354 NLRB 295
Galicks, Inc.
354 NLRB No. 39
1
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Galicks, Inc. and Sheet Metal Workers International
Association, Local Union No. 33 of Northern
Ohio, AFL–CIO. Cases 8–CA–36079, and 8–CA–
36766
June 30, 2009
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBER SCHAUMBER
The complaint alleges that the Respondent, Galicks,
Inc., violated Section 8(a)(5) and (1) of the Act by uni-
laterally assigning bargaining-unit work to nonunit em-
ployees, by failing to furnish the Union requested rele-
vant information, and by withdrawing recognition from
the Union, and Section 8(a)(3) and (1) by failing to recall
journeymen from layoff because they are represented by
the Union. The judge dismissed the unilateral-
assignment 8(a)(5) allegation as time-barred under Sec-
tion 10(b), found the remaining 8(a)(5) violations, and
dismissed the 8(a)(3) allegation.1
The National Labor Relations Board2 has considered
the judge’s decision and the record in light of the excep-
tions and briefs and has decided to affirm the judge’s
rulings, findings,3 and conclusions as modified herein
1 On June 20, 2007, Administrative Law Judge Ira Sandron issued
the attached decision. The Respondent filed exceptions, the General
Counsel and Sheet Metal Workers International Association, Local
Union No. 33 of Northern Ohio, AFL-CIO (the Union) filed answering
briefs, and the Respondent filed a reply brief. The General Counsel
filed exceptions and a supporting brief, and the Respondent filed an
answering brief.
2 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Liebman and Member Schaumber constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act. See Snell Island SNF LLC v. NLRB, __ F.3d
__, 2009 WL 1676116 (2d Cir. June 17, 2009); New Process Steel v.
NLRB, 564 F.3d 840 (7th Cir. 2009), petition for cert. filed __
U.S.L.W. __ (U.S. May 27, 2009) (No. 08-1457); Northeastern Land
Services v. NLRB, 560 F.3d 36 (1st Cir. 2009), rehearing denied No.
08-1878 (May 20, 2009). But see Laurel Baye Healthcare of Lake
Lanier, Inc. v. NLRB, 564 F.3d 469 (D.C. Cir. 2009), petition for re-
hearing filed Nos. 08-1162, 08-1214 (May 27, 2009).
3 The General Counsel has excepted to some of the judge’s credibil-
ity findings. The Board’s established policy is not to overrule an ad-
ministrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
and to adopt the judge’s recommended Order as modified
and set forth in full below.
Facts
The Respondent is a sheet metal contractor. Beginning
in 1979, the Respondent was signatory to successive Sec-
tion 8(f) multi-employer Building Trades Agreements
(BTAs), including an agreement expiring May 31, 2005.
The BTAs allocated certain work exclusively to jour-
neyman and apprentice sheet metal workers.4 The Re-
spondent honored its contractual obligations under this
work-jurisdiction provision until 1991, when its owner,
Gregory Galigher, hired his nonjourneyman son, Ed
Galigher (Ed), and began assigning him BTA-
journeyman work. Galigher did likewise in 1996, when
he hired another nonjourneyman son, Jake Galigher
(Jake), and again in 1999, when he hired a third nonjour-
neyman, Randy Gray. The judge and the parties refer to
Ed, Jake, and Gray as production employees.
In 1996, the Union’s business agent, Thomas Crow-
ther, asked Galigher to sign an agreement covering the
Respondent’s production employees. Galigher did so. In
2000, Galigher signed a successor production agreement,
which ran concurrently with the BTA. Thus, both
agreements would expire May 31, 2005. Under the pro-
duction agreement, the Respondent’s production em-
ployees could perform some, but by no means all, BTA-
journeyman work. Production employees were contrac-
tually permitted to fabricate some items in the Respon-
dent’s shop; but in-shop fabrication of other items, and
all on-site installation work, continued to be restricted to
journeymen and apprentices under the BTA. Nonethe-
less, the judge credited Galigher’s testimony that in
1996, Crowther expressed no concerns over the type of
work the Respondent’s production employees would
perform.
From 2000 to 2005, production employees Ed, Jake,
and Gray regularly performed work outside the scope of
the production agreement and restricted to journeymen
4 The work-jurisdiction provision of the BTA assigns to journeyman
and apprentice sheet metal workers
the manufacture, fabrication, assembling, handling, erection, installa-
tion, dismantling, conditioning, adjustment, alteration, repairing and
servicing of all ferrous or nonferrous metal work, and all other materi-
als used in lieu thereof and of all air-veyor systems and air handling
systems, regardless of material used, including the setting of all equip-
ment and all reinforcement in connection therewith; (b) all lagging
over insulation and all ductlining; (c) testing, service, and balancing of
all HVAC air-handling equipment and duct work; (d) the preparation
of all shop and field sketches, whether manually drawn or computer
assisted, used in fabrication and erection, including those taken from
original architectural drawings or sketches, and (e) all other work in-
cluded in the jurisdiction claims of Sheet Metal Workers’ International
Association.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
and apprentices under the BTA (“journeyman-only
work”). The Respondent also employed journeymen
during those years. For a period of nearly 16 months,
however—August 22, 2002, to December 11, 2003—the
Respondent employed no journeymen.5
In August 2004, the Union discovered Gray doing
journeyman-only work at a jobsite. In February 2005,6
the Union discovered Ed, Jake, and Gray doing journey-
man-only work at another jobsite. Crediting the Respon-
dent’s witnesses, the judge found that the Union did not
confront either the production employees or Galigher
concerning these discoveries. The judge also found that
the Union knew well before August 2004, and perhaps as
far back as 1996, that the Respondent’s production em-
ployees were doing journeyman-only work.7
In January, Ed, Jake, and Gray gave Galigher a union-
disaffection petition. Galigher notified the Union that
the Respondent was withdrawing recognition effective
June 1. The following month, Galigher reiterated his
intent to withdraw recognition effective June 1, and he
also notified the Union that he had withdrawn authoriza-
tion from the Akron/Canton/Mansfield Roofing and
Sheet Metal Contractors’ Association (the Association)
to act as the Respondent’s bargaining agent.
Receiving these communications, the Union contacted
the Respondent’s one journeyman employee, Russell
Cottis, and three other journeymen the Respondent had
laid off in 2004. These four signed union authorization
cards. On April 7, the Union presented these cards to
Galigher and asked for voluntary recognition. Galigher
declined, saying that he was looking at retiring and turn-
ing his business over to his sons, and that he was not
interested in being union, and they were not interested in
being union.8
5 Except for a brief period early in 2004, from December 11, 2003,
until April 2005, the Respondent continuously employed at least one
journeyman and sometimes as many as three.
6 Unless otherwise stated, all dates hereinafter are in 2005.
7 For the reasons stated by the judge, we affirm his finding that Sec.
10(b) time-bars the allegation that the Respondent violated Sec. 8(a)(5)
by assigning bargaining-unit work to nonunit employees without af-
fording the Union notice and an opportunity to bargain.
8 There is no credited evidence supporting the judge’s finding that
Galigher said only that his sons were not interested in being union.
The judge avowedly based his finding on the testimony of Union
agents Matthew Oakes and Jerry Durieux. But Oakes testified as stated
above: on April 7, Galigher said that he was getting ready to retire and
turn the business over to his sons, and he was not interested in being
union, and they were not interested in being union. Durieux did not
testify as to what Galigher said on April 7.
The statement the judge found that Galigher made on April 7 is what
Durieux and Oakes testified that Galigher said at an earlier meeting in
February, but the judge discredited their testimony and found that no
such meeting took place.
On April 13, the Union filed a petition for an election
in a journeyman/apprentice unit. The day the petition
was filed, the Respondent laid off Cottis, its lone remain-
ing journeyman. (The Respondent employed no appren-
tices.) Prior to his layoff, Cottis had been continuously
employed by the Respondent for more than 11 months.
Later that month, the Respondent and the Union stipu-
lated to an election in a journeyman/apprentice unit, ex-
cluding production employees, with laid-off employees
eligible to vote in accordance with the Steiny/Daniel
formula.9 The only voters were the four laid-off jour-
neymen who had signed cards. They voted unanimously
for the Union, which was certified as the 9(a) representa-
tive on June 3.
Meanwhile, the Union and the Association had entered
into a successor BTA effective June 1. On June 9, the
Union told the Respondent that it viewed the June 3 cer-
tification as having converted the successor BTA into a
Section 9(a) agreement binding on the Respondent. The
Respondent acknowledged its duty to bargain with the
Union, but it rejected the Union’s 9(a)-conversion claim.
By letter dated August 12, the Union requested certain
information “because of the current bargaining relation-
ship and to ensure a smooth transition from the produc-
tion agreement to the BTA.” The Union requested (1) a
list of all work performed since June 1; (2) a current list
of employees; (3) copies of all timecards and/or job
sheets for these employees, and copies of all payroll
checks paid to employees since June 1; and (4) a list of
all current and future projects. The Respondent refused
the request.
On August 22, the Union filed unfair labor practice
charges, including an allegation that the Respondent had
unlawfully repudiated the BTA. The Region dismissed
that allegation on May 31, 2006, rejecting the Union’s
claim that the Respondent was bound to the BTA. The
Union’s appeal of the dismissal was denied on July 25,
2006.
The Union did not seek bargaining while its charges
were under consideration. On August 23, 2006, the Un-
ion proposed to meet and bargain, requesting certain in-
formation to facilitate negotiations.10 On September 9,
Thus, the credited and uncontradicted evidence of what Galigher
said in declining to voluntarily recognize the Union on April 7 was that
neither he nor his sons were interested in being union.
9 Steiny & Co., 308 NLRB 1323 (1992); Daniel Construction Co.,
167 NLRB 1078 (1967).
10 The Union asked for the following: (1) a list of current employ-
ees; (2) a copy of all current company personnel policies, practices, or
procedures; (3) a statement and description of all such policies, prac-
tices, or procedures other than those mentioned in item 2; (4) a copy of
all company fringe benefit plans not sponsored by the Union; (5) copies
of company wage or salary plans; (6) a list of current projects, includ-
GALICKS, INC.
3
2006, the Respondent answered that it no longer recog-
nized the Union. The Respondent asserted that the bar-
gaining unit was a no-man (or, at best, a one-man) unit
and that laid-off journeymen had no reasonable expec-
tancy of recall. The Respondent also refused to furnish
the requested information.
As stated, the Respondent’s last journeyman em-
ployee, Cottis, was laid off April 13.11 Galigher testified
that Cottis was laid off due to lack of work. On May 23,
the Respondent hired Drew Archer. Archer did not per-
form journeyman work. On June 6, the Respondent
hired Curt Paternoster, laying off Archer soon thereafter.
(Archer was reemployed for a month and a half in 2006.)
Paternoster is not a journeyman. The judge found that
Galigher “was vague, equivocal, and evasive about the
exact nature of Paternoster’s duties,” and that “Respon-
dent’s records confirm that [Paternoster] has performed
journeyman work.” The judge also found that Galigher
“strain[ed] . . . to minimize” the amount of work the Re-
spondent has done since June 2005 that would be classi-
fied as journeyman under the BTA, and that “since June
2005 [the Respondent] has continued to perform a sub-
stantial quantum of [such] work.” There are no excep-
tions to these findings. The Respondent’s gross revenues
increased, and it paid significant overtime to its employ-
ees, in 2005 and 2006.12
Analysis
1. The August 2005 information request
The judge found that the Respondent violated Section
8(a)(5) by its refusal to furnish the information the Union
asked for in August 2005. Excepting, the Respondent
contends that because the request was based on the Un-
ion’s mistaken belief that the Respondent was bound to
the BTA, information relative to a “smooth transition” to
that agreement was not relevant to the Union’s represen-
tative duties.
A “smooth transition to the BTA” was not, however,
the only reason the Union invoked for its request. It also
stated that the requested information was sought “be-
cause of the current bargaining relationship.” Even if the
basis of the Union’s request was ambiguous, it was in-
cumbent on the Respondent to “‘request clarification
and/or comply with the request to the extent that it en-
ing shop and field work; (7) a list of all work completed since June 1,
2005; and (8) a list of all future projects.
11 The judge inadvertently dated the layoff April 7.
12 Invoices introduced into evidence showed that the Respondent’s
gross revenues increased from $858,060 in 2004 to $965,905 in 2005
and at least $1,104,880 in 2006. Some invoices for 2006 were missing,
so gross revenues for that year were likely higher. Aggregate overtime
pay for the Respondent’s production employees was $15,757 in 2005
and $13,006 in 2006.
compasse[d] necessary and relevant information.’”13 The
Respondent did not do so. In addition, although the re-
quested information concerned the identity of and work
performed by the Respondent’s employees as of June 1,
none of whom were members of the bargaining unit, the
information was relevant to the Union’s representative
role in “the current bargaining relationship” because, as
the judge found, “it related to whether Respondent would
have work for journeymen and clearly impacted their
prospects for recall.” See United Graphics, 281 NLRB
463, 465 (1986) (assuming arguendo that respondent’s
temporary employees were nonunit, the Board found
requested information concerning temporary employees’
performance of unit work relevant to union’s duty to
police the contract). For these reasons, we affirm the
judge’s 8(a)(5) finding.
2. The Respondent’s failure to recall journeymen
from layoff
The complaint does not allege that the Respondent vio-
lated the Act by laying off Cottis or any other journey-
man. Rather, the General Counsel alleges that the Re-
spondent’s failure to recall journeymen from layoff after
the Union’s June 3 certification violated Section 8(a)(3).
The judge dismissed this allegation. Applying Wright
Line,14 the judge found Galigher’s statement of disinter-
est in being union insufficient to show union animus, and
he found no circumstances present that would raise an
inference of discriminatory motive. The judge also
found that, even assuming animus, the Respondent’s
failure to recall journeymen could not be shown to be
based thereon, given its “longstanding practice of using
lower-paid production employees to perform journeyman
work.” The General Counsel excepts to the dismissal of
this allegation. We find merit in the exception.
Under Wright Line, supra, the General Counsel must
first show, by a preponderance of the evidence, that pro-
tected conduct was a motivating factor in the employer’s
adverse action. Once the General Counsel makes that
showing by demonstrating protected activity, employer
knowledge of that activity, and animus against protected
activity, the burden of persuasion shifts to the employer
to show that it would have taken the same adverse action
even in the absence of the protected activity.15 If, how-
13 Pet Dairy, 345 NLRB 1222, 1223 (2005) (quoting Holiday Inn
Coliseum, 303 NLRB 367, 367 fn. 6 (1991)).
14 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
15 United Rentals, 350 NLRB 951 (2007) (citing Donaldson Bros.
Ready Mix, Inc., 341 NLRB 958, 961 (2004)). Member Schaumber
observes that the Board and the circuit courts of appeals have variously
described the evidentiary elements of the General Counsel’s initial
burden of proof under Wright Line, sometimes adding as an independ-
ent fourth element the necessity for there to be a causal nexus between
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
ever, the evidence establishes that the reasons given for
the employer’s action are pretextual—that is, either false
or not in fact relied upon—the employer fails by defini-
tion to show that it would have taken the same action for
those reasons, and thus there is no need to perform the
second part of the Wright Line analysis.16 Conduct viola-
tive of Section 8(a)(5) may evidence union animus.17
Unlawful motivation also may be inferred from circum-
stantial evidence, including timing18 and pretext.19
There is no dispute that the Respondent’s laid-off jour-
neymen engaged in union activity and that the Respon-
dent knew as much. The journeymen signed union au-
thorization cards, which the Union presented to Galigher
when it requested voluntary recognition. The journey-
men then voted in the election, and the vote was unani-
mous in favor of representation.
Contrary to the judge’s decision, the evidence does
show that the Respondent harbored union animus. When
the Union sought voluntary recognition, Galigher re-
sponded that he was not interested in being union.20 A
week later, when the Union petitioned for an election in a
journeyman unit, Galigher laid off Cottis, his sole re-
maining journeyman. The timing of this layoff is strik-
ing. Although the judge did not expressly discredit
Galigher’s claim that the layoff was due to lack of work,
he observed that Paternoster was hired soon after Cottis’s
layoff and has performed journeyman work. Also in-
dicative of pretext, and evidencing animus, were
the union animus and the adverse employment action. See, e.g., Ameri-
can Gardens Management Co., 338 NLRB 644, 645 (2002). As stated
in Shearer’s Foods, 340 NLRB 1093, 1094 fn. 4 (2003), since Wright
Line is a causation standard, Member Schaumber agrees with this addi-
tion to the formulation. In this case, he finds a causal nexus between
the Respondent’s union animus and its failure to recall journeymen
from layoff.
16 United Rentals, supra at 951-952 (citing Golden State Foods
Corp., 340 NLRB 382, 385 (2003); Limestone Apparel Corp., 255
NLRB 722 (1981), enfd. 705 F.2d 799 (6th Cir. 1982)).
17 Overnite Transportation Co., 335 NLRB 372, 375 (2001). Mem-
ber Schaumber did not participate in Overnite Transportation, and he
notes that the Board in that case based its finding of animus on viola-
tions of Sec. 8(a)(1) and Sec. (3) as well as a violation of Sec. 8(a)(5).
Although Member Schaumber would not find that a violation of Sec.
8(a)(5) provides evidence of animus in all cases, he agrees with his
colleague, for the reasons discussed below, that the evidence here suffi-
ciently demonstrates animus.
18 Montgomery Ward & Co., 316 NLRB 1248, 1254 (1995), enfd.
mem. 97 F.3d 1448 (4th Cir. 1996).
19 Whitesville Mill Service Co., 307 NLRB 937 (1992).
20 Member Schaumber does not rely on this statement of Galigher’s
as evidence of the Respondent’s union animus. He finds the evidence
discussed below sufficient to support the General Counsel’s Wright
Line case as to animus. Chairman Liebman does rely on Galigher’s
statement that he was not interested in being union as evidence of his
union animus. She agrees with Member Schaumber, however, that
even disregarding that statement, the remaining evidence is sufficient to
support an inference of unlawful motivation.
Galigher’s discredited efforts to suggest that his failure to
recall journeymen after Cottis’s layoff was owing to re-
duced work. Again, there are no exceptions to the
judge’s findings that Galigher “strain[ed] to . . . mini-
mize” the amount of journeyman work the Respondent
continued to perform and that the Respondent continued
to do a “substantial quantum” of such work after June
2005. Moreover, the Respondent’s business increased in
2005 and 2006.
As stated above, the judge found that even assuming
union animus, it could not be linked to the Respondent’s
failure to recall journeymen, given its “longstanding
practice of using lower-paid production employees to
perform journeyman work.” The flaw with the judge’s
rationale is that the longstanding practice he cites has
been challenged as unlawful. If anything, the diversion
of work from higher-paid journeymen, in apparent viola-
tion of a collective-bargaining agreement, would tend to
support, not rebut, the General Counsel’s Wright Line
case.21 At a minimum, the Respondent’s practice permits
an inference that, in failing to recall journeymen, it delib-
erately sought to preserve its custom of not awarding
work to union-represented employees.
Moreover, the Respondent’s postelection employment
patterns were not consistent with its past conduct. Dur-
ing most of the period from January 2000 to April 2005,
the Respondent employed both journeymen and produc-
tion employees to perform journeyman work. Although
there was a 16-month period from August 2002 to De-
cember 2003 when it employed only production employ-
ees, the Respondent hired no additional employees dur-
ing that period; it employed only Ed, Jake, and Gray to
do sheet metal work. After the journeymen selected the
Union as their representative, by contrast, the Respon-
dent hired Paternoster and assigned him journeyman
work. Thus, preelection, when Galigher had more jour-
neyman work on his hands than could be done by Ed,
Jake, and Gray, he hired journeymen. Postelection, he
hired nonjourneyman Paternoster.
The Respondent says that it lawfully assigned jour-
neyman work to its production employees after June 1
because it was no longer bound to the BTA. The issue
here, however, is whether a motivating factor in the Re-
spondent’s decision to assign all of its journeyman work
21 As explained, any claim that the Respondent’s practice violated
Sec. 8(a)(5) of the Act is time-barred by Sec. 10(b). Nevertheless, the
practice “may be utilized to shed light on the true character of matters
occurring within the limitations period.” Local Lodge No. 1424 v.
NLRB (Bryan Mfg. Co.), 362 U.S. 411, 416 (1960). See, e.g., Monon-
gahela Power Co., 324 NLRB 214, 214 (1997). Our dismissal of the
claim on limitations grounds, in turn, does not establish that the Re-
spondent’s practice was lawful, only that it is now immune from chal-
lenge under the Act.
GALICKS, INC.
5
to production employees was the fact that the journey-
men were represented by the Union. For the reasons set
forth above, we find that it was. Thus, we find that the
General Counsel showed that animus against the jour-
neymen’s union status was a motivating factor in the
Respondent’s failure to recall them from layoff. The
analysis ends there, as the Respondent’s purported
Wright Line rebuttal is that it had insufficient work to
recall journeymen. That suggestion has been discredited
and thus is pretextual, obviating the need to reach the
second step of the Wright Line analysis.22 In sum, we
reverse the judge’s decision and find that the Respondent
violated Section 8(a)(3) by failing to recall journeymen
from layoff.
3. The Respondent’s withdrawal of recognition
from the Union
The judge found that the Respondent’s September
2006 withdrawal of recognition violated Section 8(a)(5),
reasoning as follows. By stipulating to an election in a
unit of journeymen at a time when it employed no jour-
neymen, the Respondent implicitly agreed that its jour-
neymen had a reasonable expectancy of recall as of that
time. Nothing relevantly changed between that time
(April 2005) and the date it withdrew recognition: the
nature of the Respondent’s work did not change, and the
volume of its business increased. Thus, reasoned the
judge, the Respondent “is estopped from relying on its
assertion that the layoffs have become permanent and,
for that reason, it has one or no employees in the bargain-
ing unit.”
Excepting, the Respondent argues as follows. Even
assuming laid-off journeymen had a reasonable expec-
tancy of recall as of April 2005, the legally operative date
was September 2006, when the Respondent withdrew
recognition; and in the interim, the Respondent was un-
der no obligation to maintain the journeyman unit. Re-
spondent was not bound to the BTA and its provision
preserving certain work for journeymen. Moreover, the
Respondent had long assigned journeyman work to its
production employees, and the General Counsel’s claim
that it did so unlawfully was time-barred. And even as-
suming all of Paternoster’s 2005 and 2006 hours should
have been assigned to a laid-off journeyman instead,
those hours would not have supported hiring even one
journeyman. At best, argues the Respondent, the bar-
gaining unit as of September 2006 was a one-man unit,
privileging withdrawal of recognition under Foreign Car
Center, Inc., 129 NLRB 319 (1960).
We find it unnecessary to assess the merits of the
judge’s rationale in light of the Respondent’s arguments.
22 Golden State Foods Corp., 340 NLRB 382, 385 (2003).
We have found above that the Respondent violated Sec-
tion 8(a)(3) by failing to recall union-represented jour-
neymen from layoff. The Respondent cannot unlawfully
deny employment to journeymen because of their union
status and then profit from its unlawful conduct by with-
drawing recognition from the Union, claiming a no-man
unit.23
We also reject the Respondent’s alternative argument
that, at best, it would have recalled only one journeyman
(instead of hiring Paternoster) and thus that its with-
drawal of recognition was lawful based on a one-man
unit. Given the Respondent’s discriminatory motivation
for failing to recall journeymen, we cannot be certain
how many it would have recalled absent that unlawful
motive, particularly in light of the overtime worked by
Respondent’s production employees in 2005 and 2006.
Moreover, even assuming arguendo that the Respon-
dent’s failure to recall journeymen did not violate Sec-
tion 8(a)(3), it still failed to sustain its burden to prove a
stable one-man unit,24 taking into account that employ-
ment fluctuations are typical in the construction indus-
try.25 To prove a stable one-man unit, the Respondent
relies on the 15 months it employed journeyman-
substitute Paternoster before withdrawing recognition.
But the Respondent employed no journeymen for almost
16 months between August 2002 and December 2003,
and then subsequently employed as many as three jour-
neymen at a time. Thus, the evidence the Respondent
relies on fails to prove a stable one-man unit.
For the foregoing reasons, we affirm the judge’s find-
ing that the Respondent violated Section 8(a)(5) by with-
drawing recognition from the Union and thereafter fail-
ing and refusing to meet and bargain with the Union over
the terms of a collective-bargaining agreement.
4. The August 2006 information request
The judge found that the Respondent unlawfully re-
fused to furnish the Union with the information it re-
quested in August 2006. The Respondent excepts on the
sole ground that it lawfully withdrew recognition and
therefore was not required to provide the Union informa-
tion relevant to bargaining. Having found the Respon-
dent’s withdrawal of recognition unlawful, we necessar-
ily find this exception without merit. We thus affirm the
judge’s 8(a)(5) finding.
AMENDED REMEDY
As stated above, the Respondent contends that even
assuming it should have recalled a laid-off journeyman
23 See Oertle’s, 229 NLRB 354, 359-360 (1977), enfd. sub nom.
NLRB v. MFY Industries, 573 F.2d 673 (10th Cir. 1978).
24 McDaniel Electric, 313 NLRB 126, 127 (1993).
25 SAS Electrical Services, 323 NLRB 1239, 1251 (1997).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
instead of hiring Paternoster, Paternoster’s hours in 2005
and 2006 would not have amounted to one full-time posi-
tion. The judge’s unexcepted-to findings show other-
wise. A full-time equivalent (FTE) is roughly 2000
hours per year (40 hours a week times 50 weeks), or 167
hours per month. Paternoster was hired June 6; he
worked just shy of 7 months in 2005. In that time, the
judge found that he worked 1,206.5 hours—an average
of 172 hours per month. In 2006, Paternoster worked
2,120 hours, or nearly 177 hours a month on average.
Thus, beginning June 6, 2005, the Respondent had at
least one full-time position that could have been filled by
a member of the bargaining unit.
In addition, the judge found that Paternoster remained
employed by the Respondent as of the date of the hear-
ing. Unless Paternoster’s position has been eliminated in
the interim—something the Respondent will have an
opportunity to show at compliance—the Respondent
continues to have a full-time position that could be filled
by a unit employee. We will thus order the Respondent
to recall one laid-off journeyman to his former job or, if
that job no longer exists, to a substantially equivalent
position, dismissing, if necessary, Paternoster or any
other nonjourneyman employee hired subsequently.26
We will leave to compliance the task of identifying the
journeyman to be recalled.27 Accordingly, we will omit
the usual 14-day deadline for the offer to be made.
In addition, we will order the Respondent to make that
individual whole for any loss of earnings and other bene-
fits suffered as a result of the discrimination against him.
Backpay shall be computed in accordance with F. W.
Woolworth Co., 90 NLRB 289 (1950), with interest as
prescribed in New Horizons for the Retarded, 283 NLRB
1173 (1987).
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, Galicks Inc., New Philadelphia, Ohio, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing to recall journeyman employees from layoff
because of their activities on behalf of or support for
Sheet Metal Workers International Association, Local
26 See Wilmington Fabricators, Inc., 332 NLRB 57, 65 (2000) (rem-
edy for employee Estervina Sanchez, discriminatorily denied recall
following layoff not itself alleged to be unlawful).
27 The complaint did not allege that the Respondent unlawfully failed
to recall any particular journeyman. It alleged and we have found that
the Respondent unlawfully failed to recall unnamed journeymen from
layoff.
Union No. 33 of Northern Ohio, AFL–CIO (the Union)
or any other union.
(b) Withdrawing recognition from the Union as the
certified collective-bargaining representative of a unit of
building trades (siding/decking journeymen) and sheet
metal journeymen and apprentices, and failing and refus-
ing to meet and bargain with the Union over the terms of
a collective-bargaining agreement.
(c) Failing to bargain in good faith with the Union by
failing and refusing to furnish the Union with requested
information that is necessary and relevant to the Union’s
performance of its function as representative of the unit
employees.
(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Offer recall to one laid-off journeyman to his for-
mer job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed, in the
manner set forth in the amended remedy section of this
decision.
(b) Make whole the individual offered recall for any
loss of earnings and other benefits suffered as a result of
the discrimination against him, in the manner set forth in
the Amended Remedy section of this decision.
(c) Recognize and, on request, bargain with the Union
as the exclusive representative of employees in the
above-described unit concerning terms and conditions of
employment and, if an understanding is reached, embody
the understanding in a signed agreement.
(d) Furnish to the Union in a timely manner the infor-
mation requested by the Union in August 2005 and Au-
gust 2006.
(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(f) Within 14 days after service by the Region, post at
its facilities in New Philadelphia, Ohio, copies of the
attached notice marked “Appendix.”28 Copies of the
28 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
GALICKS, INC.
7
notice, on forms provided by the Regional Director for
Region 8, after being signed by the Respondent's author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since June 6, 2005.
(g) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
Dated, Washington, D.C. June 30, 2009
Wilma B. Liebman, Chairman
Peter C. Schaumber, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail to recall journeyman employees
from layoff because of their activities on behalf of or
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
support for Sheet Metal Workers International Associa-
tion, Local Union No. 33 of Northern Ohio, AFL–CIO
(the Union) or any other union.
WE WILL NOT withdraw recognition from the Union as
the certified collective-bargaining representative of a unit
of building trades (siding/decking journeymen) and sheet
metal journeymen and apprentices.
WE WILL NOT fail and refuse to meet and bargain with
the Union, at its request, over the terms of a collective-
bargaining agreement covering employees in the unit
described above.
WE WILL NOT fail and refuse to provide the Union with
information it requests that relates to the Union’s role as
the exclusive bargaining representative of employees in
the unit described above.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL offer recall to one laid-off journeyman, to be
identified at the compliance stage of the Board’s pro-
ceeding, to his former job or, if that job no longer exists,
to a substantially equivalent position, without prejudice
to his seniority or any other rights or privileges previ-
ously enjoyed.
WE WILL make whole the journeyman offered recall
for any loss of earnings and other benefits resulting from
our unlawful failure to recall him from layoff, less any
net interim earnings, plus interest.
WE WILL recognize and, on request, bargain with the
Union as the exclusive representative of employees in the
unit described above concerning terms and conditions of
employment and, if an understanding is reached, embody
the understanding in a signed agreement.
WE WILL furnish to the Union in a timely manner the
information requested by the Union in August 2005 and
August 2006.
GALICKS, INC.
Cheryl Sizemore, Esq., for the General Counsel.
Thomas J. Wiencek, Esq. (Brouse & McDowell), for the Re-
spondent.
Joseph Guarino, Esq. (Cosme, D’Angelo & Szollosi) & Mat-
thew F. Oakes, for the Charging Party.
DECISION
STATEMENT OF THE CASE
IRA SANDRON, Administrative Law Judge. The amended
consolidated complaint stems from unfair labor practice (ULP)
charges that Sheet Metal Workers International Association,
Local Union No. 33 of Northern Ohio, AFL–CIO (the Union)
filed against Galicks, Inc. (Galicks or Respondent), alleging
violations of Section 8(a)(3), (5), and (1) of the National Labor
Relations Act (the Act).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
Pursuant to notice, I conducted a trial in Cleveland, Ohio, on
January 23–25 and March 26 and 27, 2007, at which the parties
had full opportunity to be heard, to examine and cross-examine
witnesses, and to introduce evidence.
All parties filed helpful posthearing briefs that I have duly
considered. Respondent also filed a motion for leave to file a
reply brief and a memorandum, alleging that the General Coun-
sel’s and the Union’s posthearing briefs contain misstatements
of fact. In response, the General Counsel filed a memorandum
in opposition to Respondent’s motion, and a motion to strike
Respondent’s memorandum. Inasmuch as Respondent’s
memorandum essentially reiterates the arguments already made
in its brief, and any factual misstatements in the other briefs
would be refuted by the record evidence, I conclude that Re-
spondent’s memorandum serves no purpose and is unnecessary
for a determination of the merits of the allegations before me.
See High-Tech Cable Corp., 318 NLRB 280, 284 fn. 4 (1995).
Accordingly, I deny Respondent’s motion for leave to file a
reply brief and will not consider its memorandum.
Issues
1. Since April 7, 2005, when the Union requested voluntary
recognition as the representative of Respondent’s journeymen,
has Respondent failed and refused to recall laid-off journeymen
because of their union activities?1
2. After the Union’s certification on June 3, 2005, as the col-
lective-bargaining representative of Respondent’s journeymen,
did Respondent implement a unilateral change in working con-
ditions by assigning to production workers (or production em-
ployees) work that journeymen had traditionally performed,
without affording the Union prior notice and an opportunity to
bargain?
3. Did Respondent unlawfully fail and refuse to provide the
Union with necessary and relevant information in response to
the Union’s information requests dated August 12, 2005, and
August 23, 2006?
4. Did Respondent, on about September 7, 2006, unlawfully
withdraw recognition of the Union as the certified bargaining
representative of its journeymen, and thereafter fail and refuse
to meet and bargain with the Union over the terms of a collec-
tive-bargaining agreement?
Witnesses and Credibility
Witnesses for the General Counsel included union agents
Alan Chermak, Jerry Durieux, and Matthew Oakes, and Greg-
ory Griner, a former employee and journeyman. Tom
Caruthers, the union business agent who serviced Galicks from
the 1980’s through July 2003, did not testify. The General
Counsel represented that he was in Florida, and neither the
General Counsel nor the Union subpoenaed him to appear.
Accordingly, I draw an adverse inference against the General
Counsel and the Union on any factual matters in the case about
which he likely would have knowledge. See Daikichi Sushi
1 There is no evidence of employer knowledge of any union activity
by journeymen in 2005 prior to April 7. I do not see from the record
why the General Counsel alleged February 22, 2005, as the operative
date of this violation. See GC Exh. 1(w) par. 8(a). The date appears
nowhere in either the General Counsel’s or the Union’s briefs.
Corp., 335 NLRB 622 (2001); International Automated Ma-
chines, 285 NLRB 1122, 1123 (1987), enfd. mem 861 F. 2d
720 (6th Cir. 1988); Martin Luther King, Sr., Nursing Center,
231 NLRB 15 fn. 1 (1977).
Respondent’s witnesses were owner Gregory Galigher, pro-
duction workers Ed and Jason (Jake) Galigher (his sons) and
Randy Gray, and secretary/bookkeeper Nancy Pearch. Nor-
mally, I do not refer to individuals by first names, but for pur-
poses of brevity and avoiding confusion in identity, I will here-
inafter refer to Gregory Galigher as “Galigher” and to his sons
as “Ed” and “Jake.”
Credibility is often pivotal in making findings of fact, espe-
cially when, as here, the testimony of the General Counsel’s
witnesses and Respondent’s witnesses on certain matters was
wholly irreconcilable. In the arena of credibility, the Board has
held that witnesses may be found partially credible, as the mere
fact that a witness is discredited in one instance does not neces-
sarily mean that the witness must be discredited in all respects.
Daikichi Sushi Corp., ibid; Golden Hours Convalescent Hospi-
tals, 182 NLRB 796, 799 (1970). Rather, it is appropriate to
weigh the witness’ testimony for consistency throughout with
the evidence as a whole. Golden Hours Convalescent Hospi-
tals, supra at 798–799. See also MEM Electronic Materials,
342 NLRB 1172, 1200 fn. 13 (2004), citing American Pine
Lodge Nursing, 325 NLRB 98, 99 fn. 1 (1997) (a trier of fact is
not required to accept a witness’ testimony in its entirety but
may believe only some of what he or she says); Excel Contain-
ers, Inc., 325 NLRB 17 fn. 1 (1997) (it is quite common for
judges to believe some, but not all, of a witness’ testimony).
In this regard, I have found neither Galigher nor Durieux and
Oakes fully credible, although I have credited them on certain
matters. The former’s testimony on some subjects was contra-
dictory, tentative, and/or vague, and he struck me as clearly
evasive when describing the nature of Respondent’s business
since June 2005 and the work employee Curt Paternoster has
performed since his hire that month. On the other hand, por-
tions of the latters’ testimony struck me as scripted and implau-
sible and, hence, not believable. The General Counsel and the
Union argue that an adverse inference should be drawn against
Galigher for failing to produce, pursuant to subpoena, certain
kinds of records that would establish more definitively the vol-
ume of journeyman and other work that his employees have
performed. Galigher testified that he does thousands of jobs a
year but only maintains for any length of time detailed records
of work performed when a job is strung out for a long period
such as several months. Further, although he keeps track of
employees’ hours on a job, and employees write down their
hours, he does not keep those records after payroll is prepared.
Inasmuch as Galigher operates a one-shop business and has
usually employed no more than several employees at any par-
ticular time, I do not find his testimony implausible. Nor do I
find suspicious his claim that he lost a handful of invoices vis-
à-vis the hundreds that he produced.
The General Counsel and the Union further contend that the
credibility of Ed, Jake, and Gray is undermined by the fact that
although they testified they worked with journeymen on job-
sites on over 100 occasions, they could recall only a few spe-
cific examples. However, I do not find their testimony suspect
GALICKS, INC.
9
in light of the number of years they have worked for Respon-
dent (approximately 16, 11, and 8, respectively), and the under-
standable difficulty of remembering names, without the oppor-
tunity of refreshment, when so many years and jobs are in-
volved. I have taken into account the natural tendency Ed and
Jake would have to testify in favor of their father’s position, but
their familial relationship to him does not ipso facto render
them unreliable as witnesses.
Ed and Jake seemed candid, albeit understandably nervous,
which I attribute to their unfamiliarity with testifying in legal
proceedings rather than to any discomfort at not being truthful.
Significantly, their testimony on certain points was neither
entirely the same nor identical to their father’s. Thus, Jake
stated that Ed was present at an important conversation
Caruthers had with Galigher in 1996, but Ed, on the other hand,
stated that he had a one-on-one conservation with Caruthers at
which no one else was present. In addition, although Ed cor-
roborated a significant statement Galigher attributed to
Caruthers (that Ed and Jake could continue performing the
same work they were doing), Jake did not. Moreover, although
Jake recalled that Durieux came to two jobsites at which Jake
was working with Ed, Ed did not recollect seeing Durieux at
those locations. Nor did Ed and Jake give matching responses
as to what percent of their work has been architectural and
sheet metal. For these reasons, I conclude that Ed’s and Jake’s
answers were not coordinated or deliberately slanted in their
father’s behalf. Their testimony was also generally quite con-
sistent with that of employee Gray, who similarly seemed can-
did and not to skew his testimony in Respondent’s favor.
On one matter, I do not accept their testimony: that their du-
ties have remained constant since the start of their employment.
Thus, they all also testified that they traditionally went out on
jobsites with journeymen. Since Respondent had but one jour-
neyman still employed after July 2004, I cannot believe that
their job duties had not changed, at least in degree, by then.
However, I do credit their testimony that their work duties did
not change after June 2005, since Respondent employed no
journeymen by that time.
Griner worked for Galicks for only a little over 2 months, be-
tween May and July 2004, and his tenure was therefore limited.
No journeymen with longer employment with Respondent were
called as witnesses. I credit his testimony that he called
Durieux concerning Gray’s status. However, when asked why
he did so, he replied, “I didn’t know him. I was just curious of
what he was. I seen[sic] him in the shop working . . . on alumi-
num truck parts,”2 testimony I find unsatisfactory. There had to
be a more substantial reason why he was concerned about
Gray’s status, and I logically have to conclude that it was be-
cause he observed or suspected that Gray was performing what
he considered to be journeyman work. I note that on some
subjects, his testimony comported with that of Ed, Jake, and
Gray.
Facts
Based on the entire record, including the testimony of wit-
nesses and my observations of their demeanor; documents; and
2 Tr. 95.
the parties’ stipulations, I make the following findings of fact.
Respondent at all times material has had an office and place
of business in New Philadelphia, Ohio, where it has engaged in
the fabrication and installation of industrial and architectural
sheet metal in the construction industry. Jurisdiction has been
admitted, and I so find. Respondent’s employees have per-
formed work both in the shop and also at jobsites at various
locations, all in the State of Ohio.
Building Trades Agreements (BTA’s)
Galigher has owned the business since 1979, at which time
he became signatory to the master collective-bargaining agree-
ment between the Union and the Akron/Canton/Mansfield
Roofing and Sheet Metal Contractors’ Association (the associa-
tion), of which Respondent was a member. Respondent contin-
ued to be signatory to a series of subsequent association-union
master agreements (BTA’s), the most recent of which was ef-
fective from June 1, 2000, until May 31, 2005.3 Articles 1 and
III section 1 thereof detail work that shall be done only by jour-
neymen and apprentice sheet metal workers:
[T]he manufacture, fabrication, assembling, handling, erec-
tion, installation, dismantling, conditioning, adjustment, al-
teration, repairing and servicing of all ferrous or nonferrous
metal work, and all other materials used in lieu thereof and of
all air-veyor systems and air handling systems, regardless of
material used, including the setting of all equipment and all
reinforcement in connection therewith; (b) all lagging over in-
sulation and all duct-lining; (c) testing, service, and balancing
of all HVAC air-handling equipment and duct work; (d) the
preparation of all shop and field sketches, whether manually
drawn or computer assisted, used in fabrication and erection,
including those taken from original architectural drawings or
sketches, and (e) all other work included in the jurisdiction
claims of Sheet Metal Workers’ International Association.
I note that although Respondent has had employees classi-
fied as “siding/decking journeymen,” as distinct from (sheet
metal) journeymen, I could find no specific mention of sid-
ing/decking in the agreement. Durieux testified without con-
troversion, and I find that siding/decking employees can be
journeymen, apprentices, or production; it is a classification
that pays less in wages and fringe benefits than work classified
as sheet metal; and sheet metal journeymen can, at their option,
“work down” as siding/decking journeymen. For purposes of
this decision, I need not distinguish between sheet metal and
siding/decking journeymen but will simply refer to both as
“journeymen.” Respondent has not hired any employees in the
“apprentice” classification.
Journeymen and Production Employees
Prior to 1991, Galigher employed only journeymen to per-
form sheet metal work. This changed when he hired his son Ed
in 1991, his son Jake in 1996, and Gray in 1999, none of whom
were journeymen or union members. I credit the testimony of
all three that, since their employment began, they have done
work stipulated by the parties in Joint Exhibit 32 to constitute
3 Jt. Exhs. 29 & 30.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
journeyman work.
Galigher contradicted himself on when he began using the
term “production worker.” At one point, he testified that when
Ed came to work in 1991, his classification was production;
later, however, he testified that he started using this classifica-
tion only when he signed a production agreement in 1996, be-
fore that designating such employees as “sheet metal workers.”4
Respondent paid both journeymen and production workers
time-and-a-half for overtime, but only the latter received paid
vacations.
1996 and 2000 Supplemental or Production Agreements
Galigher testified without controversion that in 1996, busi-
ness agent Caruthers came to his shop and asked him to sign a
supplemental or production agreement so that his sons would
be signed up and pay union dues. Caruthers stated nothing
about any restrictions being placed on the work they did. In
fact, when Respondent’s counsel asked Galigher why he signed
the production agreement that (by its terms) limited the work
his sons could do, he replied: “Because [Caruthers] said he
didn’t care what I did with my guys. He didn’t care what I did,
or what . . . kind of work they did. He just wanted them signed
up in something and paying dues. That’s exactly what he told
me.”5
Ed and Jake partially corroborated this testimony. Thus,
Jake testified that he was present in Galigher’s office in 1996,
with his father, Caruthers, and Ed, when Galigher agreed to
sign a production agreement and that his sons would join the
Union. Ed recalled a one-on-one conversation with Caruthers
in that office, in which Caruthers stated that the purpose of the
production agreement was “in order to get us into the union and
so we could continue on about our work.”6
According, I credit Galigher’s testimony and find that
Caruthers initiated the signing of the production agreement,
stated that its purpose was that Galigher’s sons would join the
Union and pay dues, and expressed no concerns over the type
of work they would be performing. Nothing attributed to
Caruthers directly reflects knowledge that Ed and Jake were
doing work that the BTA called to be performed by journey-
men. Whether or not such knowledge might be inferred, his
statements clearly demonstrated the Union’s lack of interest in
the matter.
Pursuant to Caruthers’ request, Galigher in June 1996 signed
a supplemental or production agreement, with a successor
agreement negotiated in June 2000, effective through May 31,
2005.7 They allowed Respondent to hire production workers at
lower wages and benefits to perform certain work that typically
would otherwise fall under the scope of the BTA and require
the use of journeymen or apprentices. Both of these production
agreements were concurrent with the existing BTA and stated,
in article 1 (scope of work):
SECTION 1. This Agreement covers the rates of pay and
4 Contrast Tr. 491 with Tr. 598–590, 602.
5 Tr. 561. His testimony at Tr. 603 was consistent with this (“I could
use them however I liked.”)
6 Tr. 670.
7 GC Exhs.12 & 2; see also Jt. Exh. 29, relating to the latter.
conditions of employment of all employees of the Employer
engaged in the manufacture, fabrication, assembling, han-
dling, altering and repairing of all ferrous and nonferrous
metals, including other materials, and in lieu thereof, as re-
quired for installation within the confines of an industrial,
processing or manufacturing jobsite and defined in Section
2 of this Article.
SECTION 2. Section 1 of this Article relates to the fabrica-
tion only, of air pollution control systems, noise abatement
materials and all other industrial work excluding air condi-
tioning, heating and ventilating systems installed in building
enclosures to provide human comfort and all architectural
sheet metal work .
Under this agreement, production workers were permitted to
fabricate certain items in Respondent’s shop. They could not
fabricate human comfort, architectural, or other excluded sheet
metal products, which journeymen were to continue to do.
Moreover, their work was to be performed only in the shop
itself, not at customers’ jobsites. Thus, all installation work out
of the shop was to stay with journeymen.
Work of Production Employees After the 1996 Agreement
Galigher testified several times as an adverse witness under
Section 611(c) that during the period June 1, 2000, through
June 2005, fabrication and installation of architectural sheet
metal (as defined in Joint Exhibit 32(a), paragraph 1) was per-
formed by both journeymen and production employees. The
General Counsel showed him his September 26, 2006 affidavit
to the Region, in which he stated that non-production sheet
metal work historically, and between June 1, 2000, and June 1,
2005, included the following work performed off site: “a. Fab-
rication and installation of metal trim; b. Duct/dust collection
work; c. Heating and air conditioning duct work; d. Siding and
decking; and e. Installation of form, stack, or fascia systems.”8
After reviewing the affidavit, Galigher explained that during
this period, he used production workers to help out the jour-
neymen who installed at jobsites, testimony not necessarily
inconsistent with his affidavit or with the testimony of Ed, Ja-
son, and Gray, described below.
This was also consistent with his testimony that prior to
April 2005, production employees on installation jobs worked
with a journeyman if he had one employed at the time, and he
used production employees to do “small jobs” at customers’
sites.9 However, he later contradicted himself by testifying that
after the execution of the 1996 production agreement; “almost
all” of the production employees’ work was performed at Re-
spondent’s facility, as opposed to off site.10 He did concede
that, traditionally, he tried to use mainly the journeymen on off-
site work and that after 1996, and continuing after June 2005,
they spent about 80 percent of their time installing at jobsites,
and 20 percent fabricating materials in the shop.
I credit Galigher’s testimony on the nature of production
employees’ work to the extent that it was consistent with the
testimony of Ed, Jake, and Gray. Their testimony on this was
8 GC Exh. 27 at 1.
9 Tr. 523.
10 Tr. 504.
GALICKS, INC.
11
substantially consistent, and partially corroborated by journey-
man Griner, who testified for the General Counsel. Accord-
ingly, I credit their testimony regarding their work and find the
following facts.
Both before and after execution of the 1996 production
agreement, Ed and Jake performed work in all three categories
of work in which Respondent engaged, as stipulated by the
parties in Joint Exhibit 32(a): “architectural,” “sheet metal,”
and “stock.” In this regard, Ed estimated that about 20–30
percent of his work was “architectural,” and Jake gave his per-
centage as approximately 25–30. After his hire in 1999, Gray
performed work for Respondent in all three categories, with
about 30 percent of his work being architectural. The percent-
ages they gave for “sheet metal” work were as follows: Ed—
60–70 percent; Jake—80 percent (his breakdowns came to over
100 percent); and Gray—30 percent.
Both before and after the execution of said agreement, Ed
and Jake worked with journeymen employed by Respondent on
over 100 customers’ jobsites, performing installation work that
was reserved for journeymen and apprentices under the BTA.
Gray testified similarly concerning his work after his hire in
1999. In this regard, I note Griner’s testimony that, prior to his
layoff in July 2004, he worked on installing gutters and down-
spouts at a jobsite (House of Jacob) with journeyman Russell
Cottis and also with Ed and Jake, whom he believed were jour-
neymen. During this same time period, he recalled, Ed also
worked with him in installing gutters at a church in Bathlisk.
Accordingly, I find that both before and after the execution of
the production agreement in 1996, Ed and Jake, and Gray starting
in 1999, performed work at jobsites that was journeyman work
under the BTA, and that the traditional practice was that they
assisted journeymen perform installation at such jobsites.
Union Knowledge of Production Employees Performing
Journeymen Work Prior to April 7, 2005
In July 2003, Durieux took over from Caruthers as the busi-
ness agent servicing Galicks. At the time, Caruthers said noth-
ing to Durieux about having problems with Respondent.
Thereafter, Durieux visited the shop over a dozen times and
talked to Galigher on five or six occasions when Galigher
called to request either journeymen or production employees.
Chermak testified that when he was union president and
business manager from 1993–2003, he had no knowledge that
Respondent’s production workers were performing work on a
regular basis that was outside the scope of the production
agreement, or he would have filed a grievance.
Turning to specific incidents alleged in 2004 and 2005,
credibility resolution is critical because Durieux and Oakes
testified about certain conversations, which Galigher, Ed, and
Gray testified did not take place at all, and Jason recalled dif-
ferently.
I will start with Durieux’s and Oakes’ versions. In approxi-
mately August 2004, journeyman John Vesper reported to the
Union that a nonjourneyman was also working for Respondent
on a jobsite (Dollar Store, New Philadelphia). Durieux and
Oakes went there. The nonjourneyman was Gray, whose
monthly union dues receipt showed that he was a production
worker. Dureiux told him he was not permitted to work out of
the shop. Durieux called Galigher the next day and said the
same thing. Galigher replied not to worry, that Gray would not
be there again, and journeymen would finish the work.
Durieux testified he did not file a grievance because he be-
lieved Galigher. At around the time of this incident, Oakes
checked remittance forms submitted by Respondent and ascer-
tained that Ed and Jake were also production workers.
Griner, who was employed from May – July 2004, testified
that on one occasion he called Durieux concerning Gray’s
status, and Durieux replied that Gray was a production em-
ployee. I credit this testimony but believe that Griner called
because he thought Gray was performing journeyman work.
In approximately February 2005,11 the Union received a re-
port from one of Respondent’s journeymen that the HVAC on a
job (Wal-Mart, Coshocton) was a nonunion contractor.
Durieux and Oakes went to the site, where they encountered
Gray, Ed, and Jake. Durieux and Oakes told them they were
not allowed to work there.
A day or two later, Durieux and Oakes met with Galigher in
his office. They repeated that he was not allowed to use pro-
duction workers at jobsites. He replied that he was getting too
old for this and was going to turn over the business to his sons,
who did not want to be union. He also complained that the
Union could not supply him with qualified people and that
employees he had trained when he started the business had quit
and gone to work for another signatory sheet metal contractor.
In contrast, Gray denied having any conversations with
Durieux or that anyone from the Union ever told him he could
not do installation work at jobsites. Ed denied having a conver-
sation with Durieux at the Wal-Mart, Coshocton jobsite. Jake
recalled such a conversation but testified that Durieux only
asked who was running the HVAC and said nothing about his
working there. He also recalled a conversation with Durieux at
the Dollar Tree, New Philadelphia jobsite, in which Durieux
again only asked what company was running the HVAC on the
job. Galigher denied having the conversations alleged by
Durieux and Oakes following the above jobsite incidents. In
fact, he testified that he did not meet Oakes until April 2005,
when they discussed voluntary recognition.
Several factors lead me to credit Respondent’s witnesses
over Durieux and Oakes. First, I find implausible the latters’
testimony about their rather low-key responses when they pur-
portedly encountered nonjourneymen performing journeyman
work on jobsites. I also find implausible Durieux’s testimony
that in August 2004, he accepted at face value Galigher’s
statements that he would stop using Gray to perform journey-
man work and therefore took no further action. Second,
Durieux’ and Oakes’ versions about their alleged conversation
with Galigher in February 2005 were too consistent, almost
identical, considering the event occurred over 2 years ago, lead-
11 The precise date is unclear from the record. I base this date on
Oakes’ testimony that he made a trust fund audit request in February or
March 2005, “within a day or two after [Durieux] and I had our discus-
sion with Mr. Galigher” concerning the Wal-Mart, Coshocton job. Tr.
409. In initially testifying about this incident, both Durieux and Oakes
stated it occurred in the winter of 2005. However, Durieux later testi-
fied that a subsequent incident occurred “in the fall of 2005” (Tr. 354–
355), an inherent inconsistency.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
ing me to believe that their testimony was “canned.” Third,
Oakes testified that at the meeting he and Durieux had with
Galigher on April 7, 2005, requesting voluntary recognition of
the Union as the representative of nonproduction employees,
Galigher said he was looking at retirement and turning the
business over to his sons, who were not interested in being
union—strikingly similar language to what Oakes testified
Galigher purportedly said during their February conversation. I
find it difficult to believe that Galigher would have repeated
such statements in April had he already made them in February.
Fourth, as discussed below, I believe that the Union knew much
earlier than August 2004 that Respondent was using production
employees to perform journeyman work.
Finally, and what I find most damaging to Durieux’ and
Oakes’ credibility here is the fact that, by letter dated January
19, 2005, described below in more detail, Galigher notified the
Union that he was withdrawing recognition relating to the pro-
duction workers. According to both Durieux and Oakes, their
reason for initiating the purported February conversation with
Galigher was to protest his using production workers to per-
form journeyman work. Neither one testified that they wanted
to talk to Galigher about the January 19 letter, and neither testi-
fied that anything was said in the conversation about his with-
drawing recognition—certainly, a subject of grave concern to
the Union. This strains believability.
For the above reasons, crediting Respondent’s witnesses, I
find that the Union did not tell either production employees or
Galigher in August 2004 or in February 2005 that production
employees could not perform journeyman work.
On the other hand, I am convinced that the Union knew of
this practice much before August 2004, perhaps as far back as
1996, when Caruthers solicited Galigher to sign the production
agreement. Significantly, remittance forms that Respondent
submitted for its employees on a monthly basis showed the
kind of work those employees were performing, since they
reflected different rates of pay for different classifications.
Therefore, the Union could determine if employees such as Ed
and Jake were classified as production workers. In fact, Oakes
admittedly did so in approximately August 2004. Moreover,
union members’ dues-receipt records and employees’ pension
statements reflected their classifications, since the amounts
contained therein were different for journeymen (and journey-
men who performed siding/decking) and production workers. I
cannot believe that between the availability of these types of
documents, reports from journeymen who were employed on
Respondent’s jobsites, and other sources of information, the
Union did not learn before August 2004 that Respondent em-
ployed production employees to do work that was journeyman
under the BTA. I conclude, therefore, that at some point prior
to August 2004, the Union had actual knowledge of this.
It is undisputed that the Union never filed a grievance or
ULP charges on the subject of production employees perform-
ing journeyman work, prior to the charges before me. Oakes
testified that after the alleged February 2005 conversation with
Galigher, the Union did not file a grievance because of uncer-
tainty over how much journeyman work the production em-
ployees were performing. To obtain such information, the Un-
ion, within a day or two of meeting with Galigher, requested a
trust fund administrator audit of Respondent’s fringe-benefit
records. However, Respondent’s attorneys refused to allow the
audit, and the Union filed ULP charges that have led to the
instant proceeding and resulted in the audit being put on hold.
Withdrawal of Recognition in January 2005 and Aftermath12
Ed, Jake, and Gray signed a petition dated January 17, stat-
ing that they no longer wished union representation and were
resigning their memberships. By letter of the same date,
Galigher forward the petition to the Union and stated that he
was therefore withdrawing recognition from the Union after the
contract expired on June 1.13
By letter dated February 9 to the Union, Galigher confirmed
that he was withdrawing recognition after the contract expired
on June 1.14 He further stated that he had advised the associa-
tion that he was immediately withdrawing his authorization that
it act as his agent for collective-bargaining purposes.
After receipt of the second letter, the Union talked to Re-
spondent’s journeymen, including Russell Cottis, Greg Griner,
Bill Keenan, and John Vesper. Only Cottis was still working
for Respondent at the time, the other three having been put on
layoff status in May and July 2004. All four stated that they
wished to continue to be union and signed cards to that effect.
On April 7, Oakes and Durieux took the cards to Galigher
and requested voluntary recognition. According to Oakes and
Durieux, he responded that he would not recognize the Union,
further stating that he was looking at retirement and turning the
business over to his sons, who were not interested in being
union. Galigher did not deny making such statements, and I
find that he did so at this April 7 meeting.
On April 13, the Union filed a petition with the Region, and
on April 28, Respondent signed a Stipulated Election Agree-
ment that set out “the appropriate collective-bargaining unit” as
all full-time and regular-part time building trades (sid-
ing/decking journeymen) and sheet metal journeymen and ap-
prentices, excluding, inter alia, production employees.15 In the
agreement, “temporarily laid off” employees were designated
eligible to vote. At the election conducted on May 23, the four
laid-off journeymen named above were the only voters, Re-
spondent did not challenge their eligibility, and they voted
unanimously for the Union.16 A certification was issued on
June 3.17
Union Actions Following Certification
After the election, Durieux called Galigher on one occasion
and asked if he wanted to sit down and negotiate; Galigher
responded ambiguously. By letter of June 9 to Respondent,
Oakes stated that the recent certification had resulted in the
successful conversion of the current collective-bargaining
12 All dates in this and the following section occurred in 2005 unless
otherwise specified.
13 GC Exh. 3.
14 GC Exh. 4.
15 Jt. Exh. 14.
16 See GC Exh. 5.
17 GC Exh. 6.
GALICKS, INC.
13
agreement into a 9(a) agreement.18 With cover letter dated
June 14, Thomas Wiencek, Respondent’s attorney, sent the
Union a proposed agreement encompassing employees in the
certified unit.19 The proposal was for a residential contract, and
Oakes told Wiencek that it was “a slap in the face.”20
In the June to July time period, Oakes drove by the facility
on several occasions and observed fabricated architectural
metal products, journeyman work under both the BTA and
production agreements. By this time, Respondent had laid off
the last of its journeymen, Cottis. Oakes did not speak to any
employees or see anyone working on the products.
In August or September, Oakes heard that Respondent had
been awarded the architectural sheet metal work for the Super
Wal-Mart job in St. Clairsville. He and Durieux visited the
jobsite, where they observed large sections of gutters and
downspouts that appeared to be journeyman work. They did
not witness anyone installing the materials. The project man-
ager confirmed that Respondent had been awarded the contract
for the gutters and downspouts and that Galigher’s sons were
doing the work.
By letter dated August 12 to Respondent, Oakes referenced
Respondent’s earlier representation that its production workers
had resigned from the Union.21 He went on to state that since
Respondent had terminated the production agreement, all work
it covered reverted to coverage under the BTA (and was to be
performed by journeymen and apprentices, rather than produc-
tion employees). Oakes then said that because of the current
bargaining relationship, and to ensure a smooth transition from
the production agreement to the BTA, he was requesting certain
information:
1. A list of all work performed since June 1.
2. A current list of employees.
3. A copy of all time cards and/or job sheets for each of
those employees, as well as copies of payroll
checks paid to employees since June 1.
4. A list of all future projects, including any current pro-
jects that Respondent may have had prior to June 1
that would have been performed under the produc-
tion agreement.
Galigher responded by letter dated August 12.22 He referred
to the Board certification that excluded production employees
and stated that the Union had no jurisdiction over them. In
addition, he and his sons were performing most of the produc-
tion work, and they were not considered employees under the
Act. Therefore, he would not provide the requested informa-
tion.
The Union filed ULP charges on August 22. Oakes testified
that the Union did not pursue negotiations for two reasons: first,
it wanted resolution of the charges; second, it understood that
Respondent remained covered under the new BTA agreement
that had gone into effect on June 1. There is nothing in the
18 Jt. Exh. 16.
19 Jt. Exh. 17.
20 Tr. 226.
21 GC Exh. 7.
22 GC Exh. 8.
record to suggest that the Union acted in bad faith in taking this
position.
The Region, however, rejected the Union’s contention that
Respondent was bound to the new BTA, and issued a partial
dismissal letter on May 31, 2006.23 The Region determined
that the Union’s conduct, including its filing of a petition and
its stipulating to a single-employer unit, amounted to its con-
sent to Respondent’s withdrawal from the association and crea-
tion of a single-employer relationship. Accordingly, Respon-
dent ceased being bound to the BTA once it expired on June 1,
2005.
The Office of Appeals upheld the Region’s determination on
July 25.24 By letter to Respondent dated August 23, Oakes
referenced the denial of the Union’s appeal and requested to
meet for bargaining over a new agreement.25 In addition to
proposing alternative dates for a first session, he requested the
following information in connection with facilitating negotia-
tions:
1.
A list of current employees.
2.
A copy of all current company personnel policies,
practices, or procedures.
3.
A statement and description of all such policies, prac-
tices, or procedures other than those mentioned in
item 2.
4.
A copy of all company fringe benefit plans not spon-
sored by the Union.
5.
Copies of company wage or salary plans.
6.
A list of current projects, including shop and field
work.
7.
A list of all work completed since June 1, 2005.
8.
A list of all future projects.
By letter dated September 7 to Wiencek, Oakes referred to a
conversation they had on August 30, in which Wiencek said he
would notify Oakes by September 8 of Respondent’s intentions
with respect to negotiations.26 Oakes asked in the letter that he
receive a response to his August 23 letter by close of business
on September 8; otherwise, he would assume that Respondent
was refusing to supply the requested information and to meet
and negotiate.
Wiencek replied by letter dated September 7, stating that Re-
spondent no longer recognized the Union as the representative
of the certified unit.27 He went on to say that at present, and
since the certification on June 3, 2005, the only employees that
Respondent continuously employed were production employees
excluded from the unit, naming Ed and Jake, Gray, and Curt
Paternoster, in addition to Galigher. Further, any sheet metal
work performed since the certification date was de minimis and
would not support a one-man bargaining unit. Additionally,
none of the journeymen who had been laid off had any reason-
able expectancy of recall in the near future. Finally, even if the
Union believed the production work was covered by the Un-
23 Jt. Exh. 21. All further dates in this section occurred in 2006.
24 Jt. Exh. 22.
25 GC Exh. 9.
26 GC Exh. 10.
27 Jt. Exh. 23.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
ion’s jurisdiction, recognition could still legally be withdrawn
because Galigher and his sons were not employees within the
meaning of the Act, and the remaining two (Gray and Paternos-
ter) had repeatedly objected to union representation. Wiencek
concluded by stating that Respondent would neither bargain
with the Union nor provide the information requested in the
August 23 letter.
Respondent’s Work after June 2005
Galigher’s testimony in this area was often hesitant and
ambiguous, did not seem to be borne out by documents that
Respondent provided, and at times was contradictory or eva-
sive. He seemed to strain to try to distinguish the work he has
done since June 2005 from prior work, in an effort to mini-
mize the amount that would be classified as journeyman un-
der the BTA. Accordingly, I accord such testimony only
limited weight and give more credence to what Respondent’s
records show or imply.
Cottis, who had been hired in March 2004, was laid off on
April 7, 2005. Galigher testified it was due to lack of work.
The Region did not issue complaint on the allegation that the
layoff itself was unlawful.28 Respondent has employed no
journeymen since. Galigher testified that Cottis was not later
recalled because there were only short, nonconsecutive 2–3 day
installation jobs, and he normally did not call the Union for a
journeyman for a job under 3 weeks or so. He also testified
more than once that since Cottis was laid off, only production
workers have performed journeyman work.
Almost exactly 2 months later, on June 6, 2005, Respondent
hired Curt Paternoster. Although Wiencek’s September 7, 2006
letter, above, referred to him as a production employee,
Galigher testified that he has been a laborer or construction
worker, performing clean-up work and odd jobs. In this regard,
Galigher was vague, equivocal, and evasive about the exact
nature of Paternoster’s duties. Galigher did admit that on cer-
tain occasions Paternoster has performed journeyman work,
saying this occurred when he helped one of the production
workers29—again inconsistent with the representation made in
Wiencek’s letter that he is a production employee. In any
event, Respondent’s records confirm that he has performed
journeyman work. For example, in late 2005 and early 2006,
he worked a total of 60-1/4 hours on the fabrication and instal-
lation of architectural sheet metal project at the Wal-Mart job in
St. Clairsville.30 Paternoster, who started as a temporary full-
time employee but was later made permanent, worked 1,206-
1/2 hours at $7 an hour in 2005, and 2,120-1/4 hours at $9 an
hour in 2006, not taking into account time-and-a-half overtime
pay.31 Respondent still employs him.
Joint Exhibits 35–37 are stipulated summaries of Respon-
dent’s customer invoices that were submitted at my request
following the conclusion of the trial, indicating for the years
2004–2006 the type of work involved. Joint Exhibit 32(g) con-
28 See GC Exh. 1(e), second amended charge, filed on November 23,
2005. This allegation was not included in the third amended charge,
filed on December 28, 2005 (GC Exh. 1(f)).
29 Tr. 626.
30 See Jt. Exh. 6.
31 Jt. Exh. 15u & g.
tains invoices broken down by type of work for Hicks Roofing
for 2005 and 2006, and Joint Exhibit 34 contains the same in-
formation for Commercial Roofing, both major customers of
Respondent. These documents establish that throughout 2004–
2006, Respondent performed work classified as “architectural”
or “sheet metal”—journeyman work under the BTA that was
traditionally performed by Galick’s journeymen. Moreover,
Durieux and Oakes testified that various other documents Re-
spondent submitted reflect that Respondent’s employees per-
formed journeyman work under the BTA after June 2005, and
many would have required at least two employees.32 Galigher
conceded that additional documents he submitted indicate the
performance of BTA journeyman work (architectural) after that
time.33
Thus, since June 2005, Respondent has continued to perform
all types of sheet metal fabricating and installation and to sell
sheet metal product “out of the door,” including product that
comes under the definition of “architectural.” As an example,
it currently fabricates architectural sheet metal for Hicks Roof-
ing, one of Galick’s biggest customers in June 2005.
Joint Exhibits 35–37 further show that the total dollar
amount of Respondent’s business increased from $858,060 in
2004 to $965,905 in 2005 and to at least $1,104,880 in 2006.34
Respondent’s Exhibit 1, compiled from Joint Exhibit 15, shows
that direct labor costs for all employees, excluding Galigher
and secretary-bookkeeper Pearch, were $203,334 in 2004,
$179,281 in 2005, and $193,864 in 2006. Payroll records con-
tained in Joint Exhibit 15 reflect the following combined over-
time pay for Ed, Jake, Gray, and Paternoster: $2,99835 in 2003,
$12,644 in 2004, $15,757 in 2005, and $13,006 in 2006.
Based on the above, I find that Respondent since June 2005
has continued to perform a substantial quantum of work that
was classified as journeyman under the BTA and which its
journeymen performed in the past.
Analysis and Conclusions
Failure to Recall Journeymen Because of Their
Union Activities
The framework for analysis of allegations of discrimination
under Section 8(a) (3) is Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982). Under Wright Line, the General Counsel must make a
prima facie showing sufficient to support an inference that the
employee’s protected conduct motivated an employer’s adverse
action. The General Counsel must demonstrate, either by direct
or circumstantial evidence, that the employee engaged in pro-
tected conduct, the employer knew or suspected the employee
engaged in such conduct, the employer harbored animus, and
the employer took action because of this animus.
The big problem with this allegation is that prior to April 7,
32 See, e.g., Jt. Exhs. 11(b) & (c), 24, 25 (a) & (c), 31(c), (d), (g), (h),
& (p).
33 Jt. Exhs. 6(g), 8, 9, 10, & 32(a).
34 Respondent could not locate several invoices for 2006.
35 Gray’s overtime amount in 2003 was based on adding the fourth
quarter to the first three, because the year-end total given for him was
inaccurate. See Jt. Exh. 15j.
GALICKS, INC.
15
2005, when the journeymen’s support of the Union was made
known to Respondent, three of the four of them had already
been laid off, and no ULP charges or grievances were ever filed
concerning their layoffs. Furthermore, as to Cottis, who was
laid off on April 7, 2005, the General Counsel has not alleged
his layoff to be unlawful.
Galigher’s statements that he would be turning over the busi-
ness to his sons and that they did not wish to be union were not
alleged to violate Section 8(a) (1), and I conclude that they
failed to rise to the level of establishing animus. I note that
after Galigher made those statements, he entered into a stipu-
lated election agreement. No other express animus has been
averred, nor are circumstances present that would raise an in-
ference of discriminatory motive. Even assuming animus, it
cannot be established that Respondent’s actions were based
thereon since, as discussed below, Respondent had a longstand-
ing practice of using lower-paid production employees to per-
form journeyman work.
I conclude, therefore, that the General Counsel has not made
out a prima facie case of discriminatory failure to recall jour-
neymen. Accordingly, I recommend dismissal of this allega-
tion.
Unilateral Change in Working Conditions
The General Counsel alleges that since on about June 3,
2005, Respondent violated Section 8(a)(5) and (1) by assigning
bargaining unit (journeyman) work to nonbargaining unit (pro-
duction) employees, without affording the Union notice and an
opportunity to bargain. I conclude that this allegation is barred
by Section 10(b) of the Act, which precludes the finding of a
violation based on alleged misconduct that occurred over 6
months prior to the filing of a charge.
The 6-month statute of limitations begins to run when a party
has clear and unequivocal notice of a violation of the Act,
which notice may be actual or constructive. St. George Ware-
house, Inc., 341 NLRB 904, 905 (2004); CAB Associates, 340
NLRB 1391, 1392 (2003). In determining whether a party was
on constructive notice, the inquiry is whether the party should
have become aware of a violation in the exercise of reasonable
diligence. St. George Warehouse, Inc., id.; CAB Associates, id.
Failure to exercise such diligence results in a 10(b) bar. Transit
Union Local 1433 (Phoenix Transit System), 335 NLRB 1263
fn. 2 (2001); Mathews-Carlsen Body Works, Inc., 325 NLRB
661 fn. 2 (1998); Moeller Bros. Body Shop, 306 NLRB 191,
192 (1992).
I conclude that the Union was on constructive notice of Re-
spondent’s practice of using production workers to perform
journeyman work. Galigher filed with the Union monthly re-
ports on employees’ compensation, which showed pay based on
employee classification. Moreover, there were union members’
dues receipt records and pension statements that also reflected
classification. Indeed, in approximately August 2004, Oakes
admittedly ascertained that Ed and Jake were production em-
ployees by checking Respondent’s monthly report records in
the Union’s possession. In May and July 2004, three of Re-
spondent’s remaining journeymen were laid off, leaving Re-
spondent with three production employees and only one jour-
neyman. The monthly reports that Respondent provided to the
Union reflected such layoffs and certainly should have been a
red flag triggering further investigation of Respondent’s opera-
tions. The situation is analogous to that in Courier-Journal,
342 NLRB 1093 (2004) (Courier-Journal I). Therein, the
Board found constructive notice to the union when, although
the employer did not give the union official notice of increased
health insurance premiums, the change was reflected in the
greater amounts withheld for health insurance on the pay stubs
of union employees.
This is not a situation where Respondent attempted to con-
ceal or deceive the Union concerning its use of production em-
ployees to perform journeyman work starting in 1991. Rather,
“mere observation” of Respondent’s operations by the Union
would have revealed years before 2005 that Respondent was
engaging in this practice. See Moeller Brothers Body Shop,
supra at 192; contrast, Nursing Center at Vineland, 318 NLRB
33337, 339 (1995).
In sum, by exercising reasonable diligence, the Union would
have known far before August 2004 that Respondent was using
production employees to perform journeyman work. However,
I need not rely on constructive notice alone to find a 10(b) bar.
Thus, the Union admittedly had actual notice of this by around
August 2004, approximately a year before the original charge
in Case 8–CA–36070 was filed on August 22, 2005.
Significantly, the Union’s stated objection all along has been
to Respondent’s production employees performing any jour-
neyman work, even if they worked on jobsites with journey-
men. Thus, it is immaterial that the production employees in
earlier years did journeyman work together with journeymen
and later performed such work more and more on their own.
By August 2004, a year before the original charge was filed,
only one journeyman was still employed, with production em-
ployees performing independently the remainder of journeyman
work. In essence, the unilateral change of using production
workers to perform journeyman work had already ripened out-
side the 10(b) period into an existing term and condition of
employment for journeymen. See Courier-Journal, 342 NLRB
1148 (2004) (Courier-Journal II).
For the above reasons, I conclude that the allegation of uni-
lateral change should be dismissed under Section 10(b), as
untimely filed.
August 2005 Information Request
An employer is obliged to supply information requested by a
collective-bargaining representative that is necessary and rele-
vant to the latter’s performance of its responsibilities to the
employees it represents. NLRB v. Acme Industrial Co., 385
U.S. 432 (1967); NLRB v. Truitt Mfg. Co., 351 U.S. 149 (1956).
Although an employer need not automatically comply with a
union’s information request, with its duty to provide such turn-
ing on the circumstances of the particular case, Detroit Edison
Co. v. NLRB, 440 U.S. 301, 314 (1979), requested information
that relates directly to the terms and conditions of represented
employees is presumptively relevant. Beverly Health & Reha-
bilitation Services, 328 NLRB 885, 888 (1999); Samaritan
Medical Center, 319 NLRB 392, 397 (1995). The Board ap-
plies a liberal, discovery-type standard in determining what
requests for information must be honored. Raley’s Supermar-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
ket, 349 NLRB 26, 27 (2007); Postal Service, 337 NLRB 820,
822 (2002); Brazos Electric Power Cooperative, Inc., 241
NLRB 1016, 1018 (1979). Thus, the requested information
need only be potentially relevant to the issues for which it is
sought. Pennsylvania Power Co., 301 NLRB 1104, 1104–1105
(1991); Conrock Co., 263 NLRB 1293, 1294 (1982).
A union is not required to make a specific showing of rele-
vance unless Respondent had rebutted the presumption of such.
See Southern California Gas Co., 346 NLRB 449 (2006);
Mathews Readymix, Inc., 324 NLRB 1005, 1009 (1997), enfd.
in relevant part, 165 F.3d 74 (D.C. Cir. 1999); Ohio Power Co.,
216 NLRB 987, 991 (1975), enfd. 531 F.2d 1381 (6th Cir.
1976).
Oakes’ August 12, 2005 information request was premised
on the mistaken but good faith belief that since Respondent had
terminated the production agreement, all work covered there-
under reverted to coverage under the BTA (and was to be per-
formed by journeymen, rather than by production employees).
In order to effectuate “a smooth transition from the production
agreement to the BTA,” he requested information relating to
work performed since June 1, current employees, and future
projects.
Regardless of Oakes’ error, the Union, pursuant to a Stipu-
lated Election Agreement, had been certified as the collective-
bargaining representative of what were at the time laid-off
journeymen. The information he sought about current employ-
ees and current and future work certainly was presumptively
relevant, since it related to whether Respondent would have
work for journeymen and clearly impacted their prospects for
recall.
Mid-States Construction, 270 NLRB 847, 849 (1984), cited
by Respondent, is distinguishable. The Board held therein that
an employer was not required to comply with a union’s infor-
mation request when the request was premised on the erroneous
assumption that the employer had adopted a multi-employer
association agreement with the union. However, nothing in the
decision indicates that the union had been certified as the col-
lective-bargaining representative of the employer’s employees,
in contrast to the situation here.
Therefore, aside from any connection to the BTA, the infor-
mation request was relevant to the Union’s representation of
bargaining-unit employees who might be recalled in the future.
Accordingly, by failing and refusing to provide the Union
with the requested information, Respondent violated Section
8(a) (5) and (1) of the Act.
Withdrawal of Recognition and August 2006
Information Request
I will first address Respondent’s withdrawal of recognition.
Respondent contends that it was free to withdraw recognition
because the unit consisted of one or no employee, the laid-off
journeymen having no reasonable expectancy of recall because
of lack of journeyman work. Respondent has also asserted that
the Union somehow waived its right to further bargaining in
2006 by not taking any steps to negotiate after August 2005.
The argument that there is no viable unit for the Union to
represent fails. By signing the election agreement, Respondent
stipulated that a unit including building trades journeymen was
appropriate, and it implicitly agreed that at the time its four
laid-off journeymen had a reasonable expectancy of recall—the
Boards’ longstanding test for determining whether employees
on layoff status are eligible to vote. See, e.g., Laneco Con-
struction Systems, Inc., 339 NLRB 1048, 1049 (2003); Apex
Paper Box Co., 302 NLRB 67, 68 (1991). Respondent con-
firmed this when it did not challenge their ballots.
The Board has adopted the principle that when parties stipu-
late the unit in which an election is held, they are held to their
agreements, as any other party is held to an agreement. See
Premier Living Center, 331 NLRB 123 (2000) (in earlier pro-
ceeding, “The Board specifically relied on the hearing officer’s
finding that the Employer is bound by the Stipulated Election
Agreement”); Prudential Insurance Co. of America, 246 NLRB
547, 548 (1979); Graham Ford, Inc., 224 NLRB 927, 927–928
(1976). In agreeing with this precept, the Fifth Court of Ap-
peals aptly stated in Shore Line Enterprises of America v.
NLRB, 262 F.2d 933, 943 (1959):
[A] company and a union must be held to their agreements, as
any other party is held to an agreement. In cases involving a
pre-election resolution of eligibility, issues between a com-
pany and a union it is especially important to hold the parties
to their contract. To permit either to repudiate a pre-election
agreement and redefine the eligible members of a bargaining
unit, after an election has been held, would enfeeble the con-
sent election procedure . . . . The company cannot play fast
and loose with a pre-election agreement and a stipulated eligi-
bility list.
Respondent cannot rely on alleged lack of work for jour-
neyman to justify retracting its earlier agreement that the lay-
offs were only temporary in nature and that journeymen had a
reasonable possibility of recall. Its own records do not demon-
strate that there has been any decline in the volume of its busi-
ness or significant change in the nature of its work since.
On the contrary, invoice summaries contained in Joint Ex-
hibits 32(g), 34, and 35–37, as well as other records that Re-
spondent submitted, reflect increasing business from 2005 to
2006. In this regard, Respondent’s direct labor costs for em-
ployees other than Galigher and his secretary-bookkeeper rose
from 2005 to 2006. Respondent’s three production workers
hired before 2005 (Ed, Jake, and Gray) have continued to per-
form work that was journeyman work under the BTA. More-
over, Respondent hired at least one additional employee, Pater-
noster who, Respondent admitted, has also performed such. It
is noteworthy that Paternoster was hired as a temporary em-
ployee but was later made permanent and that he worked over
900 hours more in 2006 (at $9/hour) than he did in 2005 (at
$7/hour), not even considering his overtime pay.
I therefore conclude that Respondent is estopped from rely-
ing on its assertion that the layoffs have become permanent
and, for that reason, it has one or no employees in the bargain-
ing unit.
I further note that in evaluating whether a respondent has
unlawfully withdrawn recognition, the Board requires that the
respondent show that the union had lost its majority status at
the time that it withdrew recognition. Highlands Regional
Medical Center, 347 NLRB No. 120 (2006), citing Levitz Fur-
GALICKS, INC.
17
niture Co. of the Pacific, 333 NLRB 717 (2001). Respondent
has proffered no such evidence at any time.
Respondent’s waiver argument also lacks merit. There is no
showing that the Union acted in bad faith in taking the position
that Respondent was bound to the successor BTA, in filing a
charge contending such, or in exercising its legal right to have
the issue adjudicated first by the Region and then by the Office
of Appeals. Significantly, less than a month after the Union
received the denial of its appeal, affirming the Region’s deci-
sion that Respondent had withdrawn from the multi-employer
association, it requested that Galicks engage in negotiating a
single-employer agreement.
For the above reasons, I conclude that Respondent violated
Section 8(a)(5) and (1) of the Act by withdrawing recognition
of the Union as the bargaining representative of a unit of jour-
neymen on September 7, 2006, and thereafter failing and refus-
ing to meet and bargain with the Union over the terms of a
collective-bargaining agreement.
Turning to the Union’s August 23, 2006 request for informa-
tion, I set out above the law on the subject. In this request,
Oakes asked for the following for the purpose of negotiating a
single-employer agreement, as per the General Counsel’s de-
termination: a list of current employees; current company per-
sonal policies, practices, or procedures; a statement of company
fringe benefit plans not sponsored by the Union; copies of
company wage or salary plans; current projects, including shop
and field work; a list of all work completed since June 1, 2005;
and a list of all future projects.
For the reasons previously stated with regard to the August
2005 information request, I conclude that the information re-
quested in August 2006 was necessary and relevant to the Un-
ion’s representation of the unit of journeymen and that Respon-
dent violated Section 8(a)(5) and (1) by failing and refusing to
provide it.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By the following conduct, Respondent has engaged in un-
fair labor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act and violated Section 8(a) (5)
and (1) of the Act:
(a) Failed and refused to provide the Union with information
the Union requested that was necessary and relevant to the
Union’s representation of unit employees.
(b) Withdrew recognition from the Union as the representa-
tive of unit employees and thereafter failed and refused to meet
and bargain with it over the terms of a collective-bargaining
agreement.
REMEDY
Because Respondent has engaged in unfair labor practices, it
must be ordered to cease and desist and to take certain affirma-
tive action designed to effectuate the policies of the Act.
Respondent stipulated that a unit including building trades
journeymen was appropriate, and it did not challenge the eligi-
bility of the four laid-off journeymen to vote. By such conduct,
Respondent conceded that it engaged in, or had a reasonable
expectation that it would engage in, work considered journey-
man under the BTA. Indeed, Respondent has continuously
done such work since June 2005—having four nonjourneymen,
rather than journeymen, perform it. The stipulation essentially
defined journeyman work independently of any prospective
collective-bargaining agreement that Respondent and the Union
might later negotiate. In this particular set of circumstances, I
deem it appropriate to order the following: Respondent shall
set up a preferential hiring list of the laid-off journeymen who
voted in the election and recall them in order of seniority
should Respondent have enough building trades journeyman
work to warrant hiring new employees to perform it, unless and
until Respondent reaches a contrary agreement with the Union.
On these findings of fact and conclusions of law, and on the
entire record, I issue the following recommended36
ORDER
Respondent, Galicks, Inc., New Philadelphia, Ohio, its offi-
cers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to provide the Union with informa-
tion the Union requests that is necessary and relevant to its role
as the certified collective-bargaining representative of unit em-
ployees.
(b) Withdrawing recognition from the Union as the certified
collective-bargaining representative of unit employees, and
failing and refusing to meet and bargain with it over the terms
of a collective-bargaining agreement covering those employees.
(c) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights Section
7 of the Act guarantees to them.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Recognize the Union as the exclusive collective-
bargaining representative of unit employees and, on request,
meet and negotiate with the Union over the terms of a collec-
tive-bargaining agreement covering those employees.
(b) Furnish the Union with the information it requested about
current jobs and employees, future jobs, company wages and
fringe benefits, and company personnel policies.
(b) Establish a preferential hiring list of laid-off journeymen
and recall them in order of seniority should Respondent have
enough building trades journeyman work to warrant hiring new
employees to perform it, unless and until Respondent reaches a
contrary agreement with the Union.
(c) Within 14 days after service by the Region, post at its fa-
cilities in New Philadelphia, Ohio, copies of the attached notice
marked “Appendix.”37 Copies of the notice, on forms provided
36 If no exceptions are filed as provided by Section 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Section 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
37 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
by the Regional Director for Region 8, after being signed by
Respondent’s authorized representative, shall be posted by
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, Respondent has gone out of
business or closed the facility involved in these proceedings,
Respondent shall duplicate and mail, at its own expense, a copy
of the notice to all current employees and former employees
employed by Respondent at any time since August 12, 2005.
(d) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
Dated, Washington, D.C. June 20, 2007.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this No-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
Choose not to engage in any of these protected activi-
ties
Sheet Metal Workers International Association, Local Union
No. 33 of Northern Ohio, AFL–CIO (the Union) is the certified
bargaining representative of a unit of building trades (sid-
ing/decking journeymen) and sheet metal journeymen and ap-
prentices employees (the unit).
WE WILL NOT withdraw recognition from the Union as the
collective-bargaining representative of unit employees, unless a
majority of those employees tell us they no longer wish repre-
sentation.
WE WILL NOT fail and refuse to meet and bargain with the
Union, on its request, over the terms of a collective-bargaining
agreement covering unit employees.
WE WILL NOT fail and refuse to provide the Union with in-
formation it requests that relates to its ability to negotiate a
collective-bargaining agreement concerning unit employees.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce employees in the exercise of their rights under
Section 7 of the National Labor Relations Act, as set forth at
the top of this notice.
WE WILL recognize the Union as the exclusive collective-
bargaining representative of unit employees, and WE WILL, on
its request, meet and bargain with it over the terms of a collec-
tive-bargaining agreement covering unit employees.
WE WILL furnish the Union with the information it requested
about our current work and employees, future work, company
wages and fringe benefits, and company personnel policies,
since such information relates to the Union’s ability to negoti-
ate an agreement concerning unit employees.
WE WILL establish a preferential hiring list of our laid-off
journeymen and recall them in order of seniority should we
have enough building trades journeyman work to warrant hiring
new employees to perform it, unless and until we reach a con-
trary agreement with the Union.
GALICKS, INC.