354 NLRB No. 102
APS Events, LLC
354 NLRB No. 102
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
APS Events, LLC and International Alliance of The-
atrical Stage Employees, Moving Picture Tech-
nicians, Artists and Allied Crafts of the United
States, its Territories and Canada, AFL–CIO,
CLC, Local No. 19. Case 5–CA–34875
October 30, 2009
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBER SCHAUMBER
The General Counsel seeks a default judgment in this
case on the ground that the Respondent has failed to file
an answer to the complaint. Upon a charge and an
amended charge filed by the Union on April 2 and June
2, 2009, respectively, the General Counsel issued the
complaint on June 30, 2009, against APS Events, LLC,
the Respondent, alleging that it has violated Section
8(a)(5) and (1) of the Act. The Respondent failed to file
an answer.
On September 15, 2009, the General Counsel filed a
Motion for Default Judgment with the Board. Thereaf-
ter, on September 17, 2009, the Board issued an order
transferring the proceeding to the Board and a Notice to
Show Cause why the motion should not be granted. The
Respondent filed no response. The allegations in the
motion are therefore undisputed.
Ruling on Motion for Default Judgment1
Section 102.20 of the Board’s Rules and Regulations
provides that the allegations in the complaint shall be
deemed admitted if an answer is not filed within 14 days
from service of the complaint, unless good cause is
shown. In addition, the complaint affirmatively states
that unless an answer was received by the Regional Of-
1 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Liebman and Member Schaumber constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act. See Snell Island SNF LLC v. NLRB, 568 F.3d
410 (2d Cir. 2009), petition for cert. filed 78 U.S.L.W. 3130 (U.S.
September 11, 2009) (No. 09-328); New Process Steel v. NLRB, 564
F.3d 840 (7th Cir. 2009), petition for cert. filed 77 U.S.L.W. 3670 (U.S.
May 22, 2009) (No. 08-1457); Northeastern Land Services v. NLRB,
560 F.3d 36 (1st Cir. 2009), petition for cert. filed 78 U.S.L.W. 3098
(U.S. August 18, 2009) (No. 09-213). But see Laurel Baye Healthcare
of Lake Lanier, Inc. v. NLRB, 564 F.3d 469 (D.C. Cir. 2009), petition
for cert. filed sub nom. NLRB v. Laurel Baye Healthcare of Lake
Lanier, Inc., __U.S.L.W.__ (U.S. September 29, 2009) (No. 09-377).
fice on or before July 14, 2009, the Board may find, pur-
suant to a motion for default judgment, that the allega-
tions in the complaint are true. Further, the undisputed
allegations in the General Counsel’s motion disclose that
the Region, by letter dated September 2, 2009, notified
the Respondent that unless an answer was received by
September 14, 2009, a motion for default judgment
would be filed.
In the absence of good cause being shown for the fail-
ure to file a timely answer, we grant the General Coun-
sel’s Motion for Default Judgment.
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent, a limited liabil-
ity company organized under the laws of the State of
Maryland, with an office and place of business in Glen
Burnie, Maryland, has been engaged in the business of
producing and staging corporate and private events.
During the 12-month period preceding issuance of the
complaint, a representative period, the Respondent, in
conducting its business operations described above, per-
formed services valued in excess of $50,000 in locations
outside the State of Maryland.
We find that the Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and
(7) of the Act, and that the Union, International Alliance
of Theatrical Stage Employees, Moving Picture Techni-
cians, Artists and Allied Crafts of the United States, its
Territories and Canada, AFL–CIO, CLC, Local No. 19,
is a labor organization within the meaning of Section
2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
At all material times, the following individuals have
held the positions set forth opposite their respective
names and have been supervisors of the Respondent
within the meaning of Section 2(11) of the Act and
agents of the Respondent within the meaning of Section
2(13) of the Act:
James T. Arth -
President
Errol Rausse
-
Production Manager
The following employees of the Respondent, the unit,
constitute a unit appropriate for the purposes of collec-
tive bargaining within the meaning of Section 9(b) of the
Act:
All stagehand employees engaged by Respondent to
work from time-to-time in the Baltimore Metropolitan
area, including all of Anne Arundel County, Baltimore
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
City, Baltimore County, Harford County and Howard
County, Maryland.
Since about 1999, and at all material times, the Union
has been the designated exclusive collective-bargaining
representative for the unit and, since then, the Union has
been recognized as the representative by the Respondent.
This recognition has been embodied in successive collec-
tive-bargaining agreements, the most recent of which
was effective from January 1, 2007, to December 31,
2008 (the 2007–2008 agreement).
At all times since about 1999, based on Section 9(a) of
the Act, the Union has been the exclusive collective-
bargaining representative of the unit.
On various dates between July 2007 and October 2008,
the exact dates being presently unknown, the Respondent
failed to pay wages and benefits for hours worked by unit
employees in accordance with the terms and conditions
of the parties’ 2007–2008 agreement.2
The subjects set forth above relate to wages, hours, and
other terms and conditions of employment of the unit and
are mandatory subjects for the purposes of collective
bargaining.
Since about February 24, 2009, the Union, by written
letter to James T. Arth, has requested that the Respon-
dent furnish the Union with records showing salaries,
wages, and other compensation paid to the Respondent’s
unit employees from January 1, 2006, to the present.
The information requested by the Union, as described
above, is necessary for, and relevant to, the Union’s per-
2 Although the dates of this conduct fall mostly outside of the 6-
month limitations period set forth in Sec. 10(b), it is well settled that
“the 10(b) 6-month[] limitations period is an affirmative defense that is
waived if not timely raised.” Malik Roofing Corp., 338 NLRB 930,
931 fn. 3 (2003); see also Public Service Co., 312 NLRB 459, 461
(1993). In Malik Roofing, a default judgment proceeding, the com-
plaint allegations also involved conduct outside of the 10(b) period.
The Board noted that the respondent had failed to file an answer to the
complaint or a response to the notice to show cause raising a 10(b)
defense, and therefore found the violations as alleged. Malik Roofing,
supra at fn.3. Accordingly, as the Respondent in this proceeding has
failed to file an answer or response raising a 10(b) defense, we shall
find the violation as alleged and issue an appropriate remedial order.
See id.; J.F. Morris Co., 292 NLRB 869, 870 fn. 2 (1989), enfd. mem.
881 F.2d 1076 (6th Cir. 1989).
In addition, the complaint alleged that: since about January 1, 2009,
the Respondent, by James T. Arth, has acknowledged its failure to pay
wages and benefits for hours worked by unit employees in accordance
with the 2007–2008 agreement; promised the Union to make unit em-
ployees whole for all unpaid wages and benefits from July 2007 to
October 2008; failed to pay wages and benefits for hours worked by
unit employees in accordance with his promise; and that this conduct
violates Sec. 8(a)(5) of the Act. We find it unnecessary to decide
whether this conduct constitutes a separate violation of Sec. 8(a)(5)
because the findings and remedy of such an additional violation would
be cumulative of the violation and remedy found above. See, e.g., Day
& Zimmerman Services, 325 NLRB 1046, 1048 fn. 14 (1998).
formance of its duties as the exclusive collective-
bargaining representative of the unit.
Since February 24, 2009, the Respondent, by James T.
Arth, has failed and refused to furnish the Union with the
information requested by it.
CONCLUSION OF LAW
By the conduct described above, the Respondent has
been failing and refusing to bargain collectively and in
good faith with the exclusive collective-bargaining repre-
sentative of its unit employees within the meaning of
Section 8(d) of the Act in violation of Section 8(a)(5) and
(1) of the Act and has thereby engaged in unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent has violated Section 8(a)(5)
and (1) by failing to pay wages and benefits for hours
worked by unit employees in accordance with the terms
and conditions of the parties’ collective-bargaining
agreement, we shall order the Respondent to make whole
its unit employees for any loss of earnings and other
benefits they have suffered as a result of the Respon-
dent’s unlawful conduct, in the manner set forth in Ogle
Protection Service, 183 NLRB 682 (1970), enfd. 444
F.2d 502 (6th Cir. 1971), with interest as prescribed in
New Horizons for the Retarded, 283 NLRB 1173
(1987).3 In the event that the 2007–2008 agreement pro-
vides for contributions to pension and benefit funds, we
shall order the Respondent to make whole the funds for
any failure to make the contractually-required contribu-
tions, with any additional amounts due the funds to be
computed in the manner set forth in Merryweather Opti-
cal Co., 240 NLRB 1213, 1216 fn. 7 (1979). We shall
further order the Respondents to reimburse employees
for any losses they may have suffered as a result of their
failure to make the required contributions, in the manner
prescribed in Kraft Plumbing & Heating, 252 NLRB 891
fn. 2 (1980), enfd. mem. 661 F.2d 940 (9th Cir. 1981),
with interest as prescribed in New Horizons for the Re-
tarded, supra.
3 In the complaint, the General Counsel seeks compound interest
computed on a quarterly basis for any backpay or other monetary
awards. Having duly considered the matter, we are not prepared at this
time to deviate from our current practice of assessing simple interest.
See, e.g., Glen Rock Ham, 352 NLRB 516, 516 fn. 1 (2008), citing
Rogers Corp., 344 NLRB 504 (2005).
APS EVENTS, LLC
3
In addition, having found that the Respondent has vio-
lated Section 8(a)(5) and (1) by failing and refusing to
furnish the Union with relevant and necessary informa-
tion requested on February 24, 2009, we shall also order
the Respondent to provide the Union with the requested
information.
ORDER
The National Labor Relations Board orders that the
Respondent, APS Events, LLC, Glen Burnie, Maryland,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to bargain collectively and in
good faith with International Alliance of Theatrical Stage
Employees, Moving Picture Technicians, Artists and
Allied Crafts of the United States, its Territories and
Canada, AFL–CIO, CLC, Local No. 19, as the exclusive
collective-bargaining representative of the employees in
the following appropriate unit by failing to pay wages
and benefits for hours worked by unit employees in ac-
cordance with the terms and conditions of the January 1,
2007, to December 31, 2008 collective-bargaining
agreement:
All stagehand employees engaged by Respondent to
work from time-to-time in the Baltimore Metropolitan
area, including all of Anne Arundel County, Baltimore
City, Baltimore County, Harford County and Howard
County, Maryland.
(b) Failing and refusing to furnish the Union with in-
formation that is necessary for and relevant to the Un-
ion’s performance of its duties as the exclusive collec-
tive-bargaining representative of the unit employees.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Make whole the unit employees and any benefit
funds for any losses they may have suffered as a result of
its failure on various dates between July 2007 and Octo-
ber 2008 to pay wages and benefits in accordance with
the terms and conditions of the 2007–2008 collective-
bargaining agreement, as set forth in the remedy section
of this decision.
(b) Furnish to the Union the information it requested
on February 24, 2009.
(c) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amounts of backpay due under
the terms of this Order.
(d) Within 14 days after service by the Region, post at
its facility in Glen Burnie, Maryland, copies of the at-
tached notice marked “Appendix.”4 Copies of the notice,
on forms provided by the Regional Director for Region
5, after being signed by the Respondent’s authorized
representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since July 2007.
(e) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
Dated, Washington, D.C. October 30, 2009
Wilma B. Liebman, Chairman
Peter C. Schaumber, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to bargain collectively
and in good faith with International Alliance of Theatri-
cal Stage Employees, Moving Picture Technicians, Art-
ists and Allied Crafts of the United States, its Territories
and Canada, AFL–CIO, CLC, Local No. 19, as the ex-
clusive collective-bargaining representative of the em-
ployees in the following appropriate unit by failing to
pay wages and benefits for hours worked by unit em-
ployees in accordance with the terms and conditions of
our January 1, 2007, to December 31, 2008 collective-
bargaining agreement:
All stagehand employees engaged by Respondent to
work from time-to-time in the Baltimore Metropolitan
area, including all of Anne Arundel County, Baltimore
City, Baltimore County, Harford County and Howard
County, Maryland.
WE WILL NOT fail and refuse to furnish the Union with
information that is necessary for and relevant to the Un-
ion’s performance of its duties as the exclusive collec-
tive-bargaining representative of the unit employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL make whole our unit employees and any
benefit funds for any losses they may have suffered as a
result of our failure on various dates between July 2007
and October 2008 to pay wages and benefits in accor-
dance with the terms and conditions of our 2007–2008
collective-bargaining agreement.
WE WILL furnish to the Union the information it re-
quested on February 24, 2009.
APS EVENTS, LLC