296 NLRB 614
Cornell Iron Works, Inc.
614
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Cornell Iron
Works, Inc.
and
Shopmen's
Local
Union No. 547 of the International Association
of
Bridge,
Structural
and
Ornamental Iron
Workers, AFL-CIO. Case 4-CA-16502-1
September 19, 1989
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
CRACRAFT AND DEVANEY
On December 30, 1988, Administrative Law
Judge Russell M. King Jr. issued the attached deci-
sion. The General Counsel filed exceptions and a
supporting brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings, and
conclusions' and to adopt the recommended Order
as modified and set forth below.
The judge found that the Respondent violated
Section 8(a)(3) and (1) of the Act by discharging
employee Austin because he engaged in a lawful
strike, but recommended that Austin not be rein-
stated or awarded backpay because , in his opinion,
Austin's one incident of misconduct would have
been sufficient alone for his lawful discharge and
therefore reinstatement or backpay would consti-
tute a windfall to Austin . The General Counsel
contends, and we agree, that reinstatement and
backpay is an appropriate remedy for the Respond-
ent's unlawful conduct in this case.
On February 9, 1987 , the Union commenced a
strike at the Respondent's Mountaintop, Pennsylva-
nia facility. Picketing took place at both of the Re-
spondent's buildings. Austin was employed as a
specialty worker for the Respondent for 15 years.
He was a member of the Union and served as as-
sistant
shop steward from 1974 through 1979.
Austin participated in the strike and picketed every
other day in 6-hour shifts.
Austin was discharged assertedly for two inci-
dents that occurred while he was on picket line
duty on February 23, 1987.
Austin's
discharge
letter dated February 26, 1987, stated that on Feb-
ruary 23, 1987, at approximately 10 a.m., Austin
blocked a Federal Express truck attempting to
enter the Respondent's building number 2. The
' In adopting the judge's finding of the alleged violation , we find it un-
necessary to rely on Western-Pacific Construction , 272 NLRB 1393 ( 1984),
enfd sub nom
Teamsters Local 162 v. NLRB, 782 F 2d 839 (9th Cir
1986), to the extent it was overruled in Axelson. Inc., 285 NLRB 862
(1987) In any event, unlike in Western-Pacific, above, in the instant case
the Respondent clearly knew of Austin's alleged misconduct at the time
it occurred
letter also stated that about 2 p .m. the same day
Austin placed a board with nails under the Re-
spondent's truck as it was entering the plant, there-
by causing the tires to be flattened.2
Regarding the Federal Express truck incident,
the judge found that Austin was in the Respond-
ent's driveway away from the truck, and that the
driver of the truck never attempted to enter the
Respondent's driveway. The judge thus found that
the facts did not support the Respondent 's conten-
tion that Austin was "observed deliberately pre-
venting a Federal Express truck from entering the
premises of Cornell Iron Works," as asserted in the
discharge letter . Regarding the nail board incident,
the Respondent's foreman, Wormuth, testified that
he was driving the Company's stake body truck,
and with him in the cab of the truck were three
other employees . Based on a credibility determina-
tion, the judge found that Austin kicked the nail
board under the rear tires of the Respondent's
truck as it approached driveway number 2.
The Respondent's treasurer,
Connell,
testified
that he participated in the decision to discharge
Austin, and that the Respondent's decision was
based on a combination of the Federal Express
truck and nail board incidents . When asked wheth-
er Austin would have been discharged solely for
the Federal Express truck incident, Connell stated,
"I don't know . . . I can't answer that . . . I don't
know." Similarly, when Connell was asked wheth-
er the discharge would have occurred if Austin
was involved only in the nail board incident, Con-
nell replied, "I don't know . . . I can only tell you
what we did." The judge found that the Respond-
ent made no distinction between the two reasons
stated for Austin's discharge, and that the Re-
spondent therefore failed to demonstrate that it
would have discharged Austin for the nail board
incident alone.
Although finding that the Respondent had vio-
lated
Section
8(a)(3)
and
(1)
by discharging
Austin,3 the judge recommended that the Respond-
ent not be ordered to reinstate Austin or pay him
any backpay. The judge based his recommendation
on the sole proven incident of Austin's strike mis-
conduct, i.e., the nail board incident. The judge
found that such misconduct "would have been suf-
ficient alone for his lawful discharge," and to order
reinstatement and a backpay award "would consti-
tute a windfall to a serious wrongdoer and would
not advance the remedial purposes of the Act."
2 At the hearing the Respondent asserted that only one tire was dam-
aged
a No exceptions were filed to the judge's finding that the Respondent
violated Sec 8(a)(3) and ( 1) by discharging Austin because he engaged in
a lawful strike.
296 NLRB No. 81
CORNELL IRON WORKS
We disagree with the judge's recommendation
that the Respondent not be ordered to reinstate
Austin to his previous position with full backpay.
As indicated above, the Respondent did not view
the nail board incident by itself as sufficient to war-
rant discharge. Accordingly , it is appropriate that
the
Respondent be ordered to provide a full
remedy for its unlawful conduct . See, e.g., Town &
Country Nursing Home, 291 NLRB 74 fn. 1 (1988).
Furthermore, the Respondent never contended to
the judge, either at the hearing or in its posthearing
brief, that even if the judge found the alleged vio-
lation, Austin should be denied reinstatement and
backpay solely because of the nail board incident.
In these circumstances, it is not appropriate for the
judge to substitute his judgment for that of the Re-
spondent. See Owens Illinois, Inc., 290 NLRB 1193
(1988) (Board rejected judge's recommendation to
deny reinstatement and backpay to employee for
false testimony at the hearing because, inter alia,
respondent failed to make that contention and
judge's speculation as to effects of reinstatement
did not meet or nullify need to meet respondent's
burden to establish employee's unfitness for further
employment).
Finally, the judge's recommended
remedy leaves the effects of the Respondent's un-
lawful conduct unremedied and thus fails to effec-
tuate the purposes of the Act.
For all the foregoing reasons, we find , contrary
to the judge, that it would not effectuate the pur-
poses of the Act to require forfeiture of the Board's
traditional remedy of reinstatement with full back-
pay. Although we do not condone Austin's strike
misconduct, we find that the conduct, under the
circumstances here, does not warrant denial of the
usual remedies given for the type of violation
found. Accordingly, we shall modify the judge's
recommended Order to provide for reinstatement
and full backpay for Austin.
AMENDED REMEDY
We will order the Respondent to offer discrimin-
atee Douglas Austin immediate and full reinstate-
ment to his former position or, if that position no
longer exists, to a substantially equivalent position,
without prejudice to his seniority or any other
rights and privileges previously enjoyed, and to
make him whole for any loss of earnings and other
benefits suffered as a result of the discrimination
against him, with backpay to be computed in the
manner set forth
in
F.
W.
Woolworth
Co.,
90
NLRB 289 ( 1950), with interest to be computed in
the manner prescribed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987).
615
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge as modified and set forth in full below and
orders that the Respondent, Cornell Iron Works,
Inc.,
Mountaintop,
Pennsylvania,
its
officers,
agents, successors, and assigns, shall take the action
set forth in the Order as modified.
1. Cease and desist from
(a) Discriminating against employees by termi-
nating them because they engaged in a lawful
strike, a concerted activity protected by Section 7
of the Act.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed by Section 7 of the
Act.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act.
(a) Offer Douglas Austin immediate and full rein-
statement to his former position or, if that position
no longer exists, to a substantially equivalent posi-
tion, without prejudice to his seniority or any other
rights and privileges previously enjoyed, and make
him whole for any loss of earnings and other bene-
fits suffered as a result of the discrimination against
him, in the manner set forth in the "Amended
Remedy" section of this decision.
(b) Remove from its files any reference to the
unlawful discharge and notify him in writing that
this has been done and that the discharge will not
be used against him in any way.
(c) Preserve and, on request, make available to
the Board or its agents for examination and copy-
ing, all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records necessary to analyze the
amount of backpay due under the terms of this
Order.
(d) Post at its Mountaintop, Pennsylvania facility
copies of the attached notice marked "Appendix."4
Copies of the notice, on forms provided by the Re-
gional Director for Region 4, after being signed by
the Respondent's authorized representative, shall be
posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places including all places where no-
tices to employees are customarily posted . Reason-
able steps shall be taken by the Respondent to
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "
616
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ensure that the notices are not altered , defaced, or
covered by any other material.
(b) Notify the Regional Director in writing
within 20 days from the date of this Order what
steps the Respondent has taken to comply.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
Board), on behalf of the Board's General Counsel.' The
complaint alleges that the Company discharged employ-
ee Douglas Austin on or about February 26, 1987 be-
cause he participated in a strike (protected concerted ac-
tivity), in violation of Section 8(a)(1) and (3) of the Act.2
The Company defends on the grounds that it discharged
Austin because of unprotected strike misconduct, and
thus alleges that its discharge of Austin did not violate
the Act.
On the entire record, including my observation of the
demeanor of the witnesses, and after due consideration of
the briefs filed herein by the General Counsel and coun-
sel for the Company, I make the following
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT discriminate against employees by
terminating them because they engaged in a lawful
strike, a concerted activity protected under the Na-
tional Labor Relations Act.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce you in the exer-
cise of the rights guaranteed you by Section 7 of
the Act.
WE WILL offer Douglas Austin immediate and
full reinstatement to his former job or, if that job
no longer exists, to a substantially equivalent posi-
tion, without prejudice to his seniority or any other
rights or privileges previously enjoyed and WE
WILL make him whole for any loss of earnings and
other benefits resulting from his discharge , less any
net interim earnings, plus interest.
WE WILL notify him that we have removed from
our files any references to his discharge and that
the discharge will not be used against him in any
way.
CORNELL IRON WORKS, INC.
Daniel E. Halevy, Esq. and Mark E. Arbesfeld, Esq., for
the General Counsel.
David E. Koff, Esq., of Wilkes-Barre, Pennsylvania, for
the Respondent.
DECISION
STATEMENT OF THE CASE
RUSSELL M. KING, JR., Administrative Law Judge.
This case was heard by me on February 29 and March 1,
1988, in Wilks-Barre, Pennsylvania. The charge was filed
against Cornell Iron
Works, Inc. (the Company) on
March 26, 1987, by the Charging Union, Shopmen's
Local Union No. 547 of the International Association of
Bridge, Structural and Ornamental Iron Workers, AFL-
CIO (the Union). Based on the charge, a complaint was
issued on August 31, 1987 by the Regional Director for
Region 4 of the National Labor Relations Board (the
FINDINGS OF FACT3
1. JURISDICTION AND THE LABOR ORGANIZATION
The pleadings, admissions, and evidence in the case es-
tablish the following jurisdictional facts . At all times ma-
terial herein, the Company, a New York corporation,
maintained an office and place of business in Mountain-
top, Pennsylvania, where it manufactures metal or steel
doors, grilles, and related products . This facility is the
only facility involved in this case. In the course and con-
duct of its business operations at Mountaintop , Pennsyl-
vania, the Company derived gross revenues annually in
excess of $500,000, and purchased and received goods
and materials valued in excess of $50,000 directly from
points located outside the State of Pennsylvania. As al-
leged and admitted, I find that the Company is now, and
has been at all times material herein , an employer en-
gaged in commerce within the meaning of Section 2(2),
(6), and (7) of the Act.
Also as alleged and admitted, I find that the Union is
now, and has been at all times material herein, a labor
' The term "General Counsel," when used herein, will normally refer
to the attorneys in the case acting an behalf of the General Counsel of
the Board , through the Regional Director . This case was later consolidat-
ed with Cases 4-CA-16502-6 and 4-CA-16502-7 These cases were set-
tled before the hearing and were severed from this case by order of the
Regional Director
2 The pertinent parts of the Act (29 U S C § 151 et seq.) read as fol-
lows.
Sec 8(a) It shall be an unfair labor Practice for an employer-(1) to
interfere with, restrain , or coerce employees in the exercise of the
rights guaranteed in Section 7 . . (3) by discrimination in regard to
hire or tenure of employment or any term or condition of employ-
ment to encourage or discourage membership in any labor organiza-
tion....
Sec 7 employees shall have the right to self-organization , to form,
join, or assist labor organizations, to bargain collectively through
representatives of their own choosing, and to engage in other con-
certed activities for the purpose of collective bargaining or other
mutual aid or protection
The facts found herein are based on the record as a whole and upon
my observation of the witnesses The credibility resolutions herein have
been derived from a review of the entire testimonial record and exhibits
with due regard for the logic of probability, the demeanor of the wit-
nesses, and the teaching of NLRB Y. Walton Mfg. Co., 369 U.S 404, 408
(1962) As to those testifying in contradiction of the findings herein, their
testimony has been discredited either as having been in conflict with the
testimony of credible witnesses or because it was in and of itself incredi-
ble and unworthy of belief All testimony and evidence, regardless of
whether or not mentioned or alluded to herein, has been reviewed and
weighed in light of the entire record
CORNELL IRON WORKS
organization within the meaning of Section 2(5) of the
Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. BriefBackground
The Company's facility at Mountaintop, Pennsylvania,
consists of two separate buildings on what is known as
Oak Hill Road . The first building is on the south side of
Oak Hill Road and the second building (building 2) is on
the north side of Oak Hill Road and west of the first
building. All of the events in this case occurred at the
first or second driveway or entrances to building number
2. The Company employs approximately 135 people at
its Mountaintop facility. The Union represents approxi-
mately 75 of these employees, 32 of which work in
building 2. The supervisors in building 2 are Foreman
William R. Wormuth and Assistant Foreman Roy Barry.
The discriminatee in this case ,
Douglas
Austin,
has
worked for the Company since September 1972. On Feb-
ruary 9, 1987,4 a strike commenced at the Mountaintop
facility and Globe Security Systems performed security
for the Company during the strike . Some written reports
were made by Globe, and apparently some video taping
was done . However, no such video tapes or reports were
made or resulted from the incidents involved in this case.
Globe was not actually hired to monitor the picketing.
During the strike, the police were called on occasion,
and the Company sought and obtained a state court in-
junction.
Austin participated in the strike ,
picketing
every other day for 6 hours . On the date in question,
February 23, Austin picketed at building number 2 from
10 a.m. to 4 p.m. It had been snowing , and there was up
to 2 inches of snow on the ground . Austin is alleged to
have prevented the entry of a Federal Express delivery
truck an the premises of building 2 at approximately 10
a.m., and is further alleged to have placed a board with
protruding nails under the tires of a company truck en-
tering the property surrounding building 2 at approxi-
mately 2 p.m. As a result, and on February 26, the attor-
ney for the Company drafted and sent a letter to Austin
which reads as follows:
On Monday, February 23, 1987 at approximately
10:00 a.m. you were observed deliberately prevent-
ing a Federal Express truck from entering the prem-
ises of Cornell Iron Works. On the same date at ap-
proximately 2:00 p.m. you were observed placing a
board with nails under the tires of a Company truck
attempting to gain entrance to the Cornell premises.
As a result the tires were flattened.
Violence and the instilling of fear of bodily harm
were the reasonable consequences and purposes of
your acts. Under the circumstances such conduct
clearly tended to coerce and intimidate employees
in the exercise of their rights under the National
Labor Relations Act. Such conduct is not protected
under the Act. Therefore, you are herewith notified
that you are disqualified from reinstatement when
All dates hereafter are in 1987 unless otherwise stated
617
and if the current strike is ended and discharged
from the Company's employ effective immediately.
As a result of Austin's discharge on February 26, the
Union filed the charge in this case on March 26, and the
Regional Director issued the complaint on August 31.
B. The Federal Express Truck Incident
David Connell, the Company's treasurer, testified that
at approximately 10 a.m. on February 23 he was looking
out of the window in a corner office of building 2 and
observed a Federal Express truck traveling east on Oak
Hill Road and approaching entrance
1.5 According to
Connell, there were two pickets at entrance 1, and one
of these pickets was Austin . Connell testified that the
truck came abreast of the driveway entrance , "stopped
and . . . turned
.
.
. cut his wheels to turn into the
driveway." At that point , according to Connell, Austin
"stopped in the driveway" and the truckdriver "then
pulled slightly forward and Austin took two steps fur-
ther into the driveway." Connell indicated that at this
point the westbound lane of travel on Oak Hill Road
was between the truck and Austin , and that the truck-
driver then rolled down his window , but he (Connell)
was unable to hear any conversation between the driver
and Austin, and he did not see Austin make any gestures.
According to Connell, the truck was still facing east, but
there was traffic coming up behind the truck and the
truck then proceeded "up the road " where it turned
around in the next driveway on another company's prop-
erty and drove on past building number 2 in a westerly
direction on Oak Hill Road. In cross-examination, Con-
nell indicated that when the truck approached, Austin
took "two steps into the driveway " and not in the direc-
tion of the truck. Connell indicated that he could not
identify the second picketer with Austin because that in-
dividual "had a hood or parka up." Also during cross-
examination , Connell was asked whether or not he was
concerned that Austin was on the picket line at any time
during February 23, and he replied "No, I was not."
The driver of the Federal Express delivery truck,
James Brogan, testified that as he approached building 2
he observed "a picket line." Brogan indicated that he
then rolled his window down and that the individual that
was closest to the truck stated "We're on strike and ap-
preciate it if you didn't deliver any packages," to which
he (Brogan) replied, "No problem." Brogan testified that
he then "merely turned the van around and ... left."
Brogan added that he did not attempt to enter the facili-
ty, did not have his "blinker" on, and that his wheels
were not "cut" in the direction of building 2. Brogan fur-
ther added that he did not reoognize the person he spoke
to at the entrance, but that the individual "never" stood
in front of his truck, indicating that the entire incident
took
"ten seconds." Brogan was asked how he felt
during his brief conversation with the picketer, to which
he replied "No unusual feelings." Brogan's manifest for
that day regarding the attempted delivery reflects "On
5 A building location plat of building 2, the surrounding property, and
Oak Hill Road was admitted into evidence and during his testimony,
Connell located himself on that plat
618
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
strike." During his testimony , Brogan was asked to ex-
amine the building 2 location plat and to point out the
driveway he stopped at. He identified the wrong en-
tranoe or driveway, indicating that he turned around in
driveway 1. However, Brogan was admittedly "not sure"
of where his location was in relation to the plat , initially
indicating that "You might have to show me where I'm
at here .. .."8
Douglas Austin was a "specialty worker" and worked
in building 2. He had worked for the Company since
September 1972 and went out on strike with the Union
on February 9. He had been an assistant shop steward
from 1974 until 1979. Austin started picketing at approxi-
mately 10 a.m. on February 23. He testified that three
other picketers were in the area, but that he was picket-
ing by himself in the driveway.' Austin related that he
had a picket sign which hung from his neck with a string
and that about 10 minutes after he started picketing, the
Federal Express truck pulled up and the driver rolled his
window down and yelled "Is this Cornell?" Austin indi-
cated that he first ignored the truck and kept walking be-
cause there was a large sign on building 2 which read
"Cornell." According to Austin, the driver then asked
him a second time if this was Cornell Iron Works, and
then he turned around and stated to the driver "Yes, it is
.... We're on strike here and we'd appreciate you not
crossing our picket line." Austin testified that the driver
of the truck then picked up his "walkie-talkie" or two-
way radio and "drove off." Austin added that he could
not hear what the driver said over his radio and that the
entire conversation took 10 to 15 seconds , during which
time his hands were in his pockets. Austin indicated that
it was cold, windy, and snowing, and that at no time did
the driver ever attempt to enter the driveway.
Connell testified that when the driver of the Federal
Express truck came to a stop on Oak Hill Road, his
wheels were turned "slightly." Brogan, the driver of the
truck, denied that his wheels were turned at all. I do not
see any issue of credibility here. Brogan took the entire
incident so lightly that he oould not remember the spe-
cifics of the driveway locations. His testimonial demean-
or reflected that he considered the incident as trivial.
Wheels slightly turned or not, I am convinced that
Austin did not convey any attempt whatsoever to block
the truck as far as Brogan was concerned . According to
Connell's own testimony, after the exchange between the
driver and Austin, the truck "proceeded up the road and
left." The undisputed facts reflect that Brogan never at-
tempted to enter the driveway . Austin was in the drive-
way, away from the truck, and made no motions or ges-
tures toward the truck . Austin's discharge letter states
that he was "observed deliberately preventing a Federal
Express truck from entering the premises of Cornell Iron
Works." In my opinion, the actual facts, even seen only
through the eyes of Cornell, do not come close to sup-
porting such a conclusion. I find that Austin did not
block the truck's entrance onto company property.
6 In my opinion , Brogan's uncertainty as to where he was in relation to
the plat was understandable, and in no way detracts from his other testi-
mony
' None of the other three picketers named by Austin testified in the
case.
C. The Nail Board Incident
William Wormuth is a foreman for the Company, and
has worked for the Company some 22 years. On Febru-
ary 23 at approximately 2 p.m., Wormuth drove a com-
pany "stake" truck from building 2, out driveway 2 and
then back into the abutting company lot (upper parking
lot) to pick up items from a storage shed on that lot.
Wormuth testified that his purpose in driving to the
upper lot and the storage shed was to pick up "stock
doors and a display fire shutter." Wormuth explained
that he could not reach the upper storage lot through a
connecting drive between building 2 and the upper lot
because of snow accumulation .8 Regarding the weather,
Wormuth testified that there was "slushy snow" on the
ground from a snowfall the night before, and estimated
the amount to be 1-1/2 to 2 inches . 9 With Wormuth in
the cab of the truck were employees Roy Barry, Carl
Markowski, and Jack Ronopczyk. Wormuth testified that
when he approached the driveway 2 to exit onto Oak
Hill Road there were pickets on both sides, and he
recognized one picket as being Eugene Shinal who was
very boisterous, and who was hollering and yelling
things such as "Your turn is coming , you'll get yours."
Wormuth related that he and his three passengers contin-
ued out the driveway onto Oak Hill Road and then
turned up into the adjacent lot and headed toward the
storage shed. Wormuth testified that after they loaded
the truck, he and his three passengers drove out onto
Oak Hill Road again and proceeded to turn back into
driveway 2 enroute to building 2. According to Wor-
muth, as they approached driveway 2 one of the three
passengers remarked "I think we're in for some trouble."
Wormuth added that he noticed there was only two
pickets standing face to face in the driveway, close
enough together that they "funneled the truck in be-
tween them." Wormuth further added that at this time
nobody was yelling or hollering and no pickets were
moving, and that the pickets who were facing each other
in the driveway were employee Austin on the left and
employee Fidishun on the right side. Austin testified that
at this point he "just knew something was going on,"
noting that the other pickets were standing by the
"shanty" watching.' ° According to Wormuth, as he
went on into the driveway he "looked out the side
window and [saw] Doug Austin kick a nail board under
the rear tires of the truck." Wormuth described this
board as a two-by-four, 2 or 3 feet long with nails ham-
mered through it. According to Wormuth, there are four
tires on the back of the truck, two on each side, and
Wormuth indicated that Austin kicked the nail board
under the rear tires on his (left) side of the truck. Wor-
muth testified that he then proceeded on back to the
8 The so-called upper lot abuts the Company's lot which contains
building 2 on the west side It can be reached either through an entrance
from the lot on which building 2 is located, or by driving out of that lot
and onto Oak Hill Road, entering the upper lot through a separate drive
or entrance off of Oak Hill Road.
9 Several pictures of the truck and the surrounding area were admitted
into evidence
is There was a strike shed between driveways I and 2, apparently used
for warming
CORNELL IRON WORKS
plant and as the truck was being unloaded , he "got under
the truck and . . . could hear air escaping from one
tire." According to Wormuth, the following morning he
again checked the truck and discovered that the inside
rear (left) tire was definitely flat. Wormuth testified that
he had been Austin's foreman for 8 or 9 years and that
his relationship with Austin was "Good ." During cross-
examination, Wormuth described the board more com-
pletely by indicating that the nails protruded through the
two-by-four by about 4 inches all the way across the
board, and that the nails were shiny. Wormuth added
that as the truck went over the board he "felt a bump,"
but he conceded that the "bump . . . Possibly could
have been [a] grate" which was in the area. Wormuth
added that he did not see the board on the ground prior
to the time that Austin kicked it, indicating that it was
"probably covered with snow before it was kicked."
Wormuth testified that after he checked the tire, he went
"in the office and told them what happened ." According
to Wormuth, the truck was used again on subsequent
days by adding air to the punctured tire, and the tire was
not fixed for "maybe even a month later," when it was
then replaced with the spare and taken to a local garage
for repair.' 1
Roy Barry was one of the other three employees in
the truck, and he was sitting on the passenger side next
to the right door. Barry testified that as they approached
the entrance or driveway out of the building 2 area, he
observed employee Shinal "screaming and cursing" at
them, and he also heard Shinal yell "Mr. Wormuth, your
day is coming." Barry indicated that after they loaded
the truck and were returning down Oak Hill Road on
the way to driveway 2, it was he who remarked to Wor-
muth "It looks like we're in for something" because of
the way the pickets were standing, and the fact that he
no longer saw employee Eugene Shinal . Barry testified
that as they approached the entrance or the driveway,
Austin was on the left and Fidishun was on the right side
of the truck and he then noticed Shinal down near the
shed, away from the picket line. According to Barry, as
they entered the driveway
Wormuth remarked that
"Doug Austin kicked a board ." Barry testified when the
truck arrived at building 2, he and Wormuth "walked
around the truck" but did not see any flat tires. Barry
added that he did not hear any air escaping because he
did not get down and crawl under the truck or "look or
listen" to see if any air was escaping. Barry indicated
that he did not actually see the board that Wormuth de-
scribed, adding that he did not go back and look for the
board.' 2 Barry conceded that there is a "gate" at the en-
trance and that the truck "bumps" when it goes across
that "gate." Employee Carl Markowski was also a pas-
senger in the truck and testified that when they passed
through the entrance on the way to the storage shed he
observed "about three" pickets, one of which was "yell-
ing and screaming" something like "You'll get yours,
your day is coming." Markowski indicated that as they
'' Neither the tire itself nor a repair bill was presented as evidence in
the case.
12 No board with nails protruding through it was presented or admit-
ted into evidence in the case
619
returned he noticed two pickets standing by the drive-
way facing each other and not moving . Markowski re-
membered one of those pickets as being Austin , and re-
lated that the truck had to pass between the two pickets
in order to enter the property. Markowski testified that
as they entered he heard Wormuth remark "Dougy
kicked a board under the tire." Markowski indicated that
he did not inspect the tires on the truck but returned to
work immediately. Employee John Konopczyk was also
a passenger in the truck and testified that as the truck
left building 2 and went through the driveway, he heard
one of the pickets yell "Your day will come, Wormuth."
Konopczyk further testified that as the truck returned
and entered back into the driveway, he heard Wormuth
say "He kicked a board under the tires ." Konopczyk tes-
tified that when they got back to the plant he walked
around the truck and actually leaned down and listened
but characterized his inspection as not a thorough one.
Konopczyk apparently heard no air leaking and went on
to testify that sometime after that , he again used the
truck but never had to put air into the tires , although he
did not know whether any tire had been changed when
he again used the truck. On February 23, Lloyd Zinck
was working for Globe Security and reported for work
between 3 and 3:30 p.m. at building 1.13 Zinck testified
that as he entered the driveway to building 1 he had to
cross a "snow bank where the township plowed the
road," and as he continued through the snow there was a
"thump," adding that he immediately looked in his rear
view mirror and saw a "board come up out of there."
Zinck described the board as either a two-by -four or a
one-by-two, adding that "It had to have" nails in it, be-
cause the following morning he had three flat tires on
the pickup truck which he was driving . Zinck indicated
that he reported this incident and also entered it in his
log. Zinck conceded that he had no responsibility at
building 2 that day and was not at building 2 that day,
but talked by phone with other guards positioned there.
Douglas Austin testified that after lunch on February
23, he went down to picket driveway 2 at building 2,
and that with him was Eugene Shinal , George Fidishun
and Andy Hashagen . Austin indicated that when the four
started to picket, he and Hashagen were on the left
(western) side of the driveway, and Shinal and Fidishun
were on the right side. Austin testified that when the
company truck came out of the driveway , there was no
conversation between any of the picketers or the em-
ployees who were in the truck, and it proceeded to go
up to the storage shed where it remained for 15 to 20
minutes. Austin testified that when the truck came back
through the gates it merely "Came in, went over the
grates, bounced a little bit, [and] went back behind the
building." Austin indicated that he was "just standing
there" and that at no point did he have a board with
nails in it, nor did any of the other picketers have such a
board. Austin added that at no point did he see any
board with nails in it in the driveway . During cross-ex-
amination, Austin was asked whether any one of the
'a Building I was located on the south side of Oak Hill Road and fur-
ther east of number 2
620
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
pickets yelled at the people in the truck, to which Austin
answered , "Not to the best of my recollection, no."
Austin further maintained that when the truck came back
and went through the driveway, all four pickets "were
still there," again indicating that he and Andy Hashagen
were on the left or west side of the driveway entrance.14
Employee George Fidishun testified that he, Austin,
Shinal, and Hashagen were all picketing driveway 2
when the company truck left the premises and again re-
turned. Fidishun indicated that he was on the right or
east side of the driveway with either Shinal or Hashagen,
and was not certain which one was actually with him on
the east side. Fidishun indicated that Austin was across
from him on the other (left or west) side of the drive-
way. Fidishun testified that when the truck returned and
reentered the driveway it "Just bounced when it hit the
grates." Fidishun indicated that he saw no board in the
area with nails in it. Fidishun was asked on cross -exami-
nation whether any one of the pickets yelled or screamed
at the people in the truck , to which he replied "Not that
I can recall . . . . I don't remember." Eugene Shinal tes-
tified as a former employee of the Company , indicating
that he had been replaced in March and that he had
never returned to work . Shinal testified that he, Austin,
Hashagen,
and Fidishun were picketing together at
driveway 2 when the company truck approached to
leave the area of building 2. Shinal acknowledged, as did
Austin and Fidishun, that William Wormuth was the
driver of the truck, and that there were three other pas-
sengers in the truck . Shinal indicated that when the truck
came through the driveway entrance onto Oak Hill
Road, he and Fidishun were standing on the eastern side
of the driveway and Austin was on the western side of
the driveway with Hashagen . When Shinal was asked
whether anything was said or thrown at the truck, he an-
swered, "I don't really remember." Shinal testified that
the truck returned to reenter the plant area approximate-
ly one- half hour later and that he and Fidishun , again,
were on the east side of the entrance and Austin was on
the west side with Hashagen. Shinal indicated that he at
no time saw any board with nails in the area . On cross-
examination,
Shinal was asked whether he yelled or
screamed at the individuals in the truck when it left the
entrance, to which he replied, "No, sir, I don't remember
that." The next question to Shinal was "You don't re-
member it?," to which Shinal replied, "No, sir." The
question was then asked whether somebody could have
yelled at those in the truck , to which Shinal answered
"Possibly could have .
.
. I don't recall anybody yelling
anything!" Shinal testified that there was radio communi-
cation between the picket line at building 1 and building
2 in the form of a "walkie-talkie" system, but he did not
remember whether it was in use on February 23.
Regarding the nail board incident, the only two actual
witnesses in the case were Foreman Wormuth and
Austin himself. In the truck cab itself were passengers
Konopczyk, Barry, and Markowski , all of whom testified
they heard Wormuth exclaim that Austin had kicked the
board under the truck . All four employees in the truck
14 Andy Hashagen did not testify in the case According to Austin, he
had left the Company and was currently working in "Jersey "
heard the threatening remark, and Wormuth and Barry
identified picketer Shinal as the one yelling the remark.
The three picketers who testified all indicated they did
not see a nail board in the area. However, there had
been some violence during the strike beginning at least
on February 20, and Globe Security employee Zinck had
experienced a nail board and three flat tires from 30 to
60 minutes earlier on the same date (February 23) at the
entrance to building 1. All three picketers were asked
whether any one of them yelled threatening remarks as
the truck came through the gate for the first time . Austin
replied "Not to the best of my recollection , no." Fidi-
shun replied, "Not that I can recall . . . . I don't remem-
ber." Shinal replied , "I don't really remember." As to
whether the nail board was actually kicked by Austin, I
credit the testimony of Wormuth over that of Austin. 115 I
also find that in fact picketer Shinal did yell the remark
or threat to the effect that "You will get yours" when
the truck first exited the driveway onto Oak Hill
Road. 15 I find that Austin did kick the nail board under
the rear tires on February 23, and that thereafter Wor-
muth reported the same truthfully to the Company.
D. Concluding Analysis
The two reasons set forth in this case for the discharge
of Austin involve his blocking of the Federal Express
truck and the kicking of the nail board underneath the
company truck . I have found from the evidence and tes-
timony in this case that Austin did not block the truck
but did in fact kick the nail board underneath of the
company truck. The law is clear that when an employer
disciplines an employee because he has engaged in a
lawful strike, such discipline violates Section 8(a)(3) and
(1) of the Act. An employer may defend its action by
showing that it had an honest belief that the employee
disciplined was guilty of strike misconduct of a serious
nature. General Telephone Co. of Michigan, 251 NLRB
737 (1980). However, if the General Counsel affirmative-
ly shows that the alleged misconduct never occurred,
then the resulting discipline or discharge is a violation of
the Act. Gem Urethane Corp., 284 NLRB 1349 ( 1987);
General
Telephone
Co.
of Michigan,
251
NLRB 737
(1980); NLRB v. Rubin Bros. Footwear, 99 NLRB 610
(1952). See also NLRB v. Burnup & Sims, 379 U.S. 21
(1964);
Western-Pacific
Construction
Materials
Co.,
272
NLRB 1393 ( 1984). Under the Board's holding in Clear
Pines Mouldings, 268 NLRB 1044 (1984), if strike miscon-
15 Wormuth's testimony about the incident was straightforward and
always consistent, even upon intense and extensive cross-examination His
testimonial demeanor leads me to conclude that he was truthful about
seeing Austin kick the board under the truck. Under the circumstances,
his quick verbal response, overheard by his three passengers , was natural
and instinctive. Austin, on the other hand, testified that he was just stand-
ing there," and denied the existence of any board Austin's rather cavalier
attitude reflected an intent to convey that there was simply no incident at
all. His testimonial demeanor in this case further helped to convince me
to accept Wormuth 's version over his denial.
16 All three picketers, Austin, Fidishun, and Shinal , were equivocal in
their attempted denials that any one of the three yelled a threatening
remark Shinal's "I don't really remember," when contrasted with the
definite testimony of Wormuth and his three passengers , convinced me
that in fact the threat was made by Shinal, especially in light of the
equivocations or uncertainty of Austin and Fidishun
CORNELL IRON WORKS
duct is such that, under the circumstances existing, it
may reasonably tend to coerce or intimidate employees
in the exercise of rights protected under the Act, then
such misconduct justifies discipline or discharge by the
employer. I find and conclude in this case that Austin's
actions regarding the nail board would have been suffi-
cient justification for his discharge under the standards
set forth in Clear Pines Mouldings, supra.
The Company's treasurer, David Connell, testified that
he participated in the decision to discharge Austin. He
further testified that the discharge occurred by reason of
a combination of the two incidents alleged (the blocking
of the Federal Express truck and the kicking of the nail
board). Connell was asked whether or not Austin would
have been discharged as a result of the Federal Express
truck incident only, and his reply was "I don't know
.... I can't answer that . . . . I don't know." He was
also asked whether or not the discharge would have oc-
curred had only the nail board incident occurred, to
which he replied "I don't know . . . . I can only tell
you what we did." Once the General Counsel makes a
prima facie showing that protected conduct was a moti-
vating factor in an employer's action against an employ-
ee, the burden shifts to the employer to demonstrate that
it would have taken the same action even in the absence
of the protected conduct. An employer cannot carry its
burden of persuasion by merely showing that it had a le-
gitimate reason for the action, but must show by a pre-
ponderance of the evidence that the action would have
taken place even absent the protected conduct.
Wright
Line,
251 NLRB 1083 (1980), approved in NLRB v.
Transportation Management Corp., 462 U.S. 393 (1983). In
my opinion, to successfully defend the discharge in this
case, the law requires the Company to demonstrate that
it would have discharged Austin for the nail board inci-
dent alone. However, the Company has made no distinc-
tion among the two reasons stated for Austin's discharge.
See Delta Gas, Inc., 282 NLRB 1315 (1987); Western-Pa-
cific Construction Materials Co., supra, and Bronco Wine
Co., 256 NLRB 53 (1981). Under Wright Line, supra, a
judge's personal belief that the employer's legitimate
621
reason was sufficient to warrant the action taken is not a
substitute for evidence that the employer would have
relied on this reason alone.
Considering the foregoing, I find that the Company's
discharge of employee Douglas Austin was violative of
Section 8(a)(3) and (1) of the Act as alleged in the com-
plaint.
On the foregoing findings of fact and initial conclu-
sions, and upon the entire record, I make the following
CONCLUSIONS OF LAW
1.
That the Respondent Employer, Cornell Iron
Works, Inc., is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. That the Charging Union is a labor organization
within the meaning of Section 2(5) of the Act.
3. That the Respondent Employer, on February 26,
1987, violated Section 8(a)(3) and (1) of the Act by ter-
minating employee Douglas Austin.
4. That the unfair labor practice found in paragraph 3,
above, affects oommerce within the meaning of Section
2(6) and (7) of the Act.
THE REMEDY
Having found that the Respondent Employer has com-
mitted the above unfair labor practice, I will recommend
that it be ordered to cease and desist therefrom and post
an appropriate notice. In my opinion, the misconduct on
the part of employee Douglas Austin , which I found oc-
curred in this case, would have been sufficient alone for
his lawful discharge. I shall thus not recommend that the
Respondent Employer offer reinstatement to employee
Austin, or require that the Respondent Employer be
liable for any backpay in this case . In my further opin-
ion, to order reinstatement and a backpay award in this
case would constitute a windfall to a serious wrongdoer
and would not advance the remedial purposes of the
Act, including the protection of the right of strikers
while discouraging strike misconduct. See Western-Pacific
Construction Materials Co., supra.
[Recommended Order omitted from publication.]