " Yet the Respondent provides a possible expla-
nation for this occurring in its own argument The evi-
dence shows that during the period from 20 November
1986 through 12 December 1986, the Respondent moved
its union offices from Manhattan to Queens in the city of
New York. The time lapse in delivery could well be ex-
plained by the need of the U.S Post Office to transfer
the certified letter from the Board containing the charge,
from the old to the new office location post office for
delivery
Additionally, as mentioned by the General
Counsel in her brief, the Respondent did not deny that it
received some document by certified mail that is repre-
sented by the return receipt card in question, but claims
that there is no certainty that this card indicates that the
document was the charge filed in this case Aside from
the corresponding numbers on the return receipt card
and the covering letter mailed along with the charge in
46 See G C Exhs l(a-i) Moreover, Chetrick did not deny receipt of
these documents or that these return cards were deficient
62
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the same envelope as is done in the normal course of the
Board's Regional Office procedure, the Respondent of-
fered no proof that this return receipt card represented
some other document served on it by the Board.
The complaint alleges that the acts and conduct which
comprise the unfair labor practices allegedly committed
herein occurred on 10 September 1986. The charge was
filed with the Board on 19 November 1986 and a copy
of the charge was sent to the Respondent by certified
mail on 20 November 1986, both services occurring well
within the 6-month statute of limitations period. Incident-
ly, actual delivery of the charge was accomplished on 12
December 1986, also within the 10(b) period. In view of
the above, I find that the Respondent has failed to sus-
tain its burden of showing that Section 10(b) of the Act
bars consideration of the charges herein alleging unlaw-
ful conduct on its part, or that its third affirmative de-
fense has any merit.47
From all the foregoing, I find and conclude that the
Respondent has failed to sustain its burden of establishing
the above affirmative defenses, that these affirmative de-
fenses are without merit, and that the Respondent's re-
quest to dismiss the complaint on such grounds is denied.
3. The duty of fair representation
Section 8(b)(1)(A) of the Act makes it an unfair labor
practice for a labor organization to "restrain or coerce"
employees in the exercise of the rights guaranteed them
in Section 7 of the Act, "Provided, that this paragraph
shall not impair the right of a labor organization to pre-
scribe its own rules with respect to the acquisition or re-
tention of membership therein."48 Section 7 of the Act
protects the right of employees to engage in union or
other concerted activities or to refrain from such activi-
ties. The rights protected by Section 7, however, are lim-
ited by the principle of exclusive representation set forth
in Section 9(a) of the Act.49 In view of the restraints im-
posed on individual employee rights by the principle of
exclusive representation, the Courts and the Board have
imposed on labor organizations a reciprocal obligation of
the Act to fully and fairly represent all the employees.50
97 As to the Respondent's assertion that it was denied "minimum pro-
cedural due process," this assertion must fail in view of the above, and
because the Respondent was served a copy of the complaint advising it
of the "things claimed to constitute an unfair labor practice that the Re-
spondent may be put upon his defense " American Newspaper Publishers
Assn , supra. Moreover, as evidenced by the record , the Respondent was
fully aware of the unfair labor practices alleged against it, appeared at the
hearing apparently fully prepared to defend against these allegations, and
at no time during the hearing offered any proof that would establish that
it had been denied its due-process rights.
48 The purpose of and policy behind Sec 8(b)(I)(A), as set forth in
Sec 10(b) of the Act, is "to protect the rights of individual employees in
their relations with labor organizations "
99 Sec 9(a) of the Act provides.
Representatives designated or selected for the purposes of collective
bargaining by the majority of the employees in a unit appropriate for
such purposes, shall be the exclusive representatives of all the em-
ployees in such unit for the purposes of collective bargaining in re-
spect to rates of pay, wages, hours of employment, or other condi.
tions of employment
See Emporium Capwell Co. v. NLRB, 420 U S. 50. 61-70 (1975), NLRB Y.
Tanner Motor Livery, 419 F 2d 216, 218-221 (9th Cir 1969).
SO Steele v Louisville A Nashville Railroad Co, 323 U S 192 (1944).
NLRB a Postal Workers Si Louis. Missouri Local, 618 F 2d 1249 (8th Cir.
As the Supreme Court of the United States stated in
Vaca Y. Sipes, 386 U.S. 171, 177, 190 (1967):
It is now well established that, as the exclusive bar-
gaining representative of the employees . . . the
Union [has] a statutory duty fairly to represent all
of those employees, "and that this duty" includes a
statutory obligation to serve the interests of all
members without hostility or discrimination toward
any, to exercise its discretion with complete good
faith and honesty, and to avoid aribitrary conduct.
A breach of the statutory duty of fair represen-
tation occurs only when a union's conduct toward a
member of the collective bargaining • unit is arbi-
trary, discriminatory or in bad faith.61
A labor organization that fails to live up to this obliga-
tion unjustifiably restrains employees in the exercise of
their Section 7 rights and thereby violates Section
8(b)(1)(A) of the Act.52 The duty of fair representation
gives employees a correlative right under Section 7 to be
represented without arbitrary, irrelevant, or invidious
discrimination by their exclusive representative. 53 More-
over, it is also clear that the duty of fair representation
extends to the investigation and representation of a griev-
ance.54 At the same time, however, the Board and the
Courts have recognized that unions must necessarily be
allowed a "wide range of reasonableness" in servicing
their constituencies, 65 i.e., processing grievances, but in
the exercise of that discretion, a union must act in "good
faith, with honesty of purpose, and free from reliance on
impermissible consideration."56
Accordingly,
a union
1980); Teamsters Local 315 (Rhode d Jamieson), 217 NLRB 616 (1975),
enfd 545 F.2d 1173 (9th Cir. 1976)
Si Also see Ford Motor Ca
Y. Huffman, 345 U. S. 330 (1953), Wallace
Corp. Y. NLRB, 323 US 248 (1944); H. H. Robertson Co, 263 NLRB
1344 (1982)
SS In its landmark decision in Miranda Fuel Co, 140 NLRB 181 (1962),
the Board held at 185
Viewing these mentioned obligations of a statutory representative in
the context of the "right" guaranteed employees by Section 7 of the
Act "to bargain collectively through representatives of their own
choosing" we are of the opinion that section 7 thus gives employees
the right to be free from unfair or irrelevant or invidious treatment
by their exclusive bargaining agent in matters affecting Their employ-
ment. This right of employees is a statutory limitation on statutory
bargaining representatives, and we conclude that Section 8(b)(IXA)
of the Act accordingly prohibits labor organizations , when acting in
a statutory representative capacity , from taking action against any
employee upon considerations or classifications which are irrelevant,
invidious, or unfair
Although
Miranda was reversed in 326 F 2d 172 (2d Or. 1973), the
Second Circuit rejecting the Board's premises that a violation of the duty
of fair representation constituted an unfair labor practice,
the United
States Supreme Court approved the doctrine in Vaca Y. Sipes, supra See
U.S. Postal Service, 240 NLRB 1198 (1979), enfd in pertinent part 618
F 2d 1249 (8th Cir. 1980);
Laborers Local 300 (Memorial Park),
235
NLRB 334 (1978).
" Vaca Y. Sipes, supra at 177-178, 181-183; Kling Y. NLRB, 503 F.2d
1044 (9th Cir. 1975); Griffin P. Auto Workers, 469 F.2d 181 (4th Cir
1972).
54 Hines Y. Anchor Motor Freight, 424 U.S. 554 (1976).
ss Hines Y. Anchor Motor Freight, supra, Ryan Y. New York Newspaper
Printing Pressmen's Local 2 (N. Y. Times Ca), 590 F 2d 451 (2d Cir 1979);
Carpenters Local 415 (Cincinnati Fixtures), 226 NLRB 1032 (1976)
56 P.P.G. Industries, 229 NLRB 713 (1977)
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
does not violate the duty of fair representation where it
refuses to process a grievance pursuant to a reasonable
interpretation of the collective-bargaining agreement57
and/or a good-faith evaluation regarding the merits of
the complaint.58 However, the Supreme Court in Vaca v.
Sipes explicitly held that a union will breach its duty of
fair representation when it has "arbitrarily ignored a
meritorious grievance or processed it in a perfunctory
fashion."59
Once a union undertakes to present an employee's
grievance, the obligation to represent him fully and fairly
includes the duty to act as an advocate for the griev-
ant.60 Moreover, as the Board stated in Teamsters Local
355 (Monarch Foods), 229 NLRB 1319, 1321 (1977), enfd.
597 F.2d 388 (4th Cir. 1979),
However, the issue here is not whether the Re-
spondent discharged its obligations with maximum
skill and adeptness, but whether, in undertaking its
efforts, it dealt fairly . The duty of fair representa-
tion does not require that every possible option be
exercised or that a grievant's case be advocated in a
perfect manner.
Thus a union is not liable under the duty of fair represen-
tation for mere negligence, poor judgment , ineptitude,
forgetfulness, or inadvertence.61
The Board as well as a majority of the courts have
held that a union can violate its duty of fair representa-
tion absent any evidence of bad faith if it is shown that
the union acted in a perfunctory or arbitrary manner.62
54 Steelworkers Local 7748 (Eaton Corp), 246 NLRB 12 (1979), PPG
Industries, supra, Carpenters Local 415 (Cincinnati Fixtures), supra
58 Communication Workers Local 3217 (Southern Bell), 243 NLRB 85
(1979)
58 Hines v
Anchor Motor Freight,
supra,
Steelworkers
Local 15167
(Memphis Stairs), 258 NLRB 484 ( 1981), enf denied 692 F 2d 1052 (7th
Car 1982) Cf Service Employees Local 579 (Beverly Manor), 229 NLRB
692 (1977), in which the Board found that the union's grievance investi-
gation was perfunctory and arbitrary, and San Francisco Web Pressmen
Local (San Francisco Newspaper), 249 NLRB 88 (1980),
in which the
Board held that the investigation was reasonable
60 Hotel & Restaurant Employees Local 64 (HLJ Management),
278
NRLB 773 fn 3 (1986), Teamsters Local 705 (Associated Transport), 209
NLRB 292 (1974)
Si Plumbers Local 195 (Stone & Webster), 240 NLRB 504 (1979), Labor-
ers (Manganaro Masonry), 230 NLRB 640 (1977), King Soopers, Inc, 222
NLRB 1011 (1976), San Francisco Web Pressmen Local 4 (San Francisco
Newspaper), supra, Teamsters Local 692 (Great Western), 209 NLRB 446
(1974), Operating Engineers Local 18 (Ohio Pipe), 144 NLRB 1365 (1963)
In Service Employees Local 579 (Beverly Manor), supra, the Board found a
violation of the union 's duty of fair representation when the union failed
to conduct any investigation of the asserted reason for a discharge
e2 See Service Employees Local 579 (Beverly Manor), supra, P.P.G In-
dustries, supra, P & L Cedar Products, 224 NLRB 244 (1976), Newport
News Shipbuilding & Dry Dock Co, 236 NLRB 1470 (1978), Teamsters
Local 315 (Rhodes & Jamieson),
217 NLRB 616 (1975),
Steelworkers
(Inter-Royal Corp), 223 NLRB 1184 (1976), Figueroa de Arroyoyo
Y Sindi-
cato de Trabajadores Packinghouse, 425 F 2d 281 (1st Car 1970), cert
denied 400 U S 877 (1970), Holodnak v Avco Corp, 514 F 2d 285 (2d Car
1975), cert denied 423 U S 892 (1975), Ryan v New York Newspaper
Printing, 590 F 2d 451 (2d Car 1979), Griffin v Auto Workers, 469 F 2d
181 (4th Car 1972), Milstead v Teamsters Local 957, 580 F 2d 232 (6th
Cir 1978), Ruzika v. General Motors Corp, 523 F 2d 306 (6th Car 1975),
cert
denied 104 S Ct 424 (1976), Miller v
Gateway Transportation Co ,
616 F 2d 272 (7th Cir 1980), Kesner v
NLRB, 532 F 2d 272 (7th Cir
1976), cert denied 429 U S 983 (1976)
63
As the United States Court of Appeals for the Fourth
Circuit explained in Griffin
v. Auto
Workers, 469 F.2d
181, 183 (1972):
Without any hostile motive of discrimination and in
complete good faith, a union may nevertheless
pursue a course of action or inaction that is so un-
reasonable and arbitrary as to constitute a violation
of the duty of fair representation. A union may
refuse to process a grievance or handle the griev-
ance in a particular manner for a multitude of rea-
sons, but it may not do so without reason, merely at
the whim of someone exercising union authority.
But, as the Board stated in Teamsters Local 692 (Great
Western), 209 NLRB 446, 448 (1974):
.. . it is clear that negligent action or nonaction of
a union by itself will not be considered to be arbi-
trary, irrelevant, invidious, or unfair so as to consti-
tute a breach of the duty of fair representation vio-
lative of the Act. Something more is required. [Em-
phasis added.]
And, in Miller v. Gateway Transportation Co., 616 F.2d
272 (7th Cir.
1980), the Seventh Circuit Court, citing
Griffin stated:
We note also that the duty of fair representation is
of special importance when a grievance for wrong-
ful discharge is involved . As the Fourth Circuit
said, "A union must especially avoid capricious and
arbitrary behavior in the handling of a grievance
based on a discharge-the industrial equivalent of
capital punishment." Griffin v., Auto
Workers, 469
F.2d 191 (4th Cir. 1970).
The complaint alleges that the Respondent represented
Juan Dominguez, Julio Delgado, and Rogelio Rodriguez
in a grossly negligent manner at their arbitration by,
inter alia, engaging in the following conduct:
(a) failing to give proper notice of said arbitration
to employee Delgado so that he could participate in
his defense,
(b) proceeding with the arbitration on behalf of
Delgado and failing to respond to the Arbitrator's
inquiry as to whether or not he should rule upon
Delgado's discharge notwithstanding Respondent's
knowledge that Delgado had not received notice of
the arbitration;
(c) Failing to conduct a complete investigation
and to conduct a complete defense with respect to
all of the Employer's stated bases for the discharge
of the three named employees;
(d) failing to provide an interpreter and/or to
translate for the named discharged employees, who
did not speak English or understand English; and
(e) failing to present as witnesses any of the dis-
charged employees to testify as to the • circum-
stances which resulted in their discharges, notwith-
standing that they were the only witnesses compe-
tent to testify to said events and circumstances.
64
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The General Counsel alleges in her brief that:
[I]n the instant case, not only did Respondent fail
to conduct any investigation, but also failed to act
as advocate for the three employees once it was at
the arbitration. . . . In the instant case Respondent
either conducted no investigation, or if it did con-
duct one it only got the employer's version.63
Therefore, the only meeting which the three em-
ployees had with the Respondent which appeared
to have the look of an investigation was the one
which took place on May 19 when the three em-
ployees met with Torres at his office. . . . In view
of the fact that Respondent chose to completely
ignore the version of the facts which was presented
by the three employees, and to accept the uncorro-
borated version of the Employer, although there
were questions of credibility, the May 19 meeting
was tantamount to no investigation at all.
I do not agree.
The credited evidence shows that on 13 May 1986
after Dominguez, Delgado, and Rodriguez returned late
from lunch, Marshak asked Zapata and DeSilva to find
out the reason for their late return . On questioning these
employees it was disclosed that they had returned late
because of a flat tire experienced while driving to a res-
taurant to buy lunch. It should be remembered that De-
Silva is the Union's shop steward and presumably at the
shop to protect the interests and rights of union member
employees under the collective-bargaining agreement,
and I find nothing in the record to counter this . Torres
and DeSilva met with Marshak on 13 May 1986, after
DeSilva had apprised him of the Employer's intent to
discharge the three employees, and they sought to
change the Employer's mind about firing them.84 More-
over, DeSilva had previously attempted to save their
jobs on 13 May 1986 when he reported to Marshak what
the employees had told him and Zapata was the reason
for their late return, and DeSilva asked Marshak not to
fire them.65 On 19 May 1986, Dominguez, Delgado, and
Rodriguez met with Torres at the Union's office and re-
peated their account of what had occurred the previous
week leading up to their discharges.
Soon thereafter, Torres contacted the Union 's attor-
ney, Chetrick, and explained the circumstances of the
discharges of Dominguez , Delgado, and Rodriguez. Che-
es The General Counsel questions the validity of the testimony of
Torres and DeSilva that they met with the three employees on Fnday,
13 May 1986, and advised them that they might be fired and also "got
their version of what happened on May 13," as unsupported by the facts
since DeSilva later that day, after giving them their discharge letters,
told them to take the letters to the Union and speak to Torres However,
it is not implausible that DeSilva , even after he and Torres met with the
employees earlier that day, would tell them to take the letters to Torres
in order to have the Union process their grievances to arbitration, as
Torres in DeSilva's presence had advised Marshak and the employees
that the Union intended to do.
64 In Communications Workers Local 3217 (Southern Bell), 243 NLRB
85 (1979), the Board noted that the union had sought to have the disci-
pline imposed on the employee (suspension) lifted or reduced and consid-
ered this as part of the evidence that the union's efforts on behalf of the
employee "rose above a perfunctory and arbitrary treatment of the em-
ployee's matter " Also see Teamsters Local 355 (Monarch Foods), supra.
65 Ibid.
trick then contacted DeSilva and got his account of
what happened. Next Chetrick met with Torres at Che-
trick's office to review the discharges in the context of
the collective-bargaining agreement and to decide what
the Union's course of action would be. In view of the
admittedly poor lateness and absenteeism
records of
these three employees and mentioned in the Employer's
discharge letter, Chetrick suggested that the Union's
strategy at the arbitration be to oppose any attempt by
the Employer to rely on their poor attendance records as
justification for its discharge of the three employees as
being immaterial, on the grounds that the Respondent's
failure to grieve their prior incidents of lateness and/or
absences, in effect, amounted to a "satisfactory adjust-
ment" thereof within the meaning of the grievances and
arbitration clause of the collective-bargaining agreement
between the Employer and the Union . Therefore the
Union would maintain at the arbitration hearing that the
only issue presented therein for resolution was whether
the incidents involving overtime work on 12 May 1986,
and the employees late return from lunch on 13 May
1986, warranted and merited the extreme discipline of
discharge.66
Additionally, credited evidence shows that just prior
to the opening of the arbitration hearing on 10 Septem-
ber 1986, Chetrick met with Dominguez and then Rodri-
guez that morning and, with Torres interpreting, ob-
tained their account of what had occurred the week of
12 May 1986 leading up to their being fired on 16 May
1986. He also asked them about their attendance records.
Thus, except for Delgado, whose rendition of what had
occurred could reasonably be presumed to be the same
as that given by Dominguez and Rodriguez, and who
did not appear at the hearing, the Union had obtained
the stories of all the persons who were involved in or
privy to the events leading to the firing of the three em-
ployees and who could be considered as potential wit-
nesses at the arbitration hearing in the Union's behalf.
Under the circumstances present here, I cannot find
that the Union failed to conduct "any investigation .. .
or if it did conduct one it only got the employer's ver-
sion." Given DeSilva's account of what he observed and
heard of the conversation between Marshak , Zapata, Do-
minguez, Delgado, and Rodriguez on 13 May 1986
before the employees left for lunch, and his account of
what transpired after the employees returned late from
lunch,67 and having heard Torres and DeSilva repeat
66 Under the circumstances present in this case , I do not find Che-
trick's strategy as to how he would proceed at the arbitration to be so
arbitrary or unreasonable as to constitute gross negligence.
84 As indicated earlier, DeSilva was the Union's shop steward and pre-
sumably "on the Union's side" in the arbitration proceeding
Moreover,
the General Counsel offered no supportable evidence, nor do I find any
preponderance of evidence showing that the Union was antagonistic to-
wards these employees prior to and at the arbitration hearing , or that it
was motivated by the employees ' exercise of any protected concerted ac-
tivity, or that there was any personal hostility on the part of union offi-
cials towards them See Auto Workers Local 417 (Falcon Industries), 245
NLRB 527 (1979); Buffalo Newspaper Guild Local 26 (Buffalo Courier),
220 NLRB 79 (1975), Electronic Workers Local 485 (Automotive Plating
Corp), 170 NLRB 1234 (1968)
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
65
what these employees had told them had happened re-
garding their discharges, the Union and Chetrick could
reasonably conclude as to what had actually occurred,
notwithstanding any discrepancies in the employees' ac-
count thereof or any change in their stories subsequently.
I do find that the General Counsel has failed to sustain
its burden of showing that the Respondent's investigation
of the three grievants' matter in this case was perfuncto-
ry or careless.68
With regard to the allegation in the complaint that the
Respondent failed to present as witnesses any of the dis-
charged employees to testify as to the circumstances that
resulted in their discharges "notwithstanding that they
were the only witnesses competent to testify to said
events and circumstances," I do not agree that this con-
stituted "gross negligence" or "arbitrariness." As stated
by the Board in Teamsters Local 542 IBT (Golden Hill
Hospital), 223 NLRB 533 (1976):
In presenting the case to the arbitrator, the attorney
supplied by the Union at all times represents the
union as well as the grievants. It is for the attorney
to determine what evidence is to be presented in
support of the claim that the employer has violated
the contract. A grievant has no special right to dic-
tate what arguments are to be made or what testi-
mony is to be sought.
The arbitration was conducted in a "very informal"
manner as acknowledged by Knowlton, the arbitrator.69
Marshak and the Respondent's attorney presented the
Employer's side of what occurred in the form of un-
sworn statements as testimony. Although Chetrick did
ask questions of Marshak regarding his assertions, there
was not the give and take of direct and cross-examina-
tion under oath. The Union presented its version of what
11 San Francisco
Web Pressmen Local 4 (San Francisco Newspaper),
supra, Plumbers Local 195 (Stone & Webster), 240 NLRB 504 (1979) Con-
trast, Service Employees Local 579 (Beverly Manor), supra, cited in the
General Counsel's bnef
The General Counsel in her brief also points to the fact that the Re-
spondent did not request and inspect the timecards and/or work history
of all the Employer's employees or to compare the three discharged em-
ployees' lateness records with those of other employees whose latenesses
were equal to or greater in number, as evidence of the Respondent's "ar-
bitrary" and grossly negligent handling and processing of the grievances
of the three discharged employees Again I do not agree While it might
be anticipated that the Employer would submit the attendance records of
Dominguez, Delgado, and Rodriguez at the arbitration hearing to bolster
its justification for discharging these employees , and it may be argued
that in the interest of thorough preparation for the arbitration hearing the
better course of action might have been to counter this with the similarly
poor or worse attendance records of other employees especially in the
refinishing department , this might well constitute hindsight
Chetnck's
strategy and presentation of the grievants' case at the arbitration was
based on a reasonable determination that
they had been discharged
mainly because of what occurred on 12 and 13 May 1986, the failure of
Dominguez and Rodriguez to work overtime that Monday, and all three
employees late return from lunch on Tuesday His apparently spirited at-
tempts to preclude the Employer from offering evidence at that hearing
of their attendance records, as being irrelevant and immaterial , was con-
sistent therewith While another lawyer might have proceeded somewhat
differently in the arbitration matter, this does not mean that Chetrick's
handling of it, as he did, constituted gross negligence , or was "arbitrary"
in nature
89 Without intending any criticism , the arbitrator is the person charged
with the proper course and conduct of an arbitration hearing, procedural-
ly.
happened similarly, with Chetrick making its main pres-
entation in the form of a comprehensive statement in de-
fense of the grievants. Thereafter, although not too clear
in the instant record, the Respondent's attorney asked
questions of both Torres and DeSilva. This was in truth
and fact a "very informal" arbitration hearing.
Moreover, although Dominguez and Rodriguez were
presumably the most knowledgeable witnesses to the
events that transpired, having been participants therein,
DeSilva also had first-hand knowledge of what had hap-
pened and, additionally, Torres possessed material and
relevant information as to what had transpired by virtue
of his investigation of the grievances of these employees.
Importantly, because DeSilva's account of what he heard
and observed was significantly contrary in part to the
grievants' story of what occurred on 12 and 13 May
1986, Chetrick's decision not to call Dominguez and Ro-
driguez as witnesses at the arbitration does not appear to
be so "arbitrary" and grossly negligent as to constitute a
perfunctory treatment of the conduct of their grievance
I do not find this to constitute a violation of the Re-
spondent's duty of fair representation and therefore vio-
lative of the Act.7 °
The complaint also alleges that the Respondent failed
"to provide an interpreter and/or to translate for the
named discharged employees, who did not speak English
or understand English." The question of an interpreter
was raised by the arbitrator at the hearing However, I
believe that this was brought up in the context of the
need for an interpreter in the event Dominguez or
Rodriguez were to be called as witnesses or to give
statements. Chetrick told Knowlton that Torres was bi-
lingual and could act as an interpreter if need be. Che-
trick's decision not to have them make statements negat-
ed this. As to Torres' failing to advise Dominguez and
Rodriguez concerning what was being said, because the
hearing was being conducted in English, there is some
testimony in the record that Torres did on occasion
"lean over" and speak to Dominguez in Spanish. Howev-
er, Torres' testimony concerning this was inconsistent
and unclear,71 and I believe actually that he said little to
them by way of translating what was being said in Eng-
lish at the arbitration.72 My own observation of Domin-
guez and Rodriguez during the instant hearing was that
they do understand some English, enough to be general-
ly aware of what goes on around them, but insufficient
70 Chetnck also offered as explanation , for not calling Dominguez and
Rodriguez as witnesses or to have them make statements at the arbitra-
tion hearing, that this would have opened "a Pandora's box" of testimony
involving their latenesses and/or absences that he did not want to happen
and that would be contrary to his "trial plan" therein That someone else
would have proceeded differently in the presentation of a gnevant's case
is no reason for finding that an attorney's own handling thereof was "ar-
bitrary" or "perfunctory "
71 In his sworn statement given to a Board agent , Torres denied that
Dominguez had asked him to translate what was occurring at the arbitra-
tion hearing, although he did testify herein that both Dominguez and Ro-
driguez had done so I did not believe Torres in this instance
72 However, a detailed interpretation of what was going on during the
course of the actual proceedings, while Torres Dominguez and Rodri-
guez were in the hearing room, might well have caused some disruption
of the hearing, annoyance to the other parties there, or possibly conflict
with Torres' absorption and attention regarding what was going on In
truth this is conjecture on my part as an aside only
66
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
to provide comprehension of the technicalities and nu-
ances present in an administrative proceeding or were
they to be required to testify therein . This is not to say
that perhaps Torres should have attempted to translate in
brief in general terms what was being said and/or occur-
ring at the time. Be that as it may, I do not find this
omission on the part of the Union to rise to the level of
"grossly negligent" behavior or to constitute such unrea-
sonable or arbitrary conduct as to be violative of the Re-
spondent's duty of fair representation.
From all the foregoing, I find and conclude that the
General Counsel has failed to meet her burden of estab-
lishing that the Respondent breached its duty of fair rep-
resentation regarding Juan Dominguez and Rogelio Ro-
driguez by its "arbitrary" and/or perfunctory processing
of their grievances.
I therefore recommend that the
8(b)(1)(A) allegations in the complaint regarding them be
dismissed.7 3
The complaint alleges, in addition to the Respondent's
failure to conduct a complete investigation and a com-
plete defense, etc., regarding Dominguez, Delgado, and
Rodriguez, as hereinbefore discussed, that the Respond-
ent also breached its duty of fair representation by failing
to give proper notice of the arbitration hearing to Del-
gado, by proceeding with the arbitration on his behalf al-
though he was not present at the hearing, and by failing
to respond to the arbitrator's inquiry whether Delgado
should be included in any award notwithstanding that it
knew that Delgado had not received notice of the arbi-
tration date and place of hearing.
The record evidence shows that the Respondent sent
Delgado written notice of the date, time, and place of
the arbitration hearing but it was returned to the Union
with the notation that Delgado was "Not Known" at the
address indicated on the envelope enclosing the letter.
The Respondent had addressed this letter to the address
that Delgado had given it for receipt of mail, but had
failed to include his apartment number .74 Moreover, the
Respondent attempted to contact him by telephone sev-
eral times at his sister's apartment, because Delgado has
no phone of his own, but to no avail because no one an-
swered the telephone . Thus the Respondent did make
reasonable efforts to contact Delgado to apprise him of
the arbitration hearing.75
79 San Francisco
Web Pressmen Local 4 (San Francisco Newspaper),
supra; Plumbers Local 195 (Stone & Webster), supra, Teamsters Local 355
(Monarch Foods), supra; Teamsters Local 542 (Golden Hill Hospital), supra.
Contrast, Service Employees Local 579 (Beverly Manor),
supra; P & L
Cedar Products, supra. Moreover, the General Counsel's additional reli-
ance on
Teamsters Local 705 (Associated Transport),
209 NLRB 292
(1974), in support of her contentions appears misplaced . The Board in As-
sociated Transport found that a union violated its duty of fair representa-
tion because its representative openly stated at the hearing that he be-
lieved that the grievance had no meal I do not find analogous to this
statement, under the circumstances present in this case, and as alleged by
the General Counsel, that by failing to conduct any investigation , by fail-
ing to call the grievants as witnesses, and by failing to provide "any
translator for them at the arbitration ," the Respondent, "in effect, told
the arbitrator that the grievance of these three employees had no merit."
74 There is no evidence in the record to explain why a letter correctly
addressed to someone was undeliverable because the apartment number
was not included therein. Many explanations suggest themselves but none
are supported herein
78 Although it was the obligation of the Union to advise Delgado of
the arbitration , I have wondered why Dominguez and/or Rodriguez did
The more troublesome fact, however, is the failure of
the Respondent, through its attorney , Chetrick, or repre-
sentative, Torres, to apprise the arbitrator that Delgado
had not received notice of the arbitration hearing, ac-
counting for his failure to appear at the hearing . Torres
was aware of the returned undelivered notice letter and
the unanswered telephone calls and Chetrick testified
that it was on 10 September 1986, the day of the hearing,
that he first learned that Delgado had not received
notice of the arbitration. Instead, Chetrick told Arbitra-
tor Knowlton that Delgado was not present, that he did
not know where he was, and that he agreed to proceed
with the arbitration hearing without his presence because
Delgado's story was "exactly the same " as the other
grievants, Dominguez and Rodriguez, who were there.
Although Knowlton testified that the Union had in-
formed him that all three grievants had been given
notice of the hearing, his recollection of what occurred
at the arbitration seemed at times unclear and he admit-
tedly did not recall fully regarding what had transpired
therein. However, Chetrick did indicate to Knowlton
that the Union would seek to contact Delgado and find
out if "[Delgado] wants to be a party to this arbitration
and be bound."7 s
Additionally bothersome is the Respondent's failure to
advise the arbitrator that Delgado had been absent from
work on Monday, 12 May 1986 , when Dominguez and
Rodriguez were asked by the Employer to work over-
time. In view of Knowlton's testimony that his award
might have been different if he heard testimony "con-
trary to what's in this [dismissal] letter," this piece of in-
formation might well have had a mitigating effect on the
arbitrator's decision regarding Delgado."
As set forth earlier, a union breaches its statutory duty
of fair representation when its conduct toward a member
of the collective-bargaining unit is arbitrary, discrimina-
tory, or in bad faith -78 There seems to be no contention
in this case nor does the evidence support a finding that
the Respondent acted in bad faith or out of hostility to-
wards Delgado, or as found before, towards Dominguez
and Rodriguez . However, the Respondent's duty of fair
representation also encompasses an obligation to deal
fairly with employees in taking certain actions or refrain-
ing therefrom.79 Therefore, the key question in this in-
siance is whether the Respondent has engaged in "arbi-
trary conduct" regarding Delgado. As both the courts
and the Board have held, for union action or nonaction
to be considered arbitrary and, therefore, a breach of the
duty of fair
representation in violation of Section
not contact Delgado about the hearing , especially in view of the admitted
fact that all three were close friends and Dominguez called Rodriguez on
the morning of the arbitration to make sure he was going to be present.
This suggests the possibility that they too would have trouble contacting
him as the Union had experienced . Be that as it may, the responsibility of
advising the grievants of the date, time, and place of the arbitraton hear-
ing remained with the Respondent.
18 1 am aware that under these circumstances Chetrick 's remarks could
be construed as being somewhat misleading to the arbitrator at the time
" This would appear to be more than mere conjecture because the ar-
bitrator's award upheld the validity of Delgado 's discharge on the merits.
78 Teamsters Local 355 (Monarch Foods), supra, Carpenters Local 1104
(Law Ca), 215 NLRB 537 (1974).
7 ° Teamsters Local 355 (Monarch Foods), supra.
FURNITURE WORKERS LOCAL 76B (OFFICE FURNITURE)
8(b)(1)(A) of the Act, "something more than mere negli-
gence is required."80 "Mere negligence" standing alone,
does not constitute arbitrary conduct.81 And as previous-
ly set forth, the issue is not whether the Respondent dis-
charged its obligations with maximum skill and adept-
ness; but whether in undertaking its efforts, it dealt
fairly. The duty of fair representation does not require
that every possible option be exercised or that a griev-
ant's case be advocated in a perfect manner.82
Therefore, whether I consider that the Respondent
handled Delgado's grievance at the arbitration hearing in
an inept manner, or used poor judgment therein, or was
negligent, or exhibited a "lack of sensitivity" in its han-
dling of the matter, I do not believe that its conduct was
so "arbitrary" or egregious as to warrant a finding that
the Union failed in its duty to fairly represent Delgado,
nor has the General Counsel sustained its burden of
proving so.83 Moreover, a review of the entire record
fails to disclose circumstances that constitute the "some-
thing more than mere negligence" necessary to convert
the negligent act or omission on the Respondent's part
into a violation of the Act.
As the Board stated in Office Employees Local 2, 268
NLRB 1353 (1984):
Exactly when conduct constitutes "something more
than mere negligence" is not susceptible to precise
definition. This is so because, as noted above, the
totality of circumstances in each case must be exam-
ined and evaluated.
The Board in Office Employees Local 2 then reviewed
various cases where the requisite "something more" or
"arbitrariness" was present. In each of these cases the
Board found the "something more" in a union 's hostility
toward the grieving employee ,84 or a willful deception
of the employee,85 or a conflict between a union official
Bo Teamsters Local 692 (Great Westeri), supra
81 Ibid
81 Teamsters Local 355 (Monarch Foods), supra
83 Id at in 73
84 pacific Coast Utilities Service, 238 NLRB 599 (1978)
85 Auto Workers Local 417 (Falcon Industries), 245 NLRB 527 (1979)
Also see Groves-Granite, 229 NLRB 56 (1977 ), in which the union dispar-
67
and the employee,86 or a union attempted to cause an
employee to forfeit his senority rights on a groundless
basis and in contravention of the collective-bargaining
agreement.8 7
In this context and with the facts present in this case, I
fail to find the circumstances that would constitute the
"something more than mere negligence" necessary to
convert the Respondent's acts or omissions into a viola-
tion of Section 8(b)(1)(A) of the Act.88 Accordingly, I
recommend the dismissal of the 8(b)(1)(A) allegations in
the complaint regarding Julio Delgado.
Based on all the foregoing, I recommend that the com-
plaint be dismissed in its entirety.
CONCLUSIONS OF LAW
1. The Respondent, Amalgamated Industrial Union,
Local 76B and its Divisions, Local 92-Local 76 (Local
76B Division) of the United Furniture Workers of Amer-
ica, AFL-CIO, is a labor organization within the mean-
ing of Section 2(5) of the Act.
2. Office Furniture Service, Inc. is an employer en-
gaged in commerce within the meaning of Section 2(2),
(6), and (7) of the Act.
3. The Respondent has not violated the Act as alleged.
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed89
ORDER
The complaint is dismissed in its entirety.
aged the employee , harbored personal hostility, and willfully deceived
the employees Also see Teamsters Local 814 (Beth Israel Medical), 281
NLRB 1130 (1986)
86 Electrical Workers Local 485 (Automotive Plating),
170 NLRB 1234
(1968)
8' Miranda Fuel Co, 140 NLRB 181 (1962), enf denied 326 F 2d 172
(2d Cir 1963)
66 Office Employees Local 2, supra
81, If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations ,
the findings,
conclusions,
and recommended
Order shall , as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses