296 NLRB 715
Illinois-American Water Co.
ILLINOIS-AMERICAN WATER CO.
Illinois-American Water Company, Southern Divi-
sion and Office and Professional Employees
International
Union,
Local
13,
AFL-CIO.
Cases 14-CA-18981, 14-CA-19148, 14-CA-
19234, and 14-CA-19237
September 22, 1989
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
CRACRAFT AND DEVANEY
On September 22, 1988 ,
Administrative
Law
Judge Donald R. Holley issued the attached deci-
sion. The Respondent filed exceptions and a brief
in support of its exceptions.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and brief and has
decided to affirm the judge's rulings, findings,' and
conclusions, and to adopt the recommended Order
as modified.2
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge as modified below and orders that the Re-
spondent,
Illinois-American
Water
Company,
Southern
Division,
Alton,
East St.
Louis, and
Belleville, Illinois, its officers, agents, successors,
and assigns, shall take the action set forth in the
Order as modified.
1. Insert the following as paragraph 2(b) and re-
letter subsequent paragraphs accordingly.
"(b) Furnish the Union, in convenient form, with
the information requested in its letter dated March
30, 1987."
I The Respondent has excepted to some of the judge's credibility find-
ings. The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect Standard Dry
Wall Products, 91 NLRB 544 ( 1950), enfd 188 F 2d 362 (3d Cir 1951)
We have carefully examined the record and find no basis for reversing
the findings.
The Respondent argues that Scrantontan Publishing Co, 215 NLRB 296
(1974) (and not Bay Shipbuilding Corp, 263 NLRB 1133 (1982), enfd 721
F 2d 187 (7th Cir 1983) and Rice Food MarAets, 255 NLRB 884 (1981),
relied on by the judge) is dispositive of the issue of whether its refusal to
bargain about , and apply the contract to , the computer center employees
violated the Act. We find Scraniontan inapplicable for the reasons set out
by the Seventh Circuit in enforcing the Board 's decision in Bay Shipbuild-
ing Corp. See 721 F 2d 187, 191 And, as further support for the judge's
decision on this issue, we note the Board's recent decisions in
Untied
Technologies Corp., 287 NLRB 198 ( 1987), and 292 NLRB 248 (1989)
We adopt in the absence of exceptions the judge 's finding that bargain-
ing unit employees' social security numbers, requested by the Union, are
presumptively relevant information
z The judge inadvertently failed to include in the Order an affirmative
order requiring the Respondent to furnish the Union , in convenient form.
the information requested in its letter dated March 30, 1987
We modify
the recommended Order accordingly
715
2. Substitute the attached notice for that of the
administrative law judge.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice.
WE WILL NOT refuse to recognize Office and
Professional Employees International Union, Local
13, AFL-CIO as the exclusive bargaining repre-
sentative of the employees in the appropriate unit,
including those employed at the Belleville, Illinois
computer center.
WE WILL NOT refuse to apply the terms and con-
ditions of the collective-bargaining agreement with
the Union to our computer center employees.
WE WILL NOT refuse to supply the Union with
requested information that is relevant to its per-
formance of its duties as a collective-bargaining
representative.
WE WILL NOT threaten to terminate unit employ-
ees if the Union insists on applying the collective-
bargaining agreement to computer center employ-
ees.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce employees in the
exercise of the rights guaranteed them by Section 7
of the Act.
WE WILL, on request, honor the subsisting col-
lective-bargaining agreement, and any extensions
thereof, applying the terms thereof to computer
center employees who are within the appropriate
bargaining unit.
WE WILL furnish the Union, in convenient form,
the information requested in its letter dated March
30, 1987.
WE WILL make the computer center employees
whole for any losses suffered by reason of our fail-
ure to apply the subsisting
collective-bargaining
agreement, and make all fringe benefit payments
and contributions required thereby or any exten-
sions thereof.
ILLINOIS-AMERICAN WATER COMPA-
NY, SOUTHERN DIVISION
Mary J. Tobey, Esq., for the General Counsel.
R. Michael Lowenbaum and Robert L. Broderick, Esqs.
(Thompson & Mitchell), of St. Louis, Missouri, for the
Respondent.
296 NLRB No. 92
716
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
DECISION
STATEMENT OF THE CASE
DONALD R. HOLLEY, Administrative Law Judge.
Upon an original charge filed by the above-named Union
in Case 14-CA-18981 on June 2, 1987,1 a complaint was
issued on July 2 which alleged, in substance, that by re-
fusing to furnish the Union with requested information,
Illinois-American
Water Company, Southern
Division
(Respondent) had violated Section 8(a)(1) and (5) of the
National Labor Relations Act (the Act). Respondent
filed a timely answer denying it had engaged in the
unfair labor practices alleged . Thereafter, the Union filed
the original charge in Case 14-CA-19148 on September
14. Subsequently, on October 28, an amended complaint
was issued and the above-indicated cases were consoli-
dated for trial. The amended complaint realleged a refus-
al-to-furnish information violation, and additionally al-
leged that employees performing customer service work
at Respondent's Belleville, Illinois computer center con-
stituted an accretion to a defined bargaining unit repre-
sented by the Union, and that Respondent had violated
Section 8(a)(1) and (5) of the Act by refusing to recog-
nize and bargain with the Union as the exclusive bargain-
ing agent of such employees. Respondent filed a timely
answer denying it had engaged in the unfair labor prac-
tices alleged in the October 28 complaint . Finally, the
original charge in Case 14-CA-19234 was filed by the
Union on November 2, and it filed a similar charge in
Case 14-CA-19237 on November 5. After the charge in
Case 14-CA-19237 was amended on December 2, a con-
solidated amended complaint was issued on December 4
and the four above-named cases were consolidated for
trial. The December 4 complaint realleged the matter set
forth in the two earlier complaints and alleged that Re-
spondent had engaged in further violation of Section
8(a)(1) and (5) of the Act by subcontracting work which
had been performed by employees in two bargaining
units represented by the Union without notifying the
Union or affording it an opportunity to bargain with re-
spect to the effects of such action, and that it violated
Section 8(a)(1) by threatening employees with loss of
employment because of their support of the Union.
The case was heard in St. Louis, Missouri, on Febru-
ary 8 and 9, 1988. All parties appeared and were afford-
ed full opportunity to participate in the proceeding.
Upon the entire record, including the posthearing briefs
filed by the parties, and from my observation of the de-
meanor of the witnesses who appeared to give testimony,
I make the following
FINDINGS OF FACT
1. JURISDICTION
Respondent, an Illinois corporation, is engaged as a
public utility in the distribution and sale of water to the
general public with business offices in East St. Louis,
Granite City, Alton, and Cairo, Illinois, and a computer
center in Belleville, Illinois. It admittedly derived gross
I All dates herein are 1987 unless otherwise indicated
revenues in an amount exceeding $250,000 during the 12-
month period ending June 30, 1987, and during the same
period it received at its Illinois facilities products , goods,
and materials valued in excess of $50,000 from points
outside the State of Illinois . It is admitted, and I find,
that Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act.
II. STATUS OF LABOR ORGANIZATION
It is admitted, and I find, that the Union is a labor or-
ganization within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent, Illinois-American Water Company, is one
of approximately 50 wholly owned subsidiaries of Ameri-
can Water Works Company. The parent corporation has
divided its holdings into regions, and Respondent is in its
mid-American region, which encompasses operations in
Ohio, Missouri, Indiana, Iowa, and Illinois. The parent
corporation's mid-American region is headquartered in
Richmond, Indiana.
Respondent supplies water services to customers in
several areas of Illinois. Thus, it has district offices in
Pekin, Peoria, Alton, Granite City, East St. Louis, and
Cairo. It has subdivided its operations and the district of-
fices in Pekin and Peoria are designated as its Northern
Division, while the district offices in Alton, Granite City,
East St. Louis, and Cairo are designated as its Southern
Division. Its corporate office is located in Belleville, Illi-
nois, a city that housed a district office until that office
was closed in early April 1987.
Thomas Conner, a
Respondent
vice president and
manager of its Southern Division, indicated his division
has 10-11 bargaining agreements with various unions.
The Charging Party is one of those unions. Thus, the
record reveals the Union involved herein has represented
employees employed in two separate bargaining units
within the Southern Division for a number of years. One
unit is composed of "clerical employees, excluding man-
agement staff and supervisors" employed in the Alton
district office. The Union has represented the described
employees for 20 years, and its subsisting agreement
became effective on April 20, 1987, and it expires April
1990.2 The second unit is composed of "all office em-
ployees .
. . exclusive of supervisory employees and con-
fidential employees, including those employees perform-
ing group insurance and/or pension duties" employed in
the Belleville, East St. Louis, and Granite City district
offices.3 The Union has represented the employees in the
described unit (frequently referred to as the East St.
Louis unit) since 1948.
Since opening its corporate office in Belleville in
March 1986, Respondent has implemented a number of
organizational changes which have impacted on the two
2 G C Exh. 2
8 G.C. Exh. 3. At the time of the hearing, all district office unit em-
ployees were working in the East St. Louis district office.
ILLINOIS-AMERICAN WATER CO.
bargaining units represented by the Union. The first or-
ganizational change occurred when Respondent imple-
mented a decision to transfer four employees who per-
formed payroll and accounts receivable work in the East
St. Louis district office to the corporate headquarters in
Belleville.
While Respondent initially contended such
employees were no longer in the Union's East St. Louis
bargaining unit, it eventually agreed those employees,
who performed the same duties at headquarters that they
had performed while employed in the district
office,
would be included in the East St. Louis bargaining unit.4
Two subsequent organizational and/or operational
changes within the Southern Division prompted the
Union to file charges which led to the issuance of the
consolidated amended complaint in the instant case. One
involved Respondent's implementation of its decision to
close the Belleville district office in early April 1987; its
transfer of unit employees in that office to East St.
Louis; and the remodeling of that district office to acco-
modate a computer center, which was opened on Sep-
tember 28, 1987 . While the Union did not contest Re-
spondent's right to close the Belleville district office and
transfer its unit employees to the East St. Louis district
office, it filed a charge when the computer center was
staffed with 11 clerical employees previously employed
in the East St. Louis district office and Respondent
thereafter treated such employees as nonunion employ-
ees. The second change to be considered is Respondent's
October 1, 1987 implementation of its decision to cause
its Illinois customers to send their monthly remittance to
a bank in Indiana rather than to the district office which
serviced their accounts.
B. The Issues
1. Did Respondent engage in a refusal to bargain by
refusing to recognize the Union as the exclusive bargain-
ing agent of clerical employees employed at its Belleville
computer center by refusing to apply the terms of the
East St. Louis bargaining agreement to such employees?
2. Did Respondent threaten employees with loss of
employment because of their support of the Union on or
about March 17, 1987?
3. Did Respondent engage in a refusal to bargain by
changing the address for customer remittance from dis-
trict offices to an Indiana bank without giving notice to
the Union and affording it an opportunity to bargaining
concerning the decision and the effects of implementa-
tion of it upon unit employees?
4. Did Respondent unlawfully refuse to furnish the
Union with information it requested on March 30, 1987?
C. The Computer Center Situation
Respondent first explored the feasibility of storing in-
formation in a computer and handling customer inquiries
and requests for services with the aid of a computer
system in late 1985 . At that time, Southern District Man-
ager Conner and Robert McMillian, then customer serv-
ice superintendent in the East St. Louis district office,
4 The dispute was compromised when it was agreed such employees
would not have certain bidding rights afforded by the contract
717
visited a sister company which was utilizing a computer-
ized system to handle customer inquiries and requests for
services.
In June 1986, Herbert Goodrick, the Union's business
representative, learned through a steward that Respond-
ent was considering the creation of a computer center.
By letter dated June 17, 1986, Goodrick requested bar-
gaining concerning changes the Company was consider-
ing which would impact on employees in the bargaining
units it represented.5 By letter dated June 23, 1986, Re-
spondent replied the program referred to in the Union's
letter was still in the "embryo stage" but Conner would
meet with Goodrick during the week of July 7, 1986.6
The record reveals the parties met on November 25,
1986.
Management was represented by Conner and
McMillian and the Union was represented by Goodrick
and additional unidentified persons . McMillian testified
Conner explained the Company's long-range plans for
the creation of a computer center during the meeting, in-
dicating employees used in the facility would not be cov-
ered by either of its contracts with the Union . McMillian
claimed, and Goodrick denied, that Goodrick responded
by stating he would have to organize the facility if Re-
spondent refused to recognize the Union as the repre-
sentative of its employees.'
From the time of the above-mentioned meeting for-
ward, Goodrick testified he urged Conner to change his
position
with
respect to representation of computer
center employees almost every time they met to discuss a
problem. He indicated that in January or February 1987
Conner told him when they met individually in the
breakroom at the East St. Louis district office that if he
persisted in his demand to represent computer center em-
ployees he would not staff the center with bargaining
unit employees, but would hire 12 employees off the
street and lay off 12 bargaining unit employees.8 Goo-
drick testified
during direct examination that around
March 10, he and union stewards Mary Allen and Caro-
lyn Hudson met with Conner and several supervisors
whose names he did not recall in the East St. Louis dis-
trict office to discuss the transfer of three bargaining unit
employees to Respondent's corporate headquarters. He
claims that the subject of the computer center came up
during the meeting and that Conner again stated that if
they insisted on them hiring union employees he would
have to hire 12 people off the street and lay off 12
people in their bargaining unit . The General Counsel
sought to corroborate Goodrick's testimony concerning
the March meeting through steward Mary Allen. Allen
testified the meeting occurred on March 17 and Conner
made the comment attributed to him by Goodrick when
Goodrick handed an NLRB
charge to
Conner.
No
charges were pending before the Board at the time.
S G C Exh. 9
S G C. Exh. 10
° I credit McMillian, a positive witness who exhibited the ability to
recall when events occurred and what was said Goodrick indicated he
took no notes during the meetings, could not recall dates of contacts with
Respondent, and otherwise appeared unable to recall , in detail, what had
occurred 2 years before the hearing.
a Conner did not deny that he made such comments to Goodrick indi-
vidually
718
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
When he appeared as a witness, Conner testified the
meeting he attended on March 17 was a meeting with
employees during which he described Respondent's plans
for staffing the computer center, indicating it would be
nonunion and not covered by a Local 13 contract. With-
out indicating whether he made the above-described
threat in the presence of stewards Allen and Hudson at
some meeting at which headquarters employees were dis-
cussed, he simply testified Goodrick did not attend the
March 17 meeting. Finally, as a rebuttal witness, Goo-
drick testified he had consulted an appointment book
after giving his direct testimony and it revealed the date
of the meeting concerning headquarters employees was
March 17. Additionally, he indicated he did not attend
any meeting Conner held with employees on March 17,
1987. Careful consideration of the testimony given by the
three witnesses named causes me to conclude that, in the
absence of a denial by Conner that he told Goodrick in
the presence of union stewards Allen and Hudson that he
would hire 12 people off the street and lay off 12 bar-
gaining unit employees if the Union insisted on the com-
puter center being union, I credit Goodrick's claim that
the threat was voiced in the presence of the stewards at
some meeting held during the month of March 1987.
During the first week of April, the Belleville district
office was closed. Its employees were transferred to the
East St. Louis district office. During the ensuing 5 to 6-
month period, the building was gutted, remodeled, and
furniture and equipment was installed. Total cost of the
renovation approximated $465,000, and some $700,000
was spent on equipment. When the work was completed,
it housed 2 IBM System 36 computers, and 30 computer
stations.9 Respondent's long range plan was to store all
information concerning its 65,000 Illinois customers in
the computers and handle all of its customers' requests
for services and information, except those matters which
required the customer's physical presence, at the center.
The operation was to be autonomous in that it was to be
separate from the Southern District administratively, was
to have its own budget, and was to handle its own pay-
roll and insurance matters.
By June 10, nine East St. Louis district office employ-
ees had been selected for positions at the computer
center. Immediately prior to their selection they had
worked in various jobs classifications in the district
office.' 0 All were to hold the job classification of "cus-
tomer inquiry representative" when they started to work
at the computer center. Training was commenced on
June 16 and by on or about October 5 each customer in-
quiry representative (CIR) had received approximately
62 hours of training on the IBM System 36 computers
and the "3180 work stations" which are positioned in
each of the center's 30 cubicles and/or work stations.
The nine CIRs were removed from the East St. Louis
bargaining unit on September 26. They actually reported
to the computer center on September 28, and the 800
phone lines which are used by customers to request serv-
9 See photos placed in the record as R Exits. 3(a) through 3(i).
10 Three were classified as "customer service clerks," one was a "relief
& general clerk," one (1) was a "guarantee deposit & relief clerk," one
was an "entry-credit comb. clerk," one was a "teller," one was a "switch-
board operator," and the last was an "entry & guarantee clerk "
ice or make inquiry were activated on October 5. There-
after, during October and November, CIRs received ad-
ditional "hands on" training which was administered by
a so-called "A Team," which was composed of computer
experts employed by the parent company.
During the period CIRs were receiving their training,
three supervisors from the East St. Louis district office,
and six unit employees in that office also received train-
ing. The supervisors each received approximately 40
hours of training, and each of the unit employees in-
volved received an average of 8 hours training. The
training received by the unit employees was limited to
training on the "3180 work stations" which were in-
stalled in the district offices to permit customer payment
information to be entered into a computer located at the
computer center. The district office supervisors and unit
employees were also given "hands on" training by the
"A Team" during October and November.
When the computer center was activated on October
5, all customer service requests and customer inquiries
arising in the areas previously handled by the East St.
Louis, Belleville, and Granite City district offices were
handled by the CIRs stationed in the computer center.
Respondent planned to incorporate Alton and Cairo into
the computerized system on April 11, 1988, and Peoria
and Pekin were to be incorporated into the system on
August 1, 1988.
Prior to the opening of the computer center, a number
of unit employees in various job classifications were in-
volved in the process of handling customer inquiries and
requests for water service. Customers visited the district
offices personally and contacted the office which serv-
iced their account by telephone. If the visit was in
person, a receptionist would normally refer the customer
to a customer service clerk. A switchboard operator
would do the same thing if the customer telephoned.
Matters handled by the customer service clerks included
handling requests for: turn on or off of water service;
billing information (lost, too high or low, replacement
bill, or final billing); meter check or replacement; trans-
fer of service; and leaks in the street. To handle custom-
er requests or inquiries, the customer service clerks were
required to physically obtain and view customer account
records prepared by other unit employees. Those records
were maintained in service files, route books, on micro-
fiche, l I and in a radix computer.
After the computer center was opened, the customer
service and inquiry work performed in the district offices
was limited to accepting customer remittance (whether
in person or by processing payments made at stores and
other concerns authorized to accept payment), prepara-
tion of deferred payment agreements, and acceptance of
occupancy permits required before water service could
be turned on in the East St. Louis area. As transactions
were completed, the information was keyed into the
computer to bring the customer's account up to date. If a
customer appeared at a district office and desired water
service or voiced an inquiry, the customer was informed
I I Microfiche is a sheet of transparent plastic which contains financial
information on accounts and is read when placed in a viewing machine
ILLINOIS-AMERICAN WATER CO.
to use a phone connected to the computer center which
was located in the lobby of each district office. All cus-
tomer contact with the computer center was by tele-
phone as the building was closed to all except employ-
ees.
At the time of the hearing 16 individuals worked at
the computer center. McMillian is the manager of the fa-
cility, and Colleen Bromley, who previously supervised
unit employees at the East St. Louis district office, is the
assistant manager. Harry Hubler and Norman Saunders
are computer operators, and former East St. Louis unit
employee Ernestine Briley is McMillian's secretary.12
Eleven employees previously employed in the Union's
East St. Louis bargaining unit round out the staff.
The record reveals that the CIRs perform all the func-
tions which had been performed by district office cus-
tomer service clerks prior to the opening of the comput-
er center. They obtain their calls through an automatic
system that directs a call to whoever is available. The
procedure employed to handle a call differs from that
previously utilized in the district offices as the CIRs call
up customer records by utilizing some 17 screens avail-
able in the computer to obtain the information needed to
handle the request for water service or the inquiry. Thus,
the CIRs do not have to leave their work stations to in-
spect customer service records, route books, or micro-
fiche as all the information is in the computer. Similarly,
the CIRs do not manually complete orders to accomplish
the service required by any given call. Instead, they
simply key the action to be taken into the computer, and
the order is then transmitted to the appropriate district
office where it is printed out and delivered to the serv-
iceman who accomplishes the task required.
In addition to performing all work previously per-
formed in the district offices by customer service clerks,
computer center employees perform the work previously
performed in the district offices by unit employees in
other job classifications. Thus, before the change, entry
clerks entered information retrieved from filled orders
into route books and put the same information on data
processing forms which were sent to parent corpora-
tions's mid-American office in Richmond, Indiana. Now,
the former East St. Louis entry clerk and another com-
puter center employee (both classified as CIRs) perform
the above-described work at the computer center by
simply keying the information into the computer. Addi-
tionally, two CIRs, who are given computer printouts of
all accounts read on particular days, now investigate ac-
counts that are coded as having readings which appear
to be too high or too low. Previously, district office em-
ployees used what is described in the record as a radix
computer to perform the work under discussion in the
district office. As is the case with all service handled in
the computer center, the CIRs accomplish the work
without leaving their computer station by calling neces-
sary information upon the screen and issuing an order to
a meter reader or other service man through the comput-
er.
12 The record reveals Briley handles, inter alia, pension and insurance
matters for computer center employees
719
McMillian and Conner jointly determine the wages,
hours, and benefits to be received by computer center
employees. At the time of the hearing, the CIRs were
paid a semimonthly salary which, when computed on an
hourly basis, slightly exceeded their hourly rates when
working in the district office.13 They enjoy one holiday
more than district office employees, and their vacation
entitlement is slightly different. Their hours of work are
from 7:30 a.m. to 6 p.m. while district office employees
worked from 8 a.m. to 4:30 p.m.14 McMillian reports di-
rectly to Conner in the latter's capacity of vice president
of Respondent rather than manager of the Southern Di-
vision. While McMillian has authority to fire or disci-
pline employees, Conner is normally consulted in dis-
charge situations and in those situations where the disci-
pline could be classified as severe. Conner executes all
collective-bargaining agreements which apply to South-
ern District employees, and he participates in grievance
proceedings which involve his division.
While computerization of the customer service and in-
quiry functions has resulted in considerable integration of
the functions accomplished in the computer center and
the district offices, there is no interchange of employees
between the district offices and the computer center.
Daily personal contact between the facilities is limited to
CIR telephone calls to district office employees to obtain
information which is not in the computer, and to daily
visits of a messenger who delivers messages to district
offices, Respondent's corporation headquarters, and the
East St. Louis district office. Each of the district offices
is equipped with computer keyboards and screens, and
the employees working in those offices use the computer
to ascertain what customers owe for service, and cus-
tomer remittance handled by the division offices is keyed
into the computer . As orders are filled by field person-
nel, district offices key such information into the comput-
er. District office employees' access to computer screens
is limited to those screens they need to view to accom-
plish their work.
Discussion and Conclusions
The General Counsel 's contention that Respondent is
legally obligated to apply the subsisting East St. Louis
contract to clerical employees employed in the computer
center presents a hybrid accretion issue which is appro-
priately labeled a "converse" accretion issue in Respond-
ent's brief.
Rice Food Markets, 255 NLRB 884 (1981 ), and other
cases cited by the General Counsel, ' 5 reveal that normal
accretion principles have only peripheral rather than
direct application in cases such as the one under consid-
eration. In Rice Food Markets, liquor departments of a
food operation were spun off to separate stores, and the
liquor stores were staffed with bargaining unit employ-
's District office employees receive an hourly rate and are paid each
week.
14 While the computer center is open 10-1/2 hours per day, the record
fails to reveal whether CIRs work more than 40 hours per week . As they
are salaried employees, the likelihood is they work 40 hours per week.
is Bay Shipbuilding Corp.,
263 NLRB
1133 (1982); and Seven-Up/
Canada Dry Bottling Co., 281 NLRB 943 (1986)
720
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ees. Such employees performed the same functions in the
separate stores, worked the same hours and received the
same wages and benefits, but were separately supervised
by an individual who continued to report to a supervisor
who was responsible for the management and supervi-
sion of both the liquor stores and the grocery stores.
Noting that the employer's operations were functionally
integrated but no interchange of employees had been
shown, the administrative law judge, with subsequent
Board approval, found the employer was obligated to
apply the grocery store contract to liquor store employ-
ees as the bargaining
unit that existed prior to the
changes remained a viable unit. In reaching his decision,
the administrative law judge observed (255 NLRB at
887):
[A] division of an existing facility cannot and should
not be viewed in precisely the same manner as the
addition of a new facility or facilities. Even in cir-
cumstances where a new facility would not be
viewed as an accretion, because of factors such as
the distance from other facilities, lack of inter-
change, autonomy in labor relations, and other fac-
tors considered relevant to a determination vel non
of accretion, it would not necessarily follow that
the spunoff portion of an existing facility would no
longer be considered part of the overall existing
unit.
In practical effect, there is a heavy burden on a
party seeking to prove "accretion" to show that the
group sought to be added to an existing unit is an
"accretion" within the meaning of the Board's long-
standing use of that term . . . . When, as here, an
employer attempts to justify removing a particular
group or groups from the coverage of a collective-
bargaining agreement or relationship, it has the
burden of showing that the group is sufficiently dis-
similar from the remainder of the unit so as to war-
rant that removal.
The above-described evidentiary burden of an employ-
er who fragments a bargaining unit during the term of a
subsisting bargaining agreement was applied in Bay Ship-
building Corp., supra. There, certain lofting employees,
who determined how various components of a ship were
to be cut from flat pieces of metal, were given computer
training. Afterward, they were removed from the manual
lofting department and were placed in a separate depart-
ment. After the change, the employer refused to apply
the contract which had governed the wages, hours and
conditions of employment of employees in the manual
lofting department to the employees in the computerized
lofting department. The Board found the employer vio-
lated Section 8(a)(5) and (1) of the Act by its actions. In
enforcing the Board's Order, the Seventh Circuit Court
of Appeals stated:
[I]f the bargaining unit is appropriate, the Act re-
quires an employer to recognize and bargain with
the union as the exclusive representative of all em-
ployees in the unit. . . . This obligation does not
expire automatically when technological innova-
tions affect the jobs of some of the employees in the
unit. Rather the employer's obligations depend on
whether the changes in job structure are so signifi-
cant that the existing bargaining unit, including the
affected
employees, is no longer appropriate.
[NLRB v. Bay Shipbuilding, 721 F.2d 187, 190 (7th
Cir. 1983).]
Respondent contends the principles applied in BASF v.
Wyandotte Corp., 276 NLRB 1576 (1985), rather than
those enunciated in Rice Food Markets and Bay Ship-
building are controlling. In BASF, the employer built a
fully automated steam facility to supply its steam genera-
tion. It thereafter created a new job description titled
"utilities technician" and transferred four boiler opera-
tors to fill the utilities technician positions at the new fa-
cility. The boiler operators selected met certain educa-
tional requirements for the new position, and were given
technical training. Thereafter, the employer refused to
treat the utilities technicians as unit employees. Noting
the parties had previously agreed to exclude technicians
from the unit, the administrative law judge, with subse-
quent Board approval, found the utilities technician posi-
tions were true technician positions and the employees
occupying such positions were excluded from the unit.
Accordingly, the employer's refusal to consider them to
be unit employees did not amount to a refusal to bargain.
Patently, the principles applied in BASF are of limited
relevance in the instant case as the applicable bargaining
agreement does not specifically exclude customer inquiry
representatives from the unit.
The record in the instant case reveals Respondent
fragmented the East St. Louis bargaining unit in Septem-
ber 1987, by transferring nine unit employees to its
newly created computer center in Belleville, Illinois.
While the bargaining history of the parties reveals the
Union had represented Respondent's clerical employees
employed in the Granite City, Belleville, and East St.
Louis areas of Illinois for some 40 years, Respondent an-
nounced that the employees transferred to the computer
center would not be covered by the subsisting collective-
bargaining agreement.
'
As noted supra, the unit employees who were trans-
ferred to the computer center were classified as customer
inquiry representatives. While they performed what had
previously been unit work by responding to customer re-
quests for water service and answering customer inquir-
ies, Respondent contends it has shown they are suffi-
ciently dissimilar from unit employees because: they re-
ceived extensive training and now perform their work
through use of a computer; they are separately super-
vised; there is no interchange between the groups; they
are stationed 10 miles from the East St. Louis district
office; the computer center is an autonomous operation
in that it handles its own payroll and similar administra-
tive matters; and the terms and conditions of employ-
ment of computer center employees differ from those of
district office clerical employees. I find Respondent's
contention to be without merit for the reasons set forth
below.
The ultimate issue to be determined is whether the
changes in job structure of employees in the two groups
ILLINOIS-AMERICAN WATER CO.
has produced a situation wherein a bargaining unit com-
posed of both groups would be inappropriate. Phased
differently, do the computer center clerical employees
enjoy sufficient community of interest with East St.
Louis bargaining unit employees to be included in the
unit?
Capsulized, the instant record reveals that CIRs em-
ployed at the computer center perform the same basic
functions which were performed by unit employees em-
ployed in the district offices before the change-they re-
spond to customer inquiries for water service and answer
customer inquiries. Although they utilize a computer to
accomplish their functions rather than methods previous-
ly employed in the district offices, the end result of their
endeavors remains the same . It is clear that the oper-
ations-the computer center and the district offices-are
functionally integrated to a marked degree as the district
offices were also computerized at the time the computer
center was opened, and both groups of employees place
data in the computer and retrieve data from it to permit
them to accomplish their functions, which are interrelat-
ed. While employees in the computer group are separate-
ly supervised, the manager of the computer center re-
ports to Respondent Vice President Conner, who active-
ly participates in decisions regarding the hire and termi-
nation of employees, significant disciplinary situations,
and determines the labor policies to be followed in both
groups of employees . Although the two groups are sta-
tioned 10 miles apart, such separation of elements of the
bargaining unit has existed during the 40 years the Union
has represented Respondent's clerical employees in the
tri-city area described above. Finally, while employees in
the two groups presently received slightly different
wages and benefits, and are paid on a different basis,
their terms and conditions of employment are not sub-
stantially different.
In sum, the similarities between the computer group
and the bargaining unit group are such that I find the
clerical employees in the computer group enjoy suffi-
cient community of interest with employees in the East
St. Louis bargaining unit to be includible in the unit. See
Austin Cablevision, 279 NLRB 535 (1986). I am satisfied
the bargaining unit which existed prior to the changes is
still a viable unit, and that Respondent has failed to show
that the computer group is sufficiently dissimilar from
the bargaining unit group so as to warrant Respondent's
removal of the computer group from the East St. Louis
bargaining unit.
For the reasons stated , I find that Respondent , through
Conner's March conduct, violated Section 8 (a)(1) of the
Act by threatening to terminate unit employees if the
Union insisted on applying the collective -bargaining
agreement to computer center employees. I further find
that by refusing to recognize the Union as the exclusive
bargaining agent of all employees in the unit , including
computer center employees , and by failing and refusing
since September 26, 1987, to apply the terms of the East
St. Louis bargaining agreement to computer center em-
ployees, Respondent violated Section 8(a)(5) and (1) of
the Act as alleged. Finally, I find the following to be an
appropriate unit within the meaning of Section 9(b) of
the Act:
721
All office employees employed by the Respondent
at its Belleville computer center, and Granite City
and East St. Louis District Offices, EXCLUDING
employees performing group insurance and/or pen-
sion duties, other confidential employees, guards,
and supervisors as defined in the Act.
D. The Customer Remittance Change
Prior to October 1, 1987, Respondent 's customers paid
their bills for water service by mailing the remittance to
a district office in a self-addressed envelope, visiting a
district office in person , by placing remittance in a night
depository, or by presenting the bill together with the
payment at a facility authorized to accept payments on
Respondent's behalf, i.e., certain stores.
On the above-indicated date, Respondent, in accord-
ance with a new policy effectuated throughout American
Water Works Mid-America region , changed the address
on the self-addressed envelopes sent to customers with
their bills. As a consequence, customer remittance went
directly to a bank in Indiana where the bank 's employees
accomplished necessary work to reflect the payment, and
the checks were immediately processed for collection.
Respondent did not at any time inform the Union it was
implementing the described change.
The Union's business representative, Goodrick, learned
from an Alton steward on October 2 that Respondent
had effectuated the above-described change. He later
learned it affected the East St. Louis unit also. It is un-
contradicted that he did not request that Conner or any
Respondent official bargain with the Union regarding the
decision to change the address on remittance envelopes
or the effect of the change on unit employees. Instead,
Goodrick filed a charge in Case 14-CA-19234 on No-
vember 2, 1987, which alleged, in essence, that Respond-
ent had violated Section 8(a)(5) and (1) of the Act "by
failing and refusing to bargain regarding its decision to
transfer certain work performed by unit employees locat-
ed in Alton, Illinois, to nonunit workers in Indiana, and
by failing to bargain regarding the effects of this deci-
sion." Subsequently, on December 2, 1987, the Union
filed an amended charge in Case 14-CA-19234 to allege
a refusal-to-bargain over the effects of the October 1,
1987 decision to transfer certain work performed by unit
employees in Alton, Illinois, to nonunit workers in Indi-
ana, and, on the same date, it filed the charge in Case
14-CA-19237, alleging the same violation in the East St.
Louis bargaining unit.
The record reveals that prior to October 1, 1987, one
or two employees in the respective district offices would
process the mail each day. Union Steward Mary Allen,
who worked in the East St. Louis district office at the
time, testified that prior to October 1, one employee, oc-
casionally assisted by another employee, spent the entire
day processing mail. She indicated one employee spent
from 2-1/2 to 3 hours a day processing mail after Octo-
ber 1. Similarly, employee Jackie Langford, a clerk in
the Alton district office when the change was made, tes-
tified she and another employee spent 4-6 hours process-
ing the mail before October 1, but 1-1/2 to 2 hours per
day after the change.
722
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Conner testified the sole reason for causing customer
remittance to be sent to a bank rather than to the district
offices was to speed up the transfer of funds and avail-
ability of money. He testified no labor costs savings re-
sulted from the change, and he indicated the change has
not resulted in any reduction in the hours employees
work, and it has not caused any layoffs. Finally, Conner
testified that Goodrick has never requested that Re-
spondent bargain with the Union over the decision or its
effect on bargaining unit employees.
Analysis
The complaint alleges Respondent violated Section
8(a)(5) and (1) of the Act by refusing to bargain with the
Union over the effects of subcontracting out the work of
mail sorting and customer payment processing previously
performed by employees in the Alton and East St. Louis
bargaining units.
In American Buslines, Inc., 164 NLRB 1055 (1967), the
Board observed (at 1055 and 1056):
In N.L. R.B. v. Columbian Enameling & Stamping
Co., 306 U.S. 292, 297, the Supreme Court, in dis-
cussing the duty of labor organizations to initiate
collective bargaining, held "that the statute does not
compel him the Employer to seek out his employees
or request their participation in negotiations for pur-
poses of collective bargaining... ." To put the em-
ployer in default here the employees must at least
have signified to respondent their desire to negoti-
ate.
In the instant case, it is clear the Union did not, at any
time subsequent to the time it learned Respondent had
implemented a decision to subcontract the above-de-
scribed customer remittance work to an Indiana bank, re-
quest or demand that Respondent bargain with it con-
cerning the effects of the implementation of that decision
upon the Alton and East St . Louis bargaining unit em-
ployees. Instead, it merely protested Respondent's action
by filing charges. It is clear that the filing of a charge
does not constitute a request or demand for bargaining.
American Buslines, supra; Whirlpool Corp., 281 NLRB 17
(1986).
While it would appear the refusal to bargain concern-
ing effects portions of the complaint should be dismissed
because the Union admittedly failed to request that Re-
spondent bargain concerning the subcontracting at issue,
General Counsel contends the Board 's decision in Gar-
wood-Detroit Truck Equipment, 274 NLRB 113 (1985), re-
quires a finding that Respondent violated Section 8(a)(5)
and (1) by failing and refusing to bargain over the effects
of the subcontracting on unit employees . I cannot agree;
the cited case is factually distinguishable . There, the
record revealed the Union requested meetings with the
employer, but those meetings were not held until more
than 2 months after the employees affected by the sub-
contracting had been laid off. Here, the record fails to
reveal that a request for bargaining was made at any
time.
In sum, I find, the General Counsel failed to prove
that the instant Union requested bargaining concerning
the effects of Respondent's implementation of its decision
to subcontract the work of mail sorting and customer
payment processing to an Indiana bank upon unit em-
ployees. In the absence of a demand for bargaining, no
8(a)(5) violation can be found . I recommend the applica-
ble portions of the complaint be dismissed.
E. The Alleged Information Violation
Through an initial letter dated March 30, 1987, and a
followup letter dated May 8, 1987, the Union requested
that Respondent furnish it the following information for
each bargaining unit employee:16
Name
Current Address, City, State and Zip
Birth Date
Social Security No.
Dates(s) Employed
Type of Employee (Full time, Part time, Tempo-
rary)
By letter dated May 14, Respondent acknowledged re-
ceipt of the Union's correspondence stating:17
Your May 8, 1987 letter is acknowledged.
You do not state your purpose in seeking the in-
formation which your letter requests; and I am sur-
prised that you do not have such information or
that it is not readily available to you through the
stewards of your Union or the members of your
Union
who are employees of Illinois-American
Water Company.
The collective
bargaining
Agreement between
your Union and "Illinois-American Water Compa-
ny-Belleville, East St. Louis and Granite City Dis-
trict Offices" effective for the period March 1, 1986
through February 28, 1989, contains both Union
Shop and Deduction of Dues provisions so that I
am puzzled by the request made in your May 8
letter. Please let me know the purpose for which
the requested information is asked and why it is not
already readily available to you.
The protection of the right of privacy of Illinois-
American employees, as you will understand, makes
me very reluctant to provide the home phone num-
bers and the other personal information about the
Company's employees which your letter asks unless
there are justifiable and compelling reasons to do
so.
By letter dated May 20, 1987, the Union responded to
Respondent's May 14 letter stating:18
This is to acknowledge your letter dated May 14,
1987.
In this letter you request the purpose of the infor-
mation we requested in our letters dated March 30,
1987 and May 8, 1987.
16 G C. Exhs 4 and 5
17 0 C Exh. 6.
19 G.C Exh 7
.ILLINOIS-AMERICAN WATER CO.
If you review our letter dated March 30, 1987
you will find that the purpose we requested this in-
formation was to allow us to adequately represent
your employees in collective bargaining matters.
As you point out the collective bargaining agree-
ment has a union shop agreement and enforcement
of this provision requires verifiable information as
to the name of each employee in the bargaining
unit. For the same reason and other reasons we
need to know the date of employment of each em-
ployee. Since our dues structure is different for full
time, part time, and temporary employees we must
be able to determine what category an employee
falls into.
We need the birth date to formulate
pensions
proposals.
We need the address and phone number of each
employee so that we may communicate with such
employees.
We expect you to comply with our request im-
mediately.
By letter dated June 2, 1987, Respondent furnished the
Union with limited material. The body of the letter
states:19
Your May 20 letter in response to my May 14
letter to you is acknowledged.
In my May 14 letter I asked you to let me know
why the information which you requested in your
May 8 letter to me is not already readily available
to you as well as for what purpose you requested
such information. Your May 20 letter
makes no
answer to my first inquiry and only a limited re-
sponse to the second.
In 1986-1989 collective bargaining Agreement
between Illinois-American Water Company-Belle-
ville, East St. Louis and Granite City Offices (Dis-
trict) and your Union provides that the District
shall withhold union dues "from each employee
who is a member of the bargaining unit" and shall
remit such dues to the Treasurer of the Local
Union. The District, of course, has complied with
the District's monthly report of dues withheld for
April, 1987 and which lists the names of all of the
District's regular employees represented by your
Union for whom dues were withheld. You know, of
course, that for temporary employees, the District
withholds and transmits union dues on a weekly
basis. I enclose a copy of the District's report of
dues withheld for the week of May 17, 1987 and
which lists the names of the District's temporary
employees who are represented by your Union and
from whose wages union dues were withheld and
transmitted. I have shown on each of the enclosed
lists the Districts' offices at which those persons
listed are employed. The telephone numbers at
these offices are: East St. Louis, (618) 397-9550 and
Granite City, (618) 876-0010. I feel sure you can
contact these employees at such numbers and obtain
"GC Exh 8
.723
the personal information from them which your
letter requests.
As I advised you in my May 14 letter the protec-
tion of the privacy of Illinois-American employees
makes me hesitate to provide home phone numbers
and the other personal information for which you
ask. If Illinois-American employees represented by
your Union authorize the Company to provide such
information, I shall, of course, be glad to do so.
The collective
bargaining Agreement between
the District and your Union provides that the Pen-
sion Plan described in Article 27 of that Agreement
shall continue in full force and effect through Feb-
ruary 28, 1989 and this Plan, as I am sure you are
aware, is negotiated on a national rather than a
local level and covers the employees of all of the
Companies of American Water Works Company,
Inc.
During the hearing Goodrick indicated that in March
1987 his Union sent information requests, such as the one
sent to Respondent, to all the employers with which it
maintained contractual relations. He testified that all
companies except Respondent furnished the information
requested. Expanding upon the reason the information
requests were made, he explained the Union was in the
process of storing member information in a newly in-
stalled computer, and desired accurate information. He
claimed past efforts to correspond with members had
been hampered because considerable mail had been re-
turned because the addresses used were incorrect.
Through cross-examination of the General Counsel's
witnesses
Goodrick and Union Steward Allen, and
through the introduction of documentary evidence, Re-
spondent sought to show the Union possessed the infor-
mation it requested before the March letter was sent.
Thus, it caused Goodrick to admit that Respondent sub-
mits dues-checkoff information to the Union each month
and that such documents indicate the amount of dues de-
ducted for each employee as well as the place the
member is employed. When he was asked if he could de-
termine the status of an employee by inspecting the dues
remittance documents, Goodrick indicated he could not,
but others in the Union's office might be able to make
that
determination.
Similarly,
Respondent established
through Goodrick that unit members complete applica-
tions for membership, and that such documents contain
spaces for the applicant's name, social security number,
address,
occupation, telephone number, department,
name of company where employed, date, and signature.
Goodrick testified many membership applications were
completed years ago, and he indicated they are filed al-
phabetically rather than by employer. Finally, through
testimony given by Allen, Respondent established that it
supplies unit employees with a seniority list each year,
and that such lists indicate the names of employees, their
place of employment, and the date they were hired by
Respondent. With respect to the 1987 seniority list, the
record reveals Allen had obtained and placed on her per-
sonal copy of the list the birthdates of all unit employees
hired prior to August 1987. She testified she used the in-
724
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
formation for birthday celebrations and had not, prior to
the hearing, supplied the information to the Union.
Conner indicated during his testimony that he failed to
respond fully to the Union's March 30 request for infor-
mation because: ( 1) He believed the Union possessed the
information it requested; and (2) The Company did not
divulge private information concerning its employees. It
is uncontested that the Union did not attempt to obtain
releases from employees to cause Respondent to provide
information.
Analysis and Conclusions
The General Counsel's initial burden with respect to
the refusal to furnish information portions of the com-
plaint was to establish that the information requested by
the Union's March 30 letter was information the Union
needed for the proper performance of its duties as a col-
lective-bargaining representative. NLRB v. Truitt Mfg.
Co., 351 U.S. 149, 152 (1956); NLRB v. Acme Industrial
Co., 385 U.S. 432, 435-436 (1967); Detroit Edison Co. v.
NLRB, 440 U.S. 301 (1979). In determining whether an
employer is obligated to supply particular information,
the question is only whether there is a "probability that
the desired information [is] relevant, and that it would be
of use to the union in carrying out its statutory duties
and responsibilities." NLRB v. Acme Industrial Co., supra
at 437. The Supreme Court has characterized the stand-
ard to be applied in determining the union 's right to in-
formation as "a broad discovery type standard," permit-
ting the union access to a broad scope of information po-
tentially useful for the purpose of effectuating the bar-
gaining process. NLRB v. Acme Industrial, supra at 437
fn. 6.
Most of the information requested by the Union in its
March 30 letter is information which the Board has held
to be information which is presumptively relevant to a
union's representative functions .20 Indeed, Respondent
indirectly concedes that, with exception of the request
for the ages of unit employees, the Union requested in-
formation which is relevant to its performance of its rep-
resentative functions.21
As noted, supra, Respondent's vice president, Conner,
informed the Union he would not comply fully with its
March 30 request for information because : ( 1) Respond-
ent intended to respect the privacy rights of its employ-
ees; (2) Respondent felt the information requested was in
the possession of the Union or available to it through
stewards and/or employees ; and (3) the request for the
ages of employees was not proper because Respondent
was not a party to the International Union's pension
plan, and no negotiations were in progress. In brief, Re-
spondent adds two additional arguments . It contends it
20 Thus, names and addresses of unit employees have been held to be
presumptively relevant . See Joke Belts Co., 265 NLRB 1130 (1982), and
Autoprod, Inc, 223 NLRB 773 (1973) Similarly, information which goes
to the core of the employee-employer relationship is presumptively rele-
vant. Washington Center Hospital, 270 NLRB 396 ( 1984), and San Diego
Newspaper Guild v. NLRB, 548 F 2d 683 (9th Cir 1977)
Si Birth dates of unit employees were found to constitute information
relevant to a union's performance of its representative functions in Reed
& Prince Mfg Co, 96 NLRB 850 ( 1951), enfd . 205 F.2d 131 (1st Cir.
1953), cert. denied 346 U S. 887 ( 1953).
was not required to produce the information because the
record reveals the Union's reason for requesting it was to
harass Respondent, and it contends the Union's entire
course of conduct during the period covered by the
complaint reveals it failed to bargain in good faith with
respect to the information matter. The contentions are
discussed individually below.
Respondent's contention that the privacy rights of its
employees justified its refusal to provide the Union with
requested information is clearly without merit. Other
than indicating its policy was to refuse to divulge such
information, no evidence was presented which would
show employees had informed the Respondent they did
not want private information to be disclosed to the
Union, and the record fails to reveal that any harm could
be expected to befall employees if the information was
supplied . In the circumstances described, Respondent
could not lawfully invoke the privacy rights of its em-
ployees to justify its refusal to furnish the requested in-
formation. Burkart Foam, Inc., 283 NLRB 351 (1987);
Armstrong World Industries, 254 NLRB 1239 ( 1981); and
United Aircraft Corp. v. NLRB, 434 F.2d 1198 (2d Cir.
1970).
With respect to Respondent's claim that the informa-
tion requested by the Union was available to it through
other sources including its own records, its stewards, and
through employees, the record does, in fact, reveal that
portions of the information requested could have possi-
bly been obtained through other sources . Respondent did
not, however, claim that acquiescence with the request
would place any significant burden on it. In BelAir Bowl,
Inc., 247 NLRB 6 (1980), the administrative judge, with
subsequent Board approval found that absent special cir-
cumstances, a union's right to information is not defeated
merely because the Union may acquire the needed infor-
mation through an independent course of investigation.
Similarly, in American Beef Packers,
193 NLRB 1117,
1120 (1971), it was held that the availability of other
sources of information does not relieve the employer of
its bargaining obligation of disclosure , particularly where
it was not shown that the production of the data was
unduly burdensome . I find Respondent's claim that some
of the information requested by the Union was available
through other sources did not warrant its refusal to
supply the requested information to the Union in conven-
ient form.
The only reason advanced by Conner for refusing to
furnish requested information which gives me cause for
concern is his claim that the birth dates of employees
were not needed by the Union because Respondent did
not participate in the pension plan promulgated by the
International Union with which the Union is affiliated
and his indication that the pensions were negotiated on a
national basis . While it is clear that the age information
requested is presumably relevant as the subsisting con-
tract contained pension plan provisions, the issue posed is
whether Respondent has rebutted the presumption that
age information was needed by the Union to permit it to
perform its representative functions. With respect to this
issue, I note that the record fails to reveal which union
or unions are involved in the systemwide negotiations re-
ILLINOIS-AMERICAN WATER CO.
725
ferred to by Conner. Thus, Respondent failed to show
that the instant Union does not participate in negotiations
which determine the pension benefits which are to be en-
joyed by unit employees. While the issue is close, I am
persuaded to conclude that it is just as feasible to specu-
late that the Union wanted age information to permit for-
mulation of pension proposals which would be furnished
to its International Union as it is to speculate that the
Union takes no active part in negotiations involving pen-
sions. I thus find Respondent was obligated to furnish
the Union with the age information requested.22
The "harassment" and "bad faith bargaining" conten-
tions advanced by Respondent in its brief are so clearly
without merit that little discussion of them is warranted.
The harassment argument is based on Respondent's con-
tention that the Union's insistence on applying the sub-
sisting contract to employees transferred from the East
St. Louis district office to corporate headquarters and to
the computer center warrants an inference that the
Union made its information request to harass Respond-
ent. As noted, supra, the Union sent letters, such as the
March 30 letter which requested that Respondent supply
it with information, to all employers with whom it main-
tained contractual relations in the spring of 1987. That
fact, coupled with the complete absence of any record
evidence which would reveal the Union had an ulterior
motive for sending its March 30 information request to
Respondent, causes me to conclude Respondent has
failed to establish that the Union intended to harass Re-
spondent by requesting information it did not need.
The contention that the Union failed to bargain in
good faith throughout the period during which it sought
the information described in its March 30 letter is based
largely on Respondent's contention that the Union did
not need the information it requested; that it failed to
make any counterproposals when Conner invited it to
obtain the requested information through other sources;
and a contention that the record reveals Goodrick
wanted only the names and addresses of employees, but
insisted that Respondent provide all the information set
forth in its March 30 letter. As indicated above, I con-
clude the information requested by the Union in its May
30 letter was relevant to its function as the representative
of Respondent's employees, and Respondent was obligat-
ed to furnish the information requested. Contrary to Re-
spondent's assertions, the record does not establish that
the Union did not need the information, and it fails to es-
tablish that Goodrick sought only the names and ad-
dresses of employees. Finally, as Respondent was obli-
gated to furnish the information requested by the Union,
the Union did not engage in unlawful conduct by refrain-
ing from making counterproposals when Conner invited
it to obtain the information it desired through alternative
means and sources.
In sum, for the reasons stated, I find that by refusing
to furnish the Union with the information requested in its
22 Respondent 's contention that the birth dates of employees were
available to the Union because Union Steward Allen had recorded them
on her copy of a seniority list which was not made available to the Union
is without merit See Interstate Food Processing Corp, 283 NLRB (1983)
(fact that stewards had access to information did not satisfy the employ.
er's obligation to furnish the requested information).
March 30, 1987 letter, Respondent violated Section
8(a)(5) and (1) of the Act as alleged.
Upon the basis of the foregoing findings of fact and
the entire record, I make the following
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. The following employees of Respondent constitute a
unit appropriate for the purposes of collective bargaining
within the meaning of the Act:
All office employees employed by the Respondent
at its Belleville computer center, and Granite City
and East St. Louis District Offices, EXCLUDING
employees performing group insurance and/or pen-
sion duties, other confidential employees, guards,
and supervisors as defined in the Act.
4. By refusing to recognize and bargain with the
Union as the exclusive bargaining representative of all
employees in the aforesaid bargaining unit, by refusing to
apply the terms and conditions of the East St. Louis col-
lective-bargaining agreement to the computer center em-
ployees since September 26, 1987, and by refusing to fur-
nish the Union with information which is relevant to the
performance of its function as the exclusive bargaining
agent of certain of its employees, Respondent has en-
gaged in, and is engaging in, unfair labor practices within
the meaning of Section 8(a)(5) and (1) of the Act.
5. By threatening employees with loss of employment
if the Union insisted upon applying its collective-bargain-
ing agreement to computer center clerical employees,
Respondent violated Section 8(a)(1) of the Act.
6. Respondent has not violated the Act in any other
respect.
THE REMEDY
Having found that Respondent has engaged in, and is
engaging in, certain unfair labor practices affecting com-
merce, I shall recommend that it cease and desist there-
from and take certain affirmative action in order to effec-
tuate the policies of the Act.
Respondent will be required to furnish the Union, in
convenient form, with the information requested in its
letter dated March 30, 1987, and it shall be ordered to
recognize the Union as the representative of office em-
ployees employed in its computer center as part of the
overall bargaining unit and make whole those employees
for any losses, if any, they have suffered as a result of
Respondent's failure to apply its subsisting East St. Louis
contract to them by payment to them of any wage differ-
entials from the contract rate, and by making all pension,
health and welfare payments, and any other payments or
contributions required by the bargaining agreement; pro-
vided, however, nothing herein shall be construed as re-
quiring recission of any wage increase or benefits which
previously have been granted to computer center em-
726
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ployees. Any backpay is to be computed as provided in
F.
W. Woolworth Co., 90 NLRB 289 (1950), with interest
computed in the manner provided in New Horizons for
the Retarded.23
On these findings of fact and conclusions of law and
on the entire record in this case, I issue the following
recommended24
ORDER
The Respondent, Illinois-American Water Company,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to recognize Office and Professional Em-
ployees International Union, Local 13, AFL-CIO as the
exclusive bargaining representative of the employees in
the appropriate unit, including those employed at the
Belleville, Illinois computer center.
(b) Refusing to apply the terms and conditions of the
collective-bargaining agreement with the Union to its
computer center employees.
(c) Refusing to supply the Union with requested infor-
mation which is relevant to its performance of its duties
as a collective-bargaining representative.
(d) Threatening to terminate unit employees if the
Union insists on applying the collective-bargaining agree-
ment to computer center employees.
22 In accordance with the decision in New Horizons for the Retarded,
283 NLRB 1173 (1987), interest on and after January I, 1987, shall be
computed at the "short-term Federal rate" for the underpayment of taxes
as set out in the 1986 amendment to 26 U S C § 6621 .
Interest
on
amounts accrued prior to January 1, 1987 (the effective date of the 1986
amendment to 26 U S C. § 6621), shall be computed in accordance with
Florida Steel Corp, 231 NLRB 651 (1977)
24 If no exceptions are filed as provided by Sec. 102 46 of the Board's
Rules and Regulations,
the findings, conclusions,
and recommended
Order shall, as provided in Sec. 102 48 of the Rules , be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
(e) In any like or related manner interfering with, co-
ercing, or restraining employees in the exercise of rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Upon request, honor the subsisting collective-bar-
gaining agreement, and any extensions thereof, applying
the terms thereof to computer center employees who are
within the appropriate bargaining unit herein.
(b) Make the computer center employees whole for
any losses suffered by reason of Respondent's failure to
apply the subsisting collective-bargaining agreement, and
make all fringe benefit payments and contributions re-
quired thereby or any extensions thereof, in the manner
described in the remedy section of this decision.
(c) Post at its Alton district office, its East St. Louis
district office, and its Belleville computer center, all lo-
cated in Illinois, copies of the attached notice marked
"Appendix." 25 Copies of the notice on forms provided
by the Regional Director for Region 14 shall be signed
by Respondent's authorized representative and posted
immediately upon receipt and maintained for 60 consecu-
tive days in conspicuous places including all places
where notices to employees are customarily posted. Rea-
sonable steps shall be taken by Respondent to ensure that
said notices are not altered , defaced, or covered by any
other material.
(d) Notify the Regional Director in writing within 20
days from the date of this Order what steps Respondent
has taken to comply.
25 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board "