291 NLRB 39
Arthur Young And Co.
ARTHUR YOUNG & CO
Arthur Young and Company and Nina Bloom Case
2-CA-22164
September 28 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND CRACRAFT
On February 5 1988, Administrative Law Judge
Raymond P Green issued the attached decision
The Respondent filed exceptions and a supporting
bnef and the General Counsel filed an answering
bnef i
The National Labor Relations Board has delegat
ed its authority in this proceeding to a three
member panel
The Board has considered the decision and the
record2 in light of the exceptions and briefs and
has decided to affirm the judge s rulings findings 3
and conclusions and to adopt the recommended
Order 4
The judge did not explicitly apply the entire
analysis set forth in Wright Line 5 However we
find that the judge s decision satisfies the analytical
objectives of Wright Line 6 In this regard we find
that the judge correctly concluded that the Re
spondent s asserted reasons for the discharges of
Bloom and Cohen either did not exist or were not
relied on by the Respondent Therefore the judge
did not have to go through the burden shifting
analysis of Wright Line
Assuming arguendo that the Respondent s assert
ed reasons did play a part in the discharges we
find that the Respondent has failed to meet its
burden of establishing that it would have dis
charged Bloom and Cohen in the absence of their
protected activities
' The General Counsel s motion to correct the transcript is granted
2 On August 16 1988 the Respondent filed a motion requesting that
the record be reopened to receive into evidence relevant portions of an
Equal Employment Opportunity Commission determination dated May
23 1988 which found that the evidence presented by the Charging Party
did not establish a violation of the Age Discrimination in Employment
Act (ADEA) On September 12 1988 the General Counsel filed a re
sponse to the motion The Respondents motion is denied
as the prof
fered evidence would not alter the result in this case See Central Broad
cast Co
280 NLRB 501 ( 1986)
Boards Rules and Regulations Sec
102 48(d)(1)
3 The Respondent has excepted to some of the judge s credibility find
rags The Board s established policy is not to overrule an administrative
law judge s credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect Standard Dry
Wall products 91 NLRB 544 (1950) enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings
4 We shall issue a new notice to employees to conform to the judge s
recommended Order
5 251 NLRB 1083 (1980) enfd 662 F 2d 899 (1st Cir 1981) cert
denied 453 U S 989 (1982) approved in NLRB v Transportation Manage
ment Corp
462 U S 393 (1983\
6 See Limestone Apparel Corp
255 NLRB 722 (1981) enfd 705 F 2d
799 (6th Cir 1982)
39
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent
Arthur
Young and Company New York New York its
officers agents successors and assigns shall take
the action set forth in the Order except that the at
tached notice is substituted for that of the adminis
trative law judge
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice
WE WILL NOT discharge our employees because
they concertedly complain about their wages
hours or other terms and conditions of employ
ment
WE WILL NOT impose restrictions on where or
when our employees may talk for the purpose of
discouraging our employees from engaging in con
certed activity for their mutual aid and protection
WE WILL NOT in any like or related manner
interfere with restrain or coerce you in the exer
cise of the rights guaranteed you by Section 7 of
the Act
WE WILL offer Nina Bloom and Lisa Cohen im
mediate and full reinstatement to their former jobs
or if those jobs no longer exist to substantially
equivalent positions without prejudice to their se
niority or any other rights or privileges previously
enjoyed and WE WILL make them whole for any
loss of earnings and other benefits resulting from
their discharge less any net interim earnings plus
interest
WE WILL notify each of them that we have re
moved from our files any reference to her dis
charge and that the discharge will not be used
against her in any way
ARTHUR YOUNG AND COMPANY
Larry Singer and Gail Auster
Esqs
for the General
Counsel
Lois A Chamberlain Esq
for the Respondent
DECISION
STATEMENT OF THE CASE
RAYMOND P GREEN Administrative Law Judge This
case was heard by me on various days in September and
291 NLRB No 6
40
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
October 1987 The charge in this case was filed by Nina
Bloom on 30 March 1987 and the complaint was issued
on 14 May 1987 by the Regional Director for Region 2
of the National Labor Relations Board In substance the
complaint alleges
(1) That on 27 February and 3 March 1987 the Com
pany discharged Nina Bloom and Lisa Cohen respec
tively because they concertedly made complaints about
their wages and working conditions
(2) That on or about 26 or 27 February 1987 the Com
pany by Supervisors Judith Wayne and Anne Giardina
orally promulgated a rule prohibiting discussions among
employees at anytime at the Company s facility
FINDINGS AND CONCLUSIONS
I JURISDICTION
It is admitted and I find that the Employer is engaged
in interstate commerce within the meaning of Section
2(2) (6) and (7) of the Act
II
OPERATIVE FACTS
Prior to their discharge Nina Bloom and Lisa Cohen
worked for the Company for about 6 years and 2 years
respectively Both were employed as proofreaders in the
Document Processing Center where their immediate su
pervisor was Sonia Flores At the time of the events
there were 5 proofreaders employed in the Center
which consisted of about 29 employees The overall su
pervisor was Ann Giardina director of the Document
Processing Center Giardina in turn reported to Walter
Wohlgemuth a partner in the firm Judith Wayne was
the personnel administrator responsible for personnel
functions vis a vis the firm s nonprofessional employees
She reported to Alan Brott who among other things
was the director of personnel development
During their employment Nina Bloom and Lisa Cohen
were average employees Thus according to their annual
evaluations they tended to be graded as satisfactory i
There is also evidence that Bloom over the years has
been somewhat of a chronic complainer
It seems to me that almost all the events in this case
can be traced back to November 1986 when the firm
hired two new proofreaders at salaries higher than the
proofreaders then employed
These new proofreaders
were Ivy Leon and Ron Landskroner
The hiring of the new proofreaders engendered talk
among at least Bloom and Cohen and on 2 December
Bloom complained to Wayne about the fact that the new
proofreaders were receiving higher salaries than both
Bloom and Cohen Wayne told Bloom to talk about her
salary with Giardina The following day Giardina issued
written warnings to both Bloom and Cohen regarding
past latenesses some of which were trivial
On 23 or 24 December Nina Bloom called Judith
Wayne to ask if anything had been done about her salary
i In Bloom s evaluation of 4 August 1985 (more than a year before the
events in this case) her supervisor wrote
Nina must learn to leave her
personal problems out of the office If she cannot we may have to recon
sider Nina s continued employment at Arthur Young
This is the only time Bloom was told that her job might be in jeop
ardy Her evaluation for 1986 indicates improvement
complaint When Wayne said that she had told Bloom to
talk to Giardina Bloom responded I can see I in not
going to get anywhere with you
On 12 or 13 January 1987 Bloom and Cohen together
went to see Alan Brott They discussed with him the
salary situation of the proofreaders focusing on the fact
that the new proofreaders were hired at higher salaries
than they were making 2 Brott in essence replied that
he would look into the matter and discuss it with Judith
Wayne
On 16 and 18 February Brott met separately with
Bloom and Cohen Basically he rejected their safety
complaints
On 18 or 19 February some of the proofreaders went
out for dinner together In attendance were Nina Bloom
Lisa Cohen Ivy Leon and Ron Landskroner (Debbie
Graham did not attend) Some remarks allegedly made at
this dinner are heavily relied on by the Respondent in its
defense as it claims that Ivy Leon reported to manage
ment that certain racial and ethnic slurs were made at
this dinner Specifically the Respondents witnesses tests
feed that Leon told Giardina on 26 February that Bloom
said in substance that Puerto Ricans and blacks ran the
Document Processing Center and that the way to get
ahead in that department was to be Puerto Rican or
black
Also it is claimed that Bloom said that Thelma
Witherspoon (a black woman who works at the front
desk) had gotten further in life than she deserved
Interestingly Ivy Leon testified that the alleged racial
remarks were made by Bloom but not at the dinner and
that Giardina had misunderstood her as to date Nina
Bloom on the other hand credibly testified that at the
dinner Leon asked the others present if the supervisors
liked her to which Bloom said that she would do fine
because
You re Puerto Rican Ann is Puerto Rican and
Sonia is Puerto Rican I note that Sonia Flores testified
when Ivy Leon told her about these remarks at the
dinner Flores laughed because she thought they were ri
diculous
On 19 February employee Maureen McGovern gave
notice to Judith Wayne
While there she also com
plained about the manner in which Giardina and Flores
spoke to other employees Thereafter
McGovern told
Cohen about her conversation with Wayne and suggest
ed that Cohen go talk to her As a result of this both
Lisa Cohen and Debbie Graham made appointments to
see Judith Wayne where they each raised complaints In
this respect Lisa Cohen credibly testified that she rester
ated her previous complaints about the new proofreaders
being given higher salaries
She also testified that she
complained about
Giardina bullying employees and
about Flores using profanity 3 Cohen testifed that she
felt that Wayne had given her a sympathetic hearing so
that after their conversation she told other employees in
the department that if they had complaints they should
go see Judith Wayne
2 They also questioned the need to hire more proofreaders when there
was not enough work for the proofreaders already on staff
3 Wayne testified that both Debbie Graham and Lisa Cohen com
plained about the use of foul language by Giardina and Flores She could
not recall if Cohen raised the salary issue
ARTHUR YOUNG & CO
41
Sonia Flores testified that on Tuesday 24 February
employee Joyce Imbrosci told her that the proofreaders
were getting together and going up to the personel de
partment to complain about the management of the Doc
ument Processing Center According to Flores Imbrosci
said that she was being harassed to join and make
complaints (I note here that the nature of this alleged
harassment was never divulged to me )4 In any event
Flores states she then told Giardina of her conversation
with Imbrosci whereupon they both went to see Judith
Wayne who confirmed that there were complaints about
the use of foul language at the front desk (Flores con
ceded that she did use such language ) According to
Giardina Judith Wayne also said that Bloom had come
to see her in December about her salary and that some
of the proofreaders had gone to see Brott According to
Wayne and Giardina the latter said that the people in
the department (proofreading) were congregating and
whispering and that work was not getting done at this
busy time of the year 5
On Wednesday 25 February Judith Wayne with Ann
Giardina
met
with the proofreaders
According to
Wayne she decided to hold this meeting because no
work was being done some employees were upset and it
was being said that Wayne was encouraging employees
to make complaints about their supervisors 6 Wayne tes
tified that she told the proofreaders that it was not ap
propriate for people to force other employees to come to
her to make complaints that she never instigated com
plaints that the firm would not tolerate strong arm or
union like tactics and that employees should not be con
gregating when work had to be done According to Ann
Giardina
Wayne said that she was aware that some
proofreaders had gone to the personnel department to
complain that some proofreaders were harassing others
to make complaints that she would not stand for these
union type tactics and that she was aware of the salary
problems that the firm was working on to correct
During this meeting Nina Bloom at various times sought
to raise the salary issue but was told by Wayne with in
creasing irritation that discussion of that issue was not
appropriate at that time At the end of the meeting it ap
pears that Bloom may have told some of the other proof
readers that they were spineless babies because no one
else was willing to raise complaints
According to Giardina after the meeting Nina Bloom
came over to her and said she was not involved in any
of the nonsense that Lisa and Debbie were involved in
Giardina asserts that Bloom said (while banging her hand
on the desk for emphasis) the real issue here is that
Lisa Debbie and I want more money
On the day after the proofreaders meeting (26 Febru
ary) Ivy Leon went to talk to Ann Giardina According
Giardina testified that Flores told her that employee Minell Williams
had claimed of being harassed She did not know however the nature of
the alleged harassment
5 There is some dispute about how busy this time of year was for
proofreaders John Mulligan testified that they were very busy at the
front desk in February and there was a lot of reproduction work Proof
readers however do not do reproduction work
6 In a pretrial affidavit Wayne when describing her reasons for hold
ing this meeting did not assert that work was not getting done
to Leon she told Giardina that she had nothing to do
with complaints which were based on jealousy During
the course of this conversation Leon said she told Giar
diva that on one occasion Bloom had told her that she
would have no problem fitting in because the Document
Center was run by Puerto Ricans She also said she told
Giardina that remarks had been made to the effect that
Thelma Witherspoon had gotten further in life than she
deserved and that some of the proofreaders made fun of
Witherspoon s speech She also talked about the proof
readers dinner saying that Cohen was the Norma Rae
of the group According to Leon she did not say that
the racial or ethnic remarks were made at the proofread
ers
dinner but that Giardina mistakenly assumed that
they were
As to the above noted conversation Giardina testified
that Leon came to her saying that she did not agree with
Nina Lisa and Debbie Giardina asserts that Leon said
that there was a proofreaders dinner on 19 February
where Bloom and Cohen were encouraging the others to
complain about Giardina and Flores and Bloom and
Cohen wanted more money According to Giardina Ivy
Leon said that someone at the dinner (without mention
ing names) said that Puerto Ricans were running the de
partment and that Thelma Witherspoon had gotten fur
ther in life than she deserved because she was black
Giardina testified that she related her conversation to her
supervisor
Walt Wohlgemuth In this regard
Wohlge
muth testified that Giardina told him that work was not
getting done that people were sitting around document
ing their complaints against management and were trying
to get others to complain and that two proofreaders
made racial slurs to the effect that in order to get ahead
in the department you had to be black or Puerto Rican
On Friday 27 February Giardina told Flores that she
wanted to stop all the congregating at the proofreaders
booths (The proofreaders work in pairs in booths) In
this respect Ron Landskroner testified that on that date
Giardina told him there was to be no further association
among the proofreaders except for what was required by
the work that there would be no more socializing and
no more congregating at each other s booths
On the morning of 27 February a meeting was held
with Ann Giardina Judith Wayne Walt Wohlgemuth
and Alan Brott At this meeting decisions were made to
discharge Nina Bloom and to issue a warning to Debbie
Graham Regarding Lisa Cohen it apparently was decid
ed that Ann Giardina was to question her further and to
use her own judgment as to whether Cohen should be
discharged
With respect to the meeting on 27 February Ann
Giardina testified that she reported that the department
was disrupted that work was not getting done and that
there was a lot of gossiping She says she related the
racial slurs that consisted solely of the remarks about
Puerto Ricans running the department and about Wither
spoon getting further in life than she deserved because
she was black
Giardina states that she reported that
Bloom
Cohen and Graham were mentioned as the
people responsible for the disruption that they were
going around harassing others to make complaints She
42
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
also states that they discussed the marginal work record
of Bloom and Cohen According to Giardina it was de
cided at the meeting to discharge Bloom to give
Graham a warning and that she would confront Cohen
about the proofreaders dinner and make a decision for
or against discharge based on Cohen s response
According to Wohlgemuth he made the decision to
discharge Bloom at the 27 February meeting based on
(1) her disruptive behavior (2) her harassment of other
employees (3) the racial remarks and (4) the fact that
she was a marginal employee Regarding the racial com
ments Wohlgemuth stated that the only racial remarks
he could recall discussing at this meeting were the state
ments about getting ahead in the department and that
the only person linked to these remarks was Nina Bloom
With respect to Cohen he stated that Giardina was di
rected to check to see if Cohen was actually involved in
encouraging other people to file complaints As to the
work flow Wohlgemuth could not cite any specific jobs
being late as a result of the alleged disruption by the
proofreaders 7 He also testified that in the past although
there have been complaints by minority employees about
alleged discriminatory promotions in favor of whites he
knew of no cases where any disciplinary actions were
taken in that connection
Alan Brott testified that Giardina reported a significant
disruption in the department by Bloom Cohen and
Graham He stated that she reported racial comments
being made by Cohen and Bloom those consisting of the
remarks about Thelma Witherspoon getting further in
life than she deserved and remarks to the effect that you
had to be Puerto Rican to get ahead in the department
According to Brott the employment histories of the
three employees were reviewed and it was decided to
discharge Bloom to warn Graham and to get more in
formation about Cohen s involvement in the racial com
ments
(He states Graham was not linked to the racial
comments )
Judith Wayne testified that she was not present during
some part of the meeting on 27 February She testified
that the discussion when she was present focused on the
racial comments She also stated that the performance
ratings of the three employees were discussed In the
latter respect she stated that Cohen s evaluation was sat
isfactory and that Graham was evaluated as a good em
ployee
Later on 27 February Giardina told Bloom that she
was being discharged She also w rote up a memorandum
on that date a cop) of which was delivered to the per
sonnel office on 3 March It stated
Nina Bloom has been a marginal performer for
the six years that she has been employed at Arthur
Young
In December 1986 Nina formally complained
about her salary Nina was told that her salary was
based on her job level and performance and that
Arthur Young believed it to be appropriate Appar
Ivy Leon who was called as a witness by the Respondent and who
no longer works for the Company testified that although Nina Bloom
talked excessively there were no jobs during February 1987 that she and
Bloom worked on together that missed a deadline
ently frustrated because of her inability to obtain a
salary increase she became involved with two
other department members in an effort to discredit
department management This was brought to my
attention by several other department members who
complained they had felt harassed and pressured to
join this activity
They indicated discussion about
this effort to discredit department management took
place during and outside work hours Based on the
information offered by department members the ac
tivity in which Nina was involved was highly dis
ruptive to departmental operation and morale
This situation combined with her marginal per
formance convinced me that her termination was in
the best interest of the department
Accordingly
Nina was terminated on Friday February 27 1987
It appears that Giardina at some point revised the
above memorandum a copy which was sent to the per
sonnel office on 18 March It stated
On February 27 1987
I terminated Nina Bloom a
proofreader in the Document Processing Center I
discussed her marginal performance over the six
years that she has been employed at Arthur Young
I also discussed her involvement in the activity to
discredit departmental
management
which I had
learned about from other members of the Center
and had documented I told her that this incident
which was highly disruptive to departmental oper
ation and morale combined with her marginal per
formance had convinced me that her terminations
was in the best interest of the department
Nina denied any involvement in the activity and
blamed it on Debbie Graham another Proofreader
in the Center She said that she thought she was a
good Proofreader I went over a number of recent
incidents in her file as well as past performance
review lateness problems prior disruptive behavior
etc She said again that she thought she was a good
Proofreader
Then she said that she thought she
was going to get fired after the argument she had
with Judtih Wayne during the meeting with the
Proofreaders on February 25 1987 She said that
firing only her was not going to solve my problems
She said that she felt sorry for me and guessed that
I had been stuck with the dirty work I did not
respond to this since I did not want to get into a
protracted discussion with her
I note that in neither memorandum quoted above or at
her exit interview with Bloom did Giardina mention any
thing about the alleged racial or ethnic slurs
On 27 February Giardina confronted Cohen stating
that Giardina was aware of her activity to discredit de
partment management
According to Cohen Giardina
said that she knew that there was a dinner where people
complained about Puerto Ricans running the department
and Thelma not deserving her job Cohen states that she
really did not understand what Giardina was talking
about so she remained silent Giardina asserts that Cohen
denied attending the dinner According to Giardina she
ARTHUR YOUNG & CO
43
next spoke to Ivy Leon again and Leon confirmed that
at the dinner Lisa Cohen was the Norma Rae and that
Bloom made the racial comments
On 3 March Giardina discharged Cohen I note that
during cross examination
Giardina testified that
if
Cohen had not engaged in the activity of soliciting
others to complain to Judith Wayne I would not have
discharged her on 3 March In a memorandum written
by Giardina to Wohlgemuth on 3 March she stated
Lisa Cohen has been a marginal performer for
the 22 months that she has been employed at
Arthur Young 8
Based on the information offered by department
members Lisa apparently frustrated because of her
salary became involved with two other department
members in an effort to discredit departmental man
agement This was brought to my attention by sev
era] other department members who complained
they had felt harassed and pressured to join this ac
tivity They indicated discussion about this effort to
discredit department management took place during
and outside work hours The activity in which Lisa
was involved was highly disruptive to departmental
operation and morale
This situation
combined with Lisa s marginal
performance has convinced me that her termination
is in the best interest of the department I would
like to discuss this with you as soon as possible
After talking to Wohlgemuth and having discharged
Cohen Giardina wrote another memorandum (dated 3
March but received in the personnel department on 8
March) It stated
On February 27 1987 I spoke to Lisa Cohen a
Proofreader in the Document Processing Center I
told her that based on information offered by de
partment members I was aware of her involvement
in an activity to discredit departmental management
which was highly disruptive to departmental oper
ation and morale
I told her I knew about the
dinner at which she and Nina had discussed recruit
ing other people in the Center to go talk to Judith
Wayne about Sonia and me I also told her that I
had heard that there were racial comments made
and Arthur Young was not going to tolerate this
Lisa denied any involvement in the activity and
said that she knew nothing about the dinner or the
racial comments I said
You weren t at a dinner
with Nina Bloom Ron Landskroner and Ivy Leon
on Thursday February 19? She said that she didn t
know anything about a dinner
After I spoke to Lisa I again spoke to Ivy Leon
a Proofreader in the Document Processing Center
who had informed me about the dinner She told
me that Lisa was definitely at the dinner and was
the
Norma Rae of the group
Based on Lisa s marginal performance and her
involvement in the activity to discredit departmen
° In fact Lisa Cohen according to her annual evaluation and the testi
mony of Judith Wayne was not a marginal performer
tal management
which has been documented I
concluded that her termination was in the best in
terest of the department On March 3 1987 Lisa
was terminated
Lisa s only reaction was to say
Are we through9
In a related matter
Deborah Graham received a
formal warning on 4 March In a memo dated 6 March
Giardina explained
On Wednesday March 4 Deborah Graham was
given a formal warning due to her involvement
with two other department members in an effort to
discredit
departmental
management
This
was
brought to my attention by several other depart
ment members who complained they had felt har
assed and pressured to join this activity They mdi
cated that discussion about this effort to discredit
departmental management took place both during
and after working hours This activity was highly
disruptive to departmental operation and morale
If Debbie takes part in future activities such as
this she will be terminated
Discussion
When proofreaders Nina Bloom and Lisa Cohen dis
covered in late November 1986 that two new proofread
ers had been hired at salaries higher than their own they
discussed this and came to the opinion that it was unfair
On 2 December Bloom went to protest this situation to
Judith
Wayne the personnel administrator stating
among other things that both she and Cohen thought it
unfair that newly hired proofreaders should receive
higher salaries The evidence also discloses that in Janu
ary 1987 both Cohen and Bloom together went to speak
to Alan Brott the director of personnel management
where they raised the disparate salary issue That such
actions by Bloom and Cohen constituted protected con
certed activity within the meaning of Section 7 of the
Act is not amenable to serious debate
Meyers Industries
281 NLRB 882 (1986) B & P Trucking 279 NLRB 693
697 (1986) 9 Moreover the actions of Lisa Cohen and
Deborah Graham in deciding to complain (and complain
ing) to Judith Wayne about verbal abuse by their super
visors
also
constituted
protected
concerted activity
within the meaning of the Act Avalon Carver Community
Center 255 NLRB 1064 1068 1070 (1981)
In my opinion the principal reason that the Company
discharged Nina Bloom and Lisa Cohen was because
they concertedly complained about the salary issue and
were perceived by management as encouraging other
employees to present their grievances complaints or
gripes to Judith Wayne over the heads of their supervi
sors 110 Moreover I am convinced that had Bloom and
° Whether it was fair or justified for the Company to pay the new
proofreaders higher salanes is not relevant to the issues in this case
10 Although the Company asserts that other employees were harassed
into making complaints to management no evidence was presented con
cermng the nature of this alleged harassment
44
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Cohen not raised their complaints and had they contra
ued to work at their jobs in the same manner as they had
in the past they would not have been discharged This
indeed was explicitly conceded by Giardina in Cohen s
case when she testified
If Cohen had not engaged in
the activity of soliciting others to complain to Judith
Wayne I would not have discharged her on March 3
In neither the case of Bloom nor Cohen do I conclude
that either was discharged because of her performance
Nor do I conclude that either was discharged because
their activities disrupted either their own work or the
work of the department In this respect although Nina
Bloom may very well have been a talkative employee
there is insufficient evidence that any activity by her (or
by Cohen) caused any work to be delayed or any dead
line to be missed In fact Ivy Leon (a witness called by
the
Respondent) testified that although she found
Bloom s excessive talking to be annoying they never
missed a deadline on any job that they worked on to
gether
Moreover John Mulligan (also called by Re
spondent as a witness) although testifying that there was
a great deal of reproduction work in February 1987 and
that the front desk of the Document Processing Center
was very busy did not testify that there was an unusual
amount of proofreading work Indeed he tended to cor
roborate the testimony of Cohen and Bloom to the effect
that the proofreaders had a good deal of downtime
The Respondent relies to a large extent on alleged
racial slurs made by the discriminatees Basically this
contention boils down to some remarks attributed to
Nina Bloom (but not to Lisa Cohen) by Ivy Leon at a
dinner attended by most of the proofreaders on 19 Feb
ruary 1987 In essence the remarks at most were to the
effect that the Document Processing Center was run by
Puerto Ricans and blacks that the way to get ahead in
that department was to be black or Puerto Rican "I that
Thelma Witherspoon spoke funny 12 and that she had
gotten further in life than she deserved because she was
black It is asserted that these remarks were reported to
Ann Giardina by Ivy Leon on 26 February and in turn
transmitted to higher management
It was these alleged
remarks (and no others) which according to Respond
ent s witnesses were discussed at the meeting on 27 Feb
ruary where it was decided to discharge Nina Bloom
The fact is however that at the time that Bloom was
discharged the alleged racial slurs were not mentioned
by Giardina as playing any role in the decision to dis
charge her Moreover in neither memorandum prepared
by Giardina around the time of Bloom s discharge did
she even mention the alleged racial remarks as playing
any role in the discharge decision Indeed it is my belief
that the alleged racial comments by Nina Bloom had
little if anything to do with the decision to discharge her
Rather I believe that the principal reason for her dis
charge was that she was perceived by management as
someone who with Cohen was stirring up trouble by in
stigating other employees to raise complaints about their
wages and other terms and conditions of employment In
11 No contention is made that any of the typically offensive ways of
describing blacks or Pureto Ricans was used
12 Witherspoon speaks with a southern accent
Lisa Cohen s case Respondent s reliance on the alleged
racial slurs is even less pursuasive because except for the
assertion that she may have made fun of the way Wither
spoon spoke no other racial remarks were attributed to
her by Ivy Leon
Even assuming arguendo that the alleged racial slurs
or ethnic comments were in fact made by Bloom and/or
Cohen and were in fact the main reason for their dis
charges I would still conclude that their discharges vio
lated the Act as it is my opinion that these remarks
would be protected by Section 7 At worst these re
marks simply were expressions of opinion among em
ployees that minorities are given preferential treatment
vis a vis promotions in the Document Processing Center
because the supervisors also happened to be members of
minority groups Such an opinion expressed by employ
ees (whether accurate) is directly related to terms and
conditions of employment and is not so offensive as to
adversely affect company discipline
NLRB v Vought
Corp 788 F 2d 1378-1382 (8th Cir 1986) NLRB v New
York University Medical Center
702 F 2d 284 (2d Cir
1983) Honeywell Inc
250 NLRB 160 161 (1980) 13
The complaint also alleges that on or about 26 and 27
February the Respondent orally promulgated a rule pro
hibiting discussions among employees at anytime on the
Company s premises The evidence does not support
such a broad allegation On the other hand the evidence
does establish that at that time Giardina did tell some of
the proofreaders that they no longer could congregate
and talk at their booths unless such talk related directly
to their work As the evidence establishes that this direc
tive was directly responsive to the employees protected
concerted activity described above I conclude that this
directive violated Section 8(a)(1) of the Act
Southwire
Co 277 NLRB 377 389-390 (1985)
CONCLUSIONS OF LAW
1
The Respondent is an employer engaged in com
merce within the meaning of Section 2(2) (6) and (7) of
the Act
2 By discharging Nina Bloom and Lisa Cohen because
of their protected concerted activity the Respondent has
violated Section 8(a)(1) of the Act
3 By imposing restrictions at work on the talking of
its employees for the purpose of discharging employees
to engage in concerted activity for their mutual aid and
protection the Respondent has violated Section 8(a)(1)
of the Act
4 The above unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act
13 Respondent asserts that had it not discharged Bloom and Cohen for
the racial slurs it would have subjected itself to potential liability under
Title VII of the Civil Rights Act of 1964 To my mind Respondent s as
sertion goes far beyond what the facts in this case could conceivably jus
tify In Bundy v Jackson
641 F 2d 934 (D C Cir 1981) the court held
that the plaintiff had a cause of action for a pattern of sexual harassment
by her supervisors
Canddi Y Kansas City Chiefs Football Club 568 F 2d
87 (8th Cir 1977) is also inapposite In that case the court although
noting that
derogatory comments could be so excessive and approbious
as to constitute an unlawful practice under Title VII
dismissed plain
tiffs action based on occasional ethnic slurs made by his supervisor
ARTHUR YOUNG & CO
i
THE REMEDY
Having found that Respondent has engaged in certain
unfair labor practices
I shall recommend that it cease
and desist therefrom and take certain affirmative action
designed to effectuate the policies of the Act
Having found that Respondent discriminatorily dis
charged Nian Bloom and Lisa Cohen I shall recommend
that Respondent offer them immediate and full reinstate
ment to their former or substantially equivalent positions
without prejudice to their seniority or other rights and
privileges and make them whole for any loss of earnings
they may have suffered by reason of the discrimination
against them
All backpay provided shall be computed
with interest on a quarterly basis in the manner de
scribed by the Board in F
W Woolworth Co
90 NLRB
289 (1950) and with interest computed in the manner
and amount prescribed in New Horizons for the Retarded
283 NLRB 1173 (1987) 14 See also Isis Plumbing Co
138
NLRB 716 (1962)
Additionally in accordance with Sterling Sugars
261
NLRB 472 (1982) I shall recommend that Respondent
expunge from its files any reference to the discharge of
Nina Bloom and Lisa Cohen and to notify them in writ
ing that this has been done and that evidence of same
will not be used as a basis for future personnel actions
against them
,
On these findings of fact and conclusions of law and
on the entire record I issue the following recommend
ed15
ORDER
The Respondent Arthur Young and Company New
York New York its officers agents successors and as
signs shall
1 Cease and desist from
(a) Dishcarging employees because of their concerted
action of protesting their wages and other terms and
conditions of employment
14 In accordance with our decision in New Horizons for the Retarded
283 NLRB 1173 (1987) interest on and after January 1 1987 shall be
computed at the short term Federal rate for the underpayment of taxes
as set out in the 1986 amendment to 26 US C § 6621 Interest on
amounts accrued prior to January 1 1987 (the effective date of the 1986
amendment to 26 U S C § 6621 ) shall be computed in accordance with
Florida Steel Corp
231 NLRB 651 (1977)
15 If no exceptions are filed as provided by Sec 102 46 of the Board s
Rules and Regulations the findings conclusions and recommended
Order shall as provided in Sec 102 48 of the Rules be adopted by the
Board and all objections to them shall be deemed waived for all pur
poses
45
(b) Imposing restrictions on when and where employ
ees can talk when such restrictions are for the purpose of
discouraging employees from engaging in concerted ac
tivity for their mutual aid and protection
(c) In any like or related manner interfering with re
straining
or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act
2 Take the following affirmative action necessary to
effectuate the policies of the Act
(a) Offer Nina Bloom and Lisa Cohen immediate and
full reinstatement to their former jobs or if those jobs no
longer exist to substantially equivalent positions without
prejudice to their seniority or any other rights or privi
leges previously enjoyed and make them whole for any
loss of earnings and other benefits suffered as a result of
the discrimination against them in the manner set forth
in the remedy section of the decision
(b) Expunge from its files any reference to the dis
charges of Nina Bloom and Lisa Cohen and notify them
in writing that this has been done and that evidence of
the discharges will not be used as a basis for any future
personnel actions against them
(c) Preserve and on request make available to the
Board or its agents for examination and copying all pay
roll records sot,ial security payment records timecards
personnel records and reports and all other records nee
essary to analyze the amount of backpay due under the
terms of this Order
(d) Post at its office copies of the attached notice
marked
Appendix 17 Copies of the notice on forms
provided by the Regional Director for Region 2 after
being signed by the Respondents authorized representa
tive
shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees are customarily posted Reasonable steps shall
be taken by the Respondent to ensure that the notices
are not altered defaced or covered by any other maten
al
(e) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re
spondent has taken to comply
1
If this Order is enforced by a judgment of a United States court of
appeals the words in the notice reading Posted by Order of the Nation
al Labor Relations Board shall read Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board