291 NLRB 143
Siracusa Moving & Storage Service Co , Inc.
SIRACUSA MOVING & STORAGE
143
Siracusa Moving & Storage Service Co , Inc
and
Teamsters Union Local 671 a/w International
Brotherhood of Teamsters , Chauffeurs, Ware
housemen and Helpers of America, AFL-CIO i
Case 39-CA-3338
September 30, 1988
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND CRACRAFT
On October 14, 1987 Administrative Law Judge
Joel P Biblowitz issued the attached decision The
Respondent filed exceptions and a supporting brief
and the General Counsel filed cross exceptions and
a supporting brief The Respondent then filed a re
sponse to the General Counsels cross exceptions
The National Labor Relations Board has delegat
ed its authority in this proceeding to a three
member panel
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge s rulings findings and
conclusions as modified, and to adopt the recom
mended Order
I
The complaint alleges that the Respondent
violated Section 8(a)(1) of the Act about Novem
ber 4, 1986 by threatening its employees with dis
charge for engaging in union activities
The evi
dence presented by the General Counsel to prove
this allegation reveals however, that the alleged
threat occurred in September or October 1986 The
judge found that this discrepancy between the
complaint and testimony was de minimis that the
Respondent had adequate notice of the allegation
that the Respondent had litigated the issue and
that the Respondent was not therefore prejudiced
by the discrepancy The Respondent excepts to this
conclusion stating that it did not cross examine the
General Counsels witness on this issue because it
did not relate the allegations in the complaint to
the testimony that the threat had occurred in Sep
tember and October 1986 and as a result that it was
prejudiced by the discrepancy We agree with the
Respondent
Although a discrepancy in dates of the type that
exists here would not be sufficient by itself to find
that a respondent has been prejudiced the circum
stances surrounding the litigation of this complaint
allegation lead us to that conclusion The record
indicates that in response to a suggestion by the
judge that he elicit testimony regarding the alleged
threat in chronological order, counsel for the Gen
i On November 1 1987 the Teamsters International Union was read
mitted to the AFL-CIO Accordingly the caption has been amended to
reflect that change
eral Counsel stated that he wanted to present evi
dence of threats that are not alleged in the com
plaint
for purposes of showing animus only
Counsel for the General Counsel then conducted
his direct examination of the witness (the only wit
ness appearing for the General Counsel in this
case) and immediately elicited testimony that the
Respondent in
either September or October
threatened that
anyone having anything to do
with a union would be terminated
The Respond
ent did not cross examine the General Counsel s
witness on this testimony
The General Counsel s statement regarding evi
dence of threats not alleged in the complaint-
which was immediately followed by the testimony
regarding
the
September/October
allegation-
when coupled with the date discrepancy in the
complaint, reasonably could have led the Respond
ent to conclude that the testimony alleging the
September/October threats related to incidents not
alleged in the complaint and thus did not warrant
closer examination
Consequently
we conclude
that the unique combination of circumstances in
this case shows that the Respondent was preju
diced by the discrepancy in dates between the
complaint and testimony
Accordingly,
we dismiss the 8(a)(1) allegation
that the Respondent about November 4 1986
threatened its employees with discharge for engag
ing in protected concerted activities 2
2 The judge also found that the Respondent vio
lated Section 8(a)(3) of the Act by discharging
Ralph Curtis about December 16 1986 3 We agree
with the judge that the General Counsel estab
lished a prima facie case by showing that the Re
spondent threatened to fire employees who were
union activists a week before firing Curtis (a
known union activist)
We also agree with the
judge for the reasons set forth herein that the Re
spondent has failed to carry its burden of showing
that it would have discharged Curtis even in the
absence of his union activity Instead we find that
the
asserted justifications for
Curtis
discharge
were in fact, not relied on by the Respondent at
the time the Respondent terminated Curtis and
2 Our dismissal of this complaint allegation does not necessitate a
change in the judge s Order as we affirm his finding that the Respondent
violated Sec 8(a)(1) of the Act about December 8 1986 by threatening
to fire employees engaged in union activities and by threatening to close
its facility rather than deal with a union In light of the cumulative nature
of this finding Member Cracraft finds it unnecessary to pass on whether
the Respondent was prejudiced by the discrepancy in dates between the
complaint and testimony
3 Curtis was hired in mid August 1986 and shortly thereafter the Re
spondent became aware of his union activity We agree with the judge s
finding that Curtis was an employee within the meaning of Sec 2(3) of
the Act and not an independent contractor as the Respondent contends
290 NLRB No 19
144
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
therefore we conclude that Curtis discharge vio
lated Section 8(a)(3)
The Respondent contends that Curtis was dis
charged for his failure to obtain a weight ticket on
the Flock job To substantiate this contention the
Respondent notes that Curtis had been discharged
in September 1986 for the same reason in connec
tion with the Fraser and Sawyer jobs which ap
parently were combined in one assignment The
record shows that Curtis was discharged by Steve
Siracusa in September 1986 for failing to obtain
weight tickets for both those jobs4 and also that he
was immediately reinstated by Dan Siracusa Curtis
and Dan Siracusa gave different versions of the
reason for the reinstatement however According
to Curtis
version
Curtis met with Dan after he
was terminated by Steve and told him It is not
fair that I in fired because of a weight ticket It
happened many times with different companies
Not only myself as a driver but other drivers have
too
After talking to Curtis Dan stated that Curtis
had been fired unjustly and reinstated him 5
Dan s version of this incident claims that Curtis
reinstatement was in the nature of a second
chance
Further
the
Respondent argues that
Curtis knew upon being reinstated that another
failure to obtain a weight slip would result in dis
charge if he made no effort to avoid the problem
or to explain it away to those who might discharge
him 6 While the judge does not explicitly credit
Curtis
or Dan s version of this incident even
under Dan s version we would not conclude that
the Respondent has carried its burden of showing
that it would have discharged Curtis for his failure
to get the weight ticket in the absence of union ac
tivity 7 This is because the Respondents behavior
4 Curtis did secure a weight ticket for one of the jobs He testified that
he failed to obtain a weight ticket for the other job because there were
no weigh stations open where he could obtain a weigh master s signature
Curtis testified that Steve Siracusa had told him not to obtain unsigned
weight slips Curtis explained that no weigh stations were open because
the job was performed late in the day and delivery was to be made
before the stations would open the next day Curtis also testified that he
thought the Respondent would calculate the weight by using the indus
try s standard method of figuring 1000 pounds per page of inventory
5 The Respondent also claims that an alleged discrepancy between the
weight ticket and inventory sheets on the Fraser and Sawyer jobs in Sep
tember contributed to Curtis discharge in December There is no indica
tion however that this alleged discrepancy played any part in Curtis
dismissal in September Because the alleged discrepancy was not used to
support Curtis September dismissal we find that the Respondents reli
ance on it now is pretextual
8 The Respondents bnef in support of exceptions
fn 6 at 25 In this
regard Curtis testified that he had not obtained a weight slip on the
Flock job for the same reasons he had failed to obtain one in September
The Respondent states however that Curtis never communicated to it
the reason for his failure to secure a weight slip for the Flock job
Clearly under Curtis version Dan s rescission of Steve s discharge
action and his rejection of Steve s reason for taking that action as unjust
seriously undermine the Respondents attempt at substantiating Curtis
discharge in December assertedly for the same reason he was dismissed
in September
subsequent to Curtis failure to get the weight
ticket for the Flock job and up to and including
the discharge fails to support the claim that Curtis
was fired at that time because he blew his second
chance 8
In this regard
while Curtis acknowledged that
Steve Siracusa was angry with him for not obtain
ing a weight slip for the Flock job and although he
admitted talking to Dan Siracusa about Steve s re
action Curtis stated that he did not believe his ter
mination occurred the same day he talked with
Dan about Steve s reaction Thus the evidence
suggests that Dan was not only aware of Curtis
failure to obtain the Flock job weight slip but that
he also was aware that Steve was upset about it
yet he did not terminate Curtis until Curtis on a
later date in an unrelated incident described infra
made a statement regarding the need for a union 9
The credited testimony i 0 reveals that the day he
was discharged Curtis went to the Respondents fa
cility and noticed that newly hired drivers were
being given assignments although he had been told
earlier that there was no work Curtis then made
the following comment to a secretary (Jill)
If
there was a union in here then people that have
been employed for any length of time would work
before-they would have seniority
Curtis then
left the Respondents facility but returned a short
time later to talk to Dan Siracusa about the job as
signments
When Curtis went into Dan s office
Curtis testified that Dan said
I heard you tell
8 In its bnef the Respondent cites two other incidents that it purport
edly relied on to terminate Curtis employment that Curtis charged for
boxes he had not packed on the Griswold job and that Curt s ove
charged the Respondent for the cost of having a truck towed Neither of
these alleged incidents offer the Respondent support
In neither one did
the Respondent discipline Curtis-indeed it appears that with respect to
the Gnswold allegation the Respondent never even mentioned the prob
lem to Curtis Regarding the towing allegation the Respondent asked
Curtis about it and appeared to accept his explanation It did not seek to
recover any of the money it had given to Curtis as reimbursement for the
towing charge and took no adverse action against him Because the Re
spondent did not view these incidents as being sufficiently serious to war
rant discipline at the time the problems arose the Respondents reliance
on these allegations now is pretextual
8 Steve s testimony contradicts Curtis on this point by stating that Dan
fired Curtis shortly after being told by Steve about Curtis
failure to
obtain the weight slip for the Flock job Dan s testimony does not ad
dress this issue We rely on Curtis testimony as to the timing of these
events because the judge generally discredited Steve s testimony regard
ing the 8(a)(3) issue In any event regardless of how long Dan knew of
Curtis failure to get the weight slip prior to discharging him the testimo
ny we rely on regarding the discharge interview does not show that
Curtis was fired because of his failure to obtain the weight slip
10 Although the judge set out three versions of the discharge interview
(Dan s Steve s and Curtis) without explicitly crediting any version we
rely on Curtis account of this event We do so because the judge cred
ited Curtis over Dan twice in making his threat of discharge findings and
because he generally discredited Steve s testimony regarding the dis
charge issue Therefore we interpret the judge s reference in sec IV of
his decision in which he states that the Respondents Wright Line defense
is impaired by inter alia, the statement Dan made to Curtis when he
returned to the facility in mid December as an implicit crediting of
Curtis version of his discharge
SIRACUSA MOVING & STORAGE
somebody you were going to put a f-king union
in here
Curtis replied
no and Dan said you re
a f-king liar Jill just told me that
you said
you were going to put a union in here I want you
out of my place of business-you re fired
When
asked if Dan said anything else Curtis stated
He
said that he would bury me before a union would
come in here
Thus there is no indication contem
poraneous with the event that Curtis finng result
ed from his failure to get a weight ticket or any
other reason asserted by the Respondent 11 Given
these circumstances
we find that the Respondent
has failed to establish that it would have dis
charged Curtis absent his union activity and that
instead the record reveals that Curtis was dis
charged solely because of his union activities 12
that the reasons asserted by the Respondent as jus
tification
for the discharge have been offered
merely to conceal the real reason for its action
Accordingly we find as did the judge that the
Respondents discharge of Curtis violated Section
8(a)(3) of the Act 13
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent Siracusa
Moving & Storage Service Co Inc East Hart
ford
Connecticut its officers agents successors
and assigns
shall take the action set forth in the
Order After a hearing in which all parties were of
forded the opportunity to present evidence it has
been found that we violated the National Labor
Relations Act in certain respects and we have been
ordered to post this notice
1 i At the hearing the Respondent cited two additional reasons alleged
ly justifying Curtis discharge The Respondent alleged that Curtis had
smoked marijuana on one of his runs and that the women at its facility
were afraid of Curtis When the Respondent asked Curtis about the al
leged marijuana smoking he denied it and offered to resign if the Re
spondent did not trust him Dan Siracusa refused this offer and stated
that they did not believe the person making the accusation as he was a
convicted cocaine addict With respect to women being afraid of Curtis
there was no evidence offered directly supporting this assertion The only
evidence even remotely connected to this claim was the testimony of
Wendy McAvoy the Respondents office manager
to the effect that
Curtis refused to leave on an assignment she had given him until he re
ceived his travel advance
12 See Wright Line 251 NLRB 1083 1089 (1980) enfd 662 F 2d 899
(1st Cir 1981) cert denied 455 US 989 (1982) See also Limestone Ap
parel Corp
255 NLRB 722 (1981) enfd 705 F 2d 799 (6th Cir 1982)
19 The General Counsel s request for a visitatorial clause is denied as
the circumstances of this case do not demonstrate a likelihood that [the]
[R]espondent will fail to cooperate or otherwise evade compliance
See
Cherokee Marine Terminal 287 NLRB 1080 (1988)
Mark W Engstrom Esq
for the General Counsel
Jeffrey J Merman Esq (Tarlow Levy Mandell & Kostin
P C) for the Respondent
DECISION
STATEMENT OF THE CASE
145
JOEL P BIBLOWITZ Administrative Law Judge This
case was heard by me on 10 and 11 August 1987 in Hart
ford
Connecticut
The complaint issued on 5 March
1987 and was based on an unfair labor practice charge
filed on 21 January 1987 alleges that Siracusa Moving &
Storage Service Co Inc (Respondent) violated Section
8(a)(1) and (3) of the Act by threatening its employees
with discharge for engaging in activities on behalf of
Teamsters Union Local 671 a/w International Brother
hood of Teamsters
Chauffeurs
Warehousemen and
Helpers of America AFL-CIO (the Union) creating an
impression among its employees that their union activi
ties were under surveillance by Respondent and termi
nating its employee
Ralph Curtis on or about 16 De
cember 1986 1 because of his activities on behalf of the
Union
On the entire record including my observation of the
witnesses and the briefs received I make the following
FINDINGS OF FACT
I JURISDICTION
Respondent a Connecticut corporation with its pnn
cipal office and place of business located in East Hart
ford Connecticut is engaged in the intrastate and inter
state transportation of freight and commodities
During
the 12 month period ending 31 January 1987 Respond
ent in the course and conduct of its business operations
performed services valued in excess of $50 000 in States
other than the State of Connecticut I find that Respond
ent is an employer engaged in commerce within the
meaning of Section 2(2) (6) and (7) of the Act
II
LABOR ORGANIZATION STATUS
I find that the Union is an organization in which em
ployees participate that it represents employees and
deals with employers regarding inter alia rates of pay
hours and conditions of employment of employees and is
therefore a labor organization within the meaning of Sec
tion 2(5) of the Act
III
CURTIS
EMPLOYMENT STATUS
Curtis was employed by Respondent as a driver from
about mid August through mid December A majority of
the work he performed for Respondent was long dis
tance compared to local driving Respondent initially
defends that Curtis was a commission driver who was an
independent contractor and therefore is not an employee
within the meaning of Section 2(3) of the Act During
the entire period of his employ with Respondent Curtis
drove trucks owned and insured by Respondent Re
spondent was also responsible for repairs and routine
maintenance of the trucks as well as any incidental
towing expenses
Unless indicated otherwise all dates referred to are in 1986
146
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Curtis was interviewed for his position by Daniel Sira
cusa (Dan) Respondents president and Steve Siracusa
(Steve) its operations manager He testified that he was
told that they were looking for a company percentage
driver
there would generally be 40 hours per week of
work and that he would be eligible for Respondent s
safety incentive program and Christmas bonuses Re
spondent was in the process of preparing a contract for
its percentage drivers but it was not then complete He
was told that he would receive 42 percent of the moving
fees Respondent received for long distance jobs he per
formed this figure was proposed to him without negotia
tion He could accept or refuse these jobs Local work
was paid for on an hourly basis on a separate paycheck
During the period of his employment with Respondent
approximately 80 to 90 percent of his work was long dis
tance commission driving compared to hourly paid local
driving
He punched a timeclock while driving locally
and taxes' and social security were to be deducted from
his wages for local driving only this procedure was fol
lowed for a week or two at which time Respondent
commenced paying Curtis with one check for all driving
with no deductions Curtis testified that shortly after he
began working for Respondent he told them
wouldn t
it be just as easy if we put everything on one check and
do it that way and they agreed Respondents office
manager
Wendy McAvoy testified that after about 1
week s employment Curtis told her that he did not want
to be on the payroll and if he had hourly pay it should
be included on his commission check that was the pro
cedure she followed for the remainder of his employ
ment and no payroll deductions were made thereafter
At the same time he ceased punching a timeclock
At the commencement of his employment with Re
spondent an escrow account of approximately $1000 was
established by deducting 10 percent of Curtis pay The
purpose of this account was to reimburse Respondent for
Curtis possible liability for damage to household goods
(he testified that his liability was for a maximum of ap
proximately $200 or for the expense of retrieving a truck
left away from Respondents premises) After Curtis
employ with Respondent ended this amount was re
turned to him As stated supra Curtis received 42 per
cent of the price paid by the customer for the long dis
tance moves he performed Out of this amount Curtis
had to pay for gas tolls food lodging and labor ex
penses for a helper to assist him in loading and unloading
the truck In this regard Curtis had the absolute right to
hire and fire these helpers except if they were regular
employees of Respondent in that situation he needed Re
spondent s prior approval Curtis was given his assign
ments by Steve this would contain the shippers name
and address the pickup and delivery dates and the deliv
ery address Occasionally Steve would confer with him
about the best route to travel to expedite the shipment
McAvoy testified that Curtis was responsible for
paying his own workmen s compensation for his long
distance driving jobs but there was no indication that he
had ever done so or that Respondent had paid it and de
ducted it from his commission check Dan testified that
2 Curtis tax return states non employee and self employment
although Respondent provided insurance for the trucks
Curtis
should have had insurance
although he never
asked Curtis for proof of such insurance and his affidavit
given to the Board states that Respondent pays for all
the insurance on the trucks and Curtis and the other
commission drivers do not have to pay for any irsur
ance During the period of his employ with Respondent
Curtis performed work solely for Respondent Dan tests
fled that Curtis could have performed work for anyone
he wanted during this period I would not have to give
him permission
Curtis would only have to give us the
courtesy of a phone call to let us know
However his
affidavit given to the Board states that Respondent has
so much work that Curtis had little time to work for any
other companies The employer has to be able to depend
on Curtis being available so he could not be allowed to
work for other companies except on a very occasional
basis when we worked it out together for a brief job
Respondent provided health and life insurance policies to
its hourly paid employees who pay 50 percent of the
cost of these policies these policies are also available to
Respondent s commission drivers but they must pay 100
percent of the cost
In determining the status of employees the Board em
ploys a right of control test 3 As the Board stated in Fort
Wayre Newspapers 263 NLRB 854 855 (1982)
If the person for whom the services are performed
retains the right to control the manner and means
by which the results are to be accomplished the
person who performs the services is an employee If
only the results are controlled the person who per
forms the services is an independent contractor 4
An additional factor in determining independent contrac
tor status is the entrepreneurial interests of the agent
NLRB v Associated Diamond Cabs
702 F 2d 912 (11th
Cir 1983) The court in News Journal Co v NLRB 447
F 2d 65 68 (3d Cir 1971) stated that in making this de
termination you must consider the type of services ren
dered
the
possibility
of realizing additional profits
through the exercise of entrepreneurial skill and the
ownership and maintenance of the vehicles
In Capital
Parcel Delivery Co
269 NLRB 52 (1984) the Board
stated that when the control issue is relatively neutral
you look to the entrepreneurial characteristics
The most obvious factor in this matter is that unlike all
the other cases cited supra the trucks herein are owned
by Respondent In addition Respondent is responsible
for the insurance as well as the repair of these trucks
Curtis sole responsibility is to pay for fuel tolls and any
labor he needs to assist him This is not the stuff' that
entrepreneurial interests are made of This determination
is supported by a careful examination of Curtis terms of
employment During the period in question he worked
only for Respondent under Respondent s name and
3 News Syndicate Co
164 NLRB 422 423-424 In NLRB v United In
surance Co
390 U S 254 (1968) the Supreme Court stated that the gen
eral principles of the common law of agency are to be used in determin
ing whether an individual is an employee or an independent contractor
* See also Air Transit
271 NLRB 1108 (1984)
Thomson Newspapers
273 NLRB 350 (1984)
SIRACUSA MOVING & STORAGE
under terms promulgated by Respondent Curtis control
over the
manner and means by which the results are to
be accommplished is extremely limited or nonexistent
Curtis discretion is practically limited to the route he
would take and even that is previously discussed with
Steve Respondents degree of control is further illustrat
ed by the fact that they fired Curtis on two occasions for
failure to obtain a weight ticket as will be discussed
infra That he was paid a percentage of his long distance
jobs and was responsible for fuel tolls and any labor he
needed to assist him is not enough to exclude him from
the Act s coverage as an independent contractor I there
fore find that he is an employee within the meaning of
Section 2(3) of the Act Standard Oil Co
230 NLRB 967
(1977)
IV THE ALLEGED UNFAIR LABOR PRACTICES
Curtis had been a member of the Union at his previous
job
When that employment ended in August 1984 he
ceased paying dues to the Union however he did tell
Dan and Steve in August that he had been a member of
the Union
Beginning about that time he spoke to his
fellow employees about how they felt about obtaining a
union to represent them subsequently he met with a
union representative who gave him authorization cards
to distribute to his fellow employees
which he did
Steve testified that Curtis informed him of his prior
union membership a few days after he commenced work
ing for Respondent Dan testified that right at the be
ginning
of Cur*is employment with Respondent he saw
Curtis union card Additionally on or about 1 Septem
ber two or his employees told him that Curtis was
trying to start a union
He also testified that he has
other employees who are or were union members and
who attended meetings regarding unionization He testi
feed
the fact that I do not agree with-with unions is
my personal opinion I do not hold anything over any
body s head for what their affiliations are I personally
cannot run my company on a-on a budgetary purpose
using a union
In December he made a list of the pose
tive and negative attributes that Curtis brought to Re
spondent he listed Curtis union affiliation and the fact
that he discussed it with others as a negative attribute
Steve fired Curtis in September for his failure (for the
second time) to obtain a weight tickets on a job Curtis
appealed to Dan who told Steve to take him back as
there was a need for drivers- he said well we 11 just
have to live with it
Dan testified that Curtis told him
that his wife was having a baby he wanted to keep his
job and it would not happen again
I looked at my brother and I said the day that we
stop giving people a second chance is the day that I
don t want to live with myself anymore I says he s
working no matter what you say or do That s how
Mr Curtis got his job back
6 A weight ticket obtained at a privately run or governmental weight
station states the weight of the fully loaded truck By subtracting the
known weight of the truck empty the parties determine the weight of
the shipment
147
Curtis testified that he did not obtain a weight ticket
for this job because at the time of day of this trip the
weight stations were closed Truckstops with weight sta
tions were open but Steve had told him not to use them
because you cannot get a weight master s signature on
these tickets Steve and Dan testified to the importance
of weight tickets in determining the weight of shipments
as compared to the estimates obtained from inventory
sheets Dan testified that while it can be difficult at times
to locate an open weight station (especially weekends in
some areas) a driver should call Respondents office
where they would look through their directory for an
open station In Curtis situation in September it is gen
eral knowledge to probably every driver in the State of
Connecticut that a scale is open 24 hours a day in Mil
ford
Connecticut about 45 miles from Respondent s
premises
Mileage would not be a consideration as far
as I in concerned if the driver did have to go that far to
get a weight ticket even if the customer had to wait an
extra day for delivery If I had to go 150-200 miles I d
make the guy go I would probably give the guy a little
extra money you know to cushion the blow a little bit
because it is difficult
Curtis testified that in either September or October6
Dan called him into his office Steve was present
they strongly stated to me that they had heard
that I was trying to organize a union within the
work force of Siracusa Moving and Storage They
also stated to me that anyone having anything to do
with a union would be terminated
Dan testified he never told employees that they would
be discharged if they were found to be engaged in union
activities
Curtis testified that on 8 or 9 December he and a
fellow employee
Kenny Smith (who did not testify)
were called into Dan s office Steve was also present
Dan said that he had received a letter from the Union'
and that there was no fucking way that a union was
going to be put into his shop
He also said that employ
ees organizing for the Union would be terminated and
rather than deal with a union he would close his doors
and become a booking agent without any employees He
asked Curtis and Smith to each write a letter to the
Union stating that they were satisfied with their working
conditions and benefits and that they did not want a
union in the shop
They said that they would do so
Curtis did not write any letter to the Union
Steve testified that on 9 December Respondent re
ceived a letter from the Union saying that their employ
ees were being paid below scale He and his brother
6 The complaint alleges that on or about 4 November Dan Siracusa in
his office threatened employees for engaging in union activities and cre
ated an impression among its employees that their union activities were
under surveillance by Respondent
7 This letter states that their investigation reveals that Respondent is
paying below standard wages and asks for a response within 72 hours
Failure [sic] to hear from you we shall proceed to inform the public of
these facts
The letter continues
I want to inform you that our organs
zation does not intend to interfere with the rights of your employees to
work without becoming members of this union nor does it make any
demand upon you to sign a contract with the union
148
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
called in various employees to ask them a question
about who was trying to start a union
He told Curtis
and Smith
that in no way
would anybody s job secu
rity be imperiled whether they had been the ones
directly approaching our personnel or if
they
themselves wanted to join the Union
He testified that Dan asked either Curtis or both he and
Smith if Respondent was unfair to them and they said
no Dan asked them if they would write a letter to the
Union to that effect and they said that they would He
testified further that he does not recall Dan saying at this
meeting that if a union came to his company he would
close the doors Dan testified that he asked Curtis and
Smith to come to his office to ask for their help He told
them of the Union s letter and I need you to write me
a letter stating that I in paying you well and he [Curtis]
says absolutely I in making a fortune here
He testified
that he also told them
Under no circumstances is
anyone going to get fired for-for helping me out or
giving me any information under no circumstances is
your job in jeopardy because of union activity
On
direct examination he testified that he never told any of
his employees that they would be discharged if he found
they were engaged in union activities On cross examina
tion he testified that at this 9 December meeting he said
You are going to decide whether we have a union or
don t have a union you re going to decide whether we
stay in business or go out of business If a Union comes
in here I will close my doors
Respondent fired Curtis on or about 16 December
several days earlier Curtis called Respondents premises
to get his next assignment and was told that there was no
work He went to Respondents premises and saw that
additional employees had been hired He told one of the
secretaries that if a union represented the employees they
would be protected by seniority He left for a short time
and returned to speak to Dan in his office Dan Siracusa
said
I heard you told somebody you were going to put
a fucking union in here
Curtis denied it and Dan called
him a liar and said that he would bury him before a
union would come into his shop I want you out of my
place of business
You re fired
Dan testified that he
fired Curtis because the last time he failed to get a
weight ticket (on the Flock job discussed infra) along
with numerous other things (also discussed infra) that he
did was the straw that broke the camel s back Steve tes
tified that the Flock job that he assigned to Curtis was a
shipment from New Hampshire to Connecticut it was a
good assignment for Curtis (and Respondent) because
Curtis had a shipment on the way up north as well
Curtis returned with the truck on Sunday 14 December
He gave his paperwork to Steve (presumably the fol
lowing day) without a weight ticket Steve told him that
he was upset because it was his third infraction for a
weight ticket He told Curtis that he was in trouble be
cause Dan had rehired him in September with the under
standing that the problem would not recur They all
went into Dan s office and Dan told him that he was
fired because of his failure to obtain a weight ticket
Curtis testified the reason that he did not obtain a
weight ticket for Flock was that the pickup was Satur
day and delivery was Sunday and there were no scales
(where he could get a signature as well as a weight) in
the areas that he was traveling He also testified that the
Flock job was his last trip for Respondent and when he
returned without the weight ticket Steve was angry with
him however it wasn t until about 10 days later that he
was terminated by Dan Steve testified that he is not sure
that on Sundays there are attended weight stations open
between Curtis pickup and dropoff point for the Flock
job However Curtis should have called him and driven
to the Milford weight station
which he was familiar
with even though he would have to drive an extra 90
miles to do so
Another factor allegedly relied on by Respondent in
firing Curtis was the Griswold job which involved a No
vember pickup and delivery both in Virginia for an mdi
vidual who 6 months earlier had been moved by an
other company Shortly after obtaining the job Respond
ent obtained a copy of the list of objects and boxes from
this individuals prior move Curtis was assigned to this
job and returned with the proper papers as well as a
weight ticket for the job Dan testified that after Curtis
returned he (Siracusa) looked at the bill of lading for the
job and said no way
Curtis could not have packed
that many cartons in such a brief time in short he sus
pected that Curtis took credit for (and the customer was
charged for) packing cartons when in reality Curtis had
loaded onto the truck unopened cartons from the prior
recent move He testified that a post move survey per
formed for him supported his suspicions Respondent
gave the customer a $650 credit on the job (approximate
ly 25 percent of the total) Dan did not speak to Curtis
about this situation
It was near the end So many
things had come To say one more thing would have
Curtis testified that after he was fired he heard
that Respondent claimed discrepancies on the Griswold
job He testified that he did not take credit for cartons
that he did not pack In his judgment he felt that a
number of cartons were improperly packed in the prior
move and he repacked them In addition he had to pack
dried flowers which must be packed carefully and in
large cartons
An additional alleged factor in Respondents decision
to discharge Curtis is a towing bill dated 16 October On
that date his truck became inoperative in Maryland and
required a tow Curtis arranged for the tow and called
Respondents office and informed them that the towing
charge was $225 which Respondent approved Curtis
paid this amount and was reimbursed for it by Respond
ent when he returned to their facility Respondent intro
duced into evidence two copies of this towing bill
through Curtis they introduced a bill (pink copy entitled
job invoice ) for $255 $150 for the tow and $75 for
service and labor for repair Through McAvoy they in
troduced a bill (yellow copy entitled
work order ) for
$150 $100 for the tow and $50 for labor Both have the
same invoice number Curtis signature and Respondent s
name and the date in apparently identical writing The
only apparent differences are the amounts listed for
SIRACUSA MOVING & STORAGE
149
towing service and labor and total There are no cross
outs or apparent erasures on these bills The only expla
nation by Respondent for how they learned of this al
leged discrepancies and what they did about it was
through McAvoy who testified that Steve called the
towing company to venfy the amount" and Mr Hitt
said that he could not venfy it because his son who did
the services for him was not back to the shop yet He
said well when he does get back please forward us a
copy of your invoice
About 6 weeks later Respondent
received the yellow copy of the invoice
When they
showed Curtis the two bills he insisted that he had paid
$225 and that the original bill was correct
The final incident allegedly contributing to Curtis dis
charge was an incident in which he demanded some
money in advance from McAvoy before taking a ship
ment McAvoy testified that early in the morning ( I d
say November I don t know ) Curtis was leaving the
terminal to pick up a shipment in Connecticut and then
returning to the terminal
Curtis demanded his expense
money at about 8 30 a in before leaving the terminal for
his pickup McAvoy told him that the bank was not yet
open and when he returned to the terminal she would
give him his money Curtis refused to leave until he was
given money and McAvoy located $60 in cash and gave
it to Curtis at which point he left McAvoy testified fur
ther that Curtis actions were improper because he was
not entitled to this expense money until he returned to
the terminal if he had to pay a helper to assist him in
loading the truck- you don t have to pay him until the
labor s done and the labor wasn t done until he came
back to the office -and since he was traveling intrastate
there was little chance he would have to pay for fuel
and even if he did he could charge it at some stations
where Respondent maintains accounts
Curtis testified
that he never declined to take the job he told McAvoy
that he needed the money before leaving in order to pay
his helper who was going to assist him in loading the
truck
The complaint alleges that Respondent through Dan
on or about 4 November threatened its employees with
discharge for engaging in union and other protected ac
tivities
and created an impression among its employees
that their union and protected activities were under sur
veillance by Respondent The sole testimony supporting
these allegations is Curtis testimony that in either Sep
tember or October Dan told him (with Steve present)
that they heard that he
was trying to organize a union
within the work force of [Respondent] and that any
one having anything to do with a union would be terms
nated
The sole testimony by Respondent in defense of
this allegation is the following testimony of Dan
Q Now did you ever have occasion to tell any of
your employees that if you found them engaging in
union activities they would be discharged?
A Absolutely not
8 No testimony was offered by Respondent as to what if anything
caused them to suspect that the bill was inflated
Because this is the sole evidence regarding these allega
Lions I find insufficient evidence to support the allega
Lion regarding an impression of surveillance and there
fore recommend that the allegation be dismissed Re
garding the alleged threat of discharge I initially find
that the de minimis variance between the date in the
complaint allegation and the testimony is not fatal to this
allegation Although the complaint alleges that the threat
occurred on or about 4 November and Curtis testified
that it occurred in September or October Respondent
had adequate notice of the nature of the allegation and
had an opportunity to and did litigate it The complaint
placed Respondent on notice that Dan had made a threat
on or about 4 November That this threat was made in
September or October rather than 4 November did not
prejudice Respondent for the reasons stated supra Man
gunan s Inc
227 NLRB 113 (1976)
Strozer Inc 232
NLRB 937 (1977)
With little difficulty I credit Curtis testimony over
that of Dan Siracusa
My observation of them and a
review of their testimony convince me that Curtis was
frank and direct in his testimony while Dan Siracusa s
testimony was somewhat flowery and less than frank
For example Dan Siracusa testified that he never told an
employee that he would be fired if he discovered that
they were engaged in union activities ( absolutely not )
And yet he admitted (I assume because it was in an affi
davit he had given the Board) that shortly before he
fired Curtis he told him If a union comes in here I will
close my doors
For this reason and others discussed
below regarding Curtis discharge I credit Curtis ver
sion of this incident Because it is a threat to discharge
employees in retaliation for their union activities it clear
ly violates Section 8(a)(1) of the Act
The next allegation is that on or about 8 December
Respondent by Dan threatened its employees with dis
charge and plant closure for engaging in union and other
protected concerted activities Curtis testified that at this
meeting Dan told him and Smith that there was no way
a union would get into his shop that he would fire em
ployees active for the Union and would close his doors
rather than deal with a union Dan testified that he told
them that if a union came in he would close his doors
For the reasons stated above I credit Curtis and find
that the statements made at this 8 December meeting
violate Section 8(a)(1) of the Act
Turning to the 8(a)(3) allegation in Wright Line
251
NLRB 1083 (1980) the Board set forth the rule it will
henceforth apply in discrimination cases such as the in
stant matter
First
we shall require that the General
Counsel make a puma facie showing sufficient to support
the inference that protected conduct was a motivating
factor in the employers decision Once this is estab
lished the burden will shift to the employer to demon
strate that the same action would have taken place even
in the absence of the protected conduct
Without a
doubt the General Counsel has satisfied his initial
burden On the day that Respondent received the letter
from the Union he threatened to fire employees who
were active for the Union and would close his doors
rather than deal with a union He knew that Curtis was
150
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
then or had been a member of the Union About a week
later he fired Curtis This creates an exceptionally strong
inference that Curtis union activities and Respondent s
antipathy toward the Union caused Curtis discharge
Having made that finding it is necessary to determine
whether Curtis would have been fired regardless of his
union activity and the Union s 8 December letter The
strongest argument in this regard for Respondent is that
it fired Curtis for allegedly the same reason (failure to
obtain a weight ticket) in September before his union ac
tivity became an issue That argument initially is very
convincing- We fired him in September for failing to
get a weight ticket We rehired him and gave him one
more chance In December he again failed to obtain a
weight ticket therefore we were justified in firing him
Without more this argument would be persuasive What
impairs this argument however are the threats made to
Curtis and Smith a week earlier to fire anybody active
for the Union and to close rather than deal with the
Union and the statements Dan made to Curtis when he
returned to the facility in mid December as well as the
earlier threat made to Curtis The ultimate issue is
whether Respondent fired Curtis solely because he failed
to obtain a weight ticket on the Flock job or whether
Respondent seized on that opportunity to discharge him
when the real reason was his union activity In making
this determination it is necessary to look at the serious
ness of the offense in September Curtis was fired for the
same reason and rehired The Flock job was performed
on a weekend however when no reasonably accessable
attended scales were available In addition unlike the
Griswold job there apparently was no dispute about the
bill at the time he was fired Steve testified that Curtis
should have driven to the Milford weight station ap
proximately 90 miles roundtnp out of the way however
Steve also testified however that at the 9 December
meeting he does not recall Dan telling Curtis and Smith
that he would close the doors rather than dealing with
the Union I therefore find him not a credible witness
and find his testimony regarding the weight station not
practical
as well
Knowing that it was a weekend job
when Curtis would have difficulty locating a weight sta
tion he could have previously informed him to use the
Milford station and told him that he would be compen
sated for the extra fuel consumed to get there however
he did not do so
For all these reasons I find that Respondent has not
sustained its burden and by its discharge of Curtis violat
ed Section 8(a)(1) and (3) of the Act
CONCLUSIONS OF LAW
1
The Respondent Siracusa Moving & Storage Serv
ice Co Inc is an employer engaged in commerce
within the meaning of Section 2(2) (6) and (7) of the
Act
2 The Union is a labor organization within the mean
ing of Section 2(5) of the Act
3 The Respondent violated Section 8(a)(1) of the Act
about September or October by threatening its employ
ees with discharge for engaging in activities on behalf of
the Union
4
Respondent violated Section 8(a)(1) of the Act
about 9 December by threatening its employees with
discharge for engaging in activities on behalf of the
Union and by threatening to cease its business operations
rather than dealing with the Union
5 The Respondent violated Section 8(a)(1) and (3) of
the Act by discharging Curtis about 16 December
6 The Respondent did not violate the Act as further
alleged in the complaint
THE REMEDY
Having found that Respondent has engaged in and is
engaging in certain unfair labor practices it will be rec
ommended that it cease and desist therefrom and take
certain affirmative action designed to effectuate the pole
cies of the Act to wit that Respondent offer Curtis im
mediate reinstatement to his former position or if that
position no longer exists to a substantially equivalent po
sition without prejudice to his seniority or other rights
and privileges It is also recommended that Respondent
be ordered to make Curtis whole for any loss of earnings
he sustained by reason of his discharge Backpay shall be
computed in accordance with F W Woolworth Co
90
NLRB 289 (1950)
New Horizons for the Retarded
283
NLRB 1173 (1987) See generally Isis Plumbing Co
138
NLRB 716 (1950) I find the visitatonal clause requested
by the General Counsel unnecessary 0 L Willis Inc
278 NLRB 203 (1986)
On these findings of fact and conclusions of law and
on the entire record I issue the following recommend
ed9
ORDER
The Respondent Siracusa Moving & Storage Service
Co Inc East Hartford Connecticut its officers agents
successors and assigns shall
1 Cease and desist from
(a) Threatening its employees with discharge or ceas
ing operations because of their activities on behalf of the
Union
(b) Discharging its employees in retaliation for their
activities on behalf of the Union
(c) In any like or related manner interfering with re
straining
or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act
2 Take the following affirmative action necessary to
effectuate the policies of the Act
(a) Offer Curtis immediate and full reinstatement to his
former job or if that job no longer exists to a substan
tially equivalent position without prejudice to his senior
ity or any other rights or privileges previously enjoyed
and make him whole for any loss of earnings and other
benefits suffered as a result of the discrimination against
him in the manner set forth in the remedy section of the
decision
9 If no exceptions are filed as provided by Sec 102 46 of the Board s
Rules and Regulations the findings conclusions and recommended
Order shall as provided in Sec 102 48 of the Rules be adopted by the
Board and all objections to them shall be deemed waived for all put
poses
SIRACUSA MOVING & STORAGE
(b) Remove from its file reference to the termination
of Curtis and notify him in writing that this had been
done and that the evidence of this unlawful activity will
not be used as a basis for future actions against him
(c) Preserve and on request make available to the
Board or its agents for
examination or copying all
records or documents necessary to analyze and deter
mine the amount of backpay owed to Curtis
(d) Post at its East Hartford Connecticut facility
copies of the attached notice marked
Appendix i
Copies of such notice on forms provided by the Officer
in Charge for Subregion 39 after being signed by Re
spondent s authorized representative shall be posted by
Respondent immediately upon receipt and maintained for
60 consecutive days in conspicuous places
including all
places
where notices to employees are customarily
posted Reasonable steps shall be taken by Respondent to
ensure that said notices are not altered defaced or cov
ered by any other material
(e) Notify the officer in charge in wasting withing 20
days from the date of this Order what steps the Re
spondent has taken to comply
IT IS FURTHER ORDERED that the complaint be dis
missed insofar as it alleges violations not specifically
found herein
10 If this Order is enforced by a judgment of a United States court of
appeals the words in the notice reading
Posted by Order of the Nation
all Labor Relations Board shall read Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
151
After a hearing in which all parties were afforded the
opportunity to present evidence it has been found that
we violated the National Labor Relations Act in certain
respects and we have been ordered to post this notice
WE WILL NOT threaten to discharge our employees in
retaliation for their activities on behalf of Teamsters
Union Local 671 a/w
International Brotherhood of
Teamsters
Chauffeurs
Warehousemen and Helpers of
America AFL-CIO or any other labor organization
WE WILL NOT inform our employees that we will
cease our business operations rather than deal with the
Union or any other labor organization
WE WILL NOT in any like or related manner interfere
with restrain or coerce our employees in the exercise of
their rights guaranteed them in Section 7 of the Act
WE WILL make whole Ralph Curtis with interest for
any loss of earnings he may have suffered as a result of
our discrimination against him and we will offer him full
and immediate reinstatement to his former job or if that
job no longer exists to a substantially equivalent position
without prejudice to his seniority or other rights and
privileges
WE WILL remove from our files any reference to the
termination of Curtis and we will notify him in writing
that this has been done and that evidence of this unlaw
ful action will not be used as a basis for future personal
action against him
SIRACUSA MOVING
&
STORAGE SERVICE
CO INC