299 NLRB 688
Teamsters Local 812 (Pepsi-Cola Newburgh)
688
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Soft Drink Workers Union Local 812, International
Brotherhood of Teamsters, Chauffeurs, Ware-
housemen and Helpers of America, AFL-CIO
and Pepsi-Cola Newburgh Bottling Company,
Inc. Case 2-CP-845
September 7, 1990
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
CRACRAFT AND DEVANEY
On May 3, 1990, Administrative Law Judge
Steven Davis issued the attached decision The Re-
spondent filed exceptions and a supporting brief,
and the General Counsel filed an answering bnef
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel
The Board has considered the decision and the
record 1 in light of the exceptions2 and bnefs and
has decided to affirm the judge's rulings, findmgs,3
and conclusions and to adopt the recommended
Order
ORDER
The National Labor Relations Board adopts the
recommended Order of the administrative law
judge and orders that the Respondent, Soft Drmk
Workers Umon Local 812, International Brother-
hood of Teamsters, Chauffeurs, Warehousemen and
Helpers of America, AFL-CIO, Scarsdale, New
York, its officers, agents, and representatives, shall
take the action set forth in the Order
1 The Respondent has excepted to the judge's failure to consider
NLRB v Curtin Matheson Scientific. Inc , 110 S Ct 1542 (1990) We have
reviewed the cited case and find that it has no bearing on this case
The Charging Party has requested that the Board reopen the record to
accept newly discovered evidence The Respondent has opposed the
Charging Party's request In view of our disposition of this case, we find
It unnecessary to consider the Charging Party's motion
2 The Respondent has requested oral argument The request is dewed
because the record, exceptions, and briefs adequately present the issues
and positions of the parties
'In sec II, par 12 of his decision, the Judge refers to "February 9,
1990 " We correct this to "February 5, 1990"
Richard L De Steno, Esq , for the General Counsel
Sidney Fox, Esq (Shapiro, Shiff, Bedly, Rosenberg & Fox),
of New York, New York, for the Respondent
G Peter Clark Esq (Clifton, Budd & DeMaria), of New
York, New York, for the Charging Party
DECISION
STATEMENT OF THE CASE
STEVEN DAVIS, Administrative Law Judge Pursuant
to a charge filed on December 5, 1989, by the Pepsi-Cola
Newburgh Bottling Company, Inc (Employer), a com-
plaint was issued against Soft Drink Workers Union
Local 812, International Brotherhood of Teamsters,
Chauffeurs, Warehousemen and Helpers of America,
AFL-CIO (Respondent or Umon), on December 22,
1989
The complaint alleges essentially that Respondent
picketed the Employer's premises with a recognitional
object, within 1 year following a Board election, m vio-
lation of Section 8(b)(7)(B) of the Act
Respondent's answer denied the material allegations of
the complaint, and set forth certain affirmative defenses
On March 8, 1990, a hearing was held before me in
New York City On the entire case, including a stipula-
tion of facts entered into between the parties in connec-
tion with a 10(1) proceeding, which stipulation was re-
ceived in evidence at the instant hearing, and after con-
sideration of the briefs filed by General Counsel and Re-
spondent on Apnl 12, 1990, I make the following
FINDINGS OF FACT
I JURISDICTION
The Employer, a New York corporation, having an
office and place of business at 237 DuPont Avenue,
Newburgh, New York, is engaged in the business of bot-
tling and the nonretail distribution of soft drinks Annual-
ly, in the course of its business operations, the Employer
purchases and receives at its facility products and materi-
als valued in excess of $50,000 from points located out-
side New York State Respondent admits, and I find that
the Employer is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act I also find that the Respondent is a labor organiza-
tion within the meaning of Section 2(5) of the Act
II THE ALLEGED UNFAIR LABOR PRACTICES
Respondent has had collective-bargaining agreements
with the Employer for about 40 years Their last con-
tract expired on July 3, 1989 They were unable to arrive
at a renewal agreement
On July 4, 1989, Respondent began a strike and picket-
ing at the Employer's premises From that date until
February 5, 1990, pickets have patrolled in front of the
Employer's premises without a hiatus with picket signs
which state
EMPLOYEES OF PEPSI ON STRIKE
LOCAL 812—SOFT DRINK WORKERS
UNION
INTERNATIONAL BROTHERHOOD OF
TEAMSTERS
On November 9, 1989, U S District Judge Leonard B
Sand issued an Order granting the Regional Director's
petition for a temporary injunction pursuant to Section
10(j) of the Act, enjoining Respondent from engaging in
certain acts of threats, interference and violence m con-
nection with the picketing
During the course of the picketing, Respondent dis-
tributed leaflets to the public and placed advertisements
in local newspapers, informing the public of its dispute
with the Employer, and requesting that the public assist
299 NLRB No 106
TEAMSTERS LOCAL 812 (PEPSI-COLA NEWBURGH)
689
Respondent by reframmg from purchasing products of
the Employer
There were about 85 employees employed in the bar-
gaining unit at the time the strike began, all of whom
went out on strike During the strike, a significant por-
tion of them have supported the Respondent and most of
them remain on strike
The Employer utilized employees to replace striking
workers during the strike The number of replacement
workers exceeded the number of strikers On August 16,
1989, the Employer sent a letter to the Union which
stated that it had "conclusive evidence" that the Union
no longer represented a majonty of the employees em-
ployed by the Employer, and accordingly, the Employer
had withdrawn recognition of the Union as the collec-
tive-bargaining representative of its employees The
Union does not challenge the Employer's assertion that
the Union no longer represented a majority of its (strik-
ing and replacement) employees, and does not challenge
the withdrawal of recognition
On August 23, 1989, the Employer filed a petition for
an election with the Board in Case 2-RM-1997
A hearing was held on the petition for election, at
winch Theodore Hutchinson, Respondent's official, testi-
fied that the purpose of the strike was to "negotiate a
contract for better wages and working conditions for our
members" who were striking Respondent seeks to repre-
sent the strikers and to obtain a contract for them It fur-
ther states that it is on strike to improve the wages and
working conditions of its members who are on strike,
and "to secure the return of the positions of the strikers
with the Employer and to negotiate terms and conditions
under which the strikers will return to work, and the
terms and conditions under which they will work upon
their return to employment" At the hearing, the Re-
spondent stated that it was not interested in representing
the replacement employees, disclaiming interest in repre-
senting the unit generally Accordingly, Respondent
argued that no question concerning representation exist-
ed, and requested that the petition be dismissed
On October 18, 1989, the Regional Director issued a
Decision and Direction of Election, in which he rejected
Respondent's disclaimer argument, and determined that
the Employer's petition was supported by objective con-
siderations that it believed that Respondent no longer
represented a majority of as employees The Regional
Director accordingly directed an election in the unit
sought by the Employer
On October 25, the Respondent requested review of
the Decision and Direction of Election with the Board,
and requested a stay of the election Both requests were
denied by the Board Prior to the election, Respondent
advised the Board that it would not participate m the
election and did not want its name on the ballot The Di-
rector denied its request to have its name removed from
the ballot
At the election held on November 17, one ballot was
cast for Respondent and 113 ballots were cast against
representation by Respondent No objections were filed
to the election, and on November 27, the Regional Di-
rector certified the results of the election
From the inception of the picketing until enjoined on
February 9, 1990, Respondent picketed with the same
picket signs as above, and has also contmued to leaflet
the public and place advertisements in local newspapers
informing the public of its dispute with the Employer
and requesting that they assist Respondent by refraining
from purchasing products of the Employer The adver-
tisements advised the public that Respondent's employees
earned about $125 per week less than Respondent's com-
petitors, and asked for help in securing a decent wage
for the strikers and their families From the beginning of
the strike Respondent did not communicate directly with
the Employer regarding the purpose of its picketmg
On February 5, 1990, U S District Judge Robert J
Ward issued an order granting a temporary injunction
pursuant to Section 10(1) of the Act, enjoining the picket-
ing Respondent ceased picketing at that time
III ANALYSIS AND DISCUSSION
General Counsel alleges that the picketing engaged in
by Respondent violates Section 8(b)(7)(B) of the Act
That section provides, in relevant part, as follows
It shall be an unfair labor practice for a labor orga-
nization
to picket or cause to be picketed
any employer where an object thereof is forcmg or
requiring an employer to recognize or bargain with
a labor organization as the representative of his em-
ployees, or forcing or requiring the employees of an
employer to accept or select such labor organiza-
tion as their collective-bargaining representative,
unless such labor organization is currently certified
as the representative of such employees where
within the preceding twelve months a valid election
under section 9(c) of this Act has been conducted
In order to prove its case, the General Counsel must
show that (a) Respondent is not currently certified by
the Board as the representative of the employees in the
unit, (b) the picketing has been conducted with a recog-
mtional object, and (c) a valid election has been held
In determining the objective of the picketing, the
Board "looks to all the surrounding facts and circum-
stances and draws its conclusion from the facts" United
Furniture Workers (Jamestown Sterling), 146 NLRB 474,
478 (1964)
It is clear, and I find that Respondent is not currently
certified by the Board as the exclusive collective-bargain-
mg representative of the employees involved herein
General Counsel alleges that the picketing engaged in
by Respondent has a recogmtional object Respondent
denies engaging in recognitional picketing The facts es-
tablish that immediately upon the expiration of the last
collective-bargaining contract between the parties, the
Respondent began a strike, and picketed the Employer's
premises The picket signs, and the admitted purpose of
the picketing have remained the same throughout the
picketing, namely, that Respondent seeks to represent its
striking members, secure their return to work, and nego-
tiate terms and conditions under which they will return
to work, and under which they will work upon their
return Respondent's official Hutclunson put it more suc-
690
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
cmctly at the hearing on the election petition He testi-
fied that the purpose of the strike was to negotiate a con-
tract for better wages and working conditions for Re-
spondent's striking members
Respondent may only achieve these goals by first ob-
taming recogmtion by the Employer that it indeed repre-
sents, at least, the employees on strike, and then bargain-
ing with it concerning the strikers for a contract, and
their return to work Picketing for either objective, rec-
ognition or bargammg, is proscribed by Section
8(bX7)(B) of the Act
Respondent argues that the provisions of Section
8(b)(7)(B) must be read together with the other provi-
sions of Section 8(b)(7), particularly Section 8(b)(7)(C),
which prohibits picketing from being conducted without
an election petition being filed within a reasonable period
of time not to exceed 30 days from the commencement
of the picketing
Respondent asserts that the provisions of Section
8(b)(7) in their entirety apply only to situations involving
picketing by a union unlawfully seeking initial recogni-
tion through "blackmail" picketing—picketing engaged
in by labor organizations which are corrupt and do not
seek to represent employees Respondent argues that the
provisions of Section 8(b)(7) do not apply to mcumbent
unions such as itself which formerly represented the em-
ployees involved Respondent correctly argues that re-
cognitionsl picketing in violation of Section 8(b)(7)(C)
will not be found where mcumbent unions continue to
picket after an employer has withdrawn recognition from
them However, this case does not involve an alleged
violation of Section 8(b)(7)(C) 1 It involves Section
8(b)(7)(B)
The purpose of Section 8(b)(7)(B) was not to deal
with so-called "blackmail picketing" but to provide
stability for the 12-month penod during which Sec-
tion 9(c)(3) of the Act barred a second Board elec-
tion for the same unit by protecting the employer
and employees during that period against the pres-
sures of recognitional and organizational picketing
in a situation where neither the picketing union nor
any other union was selected as the employees' bar-
gaining representative in a valid Board election
Lawrence Typographical Union No 570 (Kansas
Color Press), 158 NLRB 1332, 1339 (1966)
The Board has consistently held that picketing by a
formerly incumbent union within 12 months of losing a
valid election constitutes picketing for a proscribed re-
cognitional objective in violation of Section 8(b)(7)(B) of
the Act Lawrence Typographical Union, supra, Lumber
and Sawmill Union, Local 2797 (Stoltze Land & Lumber
Co), 146 NLRB 388 (1965) 2
1 In fact, the Employer filed an 8(b)(7)(C) charge against the Respond-
ent, which was dismissed by the Actmg Regional Director on the
grounds that the picketing could not be considered recognitional, under
that section
2 Respondent argues that its peaceful picketing is entitled to constitu-
tional protection Sec 8(bX7) does not make lawful, peaceful picketing
engaged in for an unlawful objective
Respondent further argues that the election was not
valid A finding that a valid election was conducted is
necessary in order to find a violation of Section
8(b)(7)(B) of the Act
In support of its position, Respondent argues that no
question concerning representation existed because it dis-
claimed interest in representing the unit petitioned for
the Employer's employees Rather, the Respondent as-
serts that it sought only to represent its members who
were striking In looking at all the facts and circum-
stances, the strike and picketing were engaged in, at their
inception, because Respondent's contract had expired
and it had not succeeded in obtaining a renewal agree-
ment At that point, Respondent sought a collective-bar-
gaining agreement for the entire unit, which at that time
consisted of its striking members Accordingly, its object,
at that tune, was to bargain with the Employer in order
to obtain a successor agreement Respondent's picket
signs and leafleting have not changed during the dura-
tion of the strike, and no direct communication has been
had with the Employer regarding any changed objective
The intervening hire of replacement employees and elec-
tion have not caused a change in the objective of the
picketing Even after the certification of results, the
picket sign legend stated that employees of Pepsi were
on strike Thus, following the election, no limitation was
placed on the picket signs, in any notification to the Em-
ployer, or to the public in advertisements or leaflets, ad-
vising anyone that Respondent sought only to represent
its striking members
In considering whether a disclaimer is effective to
warrant the dismissal of an election petition, all the facts
and circumstances are viewed in order to determine
whether the union's actions are inconsistent with its dis-
claimer As set forth above, none of the Respondent's ac-
tions have changed since the inception of the picketing
In addition, Respondent carefully states that its "present
position" is that it seeks the return of the strikers to their
jobs and to negotiate their terms and conditions of em-
ployment However, Respondent's "present position" of
representing only the strikers does not mean that Re-
spondent thereby does not wish to ultimately represent
the entire collective-bargaining unit, which would en-
compass the strikers and replacement workers
In view of the above, the Regional Director correctly
concluded that Respondent's alleged disclaimer did not
warrant the dismissal of the Employer's election peti-
tion 3
Respondent further asserts that the election is invalid
because the Employer hired an excessive number of re-
placement employees who outnumbered the strikers in
the election However, Respondent admittedly did not
campaign prior to the election and did not participate in
the election The voters consisted of 1 striker and about
113 replacement workers Respondent did not challenge
any voter as being ineligible to vote, and it did not file
any objections to the conduct of the election
3 Respondent filed a request for review with the Board, in which it re-
peated Its disclaimer argument The Board denied the request for review
TEAMSTERS LOCAL 812 (PEPSI-COLA NEWBURGH)
691
Section 102 67(0 of the Board's Rules and Regulations
states, in relevant part, as follows
Denial of a request for review shall constitute an af-
firmance of the Regional Director's action which
shall also preclude rehtigatmg any such issues in
any related subsequent unfair labor practice pro-
ceeding
At the instant hearing, Respondent subpoenaed payroll
and personnel records, including employment applica-
tions of all employees in the unit who were hired from
the inception of the strike Respondent sought these doc-
uments in order to challenge the validity of the election
by proving that the Employer improperly added employ-
ees to its payroll in order to defeat Respondent in the
election The Employer filed a petition to revoke the
subpoenas and I granted the petition on the ground that
"in the absence of newly discovered and previously un-
available evidence or special circumstances a respondent
is not entitled to rehtigate issues which were or could
have been litigated in a prior representation proceeding"
Teamsters Local 911 (General Felt), 275 NLRB 980, 981
(1985) I further found that the evidence Respondent
sought to mtroduce constituted voter eligibility issues
which were or could have been litigated m the underly-
ing representation proceeding Inasmuch as Respondent
did not challenge any voters, or file objections to the
election, these issues were not properly before me Team-
sters, Local 554 (Young & Hay), 221 NLRB 754, 757
(1975), Food & Commercial Workers Local 120 (Weber
Meats), 275 NLRB 1376, 1377 (1985)
Concluding Findings
Based on the above, I find and conclude that Respond-
ent has picketed the Employer, since November 27,
1989, after the issuance of the certification of results of a
valid election, with an object of obtaining recognition or
bargaining from the Employer, in violation of Section
8(b)(7)(B) of the Act
CONCLUSIONS OF LAW
1 Pepsi-Cola Newburgh Bottling Company, Inc ,
(Pepsi-Cola) is an employer engaged in commerce within
the meaning of Section 2(2) and 8(b)(7) of the Act, en-
gaged in commerce within the meaning of Section 2(6)
and (7) of the Act
2 Respondent Soft Drink Workers Union, Local 812,
International Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, AFL-CIO, is a
labor organization within the meaning of Section 2(5) of
the Act
3 By picketing Pepsi-Cola Newburgh Bottling Com-
pany, Inc , from November 27, 1989, with an object of
forcing or requiring Pepsi-Cola to continue recognizing
it and bargaining with it as the collective-bargaining rep-
resentative of its bottling, maintenance, transportation
and route sales employees employed at its Newburgh fa-
cility, or forcing or requiring those employees to contin-
ue accepting and selecting it as their collective-bargain-
ing representative, although it had not been currently
certified as the collective-bargaining representative of
such employees, and a valid election under Section 9(a)
of the Act had been held within the preceding 12
months, Respondent engaged in unfair labor practices
within the meaning of Section 8(b)(7)(B) of the Act
4 The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act
THE REMEDY
Having found that Respondent has engaged in unfair
labor practices within the meaning of Section 8(b)(7)(B)
of the Act, I shall recommend that it cease and desist
therefrom and take certain affirmative action designed to
effectuate the policies of the Act
On these findings of fact and conclusions of law and
on the entire record, I issue the following recommend-
ed4
ORDER
The Respondent, Soft Drink Workers Union, Local
812, International Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, AFL-CIO, its
officers, agents, and representatives, shall
1 Cease and desist from
(a) Picketing or causing to be picketed, or threatening
to picket, Pepsi-Cola Newburgh Bottling Co, Inc , with
an object of forcing or requiring Pepsi-Cola Newburgh
Bottling Co, Inc, to recognize or bargain with Re-
spondent as the collective-bargaining representative of
the bottling, maintenance, transportation and route sales
employees of Pepsi-Cola Newburgh Bottling Co, Inc,
or to force or require those employees to accept or
select it as their collective-bargaining representative, for
a period of 1 year from the date of the cessation of Re-
spondent's unlawful picketing
(b) Picketing or causing to be picketed, or threatening
to picket, Pepsi-Cola Newburgh Bottling Co, Inc , for
any of the above-mentioned objects, where within the
preceding 12 months a valid election under Section 9(c)
of the Act has been conducted which Respondent did
not win
2 Take the following affirmative action necessary to
effectuate the policies of the Act
(a) Post at its business office and meeting halls copies
of the attached notice marked "Appendix " 5 Copies of
the notice, on forms provided by the Regional Director
for Region 2, after being signed by Respondent's author-
ized representative, shall be posted immediately upon re-
ceipt and maintained for 60 consecutive days in conspic-
uous places including all places where notices to mem-
bers are customarily posted Reasonable steps shall be
4 If no exceptions are filed as provided by Sec 102 46 of the Board's
Rules and Regulations, the fmdings, conclusions, and recommended
Order shall, as provided in Sec 102 48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses
5 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board"
692
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
taken by Respondent to ensure that said notices are not
altered, defaced, or covered by any other matenal
(b) Furnish the Regional Director for Region 2 with
signed copies of the aforesaid notice for posting by
Pepsi-Cola Newburgh Bottling Co, Inc , if willing, at
places where it customarily posts notices to its employ-
ees
(c) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this nonce
WE WILL NOT picket, or cause to be picketed, or
threaten to picket, Pepsi-Cola Newburgh Bottlmg Co,
Inc, where an object thereof is to force or require Pepsi-
Cola Newburgh Bottling Co Inc , to recogmze or bar-
gain collectively with us as the representative of the em-
ployees in a unit of bottling, maintenance, transportation
and route sales employees, or those employees to accept
or select us as their collective-bargaining representative,
for a period of 1 year from the cessation of our illegal
picketing
WE WILL NOT picket, or cause to be picketed, or
threaten to picket, Pepsi-Cola Newburgh Bottling Co,
Inc, where an object thereof is to force or require Pepsi-
Cola Newburgh Bottlmg Co, Inc, to recognize or bar-
gain collectively with us, or its employees to accept or
select us as their collective-bargaining representative,
where a valid election which we did not win has been
conducted by the National Labor Relations Board
among the above employees of Pepsi-Cola Newburgh
Bottling Co, Inc , within the preceding 12 months
SOFT DRINKS WORKERS UNION, LOCAL
812, INTERNATIONAL BROTHERHOOD OF
CHAUFFEURS, WAREHOUSEMEN AND HELP-
ERS OF AMERICA, AFL-CIO