299 NLRB 972
Sheet Metal Workers' International Association, Local No. 16, Afl-Cio (Losli International, Inc.)
972
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Sheet Metal Workers' International Association,
Local No. 16, AFL-CIO (Losli International,
Inc.) and Stephen H. Leasia, Attorney, for
Ronald Hyde, Roger S. Terrell, Henry Boschee,
Richard Hunt, Donald Merris, Leroy Moser,
and Raymond Pittman and Stephen H. Leasia,
Attorney for Gary Munden and Douglas D.
Losli. Cases 36-CB-1301 and 36-CB-1325
September 27, 1990
DECISION AND ORDER
BY CHAIRMAN STEPHENS AND MEMBERS
DEVANEY AND OVIATT
On July 20, 1988, Administrative Law Judge
James M Kennedy issued the attached decision
The Respondent filed exceptions and a supporting
bnef, and the General Counsel filed exceptions and
a supporting bnef
The National Labor Relations Board has delegat-
ed its authonty in this proceeding to a three-
member panel
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions as modified and to adopt the recom-
mended Order as modified' and fully set forth
below
The judge found that the Respondent admitted
that Job Coordinator Gary Munden and Manufac-
turing Manager Douglas D Losh were 8(b)(1)(B)
representatives because they possessed the author-
ity to adjust employee gnevances The judge found
that the Respondent did not violate Section
8(b)(1)(B) of the Act when it imposed sanctions
against Munden and Losh for working for Losh
International, the Employer, because there was no
collective-bargaimng relationship or any immediate
prospect of such a relationship when Munden and
Losh were disciplined We disagree, and find that
the Respondent violated Section 8(b)(1)(B)
We agree that Munden and Lash clearly pos-
sessed the authonty to represent the Employer in
the adjustment of gnevances within the meaning of
Section 8(b)(1)(B) of the Act In its answer, the Re-
spondent admitted the consolidated second amend-
ed complaint allegation that Munden and Losh
1 We agree with the judge's finding that the Respondent violated Sec
8(b)(1XA) of the Act by fining employees Ronald Hyde, Roger S Ter-
rell, Henry Boschee, Richard Hunt, Donald Mems, Leroy Moser, and
Raymond Pittman for their postresignation conduct We do not, however
adopt the judge's recommended Order requiring the Respondent to an-
nounce at its membership meetings and in its publications that the Inter-
national Union's constitutional provision does not govern its members'
resignations Rather, we will order the Respondent to remove from its
governing documents any provisions requiring adherence to the Interna-
tional Union's constitutional provision See Auto Workers Local 73
(McDonnell Douglas), 282 NLRB 466 (1986)
"both possess authonty to adjust gnevances, and
have been, and are now, agents of Lash [Interna-
tional, Inc ] acting in its behalf, and are supervisors
within the meaning of Section 2(11) of the Act"
The parties do not dispute that they are 8(b)(1)(B)
representatives
For an 8(b)(1)(B) violation to occur, the union
must have a current collective-bargaining relation-
ship with the employer or be seeking to establish
such a relationship 2 Because the Respondent did
not have a collective-bargaining agreement with
the Employer, we are concerned here with wheth-
er the evidence establishes that the Respondent was
seeking such a relationship Carpenters District
Council of Dayton (Concourse Construction), 296
NLRB 492 (1989) In our opinion, the evidence
here establishes that the Respondent had a current
recognitional objective
On February 25, 1987, 3 the Respondent asked
Losh to sign a petition to bnng the Respondent
back into the plant That request signaled that the
Respondent, which had had a collective-bargaining
relationship with the previous owner of the plant,
was similarly interested in representing the employ-
ees who began working for the Employer when it
took over the plant on February 20 4 More impor-
tantly, it also signaled the beginning of its cam-
paign to organize the employees and obtain recog-
nition from the Employer as their collective-bar-
gaining representative Nor did Losh's declining
the request cause the Respondent to abandon that
campaign To the contrary, on March 27, the Re-
spondent asked employee Hyde to distnbute au-
thonzation cards Again, notwithstanding that
Hyde refused to do so, the Respondent continued
its efforts to become the employees' bargaining
representative On May 13, it demanded recogni-
tion from the Employer, 3 which the Employer re-
fused In the meantime, on the same day that Hyde
was asked to distnbute authonzation cards among
his fellow employees, the Respondent filed mtraun-
ion charges against Munden and Losh for violating
the International Union's constitution by accepting
employment with and performing work for an em-
ployer that does not have a contract with the Re-
spondent On the same day that the Union demand-
ed recognition, the Respondent found ment m
those charges and fined Munden and Losh The
timing of these events makes it clear that the Re-
2 NLRB v Electrical Workers IBEW Local 340 (Royal Electric), 481
U5 573 (1987)
'Ail subsequent dates are in 1987 unless otherwise stated
4 No contention has been made that the Employer is either a successor
or an alter ego
2 The parties stipulated that an explicit demand for recognition was
made on that date
299 NLRB No 147
SHEET METAL WORKERS LOCAL 16 (LOSLI INTERNATIONAL)
973
spondent had current recogmtional and organiza-
tional objectives with respect to the Employer and
its employees when it disciplined Munden and
Losh for going to work for the Employees 6 Con-
sequently, we find that the Respondent's conduct
satisfies the Royal Electric requirement that a union
has an actual, and not simply a hypothetical or
speculative, intent to establish a collective-bargain-
ing relationship with the employer, if one, as here,
does not exist
In light of our finding that the Respondent was
seeking recogmtion from the Employer, the Re-
spondent's discipline of Munden and Losh for per-
forming their supervisory duties, including adjust-
ing grievances, for the Employer amounted to the
imposition of sanctions on those two supervisors
that would have an adverse effect on their per-
forming those grievance-adjustment duties There-
fore, the Respondent's conduct constituted restraint
and coercion of the Employer within the meaning
of Section 8(b)(1)(B) See Sheet Metal Workers
Local 68 (DeMoss Co), 298 NLRB 1000, 1006
(1990) 7
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusions of Law
4
"4 By filing mtraumon charges against, trying,
, and imposing fines on Munden and Losh for ac-
cepting work with and performing work for the
Employer at a time when the Respondent was cur-
rently seelung recognition from the Employer, the
Respondent violated Section 8(b)(1)(B) "
AMENDED REMEDY
Having found that the Respondent has violated
Section 8(b)(1)(B), we shall order the Respondent
to cease and desist from restraining or coercing the
Employer in the selection of representatives for the
purposes of adjustment of grievances by filing in-
traumon charges against those representatives, sub-
jecting them to trial, and imposing fines against
them because they worked for the Employer We
shall further order the Respondent to rescind the
fines imposed on Munden and Losh, and refund to
them any moneys they may have paid as a result of
the fines, with interest computed in the manner set
forth in New Horizons for the Retarded, 283 NLRB
1173 (1987)
6 Operating Engineers Local 101 (St Louis Bridge), 297 NLRB 485, 487
(1989)
'Member Devaney did not participate in DeMoss He agrees there is a
violation here on the facts of this particular case
ORDER
The National Labor Relations Board orders the
Respondent, Sheet Metal Workers' International
Association, Local No 16, AFL-CIO, Portland,
Oregon, its officers, agents, and representatives,
shall
1 Cease and desist from
(a) Maintaining or giving effect in its governing
documents article 16, section 13 of the constitution
and ritual of the Sheet Metal Workers' Internation-
al Association, AFL-CIO, to the extent it provides
that
Any member in good standing who has paid
all dues and financial obligations may sever his
connections by written resignation mailed to
the Financial Secretary-Treasurer of the Local
Union with which he is affiliated by certified
or registered mail Resignations shall be effec-
tive upon receipt of notification in the manner
prescribed herein No resignation shall be ac-
cepted if offered in anticipation of charges
being preferred against him, during the pend-
ency of any such charges or in Canada during
a strike or lockout
(b) Restraining or coercing employees who have
resigned from, and are no longer members of, the
Respondent in the exercise of the rights guaranteed
them by Section 7 of the Act by filing mtraumon
charges against them, subjecting them to trial, and
imposing court-collectible fines against them be-
cause of their postresignation work for Losh Inter-
national, Inc
(c) In any like or related manner restraining or
coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act
(d) Restraining or coercing Losh International,
Inc in the selection of representatives for the pur-
pose of adjustment of grievances, by filing mtraun-
ion charges against those representatives, subject-
ing them to trial, and imposing court-collectible
fines against them because they worked for Lash
International, Inc
(e) In any like or related manner restraining or
coercing any employer an the selection of repre-
sentatives for the purposes of adjustment of griev-
ances
2 Take the following affirmative action neces-
sary to effectuate the policies of the Act
(a) Remove from its governing documents the
portion of the constitution and ritual set forth
above
(b) Rescind the fines imposed on Ronald Hyde,
Roger S Terrell, Henry Boschee, Richard Hunt,
Donald Merns, Leroy Moser, and Raymond Pitt-
man because of their postresignation work for Losh
974
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
International, Inc , and refund to them any moneys
they may have paid as a result of those fines, with
interest, as set forth in the remedy section of this
decision
(c) Rescind the fines imposed on Gary Munden
and Douglas D Losh for working for Losh Inter-
national, Inc , and refund to them any moneys they
may have paid as a result of those fines, with inter-
est, as set forth in the remedy section of this deci-
sion
(d) Remove from its files any reference to the
charges and fines that were imposed against the
above-named employees and employer representa-
tives, and inform them, in wntmg, that the action
has been taken
(e) Preserve and, on request, make available to
the Board or its agents for examination and copy-
ing, all records necessary to analyze the amounts
due under the terms of this Order
(f) Post at its offices and meeting halls copies of
the attached notice marked "Appendix "8 Copies
of the notice, on forms provided by the Regional
Director for Region 19, after being signed by the
Respondent's authonzed representative, shall be
posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in
conspicuous places mcludmg all places where no-
tices to members are customarily posted Reasona-
ble steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or
covered by any other matenal
(g) Sign and return to the Regional Director suf-
ficient copies of the notice for posting by Losh
International, Inc , if willing, at all places where
notice to employees are customarily posted
(h) Notify the Regional Director in wnting
within 20 days from the date of this Order what
steps the Respondent has taken to comply
8 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading "Posted by Order of the Nation-
al Labor Relations Board" shall read "Posted Pursuant to a Judgment of
the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board"
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the Umted States Government
The National Labor Relations Board has found
that we violated the National Labor Relations Act
and has ordered us to post and abide by this notice
WE WILL NOT maintain or give effect in our
governing documents article 16, section 13, of the
constitution and ritual of the Sheet Metal Workers'
International Association, AFL-CIO, to the extent
it provides that
Any member in good standing who has paid
all dues and financial obligations may sever his
connections by wntten resignation mailed to
the Financial Secretary-Treasurer of the Local
Union with which he is affiliated by certified
or registered mail Resignations shall be effec-
tive upon receipt of notification in the manner
prescnbed herein No resignation shall be ac-
cepted if offered in anticipation of charges
being preferred against him, dunng the pend-
ency of any such charges or in Canada during
a strike or lockout
WE WILL NOT restrain or coerce employees who
have resigned from, and are no longer members of,
the Union, in the exercise of nghts guaranteed
them by Section 7 of the Act, by filing mtraumon
charges against them, subjecting them to tnal or
imposing court-collectible fines on them because of
their postresignation work for Losh International,
Inc
WE WILL NOT in any like or related manner re-
strain or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act
WE WILL NOT restrain or coerce Losh Interna-
tional, Inc in the selection of representatives for
the purpose of adjustment of gnevances, by filing
mtraumon charges against those representatives,
subjecting them to trial, or imposing court-collect-
ible fines on them because they worked for Losh
International, Inc
WE WILL NOT in any like or related manner re-
strain or coerce any employer in the selection of
representatives for the purposes of adjustment of
grievances
WE WILL remove from our governing docu-
ments the portion of the constitution and ntual set
forth above
WE WILL rescind the fmes imposed on Ronald
Hyde, Roger S Terrell, Henry Boschee, Richard
Hunt, Donald Merns, Leroy Moser, and Raymond
Pittman because of their postresignation work for
Losh International, Inc , and refund to them any
moneys they may have paid as a result of those
fines, with interest
WE WILL rescmd the fines imposed on Gary
Munden and Douglas D Losh for working for
Losh International, Inc , and refund to them any
moneys they may have paid as a result of those
fines, with interest
WE WILL remove from our files any reference to
the charges and fines that were imposed against the
above-named employees and employer representa-
SHEET METAL WORKERS LOCAL 16 (LOSLI INTERNATIONAL)
975
tives, and inform them, in wntmg, that this action
has been taken
SHEET METAL WORKERS' INTERNA-
TIONAL ASSOCIATION, LOCAL UNION
68, AFL-CIO
Dale B Cubbison, for the General Counsel
David S Paull, of Portland, Oregon, for the Respondent
Stephen H Leasza, of Portland, Oregon, for the Charging
Party
DECISION
STATEMENT OF THE CASE
JAMES M KENNEDY, Administrative Law Judge This
case was tried before me in Portland, Oregon, on March
1, 1988, on a consolidated second amended complaint'
issued by the Regional Director for Region 19 of the Na-
tional Labor Relations Board on November 30, 1987 It
is based on two separate charges filed on behalf of cer-
tain named individuals by their attorney, Stephen H
Lea= The first, Case 36-CB-1301, was filed on April
21, 1987,2 and was twice amended thereafter The
second charge, Case 36-CB-1325 was filed on July 20
The consolidated second amended complaint alleges that
Sheet Metal Workers International Association, Local 16
(the Respondent) has committed certain violations of
Section 8(b)(1)(A) and (B) of the National Labor Rela-
tions Act
Issues
The complaint now asserts that Respondent has violat-
ed Section 8(b)(1)(A) and (B) of the Act by instituting
disciplinary proceedings against and by fining certain
employees of Losh International, Inc , at a time when
they had resigned their membership in Respondent
Seven of these individuals are rank-and-file employees
Respondent's conduct toward these seven is alleged to
violate Section 8(b)(1)(A) Two of the individuals are
statutory supervisors, the complaint alleges that Re-
spondent's action against them violates Section
8(b)(1)(B) Finally, the General Counsel asserts that these
individuals were demed their Section 7 right to resign
from union membership by virtue of certain language
found in article 16, section 13, of its constitution and
ritual She seeks an order requiring Respondent to ex-
punge that section from its constitution as impairing the
congressional policy of freely allowing resignations from
labor unions
The parties were given full opportunity to participate,
to introduce relevant evidence, to examme and cross-ex-
amine witnesses, to argue orally, and to file briefs The
General Counsel made a short oral argument, Respond-
ent has filed a brief Both the argument and the brief
have been carefully considered
The caption and pars 9 and 10(b) of the complaint have been amend-
ed to correctly spell Donald Merns' name
2 All dates are 1987 unless otherwise noted
Based on the entire record of the case, as well as my
observation of the witnesses and their demeanor, I make
the following
FINDINGS OF FACT
I THE EMPLOYER'S BUSINESS
Respondent admits that Logi International, Inc (the
Employer) is an Oregon corporation with an office and
place of business in Tigard, Oregon, where it manufac-
tures kitchen counters and sinks It further admits that
the Employer during the 12 months preceding the issu-
ance of the complaint made sales in excess of $500,000
and inflow to its Oregon operation exceeded $50,000
Accordingly, I find that the Employer is engaged in
commerce and in an Industry affecting commerce within
Section 2(2), (6), and (7) of the Act
II THE LABOR ORGANIZATION INVOLVED
Respondent admits that it is, and has been at all mate-
rial times, a labor organization within the meaning of
Section 2(5) of the Act
III THE UNFAIR LABOR PRACTICES
The Employer took over an existing manufacturing
plant on approximately February 20 Respondent had
had a collective-bargammg relationship with the previous
owner, but does not contend, by its answer or by evi-
dence that the Employer is either a successor or an alter
ego 3 The Employer, however, did hire a number of the
previous owner's employees including the nine in ques-
tion, all of whom were or had been members of Re-
spondent
According to Respondent's business manager and fi-
nancial secretary-treasurer Milton R Hill, about Febru-
ary 20 he told Gary Munden and Douglas Losh that
they would shortly be working for a nonunion employer
and were subject to discipline by the Union if they did
so He says both asked if they could have a couple of
weeks to make up their minds to "see what develops"
Beginning on March 3, the nine members began sub-
mitting written resignation letters to Respondent Hill
testified, however, "The letters of resignation weren't
even taken into consideration because they were not in
conformance with the constitution" The following chart
shows their dates of hire and the dates the resignations
were received
Date of Receipt of
Hire Date
Resignation from
Union
Gary D Munden February 25
March 3
Douglas D Losh
February 25
March 3
Ronald Hyde
March 9
March 9
3 A claim of successorslup would be no defense for Respondent's con-
tract with the predecessor would not be binding upon the Employer, and
its union shop clause, if any, would not survive Burns Security Services v
NLRB, 406 US 276 (1972) The defense of alter ego would be relevant,
but was not affirmatively raised, no doubt because it could not be
proven
976
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Date of Receipt of
Resignation from
Union
Roger S Terrell
March 23
March 19
Le Roy Moser
March 27
March 25
Donald Merns
April 14
April 10
Raymond Pittman April 27
April 17
Richard Hunt
April 28
April 28
Henry Boschee
May 21
May 18
On February 25 and March 27, Respondent's business
agent, John Snyder, attempted to persuade Douglas Losh
and Ronald Hyde, respectively, to circulate authorization
cards among Respondent's employees Both declined 4
Respondent is, of course, a chartered local of the
Sheet Metal Workers International Association, AFL-
CIO As such, it is bound by the parent organization's
constitution and ritual Article 16, section 13, of that
constitution, which purports to govern voluntary resig-
nations, reads as follows
Any memlier in good standing who has paid all
dues and financial obligations may sever his connec-
tions by written resignation mailed to the Financial
Secretary-Treasurer of the Local Union with which
he is affiliated by certified or registered mail Resig-
nation shall be effective upon receipt of notification
in the matter prescribed herein No resignation shall
be accepted if offered in anticipation of charges
being preferred against him, during the pendency of
any such charges or in Canada during a strike or
lockout
In summarizing that section, it essentially states that no
member may resign unless he is in financial good stand-
ing, resigns in writing, mails the resignation by certified
mail, and addresses it to the Local's financial secretary-
treasurer It also provides that resignation will not be
permitted if it is offered in anticipation of charges being
preferred, but will be accepted "upon receipt" if all of
the recited conditions have been met
Shortly after receiving each of the resignation letters
described above, Hill filed mternal union charges against
each of these individuals asserting that as members they
had violated the constitution and ritual by accepting em-
ployment with an "employer that is not signatory to or
bound by a collective-bargaining agreement with an af-
filiated local union of this International Association" and
by performing sheet metal work on a "piece work basis,
a lump sum basis, or any basis except that provided and
specified by this constitution and by the established and
recognized Union agreements governing the em-
ployment of members"
Hearings were held and, despite the obvious defense
that the individuals in question had resigned, and consist-
4 The parties stipulated that on May 13 Respondent sent a letter to the
Employer demanding recognition and that the Employer declined
Thereafter, Respondent filed refusal to bargain charges against the Em-
ployer, Case 36-CA-5613 No complaint was Issued in support of that
charge, counsel for the General Counsel stated on the record that It was
dismissed
ent with Hill's determination to ignore the resignations,
all nine were found guilty and subjected to court-collect-
ible fines Hill explained that he regarded the attempts to
resign by these individuals as ineffective on varying
grounds He asserts that two employees were in arrears,
that others had failed to address the letter properly in
the sense that they had sent it to him in his capacity as
business manager rather than in his capacity as financial
secretary-treasurer, or had not addressed it to any specif-
ic officer, just to the Umon, others had failed to send it
by certified mail or had failed to date it Moreover, Hill
asserts that the rule itself barred their resignation because
each of the resignations was in anticipation of charges
being preferred against [the resigning member] and
the constitution prohibits resignations in that circum-
stance He says he reached this conclusion because all
the employees, at some point, had asked if they could be
fired for "working non-union" and had been told that
they could be Finally, he says Hunt never resigned be-
cause he continued to pay dues at least through July
IV ANALYSIS AND CONCLUSIONS
The consolidated complaint, of course, asserts two
types of violations The first is an allegation that Re-
spondent violated Section 8(b)(1)(A) by fining employees
who were not members of the Union Specifically, this
allegation deals with employees Hyde, Terrell, Boschee,
Hunt, Mems, Moser, and Pittman The second alleges
that Respondent violated Section 8(b)(1)(B) by disciplin-
ing two supervisors, Munden and Losh Although the
fact patterns with respect to each of these employees are
virtually identical, the legal theories are quite different
Accordingly, separate treatment is required
A The 8(b)(1)(A) Allegations
With respect to the rank-and-file employees who re-
signed, it is clear that each of them resigned before the
Union made any effort to file charges against them It is
now clear that a union may not lawfully restrict the
right of a member to resign at any tune The Supreme
Court so held in Pattern Makers League v NLRB, 473
U S 95 (1985), when it adopted the rule announced by
the Board in Machinists Local 1414 (Neufeld Porsche-
Audi), 270 NLRB 1330 (1984)
Section 7 of the Act protects an employee's right to
join or to refrain from joining a union The Court held
that right necessarily includes the right to resign In the
instant matter, of course, there was no collective-bargain-
ing contract between the Employer and Respondent and
no union-shop clause requiring mandatory membership as
set forth in Section 8(a)(3) of the Act Thus we are not
faced with the concept of "financial core members" as
discussed in NLRB v General Motors Corp, 373 U S
734, 742 (1963), Hershey Foods Corp. 207 NLRB 897
(1973), enfd 513 F 2d 1083 (9th Cu 1975) 5 Instead, we
a Hunt may be an exception If, after he resigned, he continued to pay
dues, his status could be considered unclear He may well have wished to
reduce his status to something less than constitutional membership Yet,
his resignation letter was clear Given the fact that Respondent would
not honor his resignation, It seems more likely that he was confused and
paid as a result of that refusal
Hire Date
SHEET METAL WORKERS LOCAL 16 (LOSLI INTERNATIONAL)
977
deal solely with the qualitative difference between mem-
bership as defined by a union constitution and member-
ship as defined by the Act See Union Starch Co, 87
NLRB 779 (1949), enfd 186 F 2d 1008 (7th Cir 1951),
cert denied 342 US 815 (1951)
Section 8(b)(1)(A) states "It shall be an unfair labor
practice for a labor organization or its agents—to restrain
or coerce employees in the exercise of the rights guaran-
teed in Section 7 "Connected to that section, how-
ever, is a proviso which states "[T]his paragraph shall
.; not impair the right of a labor organization to prescribe
its own rules with respect to the acquisition or retention
of membership"
In Pattern Makers, supra, the Supreme Court resolved
i the apparent conflict between the unfettered right under
Section 7 of an employee to refrain from union member-
ship through resignation and a union's 8(b)(1)(A) proviso
right to prescnbe membership rules, including the right
to govern resignations In resolvmg that conflict, the
Court specifically held that a union's restriction on the
nght of a member to withdraw (resign) was not a "rul[e]
with respect to the retention of membership" within
the meaning of the proviso, i e, it held the proviso deals
only with the right of a union to expel a member and
does not govern resignations It further held that Con-
gress in considering passage of the proviso obviously
thought it was unnecessary to protect the right to resign
union membership for it was simultaneously outlawing
the closed shop Fmally, the Court held that the
common law of associations and the right to impose re-
strictions on resignation under that concept did not apply
in circumstances where the statute had spoken Accord-
ingly, the Supreme Court deferred to the Board's posi-
tion in both Pattern Makers and Neufeld Porsche-Audi
that Section 7 protects an employee's right to resign
from a union, even in the face of a collective-bargaining
agreement to the contrary (a hoop through which the
employees in question need not jump since there has
never been a collective-bargaining contract between Re-
spondent and the Employer) and that upon such a resig-
nation the employees freed themselves from subsequent
union discipline
Indeed, Pattern Makers must be read as holdmg that a
union may not place any restnctions whatsoever on its
members' right to resign See dicta found in the majonty
opinion in 'NLRB v Electrical Workers IBEW Local 340
(Royal Electric), 481 U S 573 (1987), where the Court,
referring to Pattern Markers says, "[U]mon members
have a right to resign from a union at any time and avoid
imposition of union discipline" (Emphasis in original )
Id at 595
Respondent argues, however, that its restrictions as set
forth in its constitution and ritual are perfectly reasona-
ble and should not be ignored It contends that to require
members to follow those rules merely allows both parties
to more clearly understand the nature of the transaction
Yet, assuming the requirement for the resignation to be
written to be reasonable, Respondent's decision to disal-
low these resignations was unreasonable even under its
own view
Hill held both the offices of business manager and fi-
nancial secretary-treasurer Although acknowledging
that the Union had received the letters which were ad-
dressed to him as business manager or simply to the
Union without reference to a specific office, he chose to
blind himself to the reality of the letters by saying that
their receipt was not good enough for the letters did not
name the appropnate officer required by the constitution
Frankly, that argument is fatuous and deserves little at-
tention It demonstrates only that Respondent wishes, as
a matter of policy, to prevent resignations The interpre-
tation serves no legitimate purpose Hill clearly received
them no matter what title, if any, the employee gave the
addressee
Those letters which were received but which were not
certified were also valid under the rule Obviously the
rule was designed to assure delivery of the letter and to
provide proof of its receipt That became unnecessary
when Respondent acknowledged their receipt The un-
dated letter was received as well and Hill knows exactly
when it was received, well before his attempt to disci-
pline the employee in question That it was undated is of
no significance Hill's bnttle interpretation of the consti-
tution, therefore, does little to credit the Union's position
here and serves only to emphasize that it is Respondent's
desire to prohibit resignations
Prior to the Supreme Court's decision in Pattern
Makers, the Board had consistently held that in the ab-
sence of any union constitution or bylaw restricting res-
ignation, a member could resign at will so long as the
desire to resign was clearly communicated Moreover, it
had held that the communication could be made in any
feasible way and no particular form or method was re-
quired See Electrical Workers Local 66 IBEW (Houston
Lighting), 262 NLRB 483, 486 (1982), Potters Local 340
(Macomb Pottery), 175 NLRB 756, 760 fn 4 (1969) In
August 1986,6 subsequent to the Court's Pattern Makers
decision, Respondent's parent International Union en-
acted the constitutional restraint in question Pattern
Makers nonetheless disallows its invocation and the
Houston Lighting/Macomb Pottery rule governing the
means of resigning remains valid 7
Therefore, despite the specific language of the Union's
constitution here which directs resigning employees to
follow a specified procedure, the law overrides it I hold
that any defect which may be attributed to any of these
resignation letters, at least insofar as the constitution is
concerned, is meaningless That document may not, as a
matter of law, be utilized to deprive these employees of
their Section 7 nght to resign Accordingly, I conclude
that each of the resignation letters was valid and Re-
spondent had no authority to impose fines on those resig-
nees for breaching its constitution and ritual It follows,
therefore, that Respondent's attempt to do so, the actual
levying of fines and all efforts to collect them, interfered
with, restrained, and coerced employees with respect to
a Section 7 right and therefore violated Section
8(b)(1)(A) of the Act NLRB v Granite State Joint Board,
Textile Workers Union, 409 U S 213 (1972), cf Scofield v
6 The date set forth in the Seventh Circuit's decision in NLRB v Sheet
Metal Workers Local 73, 840 F 2d 510 fn 1 (1988)
'See Electrical Workers MEW Local 1547 (Homer Electric), 280 NLRB
1362 (1986)
978
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
NLRB, 394 U S 423 (1969), cf NLRB v Allis-Chalmers
Mfg Go, 388 U S 175 (1967) (union may fine full mem-
bers for breach of union rule)
Hill's last argument, that the constitution prohibits
members from resigning if the resignation is in anticipa-
tion of internal union charges being preferred against
them, is subsumed by the previous logic I might note
first, however, that Hill's analysis is not based on fact
He says that each member had asked him about working
for nonunion employers and he concluded from their
question that their subsequent resignations was designed
to avoid such charges as defined by article 16, section 13
Yet a fair reading of the clause would not allow for that
analysis in any event, for then every resignation could be
deemed to be in anticipation of charges Such an inter-
pretation would defeat the use of the clause at all, for it
specifically permits resignations Hill's interpretation here
once again emphasizes his desire to prohibit resignations
at all costs
Of course, since the law allows for resignations at any
time, the "in anticipation of charges" prohibition flies di-
rectly in its face The phrase "at any time" means "at
any time", it does not allow for exceptions, no matter
what they may be, for they are contrary to the rights
granted by the statute Accordingly, this argument fails
as well
B The 8(b)(1)(B) Allegations
Section 8(b)(1)(B) is quite different from Section
8(b)(1)(A) in that It does not protect any employee's
right Instead, it protects an employer's right Specifical-
ly, it states that it shall be an unfair labor practice for a
labor organization to restrain or coerce "an employer in
the selection of his representatives for the purposes of
collective bargaining or the adjustment of grievances"
Generally speaking, it is designed to prevent a labor
union from disciplining either a supervisor or a collec-
tive-bargaining representative in circumstances where the
individual is acting on behalf of the employer while en-
gaging in either collective bargaining or administering a
collective-bargaining contract
In this instance the Union has admitted in its answer
that Munden and Losh were representatives of the Em-
ployer within the meaning of Section 8(b)(1)(B) in the
sense that they possessed the authority to adjust employ-
ee grievances Munden was the Employer's job coordina-
tor and Losh was its manufacturing manager Further-
more, Respondent has admitted that both of these indi-
viduals were supervisors within the meaning of Section
2(11) of the Act Being supervisors, of course, they do
not fall under the protective umbrella of Section
8(b)(1)(A) and are not part of the employee group dis-
cussed above in subsection (a) Section 8(b)(1)(B) is quite
limited in its scope Recently, the Supreme Court in
NLRB v Electrical Workers IBEW Local 340 (Royal
Electric), 481 U S 573 (1987), definitively dealt with a
union's authority to discipline such individuals under
Section 8(b)(1)(B) Prior to its decision in Royal, the
courts of appeal had differed with respect to whether a
union had the authority to discipline individuals who
possessed the attributes of an 8(b)(1)(B) representative if
his or her employer did not actually have a collective-
bargaining relationship with the union The Ninth Circuit
had held in NLRB v Electrical Workers IBEW Local 73
(Chewalah Contractors), 714 F 2d 870 (1980), that Section
8(b)(1)(B) did not protect such individuals The Eleventh
Circuit had held that it did NLRB v Electrical Workers
IBEW Local 323 (Drexel Properties), 703 F 2d 501 (1983)
In Royal, the Supreme Court affirmed the Ninth Cir-
cuit's view and rejected the Eleventh's on the ground
that there was no collective-bargaimng relationship be-
tween the Union and the two employers, Nutter and
Royal, which needed the Act's protection There the
two employers had recognized a rival union and the
IBEW had no representative status When it attempted
to discipline two of its members who had putative
8(b)(1)(B) status for working for a non-IBEW employer,
the Court found that the union's discipline could not
impair the employers' collective-bargaining relationship
with the rival union Therefore no 8(b)(1)(B) violation
occurred on the IBEW's discipline of them The Court
did intimate that where a collective-bargaining relation-
ship had not yet come to fruition, an 8(b)(1)(B) violation
might be found if the union disciplined such a representa-
tive In dicta it suggested that if the union was seeking a
collective-bargaining relationship that fact might be suffi-
cient to warrant finding a violation, but offered little fur-
ther guidance
In the instant case, of course, Business Agent Snyder
had attempted to persuade the Employer's early hires,
such as Losh and Hyde to try to organize the Employer
Both had declined and the Union's organizing efforts fell
flat That occurred in February and March, its discipline
of individuals did not begin until March when it realized
that its organizing efforts would not succeed I conclude,
therefore, that there was no collective-bargaining rela-
tionship or even any immediate prospect of such a rela-
tionship between Respondent and the Employer 8 Re-
spondent had not even collected any authorization cards
much less begun to seek 9(a) status by filing a representa-
tion petition and neither Lash nor Munden had ever en-
gaged in collective-bargaining duties for the Employer 9
Therefore, bound by Royal, I find that Section 8(b)(1)(B)
was not violated when Respondent disciplined Losh and
Munden, for there was no collective-bargaining relation-
ship for that section of the Act to protect Accordmgly,
as Section 8(b)(1)(B) did not protect either Losh or
Munden, the 8(b)(1)(B) allegation should be dismissed
THE REMEDY
With respect to Respondent's treatment of the seven
rank-and-file employees whose resignations were protect-
ed by Section 8(b)(1)(A), Respondent shall be ordered to
cease and desist disciplining employees who are not its
members as well as affirmatively ordered to rescind the
fines or, if they have been paid, to refund any monies so
* As more fully punctuated by the Regional Director's dismissal of Re-
spondent's May refusal-to-bargain charge
9 It seems to me that Sec 8(b)(1)(B) would not likely protect an em-
ployee's representative until the union obtained recognition or became
certified However, it is unnecessary here to decide when Sec 8(bX1)(B)
might become mvocable
SHEET METAL WORKERS LOCAL 16 (LOSLI INTERNATIONAL)
979
collected, together with interest" thereon and to post
the attached notice
The General Counsel contends, however, that article
16, section 13, of Respondent's constitution and ritual is,
standing alone, an improper impediment to the statutory
policies of the Act permitting the unfettered right to vol-
untarily resign from any labor union She seeks an order
requiring Respondent to rescind that section from its
constitution Such a remedy has become the standard in
cases such as this Engineers & Scientists Guild (Lockheed-
California), 268 NLRB 311 (1983), Machinists Local 1414
(Neufeld Porsche-Audi), 270 NLRB 1330 (1984), Sheet
Metal Workers Local 73 (Safe Air), 274 NLRB 374 (1985),
enfd 840 F 2d 501 (7th Cir 1988)
Unfortunately, I am faced with a procedural bar pro-
hibiting me from granting the remedy The constitution
in question is that of the parent International Association,
not that of Respondent Local It is true that Respondent
is bound to follow it, but it is equally true that Respond-
ent has no power to expunge it That can be done only
by the International, which is legally a separate entity
Electrical Workers IBEW Local 5 (Franklin Electric), 121
NLRB 143 (1958), citing United Mineworkers Union v
Coronado Coal Co, 259 U S 344, 395 (1921) Section
10(b) of the Act requires that a charge be filed against
the perpetrator of the unfair labor practice Since no
charge has been filed against the International here, nor
has it even been served with the charge or the complaint
against the Local, I am powerless to grant the remedy
sought It may, however, prove to be unnecessary See
Safe Air, supra, where the Board has obtained enforce-
ment of an expunction order against this International
Yet, I must agree with the contention that the very ex-
istence of the provision serves only to chill members
from the free exercise of their Section 7 right to resign
Certainly an order requiring Respondent to cease givmg
the clause any effect is required, but is that enough? I do
not think so Respondent has, by maintaining the clause,
been creating an atmosphere of acceptance which a mere
cease-and-desist order, even accompanied by a notice,
Interest on such moneys is appropnate Seafarers Atlantic District,
138 NLRB 1142 (1962), Machinists Local 405 (Boeing Co), 185 NLRB
380 (1970) The rate of interest shall be the "short-term Federal rate"
See New Horizons for the Retarded, 283 NLRB 1173 (1987)
cannot easily erase And, I suspect, the International
Union will not yield the point until it is absolutely forced
to In the meantime, it may well direct Respondent to
comply with the article, thereby further contributing co-
ercion to the atmosphere Accordingly, I believe the
only appropriate remedy is to require Respondent not
only to cease enforcing the rule, but to clearly advise its
members that their right to resign is not governed by the
International's constitution, but by law
To accomplish that end, Respondent should be obligat-
ed to educate its members by more than a simple notice
posting I believe the appropriate remedy should also in-
clude regular announcements describing its members'
actual rights, both at meetings and in publications To
allow for less will permit the illegal atmosphere to per-
sist, and persist it will until the International strikes the
clause from its constitution The Safe Air order will
eventually result in the clause being stncken, but I
cannot be certain when that will actually occur I will,
therefore, require Respondent to announce at each of its
membership meetings, whether regular or specially
called, and in each edition of its newsletter or newspa-
per, that members have the right to resign at any time
and that article 16, section 13, of the International's con-
stitution does not govern resignations from membership
Such announcements shall be made until that language is
removed from the constitution
CONCLUSIONS OF LAW
1 Respondent, Sheet Metal Workers International As-
sociation, Local No 16, AFL-CIO, is a labor organiza-
tion within the meaning of Section 2(5) of the Act
2 Losh International, Inc , is an employer engaged in
commerce, and in an industry affecting commerce,
within the meaning of Section 2(6) and (7) of the Act
3 In March 1987, Respondent violated Section
8(b)(1)(A) of the Act by initiating disciplinary proce-
dures against and by fining employees who were not its
members because they chose to work for a nonunion em-
ployer
4 Respondent did not violate Section 8(b)(1)(B) of the
Act when it fined Gary D Munden and Douglas D
Losh
[Recommended Order omitted from publication ]