293 NLRB 325
Arlington Village Development
SERVICE EMPLOYEES LOCAL 32B 32J (ARLINGTON VILLAGE)
325
Local 32B-32J,
Service
Employees'
International
Union, AFL-CIO and Fred Stark, d/b/a Ar-
lington Village Development Case 29-CB-6379
March 20, 1989
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
JOHANSEN AND DEVANEY
On May 18, 1987, Administrative Law Judge
James F Morton issued the attached decision The
General Counsel filed exceptions and a supporting
brief, and the Respondent filed cross-exceptions
and a brief in support of its cross exceptions and in
opposition to the General Counsel's exceptions
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three
member panel
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions'
and to adopt the recommended
Order
ORDER
The recommended Order of the administrative
law judge is adopted and the complaint is dis-
missed
' The General Counsel has excepted to the judge s failure to consider
Davlan Engineering 283 NLRB 803 (1987) We find that the two cases
involve clearly different issues Thus the issue in Davlan
unlike that in
the present case was whether employees who solicit authorization cards
should be considered special agents of the Union for the limited purpose
of assessing the impact of statements about union fee waivers or other
purported union policies that they make in the course of soliciting Id at
804
Davlan was thereby applying the concept of apparent authority
under common law agency principles There is no reasonable basis how
ever on which employees who witness isolated acts of picket line vio
lence by other employees can assume that those actions represent author
ized policies of the union involved in the strike at least in the absence of
actions by undisputed union agents that can be reasonably construed as
authorization or ratification of the misconduct
We therefore find that
Davlan is inapplicable here
In light of our adoption of the judge s dismissal of the complaint we
do not pass on the immunity issues discussed by the judge
Beatrice Kornbluh Esq
for the General Counsel
Ira Sturm Esq (Manning Raab Daly & Sturm)
of New
York New York for the Respondent
Mark Attia Esq, of New York New York, for the
Charging Party
DECISION
case in chief, during the hearing before me on 27 Febru
ary 1987, Respondent moved for dismissal of the com
plaint on the ground that the General Counsel had failed
to prove, prima facie the alleged violations I reserved
ruling, requested briefs, and adjourned the hearing with
out further date Collaterally Respondent applied condi
tionally for a Board order granting immunity to two of
its prospective witnesses
That matter was separately
briefed by the parties and is discussed, infra, as an alter
native point
On the entire record, including my observation of the
demeanor of the witnesses and after due consideration of
the beefs filed by the General Counsel and Respondent
I make the following
FINDINGS OF FACT
I JURISDICTION AND LABOR ORGANIZATION STATUS
At the hearing, the complaint was amended to allege
that the Charging Party is an individual proprietorship,
doing business as Arlington Village Development, a
housing development which has been picketed by its em
ployees represented by Respondent during which the al
leged unlawful conduct occurred The jurisdictional alle
gations of the complaint were also amended at the hear
ing Respondent amended its answer to admit those re
vised allegations Based on the amended pleadings, I find
that the Charging Party is an employer whose operations
annually meet the requisite standard set by the Board for
the assertion of its jurisdiction
The pleadings further establish, and I thus find, that
Respondent is a labor organization as defined in Section
2(5) of the Act
II
RULING ON THE MOTION TO DISMISS
I shall grant Respondents motion to dismiss for the
following reasons
A Background
The Charging Party, Fred Stark, owns various parcels
of residential property including about 220 garden apart
ments in a four square block area of Brooklyn, known as
Arlington Village Development (Arlington) Respondent
has represented the building superintendent and the two
porters employed by the Charging Party at Arlington
On 30 June 1986 Respondents collective bargaining
agreement with the Charging Party
which covered
those three employees, expired
Respondent struck the
next day the three employees began picketing then in
furtherance of Respondent's demands for a renewal con
tract All dates are for 1986 unless specified otherwise
STATEMENT OF THE CASE
JAMES F MORTON Administrative Law Judge The
complaint as amended alleges that Service Employees
Local 32B 32J (Respondent) violated Section 8(b)(1)(A)
of the National Labor Relations Act (the Act) by reason
of several coercive acts of two of its members while on
picket duty At the conclusion of the General Counsel s
293 NLRB No 37
B The Pleadings
On 10 July Arlington filed the original unfair labor
practice charge in this case to allege that, since about 1
July Respondent
engaged in unlawful conduct on a
picket line by harassing and assaulting persons perform
mg work
interfering with persons egress and in
gress
326
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
On 23 September the original complaint issued alleging
that, on about 1 and 14 July , Respondent by two picket
ing employees threatened and attempted to inflict bodily
harm on employees and on supervisors in the presence of
employees and thereby violated Section 8(b)(1)(A) of the
Act On 11 December counsel for Arlington sent a mail
gram to the Board 's Regional Office asking for addition
al time to permit amending the complaint
Apparently
as a result of that development , counsel for the General
Counsel spoke to Respondent's counsel later in Decem
ber to inform him of the General Counsels intention to
move to amend the complaint to allege that Respondent
had separately violated Section 8(b)(1)(A) by the con
duct of employee pickets on or about 9 September
At the opening of the hearing the General Counsel
moved to amend the complaint to add the 9 September
allegation I granted the motion The complaint was thus
amended to add the allegation that , on or about 9 Sep
tember, Respondent by two employee picketers threat
ened employees with a gun to induce them not to cross
the picket line
Respondents answer as amended places in issue the al
legations that the employee picketers were its agents and
that unlawful conduct was engaged in by them
C The General Counsels Evidence
1 As to authorization of the picket line
The General Counsel called Lawrence McGowan as a
witness to testify under Section 611(c) of the Federal
Rules of Evidence and placed in evidence a preheanng
affidavit he had signed
McGowan is a business agent of
Respondent and is responsible for that portion of Brook
lyn in which Arlington is located His testimony , togeth
er with his affidavit , established the following Respond
ent authorized the picket line that was set up outside Ar
lington on 1 July and it has paid strike benefits to the
three Arlington employees who have been on the picket
line He visited the picket line about three times a week
on the average during the early part of the strike but
only about once a month on average as of the hearing
date
He follows Respondents established practice in
picketing apartment complexes in New York City, where
it is on strike by instructing pickets to ask employees of
the Department of Sanitation of the City of New York
to honor its picket lines The Sanitation Department rou
tinely honors those requests until the city s Department
of Health secures a court order directing the Sanitation
Department employees to cross the picket lines to collect
accumulated garbage
The Sanitation Department em
ployees, after showing pickets a copy of the court order,
then cross the line without incident
McGowan was asked by the General Counsel about a
specific incident at Arlington in which he and another of
Respondent's business agents, Joseph LaRosa, took part
McGowan s testimony disclosed the following
During
the first week of the strike he and LaRosa were in the
vicinity of one of the entrances to Arlington when the
employees on picket duty came to them to inform them
that an individual employed by the Charging Party who
was a retired employee of the U S Postal Service has
crossed their picket line
They told McGowan and
LaRosa the location of the building in which that mdi
vidual could be found
McGowan and LaRosa then
walked to that building There , McGowan introduced
himself to that individual , Gene Calabrese the Charging
Party s supervisor
McGowan asked Calabrese how he
as an ex union member collecting a pension could cross
a picket line and asked also why Calabrese was now at
tempting to deny Respondents members from collecting
their pension
McGowan tried to put him on a guilt
trip' His appeal failed LaRosa told McGowan that, as
he and Calabrese were both of Italian extraction, he
could persuade him LaRosa took Calabrese aside but, in
a short time, they were both shouting at each other
McGowan and LaRosa got fed up with Calabrese s
hemming and hawing' and they left Calabrese did not
testify There is no allegation that McGowan or LaRosa
committed any independent violations of the Act by any
of their statements to Calabrese The General Counsel
offered the foregoing evidence to support the complaint
allegations that, at about this same time , two of the em
ployees picketers engaged in coercive conduct in the ab
sence of any of Respondent's business agents and that
Respondent is responsible for those coercive acts
McGowan s affidavit, in evidence, contained the fol
lowing paragraph
My instructions to pickets always (are) to walk a
tight picket line not to (mass) in a group, to walk
around the (perimeter) of the grounds, to follow the
order of the police if they come to try to stop de
liveries by asking people to respect the picket line
Specifically I explain that the Dept of Sanitation is
very cooperative with us and they will not cross
the picket line if the pickets identify themselves
however if they get a court order we have no prob
lems with the Dept of Sanitation removing the gar
bage at that stage
McGowan also testified as to another incident His tes
timony on that matter is set out below in the discussion
of that matter
2 Testimony concerning the alleged violation on or
about 1 July
Edward Leizens, a part time employee of the Charg
ing Party testified as follows On 1 July he accompanied
foreman Gene Calabrese and several other employees to
Arlington in order to remove accumulated trash About
5 minutes after their arrival , one of the employees on
picket duty , Pedro Matos, approached them The other
two picketers, Sam Roman and Jimmy Farrell were sev
eral feet behind Matos A short distance behind them
was a group of tenants of the Arlington apartments
Matos had a large firecracker in his hand , known as a
cherry bomb He told Calabrese Leizens, and those with
them that they were not supposed to be there Matos
threatened to light the cherry bomb and to throw it into
the gas tank of one of the Charging Party s trucks Then
Matos lit the firecracker and threw it instead underneath
the trunk where it exploded
Matos then patted Leizens
about his body as if he were searching Leizens for a con
cealed weapon When he attempted to repeat the maneu
SERVICE EMPLOYEES LOCAL 32B 32J (ARLINGTON VILLAGE)
ver, Leizens pushed him away angrily
Matos then
picked up a brick and walked over to the other truck,
driven by another employee of the Charging Party,
named Rudy Matos opened the door of Rudy s truck,
grabbed him by the arm and tried to pull him out of the
truck Matos in an agitated manner,
threatened to hit
Rudy with the brick However, the foreman, Gene Cala
brese, managed to calm Matos down Rudy left About
20 minutes later, after having talked at length with the
picketers, Leizens, Calabrese, and the other employees of
the Charging Party drove away The accumulated trash
was left there
On 2 July the Charging Party's office manager sent
the following mailgram to Respondent
Please be advised that on July 1, 1986 at about 7
p in your strikers engaged in violence while picket
ing This conduct is unlawful and appropriate action
will be taken You are admonished to control the
strikers
As noted above, Respondent's business agent, testified
under Section 611(c) He was asked about this mailgram
His reply is as follows When he was given the mailgram
at his office, he telephoned one of the picketers, Jimmy
Farrell, and asked what the mailgram was all about Far
rell assured him that there was no substance to it
As noted above, McGowan had been asked by the
General Counsel about a discussion he had had with Ca
labrese early in the strike Nothing was adduced by the
General Counsel to indicate that Calabrese had com
plained to McGowan of the 1 July incident with Matos
Also as noted above, Calabrese did not testify at the
hearing
3 As to the 14 July incident
Bryan Henderson and Keith Jackson, employees of the
Charging Party, testified in support of the complaint alle
gation that Respondent by Matos and Roman, coerced
employees on 14 July
Henderson's account is as follows
He accompanied
foremen Gene Calabrese
Keith Jackson and another
employee to Arlington on 14 July in order to repair a
plumbing leak As they arrived at the picket line, Matos
who was holding a baseball bat in his hand, told them
not to cross the picket line Sometime later (apparently
after they had crossed the line), two union guys one
Irish, one was Italian
came to their worksite and told
Calabrese that he should know better because he had
worked for the post office and had been in a union Hen
derson testified that there was no violence, just a little
argument
Keith Jackson s account follows About a month after
the strike started, he and Henderson were in a van when
they were stopped by Matos Roman, and Farrell-the
three employee picketers The picketers told them that if
they crossed the picket line, they could get their arms
broken, their legs broken, and that something could
happen to their families On cross examination, Hender
son stated that Matos was carrying nothing but a picket
sign
On his redirect examination, Jackson related that
Matos was carrying something in addition to the picket
327
sign on the occasion when the picketers stopped Hender
son and himself Jackson identified the object Matos was
carrying then as a 4 foot long tree limb
As noted above McGowan had been questioned about
an occasion in which he and another business agent,
LaRosa,
spoke
with
Calabrese
It
appears
that
McGowan s testimomy relates to the same incident that
Henderson places as having taken place on 14 July
5 As to the 9 September incident
The General Counsel proferred three witnesses in sup
port of the amended complaint allegation that Respond
ent, by Matos and Roman, coerced employees on 9 Sep
tember
Brian Henderson's account is as follows He accompa
need Gene Calabrese, Keith Jackson, Carl Ashford, and
Ann Dellorco to Arlington After they arrived and while
Jackson and Calabrese were standing alongside, Matos
walked up to the truck in which Henderson was sitting
and attempted to drag him out but did not succeed
Matos mumbled something which was unintelligible and
walked away Sometime later, a blue Buick driven by an
unidentified person passed by Matos was a passenger in
that car The car stopped to let Matos out He pulled a
gun out of a brown bag but did not point it at Hender
son Matos told Henderson that he was going to get him
and then left Matos did not come back
Ann Dellorco testified as follows She was with Hen
derson when Matos dragged him out of the truck over
towards the other truck Suddenly, Matos and Roman
disappeared Dellorco yelled to Jackson to get Calabrese
Jackson left and did not return for about 5 minutes In
that interval
Matos came by two or three times in a
large beige colored car driven by one of the Arlington
tenants Matos pointed a gun first at Henderson and then
at herself Matos then put the gun into his pocket and
walked over to the foreman Gene Calabrese, and tried
to make small talk with him Henderson began yelling at
Matos Henderson at that point had a pipe in his hands
which was taken away from him by the Charging Party's
employees
Keith Jackson was the last of the General Counsel s
witnesses as to the allegation that Matos threatened em
ployees with a gun
Jackson's account follows
Matos
pulled Henderson from the truck and began shaking him
Matos told him that Henderson was not supposed to be
there
When Ann Dellorco protested, Matos told her
that he was just saying
Hello to Henderson Matos left
and returned later as a passenger in a blue Oldsmobile
Matos pointed something at Henderson that looked like a
gun Matos then put it underneath the seat of the car and
told Henderson that he will get him Matos left and re
turned some time later as a passenger in a beige colored
car driven by an unidentified man Matos kept looking at
Henderson while pointing his finger at him At that
point, Jackson and Henderson left Jackson also testified
that, since that incident, he has been at Arlington about
20 times and has encountered no difficulty with the pick
ets
Henderson gave the following testimony as to devel
opments since that event He heard subsequently that
328
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Matos had filed a complaint with the police against him
and he at the suggestion of the Charging Party s manag
er, then filed a criminal complaint against Matos alleging
that Matos threatened him with a gun
That complaint is now pending in the Supreme Court
of New York, Kings County Respondents counsel has
separately petitioned the Board for a grant of immunity
to Matos and Roman whom it would call as witnesses
should it be held that the General Cousel has made out a
prima facie case that Respondent has violated the Act
Respondents counsel represents that Matos and Roman
intend to avail themselves of their constitutional privi
lege
against self incrimination
The question of the
Board s granting immunity is discussed further below
6 Analysis
Respondent submitted a brief that
sets forth three
grounds in support of its motion to dismiss First, Re
spondent contends that the evidence adduced by the
General Counsel is unworthy of belief and is inadequate
to permit a finding that the General Counsel has made
out a prima facie case that the two picketers made
threats or engaged in any coercive conduct In that
regard, Respondent asserts that the General Counsel s
evidence contains contradictions and improbable ac
counts that warrant summary dismissal of the complaint
There are some obvious problems with the accounts of
fered by the General Counsel s witnesses, e g , the differ
ing versions as whether a picketer held only a picket
sign or also a baseball bat or a 4 foot long tree limb the
various accounts whether the picketer put a gun in a
brown bag or underneath a car seat and the car or cars
he rode in I note too that the Charging Party s supervi
sor Gene Calabrese, did not testify although all of the
witnesses called by the General Counsel testified he was
present when each alleged violation occurred Nonethe
less I cannot find that as a matter of law, the evidence
proferred by the General Counsel
is so unworthy of
belief as to require that it be rejected in toto I therefore
find no merit in Respondents first argument for dismis
sal
The second ground relied on by Respondent for dis
missal of the complaint is that the three alleged viola
tions must be viewed as isolated incidents in the con
text of picketing which has been peaceful since its start
in mid 1986 This contention confuses two separate con
siderations Normally, the matter as to whether an inci
dent is isolated is taken into account after a finding has
been made that the incident is violative of the Act and is
related to whether it will effectuate the policies of the
Act to issue a remedial order in view of the isolated
nature of the violation That consideration is premature
here Respondent's real contention on the matter of iso
lated
instances
relates more properly to the third
ground it cites for dismissal of the complaint-that is,
that the individual picketers were not its agents As dis
cussed below, the Board in deciding whether a picketer
is acting as a union's agent considers among other fac
tors whether the picketer's acts are isolated
In the brief submitted in opposition to the motion to
dismiss, the General Counsel asserts that Respondent is
liable for the conduct of the picketers,
Matos and
Roman, because they committed the alleged unlawful
acts while on a picket line authorized by Respondent
and, in any event, because there was encouragement,
condonation, affirmation and ratification of such acts on
the part of Respondent As to her argument that Re
spondent having authorized Matos and Roman to picket
is thereby liable for any misconduct on their part while
picketing, the General Counsel relies on language con
tained in a footnote to a recent Board decision,
Avis
Rent A Car System 280 NLRB 580 (1986) Respondent s
brief argues that long established precedent and the legis
lative history of the Act make clear that the mere fact
that pickets were acting in [its] interest is not sufficient
to establish culpable conduct by [it]
To weigh these
contentions fairly, it is necessary to review Board prece
dent as to a union s liability under Section 8(b)(1)(A) of
the Act for picket line misconduct
In the lead case, the Board considered, as a case of
first impression the relationship of labor organizations
with its officers or other persons allegedly representing
them in deciding whether they were acting, in a particu
lar instance , as agents of the labor organizations
See
Longshoremen s IL WU Sunset Line Co
79 NLRB 1487
1508 (1948) The Board noted there that Section 2(13) of
the Act superseded prior case law which had held that
unions could effectively avoid responsibility for the acts
of its business agents or other officials simply by dis
claiming them In construing Section 2(13) the Board
having found that a union business agent s committed co
ercive acts and encouraged picketers to follow his exam
ple
concluded that the union was liable The Board
found it unnecessary to pass on a separate contention
that the union there should be held liable in any event
for the acts of the individual picketers, even if its busi
ness agent had not encouraged them and irrespective of
the union s knowledge As to that contention the Board
observed that it contained
manifold implications that
did not warrant consideration then Rather the Board
concerned itself with construing the legislative history of
Section 2(13) of the Act, in connection with the agency
interpretation given by the Supreme Court in the Car
penters v
US
330 US 395 (1947) The Board quoted
Senator Taft s comments as to the purpose of Section
2(13) He had stated that unions could no longer disclaim
responsibility simply by passing a resolution of disclaimer
but would be guilty of unfair labor practices when their
business agents or stewards, acting in their capacity of
union officers engage in misconduct and even though no
formal action has been taken by the union to authorize
or approve such conduct
In Furniture Workers (Colonial Hardwood)
84 NLRB
563 (1949), the Board held the unions there liable under
Section 8(b)(1)(A) of the Act for picket line misconduct
as an international representative of the union had ex
pressly told the pickets to get the nonstriking employ
ees The Board s opinion contained no reference to any
issue pertaining to the unions being liable for the mis
conduct of its picketers qua picketers
In
Teamsters
Local 783 (Coca Cola Bottling)
160
NLRB 1776 (1966) the Board agreed with the trial ex
aminer that the union there violated Section 8(b)(1)(A)
SERVICE EMPLOYEES LOCAL 32B 32J (ARLINGTON VILLAGE)
the Board noted, however that its agreement was based
on the fact that the union having authorized the strike
knew of the acts of misconduct and violence but took no
steps reasonably calculated effectively to stop such acts
There had been an observation by the trial examiner that
the union was responsible for repeated misconduct on
the picket line even if its leaders did not participate in
those actions or observe them
In
Teamsters
Local 327 (Coca Cola Bottling),
184
NLRB 84 (1970) the Board held that the union had, in
violation of Section 8(b)(1)(A) engaged in coercive con
duct in that its business representatives did nothing to
discourage the coercive acts of its picketers although
aware of those acts and as the business representatives in
fact committed unlawful acts themselves The trial exam
iner s decision contained a statement, at page 94, that
threats and the employment of force on a picket line
even though forbidden are reasonably to be expected In
relationship to the holding in the case, that observation
appears to be gratuitous and I am not sure that it com
ports with the presumption of innocence that obtains in
our system of jurisprudence
Essentially to the same effect as the Board s holding in
Teamsters Local 327, supra is its holding in Boilermakers
Local 696 (Kargard Co), 196 NLRB 645 (1972)
In Service Employees Local 254 (Massachusetts Insti
tute)
218 NLRB 1399 (1975) the respondent was held
liable for several acts of picket line misconduct including
an unlawful threat made by its president The Board also
found it liable for one coercive act committed away
from the picket line by a striking employee The US
Court of Appeals for the First Circuit (535 F 2d 1335)
enforced the Board order except for the last incident
The court noted that as to that matter, there was noth
mg in the record to indicate union acquiescence or ap
probation and thus the court would not impute that inci
dent to the union
In Meatcutters Local 248 (Milwaukee Meat Packers),
222 NLRB 1023 (1976), the Board held the union ac
countable under Section 8(b)(1)(A) for the various acts
of violence and other misconduct
[as the] record
shows or fully supports a direct inference that all such
misconduct was done by [the union s] officers or other
agents, or by the striking employees it represents, that
(the union s) officers were made fully aware of the oc
currence of extensive and gnevious misconduct and that
they made no conscientious serious attempts to curtail
such conduct "
The Board dismissed a complaint alleging violations of
Section 8(b)(1)(A) In Teamsters Local 860 (Delta Lines)
229 NLRB 993 (1977), the Board held at 994
In determining whether a union is responsible for
the misconduct of persons engaged in picketing the
Board applies the ordinary law of agency
The
Board will in applying these agency principles,
impute the conduct of the unions pickets to the
union only where it is shown that the union either
actually or impliedly, authorized the picket s con
duct beforehand or ratified the conduct after it oc
curred For example, when an authorized union rep
resentative such as a union official or picket captain
329
participates in picketing misconduct or is present at
the time the misconduct occurs, the Board will not
hesitate to find that the union is responsible Simi
larly when the union has knowledge of its pickets
misconduct but fails to take steps reasonably cal
culated
to control that misconduct the Board
readily imputes responsibility for the misconduct to
the union
When however, pickets engage in mis
conduct that has been specifically forbidden by the
union and this misconduct is not brought to the
union s attention or is of an isolated or nonrecur
ring nature (so that the union has no opportunity to
prevent it from recurring), the union will not be
held responsible for that misconduct
In
Plumbers
Local 195 (McCormack Young),
233
NLRB 1087 1088 (1977), the Board noted
It is, of course, well established that
where a
union authorizes a picket line, it is required to retain
control over the picketing If a union is unwilling or
unable to take the necessary steps to control its
pickets, it must bear the responsibility for their mis
conduct
Similarly, if pickets engage in misconduct
in the presence of a union agent, and that agent fails
to disavow that conduct and take corrective meas
ures,
the
union
may be held responsible The
burden of course, is on the General Counsel to
come forward with sufficient evidence to establish
either that the union authorized the picketing or
that the union had knowledge of the misconduct
and failed to disavow it and take corrective action
Absent such proof, the Board cannot hold a union
liable for picketers misconduct however reprehen
sible
In the instant case, a careful examination of
the record leads us to conclude that the General
Counsel has not met his burden
There are a number of other cases that are in accord
with those cited above i A few of those cases and occa
sionally others2 also contain broad language which sug
Bests that
without more a labor organization violates
Section 8(b)(1)(A) of the Act whenever a picket engages
in misconduct, a premise that a union is liable even
though its business agents have not been involved or
even knew of it In all the cited cases except those
where the complaint was dismissed, there were findings
that the union officials sponsored the misconduct or,
knowing of it did nothing to stop it
As noted earlier the General Counsel relies on Ian
guage extracted from the Board s decision in Avis Rent
A Car System
280 NLRB 580 (1986) That was a repre
sentation case in which the Board dismissed objections
filed by the employer to conduct affecting the results of
' See e g
Telephone Answering Service Union Local 780 (Federated
Communications) 276 NLRB 507 (1985) Lumber Production & Industrial
Workers Local 3171 (Louisiana Pacific)
274 NLRB 809 (1985)
Hospital
Employees (Frances Schervier Home
245 NLRB 800 804 (1979)
Iron
Workers Local 455
243 NLRB 340 343 (1979)
Teamsters Local 695
(Yellow Cab) 221 NLRB 647 (1975)
2 See e g
Lithographics & Photoengravers Local 223 (Holiday Press)
193 NLRB 11 (1971)
330
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
an election
Thus, the Board held that unit employees
could not have been affected by picket line misconduct
as they were unaware of it
Preliminary to making that
finding and essentially unneeded for it, the Board ob
served that the petitioning union there was responsible
for picket line misconduct alleged as objectionable con
duct In making that observation , the Board wrote (at fn
3)
[W]e disagree with the hearing officer s conclu
sions that the Petitioner was not responsible for the
misconduct of the unidentified
picket,
for the
damage done to the cars of two employees who
worked as shuttlers during the strike , and for the
scattering of roofing nails on several days during
the strike When a union authorizes a picket line, it
is required to retain control over the picketing If a
union is unwilling or unable to take the necessary
steps to control its pickets, it must bear the respon
sibility for their misconduct '
The hearing offi
cer erred in finding that the Petitioner was not re
sponsible for the misconduct of the unidentified
picket because the Employer failed to identify the
picket or show that he acted as the Petitioner s
agent or with the Petitioners approval A union is
responsible for the acts of its authorized pickets
even if not specifically authorized or indeed specifi
cally forbidden
We find that the Union had an
affirmative obligation to control the actions of the
unidentified picket, and cannot escape responsibility
by simply contending that neither Business Agent
Greg McAnally nor picket captain John Martin was
present when the misconduct occurred
In a more recent representation case decision the
Board has held that agency as an issue is irrelevant to
determining whether an objection has merit See Sequat
chie Valley Coal Corp
281 NLRB 726 (1986)
The General Counsels initial contention is that Re
spondent violated Section 8(b)(1)(A) of the Act by the
coercive action of two members while on its picket line
(Matos and Roman) on 1 and 14 July and on 9 Septem
ber, even assuming Respondent has no knowledge of
those actions
This contention is based on the General
Counsels view that Section 2(13) of the Act requires
such a construction Section 2(13) reads,
In determining
whether any person is acting as an agent of another
person so as to make such other person responsible for
his acts, the question of whether the specific acts per
formed were actually authorized or subsequently ratified
shall not be controlling
A literal construction of the
quoted language would limit its application to persons, a
term not used in the Section 2(5) definition of a labor or
ganization The quoted language also appears to assume
the existence of a principal agent relationship when the
relationship of a union to its members may not fit into
that arrangement It, however , does not seem fruitful, for
my purpose, to explore those considerations in depth or
to discuss the intricacies of agency law, its use of the
doctrine of respondent superior or its interrelationship
with trust law The legislative history of Section 2(13),
expounded by Senator Taft as set forth in the seminal
case, Sunset Line, supra, shows that, for purposes of Sec
tion 8(b) of the Act agency law principles were adopted
and were to be applied to a labor organization respect
ing the acts of its business agents and other officials
analogously to the application of the principles which
bind an employer by the acts of its officers or other su
pervisors as defined in the Act Delta Lines, supra, holds
that a union will not be liable for the acts of its members
unless it promoted or adopted them it may be fair to say
that this holding is an analogue of the precept that an
employer, for purposes of labor law , is not liable for the
acts of its nonsupervisory personnel unless it promoted
or adopted those acts In any event , the express holding
in Delta Lines is binding on me whereas the dictum in
other cases is not I find no merit to the General Coun
sel s first contention and turn now to her second argu
ment
The General Counsel asserts that Respondent is liable
for the coercive acts of Matos and Roman inasmuch as
Respondent gave them apparent authority to use unlaw
ful tactics in its interest Respondent maintains that there
is no probative evidence in this case on which it can be
found that McGowan, or any of Respondents officials,
participated in ratified , condoned, approved affirmed,
or encouraged any of the acts the General Counsel ac
cuses Matos and Roman of having committed
The General Counsel notes that McGowan did get
angry when foreman Calabrese rejected his appeal to
him as a former union member with the US Postal
Service to honor Respondents picket line and that
LaRosa and Calabrese later shouted at each other From
this
the General Counsel proceeds to argue that Re
spondent thereby set a hostile environment which effec
tively encouraged Matos to carry a baseball bat or a 4
foot long tree limb and later a gun and to utter threats to
the Charging Party s employees The General Counsel
argues too that because McGowan instructed the pickets
to appeal to the New York City Department of Sanita
tion employees not to cross the picket line
McGowan
and Respondent were responsible for any coercive con
duct Matos engaged in to prevent Charging Party s em
ployees from removing the accumulated debris These
arguments strike me as total non sequiturs or as restate
ments of the General Counsels initial contention that
Respondent is strictly liable for any picket line miscon
duct once it has authorized the picket line
It seems clear to me that the Charging Party could
very easily have alerted McGowan to any complaints it
might have had as to the actions of Matos or Roman
Foreman Calabrese could easily have mentioned them to
McGowan when McGowan spoke to him, apparently on
14 July according to the General Counsels other wit
nesses-but there is no evidence that he did The Charg
ing Party sent a mailgram on 2 July which was so gener
al in tone as to be valueless Yet McGowan did not
ignore it but checked with one of the picketers and was
informed that there was no substance to the broad
charge contained in the mailgram
In short, the evidence before me, in the best possible
light from the General Counsels standpoint shows only
that two of the picketers could have engaged in three
SERVICE EMPLOYEES LOCAL 32B 32J (ARLINGTON VILLAGE)
isolated, sporadic acts of misconduct over a 7 month
period of peaceful picketing and that there is no proba
tive evidence to show that Respondent could have
known of those instances I note parenthetically that the
General Counsel at the hearing indicated that some
points were being testified to by a witness apparently for
the very first time Under the cited authority above, I
find that the evidence does not support a prima facie
showing that Respondent has restrained or coerced em
ployees as to the exercise of their Section 7 rights
7 The request for immunity
The following is submitted in the event the Board re
mands this case for further hearing
Respondent requests that the Board issue an order
under Section 102 31(c) of the Board s Rules and Regula
tions as amended which ultimately is aimed at granting
immunity to Matos and Roman Matos has been charged
with a criminal act and that matter is now pending in a
state court, as noted above He is of course entitled to
avail himself of the right against self incrimination While
no charge is pending as to Roman, I am informed that
the statute of limitations has not run
The procedure followed by Respondent is that en
dorsed by the Board See Hospital Employees (Southport
Manor), 227 NLRB 1732 at fn
1 (1977)
Respecting the merits of Respondents request, the tes
timony of Matos and Roman obviously would be useful
to Respondent to offset any puma facie showing and it is
undisputed that a criminal proceeding is pending as to
Matos and possibly as to Roman
I would find that to require their testimony would be
in the public interest and that they would likely avail
themselves of the privilege against self incrimination
331
Therefore, and in accordance with the provision of Sec
tion 102 31(c), I would recommend that the Board seek
the approval of the Attorney General for the issuance of
the order as provided for therein Respondent and the
General Counsel differ as to the scope of the immunity
That question seems to pertain to the field of criminal
law and to be outside the purview of my recommenda
tion The documents relating to the request for immunity
are made part of the record 3
CONCLUSIONS OF LAW
I
The Charging Party is an employer within the
meaning of Section 2(6) and (7) of the Act
2
Respondent is a labor organization as defined in
Section 2(5) of the Act
3 The General Counsel has not shown, prima facie,
that Respondent has violated Section 8(b)(1)(A) of the
Act, as alleged
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend
ed4
ORDER
The hearing is closed and the complaint is dismissed in
its entirety
3 The following are received into evidence as ALJ Exh 1-Respond
ent s statement of position and memorandum of law on issue of immunity
the General Counsels position on the issue of immunity and Respond
ent s reply
4 If no exceptions are filed as provided by Sec 102 46 of the Board s
Rules and Regulations the findings conclusions and recommended
Order shall as provided in Sec 102 48 of the Rules be adopted by the
Board and all objections to them shall be deemed waived for all pur
poses