354 NLRB 544
Colgate Scaffolding & Equipment Corp.
354 NLRB No. 76
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Colgate Scaffolding and Equipment Corp. and Dis-
trict Council of New York City and Vicinity,
United Brotherhood of Carpenters and Joiners
of America. Case 2–RC–23327
September 9, 2009
DECISION AND CERTIFICATION OF
REPRESENTATIVE
BY CHAIRMAN LIEBMAN AND MEMBER SCHAUMBER
The National Labor Relations Board has considered
objections to an election held November 25, 2008, and
the attached administrative law judge’s report recom-
mending disposition of them.1 The election was con-
ducted pursuant to a stipulated election agreement. The
tally of ballots shows 10 for and 9 against the Union,
with 2 challenged ballots.2
The Board has reviewed the record in light of the ex-
ceptions and briefs, adopts the judge’s findings and rec-
ommendations with respect to the Employer’s objections,
and finds that a certification of representative should be
issued for the reasons stated in the judge’s report.3
The issue in this case is whether an election decided by
one vote, in which the polling place was opened 22 min-
utes late but all eligible employees voted except for one
should be overturned. The credited evidence established
that the one employee who did not vote, Sergio Ose-
guera, had gone to Mexico well before the election and
was still there when the election was held.4
1 The judge was sitting as a hearing officer in this representation
proceeding.
2 Both ballot challenges were subsequently upheld and are not be-
fore the Board.
3 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Liebman and Member Schaumber constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act. See Snell Island SNF LLC v. NLRB, 568 F.3d
410 (2d Cir. 2009); New Process Steel v. NLRB, 564 F.3d 840 (7th Cir.
2009), petition for cert. filed 77 U.S.L.W. 3670 (U.S. May 22, 2009)
(No. 08-1457); Northeastern Land Services v. NLRB, 560 F.3d 36 (1st
Cir. 2009), rehearing denied No. 08-1878 (May 20, 2009). But see
Laurel Baye Healthcare of Lake Lanier, Inc. v. NLRB, 564 F.3d 469
(D.C. Cir. 2009), petitions for rehearing denied Nos. 08-1162, 08-1214
(July 1, 2009).
4 In its brief to the Board, the Employer no longer contends, as it did
to the judge, that the missing eligible vote was not shown to be Ose-
It is well established that the failure of a poll to open
precisely at the scheduled time, or to be open for the full
duration of the scheduled voting period, does not by it-
self require that the election be set aside. A rerun is only
required where one of three additional factors is present:
(1) where the votes of those employees “possibly ex-
cluded” by the defect could have been determinative; (2)
where there are “accompanying circumstances that sug-
gested that the vote may have been affected”; or (3)
where “it was impossible to determine whether such ir-
regularity affected the outcome of the election.” Midwest
Canvas, 326 NLRB 58 (1998); Celotex Corp., 266
NLRB 802, 803 (1983); Jobbers Meat Packing Co., 252
NLRB 41 (1980); Jim Kraut Chevrolet, 240 NLRB 460
(1974).
We agree with the judge that in this case the 22-minute
delay in opening the second voting session could not
have “possibly excluded” employee Oseguera from vot-
ing, given his extended absence from the country.5 The
delay therefore could not have affected the outcome.
The Employer correctly asserts that the Board does not
inquire into the subjective reasons why eligible voters
decided not to vote in a Board election. Pea Ridge Iron
Ore Co., 335 NLRB 161 (2001). However, the Board
may conclude from objective evidence that the failure of
a dispositive number of individuals to vote was not
caused by an unscheduled poll closure, and that the clo-
sure was consequently harmless. Arbors at New Castle,
347 NLRB 544, 544–545 (2006). The dispositive evi-
dence in this case does not consist of testimony by Ose-
guera as to his subjective reasons for choosing not to
vote, but rather of objective credited testimony from wit-
nesses that Oseguera was absent from the country on a
long-term basis, and on the Employer’s own records con-
firming that Oseguera was off the payroll before and on
the date of the election.
CERTIFICATION OF REPRESENTATIVE
IT IS CERTIFIED that a majority of the valid ballots have
been cast for District Council for New York City and
Vicinity, United Brotherhood of Carpenters and Joiners
of America, and that it is the exclusive collective-
bargaining representative of the employees in the follow-
ing appropriate unit:
All full-time and regular part-time sidewalk bridge and
scaffold carpenters and erectors employed by the Em-
ployer, including the foremen, skilled and unskilled la-
guera’s, or that any of the evidence confirming that his was the missing
eligible vote was inadmissible hearsay.
5 We also agree that no “accompanying circumstances” suggest that
the delay might have affected any of the votes counted; and that it is not
impossible to determine whether the delay affected the outcome.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
borers, but excluding all other employees, including of-
fice clerical employees, managers, and guards, profes-
sional employees and supervisors, as defined in the
Act.
Dated, Washington, D.C. September 9, 2009
Wilma B. Liebman, Chairman
Peter C. Schaumber, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
Denise Barton Ward, Esq. (Littler Mendelson, P.C.), of Mel-
ville, New York, for the Respondent.
Nicholas S. Hanlon and Gary Rothman, Esqs. (O’Dwyer &
Bernstein, LLP), of New York, New York, for the Peti-
tioner.
RECOMMENDED DECISION ON OBJECTIONS
STATEMENT OF THE CASE
STEVEN FISH, Administrative Law Judge. Pursuant to a peti-
tion filed by District Council for New York City and Vicinity,
United Brotherhood of Carpenters and Joiners of America (the
Petitioner or the Union), the parties entered into a Stipulated
Election Agreement, which was approved by the Regional Di-
rector on October 24, 2008,1 providing for an election to be
conducted on November 25, in a unit of employees in various
positions employed by Colgate Scaffolding and Equipment
Corp. (the Employer) at its facility in the Bronx, New York.
The election was conducted, and the initial tally of ballots
revealed, 10 votes for Petitioner, 9 against, and 2 challenged
ballots. Thus challenges were sufficient to affect the results of
the election.2
On December 1, the Employer and Petitioner filed timely ob-
jections to conduct affecting the results of the election.
On January 16, 2009, the Regional Director issued a report,
recommendation, and notice of hearing on challenged ballots.
In that report, the Regional Director concluded that the chal-
lenge to the ballot of Juan Villanueva be sustained, because he
had been discharged on November 14, prior to the date of the
election. The Regional Director also concluded that the chal-
lenge to the ballot of Kevin Corno raised substantial and mate-
rial factual issues which may best be resolved by a hearing.
Thereafter, the parties stipulated and agreed that Corno was
not an eligible voter, and that the challenge to his ballot be
sustained. This resulted in an order approving stipulation on
challenges, approving Petitioner’s request to withdraw objec-
tions, and revised tally of ballots, issued by the Acting Regional
Director on February 3, 2009. In that order, the stipulation was
1 All dates hereinafter are in 2008, unless otherwise indicated.
2 There were 21 names on the Excelsior list.
approved, as well as Petitioner’s request to withdraw its objec-
tions, and a revised tally of ballots was issued. This tally is as
follows:
Approximate number of eligible voters
20
Number of void ballots
0
Number of votes cast for the Petitioner
10
Number of votes cast against participating
labor organization
9
Number of valid votes counted
19
Number of challenged ballots
0
Number of valid votes counted plus
challenged ballots
19
Challenges are not sufficient in number to
affect the results of the election.
A majority of the valid votes counted has
been cast for Petitioner.
The order also indicated that the Employer’s objections will
continue to be processed. On February 19, 2009, the Acting
Regional Director issued a notice of hearing on objections, after
concluding that the Employer’s objections caused substantial
and material factual issues which best may be resolved on the
basis of record testimony.
Accordingly, a hearing was held before me in New York,
New York, on April 20, 2009. Briefs have been filed and have
been carefully considered. Based upon the entire record, in-
cluding my observation of the demeanor of the witnesses I
issue the following
FINDINGS OF ACT
I. THE OBJECTIONS
The Employers objections are set forth below:
The bases of these objections include, but are not lim-
ited to, the following:
1. The Board, through its agents, interfered with the
fair operation of the election process and destroyed labora-
tory conditions by failing to follow Board procedures in
regard to the conduct of the representation election.
2. The Board, through its agents, interfered with the
fair operation of the election process and destroyed labora-
tory conditions by opening the polls 22 minutes late for
the second polling session.
3. By the foregoing and other unlawful misconduct,
the Board and its agents destroyed the necessary labora-
tory conditions and interfered with the holding of a free
and fair election among the employees on November 25,
2008, and such conduct substantially and materially af-
fected the outcome of the election.
II. THE FACTS
The election on November 25, was scheduled for two ses-
sions. The first session was set to start at 5:45 a.m. and to end
at 7:15 a.m. The second session was scheduled to begin at 3
p.m. and to end at 5:30 p.m.
The Excelsior list submitter by the Employer, contained 21
names. Included on that list were the names Juan Villanueva
and Sergio Oseguera.
COLGATE SCAFFOLDING & EQUIPMENT CORP.
3
The first session was opened on time and remained open un-
til the scheduled conclusion. During that first session, all of the
employees on the Excelsior list voted, except for Villanueva
and Oseguera.3 Kevin Corno, who was not on the list, voted
during the first session, and as noted above his vote was chal-
lenged.4
Although the second session was scheduled to start at 3 p.m.
it did not, because the Board agent running the election, did not
arrive at the employer’s premises until 3:16 p.m. The polls
opened at 3:22 p.m. The only employee who voted at the sec-
ond session was Villanueva. As detailed above his vote was
challenged by the Employer. That challenge was subsequently
sustained, because Villanueva had been terminated prior to the
election.
Thus the only eligible voter who did not vote was Oseguera.
The only witness in this proceeding for the Employer was its
attorney, Denise Barton Ward. She had no firsthand knowledge
of Oseguera’s status at the time of the election. After the objec-
tions were filed, and subpoenas were issued by the Union for
payroll records concerning Oseguera, Ward testified that she
was told by Peter O’Farrell the Employer’s president that Ose-
guera was on vacation during the election. According to Ward,
O’Farrell told her that he did not know where Oseguera was on
his vacation. Ward also testified that Oseguera never returned
from his vacation (which was an unpaid vacation), and that
after several letters were sent to him by the Employer, Ose-
guera was terminated by letter on January 7, 2009. The letter
reads as follows:
“Due to you exceeding your allowed vacation time and leav-
ing your job we have elected to terminate your employment
with our company.”
Petitioner presented two witnesses, who testified concerning
Oseguera’s whereabouts on the day of the election. Miguel
Rodriguez was an employee of the Employer, who was also a
friend of Oseguera. Rodriquez was bilingual, and had trans-
lated for Oseguera in the past in his communications with the
Employer. In early September, Oseguera asked Rodriguez to
translate for him a request to Ali Hussein, a supervisor of the
Employer. Rodriquez translated in Spanish, for Oseguera to
Hussein that Oseguera was going to Mexico on November 2,
and planned to return to work in February or March 2009.
Hussein responded, “all right.” Hussein did not ask Oseguera
for anything in writing. Rodriguez interpreted Hussein’s com-
ment as granting permission for Oseguera to leave for that pe-
riod of time, and when he returns, Oseguera would get his job
back. According to Rodriguez, it was common practice for
employees of the Employer to leave at the end of the year to go
to Mexico. They would ask Hussein for permission to go and
3 Based upon the undenied and uncontradicted testimony of Peti-
tioner’s organizer, Andres Puerta, that after the close of the first polling
session, Jesus Barajas the Petitioner’s observer, and the Employer’s
observer, Juan, both stated that everyone had voted during the first
session, with the exception of Villanueva. They did not mention Ose-
guera not having voted, according to Puerta, because “everyone” knew
that Oseguera was in Mexico.
4 As is also detailed above, the parties stipulated that Corno was not
an eligible voter, and the challenge to his ballot was sustained.
he would routinely grant such permission. Rodriguez also testi-
fied that employees have in the past taken 3 or 4 months off to
travel to Mexico and were able to return to their jobs, when
they returned to this country. Rodriguez recalled an employee
named Hector, who stayed in Mexico for 6 months, and when
he returned to this country, he got “his job back.” Hector, ac-
cording to Rodriguez, left in December 2007, and returned to
work in May 2008.
Rodriguez also testified that he spoke to Oseguera on the
phone, on a weekly basis from November 2, 2008 through
April 14, 2009, from Mexico. Oseguera informed Rodriguez
on the latter date that he was leaving Mexico on April 21, 2009,
to return to the United States. Rodriguez spoke to Oseguera on
Rodriguez’s cell phone, which reflected Oseguera’s phone
number 394-534-2271, which according to Rodriguez is the
number from Oseguera’s hometown in Mexico.
Puerta testified that Oseguera informed him early in the or-
ganizing campaign, as well as after the election was scheduled,
that he would be in Mexico from early November 2008, until
the new year 2009.
Hussein did not testify, and the Employer called no rebuttal
witnesses to contradict or counteract the testimony of the Un-
ion’s witnesses concerning Oseguera’s absence from the coun-
try on the day of the election.
The record also establishes that Oseguera’s name did not ap-
pear on the Employer’s payroll, after November 2, 2008.
III. ANALYSIS AND CONCLUSIONS
It has been long held that representation elections are not
lightly set aside. NLRB v. Hood Furniture, 941 F.2d 328 (5th
Cir. 1941). There is a strong presumption that ballots cast un-
der NLRB procedural safeguards reflect the true desires of the
employees. Lockheed Martin Corp., 331 NLRB 852–854
(2008). The burden of proof is on the party seeking to set aside
a Board-supervised election, and that burden is a “heavy one.”
Lalique N.A., Inc., 339 NLRB 1119, 1122 (2003); Lockheed
Martin, supra, Chicago Metallic Corp., 273 NLRB 1677, 1704
fn. 163 (1985).
The objections here relate solely to the fact that the polls for
the second session were opened 22 minutes late. However, the
facts that polls are opened late, closed early, or are closed for
part of the scheduled time; do not automatically require that an
election be set aside. Midwest Canvas Corp., 326 NLRB 58
(1998); Jobbers Meat Packing Co., 252 NLRB 41 (1980); Jim
Kraut Chevrolet, 240 NLRB 460 (1979). Elections will be set
aside, where one of three additional factors is present. (1) The
votes of those possibly excluded could have been determina-
tive. Jobbers Meat Packing, supra; Midwest Canvas, supra. In
Jim Kraut Chevrolet, supra, the Board phrased the test slightly
differently. It stated that “in order to find such conduct objec-
tionable, we require also that the late arrival of the Board agent,
caused or may have caused eligible voters to be disenfran-
chised.” Id. at 460.
I do not deem the difference between “may have caused,” or
“possibly” excluded to be significant, but since the more recent
cases, use the “possibly” excluded or “possibly disenfran-
chised” standard, I shall do so as well. Midwest Canvas, supra;
Pea Ridge Iron Ore Co., 335 NLRB 161 (2001).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
Factor (2) which could result in an election being set aside, is
where the record discloses “accompanying circumstances that
suggested that the vote may have been affected by the Board
agent’s late opening or early closing of the polls.” Midwest
Canvas, supra; Jobbers Meat, supra; Nyack Hospital, 238
NLRB 257 (1978).
Finally, the third factor cited by the Board in Midwest Can-
vas, supra, is where “it is impossible to determine whether such
irregularities affected the outcome of the election” Id. at 58;
Kerona Plastics Extrusion Co., 196 NLRB 1120 (1972). These
principles have been reaffirmed by the Board in several cases.
Wolverine Dispatch, 321 NLRB 746 (1996); Celotex Corp.,
266 NLRB 802, 803 (1983).
In applying these principles to the instant matter, factors 2
and 3 are clearly inapplicable, since there are no “accompany-
ing circumstances” suggesting votes may have been affected by
the late opening. Nor is it impossible to determine whether
such irregularity affected the outcome of the election.
Factor number (1) is in issue however, and it must be deter-
mined here, “whether the number of employees possibly disen-
franchised is sufficient to affect the results of the election.”
Midwest Canvas, supra.
Further, in assessing the crucial issue of whether employees
have been “possibly disenfranchised” the Board uses an objec-
tive standard, and does not rely on after-the-fact statements
obtained from eligible voters as to the reasons why they did not
vote in an election. Pea Ridge Iron Ore Co., supra; G.H.R.
Foundry Division, 123 NLRB 1707, 1709 (1959); Nyack Hos-
pital, supra at 259; Whatcom Security, 258 NLRB 985 (1981).
Since the facts establish that Petitioner had only a one-vote
margin in the election, the burden is on the Employer to prove
that at least one employee was “possibly disenfranchised” by
the late opening of the polls. I conclude that the Employer has
fallen far short of meeting its burden of proof in this regard.
The Employer argues initially that Petitioner failed to prove
that Oseguera was the employee who did not vote in the elec-
tion. It argues that Puerta’s testimony that the two observers
stated that only Villanueva had not voted, is hearsay and insuf-
ficient to establish that Oseguera had not voted. I disagree. As
to the hearsay contentions, it is well settled that the Board ad-
mits and relies on “hearsay” testimony, where it is rationally
probative in force and is corroborated by something more than
the slightest amount of other evidence. Midland Hilton & Tow-
ers, 324 NLRB 1141 fn. 1 (1997); Dauman Pallet, Inc., 314
NLRB 185, 186 (1994). Here the “hearsay” testimony concern-
ing who did not vote, is clearly probative, and is corroborated
by the Employer’s payroll records, which established that Ose-
guera was not on its payroll as of the date of the election, as
well as by Rodriguez’ testimony that he spoke to Oseguera
weekly by phone from Mexico, from November 2008, until
April 2009. Additionally, Puerta’s testimony that Oseguera
told him that he (Oseguera) would be in Mexico on the date of
the election, as well as the Employer’s discharge letter, termi-
nating Oseguera for overstaying his leave, all corroborate and
support Puerta’s “hearsay” testimony that Oseguera did not
vote.
Further, the Employer did not object to the testimony of
Puerta concerning the statements of the observers. This failure
to object to testimony, waives the Employer’s right to object to
the consideration of such evidence on hearsay grounds. Liver-
more Joe’s Inc., 285 NLRB 169 fn. 3 (1987); Alvin J. Bart &
Co., 236 NLRB 242, 243 (1978).
The Employer also argues that even considering Puerta’s tes-
timony, it does not establish that Oseguera was the one em-
ployee who did not vote, since Puerta was not told by either
observer that Oseguera had not voted. Indeed, Puerta was told
by the observers that “Villanueva” was the only employee who
had not voted. However, I credit Puerta that it was common
knowledge among the employees, including the observers, that
Oseguera would not be voting because he was in Mexico. Thus
the statement made to Puerta, by the observers implicitly con-
firmed that Oseguera was the only eligible employee who had
not voted.5
Further, as I have observed above, other record evidence
supports the conclusion that Oseguera was the only eligible
employee who did not vote. That evidence includes the Em-
ployer’s records, the Employer’s discharge letter, and the testi-
mony of Rodriguez and Puerta. I therefore find that in fact
Oseguera was the employee who did not vote in the election.
Moreover, I note that the Employer misperceives its burden
of proof. As I have observed above, it is the burden of the Em-
ployer, as the objecting party to prove that objectionable con-
duct took place. Lockheed Martin, supra. Lalique N.A., Inc.,
supra, Chicago Metallic, supra. Thus, it is the burden of the
Employer to establish that the employee who did not vote was
“possibly disenfranchised” by the polls opening late. Included
in that burden, is proving who that employee was or was not.
Thus since the Employer contends that the “one employee who
did not vote could have been any other employee besides Ose-
guera,” it is the Employer’s burden to so prove. In that regard,
the Employer faults Petitioner for not calling either of the ob-
servers as witnesses, to establish that Oseguera did not vote.
However, since it is the Employer’s burden to establish its ob-
jections, it should have called the observers to prove that Ose-
guera voted, or that some other employee was one who did not
vote.
Apart from the issue of burden of proof, I find that the evi-
dence, as detailed above is more than sufficient to conclude,
which I do, that Oseguera was the one eligible voter, who did
not vote in the election.
That brings me to the determinative issue of whether the
Employer has proven that Oseguera “was possibly disenfran-
chised” by the late opening of the polls. I find that the Em-
ployer has failed to do so.
I conclude that as argued by Petitioner, that the evidence
overwhelmingly demonstrates that Oseguera was in Mexico on
the day of the election, and was not “possibly disenfranchised”
by the late opening of the polls. The Employer argues, as it did
with respect to the issue of whether Oseguera had not voted,
that Petitioner has failed to prove that Oseguera was in Mexico
on the day of the election. The Employer notes that no direct
testimony was offered by Petitioner as to Oseguera’s where-
5 Villanuera, as noted, had not voted and did vote in the second ses-
sion, under challenge. The parties subsequently agreed that the chal-
lenge to his ballot be sustained.
COLGATE SCAFFOLDING & EQUIPMENT CORP.
5
abouts on November 25, 2008. However, the testimony and
evidence cited above, including Rodriguez’s testimony that he
spoke to Oseguera in Mexico, on the phone weekly from No-
vember 2008, through April 2009, Puerta’s testimony that Ose-
guera told him that he (Oseguera) would be in Mexico on the
day of the election, plus the Employer’s own payroll records
and discharge letter, strongly suggest, and are more than suffi-
cient for me to conclude (particularly absent any contradictory
evidence), that Oseguera was in Mexico on the day of the elec-
tion.
Having so found, I conclude in agreement with the Peti-
tioner, that Oseguera was not “possibly” disenfranchised by the
late opening of the polls, since he was in Mexico on the day of
the election, and could not and would not have appeared to vote
on that day. Thus, he would not have voted, even if the polls
had been opened on time, and he was not “possibly disenfran-
chised” by the late opening. Getronics USA, Inc., JD(NY)-47-
08, Case 22–RC–12925, (December 30, 2008), adopted by the
Board, on April 27, 2009 (not to be included in Board volumes)
(employee on vacation, in the Dominican Republic on the date
of the election); Smith Co., 192 NLRB 1098, 1102 (1971) (one
employee who did not vote on leave of absence, and the other
was absent because of illness).
The Employer argues however that it is inappropriate for the
Board to inquire into the reasons why Oseguera did not vote
and that as a matter of law, the election must be aside, where as
here a determinative number of ballots were not cast. New
York Telephone Co., 109 NLRB 788, 740 (1954); Wolverine
Dispatch Inc., 321 NLRB 746, 747 (1996); Whatcom Security
Agency, Inc., 258 NLRB 985 (1981); Nyack Hospital, 238
NLRB 257 (1978), Pea Ridge Iron Ore Co., supra.
The Employer’s contention essentially is, that it is per se ob-
jectionable, and the election is automatically set aside, where,
as here, the polls open late (or close early), and a determinative
number of voters do not vote. I do not agree with the Em-
ployer’s contentions in this regard, and in my view, such a rigid
position is contrary to the precedent that I have cited above,
where the standard is whether the determinative voters who did
not vote, were “possibly disenfranchised” by the late opening.
I also do not find that the cases cited by the Employer sup-
port such a position. Rather these cases are consistent with the
“possibly disenfranchised” standard and do not establish an
automatic setting aside of the election, based solely on the fact
that a determinative number of ballots were not cast, as the
Employer contends.
The Employer cites the following language from New York
Telephone Co., 109 NLRB 788 (1959), which has also cited
approvingly in Whatcom Security, supra, and Nyack Hospital,
supra.
The Board is responsible for assuring properly conducted
elections and its role in the conduct of elections must not be
open to question. Where as here, the irregularity concerns an
essential condition of an election, and such irregularity ex-
poses to question a sufficient number of ballots to affect the
outcome of the election, in the interest of maintaining our
standards there appears no alternative but to set the election
aside and direct a new election. Id. at 740–791. Whatcom
Security, supra at 445; Nyack Hospital, supra at 259.
The Employer argues further that the “irregularity” concern-
ing the election, includes the opening of a poll on time, and that
the election as in these cases, must be set aside. However, I
note that the key portion of that quote that the irregularity “ex-
poses to question a sufficient number of ballots to affect the
outcome of the election,” is quite similar to the “possibly disen-
franchised” standard. Whether the irregularity “exposes to
question” the ballot or “possibly disenfranchised” the voter, it
is not a “per se” finding, but requires some assessment of the
“possible” affect of the irregularity on the vote or the voter.
New York Telephone Co., supra, involved “possible” tamper-
ing with missing ballots, and the Board concluded that such
irregularity exposed to question a sufficient number of ballots
to affect the outcome. Clearly that finding cannot be made
here.
Whatcom Security involved an election, where the doors to
the polling place were locked for 50 minutes prior to the end of
the polling period. Fourteen eligible voters did not vote. The
Acting Regional Director interviewed all 14, inquired as to why
they had not voted, and concluded that only 2 had not voted,
due to the locked doors. Thus since these two votes would not
have affected the outcome, he concluded that the outcome of
the election could not have been affected. The Board reversed
the Acting Regional Director. The Board criticized the Acting
Regional Director’s reliance on the “impressions of the em-
ployees in question obtained at various times and under varying
circumstances after the election,” as inconsistent with Board
precedent, which forbids consideration of postelection state-
ments by voters regarding subjective reasons as to why they did
not vote. G.H.R. Foundry Division, supra. Litton Dental Prod-
ucts, 221 NLRB 700, 708 (1995). The Board then went on to
quote New York Telephone, supra as detailed above, and added
“particularly since the large number of nonvoters could have
affected the election results,” the election must be set aside.
Thus, Whatcom is clearly not supportive of the Employer’s
position and is clearly distinguishable from the instant matter.
The Board there was primarily concerned with the error of the
Region of relying on subjective statements of voters to assess
why they did not vote. Once these improper findings were
excluded, the election was set aside. Here, to the contrary, I
have not relied on any postelection or subjective statements of
employees to assess why Oseguera did not vote. Rather, it was
based on the objective fact that he was in Mexico, on vacation,
on the day of the election.
Similarly, Wolverine Dispatch, supra, and Pea Ridge Iron
Ore Co., supra, are of no help to the Employer. Wolverine
Dispatch involved a Board agent closing the polls in the middle
of the election, for a period of 5 minutes. Four eligible voters
did not vote, and the election was decided by four votes. The
hearing officer found no objectionable conduct, since the evi-
dence did not affirmatively demonstrate that any employees
were disenfranchised. The Board reversed this conclusion,
applying the proper standard (which I have applied, as detailed
above) of “whether the number of employees possibly disen-
franchised is sufficient to affect the election outcome.” It con-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
cluded that since it was “possible” that four eligible voters ar-
rived at the polls when it was closed, and left without voting the
election should be set aside. Clearly this case differs substan-
tially from ours, as I have discussed above. Pea Ridge Iron
Ore Co., supra, reversed a Regional Director who, as did the
Acting Regional Director in Whatcom violated Board precedent
by relying on subjective postelection statements of a voter that
he appeared at the polls and “decided not to vote.” Since that
one vote could have been determinative, the Board set aside the
election applying the “possibly disenfranchised” standard, and
concluded that the employee could possibly had been prevented
from voting by the late opening of the polls.
Interestingly, the Regional Director also had obtained state-
ments from four other nonvoters to the effect that three of them
were out of town on vacation and one was unavailable because
of a medical emergency. The Board stated as follows, concern-
ing the Regional Director’s reliance on these statements. “The
Regional Director’s reliance on the statements from the other
four employees who did not vote raises a closer issue. How-
ever, since the fifth employee’s situation was determinative, we
need not reach this issue.” Thus the Board did not decide in
Pea Ridge Iron Ore Co., supra at 161 fn. 1, the issue here, of
whether an employee on vacation and out of the country or
otherwise out of town, can be found to have been “possibly
disenfranchised,” by the late opening of the polls. Clearly Pea
Ridge Iron Ore Co. did not rule out as the Employer asserts,
any inquiry as to why a nonvoter did not vote, as long as such
an inquiry, is based on objective rather than subjective evi-
dence.
Finally, the Employer relies on Nyack Hospital, supra, where
the Board affirmed the Regional Director’s decision to set aside
an election, based upon the late opening of the polls, coupled
with a finding that the number of voters who did not vote was
determinative. The Employer emphasizes that the Employer in
Nyack Hospital had requested that the Regional Director ascer-
tain through an investigation the reasons for each eligible em-
ployee’s failure to vote, or in the alternative, be supplied with
the Excelsior list, used by the observers, so it could conduct its
own investigation. The Regional Director rejected these re-
quests, based primarily on his view, that such investigations
would involve the ascertaining of subjective reasons of eligible
employees as to why they did not vote, which is prohibited by
Board G.H.R., supra, precedent.
Such an investigation, whether conducted by the Board or by
the Employer, would, for the most part, merely adduce the
subjective reasons for eligible employees as to why they did
not vote. It was precisely this type of investigation, consisting
of postelection subjective statements that the Board rejected in
G.H.R., supra. The Board stated that it was precluded “from
accepting from eligible voters subjective reasons as to why
they did not vote. Such postelection subjective statements are
therefore not relevant to the effect of the late opening of the
polls upon the instant election.” Id. at 259 (footnote omitted).
However, this case does not hold as the Employer contends
that it is not appropriate, under any circumstances, to inquire
into the reasons for why an employee did not vote. Rather, a
careful reading of the Regional Director’s decision, set forth
above, reveals only that in the circumstances of that case, he
would not make such an inquiry. He concluded, as detailed
above, that such an investigation (of the reasons for why voters
didn’t vote), would, for the most part (emphasis supplied) ad-
duced subjective reasons of eligible employees as to why they
did not vote. This statement recognizes the possibility that such
an investigation could also establish reasons for not voting,
based on objective factors, which could be considered. How-
ever, in view of the fact that the case involved three separate
units, and 169 employees who did not vote, the Regional Direc-
tor reasonably concluded that it made no practical sense to
conduct such an investigation, which would more than likely be
unsuccessful in ascertaining reasons for not voting by objective
evidence, from a sufficient number of employees, to assist him
in his decision. He therefore considered, that in those particular
circumstances, that the “irregularity exposed a sufficient num-
ber of ballots to affect the outcome of the election,” and rec-
ommended that the election be set aside.
Here, in contrast, none of the factors as detailed above in
Nyack Hospital, supra, are present. Rather, there is only one
employee (Oseguera), who did not vote, and it is possible to
determine by objective evidence and not subjective postelection
statements of the employee, why he did not vote.
Midwest Canvas, supra, supports my conclusion in this re-
gard, and refutes the Employer’s contention that it is never
appropriate to inquire into the reasons why employees did not
vote, where polls were opened late. There, the polls were
opened 20 minutes late, and the Regional Director recom-
mended that the election be set aside, citing Whatcom, supra,
and Nyack Hospital. The Board reversed, and ordered a hear-
ing to determine whether as Petitioner contended, 14 employees
who were in the Excelsior list were ineligible to vote. The
Board agreed with Petitioner, that if after the hearing it was
determined that these employees were not eligible voters, then
the calculations could reveal that the number of “possibly dis-
enfranchised” voters would not be determinative, and there
would be no reason to set aside the election.
The Board majority, in response to the dissent’s argument
that the remand would result in an unwarranted expenditure of
Board resources, observed as follows: “To the contrary, we
believe that our approach can conserve the Board’s resources.
The eligibility of the 14 employees in question likely can easily
be ascertained, at minimal agency expense.” 326 NLRB at 59.
It is thus clear that the Board in Midwest Canvas permitted
and in fact required, inquiry into voter’s status, vis-a-vis, its
affect on an election where the polls closed early, since it was
likely that a determination could be made concerning eligibility
based on objective evidence. The Board’s further observation
in Midwest Canvas is particularly pertinent to the instant mat-
ter. “But, where the late opening could not have disenfran-
chised enough eligible voters to affect the election results, we
see no reason to set aside the election.” Id.
Similarly, here I conclude that inasmuch as Oseguera was in
Mexico on the day of the election, “the late opening could not
have disenfranchised enough eligible voters to affect the elec-
tion results.”
The Employer also argues that an inquiry into the where-
abouts of an employee on the day of the election is “inherently
COLGATE SCAFFOLDING & EQUIPMENT CORP.
7
subjective,” and contrary to Board precedent, prohibiting sub-
jective inquiries as to why an employee did not vote. In this
regard, the Employer asserts “if the Board were to accept this
argument, then the Board would be placed in a role of subjec-
tively determining how far out of town is too far to reach the
polls. Would Brooklyn be too far? Connecticut? Is the Board
going to determine the exact mileage that would be too far out-
of-town to vote? Such a result would be absurd. The subjectiv-
ity of such an analysis is precisely why the Board has refused in
every previous case to look into the reasons why an employee
did not vote when polls were not open for the full polling pe-
riod.”6
However, the Employer’s arguments should be left for an-
other case or another day. It is true as the Employer asserts,
that if an employee is on vacation, but in Brooklyn or Con-
necticut, it would present difficult issues for the Board to de-
termine, as to whether that employee was “possibly disenfran-
chised” by the late opening of the polls. But that is not the case
here. No subjectivity is involved. Oseguera was in Mexico on
the date of the election. It is “absurd” and virtually impossible
to conclude that he would come from Mexico to try to vote and
then return to Mexico.
6 The Employer is of course incorrect in its assertion that the Board
has “in every previous case,” refused to look into reasons why an em-
ployee did not vote in these circumstances. See Getronics, supra;
Smith, supra.
I have no hesitation in concluding as I do, that not only has
the Employer not proven that he was “possibly disenfran-
chised,” by the late opening of the polls, but in fact Oseguera
was not disenfranchised by the late opening. I find that he was
in Mexico on the date of the election and had no intention of
attempting to vote.
Accordingly, based on the above analysis and authorities I
recommend that the Employer’s objections be dismissed and
the appropriate certification be issued.7
ORDER8
A Certification of Representation should be issued to the Pe-
titioner.
Dated, Washington, D.C. June 9, 2009
7 Midwest Canvas, supra; Getronics, supra; Smith, supra, Jobbers
Meat Packing, supra; Jim Kraut, supra.
8 Under the provisions of Sec. 102.69 of the Board’s Rules and
Regulations, Exceptions to this Report may be filed with the Board in
Washington, D. C., within 14 days from the date of issuance of this
Report and Recommendations. Exceptions must be received by the
Board in Washington by June 23, 2009. Immediately upon the filing of
such exceptions, the party filing same shall serve a copy thereof upon
the other parties and shall file a copy with the Regional Director of
Region 2. If no exceptions are filed thereto, the Board may adopt this
recommended decision.