290 NLRB 86
American Broadcasting Co
86
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
American Broadcasting Company; Brighton Produc-
tions, Inc.; CBS Inc.; Century Towers Produc-
tions, Inc.; Columbia Pictures Industries, Inc.;
Walt Disney Pictures; T.A.T. Communications
Company d/b/a Embassy Television; Embassy
Productions, Inc.; The Leonard Goldberg Com-
pany; Hanna-Barbera Productions, Inc.; Lori-
mar Productions, Inc.; Metromedia Producers
Corporation; MGM/UA Entertainment Compa-
ny; MTM Enterprises, Inc.; National Broad-
casting Company, Inc.; NBC Productions, Inc.;
Orion Pictures Distribution Corporation; Orion
Television; Orion Television T.V. Productions,
Inc.; Paramount Pictures Corporation; Aaron
Spelling Productions, Inc.; Tandem Communica-
tions, Inc.; Twentieth Century Fox Film Corpo-
ration;
Universal City
Studios,
Inc.;
Viacom
Productios, Inc.; Warner Bros., Inc.; Alliance of
Motion Picture and Television Producers and
Writers Guild of America, West, Inc. Case 31-
CA-15121
July 29, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND BABSON
On June 30, 1986, Administrative Law Judge
Earldean V.S. Robbins issued the attached deci-
sion. The Respondents filed exceptions and a sup-
porting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, and
conclusions only to the extent consistent with this
Decision and Order.
The judge found that the Respondents violated
Section 8(a)(5) and (1) of the Act by refusing to
furnish the Union with the following requested in-
formation:
1. The number of writers age 40 and over;
2. The number of writers with physical
handicap [sic]; and
3. For each category of writers (i.e., Cauca-
sian, ethnic minority group, male, female, over
40,
or
physically
handicapped)
employed
during the fourth quarter of 1984 and the first,
second and third quarters of 1985 under the
1981 basic agreement in television , an indica-
tion of job classification (i.e., freelance story
assignment,
freelance
first
draft
assignment,
staff
writer,
staff story editor, or staff
writer/producer.)
The Respondents contended, inter alia, that the
General Counsel should be estopped from relitigat-
ing the issues raised by the complaint as they had
been resolved in a prior arbitration proceeding con-
cerning an earlier request for information by the
Union. The Union contended that , in addition to
sex and ethnicity data, it is statutorily entitled to in-
formation regarding age and physical handicap
status, and job classifications of unit employees.
The judge found that the arbitrator's decision had
preclusive effect only to the extent set forth in the
Board's deferral to arbitration policy. She then re-
jected deferral because she found that the issues
before the Board were not the issues before the ar-
bitrator as required by the Board's standards for
deferral set forth in Spielberg Mfg. Co., 112 NLRB
1080 (1955), and Olin Corp., 268 NLRB 573 (1984).
We disagree.
The facts are more fully set forth in the judge's
decision. Briefly stated they demonstrate that the
Respondents and the Union have been parties to a
collective-bargaining
agreement at all
material
times.' The 1981 collective-bargaining agreement
between the Respondents and the Union contained
a grievance-arbitration procedure that culminated
in final and binding arbitration . The agreement also
contained a "Non-Discrimination" provision, arti-
cle 38, which provides in relevant part:
ARTICLE 38-NON-DISCRIMINATION
A. Policy
1... there shall be no discrimination due to
sex,
age,
race,
religion,
sexual
preference,
color, national origin, or physical handicap.
C. Human Resources Coordinating Committee
The Companies and the Guild shall establish
a Human Resources Coordinating Committee
which shall meet upon request of either party.
... The purpose of this Committee is as fol-
lows:
1. to establish the Data Submission Program
and to analyze and review employment data
submitted thereunder . .. .
4. to explore and consider additional pro-
grams the primary purpose of which would be
to enhance and expand employment in writing
capacities for members of minority groups in
the motion picture and television industry.
' The Respondents and the Union were parties to a collective -bargain-
ing agreement that was effective from March 17 , 1981 to February 18,
1985 Thereafter, the parties negotiated a successor agreement . Although
at the time of the hearing the parties' 1985 drafting committee had not
completed its task , the judge found that during the 1985 negotiations
there were no significant changes made in art 38, discussed below
290 NLRB No. 15
i
AMERICAN BROADCASTING CO
D. Data Submission Program
1. The Company shall submit to the Guild
within 30 days after receipt of a written re-
quest by the Guild (but not more frequently
than once a calendar quarter) a report of the
sex and ethnicity of writers employed by Com-
pany under this Agreement during the preced-
ing calendar quarter.
Commencing with the fourth quarter of 1982 and
continuing through 1983 and the first three quar-
ters of 1984, the Union asked the Respondents for
information regarding the sex and ethnicity of writ-
ers they employed, as well as additional informa-
tion on employment patterns, i.e., a breakdown of
the sex and ethnicity data by job classifications.
Only one of the Respondents complied with these
requests.
Further, during the first 3 months of 1983, the
Human
Resources
Coordinating
Committee
(HRCC) established by article 38 of the contract
met on a number of occasions to negotiate con-
cerning the data submission program referred to ,in
that article. During the HRCC meetings, the Union
initially demanded that the Respondents provide it
with information on physical handicap and age, in
addition to sex and ethnicity. The Union also
sought information about the nature of the unit em-
ployees' employment, a description of the project
(title and production number), and the specific job
assignment (e.g., story, first or second draft, staff
writer, story editor, writer/producer) of the unit
employees by sex, ethnic group, age, and handicap
status.
The Respondents' representatives objected to
furnishing any data other than sex and ethnicity,
and in
February 1983 the Union dropped its
demand that the data submission program include
age and handicap information. The record shows
that the HRCC negotiations broke down in March
1983 because the parties disagreed on whether the
information supplied-beyond sex and ethnicity
data-would be treated as confidential within the
HRCC.
Faced with the Respondents' continued refusal
to comply with its requests for sex and ethnicity in-
formation, the Union filed a grievance and ulti-
mately in 1984 the parties participated in an arbitra-
tion proceeding with respect to the Respondents'
obligation to furnish the Union with such informa-
tion under article 38 of the contract.2
2 On October 20, 1983, the Union filed an unfair labor practice charge
in Case 31-CA-13606 alleging, inter alia, that the Respondents failed to
provide the Union with necessary and relevant information for it to en-
force and administer art 38 of the contract Thereafter, the Respondents
and the Union agreed to arbitrate the dispute and the Regional Director
deferred the charge pursuant to the Board's arbitration deferral policy in
Dubo Mfg Corp, 142 NLRB 431 (1963) Subsequent to the arbitrator's
87
The Respondents contended in that proceeding
that they had no contractual obligation to furnish
the requested data because the data submission pro-
gram had never been established in accordance
with article 38. The arbitrator's decision noted that
the controversy stemmed from the apparent con-
flicting requirements of article 38.C.1 and article
38.D.1 of the 1981 collective-bargaining agreement.
The arbitrator then determined, after reviewing the
parties' bargaining history with respect to article 38
and the article 38 language itself, that the Respond-
ents were obligated under article 38.D.1 of the
contract to submit the sex and ethnicity data re-
quested by the Union. In so concluding, the arbi-
trator found that the establishment of the data sub-
mission program was self-executing and, therefore,
the Respondents' obligation to furnish sex and eth-
nicity data required by article 38.D.1 was not con-
tingent on the HRCC's establishment of a data sub-
mission program. He further concluded, however,
that this determination did not render the "to estab-
lish"
language
of
article
38.C.1
meaningless.
Rather, he concluded that
Article 38.C.1 contemplates a Data Submission
Program that includes sex and ethnicity data at
the minimum, but that may also be expanded
to include other data, as determined by the
Coordinating Committee. In this sense, Article
38.D.1 parallels the authority of the Coordi-
nating Committee set forth in Article 38.C.4
namely to explore and consider additional pro-
grams. . . .
The arbitrator held, however, that the Respond-
ents' failure to submit the requested information, in-
cluding sex and ethnicity data, was not "unjusti-
fied" within the meaning of the liquidated damages
provision of the collective-bargaining agreement,
since the Union's request extended far beyond sex
and ethnicity data to include a breakdown by job
classification. Thus, the arbitrator emphasized that,
absent
a
data
submission
program negotiated
through the HRCC, the Respondents were not ob-
ligated to provide any information beyond the sex
and ethnicity of unit employees. He added, howev-
er, that the Union did not waive its right to the sex
and ethnicity data by requesting the additional in-
formation on employment patterns.
The alleged unfair labor practice here involves
the
Respondents' refusal to comply with the
Union's requests subsequent to the arbitration
award for information pertaining to the age, physi-
cal handicaps, and job classifications of unit em-
ployees for the fourth quarter of 1984 and the first
award , the Regional Director dismissed the charge because "the issues al-
leged were resolved in the Arbitral forum "
M
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
three quarters of 1985, a time period not covered
by the arbitration award . As such, the information
requests at issue here, as the requests considered by
the arbitrator, seek data beyond the sex and ethnic-
ity of unit employees.
It is well settled that an employer has an obliga-
tion to supply requested information that is reason-
able and necessary to the exclusive bargaining rep-
resentative's responsibilities. NLRB v. Acme Indus-
trial Co., 385 U.S. 432 (1967); NLRB v. Truitt Mfg.
Co., 351 U.S. 149 (1956). A union, however, may
contractually relinquish a statutory bargaining right
if the relinquishment is expressed in clear and un-
mistakable terms. Metropolitan Edison Co. v. NLRB,
460 U.S.
693
(1983);
Clinchfeld Coal Co.,
275
NLRB 1384 (1985); Timken Roller Bearing Co., 138
NLRB 15, 16 (1962). In United Technologies Corp.,
274 NLRB 504 at 507 (1985), the Board noted with
approval the following language of the court in
Chesapeake & Potomac Telephone Co. v. NLRB, 687
F.2d 633, 636 (2d Cir. 1982), enfg. 259 NLRB 225
(1981):
[N]ational labor policy disfavors waivers of
statutory rights by a union and thus a union's
intention to waive a right must be clear before
a claim of waiver can succeed . Waivers can
occur in any of three ways : by express provi-
sion in the collective-bargaining agreement, by
the conduct of the parties (including past prac-
tices, bargaining history, and action or inac-
tion), or by a combination of the two . The lan-
guage of a collective bargaining agreement
will effectuate a waiver only if it is "clear and
unmistakable" in waiving the statutory right.
[Citation omitted.]
With these principles in mind, we have examined
article 38 of the collective-bargaining agreement
and the parties' bargaining history regarding article
38. In agreement with the findings and the ration-
ale of the arbitrator, we conclude that the parties
contractually agreed that sex and ethnicity data
was the minimum information that the Respondents
must supply to the Union under article 38. We also
find that the parties agreed that the minimum infor-
mation that the Respondents must supply to the
Union under article 38 could be expanded to in-
clude additional data as determined by the HRCC.
As mentioned above, however, the record shows
that the parties agreed during HRCC negotiations
that the Respondents would not be required to
submit age and handicap data. On the basis of the
foregoing, we conclude that article 38 constitutes a
waiver of whatever statutory right the Union
might otherwise have to the information involved
here. We find that the Union assigned to the
HRCC whatever right it may have to article 38 in-
formation in addition to sex and ethnicity data in
exchange for the Respondents' commitment to re-
solve the Union's further entitlement to article 38
information through the HRCC . Although that
forum may not have produced the desired results
from the Union's point of view, the failure to
produce these results does not allow the Union to
obtain through the Act data that it had bargained
over and otherwise contractually provided for in
its collective-bargaining agreement.3 Hearst Corp.,
113 NLRB 1067 (1955).
In Olin, the Board reaffirmed its commitment to
the standards set forth in Spielberg, which held that
the Board would defer to an arbitration award
where the proceedings appear to have been fair
and regular, all parties have agreed to be bound,
and the decision of the arbitrator is not clearly re-
pugnant to the purposes and policies of the Act. In
addition, the Board in Olin also clarified the Rayth-
eon Co.4 requirement that the arbitrator must have
considered the unfair labor practice issue for defer-
ral to be appropriate . Under the standard set forth
in Olin, an arbitrator has adequately considered the
unfair labor practice issue if the contractual issue is
factually parallel to the unfair labor practice issue,
and the arbitrator was presented generally with the
facts relevant to resolving the unfair labor practice.
We find that deferral is appropriate here because
the contractual issues involved in the arbitration
proceeding are factually parallel to the statutory
issue and the arbitrator adequately considered the
alleged unfair labor practice at issue here . In this
regard, the resolution of both the contractual issue
and the unfair labor practice allegation is contin-
gent on the factual finding of whether the Re-
spondents were obligated to furnish the Union with
information in addition to sex and ethnicity data.
Although the issue framed to the arbitrator may
have limited the question only to the Union's right
to sex and ethnicity data, in resolving that and re-
lated damages issues the arbitrator considered the
broader issue of the scope of article 38 . He thus
concluded that the contract "contemplates a Data
Submission Program that includes sex and ethnicity
at the minimum, but that may also be expanded to
include other data as determined by the Coordinat-
ing Committee [emphasis added]." Thus, the arbitra-
tor found that under article 38 the Union was enti-
tled to sex and ethnicity data, but that the Union
was entitled only to such additional information as
the HRCC determined . That finding necessarily in-
volves consideration of the same factual question
' We note that there is no contention, and the evidence does not estab-
lish, that the failure of the HRCC to meet after March 25, 1983, was due
to any bad faith by the Respondents
4 140 NLRB 883 (1963).
AMERICAN BROADCASTING CO
presented by the complaint in this case, i.e., the
extent of the Respondents' obligation to furnish in-
formation in connection with the contractual non-
discrimination provision. Accordingly, we find that
the arbitrator addressed the precise issue raised
here of whether the Union is entitled to informa-
tion in addition to sex and ethnicity data.
We also find that the parties presented the arbi-
trator with the facts relevant to resolve the instant
unfair labor practice issue. Thus, a review of the
arbitrator's decision shows that he was presented
with virtually the same evidence in support of the
contractual issues before him as was subsequently
presented by the parties to the judge, i.e., the histo-
ry of the 1981 bargaining with respect to article 38,
the parties' negotiations through the HRCC regard-
ing the nature and type of data to be submitted,
and the article 38 language itself.5 The arbitrator
was aware that the arbitration proceeding before
him arose from a deferred unfair labor practice
charge filed by the Union which, like the instant
charge, alleged that the Respondents' refusal to
furnish article 38-related information was in viola-
tion of the Act. Accordingly, as we find that the
contractual issues are factually parallel to the statu-
tory issue here and that the parties presented the
arbitrator
with facts relevant to resolving the
issues,6 we are satisfied that the alleged unfair
labor practice raised by the complaint was ade-
quately considered by the arbitrator, and we shall
defer to the arbitration award.7 Accordingly, we
find that the Respondents did not violate the Act
by failing to furnish the requested information to
the Union.8
5 The sole exception appears to be the evidence as to the parties' subse-
quent 1985 negotiations
As found by the judge, that evidence demon-
strates that during the 1985 negotiations there was some discussion within
the art 38 subcommittee whether the HRCC was a viable committee to
continue in existence There were no proposals made to expand the data
submission program Although at the time of the hearing in this case the
drafting committee had not completed its task, the judge found that the
working draft demonstrated that there were no significant changes made
in art 38
6 See Chevron, USA, Inc, 275 NLRB 949 (1985), and Furr's Inc, 264
NLRB 554 (1982), in which the Board found deferral to prior arbitration
awards appropriate under Spielberg In those cases, although prior arbitra-
tion awards involved employees different from those named in the Board
proceedings, the Board found deferral appropriate because the arbitration
proceedings involved the same contractual questions and legal issues as
presented in the unfair labor practice complaints Compare Litton Sys-
tems, 283 NLRB 973 (1987), in which the Board refused to defer to a
prior arbitration award because factual developments occurring after the
award gave rise to new issues and the charging party union took a posi-
tion different from that which it had taken in the arbitration proceeding
Unlike in Litton, here the Union's information request raises the same
issues and contentions as raised in the arbitration proceeding
' There is no contention that the proceedings were not fair and regu-
lar, that all parties had not agreed to be bound , or that the arbitrator's
award is repugnant to the Act
8 We find it unnecessary to reach the Respondents' argument that the
parties agreed that the art 38 information would be correlated by the
single job classification of "writer," and not by the breakdown of writing
89
ORDER
The complaint is dismissed.
CHAIRMAN STEPHENS, dissenting.
I would affirm the judge's finding of a violation
in this case because I do not regard the statutory
and contractual issues as factually parallel, with the
consequence that I find deferral inappropriate. Nei-
ther do I find evidence sufficient to establish that
the Union clearly and unmistakably waived its stat-
utory right to the information at issue.
Because the collective-bargaining agreement had
a nondiscrimination clause prohibiting discrimina-
tion on a number of grounds, including sex, ethnic-
ity, age, and physical handicap, the Union had the
right, under our Act, to request and obtain infor-
mation on these work force characteristics.) That
right is not dependent on any contractual provision
guaranteeing the right to such information.2 Thus,
the arbitrator's decision regarding the provision of
contractually guaranteed information on sex and
ethnicity does not determine any rights the Union
enjoyed under the Act to this or any additional in-
formation unless it can be said that the arbitrator
determined that the
Union had contractually
waived entitlement to such information.3 Because it
seems clear that the arbitrator was not asked to,
and did not, decide whether the Union waived stat-
utory rights in this matter, there is no factually par-
allel decision, required under Olin, to which we
can defer in this regard.'
With respect to the waiver question now before
us, I would have no trouble finding a waiver to in-
formation beyond that contemplated in the provi-
sions of the agreement relating to information bear-
ing on the nondiscrimination provision if the data
submission program had worked as the parties ex-
pected. The parties clearly contemplated using the
Human Resources Coordinating Committee as the
forum for working out the scope and format of
submission of data other than sex and ethnicity.
assignments within that classification as called for in the Union's data re-
quest
' The Respondents do not challenge the judge's finding, with which I
agree, that the information requested is relevant to the Union's obligation
to monitor compliance with the nondiscrimination clause However, they
do argue, on relevance grounds, that the Union is not entitled to the in-
formation in the format requested, i e , statistically categorized by job
classifications I agree with the judge, for the reason set out by her, that
this argument has no merit
2 NLRB v Acme Industrial Co, 385 U S 432 (1967)
9 Globe-Union Inc, 233 NLRB 1458, 1460 (1977)
4 Moreover, even assuming that deferral is appropriate with respect to
the Union's request for sex and ethnicity data considered by the arbitra-
tor, in no event is deferral proper with respect to requests for the same
or additional information made subsequent to the arbitrator's award, be-
cause (I) it is by definition not possible to pass on the propriety of re-
quests made in futuro, and (2) the arbitrator did not retain jurisdiction for
the purpose of resolving future disputes over requests for information
Kroger Co, 226 NLRB 512, 513 fn 6 (1976)
90
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Thus, the Union was bound to seek to obtain infor-
mation on age and physical handicap through that
channel, and it waived any statutory right to
demand such information directly from the Re-
spondents, at least so long as that committee was
functioning for that purpose. The Union and the
Respondents did seek to resolve their differences
through that committee but, owing to a disagree-
ment over confidentiality provisions, that arrange-
ment simply broke down .
I do not view the
Union's agreement to channel such information re-
quests through that committee as an unequivocal
waiver of its statutory right to information relevant
to contract monitoring that survives the channel's
breakdown. Because the existence of a functioning
committee was an express expectation of both par-
ties when they negotiated the waiver, the Union is
now entitled to rescind the waiver and revert to its
statutory right in seeking relevant information.
Neither do I find the Union's act of dropping its
demand for information on age and physical handi-
cap, while committee negotiations were still viable,
a waiver of its right to that information once it was
clear that no agreement was going to be reached.
Had the parties reached an agreement on data sub-
mission reports that excluded such information, of
course, waiver could properly be found.5
In sum, I reach the following conclusions : (1) the
Union's request for information on writers' sex,
ethnicity, age, and physical handicap was a request
for information relevant to monitoring the contrac-
tual nondiscrimination prohibition; (2) although the
arbitrator was aware of the then pending unfair
labor practice charges, he did not consider any
issue other than the Union's entitlement to informa-
tion under the contractual provisions; (3) the Union
did not waive its statutory right to such informa-
tion in the event the Human Resources Coordinat-
ing Committee was unable to produce an agree-
ment. For these reasons, I would find that the Re-
spondents violated Section 8(a)(5) and (1) of the
Act by not supplying the requested information
after the committee process broke down.
a My colleagues are correct that Hearst Corp., 113 NLRB 1067 (1955),
is authority for finding waiver where the abandonment of a demand, after
full bargaining, is reflected in a final agreement . Here, to the contrary, no
such agreement was ever reached on which the parties could rely for sta-
buizmg the bargaining relationship with respect to rights to information.
Ann Reid Conrin, Esq., for the General Counsel.
Richard Moreno, Esq., of Hollywood, California, for Re-
spondent American Broadcasting Company.
John Turner, Esq., of Sherman Oaks, California, for Re-
spondent Members of the Alliance of Motion Picture
and Television Producers.
Sandra Gorham, Esq., of Los Angeles, California, for Re-
spondent CBS, Inc.
Edward Reitkopp, Esq., of Burbank, California, for Re-
spondent NBC Productions, Inc.
Michael R.
White, Esq., of Los Angeles, California, for
the Charging Party.
DECISION
STATEMENT OF THE CASE
EARLDEAN V.S. ROBBINS, Administrative Law Judge.
This matter was heard before me in Los Angeles, Cali-
fornia, on 29 January 1986. The charge was filed by
Writers Guild of America, West, Inc. (the Guild) on 24
June 1985, and copies thereof were served on Respond-
ent's on 26 June 1985 . The complaint, which issued on
23 August 1985, alleges that Respondents violated Sec-
tion 8(a)(1) and (5) of the National Labor Relations Act
(the Act). The basic issue is whether Respondents unlaw-
fully refused to provide information requested by the
Guild, which information was necessary for and relevant
to the Guild's performance of its function as the exclu-
sive collective-bargaining representative of certain of Re-
spondents' employees.
On the entire record, including my observation of the
demeanor of the witnesses , and after due consideration of
the briefs filed by the parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
At all times material Respondent American Broadcast-
ing Company (ABC), a New York corporation with an
office and place of business in Hollywood, California;
Respondent CBS, Inc. (CBS), a New York Corporation
with an office and place of business in Los Angeles, Cali-
fornia; and Respondent National Broadcasting Company,
Inc. (NBC), a Delaware corporation with an office and
place of business in Burbank, California; each has been,
and is now, engaged in the operation of radio and televi-
sion broadcasting stations.
At all times material Respondent NBC Productions,
Inc. (NBC Productions), a New York corporation with
an office and principal place of business located in Bur-
bank, California; Respondent Columbia Pictures Indus-
tries, Inc. (Columbia), a Delaware corporation with an
office and principal place of business located in Burbank,
California; Respondent Paramount Pictures Corporation
(Paramount), a Delaware corporation with an office and
principal place of business located in Los Angeles, Cali-
fornia; Respondent Universal City Studios, Inc. (Univer-
sal), a Delaware corporation with an office and principal
place of business located in Universal City, California;
Walt Disney Pictures (Disney), a California corporation
with an office and principal place of business located in
Burbank, California; Metromedia Producers Corporation
(Metromedia),
a California corporation with an office
and principal place of business located in Hollywood,
California; MGM/UA Entertainment Company (MGM/-
UA), a California corporation with an office and princi-
pal place of business located in Culver City, California;
MTM Enterprises, Inc. (MTM), a California corporation
with an office and principal place of business located in
AMERICAN BROADCASTING CO
Studio City, California; Orion T.V. Productions, Inc.
(Orion TV), a New York corporation with an office
and principal place of business located in Los Angeles
California, Twentieth Century Fox Film Corporation
(Fox), a Delaware corporation with an office and princi-
pal place of business in Century City, California; and
Warner Bros, Inc. (Warner), a California corporation
with an office and principal place of business located in
Burbank,
California;
Hanna-Barbera Productions, Inc.
(Hanna-Barbera), a Delaware corporation with an office
and principal place of business located in Hollywood,
California, each has been, and is now, engaged in the op-
eration of a television and/or movie production studio.
At all times material, Brighton Productions, Inc.
(Brighton), a California Corporation with an office and
principal place of business located in Los Angeles, Cali-
fornia, has been, and is now, engaged in the development
of theatrical projects for motion picture productions.
At all times material, Century Towers Production, Inc.
(Century Towers), with an office and principal place of
business located in Los Angeles, California, has been,
and is now, engaged in the development and/or produc-
tion of television motion pictures on video tape.
At all times material, Leonard Goldberg Company
(Goldberg), a sole proprietorship with an office and' prin-
cipal place of business located in Los Angeles, Califor-
nia, has been, and is now, engaged in the development of
television and/or production of theatrical motion pic-
tures
At all times material, T.A.T. Communications Compa-
ny d/b/a Embassy Television (Embassy Television), a
joint venture with an office and principal place of busi-
ness located in Los Angeles, California; Lorimar Produc-
tions, Inc. (Lorimar), a California corporation with an
office and principal place of business located in Culver
City, California; Aaron Spelling Productions, Inc. (Spell-
ing), a California corporation with an office and princi-
pal place of business located in Los Angeles, California;
Viacom Productions, Inc. (Viacom), a Delaware corpo-
ration with an office and principal place of business lo-
cated in Los Angeles, California, each has been, and is
now, in the development and/or production of television
motion pictures
At times material,
Tandem Communication, Inc
(Tandem), a California corporation with an office and
principal place of business in Los Angeles, California,
was engaged in the development and/or production of
television motion pictures.
At all times material, Embassy Productions, Inc (Em-
bassy Productions), a New York corporation with an
office and principal place of business located in Los An-
geles, California, has been, and is now engaged in the de-
velopment and/or production of theatrical motion pic-
tures.
At all times material Orion Pictures Distribution Cor-
poration (Orion Pictures), a Delaware corporation with
an office and principal place of business located in Los
Angeles, California, has been, and is now, engaged in the
distribution of theatrical productions.
At all times material Orion Television, Inc. d/b/a
Orion Television (Orion Television), a California corpo-
ration with an office and principal place of business in
91
Los Angeles, California, has been, and is now, engaged
in the development of projects for television productions.
At all times material, each of the above Respondents,
in the course and conduct of their business operations,
annually derive gross revenues in excess of $500,000 and
annually purchase and receive goods and services valued
in excess of $50,000 directly from suppliers located out-
side the State of California.
The Alliance of Motion Picture and Television Pro-
ducers (AMPTP), is now and has been at all times mate-
rial an association comprised of various employers with
principal offices and places of business in the State of
California where they are engaged in the production of
motion pictures for television and theatres; and exists for,
and does engage in collective bargaining for, and negoti-
ates and executes collective-bargaining agreements on
behalf of, its employer-members with organizations, in-
cluding the Guild. The employer-members of AMPTP,
in the course and conduct of their business operations,
annually derive gross revenues in excess of $500,000 and
annually purchase and receive goods and services valued
in excess of $50,000 directly from suppliers located out-
side the State of California.
The complaint alleges, Respondents admit, and I find
that Respondents and the employer-members of AMPTP
are now and have been at all times material employers in
commerce and in a business affecting commerce within
the meaning of Section 2(6) and (7) of the Act.
II. LABOR ORGANIZATION
The complaint alleges, Respondents admit, and I find
that the Guild is a labor organization within the meaning
of Section 2(5) of the Act.
111. THE ALLEGED UNFAIR LABOR PRACTICES
The member-companies of the Association of Motion
Picture and Television Producers, Inc., the member-com-
panies of AMPTP, and certain other employers, includ-
ing
Respondents MGM/UA, ABC, CBS, NBC, and
Disney were parties to a multiemployer collective-bar-
gaining agreement with the Guild covering a unit of
writers effective by its terms from 17 March 1981 to 18
February 1985. This agreement (the 1981 agreement)
provides, inter alia
ARTICLE 38-NON-DISCRIMINATION
A. Policy
1.. . . there shall be no discrimination due to
sex, age, race, religion , sexual preference, color,
national origin, or physical handicap.
C. Human Resources Coordinating Committee
The Companies and the Guild shall establish a
Human Resources Coordinating Committee which
shall meet upon request of either party. . . The
purpose of this Committee is as follows:
1. to establish the Data Submission Program
and to analyze and review employment data sub-
mitted thereunder.
92
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
D. Data Submission Program
1. The Company shall submit to WGA within
30 days after receipt of a written request by the
Guild (but no more frequently than once a calen-
dar quarter) a report of the sex and ethnicity of
writers employed by Company under this Agree-
ment during the preceding calendar quarter.
The agreement contains no specific provisions regard-
ing the submission of data within the article 38A catego-
ries. Nor does it specifically resolve what, on the surface,
appears to be a conflict between the provision of article
38D, which requires quarterly data submission, on re-
quest, of a report of the sex and ethnicity of writers em-
ployed by signatory employers and the provision of arti-
cle 38C, which establishes a human resources coordinat-
ing committee whose purpose is to establish a data sub-
mission program , and which contains no limitations as to
the data to be submitted.
Similarly, evidence as to the negotiations leading to
the 1981 agreement does not conclusively resolve this
question . The Guild's initial proposal, dated 5 April 1981,
provided for no discrimination due to sex , age, race, reli-
gion, sexual preference , creed, color, or national origin
and required that the employer submit, on request, af-
firmative action data to the Guild. On 17 February 1981
the employers counterproposed that the employers pro-
vide the Guild, on request but not more frequently than
once a calendar quarter, a report of the sex, ethnicity,
and age of writers covered by the agreement. This pro-
posal further provided for the creation of a nondiscrim-
ination coordinating committee whose purpose would be,
inter alia, to ananlyze and review employment data sup-
plied by the Employers. The Employers' 1 April 1981
proposal, as well as the earlier counterproposal, provided
that the employers submit a report of the sex and ethnic-
ity of writers employed under the agreement , and further
that the data "furnished in accordance with this Article
shall be for the purpose of facilitating the meeting which
the Guild may request" on 10 days notice "to discuss
any matter relating to alleged discrimination , fair em-
ployment or the policy expressed [in Article 38]." There
was no essential change in the employers' 28 April coun-
terproposal.
The Guild's 10 July counterproposal did not restrict
the submission of sex and ethnicity data to the purpose of
"facilitating the meeting which the Guild or the employ-
er may request .
. . to discuss any matter relating to al-
leged discrimination , fair employment or the policy ex-
pressed [in Article 38]. It did provide for the creation of
a
human resources coordinating committee, one of
whose purposes is "to establish and supervise the data
submission program and to analyze and review the em-
ployment data submitted thereunder. ..."
Dean Farris, an employer-member of the negotiating
subcommittee on article 38, testified that when the Guild
spokesperson presented the proposal for article 38 she
expressed concern regarding the employment of minori-
ties as writers in the motion picture and television indus-
try and stated that the proposal was being made in an
effort to stimulate employment opportunities for minori-
ties.
Following the presentation of the Employers' counter-
proposal, and at the request of the Guild, an article 38
subcommittee was established . According to Farris, the
emphasis in the subcommittee discussions was on enhanc-
ing the employment opportunities for minorities. Jim Tis-
dale, a Black Guild representative on the subcommittee,
was insistent that efforts be focused on minorities, and
concern was expressed by the Guild that a broadening of
efforts would dilute minority opportunities. Employer-
representatives expressed concern as to
possible first
amendment and reverse discrimination
problems.
A
Guild spokesperson represented that there was a very
vocal group of women within the Guild who did not
want females incorporated in any affirmative action
effort because they felt there was no discrimination being
practiced within the industry against women in the writ-
ing categories. The Employers urged that failure to in-
corporate women would cause reverse discrimination
problems.
As a result of this discussion, the Employers redrafted
their counterproposal ' to pinpoint, to the extent they felt
it was legal, the employment of minorities and, accord-
ing to Farris, agreement was reached to deal with race
and sex only. However, he was unable to relate specifi-
cally what was said in this regard . According to him, the
only time that an expansion of these two categories was
discussed was at one session in which one of the produc-
ers said he would personally like to see the physically
handicapped included. It was determined, however, that
it was not necessary to incorporate the physically handi-
capped into the contract, as there were no problems with
that group that needed to be rectified.
On the last night of the negotiations, according to
Farris, the data submission program was one of the two
or three open issues. The negotiating committee deter-
mined that the form to be utilized for submissions would
be developed by the human resources coordinating com-
mittee. Farris further testified that during the drafting
committee meetings, which commenced immediately fol-
lowing the negotiation , there was no discussion of the
type of data to be included under the data submission
program, nor was there any agreement to include any-
thing other than sex and ethnicity.2
Following the 1981 negotiations , the human resources
coordinating committee (HRCC), was established. On 29
December 1982 the Guild sent AMPTP a proposed data
reporting form that it wished to discuss at the first meet-
ing of HRCC scheduled for 7 January. This form provid-
ed for statistical data as to sex, ethnicity, age, and physi-
cal handicap by job classification . On 26 January 1983
AMPTP sent the Guild a proposed data reporting form
that it wished to discuss at an HRCC meeting scheduled
for 7 February. This form provided for employment data
only as to sex and ethnicity.
' The Employer's proposal was based on the 1984 Screen Acton Guild
contract
$ Farris was not a member of the drafting committee, but did attend
some of the sessions
AMERICAN BROADCASTING CO
According to Farris, at the 7 February meeting of
HRCC, as primary spokesperson for the Employers, he
objected to the inclusion of the age and physically handi-
capped categories on the grounds that they had not been
negotiated and specifically had not been included in the
requirements for data submission in the agreement He
stated that the breakdowns by job classification went far
beyond
what the Employers felt was necessary and
agreed on Farris also testified that it is his recollection
that the Guild representatives on the committee agreed
to his objections to the inclusion of age and physically
handicapped, as not having been incorporated into the
agreement and further agreed to exclude it from their
format ; but did not agree to exclude the breakdown by
job classification . Jane Ellison , as spokesperson for the
Guild, stated they felt the breakdown was necessary in
order to identify in what categories writers were being
employed The Guild then proposed a data submission
form identical to the one earlier proposed by them,
except that it dropped the age and physical handicap cat-
egories and agreed to drop one of the job classification
categories. 3 With these exceptions , no agreement was
never reached as to what should or should not be includ-
ed on the data submission form
Commencing with the fourth quarter of 1982 and con-
tinuing through the first two or three quarters of 1983,
the Guild requested sex and ethnicity data according to a
job classification breakdown . With one exception, the
Employers did not comply with these requests.
On 20 October 1983, the Guild filed an unfair labor
practice charge in Case 31 -CA-13606, alleging, inter
alia, that Respondents failed and refused to provide the
Guild with information relevant and necessary to its abil-
ity to enforce and administer article 38 of the parties'
collective-bargaining agreement. The parties agreed to
arbitrate the underlying dispute in, this case and the Re-
gional
Director deferred the charge pursuant to the
Board's arbitration deferral policy in Dubo Mfg. Corp,
142 NLRB 431 (1963). The Guild continued to request
the same information for the remaining quarters of 1983
and for the first three quarters of 1984.
By letter dated 28 December 1984, the Guild request-
ed that Respondents furnish the following information
for the third quarter of 1984:
1 The number of writers age 40 and over,
2 The number of writers with physical handicap,
and
3. For each category of writers (i.e., Caucasian,
ethnic minority group, . male, female, over 40, or
physically handicapped) employed during the third
quarter of 1984 under the 1981 basic agreement in
3 The classifications proposed by the Guild were
I
Freelance
(a) story
(b) first draft
(c) second draft
2 Staff
(a) staff writer
(b) story editor
(c) writer producer
The category the Guild agreed to drop was that of second draft in the
freelance category
93
television, an indication of job classification (i.e.,
freelance story assignment, freelance first draft as-
signment, staff writer, staff story editor, or staff
writer/producer).
During the arbitration, the Guild alleged that Re-
spondents breached the 1981 agreement in that, with one
exception, they had submitted no data regarding the sex
and ethnicity of writers in their employ despite the re-
quirements of article 38D(l). Relying on article 38C(l),
Respondents urged that because that provision requires
the HRCC "to establish" the data submission program,
their obligation to furnish sex and ethnicity data comes
into being only after the committee had established the
program, and, since the committee has not yet done so,
they neither have, nor have had, any obligation to submit
any data The Guild urged that the data submission pro-
gram was "established" when the agreement was execut-
ed and thus the Companies have been obligated to
submit data, pursuant to the limitations of article 38D(2),
since that time
On 9 January 1985 Arbitrator Murray L. Schwartz
issued an opinion in which he concluded that, based on
the collective-bargaining history and the structure and
policy of article 38, the data submission requirement of
the contract is self-executing and the Companies are re-
quired by its terms to furnish sex and ethnicity data He
further concluded.:
That determination does not render the "to estab-
lish" language of Article 38.C.1 meaningless. Arti-
cle 38 C 1 contemplates a Data Submission Program
that includes sex and ethnicity data at the minimum,
but that may also be expanded to include other
data, as determined by the [HRCC]. In this sense,
Article
38.D.1
parallels
the
authority
of the
[HRCC] set forth in Article 38.C.4, namely, to "ex-
plore and consider additional programs."
Accordingly, the arbitrator found that Respondents were
obligated to furnish sex and ethnicity data to the Guild
under article 38D(1).
As to the Guild's request for a determination that it
had not waived its statutory and contractual rights to re-
ceive such data by requesting a job classification break-
down, the arbitrator concluded that inasmuch as he had
held that Respondents are required by article 38D to
submit sex and ethnicity reports the Guild's statutory
rights were not adversely affected However, the arbitra-
tor further found that, as the Guild's demand for data ex-
tended beyond sex and ethnicity' into job classification
areas, the refusal of the Respondents to submit sex and
ethnicity data in response to the Guild's written request
was not "unjustified" under article 38, and that conse-
quently the Guild was not entitled to an award of liqui-
dated damages because of the companies' failure to file
reports prior to any that may have been demanded for
the third quarter of 1984. Accordingly, the Respondents
were ordered to submit a report of the sex and ethnicity
of the writers employed by them during the fourth quar-
ter of 1982, 1983, and the first two quarters of 1984 cov-
ering all employees employed in any capacity as writers.
94
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
However, it was further ordered that the Guild should
not recover liquidated damages for the Respondents' fail-
ure to submit such reports.
By letter dated 5 February 1985 the Guild requested
that the Regional Director investigate that portion of the
charge in Case 31-CA-13606, which alleged that Re-
spondents
"have failed and refused
to provide [the
Guild] with information relevant and necessary to [the
Guild's] ability to enforce and administer Article 38 of
the parties' collective-bargaining agreement in further
violation of Section 8(a)(1) and (5) of the Act." In sup-
port thereof, the Guild argued that the arbitrator did not
consider nor decide whether Respondents breached the
contract or violated the Act with respect to their con-
tinuing refusal to provide the Guild with information
concerning the writers' job classifications. On 9 May
1985 the Regional Director dismissed the charge in Case
31-CA-13606 on the grounds that the issues alleged
were resolved in the arbitral forum. The Guild did not
appeal this dismissal.
Following negotiations in January and February 1985,
an oral agreement, in principle, was reached on a 1985
collective-bargaining agreement, which was ratified by
the employees on or about 18 March 1985 . According to
Farris, there was some discussion within the 1985 article
38 subcommittee whether the ]-HRCC was a viable com-
mittee to continue in existence . There were no proposals,
as he recalls, to expand the data submission program. At
the time of the hearing, the drafting committee had not
completed its task. However, the working draft corro-
bates Farris' testimony that no significant changes were
made in article 38.
Guild's 28 December 1984 request for information was
repeated on 18 March 1985 for the fourth quarter of
1984; on 25 June 1985 for the first quarter of 1985; on 30
September 1985 for the second quarter of 1985; and on
31 December 1985 for the third quarter of 1985. Certain
of the employer-signatories complied with these requests
but most of them, including Respondents, did not.
Conclusions
1. The relevance of the requested information
It is well established that an employer is obligated to
provide the collective-bargaining representative of its
employees, on request, with information that is relevant
and necessary for the proper performance of a union's
duties as a collective-bargaining representative . This obli-
gation extends not only to information that is useful and
relevant for the purpose of contract negotiations, but
also to information necessary for the administration of a
collective-bargaining agreement .
However, before the
obligation to produce arises, it must be shown that the
requested information is relevant and reasonably neces-
sary for the labor organization 's proper performance of
its role as a collective-bargaining representative.
Rel-
evancy is to be determined by a liberal standard, and it is
necessary to establish only the "probability that the de-
sired information is relevant, and that it would be of use
to the union in carrying out its statutory duties and re-
sponsibilities." NLRB v. Truitt Mfg. Co., 351 U.S. 149
(1965); NLRB v. Acme Industrial Co.,
385 U.S. 432
(1967). Gunn & Briggs Inc., 267 NLRB 944, 947 (1983);
W-L Molding Co., 272 NLRB 1240.
Respondents do not dispute the relevance of the re-
quested information as related to "all writers." However,
they do argue that the requested information is not rele-
vant insofar as it requires a breakdown of such informa-
tion by "job classification." In this regard Respondents
contend that there is only one job classification at issue,
which classification is accurately set forth in the bargain-
ing unit description in the complaint as covering all writ-
ers employed to write literary material for Respondents'
motion pictures. Thus, Respondents argue, the request is
not actually calling for a breakdown of job classifica-
tions, but instead it calls for descriptions of the particular
writing assignment and the nature of the writers' writing
employment. Respondents further argue that this conten-
tion is supported by the fact that the annual employment
data report required by the Equal Employment Opportu-
nity Commission requests information only as to broad
employment categories and does not require a further
breakdown of information
regarding job assignments
within those categories.
I find these arguments unpersuasive. Here, the Guild
requested information as to sex, ethnicity, handicapped
status, and age of employees 40 and over. It is undis-
puted that this information was requested in order to
monitor and administer the equal opportunity policy set
forth in the collective-bargaining agreement . In view of
the statutory
bargaining representatives' obligation to
insure that discriminatory practices are not established or
continued, the Board has found that information, such as
requested here, which relates to alleged discrimination is
clearly relevant to a determination of whether discrimi-
nation exists. The Board has further concluded that it
shall apply the same standard to requests for statistical
data relating to employment practices as is applied to re-
quests for wage data; namely, that such information is
presumed relevant to the collective-bargaining process
and that it shall not require the union initially to show
the relevance of the requested information . Westinghouse
Electric Corp., 239 NLRB 106, 107-109 (1978), enf. in
pertinent part sub nom. Electrical Workers IUE, 648 F.2d
18 (D.C. Cir. 1981). I therefore find that the information
requested by the Guild is relevant and reasonably neces-
sary for the Guild's performance of its role as collective-
bargaining representative.
2. The res judicata, collateral estoppel, and deferral
to arbitration argument
On October 1983 the Guild filed an unfair labor prac-
tice charge in Case 31-CA-13606 alleging , inter alia, that
Respondents had failed and refused to provide the Guild
with information relevant and necessary to its ability to
enforce and administer article 38 of the parties' collec-
tive-bargaining agreement. Thereafter,
in view of the
parties' agreement to arbitrate the underlying dispute, the
Regional Director deferred the charge pursuant to the
Board's arbitration deferral policy in Dubo Mfg. Corp.,
supra. Following the issuance of the arbitrator's opinion,
and award, the Regional Director dismissed the charge
for the stated reason that "the issues alleged were re-
AMERICAN BROADCASTING CO
solved in the arbitral forum." The Guild did not appeal
this dismissal.
Respondents argue that the doctrines of res judicata
and collateral estoppel apply because the relevant factual
and legal issues are identical to those raised in the arbi-
tration proceeding and in the charge in Case 31-CA-
13606, the dismissal of which was not appealed. Under
the res judicata doctrine "[a] valid , final judgment on the
merits is a bar to a subsequent action between the same
parties, or those in privity with them , upon the same
claim or demand." 1B Moore Federal Practice 0.411[2], at
1281 fn. I (2d ed. 1982); and "such a judgment precludes
the subsequent litigation both of issues actually decided
in determining the claim asserted in the first action of
issues that could have been raised in the adjudication of
that claim." Id. ยง 0.045[3], at 631-632 The doctrine of
collateral estoppel normally will bar the relitigation of an
issue or law or fact that was raised , litigated, and actual-
ly decided by a judgment in a prior proceeding between
the parties, if the determination of that issue was essential
to the judgment, regardless of whether the two proceed-
ings are based on the same claim . NLRB v. United Tech-
nologies Corp., 706 F.2d 1254 (2d Cir. 1983), Clearly, nei-
ther doctrine applies to the administrative dismissal of a
charge, and an arbitrator's decision has preclusive effect
only to the extent set forth in the Board's deferral to ar-
bitration policy.
Under that policy, the following criteria must be met
for the Board to defer to the decision of an arbitrator: (1)
the proceeding must be fair and regular, (2) all parties
must agree to be bound ; and (3) the decision must not be
repugnant to the purposes and policies of the Act. Spiel-
berg Mfg. Co., 112 NLRB 1080 (1955) Further, the arbi-
trator must have considered the unfair labor practice
issue . Raytheon Co., 140 NLRB 883 (1963). The current
policy for the application of this latter standard and the
burden of proof is set forth in Olin Corp., 268 NLRB
573, 574 (1984). There the Board held:
We would find that an arbitrator has adequately
considered the unfair labor practice if (1) the con-
tractual issue is factually parallel to the unfair labor
practice issue, and (2 ) the arbitrator was presented
generally with the facts relevant to resolving the
unfair labor practice. In this respect, differences, if
any, between the contractual and-statutory stand-
ards of review should be weighed by the Board as
part of its determination under the Spielberg stand-
ards of whether an award is "clearly repugnant" to
the Act. And, with regard with to -the inquiry in to
the "clearly repugnant" standard, we would not re-
quire an arbitrator's award to be totally consistent
with Board precedent . Unless the award is "palpa-
bly wrong," i.e., unless the arbitrator's decision is
not susceptible to an interpretation consistent with
the Act, we will defer.
Finally, we would require that the party seeking
to have the Board reject deferral and consider the
merits of a given case show that the above stand-
ards for deferral have not been met. Thus, the party
seeking to have the Board ignore the determination
95
of an arbitrator has the burden of affirmatively dem-
onstrating the defects in the arbitral process or
award.
Here, there is no contention or evidence that the arbi-
tral proceedings were not fair and regular or that all par-
ties did not agree to be bound. However, the evidence
does not support Respondents ' position that the issues
before the arbitrator were the same as the issues here.
Thus, according to the arbitrator's opinion, the dispute
that gave rise to the arbitration related to the Employers;
failure to submit requested sex and ethnicity data and the
Employers' position that they were obligated to furnish
sex and ethnicity data only after the HRCC established a
data submission program ; and since HRCC had not done
so, they had no obligation to submit any data. Therefore,
the basic issue before the arbitrator was whether, despite
the provision of article 38(C)(l) that the HRCC establish
the data submission program , the Employers were re-
quired by article 38(D)(1) to furnish sex and ethnicity
data without regard to whether HRCC established a data
submission program.
The arbitrator concluded that article 38 contemplated
a data submission program that included sex and ethnic-
ity data at the minimum, but that could be expanded to
include other data as determined by the HRCC. Accord-
ingly, he concluded that the data submission requirement
of article 38(D)(1) relating to sex and ethnicity was self-
executing and the Employers were required by its terms
to furnish such data . Further, upon the Guild's request
for a determination that it had not waived its statutory
and contractual rights to receive such data by requesting
a job classification breakdown, the arbitrator concluded
that inasmuch as he had held that Respondents are re-
quired by article 38(D) to submit sex and ethnicity re-
ports, the Guild's statutory rights were not adversely af-
fected. However, he also found that since the Guild's
demand for data extended beyond sex and ethnicity into
job classification areas, the refusal of Respondents to
submit such data was not "unjustified" under article 38
and, consequently, the Guild was not entitled to an
award of liquidated damages. Thus, the arbitrator's fin-
dining was limited to a determination of whether Re-
spondents' refusal to comply with the Guild's request for
sex and ethnicity data by job classification was "unjusti-
fied" under article 38(G)(1), thereby making the employ-
ers obligated to pay the liquidated damages provided for
therein . Thus, the arbitrator never reached the general
question of whether the Employers could be required to
furnish information according to a job classification
breakdown.
Here, the issue is whether Respondents were obligated
to furnish the requested data relating to discrimination,
other than sex and ethnicity , prohibited by article 38; and
were obligated to furnish such information , as well as
that related to sex ethnicity, according to the job classifi-
cation breakdowns requested by the Guild. Neither of
these issues was before the arbitrator. Further, their reso-
lution requires considerations in addition to those rele-
vant to the issues before the arbitrator.
Accordingly, under the Board's deferral to arbitration
policy, it is appropriate for me to make a determination
96
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
in this matter. However, the record shows that the arbi-
trator interpreted certain provisions of article 38 of the
collective-bargaining
agreement underlying both the
issue here and that in the arbitration proceeding . I, there-
fore, further find it appropriate , in the circumstances, to
defer to the arbitrator's interpretation of these provisions.
Thus my decision here will be based , in part, on the arbi-
trator's determination that sex and ethnicity is the mini-
mum, rather than the exclusive, data required under arti-
cle 38 to be submitted to the Guild by the employers.
3. Respondent's obligation to furnish the requested
data
Respondents contend that by the provisions of article
38 the Guild waived any statutory rights it may have
had with respect to the age and handicapped data re-
quested by the Guild. The record does not support this
contention . It is well established that waiver of a right to
information must be "clear and unmistakeable." Hearst
Corp., 113 NLRB 1067 (1955). Such a waiver must be in
express terms and can never be found by implication.
Skyway Luggage Co., 117 NLRB 681 (1957), W-L Mold-
ing Co., 272 NLRB 1239 (1984).
Here, the arbitrator concluded that sex and ethnicity
data were the minimum data required and that , under ar-
ticle 38, the requirement could be expanded to include
other data as determined by the HRCC. Thus, it is ap-
parent that the Guild did not waive its rights to age and
physical handicap data, nor to breakdowns by job classi-
fications of data relevant to issues of actual or potential
discrimination. Rather, the Guild agreed to further nego-
tiate the specifics of a data submission program within
HRCC. That section of article 38(C) constituted a com-
mitment to continue negotiations rather than a waiver of
the Guild's right to data except as required by the
HRCC is apparent, not only from the failure to include
express waiver language in the provision , but also from
Farris' testimony as to the conclusion of the 1981 negoti-
ations. According to him , on the last night negotiations
the data submission program was one of the two or three
open issues. An agreement to conclude the strike was
reached, and they simply ran out of time to further refine
the data submission program. So it was determined that
development of a format for data submission would be
turned over to HRCC.
However, even assuming arguendo that by article
38(C) the Guild did limit its right to data other than sex
and ethnicity to only such data as required by HRCC,
the arbitrator found , and I agree, that it is clear the par-
ties did not contemplate a complete breakdown as oc-
curred within the HRCC. Nevertheless, such a break-
down did occur, resulting in a complete abandonment of
the process by 25 March 1983, only 2-1/2 months after
the first HRCC meeting that was held on 7 January
1983.4 In view of this breakdown of the agreed-upon
The arbitrator concluded the breakdown was occasioned by the Em-
ployers' insistence that data submitted other than as to sex and ethnicity
be treated as confidential and that all data submitted be "prospective"
only The Guild refused to accede on either issue.
process for determining the extent of the data to be sub-
mitted, the Guild may properly insist on its statutory
right to information relevant to actual or potential dis-
crimination despite the authority given to the HRCC
under article 38. To conclude otherwise would give a re-
calcitrant employer the power to effectively evade its
obligations under the Act.
In view of the above, I find that each of the Respond-
ents violated Section 8(a)(5) and (1) of the Act by its re-
fusal to furnish the Guild with the requested data as to
sex, ethnicity, age, and physical handicap status of unit
employees by job classification
CONCLUSIONS OF LAW
1. The Respondents are employers within the meaning
of Section 2(2) of the Act, engaged in commerce or a
business affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
2. The Guild is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. (a) From 2 March 1981 until 28 February 1985, the
following-described employees of Respondents constitut-
ed a multiemployer unit appropriate for the purposes of
collective bargaining within the meaning of Section 9(b)
of the Act:
Included: (a) Theatrical-all writers employed by
the Respondents; and (b) Television-all writers en-
gaged by Respondents as employees for the purpose
of preparing literary material for the entertainment
portion of motion pictures produced primarily for
exhibition over television.
Excluded : Producers, directors, story supervisors,
composers, lyricists, non-professional writers, story
analysts, employees employed in non-writing capac-
ities, guards and supervisors as defined in the Act.
(b) From 2 March 1985 to date, the following de-
scribed
employees of each Respondent (other than
AMPTP) have constituted individual units appropriate
for the purposes of collective bargaining within the
meaning of Section 9(b) of the Act:
Included: (a) Theatrical-all writers employed by
Respondent in the motion picture industry; and (b)
Television-all writers engaged by Respondent as
employees for the purpose of preparing literary ma-
terial for the entertainment portion of motion pic-
tures produced primarily for exhibition over televi-
sion.
Excluded : Producers, directors, story supervisors,
composers, lyricists, non-professional writers, story
analysts, employees employed in non-writing capac-
ities, guards and supervisors as defined in the Act.
4. (a) From 2 March 1981 until 28 February 1985, the
Guild was the designated exclusive bargaining represent-
ative of the employees in the multiemployer unit de-
scribed above in paragraph 3(a) and during that period
of time was recognized as such representative by Re-
spondents.
AMERICAN BROADCASTING CO
97
(b) Since on or about 2 March 1985 the Guild has
been, and is now, the designated exclusive collective-bar-
gaining representative of the employees in each unit de-
scribed above in paragraph 3(b) and since that date has
been recognized as such representative by each Respond-
ent
5. Respondents have engaged , and are engaging, in
unfair labor practices within the meaning of Section
THE REMEDY
Having found that Respondents have engaged in cer-
tain unfair labor practices,
I shall recommend that Re-
spondents cease and desist therefrom, and take certain af-
firmative action designed to effectuate the policies of the
Act
Having found that Respondents have violated Section
8(a)(1)'and (5) of the At by failing and refusing to pro-
8(a)(1) and (5) of the Act by failing and refusing to fur-
vide the Guild with the following requested information
nish certain information requested by the Guild com-
relevant to actual or potential discrimination in the units
mencing on or about 28 December 1984, I shall recom-
described above
mend that each of the Respondents be ordered to.furnish
the Guild with the following information:
1 The number of writers age 40 or over;
2
The number of writers who are physically
handicapped;
3. For each category of writer (i.e, Caucasian,
ethnic minority group, male, female , over 40, or
physically
handicapped )
employed
during
the
fourth quarter of 1984 and the first, and second, and
third quarters of 1985 under the Guild's basic agree-
ment^m television , an indication of job classification
(i e , Freelance story assignment , freelance first draft
assignment , staff writer, staff story editor, or staff
writer/producer).
.6. , The
above-described unfair labor practices are
unfair labor practices affecting commerce within the
meaning of Section 2(6) and (7) of the Act
1. The number of writers age 40 or over;
2. The number of writers who are physically
handicapped;
3
For each category of writer (i.e, Caucasian,
ethnic minority group, male, female , over 40 or
physically handicapped) employed during the 4th
quarter of 1984 and the first , second, and third quar-
ters of 1985 under the Guild's basic agreement in
television, an indication of job classification (i e ,
Freelance story assignment, freelance first draft as-
signment, staff writer, staff story editor, or staff
writer/producer)
[Recommended Order omitted from publication.]