296 NLRB 431
Active Transportation
ACTIVE TRANSPORTATION
431
Active Transportation and General Drivers, Ware-
housemen and Helpers Local Union 89, affili-
ated
with the International Brotherhood of
Teamsters,
Chauffeurs,
Warehousemen
and
Helpers of America, AFL-CIO. Cases 9-CA-
25308(1-4) and 9-RC-15322
August 31, 1989
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
CRACRAFT AND HIGGINS
On December 27, 1988, Administrative Law
Judge David L. Evans issued the attached decision.
The General Counsel and the Charging Party filed
exceptions and supporting briefs, and the Respond-
ent filed an answering brief in support of the
judge's decision.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions only to the extent consistent with this
Decision and Order.
The judge found that the questioning of Barry
Stevens at his job interview about his views on
unionization did not violate Section 8(a)(1) of the
Act. The judge also found that the Respondent's
discharge of Barry Stevens, his father Roy Stevens,
Lava Todd, and Roy Griffin, on March 31 and
April 1, 1988,1 did not violate Section 8(a)(3) and
(1) of the Act. We disagree with the judge's rea-
soning and therefore reverse.
The essential facts are not in dispute. The Re-
spondent transports trucks manufactured by Ford
from the Respondent's terminal in Louisville, Ken-
tucky, to various locations throughout the country.
It began operations in early 1988 and started hiring
drivers that February. The Respondent knew from
their job applications and interviews that Roy and
Barry Stevens and Lava Todd had previous experi-
ence at unionized companies. In fact, at his job
interview, Roy Stevens was threatened that his 15
years' experience at unionized companies would
preclude the Respondent from hiring him, despite
what the Respondent called a perfect driving
record.2 Barry Stevens and Lava Todd were inter-
rogated at their job interviews concerning their
views toward the Union.3
' All dates are 1988 unless otherwise indicated.
$ The judge found that the Respondent had threatened Stevens in vio-
lation of Sec. 8(a)(1) of the Act The Respondent did not except to this
finding
' The General Counsel alleged that these interrogations violated Sec
8(a)(1) of the Act, but the judge found that any coercive impact was di-
The Union's organizing campaign at the Re-
spondent's facility began in March. The Respond-
ent was well aware of it because the Union's busi-
ness agent had been at the Respondent's facility to
talk to the drivers and the Respondent and the
Union had held discussions about other contracts
the Union had with similar employers. Both Griffin
and Todd distributed union authorization cards to
other employees during the week before their dis-
charges. Griffin distributed cards in front of an em-
ployee who twice informed the Respondent of var-
ious alleged derogatory statements Griffin made
about the Respondent. This same employee also
witnessed Roy and Barry Stevens accepting cards
from Griffin and indicating they were going to sign
them. In addition, Lava Todd told one of the Re-
spondent's supervisors that unionization would im-
prove the poor working conditions at the Respond-
ent's loading facility. Finally, during the last week
in March, just before Roy Stevens' discharge, the
Respondent's president asked Stevens if he thought
the Union's campaign would succeed.
The four employees were discharged by phone
on March 31 and April 1. No reasons were given
for the discharges, even when the employees asked
for explanations. Each employee subsequently re-
ceived the identical letter explaining that he was
discharged because he was "not compatible with
the ideas and goals" of the Respondent. The Re-
spondent's vice president testified that the decision
to discharge the four was made after a review of
their personnel files. Yet the files contained no evi-
dence of any wrongdoing or discipline and no neg-
ative criticisms of their work. In fact, prior to their
discharges, they were given no warnings of any
kind.
On these facts, the judge found that the General
Counsel had not made a prima facie case under
luted by assurances the Respondent subsequently gave to both employ-
ees We disagree as to Barry Stevens First we note the interrogation oc-
curred during Barry Stevens' job interview. The Board has long recog-
nized that, under the totality of the circumstances test , an applicant may
understandably fear that any answer he might give to questions about
union sentiments posed in a job interview may well affect his job pros-
pects. See Lassen Community Hospital, 278 NLRB 370, 374 (1986). Ste-
vens was interrogated by the Respondent's hiring agent and then met the
Respondent's president , who expressed further concern about unioniza-
tion, which could only suggest to Stevens that the Respondent consid-
ered the question of his union background very important . Finally, the
assurances to which the judge refers ring hollow in light of Stevens' un-
lawful discharge I month later. We therefore find that the Respondent's
interrogation of Barry Stevens violated Sec . 8(a)(1) of the Act. We find it
unnecessary to pass on the legality of the interrogation of Lava Todd in-
asmuch as the finding of an additional violation would be cumulative and
would not affect the remedy. We do, however, rely on the interrogations
of Lava Todd as well as Barry Stevens as evidence of employer knowl-
edge of union activity and concern about its consequences . Cf. Holo-
Krome Co., 293 NLRB 594, 596 fn. 6 (1989), and cases cited therein
(statements not independently violative of the Act may serve as a basis
for finding animus).
296 NLRB No. 58
432
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Wright Line4 because the record failed to show
that the Respondent had knowledge of the alleged
discriminatees' union activities or that union animus
motivated the discharges. We disagree.
We find employer knowledge of the alleged dis-
criminatees' union activity based on the following
evidence. The Respondent knew of the union back-
grounds of Roy and Barry Stevens and Lava
Todd.
The interrogations of these employees
during their job interviews show that the Respond-
ent was concerned about their union backgrounds
and about unionization in general .5 The Respond-
ent also knew of the organizing going on at its fa-
cility at the time. That Roy Stevens was specifical-
ly questioned about the possible success of the
Union demonstrates that the Respondent thought
he was in a position to know what was going on.
Finally, three of the four alleged discriminatees en-
gaged in union activities in front of an employee
who the Respondent admitted was an informer for
it, 6 and the fourth, Todd, made a remark to one of
the Respondent's supervisors in support of the or-
ganizing effort. Based on these facts, we find that
the Respondent had knowledge of the union activi-
ties of the alleged discriminatees.
The threat to Roy Stevens, the interrogations of
Barry Stevens and Lava Todd, the timing of the
discharges immediately after the employees en-
4 251 NLRB 1083 (1980), enfd 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U S. 989 ( 1982), approved in NLRB v. Transportation Manage-
ment Corp, 462 U S 393 ( 1983).
S Unlike the judge, we do not find that Barry Stevens and Lava Todd
"disavowed" union sympathies. We find instead that they merely at-
tempted to avoid disclosing their opinions about unions.
a In his decision , the judge relied on Raysel-Ide, Inc., 284 NLRB 879
(1987), in refusing to infer that the same employee who twice informed
the Respondent of Roy Griffin's alleged derogatory remarks also in-
formed the Respondent of Griffin's distribution of union authorization
cards and Roy and Barry Stevens' intention to sign them. Contrary to the
judge, we find Raysel-Ide distinguishable. In Raysel-Ide, the Board re-
fused to infer knowledge by the employer of two employees' union ac-
tivities based solely on the fact that the employer's daughter sat at a
lunch table near another table where the employees exchanged a union
authorization card and a union booklet Though there was evidence that
the employer's daughter observed the two employees exchange some-
thing, there was no evidence that the daughter knew that the exchange
was in any way related to union business . Both employees were laid off
later that day. The Board held that those facts alone were insufficient to
support a finding that the employer was aware of the employees' union
activities Here, the Respondent's vice president testified that another em-
ployee had twice informed on Griffin. This same employee witnessed
Griffin and both Roy and Barry Stevens engage in union activities
Given that this employee in fact had acted as an informer , we believe in
this case that the inference is more than mere speculation that the Re-
spondent learned of Griffin's and both the Stevens ' union activities
through information provided the Respondent by this same employee.
We also infer knowledge of Griffin's union activity from the timing of
the discharges. The decisions to discharge the four employees appear to
have been made at the same time, only days after they had signed union
authorization cards Each employee received the same discharge letter
Further, as discussed infra, the Respondent proffered no credible reason
for the discharges. Based on the undisputed evidence of knowledge of the
other three employees' union association, we infer from the fact that
Griffin was discharged at the same time and without credible reason that
the Respondent knew of his union activity as well.
gaged in union activities, and most significantly the
pretextual reasons advanced for the discharges7 are
indicative of illegal motivation in the discharges.8
The General Counsel therefore has presented a
prima facie case that the four employees were dis-
charged for engaging in union activities. Under
Wright Line, the Respondent must show that it
would have discharged these employees anyway,
absent their union activities. Since the judge found
the proffered reasons for the discharges incredible,
we conclude that the Respondent has not met its
Wright Line burden. Therefore, we find that the
Respondent violated Section 8(a)(3) and (1) of the
Act by discharging Roy and Barry Stevens, Lava
Todd, and Roy Griffin because of their union ac-
tivities.
AMENDED CONCLUSIONS OF LAW
1. Substitute the following for the judge's Con-
clusions of Law 3 and 4.
"3. The Respondent has engaged in unfair labor
practices in violation of Section 8(a)(1) and (3) of
the Act by interrogating Barry Stevens about his
views toward unions, by threatening Roy Stevens
that he may not be hired because of his past asso-
ciations with a union, and by discharging Roy and
Barry Stevens, Lava Todd, and Roy Griffin be-
cause of their union activities.
"4. The unfair labor practices found above are
unfair labor practices affecting commerce within
the meaning of Section 2(6) and (7) of the Act."
2. Delete Conclusion of Law 5.
AMENDED REMEDY
In addition to the remedy in the judge's decision,
we shall order that the Respondent offer Roy Ste-
vens, Barry Stevens, Lava Todd, and Roy Griffin
immediate and full reinstatement to their former
positions or, if those positions no longer exist, to
substantially equivalent positions, without prejudice
to their seniority or any other rights and privileges.
We shall also order that the Respondent make Roy
Stevens, Barry Stevens, Lava Todd, and Roy Grif-
fin whole for any loss of earnings and other bene-
fits they may have suffered as a result of their un-
lawful discharges, with backpay to be computed in
r The judge dismissed as "incredible" the Respondent 's reasons for the
discharges. As noted above , the employees' personnel files contained no
evidence of any wrongdoing or discipline and no negative criticisms of
their work. In fact, about all the personnel files did contain were their
job applications, which for Roy and Barry Stevens and Lava Todd clear-
ly indicated that they had previously worked at unionized companies
8 If the proffered reason for a discharge is false, one may infer that
there is another reason (an unlawful reason ) for the discharge that the
employer wishes to hide, where the surrounding facts tend to reinforce
that inference
Wright Line, supra at 1088 fn 12, Shattuck Denn Mining
Corp. v. NLRB, 362 F.2d 466 (9th Cir. 1966)
ACTIVE TRANSPORTATION
the manner set forth in F.
W. Woolworth Co., 90
NLRB 289 (1950), and with interest to be comput-
ed in the manner set forth in New Horizons for the
Retarded, 283 NLRB 1173 (1987). We shall also
order that the Respondent remove from its records
any references to the unlawful discharges, provide
the discriminatees with written notice of the re-
moval, and inform them that the unlawful dis-
charges will not be used as a basis for future per-
sonnel
actions
concerning them. See
Sterling
Sugars, 261 NLRB 472 (1982).
Finally, we shall order that Case 9-RC-15322 be
remanded to the Regional Director to open and
count the ballots of employees Roy Stevens, Barry
Stevens, Lava Todd, and Roy Griffin, and to issue
a revised tally of ballots and an appropriate certifi-
cation.
ORDER
The National Labor Relations Board orders that
the Respondent, Active Transportation, Louisville,
Kentucky, its officers, agents, successors, and as-
signs, shall
1. Cease and desist from
(a)
Discharging
or
otherwise
discriminating
against employees because they engage in union ac-
tivity.
(b) Threatening employees that they may not be
hired because of their prior association with Gener-
al
Drivers,
Warehousemen and Helpers Local
Union 89, affiliated with the International Brother-
hood of Teamsters, Chauffeurs, Warehousemen and
Helpers of America, AFL-CIO or any other union.
(c) Interrogating employees about their views
toward unions.
(d) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Offer Roy Stevens, Barry Stevens, Lava
Todd, and Roy Griffin immediate and full rein-
statement to those former jobs or, if those jobs no
longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other
rights or privileges previously enjoyed, and make
them whole for any loss of earnings and other ben-
efits
suffered
as a result of the
discrimination
against them, in the manner set forth in the remedy
section of the decision.
(b) Remove from its files any reference to the
unlawful discharges and notify the employees in
writing that this has been done and that the dis-
charges will not be used against them in any way.
433
(c) Preserve and, on request, make available to
the Board or its agents for examination and copy-
ing, all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records necessary to analyze the
amount of backpay due under the terms of this
Order.
(d)
Post at its Louisville,
Kentucky facility
copies of the attached notice marked "Appendix."9
Copies of the notice, on forms provided by the Re-
gional Director for Region 9, after being signed by
the Respondent's authorized representative, shall be
posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to employees are customarily posted. Reason-
able steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other material.
(e)
Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
IT IS FURTHER ORDERED that Case 9-RC-15322
be remanded to the Regional Director for Region 9
to open and count the ballots of Roy Stevens,
Barry Stevens, Lava Todd, and Roy Griffin, and to
issue a revised tally of ballots and an appropriate
certification.
9 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To act together for other mutual aid or pro-
tection
To choose not to engage in any of these
protected concerted activities.
434
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL NOT discharge or otherwise discrimi-
nate against any of you for engaging in union ac-
tivity.
WE WILL NOT threaten employees that they may
not be hired because of their prior association with
General
Drivers,
Warehousemen and
Helpers
Local Union 89, affiliated with the International
Brotherhood of Teamsters, Chauffeurs, Warehouse-
men and Helpers of America, AFL-CIO or any
other union.
WE WILL NOT interrogate any of you about your
views toward unions.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL offer Roy Stevens,
Barry Stevens,
Lava Todd, and Roy Griffin immediate and full re-
instatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other
rights or privileges
previously enjoyed and WE
WILL make them whole for any loss of earnings
and other benefits resulting from their discharges,
less any net interim earnings, plus interest.
WE WILL notify each of them that we have re-
moved from our files any reference to their dis-
charges and that their discharges will not be used
against them in any way.
ACTIVE TRANSPORTATION
James R. Schwartz, Esq., for the General Counsel.
C. John Holmquist Jr. and Linda G. Burwell, Esqs., of
Bloomfield Hills, Michigan , for the Respondent.
Ralph H. Logan and Alton Priddy, Esqs., of Louisville,
Kentucky, for the Charging Party.
DECISION
STATEMENT OF THE CASE
DAVID L. EVANS, Administrative Law Judge. This
matter under the National Labor Relations Act (the Act)
was tried before me on October 6 and 7, 1988,1 in Louis-
ville, Kentucky. Pursuant to a petition filed in Case 9-
RC-15322 by General
Drivers,
Warehousemen and
Helpers, Local Union 89, affiliated with the International
Brotherhood of Teamsters, Chauffeurs, Warehousemen
and Helpers of America, AFL-CIO (the Petitioner, the
Charging Party, or the Union), and pursuant to a stipu-
lated election agreement approved by the Regional Di-
rector, an election by secret ballot was conducted on
July 23 in an appropriate unite of employees employed
' All dates are in 1988 unless otherwise specified
2 The appropriate unit set forth in the agreement is-
All drivers employed by the Employer at its Louisville, Kentucky
facilities, excluding all office clerical employees , all professional em-
ployees, guards and supervisors as defined in the Act.
by Active Transportations (the Employer or Respond-
ent).
The tally of ballots issued on conduct of the election
was as follows:
Approximate number of eligible voters-27
Void ballots-0
Votes cast for the Petitioner-11
Votes cast against the Petitioner-11
Valid votes counted-22
Challenged ballots-5
Valid votes counted plus challenged ballots-27
Neither party filed objections to the conduct of the elec-
tion nor to conduct affecting the results of the election.
Because the challenged ballots were sufficient in number
to affect the results of the election, an investigation of
the issues raised by the challenged ballots was conducted
under the direction and supervision of the Regional Di-
rector for Region 9, pursuant to the provisions of Sec-
tion 102.69 of the Board's Rules and Regulations and
Statements of Procedure, as amended. The Regional Di-
rector, on August 19, issued his Report on Challenged
Ballots and Recommendation to the Board. In the report
the Regional Director recommended that one challenge
be sustained but that the ballots of employees Barry Ste-
phens, Roy F. Stephens, Lava T. Todd, and Roy Griffin
be made the subject of a consolidated hearing before an
administrative law judge, as the Petitioner had filed
charges on April 6 on behalf of the employees in Cases
9-CA-25308(1-4), and a complaint had issued on May 20
alleging that the Employer had, in violation of Section .
8(a)(3) and (1) of the Act, discharged those four employ-
ees.
No objections to the Regional Director's report were
filed, and, on September 9, by order of that date, the
Board adopted the Regional Director's recommendations
and ordered a consolidated hearing on the issues raised.
Respondent duly filed an answer to the complaint ad-
mitting jurisdiction and the status of certain supervisors
but denying the commission of any unfair labor practices.
On the entire record, including my observation of the
demeanor of the witnesses, and after considering the
briefs filed by the parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, from its facilities in Louis-
ville, Kentucky, transports trucks manufactured by Ford
Motor Company. In doing so it annually derives gross
revenues in excess of $50,000 for the transportation of
freight from Kentucky directly to points outside Ken-
tucky. Respondent admits and I find that it is an employ-
er engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act and that the Union is a labor
9 As indicated by letterhead stationery included in the exhibits received
at trial, the full name of Respondent is "Active Transportation Compa-
ny " However, no motion to amend the complaint was made by the Gen-
eral Counsel in this regard
ACTIVE TRANSPORTATION
organization within the meaning of Section 2(5) of the
Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Facts
Respondent was formed in late 1987 to deliver trucks
manufactured at Ford's Louisville plant to Ford dealer-
ships. Beginning in March , Respondent began transport-
ing trucks to dealerships in the Midwest, Far West, and
western Canadian areas.
C. A.
Houston4
is Respondent's president, Charlie
Johnson is vice president, and Charles McNair is the
load dispatcher. Respondent admits that these three indi-
viduals are supervisors within the meaning of Section
2(11) of the Act.
Respondent further stipulated that
Commodor Hall was its agent within the meaning of
Section 2(13) of the Act. Hall interviewed applicants and
checked references for Respondent, gave instructions or
training, and served as a "safety man" for Respondent at
the time of the events in question.
Respondent maintains an office in central Louisville
and a terminal about 8 miles away . New trucks are trans-
ported by Ford to a vacant lot near the Ford plant. At
this lot Respondent's employees load them (as many as
five at a time, in "piggyback fashion") onto Respondent's
trucks; then they drive them to the dealerships. By ac-
counts of all who testified on the subject, the lot used for
loading was, at all times material, muddy and therefore
slippery; the weather was cold; and there were no rest-
room or other facilities available to the employees.
Respondent began hiring a complement of 23 truck-
drivers in late February and early March. Three of the
four alleged discriminatees testified that the subject of a
union came up in the interview process.
Roy Stevens testified that during his interview with
Hall:
[Hall] said, "Well, you've worked at all these Union
companies and you got about 15 years Union here."
I don't know why you'd want to work for an
un-Union outfit . . . since you need more time in
the Union before you can get your retirement.
And [Hall] said, "You've got a perfect record but
I don't think I can hire you." He said, "I'll tell
you what I will do. We've got another company
which is Dallas-Mavis . I will get you an application
and try to get you a job at Dallas-Mavis."
Hall explained to Stevens that Dallas-Mavis was a com-
pany that recognized the Teamsters Union.
Despite the fact that Hall told Roy Stevens that Re-
spondent could not hire him for Active Transportation,
Hall called Stevens the next day. According to Stevens,
Hall called him early in the morning and said:
Come to work at Active Transportation this morn-
ing, start your schoolings.. .. I'm going to take a
chance on you.
* C A. Houston is the only "Houston" who is referred to infra.
435
The General Counsel introduced a memorandum con-
tained in Stevens' personnel file. Dated February 12, it is
from Hall who checked off a box for "Application Ap-
proved. Forward completed hiring kit." In a space after
that Hall added : "2 months Union 7/85-9/85 Holland
Motor Freight."
When Stevens reported, Hall showed him some sort of
film and sent him out to the lot and he began loading
trucks for Active Transportation. Dave Bucky gave Ste-
vens his on-the-job training at the lot.
Roy Stevens told Bucky that Stevens' son Barry
would be a good worker. Barry Stevens testified that he
was thereafter called by Hall and invited to come for an
interview. Hall interviewed Barry Stevens three times.
According to Stevens, at one of these interviews, Hall
was going over Stevens' application that reflected that
Stevens had worked for one company that recognized
the Teamsters . According to Barry Stevens:
He just asked-said that I had a little union time
there and asked me what I thought about the
Union. . . . I just told him, "I was a Union employ-
ee by the fact that I worked there." I really didn't
give him my opinion of the Union.
Barry Stevens further testified that:
Commodor told me that I had to see Mr. Hous-
ton, he made the final decision on hiring. We went
upstairs and Mr. Houston explained the pay, the
policies and so on and so forth. And while he was
talking, Mr. Commodor Hall said that , "Barry does
have some Union time."
[Mr. Houston] said they didn't have a problem
with the Union but they weren't going to let the
Teamsters dictate what they could and could not
do.
I told [Houston], "I just [want] a job. I was in the
Union, but I was not a Union organizer."
After "paper work training" by Hall and training in
loading procedures by Bucky and Earl Taylor, Barry
Stevens began working as a truckdriver for Respondent.
Todd testified that in the interview process he, at one
point, met with Hall, Houston, and Johnson. Two com-
panies who recognied the Teamsters were listed on
Todd's application as prior employers. Todd testified
that this topic came up in his interview with Hall, Hous-
ton, and Johnson. Todd was asked and testified:
Q. And what did they say about that and who
was doing the talking?
A. . . . Mr. Johnson, well, he was telling me
about they was, you know, a non-union outfit and
that . . . they was just getting start[ed], but he
knowed that later on that they was going to have to
go union in order to get back haul loads . They said
right now . . . I wouldn't be able to get back haul
loads and I wouldn't be able to deliver loads to cer-
tain places and get back haul loads on account of
not being union, you know. And it ended up there
we talked for a while . He wanted to see, I recon, to
find out what-how I feel about the Union and-
436
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Q. Did anybody ask you that?
A. Yes, They did. And I told them, I said I had
worked for a non-union outfit before as well as
union outfits, which I did-had, and I had that on
my application.
A. Okay.
JUDGE EVANS : Who asked you that question?
THE WITNESS: Mr. Houston. I mean Mr. Johnson
and then, Mr. Commodor Hall asked me that ques-
tion.
JUDGE EVANS: Same question?
THE WITNESS: Yes, sir.
Only Johnson testified for Respondent, and none of the
above testimony is denied.
Agents of the Union began distributing authorization
cards among Respondent's employees in March. Only
one of the alleged discriminatees testified that he ex-
pressed his union sympathies to one of Respondent's su-
pervisors. Todd testified that at some time in mid -March,
he commented to dispatcher McNair that if Respondent
were a union company the employees could go on Ford
property to load trucks, and the employees would not
have to work in the unfavorable conditions at the lot.
Todd testified that McNair did not disagree with that
point.
Todd and Griffin signed union authorization cards on
March 26; Barry and Roy Stevens signed cards on
March 30. Todd and Griffin testified that they distribut-
ed cards to other employees; however, the record does
not disclose how many other employees signed union au-
thorization cards, if there were any such other employ-
ees.
According to this record, no supervisor or agent of
Respondent was present during the signing of any card.
Discussions about whether certain employees had signed,
or would sign, cards were held among the employees at
Respondent's terminal, but only in the drivers' room at a
time when no supervisors or alleged agents of Respond-
ent were present.
Respondent did know that the Union sought to repre-
sent its employees at the time of the discharges herein.
Johnson testified that Houston had seen Union Business
Agent Charles Spond on the lot talking to some of the
truckdrivers. Johnson testified that he and Houston invit-
ed Spond to talk to them about it. The three men met in
mid-March. Johnson testified that Spond told him and
Houston that he would be talking to the employees.
Johnson testified that he and Houston told Spond that he
could continue to do so . The three discussed the content
of the contracts to which the Union was a party. It is
not necessary to detail this discussion about potential
contract terms. It sufficies to say that it is clear from that
discussion that the contracts to which Spond referred
were much more expensive to employers than anything
that Respondent had in mind for then or later.
Further evidence of general knowledge that the Union
was actively seeking to gain recognition at the time of
the discharges is contained in the testimony of Roy Ste-
vens.
Stevens testified that during the last week in
March, he was approached by Hall on the lot. Accord-
ing to Stevens:
[Hall] walked up to me and he said, "I hear some of
these guys are talking and wanting to go Union."
He said, "What do you think-I don't think it'll go,
do you?" I said, "Hey, I don't know."
There is no other evidence that any supervisor or agent
of Respondent said anything else about the Union to any
employee.
On March 31 and April 1, the four alleged discrimina-
tees were discharged in telephone calls from Johnson
and Houston . No reasons were given to the employees,
even when they asked for one . On April 1, by letters of
that date, Houston further informed the employees:
After review, it is our determination that you are
not compatible with the ideas and goals of Active
Transportation . Based on this, we are terminating
your employment effective on the above date.
Each of the four employees testified that they received
no reprimands or negative criticisms during their em-
ployment, which in each case had lasted about 1 month.
There was no contradiction of this testimony.
Johnson testified that when he and Houston began
hiring employees about March 1, they agreed to review
all files in 1 month to decide which employees would be
retained; that they did so; and that they discharged the
employees because : Johnson (2 weeks before) had over-
heard Roy Stevens make a racial slur about Respondent's
management to Barry Stevens who did nothing to repu-
diate his father's conduct; Todd was too slow in loading
trucks and that he had had a minor traffic accident (2
weeks before his discharge); and another employee had
reported to Johnson that Griffin had "bad mouthed" the
Company by complaining that it did not care about the
employees, and that the owners were greedy, and that
the employees had to work under adverse working con-
ditions on the lot.
B. Analysis and Conclusions
As well as alleging that the four discharges violated
Section 8(a)(3) and (1) of the Act, the complaint alleges
two violations of Section 8(a)(1).
The complaint alleges that about March 1 Hall threat-
ened "that an employee would not be hired because of
his past membership in a union." The General Counsel
relies on the testimony of Roy Stevens for this allega-
tion. Stevens testified that during his hiring processes,
Hall told him that although Stevens had a "perfect"
driving record, Hall did not believe that he could hire
Stevens . Hall did not say, in those very words, that the
question in Hall's mind lay in Stevens' prior, long history
of working for Teamsters-organized employers. Howev-
er, while other things were probably discussed during
the interview, this is the only topic that was cast in the
negative by Hall, at least according to this record.
Therefore, I conclude that Hall referred to Stevens' prior
union membership when he stated that there was a
reason that Stevens may not be hired despite Stevens'
perfect driving record . I further find that any employee,
such as Stevens, would logically draw the same conclu-
sion.
ACTIVE TRANSPORTATION
Respondent argues that Hall's statement was, at most,
ambiguous because Hall did not say that he would not
hire Stevens . Although the shades of differences could
be argued among linguistic scholars, the issue is not one
of detached academic inquiry. The issue is the probable
impact on an employee to whom the remark in question
is made.
Stevens was told that he might not be hired, even with
a perfect record, because of his prior union experience.
Any employee who is told that is logically going to con-
clude that the tenure of his future employment, if any, is
conditioned on a nonrepetition of such experience. What
else would a reasonable employee conclude? The fact
that Stevens was nevertheless hired does not detract
from this conclusion. He was hired by Hall with the ex-
press, serious reservation contained in Hall's statement to
Stevens that "I'm going to take a chance on you."
Again, because Stevens had a perfect driving record, no
"chance," other than that Stevens would bring in a
union, was there to be taken.
In such posture, Hall's remarks constitute an admoni-
tion to employees that their employment tenure is de-
pendent on their not enaging in activities that would
result in Respondent's becoming, like Stevens' prior em-
ployers, an employer that is organized by the Union. Ac-
cordingly, I find and conclude that Hall's remarks consti-
tuted a threat to employees in violation of Section 8(a)(1)
of the Act.
The complaint further alleges that in violation of Sec-
tion 8(a)(1) of the Act, Hall "coercively interrogated em-
ployees regarding their union membership , activities and
sympathies." The General Counsel relies on the testimo-
ny of Barry Stevens and Todd, both of whom testified
that they were asked by Hall, Johnson, and/or Houston
how they felt about the Union. However, at the time of
both interrogations, both employees were told, in es-
sence, that their answers were a matter of indifference to
Respondent. Immediately after Hall asked Stevens the
question, they went to Houston's office. There, after Hall
commented on Stevens' prior union employment, Hous-
ton, Respondent's chief executive, stated that Respondent
"didn't have a problem with the Union." Similarly, in
the conversation in which Johnson and Hall asked Todd
how he felt about the Union, Johnson stated that Re-
spondent was going to have to "go union." Any "coer-
cive" impact that otherwise might have attached to the
questions was thus diluted by the assurances of Johnson
and Houston that the Union did not matter, or that it
was inevitable anyway. Therefore, I find and conclude
that the General Counsel has failed to prove this allega-
tion of the complaint.
Finally, the complaint alleges that Respondent dis-
charged Roy Stevens, Barry Stevens, Lava Todd, and
Roy Griffin in violation of Section 8(a)(3) and (1) of the
Act. In deciding this issue, the first question to be an-
swered is whether the General Counsel has presented a
prima facie case.5
5 See Wright Line, 251 NLRB 1083 (1980), enfd . 662 F.2d 899 (1st Cir.
1981), cert denied 455 U S. 989 (1982), approved in NLRB v. Transporta-
tion Management Corp., 462 U.S. 395 (1983).
437
The first element to be proved is that Respondent
knew of the union membership, activities, or desires of
the alleged discriminatees . The only knowledge proven
is that Roy and Barry Stevens had worked for organized
employers previously, that Todd had previously worked
for an organized employer, and that Todd had told Su-
pervisor McNair that he thought that Respondent's being
organized would be a good thing because Respondent's
employees could then go on Ford's property to load
trucks. There is no other evidence of known union activ-
ity, membership, or desires on the part of the alleged dis-
criminatees in the record.
The General Counsel argues that knowledge of the
dischargees' signing union authorization cards should be
inferred and cites two cases in support : however, neither
of these cases apply. In Ballou Brick Co., 277 NLRB 41
(1985), the employer involved was
proven to have
known of specific union activities and conducted a sys-
tematic survey of supervisors in an attempt to identify
those employees involved; shortly thereafter, 13 of those
named as probable suspects were laid off. Here, there is
no evidence of knowledge, or even suspicion, that the
dischargees (or any other employees) had signed union
authorization
cards.
In
BMD Sportswear Corp.,
283
NLRB 30 (1987), the employer discharged seven em-
ployees immediately after they had signed union authori-
zation cards. In that case the General Counsel proved
direct knowledge that five of the seven dischargees had
signed the cards; the administrative law judge found vio-
lations only in the cases of those five. The Board re-
versed regarding the two dismissals noting that the two
for whom the General Counsel had not proved direct
knowledge were known close associates of those who
were known to have distributed the cards. Here, there is
no evidence of direct knowledge that any of the four al-
leged
discriminatees
had signed union authorization
cards.
Indeed, there is no evidence that Respondent
knew that any employees had signed or were distributing
union authorization cards. Therefore, I shall not infer
that Respondent knew, or suspected, that the four al-
leged discriminatees signed union authorization cards.
The second element of a prima facie case under Sec-
tion 8(a)(3) and (1) of the Act is proof of animus, or
proof that Respondent was motivated to discharge the
alleged discriminatees because of their known , or sus-
pected, union activities or sympathies.
There is no evidence that Respondent had any knowl-
edge of Griffin's union sympathies (as well as no evi-
dence that Respondent knew that Griffin had signed a
union authorization card). Respondent knew of the prior
union employment of Roy Stevens, and clearly Respond-
ent suspected union sympathies on his part because of
such 'employment. However, Barry Stevens and Todd
disavowed union sympathies, and there is no reason to
believe that from their prior union employment alone,
Respondent still suspected them of such
sympathies.
Moreover, all three were, nevertheless , hired after they
disclosed their prior union associations. Also, there is no
evidence that Todd's discharge was, in any way, linked
to his statement to McNair that the Union would be a
good thing because the loading could then be done on
438
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Ford's property instead of the lot. Finally, while the
threat by Hall to Roy Stevens bespeaks of a certain
degree of animus, the fact that Stevens was, in fact, hired
precludes a finding that the degree of animus harbored
by Respondent is "strong enough to support a conclusion
that Respondent was willing to violate the law by dis-
criminating against employees,
in order to keep the
Union out."
Finally, the General Counsel argues that the timing of
the discharges, coming as they did immediately after the
four dischargees had signed cards, demonstrates unlawful
animus or motivation in the discharges . Timing can
supply the necessary ingredient of animus , but only if it
is related to known union activity. Here, as noted, there
is no evidence that Respondent knew of the union activi-
ty involved in the execution of the authorization cards.
The General Counsel invites speculation that another
employee informed Respondent about the fact that the
four alleged discriminatees had signed authorization
cards; however, the Board will not indulge in this type
of speculation.7
Accordingly, I find and conclude that the General
Counsel has failed to present a prima facie case in regard
to the discharges of Roy Stevens, Barry Stevens, Lava
T. Todd, and Roy Griffin, and I shall recommend that
the complaint be dismissed regarding their discharges.8
6 Raysel-Ide, Inc., 284 NLRB 879 (1987), citing Fabracan Corp, 259
NLRB 161, 171-172 (1981) This factor further distinguishes Ballou Brick
Co, and BMD Sportswear Corp, supra, cited by the General Counsel;
both of those cases involved extensive unfair labor practices committed in
ongoing efforts to defeat organizational attempts , as opposed to the single
threat proven herein
9 Raysel-Ide. Inc, supra.
8 Because no prima facie case about the discharges has been presented,
I do not address the reasons assigned for the discharges However, I here
CONCLUSIONS OF LAW
1. The Respondent, Active Transportation, is an em-
ployer engaged in commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
2. The Union, General Drivers, Warehousemen and
Helpers Local Union 89, affiliated with the International
Brotherhood of Teamsters , Chauffeurs, Warehousemen
and Helpers of America, AFL-CIO, is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. Respondent has engaged in unfair labor practices in
violation of Section 8(a)(1) of the Act by threatening em-
ployees that they may not be hired because of their prior
associations with the Union.
4. The unfair labor practice found above is an unfair
labor practice affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
5. The General Counsel has failed to prove any other
of the violations alleged in the complaint.
THE REMEDY
Having found that Repsondent has engaged in certain
unfair labor practices, I shall recommend that it be or-
dered to cease and desist therefrom and that it take cer-
tain affirmative action to effectuate the policies of the
Act.
[Recommended Order omitted from publication.]
state, for possible purposes of review , that I found incredible Johnson's
testimony about the various reasons he assigned for the discharges. I
found particularly incredible his account of a racial slur made by Roy
Griffin.