354 NLRB 849
DPI New England
354 NLRB No. 94
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
DPI New England and International Brotherhood of
Teamsters, Local 25. Case 1–CA–44833
October 30, 2009
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBER SCHAUMBER
On May 29, 2009, Administrative Law Judge Paul
Bogas issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent
filed a reply brief. The General Counsel filed limited
cross-exceptions and a supporting brief, and the Respon-
dent filed an answering brief.
The National Labor Relations Board1 has considered
the decision and the record in light of the exceptions2 and
briefs and has decided to affirm the judge’s rulings, find-
ings,3 and conclusions only to the extent consistent with
this Decision and Order.4
1 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Liebman and Member Schaumber constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act. See Snell Island SNF LLC v. NLRB, 568 F.3d
410 (2d Cir. 2009), petition for cert. filed 78 U.S.L.W. 3130 (U.S.
September 11, 2009)(No. 09-328); New Process Steel v. NLRB, 564
F.3d 840 (7th Cir. 2009), petition for cert. filed 77 U.S.L.W. 3670 (U.S.
May 22, 2009) (No. 08-1457); Northeastern Land Services v. NLRB,
560 F.3d 36 (1st Cir. 2009), petition for cert. filed 78 U.S.L.W. 3098
(U.S. August 18, 2009) (No. 09-213). But see Laurel Baye Healthcare
of Lake Lanier, Inc. v. NLRB, 564 F.3d 469 (D.C. Cir. 2009), petitions
for rehearing denied Nos. 08-1162, 08-1214 (July 1, 2009), petition for
cert. filed sub nom. NLRB v. Laurel Baye Healthcare of Lake Lanier,
Inc., __U.S.L.W.__ (U.S. September 29, 2009)(No. 09-377).
2 No exceptions were filed to the judge’s findings that the Respon-
dent violated Sec. 8(a)(3) and (1) of the Act by disciplining employee
Frederick “Rick” Crane, and Sec. 8(a)(1) by interrogating employees
and creating the impression of surveillance. Nor were exceptions filed
to the judge’s dismissal of additional impression of surveillance allega-
tions.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
4 In his cross-exception and supporting brief, the General Counsel
seeks compound interest computed on a quarterly basis for any make-
whole relief awarded. Having duly considered the matter, we are not
prepared at this time to deviate from our current practice of assessing
The judge found that the Respondent violated Section
8(a)(3) and (1) of the Act by suspending and discharging
employee Derek Mace, and by imposing a new Class A
licensing requirement and discharging employees Alex-
ander Adorno, Roger Beattie, and Anthony Glover pur-
suant to that requirement. We agree with the judge that
Mace’s suspension and discharge violated the Act.5 For
the reasons set forth below, however, we find that the
Respondent did not violate the Act by imposing the Class
A licensing requirement and discharging Adorno,
Beattie, and Glover. Contrary to the judge, we find that
the Respondent proved that it would have imposed its
Class A licensing requirement and discharged the em-
ployees for legitimate business reasons even in the ab-
sence of union activity. Accordingly, we reverse the
judge and dismiss these allegations.
I. FACTUAL BACKGROUND
The Respondent supplies and delivers products to
Starbucks stores in New England. Until March 2008, it
delivered paper products, dairy items, juices, water, pas-
tries, and sandwiches. Both straight trucks and larger
tractor-trailers were used to deliver the cargo. Straight
trucks could be driven by drivers with either a Class A or
Class B commercial driver’s license, but tractor-trailer
drivers were required to have a Class A license.
simple interest. See, e.g., Goya Foods of Florida, 352 NLRB 884 fn. 2
(2008).
Although acknowledging that the judge’s recommended Order and
notice contain appropriate remedial provisions for the unlawful disci-
pline of Rick Crane, the General Counsel excepts to the judge’s “inad-
vertent omission” from his remedy section of any mention of those
remedies. We agree with the General Counsel that the judge’s recom-
mended Order and notice provisions concerning the Crane violations
are appropriate (and we have set them forth below), but we find it un-
necessary to amend the judge’s remedy section to specifically refer to
those provisions.
5 In affirming the judge’s finding that the Respondent violated Sec.
8(a)(3) and (1) by suspending and discharging Mace, we find it unnec-
essary to rely on the judge’s application of NLRB v. Burnup & Sims,
379 U.S. 21 (1964). In cases involving union-related solicitation or
literature distribution by an employee, the Board has held that “when an
employer has failed to adopt and publish a valid rule regulating union
activity during work time, discipline for that reason will be upheld only
when the employer demonstrates that it acted in response to an actual
interference with or disruption of work.” Cal Spas, 322 NLRB 41, 56
(1996), enfd. in relevant part 150 F.3d 1095 (9th Cir. 1998), citing Mast
Advertising & Publishing, 304 NLRB 819, 827 (1991); Trico Indus-
tries, 283 NLRB 848, 852 (1987). Here, the judge found, and we
agree, that the Respondent did not adopt and publish a valid rule regu-
lating solicitation or distribution during worktime. In light of the
judge’s credibility resolutions, which we affirm, we find, in agreement
with the judge, that the Respondent did not prove that Mace’s organiz-
ing activities actually interfered with or disrupted either Mace’s work
or that of other employees. Accordingly, the Respondent’s suspension
and discharge of Mace for engaging in organizing activities during
worktime violated Sec. 8(a)(3) and (1) of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
Starting in March, the Respondent added new items,
and between March and May, drivers became increas-
ingly concerned about the extra cargo they were carry-
ing.6 Those concerns led to the initiation of a union
campaign. In June, straight-truck driver Roger Beattie
contacted International Brotherhood of Teamsters, Local
25, and he subsequently distributed union authorization
cards and literature to truckdrivers and organized meet-
ings between drivers and union officials.
Sometime between April and June, the Respondent de-
cided to phase out the use of the straight trucks on the
delivery routes and replace them with tractor-trailers that
could only be driven by drivers with Class A licenses.
On July 11, the Respondent held a meeting with the
drivers to address the union campaign. At the meeting,
Mark Donahue, Respondent’s director of operations,
stated that he heard “bad rumors” that a lot of people
wanted the Union, and he warned that “there should be
no union activity on the property” and that such activity
was a “terminatable offense.” Donahue also stated that
he was “disappointed” by the union activity and he in-
vited the drivers to discuss their grievances. In response,
Beattie complained about the dramatic impact the in-
creased cargo had on his workload.
After the meeting, the Respondent’s operations man-
ager, Frank Driscoll, told Beattie and the other Class B
drivers, including Adorno and Glover, that they should
begin the process of upgrading their driver’s licenses to
enable them to drive the tractor-trailers. A notice dated
July 11, stating that Class B drivers were required to
have Class A licenses by September 15, was posted on
the drivers’ room door on July 12. The notice offered the
Respondent’s assistance to the Class B drivers in upgrad-
ing their licenses, including training and the availability
of the Respondent’s equipment and experienced drivers
both for practice and for the road test. The Respondent
also offered to pay the cost of each employee’s first road
test, as well as a re-test if necessitated by equipment
problems.
Drivers Beattie, Adorno, and Glover made no attempt
to obtain Class A licenses by the September 15 deadline,
and they were discharged. The Respondent offered them
6 At times, as a result of the increased volume, the cargo did not fit
into the smaller straight trucks used on certain routes. When this oc-
curred, the cargo had to be removed from the straight truck and re-
loaded onto a tractor-trailer, and a Class A driver had to be called in.
Because the Class A driver was unfamiliar with the route, the Class B
driver who normally drove the route would be required to ride along.
In addition, the increased cargo volume in the straight trucks also re-
sulted in longer loading and unloading times, as well as more frequent
product damage. Drivers were not compensated for the increase in time
required to complete their routes because they were paid on a per trip
basis, rather than by the hour.
positions in the warehouse, albeit at a reduced wage rate,
but they all declined. Operations Manager Driscoll told
the three employees that “if they got their class A li-
cense[s] they were more than welcome to come in and
reapply.”
II. JUDGE’S DECISION
The judge found that the Respondent imposed the
Class A license requirement to eliminate Beattie, the
“prime mover of the union effort,” and that Adorno and
Glover were swept up in the adverse employment action
as cover for that discriminatory act. The judge first
found that the General Counsel met his initial burden
under Wright Line7 to show that union activity was a
motivating factor in the decision to discharge the em-
ployees. Although acknowledging that the question was
a “close” one, he then found that the Respondent did not
meet its Wright Line burden of showing that it would
have enacted the new licensing requirement and termi-
nated the three drivers even absent the union activity.
The judge concluded that the Respondent showed that it
had a good reason to phase out the straight trucks in fa-
vor of the larger tractor-trailers, but it “failed to demon-
strate by a preponderance of the evidence that it would
have implemented the new requirement when it did and
how it did if not for its antiunion animus.”
III. RESPONDENT’S EXCEPTIONS
The Respondent contends that the new licensing re-
quirement was necessitated by the expansion of the busi-
ness, and that the drivers were given sufficient advance
notice and offers of assistance to enable them to meet the
deadline. It further asserts that the judge substituted his
business judgment for that of the Respondent and ig-
nored evidence as to the implementation of its new re-
quirement.
The Respondent claims it implemented the Class A
policy on July 11 and set the September 15 deadline be-
cause in June Starbucks had informed it to expect a surge
of paper product deliveries in August, and it was aware
that Class B drivers could obtain a Class A license in 9
weeks. In explaining why it announced the new re-
quirement on July 11, the Respondent relies in part on
employee Beattie’s complaint at the July 11 meeting that
his workload had dramatically increased, and Operations
Manager Driscoll’s statement to Beattie after the meeting
that they were anticipating a “big rush in the winter.”
The Respondent also contends that the judge should have
drawn the inference that the September 15 deadline was
“fair and achievable,” particularly given the employees’
7 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
DPI NEW ENGLAND
3
work schedule, which, the Respondent asserted, made it
easier for employees to complete their training.
IV. ANALYSIS
We assume arguendo that the General Counsel met his
initial burden under Wright Line to prove that union ac-
tivity was a motivating factor in the decision to impose
the Class A licensing requirement and to discharge the
employees. Nevertheless, we find that the Respondent
met its burden to prove that it would have acted in the
same manner for legitimate business reasons regardless
of any union activity.
The judge found, and we agree, that because of the
problems associated with increased cargo volume, the
Respondent had a legitimate reason to phase out the
straight trucks in favor of the larger tractor-trailers, and
therefore also to establish a Class A license requirement.
The Respondent had recently experienced an increase in
cargo volume that created problems using the straight
trucks, and the Respondent was anticipating a further
increase in August. The judge, however, declined to find
that the Respondent had established a legitimate business
justification for the imposition of the Class A require-
ment and the resulting discharges because, in his view,
the Respondent had not proved that it would have im-
plemented the new requirement when it did and how it
did if not for its antiunion animus. In so finding, the
judge relied in part on the brevity of the notice period,
and he drew the inference that the “extremely short dead-
line” was established so that “the drivers would almost
certainly fail to meet it.” In our view, such an inference
is unwarranted.
The General Counsel’s case was substantially prem-
ised on the testimony of Beattie, Adorno, and Glover,
each of whom testified that the drivers were not told of
the new license requirement until September 4, less than
2 weeks before the September 15 deadline. Such short
notice would, indeed, have strongly supported the Gen-
eral Counsel’s theory that the Respondent imposed the
requirement knowing that Beattie and the other Class B
drivers would not be able to meet it. The judge, how-
ever, discredited that testimony. He found instead that
the drivers received notice of the September 15 deadline,
both orally and in writing, in July.
Unlike the less than 2-week notice alleged by the Gen-
eral Counsel, the approximately 2-month notice period
found by the judge was not so short as to warrant the
inference, drawn by the judge, that the Respondent estab-
lished the requirement knowing that the employees
would almost certainly be unable to fulfill it. This is
demonstrated by undisputed evidence that another Class
B driver, Carlos Marques, presented himself for the Class
A road test after about 5 weeks of training.8 Beattie,
Adorno, and Glover did not even attempt to meet the
September 15 deadline, even though their work sched-
ules—which did not require them to work every day—
would have given them an opportunity to engage in the
necessary test preparation.
In addition, the wording of the written notice dated
July 11 and posted on July 12 does not support a finding
that the Class A requirement was a part of an effort to get
rid of Beattie or any other Class B driver. In fact, the
notice suggests just the opposite. The notice offered the
Respondent’s Class B drivers substantial assistance in
obtaining their Class A licenses. Specifically, the Re-
spondent offered the employees training, the use of its
trucks, and help from its experienced Class A drivers,
both for practice and for the employees’ road tests. In
addition, it offered to pay the cost of each employee’s
first road test, as well as an additional test if the re-test
was necessitated by equipment problems. Those offers
of assistance belie the judge’s inference that the Respon-
dent was hoping that the Class B drivers would be unable
to meet the deadline.
Similarly, when Beattie, Adorno, and Glover were re-
moved from their driver positions in September, the Re-
spondent offered each of them a position in the ware-
house, even though the Respondent knew, by that time,
that the Union was attempting to organize the warehouse
employees in addition to the drivers. This offer seems
inconsistent with a motive to eliminate union supporters
affected by the licensing requirement.9
In view of all the facts, we are not persuaded that the
Respondent established a Class A license requirement
that would affect several employees, in the hope that one
union activist, Beattie, would be unable to meet it and so
provide the Respondent with a justification for his dis-
charge. Instead, we find that the Respondent met its bur-
den of showing that the Class A license requirement was
established in July for legitimate business reasons, i.e.,
the recent and anticipated increases in cargo volume. We
therefore dismiss the allegations that the Respondent’s
imposition of the Class A license requirement and its
discharges of Beattie, Adorno, and Glover violated the
Act.
8 Marques’ actual test was delayed twice because of equipment prob-
lems.
9 Member Schaumber would also rely on Driscoll’s testimony that
he told the employees that “if they got their class A license[s] they were
more than welcome to come in and reapply.” In Member Schaumber’s
view, such a statement, while not a guarantee of rehiring, is not indica-
tive of an intent to rid the workplace of union supporters.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
AMENDED CONCLUSIONS OF LAW
1. Substitute the following for the judge’s Conclusion
of Law 4:
“4. The Respondent violated Section 8(a)(3) and (1) of
the Act: on July 24, 2008, when it suspended Mace, and
on August 4, 2008, when it converted that suspension
into a termination, because of Mace’s union and con-
certed activities and in order to discourage such activi-
ties; and in September 2008, by issuing warnings to
Crane because of his union and concerted protected ac-
tivities, and in order to discourage such activities.”
ORDER
The Respondent DPI New England, Canton, Massa-
chusetts, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Coercively interrogating any employee about ac-
tivities protected by Section 7 of the Act.
(b) Creating the impression that it has placed employ-
ees’ union activities under surveillance.
(c) Discharging or suspending any employee for sup-
porting the International Brotherhood of Teamsters, Lo-
cal 25 or any other union.
(d) Issuing a written warning to, or otherwise disciplin-
ing, any employee for supporting the International
Brotherhood of Teamsters, Local 25 or any other union.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Derek Mace full reinstatement to his former job or, if
that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other
rights or privileges previously enjoyed.
(b) Make Derek Mace whole for any loss of earnings
and other benefits suffered as a result of the discrimina-
tion against him in the manner set forth in the remedy
section of the judge’s decision.
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful suspension
and discharge of Derek Mace, and within 3 days thereaf-
ter notify him in writing that this has been done and that
the suspension and discharge will not be used against
him in any way.
(d) Within 14 days from the date of this Order, rescind
and revoke the written warnings issued to Frederick
“Rick” Crane in September 2008.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful written warn-
ings issued to Frederick “Rick” Crane, and within 3 days
thereafter notify him in writing that this has been done
and that the discipline will not be used against him in any
way.
(f) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(g) Within 14 days after service by the Region, post at
its facility in Canton, Massachusetts, copies of the at-
tached notice marked “Appendix.”10 Copies of the no-
tice, on forms provided by the Regional Director for Re-
gion 1, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since July 1, 2008.
(h) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
Dated, Washington, D.C. October 30, 2009
Wilma B. Liebman, Chairman
Peter C. Schaumber, Member
10 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DPI NEW ENGLAND
5
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT coercively question you about your un-
ion support or activities.
WE WILL NOT create the impression that we have
placed your union activities under surveillance.
WE WILL NOT discharge, suspend, or otherwise disci-
pline any of you for supporting International Brother-
hood of Teamsters, Local 25, or any other union.
WE WILL NOT issue warnings or other discipline to you
for supporting International Brotherhood of Teamsters,
Local 25, or any other union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer Derek Mace full reinstatement to his former
job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed.
WE WILL make Derek Mace whole for any loss of
earnings and other benefits resulting from the discrimina-
tion against him, less any net interim earnings, plus in-
terest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful suspension and discharge of Derek Mace, and WE
WILL, within 3 days thereafter, notify him in writing that
this has been done and that the suspension and discharge
will not be used against him in any way.
WE WILL, within 14 days from the date of the Board’s
Order, rescind and revoke the unlawful written warnings
issued to Frederick “Rick” Crane in September 2008.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful written warnings issued to Frederick “Rick” Crane,
and WE WILL, within 3 days thereafter, notify him in writ-
ing that this has been done and that the warnings will not
be used against him in any way.
DPI NEW ENGLAND
Elizabeth Tafe, Esq. and Emily Goldman, Esq., for the General
Counsel.
Arthur M. Brewer, Esq. and Kraig B. Long, Esq. (Shaw &
Rosenthall, LLP), of Baltimore, Maryland, for the Respon-
dent.
DECISION
STATEMENT OF THE CASE
PAUL BOGAS, Administrative Law Judge. This case was
tried in Boston, Massachusetts, on February 9, 10, and 11,
2009. The allegations concern the actions of DPI New England
(the Respondent) during a union organizing campaign that be-
gan among its employees in June 2008. The International
Brotherhood of Teamsters Local 25 (the Union) filed the initial
charge on July 25, 2008, and an amended charge on December
16, 2008. The Director of Region 1 of the National Labor Re-
lations Board (the Board) issued the complaint on December
31, 2008.1 The complaint alleges that the Respondent violated
Section 8(a)(1) of the National Labor Relations Act (the Act)
by interrogating employees about union activities, and creating
the impression that the employees’ union activities were under
surveillance. The complaint further alleges that the Respondent
violated Section 8(a)(3) and (1) by discriminating based on
employees’ union and other protected concerted activities when
it: suspended and terminated employee Derek Mace; issued
disciplinary warnings to employee Frederick “Rick” Crane; and
imposed a new eligibility requirement that resulted in the con-
structive discharge, or discharge, of three drivers (Alexander
Adorno, Roger Beattie, and Anthony Glover). The Respondent
filed a timely answer in which it denied that it had committed
any of the unfair labor practices alleged in the complaint.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing findings of fact and conclusions of law.
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, with an office and place of
business in Canton, Massachusetts, distributes goods to stores
that Starbucks Corporation owns and operates throughout New
England. In conducting this business, the Respondent annually
purchases and receives at its Canton facility goods valued in
excess of $50,000 directly from points outside the Common-
wealth of Massachusetts, and annually provides services valued
1 All dates are in 2008, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
in excess of $50,000 to Starbucks Corporation, an entity en-
gaged in interstate commerce in states other than the Com-
monwealth of Massachusetts. The Respondent admits, and I
find, that it is employer engaged in commerce within the mean-
ing of Section 2(2), (6), and (7) of the Act and that the Union is
a labor organization within the meaning of Section 2(5) of the
Act.
II. ALLEGED UNFAIR LABOR PRACTICE
A. Background Facts
The Respondent is a distribution and supply company that
delivers products to 325 Starbucks stores and licensed Star-
bucks venders (collectively referred to as Starbucks stores or
stores) in Connecticut, New Hampshire, Maine, Massachusetts,
New York, Rhode Island, and Vermont.2 In addition, the Re-
spondent delivers Starbucks products to a number of distribu-
tion centers operated by other companies. The Respondent has
a facility in Canton Massachusetts, where products are re-
ceived, stored, and loaded for delivery. Its corporate offices are
located in Maryland. The Respondent uses trucks to make its
deliveries and also to pick up some of the product that it deliv-
ers. Much of the product that the Respondent transports is
Starbuck’s own inventory and the Respondent is only responsi-
ble for receiving that product at the Canton facility and deliver-
ing it to Starbucks stores and distribution centers. Other cate-
gories of product are owned by the Respondent and purchased
from it by Starbucks. As of the time of the trial, the Respon-
dent employed 50 truckdrivers3 and 47 warehouse workers.
The Respondent’s truckdrivers and warehouse workers are
supervised, respectively, by transportation supervisors and
warehouse supervisors. During the time period covered by the
complaint the Respondent also had a transportation manager,
Dave Robitaille. The supervisory personnel report to Frank
Driscoll, the Respondent’s operations manager. Driscoll, in
turn reports to Mark Donahue, who is the Respondent’s director
of operations. Driscoll has been operations manager since July
2007. Donahue has been the director of operations since some
time in 2007, and before that he was the Respondent’s opera-
tions manager.
The delivery services that the Respondent provides to Star-
bucks expanded significantly in recent years. The Respondent
began its operations in approximately 2005 and until March
2008, the types of products it delivered were limited to paper
products (such as, cups, lids, napkins, paper towels), dairy
items, juices, water, pastries, and sandwiches. Starting in
March 2008, the Respondent added two broad categories of
product known as “high volume” items4 and “cross dock cof-
fee.” High volume items include those things that the Star-
bucks stores use in large quantities on a daily basis. The “cross
dock coffee” category includes not only coffee, but also coffee
2 The Respondent’s only client is Starbucks, but it is associated with
a larger corporate entity that has clients besides Starbucks. Starbucks
does not own the Respondent.
3 This total is down slightly from July 2008, when the Respondent
employed approximately 55 drivers.
4 The high volume items are often referred to in the record as
“SKUs.”
mugs, coffee makers, musical recordings, signs, display tables,
and other miscellaneous items seen in Starbucks stores.
In an effort to prepare for the increased workload, the Re-
spondent added 8t to 10 trailers to its truck fleet and hired addi-
tional drivers. On March 1, 2008, the Respondent split most of
its routes in order to reduce the number of stores covered by
each route and help accommodate the larger deliveries it was
making to individual stores.5 Nevertheless, between March and
May 2008, truckdrivers began to notice very substantial in-
creases in the total cargo they were carrying on their trucks.
In August 2008, the Respondent began selling Starbucks the
paper products that it delivered to the stores. Prior to that time,
the Respondent received pre-assembled pallets of Starbucks-
owned paper products and then delivered those pallets to indi-
vidual stores on a weekly basis. After the Respondent began to
sell the paper products to Starbucks, it began making such de-
liveries to individual stores on a daily, rather than a weekly,
basis. It appears that the August 2008 changes in the Respon-
dent’s role with respect to paper products increased to some
extent the size of the loads the Respondent was carrying on its
trucks.
As a result of the increase in the amount of product being de-
livered, the Respondent found that, by April 2008, it was some-
times unable to fit the cargo for a route onto one of its smaller,
“straight truck” vehicles and was forced to remove that product
and reload it onto a larger tractor-trailer truck. In some in-
stances this meant that the driver who usually made the deliver-
ies, and therefore was familiar with the route, had to ride to-
gether with a driver who was qualified to operate the larger
tractor-trailer truck. In such instances, the Respondent paid two
drivers to complete a route that was usually completed by a
single driver. The larger loads also increased the extent to
which cargo had to be “stacked” in order to fit on the straight
trucks, and this meant that the product was damaged more fre-
quently. The Respondent’s tractor-trailer trucks were large
enough to accommodate product without this increased stack-
ing. In its brief the General Counsel concedes that, as a result
of the larger size of the loads, the “Respondent apparently ex-
perienced limitations on its ability to effectively utilize the
straight trucks.” Brief of General Counsel at 9.
The stacking of product on the straight trucks also made it
more difficult and time consuming for drivers to load and
unload those trucks. This was a serious concern to the drivers
because they are paid by the “trip”—meaning that they receive
a fixed amount of compensation for completing a route, regard-
less of how long that takes. Thus the drivers do not receive any
additional compensation even if an increase in load size means
they have to work longer shifts. The Respondent expects that it
will take a driver 10 hours to complete the day’s route and as-
sociated tasks. However, some drivers found that with the
5 Generally a driver is assigned to the same route for an extended pe-
riod of time. Each night-shift route is serviced 7 days a week. One
night-shift driver completes the route 4 days a week, and another night-
shift driver completes the same route 3 days a week. The driver who
delivers the route 3 days a week will work one additional night shift as
a “floater” who can perform a variety of driving and other tasks. On
average there are 3 floaters on a night shift. The drivers who service
the day routes do not switch off with another driver in this manner.
DPI NEW ENGLAND
7
increased size of the loads the “trips” were consistently taking
more than 10 hours to complete. This appears to have been one
of the concerns that led drivers to initiate the union campaign.
B. Union Campaign
During the second week of June 2008, employee Roger
Beattie, who operated one of the Respondent’s straight trucks,
contacted the Union about representing employees at the Re-
spondent’s facility. Shortly thereafter, the Union supplied
Beattie with union authorization cards and prounion literature.
Beattie distributed between 40 and 45 authorization cards, and
prounion literature, to truckdrivers employed by the Respon-
dent. He also organized meetings between truckdrivers and
union officials. Union officials held three meetings with driv-
ers over the course of 2 weeks during the first part of July. The
initial two meetings were both held at the headquarters of the
union local and attracted between two and four drivers each.
The third meeting was held at a donut store in Canton and was
attended by between 15 and 20 drivers.
Another straight truckdriver, Frederick “Rick” Crane, sup-
ported the organizing campaign by passing out 20 union cards
to drivers, distributing prounion literature to approximately
eight drivers, talking to people about the Union, signing a union
card himself, and attending a union meeting. The record does
not reveal precisely when Crane engaged in most of these ac-
tivities. However, it does show that the union meetings Crane
and other drivers attended took place in the first part of July,
and that Crane had distributed union literature by September 14
at the latest.
During roughly the same time period when Beattie and
Crane were working to generate support for the Union among
drivers, Derek Mace, a warehouse employee, was leading an
effort to generate support among the Respondent’s warehouse
workers. Mace obtained union authorization cards from
Beattie, and distributed 20 or more such cards to warehouse
employees. In June and July, Mace had conversations about
the Union with other employees on a daily basis, and eventually
raised the subject with almost every one of the Respondent’s
approximately 47 to 50 warehouse employees. In some in-
stances Mace initiated these conversations, and in others the
employees did so. None of Mace’s conversations about the
Union were heated and none of the employees told him not to
talk to them about the Union. In some instances, Mace’s con-
versations with employees took place while the other employee
was working. However, the record shows that employees could
perform warehouse work while they were talking about non-
work related matters, and Mace credibly testified that his con-
versations with employees did not disrupt their work. Indeed it
is undisputed that warehouse employees routinely talk about a
variety of other subjects while working—including sports and
after-work activities—without interference from the Respon-
dent. On July 17 2008, there was a union meeting for the
warehouse employees at a restaurant in Canton, Massachusetts.
This meeting was attended by officials of the Union and a
group of about 10 warehouse employees. Mace discussed his
concerns about workplace safety with an official of the Union.
The union official suggested that Mace report his concerns to
the Occupational Safety and Health Administration (OSHA),
and Mace did so in June or July. Shortly thereafter, OSHA
investigators visited the Respondent’s facility to perform an
inspection. The record does not disclose the exact date of that
inspection, but it is clear that it occurred sometime before July
28.6
Mace’s efforts on behalf of the Union did not prevent him
from performing his job duties, which consisted mainly of
“picking” milk products that were designated for particular
orders and organizing those products onto pallets that would
then be loaded onto trucks for delivery to stores. On a typical
day during the summer of 2008 there were approximately 24
such orders, and between three and four people picking the
orders. Mace usually picked between 8 and 10 orders. He also
helped to load trucks.7
Approximately 25 to 30 of the Respondent’s approximately
50 to 55 truckdrivers signed authorization cards and returned
them to Beattie. The record does not reveal how many of the
approximately 47 warehouse employees signed union cards.
Among the issues that drivers were concerned about were the
replacement of trip pay with hourly pay and the institution of
new retirement benefits. Not all employees welcomed the un-
ion effort. In late June 2008, Ron Belanger,8 after speaking to
one of the Respondent’s warehouse supervisors (Barry Lopes),
approached Beattie and complained that the union supporters
were “screwing everybody over.” Subsequently, on occasions
in July and August, Belanger made further comments in the
same vein to Beattie. In August, Belanger approached another
6 A letter sent to the Union by the Respondent’s counsel states that
the inspection occurred on July 25, GC Exh. 21, but there was no sworn
testimony to that effect and no OSHA notice or other documentary
evidence confirming the date. In its brief, the Respondent states that it
had no knowledge of Mace’s involvement in the OSHA inspection at
the time it suspended him. R. Br. at 29, Par. 170. Before the suspen-
sion was converted to a discharge, however, the Union circulated a
flyer concerning Mace’s OSHA complaint to the Respondent and oth-
ers.
7 Driscoll testified that he received reports from employees and su-
pervisors that Mace was not performing his job duties and was interfer-
ing with other employees’ work. However, the Respondent failed to
call any of those employees or supervisors to testify about what they
had witnessed. Mace, on the other hand, appeared as a witness and
testified that while talking about the Union he continued to complete
his work and did not interrupt the work of others. Although Mace was
an ardent union supporter, and has a personal stake in the outcome of
this proceeding, I found him generally credible based on his demeanor
and the record as a whole. With respect to the question of whether
Mace actually failed to meet his responsibilities as an employee and
interfered with the work of other employees, Driscoll’s testimony is
hearsay and, given the record here, is outweighed by Mace’s credible
contrary account. The reliability of Mace’s testimony on this subject
was enhanced by the level of detail he provided. Mace specified how
many milk orders were typically completed during his shift (24), how
many employees those orders were divided among (3 to 4), and how
many of the orders he himself was completing per shift (8 to 10). Dris-
coll, on the other hand, gave only general testimony about reports that
Mace was leaving his work area and not completing his work. Driscoll
did not state how many milk orders Mace was expected to complete or
how many he was completing. Nor did Driscoll contradict Mace’s
testimony regarding those numbers.
8 This individual’s name also sometimes appears in the transcript
spelled “Balanger.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
union supporter, Crane, and said: “Hey pussy boy. The Union
is not getting in. You used my name.” Subsequently, Crane
attempted to explain his position regarding the Union to
Belanger. Belanger did not respond to Crane, but rather walked
away and went to talk to the Respondent’s operations manager,
Driscoll.
C. Management Meets with Employees
By late June, Driscoll had heard about the existence of the
union effort at the facility. In response to the organizing effort,
the Respondent required employees to attend meetings at which
Donahue, the Respondent’s director of operations, delivered
remarks opposing unionization. Drivers were required to attend
such a meeting in the facility’s breakroom on July 11. In addi-
tion to Donahue, there were two warehouse supervisors—Rod
Grippen and Lopes—present for management. Donahue stated
that he had “heard bad rumors” that “a lot of people wanted the
union in.” He warned the drivers that “there should be no un-
ion activity on the property,” and that such activity was a “ter-
minatable [sic] offense.” Donahue also stated that he was dis-
appointed by the union activity since the Respondent had al-
ways had “an open door policy.” He invited the drivers to dis-
cuss their grievances. A number of drivers spoke. Beattie,
publicly complained that there had recently been a dramatic
increase in the workload on his route. He expressed the view
that the Respondent had increased his workload in retaliation
for his efforts on behalf of the Union.9 Crane also spoke at the
meeting. He complained that the Respondent was not paying
employees for attending the mandatory meeting. When Dona-
hue asked why employees wanted union representation, Crane
answered by describing a safety problem and complained that
even after that problem had caused an injury, the Respondent
neglected to repair it. Either at, or immediately following, this
meeting, Driscoll told Beattie and two other drivers who were
not qualified to drive tractor-trailer trucks, that they should
begin the process for upgrading their commercial drivers’ li-
censes.
In July, the Respondent also held a meeting in the breakroom
to discuss the union campaign with warehouse employees.
Present at the meeting from management were Donahue, Dris-
coll, and a warehouse supervisor named Barry Baldack.10
Donahue informed the employees that there was “talk of . . . a
union going around the warehouse.” He told them, “You don’t
need this, we don’t need a third party, you know, we’re like
family.” Donahue reminded them that in the past he had pro-
vided jobs to immediate family members of incumbent em-
ployees. He said he wanted to know “if anyone has informa-
tion on what” is “going on.” Donahue also warned that he was
“not going to let anybody to solicit on company property.” He
said “I’m not going allow somebody to come here and sell you
guys carpets, so I’m not going to let somebody come in and sell
union to you guys either.”
9 Beattie did not address this remark directly to Donahue, but to an-
other employee. However, the testimony leads me to find that Beattie
made the remark as part of the public back-and-forth at the meeting.
See Tr. at 70 to 71.
10 This individual’s name also sometimes appears in the transcript
spelled “Baldeck.”
Prior to the union campaign, the Respondent had never told
Crane that employees could not discuss any nonwork topic
while working, much less said that such discussions were a
“terminatable offense.” Moreover, the Union was the only
topic that Crane ever heard the Respondent’s officials declare
off limits for work-time discussions. Similarly, prior to the
union campaign, the Respondent had never told Mace that em-
ployees were not permitted to solicit during work. The record
does not include any written company policy against solicita-
tion and distribution and the Respondent has not asserted that
such a written policy existed. Indeed, the record shows that it
was common for employees to distribute sales catalogues, ask
coworkers to purchase items, and make fund raising solicita-
tions both in the breakroom and in work areas of the facility.
Such solicitations sometimes occurred while the employees
were working.
Also in July, Driscoll questioned a driver named Anthony
Glover about conversations that Beattie had been having on the
dock with other employees. Glover and Beattie were friends,
and Glover was aware of the union campaign in early July and
signed a union authorization card. Driscoll called Glover by
phone while Glover was driving his truck to make deliveries.
He asked whether Glover could tell him what “Beattie is talk-
ing to all the drivers for?” Driscoll cautioned Glover to be
“real frank . . . real serious.” Glover responded that he did not
know what Driscoll was talking to employees about. It was
unusual for Driscoll to contact Glover while he was driving his
route. Generally Driscoll only did so if there was something he
needed to communicate regarding the deliveries.
D. Mace Terminated
The Respondent discharged Mace—the lead union organizer
among the warehouse workers—on August 4, after suspending
him on July 24. Mace had been working for the Respondent
since February 2006. Driscoll informed Mace of the suspen-
sion at a July 24 meeting held in Donahue’s office. Warehouse
Supervisor Baldack was also present. Driscoll stated that he
knew Mace was responsible for the union organizing and said
that other employees felt “threatened” by him and were
“scared” that they were “going to lose their jobs.” Mace was
not provided with any disciplinary paperwork at this meeting,
but Driscoll stated that he was being suspended until further
notice because he was not working, was interfering with other
employees, and was soliciting on company time and where
other people were working. At the meeting, Mace responded:
“I haven’t done anything wrong, . . . I haven’t broken any laws
and I don’t understand why I’m being suspended. I do my
work all the time.” Mace also told Driscoll that he had “noth-
ing to do with the Union.” During the period leading up to the
July 24 suspension, no supervisor had told Mace that he was
not getting his work done.
In a subsequent letter dated July 28, Driscoll stated that
Mace was suspended “pending further investigation into com-
plaints made by employees” that he was “interfering with their
work.” The letter informed Mace that “it may be necessary to
take further disciplinary action up to and including dismissal, if
the investigation concludes that you violated the company’s
solicitation and distribution policy.” The letter makes no men-
DPI NEW ENGLAND
9
tion of Mace failing to perform his own duties. The next week,
Driscoll and Baldack met with Mace a second time. Driscoll
testified that he told Mace: “[Y]ou lied. You lied to me about
where you were, you lied to me about soliciting and looking for
Union votes . . . in the warehouse, handing out literature in the
building.”
After the second meeting with Driscoll and Baldack, Mace
received a letter, signed by Driscoll and dated August 4, 2008,
which stated that Mace’s employment with the Respondent was
terminated effective that day. The letter set forth the bases for
termination as follows:
-
Interfering with your co-workers’ jobs
-
Not doing your work
-
Dishonesty towards Management
-
Violation of the No Solicitation and Distribution
Policy.
In addition, the letter stated that:
During the course of the investigation you categorically de-
nied interfering with your co-workers performance of their
jobs. We have information from several sources w[hich] sub-
stantiate you did, in fact, interfere with your co-workers while
they were working. In short, you lied to management.
Prior to the suspension, Mace had never received any warnings
or other discipline for interfering with coworkers’ performance
of their job duties, failing to perform his own work, dishonesty
towards management, or violation of any policy on solicitation
or distribution.11 At trial, Driscoll testified that he “might
have” told an agent of the Board that by “dishonesty to man-
agement,” he meant that Mace had denied involvement with the
Union. As discussed above, during the second meeting regard-
ing Mace’s discipline, Driscoll told Mace, “[Y]ou lied to me
about soliciting and looking for Union votes . . . in the ware-
house, handing out literature in the building.”
At trial, Driscoll was the only witness who testified for the
Respondent about the shortcomings upon which Mace’s sus-
pension and termination were purportedly based. Driscoll
could recount just one specific incident that he personally wit-
nessed. Driscoll testified that in late June or July 2008, he wit-
nessed Mace giving Beattie a ride along the Respondent’s dock
on an unloaded pallet jack.12 Then Mace and Beattie went into
Beattie’s trailer and remained there for approximately 20 min-
utes. Driscoll testified that he eventually told Mace to return to
work and that Mace said he had been helping Beattie. Driscoll
states that, on the same day, many employees were straying
from their normal work patterns and that he counseled at least
one other driver—this one not an alleged discriminate—for
failing to load his truck in a diligent manner. Driscoll also
stated that drivers were going “truck-to-truck” that day, some-
thing that he described as unusual.13
11 There was evidence that Mace had had attendance problems in the
past. The Respondent concedes that those prior attendance problems
had nothing to do with Mace’s suspension and termination.
12 A pallet jack is a type of warehouse equipment used to lift and
move product.
13 Driscoll also testified that on one occasion he observed Mace near
the sandwich line. Driscoll stated that Mace would have no work-
Driscoll testified that in addition to the one incident regard-
ing Mace that he witnessed, he received multiple reports that
Mace was not doing his job or was interfering with others.
More specifically, Driscoll stated that over a 10-day period in
late July 2008, he had received complaints about Mace from
employees Scott Auger, Harold Baker, Mark Cinelli, Tony
Mederios, and Tom Taft, and from Supervisor Roy Blakely.14
As alluded to above, not one of the seven individuals named by
Driscoll were called by the Respondent to testify about Mace’s
alleged infractions or about their conversations about Mace
with Driscoll. Instead the Respondent relied on Driscoll’s ac-
count of what they told him.
Driscoll stated that, Auger, a warehouse worker, complained
that Mace was coming to the high volume section of the ware-
house a couple of times a day, talking to employees, and that
“they’re not getting the product out fast enough.” Driscoll
testified that he told Auger that he would “talk to Derek [Mace]
and tell him to stay out of there.” Driscoll testified that Baker,
a truckdriver said: “Dude, what’s going on? I . . . got this guy
from the warehouse that delivers milk in my truck, I’m trying
to unload and . . . all he’s doing is talking to me about Union. I
kept saying ‘Look, will you let me unload?’” According to
Driscoll, Baker asked “Can you do anything about it?,” and
Driscoll responded: “I’ll talk to him about staying off of the
trucks. He can’t stop you from working.” Driscoll testified
that Cinelli reported that Mace had started talking to him about
the Union while in the breakroom and that Cinelli said he did
not want to be involved and told Mace to “watch whas he was
doing.” According to Driscoll, Cinelli said that Mace contin-
ued the conversation and made Cinelli uncomfortable. Driscoll
stated that he told Cinelli that Mace could talk to him during a
break, but that Mace was “not supposed to be on break.”
In addition, Driscoll testified that Mederios, a warehouse
employee, approached him to talk about Mace in late June or
early July 2008. In Driscoll’s account, Mederios said: “I was
trying to go to work, I was trying to get into the freezer and
Derek [Mace] stopped me, he was talking to me about joining
the Union. . . . I went to go into the battery room, he followed
me in there.” Driscoll testified that he asked if Mederios
wanted to file a complaint about Mace, but Mederios did not
choose to do so. Driscoll stated that he told Mederios that
Mace “shouldn’t be doing this while you’re trying to work.”
Driscoll testified that Taft, a warehouse employee who
unloaded trucks, complained that he was working when Mace
approached him about the Union. Driscoll testified that Taft
reported that he told Mace he was not interested in joining a
Union, but that Mace subsequently approached him again while
he was working. Driscoll said he asked Taft “Are you feeling
threatened or is he stopping you from working?” and that Taft
responded, “Well, every time I’m trying to work he’s trying to
talk to me about the Union, all I want to do is work.”
related reason for being there unless he was loading trucks, and that on
the day in question Mace was “doing milk.” When pressed on cross-
examination, however, Driscoll stated that Mace loads trucks on days
when he is “doing milk.”
14 According to Driscoll, Blakely was a nonsupervisor when he made
an earlier complaint about Mace, but was promoted before making his
second, late July complaint.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
Driscoll also testified that he had two conversations about
Mace with Blakely—the first one when Blakely was a ware-
house employee and the second after Blakely was promoted to
a supervisory position. Driscoll stated that, on the first occa-
sion, Blakely said that Mace had talked to him in the parking
lot about the Union. Driscoll stated that, on the second occa-
sion, Blakely reported that he was working when Mace said he
had seen union officials the night before and that “manage-
ment’s screwed.” According to Driscoll, Blakely reported that
he responded to Mace by saying, “You know I’m a supervisor,”
and that Mace said he “d[id]n’t care.” Driscoll recounted that
he told Blakely there was not much he could do unless Blakely
made a formal complaint.
At trial, the Respondent submitted written statements from
two of the individuals who Driscoll said complained about
Mace. These statements—one from Taft and one from
Blakely—are undated and both discuss Mace’s union activity.
The statement from Taft says that over the course of a “couple
of days,” Mace approached him to talk about the Union. At
least one time this happened while Taft was picking product to
fill an order. Taft states that he “just i[g]nored” Mace. In his
written statement, Taft also informs on another employee who
he said accepted a “paper for the Union.” Taft’s written state-
ment does not claim that Mace interfered with work, that Mace
himself was failing to complete his work, or that Taft found
Mace threatening in any way. The statement from Blakely
describes two occasions when Mace approached him about the
Union. Blakely opposed the Union, and he recounted telling
Mace why he would not support it. According to Blakely’s
statement, the first discussion occurred in the Respondent’s
parking lot and concluded when Blakely ended it. The second
discussion took place inside the warehouse. The statement says
that Mace said “the Union took him to dinner and that man-
agement will be screwed.” According to Blakely, he responded
that Mace was “full of shit.” Blakely’s statement says that
when he told Mace that he “did not want to hear anymore,” the
discussion ended. The statement makes no mention of whether
Mace and Blakely were on break during the second discussion
or whether they were engaging in work activities while they
talked. Blakely’s written statement does not claim that Mace
interfered with his ability to carry out work duties or that Mace
was failing to complete his own work. Nor does Blakely state
that he believed Mace was threatening him.15
Driscoll testified that, after suspending Mace, the Respon-
dent investigated Mace’s conduct by interviewing between
eight and nine individuals. Once again, the Respondent did not
present the testimony of a single one of those individuals, but
rather relied on Driscoll’s account of what they reported to him.
Moreover, Driscoll stated that he did not memorialize any of
his many interviews in writing or make a written report regard-
ing the evidence collected in the investigation. Considering his
failure to make any record of his investigation, Driscoll’s testi-
mony about what each employee supposedly told him was sur-
prisingly specific. Driscoll testified that he talked to Baldack, a
15 In Blakely’s written statement, unlike in Driscoll’s account of
what Blakely said, there is no indication that Mace was aware of
Blakely’s recent promotion to supervisor.
supervisor who reported that Mace “was in the pastry room,
like four [or] five times I had to get him out [of] there today.”
Driscoll described a meeting with Dominic Statkus, who he
described as a lead milk loader. Driscoll testified that, accord-
ing to Statkus: “[Mace is] always trying to organize something,
he’s not where he’s supposed to be. I got to go looking for
him. A lot of times he’s on the trucks just talking to the driv-
ers. . . . Derek’s holding . . . court in the pastry room a lot.”
Driscoll testified that he interviewed Marguerite McClellan, the
lead person for picking pastries from the warehouse to fill or-
ders. He asked McClellan what Mace had been doing and
whether Mace had been causing problems for her. According
to Driscoll, McClellan replied, “Yeah, [Mace is] always over
here . . . slowing down the line or having meetings in the pastry
room,” and that “everybody was saying he was talking union.”
Driscoll also testified that he talked to Scott LaPlante, who
assembled orders of high volume products. Driscoll told LaP-
lante that he had been receiving a lot of complaints about Mace
and asked him “is there anything you would like to tell me
about?” According to Driscoll, LaPlante responded: “Yeah,
that guy’s always down here to try and drum up votes for some-
thing. I keep walking away from him, he keeps following me
. . . . I mean, the guy would follow you everywhere.”
I conclude that Driscoll strained to portray any information
he received about Mace’s union activities in the light most
favorable to the Respondent. For example, Driscoll testified
that employees complained that Mace was interfering with their
ability to work. However, neither of the two written “com-
plaints” introduced as exhibits by the Respondent includes any
mention of Mace interfering with the employee’s work. To the
contrary, Taft stated that he “just i[g]nored” Mace, and Blakely
indicated that he chose when to end both conversations with
Mace. I also found somewhat implausible Driscoll’s testimony
that he received multiple complaints about Mace interfering
with other employees’ work, given that he never warned Mace
to discontinue such conduct prior to suspending/discharging
him. Indeed, Driscoll himself said that he reacted to the com-
plaints from Auger and Baker by promising to tell Mace to stay
away from their work areas. Rather than having such a conver-
sation with Mace, or giving Mace an opportunity to change his
behavior, Driscoll jumped to the drastic measure of suspend-
ing/terminating Mace.
I also consider it telling that the Respondent failed to call a
single one of the purported complaining individuals as wit-
nesses. Two of those individuals, Baldack and Blakely, were
current supervisors who one would assume to be favorably
disposed towards the Respondent. Yet the Respondent did not
call either individual as a witness, or explain its failure to do so.
The Board has held that “when a party fails to call a witness
who may reasonably be assumed to be favorably disposed to
the party, an adverse inference may be drawn regarding any
factual question on which the witness is likely to have knowl-
edge.” International Automated Machines, 285 NLRB 1122,
1122–1123 (1987), enfd. 861 F.2d 720 (6th Cir. 1988) (Table);
Electrical Workers Local 3 (Teknion, Inc.), 329 NLRB 337,
337 fn. 1 (1999); see also Roosevelt Memorial Medical Center,
348 NLRB 1016, 1022 (2006) (“Normally it is within an ad-
ministrative law judge’s discretion to draw an adverse inference
DPI NEW ENGLAND
11
based on a party’s failure to call a witness who may reasonably
be assumed to be favorably disposed to the party . . . , particu-
larly when that witness is the party’s agent and thus within its
authority or control.”). For the reasons discussed above, I find
that the Respondent has not shown that Driscoll received com-
plaints that Mace was intimidating, or interfering with the work
of, other workers, or that Mace was failing to perform his own
work.
Driscoll also testified about the policy on solicitation and
distribution that the Respondent forwards as a basis for Mace’s
termination. There was no evidence showing that this policy
existed prior to the union campaign or that it was set forth in
written form. Indeed, Driscoll admitted that, prior to Mace’s
termination, he had never disciplined, much less terminated, an
employee for engaging in solicitation or distribution, even
though the evidence showed that nonunion solicitation and
distribution was commonplace. Not only was no written policy
produced, but the Respondent’s officials did not describe the
purported policy on solicitation and distribution with any con-
sistency. During the meeting that Donahue (director of opera-
tions) held with warehouse employees in July 2008, he warned
that “there should be no union activity on the property,” and
that such activity was a “terminatable offense.” Driscoll, on the
other hand, stated that it would not be a violation of the policy
for two employees to discuss the Union when they were on
break or when they were performing work tasks, side-by-side,
in the warehouse. Driscoll did not clearly state what would
constitute a violation of the purported policy on solicitation and
distribution, but he did indicate it was impermissible for an
employee to engage in any solicitation that interfered with other
employees’ performance of their work duties.
E. Crane Receives Written Warnings
As discussed above, Crane was a truckdriver who assisted
the Union by distributing union authorization cards and litera-
ture, talking to employees about the Union, signing a union
card, and attending a union meeting. Crane also spoke during
the July 11 meeting that the Respondent held with drivers to
campaign against the Union. At that meeting, Crane com-
plained that the Respondent was not paying the drivers to at-
tend the meeting. When Donahue asked why employees would
want union representation, Crane responded by raising the Re-
spondent’s inattention to a safety issue. Crane’s union support
was public enough that, in August, an antiunion employee
(Belanger) confronted Crane about the Union. When Crane
later tried to explain his position to Belanger, Belanger walked
away and went to talk with Driscoll.
Crane began working for the Respondent as a driver in Sep-
tember 2007, and, prior to September 2008, had never received
a disciplinary write-up of any kind from the Respondent.16 On
16 I credit Crane’s reliable testimony that the September 14, 2008,
write-ups were the first he had received from the Respondent. Tr. at
151–152. Driscoll offered testimony on the subject that was arguably
contrary to Crane’s, but his testimony was less consistent than Crane’s
and is outweighed by it. At first, Driscoll testified that he did not think
Crane had been disciplined previously. Then he said he thought Crane
had previously been disciplined, but he could not remember what con-
duct Crane had been disciplined for. Tr. at 498–499. The Respondent
September 14, Crane received two written warnings simultane-
ously. The first concerned a 6-week old incident in which
Crane allegedly violated security policy by entering a Starbucks
store to make a delivery at a time when the store’s safe was
open. The incident occurred on July 29, and was reported to
the Respondent on July 30. According to the Respondent’s
records, store personnel complained that Crane was discourte-
ous when asked to wait outside until the work regarding the
safe was completed and the safe was locked. The Respondent
did not explain why the Respondent issued this discipline so
long after the incident. The second write-up that the Respon-
dent issued to Crane on September 14, was based on a com-
plaint from store personnel that Crane was throwing cases of
product from his truck and being unpleasant to staff on Sep-
tember 4. Crane denied throwing product. According to him,
the truck was so overloaded that when he opened the door,
some of the product fell out on its own.17 None of the product
was damaged. Crane testified that no one from the store had
spoken to him about throwing or dropping product. Crane was
the only witness to this incident who testified.
A few days after the two September 14 write-ups, Crane re-
ceived a third write-up. This one concerned a September 8
incident that took place at the Respondent’s warehouse after
Crane had completed his route and was removing empty trays
from his truck. The Respondent’s disciplinary report states that
Crane had thrown trays in the way of warehouse workers who
were unloading incoming product. According to the discipli-
nary write-up, Crane cursed at the warehouse workers and
stated “I do not get paid by the hour and I worked more than 10
hours today.” Crane told a warehouse supervisor that he should
direct the warehouse workers to stay out of the way. Crane
admitted to making statements along the lines of those de-
scribed in the write-up and to using the word “fuck” during the
exchange with the nonsupervisory warehouse workers. How-
ever, he testified that the incident was precipitated when Taft, a
warehouse worker who strongly opposed the Union,18 repeat-
edly backed a pallet jack into the empty trays as Crane was
attempting to unload them from his truck. Crane testified that a
second warehouse worker stopped just short of running into
him with a pallet jack. Crane reported this incident to two
warehouse supervisors, and told one that he should keep the
warehouse workers out of the way. Aside from Crane, no wit-
ness to this incident was called to testify.
Driscoll admitted that the Respondent rarely issued written
warnings to employees based on store complaints such as those
received about Crane. The record evidence confirms this. It
shows that the Respondent rarely if ever disciplined other driv-
ers when store personnel complained about conduct comparable
did not introduce documentation showing that Crane received discipline
prior to September 2008.
17 Crane drove one of the straight trucks, although he was qualified
to drive one of the larger tractor-trailer trucks.
18 The record reveals that this is the same Tommy Taft who made a
report to the Respondent concerning Mace’s union activity. Although
the record indicates that the Respondent has two employees named
Tommy Taft, only one of those individuals worked in the warehouse
and the individual who had the run-in with Crane was a warehouse
worker.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
to Crane’s. The first write-up Crane received states that he
breached security policy by entering a store when the safe was
open. The record shows that during the period from October
2006, until Crane’s discipline on September 14, 2008, there
were numerous occasions when drivers breached security pol-
icy by failing to relock a store’s door and/or failed to reset the
store’s alarm after completing a delivery. The Respondent’s
record of store complaints, includes the following reports:
“door not locked; alarm not set” (11/6/07); “store called in,
their alarm was not set” (11/23/07); “f[ront ]o[f] h[ouse] door
left open” (12/16/07); “driver did not lock the front door after
he made the delivery” (3/28/08); “store called in to report that
the driver left their side door open and the alarm went off and
the police came” (5/10/08); “store reported that their front door
was left unlocked last night” (5/14/08); “keys left in front door
. . . alarm not set” (5/16/08); “driver did not shut off or arm the
alarm . . . it was tripped” (5/26/08); “alarm not being set for last
3 nights,” (6/6/08); “both sets of doors were left unlocked last
night” (7/31/08); “alarm not set” (8/11/08); “front door was left
unlocked last night” (9/5/08); “door was unlocked when [store
personnel] arrived” (9/13/08). Although the Respondent’s
record of store complaints contains a space to enter the “action”
taken with respect to each complaint, no disciplinary action is
reported for any of these incidents. Indeed, Driscoll was unable
to recall any discipline for these incidents, although he testified
that he believed a driver who left the keys to a store hanging in
its door after completing a delivery received discipline.
Regarding the complaint that Crane was discourteous to
store staff, the evidence indicates that such complaints about
other drivers were also common. The Respondent’s records for
2008 show that store personnel complained that: on 4/28, a
driver “had words” with a store employee while making a de-
livery; on 6/19, a driver engaged in “rude behavior” after deliv-
ering a broken, soaked, and incomplete order; on 6/20, a driver
was “confrontational” with store employees and refused to put
the delivery in the proper location; on 8/26, a driver was unco-
operative with store personnel about an incorrect delivery; and
on 8/26, a driver was “unpleasant” and mishandled the store’s
pastry order. However, neither the Respondent’s report of store
complaints nor the disciplinary records introduced at trial list
any action for the incidents of discourtesy described immedi-
ately above. The Respondent did not claim that the employees
involved in these other incidents of discourteous conduct were
disciplined. Driscoll remembered the incident regarding the
driver who engaged in “rude behavior” with store staff on June
19, and admitted that the employee was not disciplined.
The Respondent does identify one driver who received warn-
ings for discourteous conduct in November and December
2007. The driver in that case, Ed Cassady was reported to be
discourteous to a Starbucks district manager, not, like Crane, to
store employees. Moreover, the store had complained that
Cassady wore clothes that exposed his tattoo of a topless
woman even after the Respondent discussed the tattoo with
Cassady. In one instance, Cassady blocked a store customer’s
car with his truck, refused to move the truck when the customer
asked him to do so, and appeared indifferent to the trouble he
was causing the customer. The record does not show that any-
one was disciplined for discourteous conduct during the 18
months between when Cassady was disciplined and when
Crane was disciplined, or ever during the period after Driscoll
arrived to manage the facility. This is true despite the multiple
complaints of discourteous conduct by other drivers that are
documented in the exhibits covering the period close in time to
when Crane was warned. Driscoll testified that the Respon-
dent’s policy is that drivers must be courteous and helpful with
store personnel. On its face this is obviously a reasonable pol-
icy, but the record does not show that the Respondent applied
the policy to other drivers in the same way as it did to Crane.
The second disciplinary write-up received by Crane con-
cerned an incident in which store personnel reported that Crane
had thrown product from his truck. As discussed above, Crane
testified that he did not throw the product, and there is no dis-
pute that the product was undamaged. At any rate, the record
reveals that the Respondent receives store complaints about
mishandled and damaged product on almost a daily basis. The
incidents of this referenced in the record are too numerous to
recount here, but include the following: “driver broke gallon of
milk & half & half; did not tell anyone about it and did not
clean it up” (10/6/07); “the driver left their . . . fridge open[;] all
was lost” (12/26/07); “ fridge left open; all was lost” (2/28/08);
“received pastries that were crushed due to double stacking”
(3/13/08); “this driver for the 2d time has left their fridge door
open and all breakfast was lost plus their paper order has been
thrown all over the place” (3/31/08); “driver setting heavy
items on top of lunch items crushing product; happening fre-
quently” (7/20/08); “poor deliveries; products smashed; product
not in totes or trays” (8/26/08); “[driver] mishandling their
pastry” (8/26/08). The Respondent’s record of store complaints
does not include an “action taken” entry for any of these com-
plaints. The Respondent did not claim, much less prove, that
any of the drivers involved with these deliveries were disci-
plined. Indeed, Driscoll conceded that during his tenure the
drivers had never been disciplined because they made deliver-
ies that were damaged due to how the product was stacked, and
that he did not know of any drivers who were disciplined for
delivering damaged product during the period from April to
September 2008.
Crane’s third write-up concerned his run-in with Taft and
another warehouse worker. The Respondent does not explain
why the Respondent chose to discipline Crane, rather than the
other participants, for the incident. It was Crane who com-
plained to supervisors about what had transpired, not the other
employees who had complained about Crane. It is true that
Crane used an expletive during the exchange with Taft, but
witnesses for both sides agreed that employees working at the
Respondent’s facility used such language on almost a constant
basis. Driscoll admitted that other employees used expletives
during arguments with one another, but that he had never disci-
plined anybody for this until he disciplined Crane. Transcript
at 539–540.19 Indeed, in the written statement that Blakely
19 The record shows that one individual, who had previously re-
ceived training on sexual harassment, was given a written warning after
he continued to use language that the Respondent said could be consid-
ered sexually harassing. In this case there is no suggestion that Crane
DPI NEW ENGLAND
13
gave to the Respondent, he reported that he had called Mace
“full of shit,” but it was Mace, not Blakely, who was disci-
plined as a result of that exchange.
In its brief, the Respondent claims that the third warning was
for inappropriate behavior towards a coworker and supervisor.
After carefully reviewing the record evidence on this subject, I
conclude that the stated reason for this discipline was Crane’s
conduct towards the coworkers, and that the record does not
establish that he engaged in insubordinate behavior or that his
complaint to the warehouse employees’ supervisors was a basis
for the discipline. The disciplinary report notes that Crane
“approached [the supervisor] demanding that he should get the
[coworkers] out of his way,” but does not substantiate that his
exchange with the supervisor, as opposed to his exchange with
the coworkers was a basis for the discipline. In the disciplinary
report regarding this incident the lines for “carelessness,”
“safety/work habit,” “conduct,” and “copolicy/other” are all
checked as reasons for the discipline, but the line for “insubor-
dination” is not checked. See ADB Utility Contractors, 353
NLRB No. 21, slip op. at 1 (2008) (an employer fails to meet
its burden of showing that it would have taken the same action
absent the discrimination, when the evidence establishes that
the reason forwarded was not in fact relied upon); Structural
Composites, 304 NLRB 729, 729–730 (1991) (not enough to
show that it could have taken the action it did for the reasons
given, rather must show that it would have taken the action for
the reasons given).
F. Beattie, Adorno and Glover Discharged from
Positions as Drivers
On September 15 and 16, the Respondent terminated drivers
Beattie, Alexander Adorno, and Anthony Glover. The reason
the Respondent gives for this action was that, as of September
15, every one of its drivers was required to have a Class A
commercial driver’s license (Class A CDL or Class A license),
and each of these drivers had only a Class B commercial
driver’s license (Class B CDL or Class B license). Two of the
drivers, Beattie and Adorno had obtained Class A permits, but
not licenses, as of the time the Respondent informed them that
they were being terminated. Adorno and Glover asked Driscoll
whether they could have additional time to satisfy the new li-
censing requirement, but Driscoll denied their requests. Dris-
coll offered all three drivers continued employment, but as
warehouse workers rather than drivers.20 This change in as-
signment would result in a significant decrease in pay since, as
drivers, these employees had been paid by the “trip” at an ap-
used the expletive in a way that the Respondent considered, or which
one could reasonably consider, sexual harassment.
20 Driscoll testified that he offered to retain all three drivers as ware-
house workers, and Beattie and Glover each corroborated that Driscoll
had made such an offer. Adorno stated that Driscoll told him he would
have to apply for the warehouse position. I credit Driscoll’s testimony
that he offered all three drivers, including Adorno, the warehouse posi-
tion, not just the opportunity to apply for it. Driscoll testified reliably
on that point and his testimony was lent credence by that of Beattie and
Glover. The record does not suggest any reason why Driscoll would
offer the warehouse positions to Beattie and Glover, but require Adorno
to apply for such a position.
proximate rate of $23 to $26 per hour, while as warehouse em-
ployees they would earn $12 to $13.50 per hour.21 None of the
three drivers accepted the offer of a position in the warehouse
on a permanent basis, and only Beattie agreed to work out the
week in the warehouse.
The General Counsel argues that the Respondent imposed
the Class A CDL requirement to eliminate Beattie—the prime
mover of the union effort—from its work force and that Adorno
and Glover were “swept up in [the] negative employment ac-
tion as cover for the discriminatorily motivated act.” The Re-
spondent counters that Beattie’s union activity played no part in
the imposition of the new requirement. Driscoll denied that
Beattie’s union activity was a factor. The Respondent argues
that the evidence shows that the new licensing requirement was
necessitated by the expansion of the Respondent’s business,
and that the drivers were given advance notice and offers of
assistance designed to make it possible for them to obtain the
Class A licenses in time to continue working for the Respon-
dents as drivers.
When questioned about the decisionmaking process that led
to the Respondent’s adoption of this new licensing requirement
for drivers, Donahue was able to testify in only the vaguest of
terms. He stated that he probably engaged in one phone con-
versation with “officials” in the Respondent’s Maryland office
on the subject. Regarding the question of when the decision
was made, Donahue could not be more specific than to narrow
his answer to a 3-month period, stating “back in May–April,
May, June in that area.” When asked who made the ultimate
decision he was again quite vague, responding that it was a
“collaborative effort on all parts.” He testified that he made the
decision along with “my team in Maryland and [Driscoll] and
my team here.” Later, when pressed, he stated that the discus-
sions were “mostly probably by phone,” and that he spoke to
one person in “corporate.” There are no documents regarding
the meetings that led to the decision or of any proposals or
rationales that were considered.
The record shows that when the Respondent began opera-
tions it hired drivers who had either a Class A license or a Class
B license. The main difference between these two categories of
drivers is that those with Class A licenses are permitted to drive
either tractor-trailer trucks or straight trucks, whereas those
with Class B licenses are only permitted to drive straight trucks.
A tractor-trailer is a truck with two discrete elements—the trac-
tor that tows a trailer, and the trailer that holds the cargo. A
straight truck, on the other hand, is one unit with the tractor and
cargo compartment mounted on the same chassis. The Re-
spondent has used both tractor-trailers and straight trucks, but
the tractor-trailers have far more cargo space.22 The Respon-
dent no longer operates straight trucks for store routes. Two
straight trucks are still regularly used to pick up fresh sand-
21 The warehouse work would be at the drivers’ current rate of pay
for the rest of the week, but after that they would earn what warehouse
workers were paid.
22 The storage compartment of the Respondent’s trailers is generally
36-feet long, whereas the storage compartment on the straight trucks is
only 20- to 24-feet long. The cargo compartments of the trailers are
also 9 inches wider than the cargo compartments of the straight trucks.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
wiches and pastries and bring them back to the Respondent’s
Canton facility.
By the end of August 2008, all but three of the Respondent’s
50 to 55 truckdrivers had Class A licenses. The only drivers
still working with Class B licenses were Adorno, Beattie, and
Glover. During their 2007 performance reviews, each of these
drivers mentioned upgrading to a Class A license as a goal for
the coming year. In July 2008, the Respondent told Adorno,
Beattie, and Glover to obtain permits to learn to drive Class A
trucks. In order to obtain the permit these drivers would have
to pass a written test and undergo a background check. Ac-
cording to credible testimony, this test is not particularly diffi-
cult to pass, requiring that the driver study approximately 6
pages worth of material, and then answer 16 out of 20 multiple
choice questions correctly. The Respondent also told the driv-
ers that they had to obtain Class A licenses by September 15,
2008, but the parties dispute whether this requirement was
communicated in the first part of July 2008 or in early Septem-
ber 2008. To obtain a Class A license an individual must dem-
onstrate familiarity with various parts of the tractor-trailer,
correctly perform several driving maneuvers, and then pass a
road test.
The parties presented a great deal of evidence regarding the
factual question of whether it was on July 11 or on September 4
that the Respondent announced the September 15 deadline for
obtaining Class A licenses. This factual dispute is a significant
one. Two weeks is, by all accounts, an insufficient amount of
time for a driver with a Class B license to train for, and obtain,
a Class A license. Therefore, if the Respondent did not inform
the drivers of the September 15 license deadline until early
September it would lend credence to the General Counsel’s
contention that the Respondent imposed the new licensing re-
quirement not because it hoped the Class B drivers would meet
it, but so that Beattie could not meet it.
On the other hand, if the drivers were given from July 11 un-
til September 15, the implications are more complicated since
that is a short, but not necessarily unworkable, time period.
The General Counsel presented credible testimony that the
Union’s own educational program requires a candidate for a
Class A license to train 20 hours a week for between 6 and 8
weeks, and is rarely completed by anyone working full-time.
Most courses require a total of between 120 and 160 hours of
training. In addition, the individual would have to begin by
taking and passing the written permit examination. Commer-
cial driving schools charge $5000 or more to train individuals
to become Class A licensed drivers. The Respondent, in an
effort to show that a motivated full-time driver could meet the
requirements within the time it was allowing, presented the
testimony of Carlos Marques. Marques was a Class B driver
with the Respondent who obtained a Class A permit in April.
He presented himself to take the test after approximately 5
weeks of training, but was unable to proceed with the test at
that time because of equipment problems. He presented him-
self to take the test again shortly thereafter, but again equip-
ment problems prevented him from going forward. In July,
Marques took the driving test for a Class A license and passed
it. It cost Marques only $90 to obtain his Class A license be-
cause of the assistance provided by the Respondent.
The parties presented conflicting testimony regarding the
timing of the notification. Driscoll testified that in July 2008,
he met with Adorno, Beattie, and Glover, and informed them
that they had to obtain Class A licenses by September 15 in
order to continue their employment as drivers with the Respon-
dent. He testified that he told the drivers that the Respondent
would provide training and other assistance to help them obtain
the licenses. Driscoll also testified that on July 12, he posted
the memorandum (dated July 11) from David Robitaille (trans-
portation manager), which stated that, after September 15,
2008, the Respondent would only employ drivers with Class A
licenses. This requirement was being imposed, the memoran-
dum explained, “[i]n order to meet the delivery requirements of
Starbucks.” The memorandum urged the drivers to obtain a
Class A permit “as soon as possible.” The memorandum fur-
ther stated that after a driver obtained the Class A permit, the
Respondent would help the driver obtain the Class A license
by: having its experienced Class A-licensed drivers provide
training to the Class B-licensed drivers; making tractor-trailers
available to drivers so that they could practice driving skills
when they were off-duty; providing a tractor-trailer for the
driver to use during the road test; arranging to have the driver
accompanied to the road test by a “sponsor” driver who had a
Class A license; paying the cost of the driver’s first road test for
the Class A license; and paying the cost of additional road tests
if the individual failed because of a problem with the equip-
ment provided by the Respondent. Driscoll testified that he
posted the memorandum from Robitaille on the door to the
dispatch room where drivers came for their paperwork and that
the memorandum was also posted on the door to the drivers’
breakroom. These were locations where notices to drivers were
typically posted. According to Driscoll, the memorandum was
still posted in September 2008.
Driscoll’s testimony regarding the timing of the notice was
corroborated to a significant extent by that of Marques.
Marques testified that in July 2008 he saw the July 11 memo-
randum from Robitaille posted on the door to the “driver’s
room” where the drivers came for their paperwork. As dis-
cussed above, that memorandum stated that each of the Re-
spondent’s drivers would have to obtain a Class A driver’s
license by September 15. The testimony of Driscoll and
Marques regarding the July posting of the memorandum dated
July 11 is further supported by the testimony of Donahue, who
stated that he saw the July 11 memorandum posted in early
July.
At trial, Adorno, Beattie, and Glover all denied that the Re-
spondent notified them of the impending Class A license re-
quirement in July. They testified that during the July discus-
sions, Driscoll said it would be sufficient to obtain a Class A
permit by September 15. Beattie stated that Driscoll told him
this immediately following the July 11 meeting that the Re-
spondent held to urge drivers not to support the Union.
Adorno, Beattie, and Glover testified that it was not until ap-
proximately September 4—less than 2 weeks before the dead-
line—that Driscoll said they would have to obtain Class A li-
censes by the deadline. In addition, Beattie and Glover testified
that although the memorandum stating that drivers had to have
Class A licenses by September 15 was dated July 11, it was not
DPI NEW ENGLAND
15
until September that they saw any version of that memoran-
dum.
After considering the record evidence and the demeanor of
the witnesses, I credit the testimony of Driscoll, Marques, and
Donahue that it was early in July 2008 when the Respondent
announced that all drivers would have to have a Class A license
by September 15. Driscoll testified that in July he personally
provided oral notice of the change in license requirements to
the three drivers and that on July 12 he posted the July 11
memorandum regarding the change where that memorandum
would be seen by drivers. His testimony on these points was
clear, certain, and consistent, and was not impeached. Marques
testified under subpoena from the Respondent and was not
shown to have taken any position regarding the Union or to
have a personal interest in the outcome of this proceeding. His
demeanor was calm and measured and his credibility was not
undermined in any meaningful way.
The contrary testimony that was provided by the alleged dis-
criminatees regarding the timing of the notice provided to the
drivers was less credible. Some of that testimony was inconsis-
tent or was impeached significantly. For example, when
Glover gave his initial affidavit to the Board he stated, contrary
to his later trial testimony, that in July 2008, Driscoll told the
drivers that they had to obtain Class A licenses by September
15. In fact, in his affidavit, Glover twice mentions July as the
month when the Respondent notified him about the new licens-
ing requirement. Thus the account in Glover’s initial affidavit
actually lends corroboration to the testimony of Driscoll and
Marques. When cross-examined about the change in his recol-
lection, Glover’s only explanation was that he had shown the
affidavit to Beattie and that Beattie had “refreshed in [his]
mind” that the conversation about Class A licenses had actually
taken place in September. Glover testified that he had shown
his affidavit to Beattie because they were “all in this together.”
I consider Glover’s recantation of this significant element in his
affidavit suspect, especially considering that the affidavit was
given on October 21, 2008, relatively close in time to the events
at issue, that the July notification was mentioned twice in the
affidavit, and that Glover’s change of heart was brought about
by Beattie’s examination of the affidavit. Glover’s prior affi-
davit significantly undermines the credibility of his trial testi-
mony on this subject, and leaves that testimony far less credible
than the contrary testimony of Driscoll, Marques, and Donahue.
Glover’s testimony was also internally inconsistent and un-
certain in other respects. For example, when testifying about
the July meeting between Driscoll and the three drivers, Glover
stated that Driscoll had specifically been asked whether he was
talking about Class A licenses or only Class A permits, and had
answered that the drivers only needed the permits. When
Glover was asked if he was the one who posed that question to
Driscoll, he answered ambiguously, “Yes, it was all of us.”
When pressed on the subject he shifted and said that it was not
himself, or “all of us,” but Beattie, who had asked the question.
All in all, I was left with the impression that Glover was strain-
ing to provide testimony on this subject that was favorable to
his own interests and the General Counsel’s case.
Adorno appeared ill-at-ease and uncertain on the stand when
testifying about the timing of the notice regarding the new li-
cense requirement. He testified that he was not told about the
Class A license requirement until 2 weeks before the September
15 deadline, but when shown a version of the Robitaille memo-
randum, dated July 11, which set forth the requirement, Adorno
was initially unable to say when he had first seen the memoran-
dum, stating: “The date I’m not sure. I can’t recall exactly
when I got this, but I do remember receiving it though.” When
asked whether he remembered seeing the memorandum posted
on the door to the drivers’ room, Adorno did not deny seeing it,
but rather answered, “I can’t recall, sorry.” He also gave in-
consistent testimony on other matters. For example, he first
stated that he had not been told about the availability of com-
pany-provided training for the Class A license in the summer of
2008, then stated that he had been told about the availability of
such training in July 2008, and then stated that it was “like a
little bit before September 2008.” Transcript at 250–251, 257–
258. Similarly, Adorno initially denied that after he obtained
his Class A permit the Respondent placed him in a tractor-
trailer with a Class A driver, but then, when questioned further,
he conceded that the Respondent had done that. Transcript at
252–253. Based on these factors, and the record as a whole, I
do not believe that Adorno was a reliable witness on the ques-
tion of when the Respondent announced the new licensing re-
quirement.
I also found Beattie less credible than Driscoll and Marques
on the subject of when the drivers were notified that they would
be required to obtain Class A licenses. Beattie testified in a
very guarded manner. With unusual frequency he couched his
answers as being “to the best of my recollection” or merely
“my recollection.”23 In other instances he appeared more inter-
ested in disagreeing with the Respondent’s counsel than in
answering questions forthrightly.24 Moreover, Beattie’s testi-
mony that in July he was told that he only needed to get a Class
A permit by September 15 does not ring true. If that were the
case I would have expected Beattie to have obtained a Class A
permit by the September 15 deadline. By his own admission,
however, Beattie did not obtain either a Class A license or a
Class A permit by the deadline, but rather obtained the permit
on September 16—a day past the deadline, and only after the
Respondent enforced the deadline with respect to Adorno and
Glover on September 15.25 Overall, I was left with the impres-
sion that Beattie allowed his personal stake in the outcome of
23 See, e.g., Tr. at 26, L. 7; Tr. at 31, L. 6; Tr. at 37, L. 1; Tr. at 52,
L. 19; Tr. at 66, LL. 1, 4 and 20; Tr. at 84, L. 13.
24 See Tr. at 82 (in discussing training that the Respondent offered
drivers, Beattie first states that Driscoll offered training on “all aspects”
of tractor-trailer driving and when Respondent’s counsel seeks to con-
firm this, Beattie retracts that testimony, stating “not on all aspects”);
Tr. at 88, LL. 1 and 12–14 (Beattie first states that a driver must learn
four driving maneuvers in order to qualify for Class A license, and
when his testimony is stated back to him by counsel for the Respon-
dent, Beattie says “I think there’s more than four”).
25 On September 15, the Respondent informed Adorno and Glover
that their employment as drivers was terminated because they had not
obtained Class A licenses. Beattie was not at work on September 15.
Although the Respondent’s personnel records state that Beattie was
terminated on September 15, the parties agree that the Respondent did
not inform him of this until Beattie appeared for work on September
16.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
the union campaign and this adjudication to influence his recol-
lection, and I consider his testimony on this subject to be less
reliable than that of Marques, Driscoll, and Donahue.
The General Counsel urges me to draw an adverse inference
from the Respondent’s failure to call Robitaille to testify re-
garding what the company communicated to the drivers in July
about new licensing or permit requirements. At the time of
trial, Robitaille was no longer working for the company in any
capacity. An adverse inference is only proper if it can reasona-
bly be assumed that Robitaille was favorably disposed to the
Respondent. See International Automated Machines, Inc., 285
NLRB at 1123. Given that Robitaille no longer works for the
Respondent, and the lack of evidence regarding the circum-
stances of Robitaille’s separation from the company, I do not
assume that he was favorably disposed towards the Respondent
at the time of trial. Therefore, I decline to draw any inference
based on the Respondent’s failure to present Robitaille as a
witness. See Reno Hilton, 326 NLRB 1421, 1421 fn. 1 (1998),
enfd. 196 F.3d 1275 (D.C. Cir. 1999), and Goldsmith Motors
Corp., 310 NLRB 1279, 1279 fn. 1 (1993). I note, moreover,
that the General Counsel did not call a single employee, other
than the alleged discriminatees, to prove its contention that the
July 11 memorandum was not published to employees in July,
as testified to by Driscoll, Marques, and Donahue.26
G. The Complaint Allegations
The complaint alleges that the Respondent violated Section
8(a)(1): in about July 2008, when Driscoll interrogated em-
ployees about union activities and created the impression that
union activities were under surveillance; on about July 24 and
August 4, 2008, when Driscoll and Baldack interrogated em-
ployees about union activities. The complaint further alleges
that the Respondent violated Section 8(a)(3) and (1) of the Act:
on about July 24, 2008, when it suspended Mace because it
mistakenly believed that he was engaged in unprotected con-
duct while he was engaged in union and other protected con-
certed activities or, in the alternative, because Mace and other
employees engaged in union and concerted activities and in
order to discourage such activities; on about August 4, 2008,
when it terminated Mace because it mistakenly believed that
Mace was engaged in unprotected conduct while he was en-
gaged in union and other protected concerted activities or, in
the alternative, because Mace and other employees engaged in
union and concerted activities and in order to discourage such
activities; on about September 4 and 9, 2008, when it issued
warnings to Crane because he and other employees formed,
joined, or assisted the Union and engaged in concerted activi-
ties and in order to discourage such activities; on about Sep-
tember 15, 2008, when it informed Adorno, Beattie, and Glover
that they could no longer be employed as drivers, but could
remain with the Respondent as warehouse workers for signifi-
26 In its brief, the General Counsel urges me to find, based on some
feint markings on the document, that the July 11 memorandum was
fraudulent and was “manufactured after the fact to try to justify the
retaliatory imposition of a strict September 15 deadline for obtaining
the Class A licenses.” That serious charge is not supported by record
and is rebutted by Marques’ credible testimony that he saw the July 11
memorandum posted in July.
cantly lower compensation because those individuals, and other
employees, engaged in union and concerted activities, and in
order to discourage such activities.27
Analysis and Discussion
I. SECTION 8(a)(1)
A. Interrogations
The General Counsel alleges that the Respondent coercively
interrogated employees in violation of Section 8(a)(1) on mul-
tiple occasions in July. An interrogation is unlawful if, in light
of the totality of the circumstances, it reasonably tends to inter-
fere with, restrain, or coerce employees in the exercise of their
Section 7 rights. Mathews Readymix, Inc., 324 NLRB 1005,
1007 (1997), enfd. in part 165 F.3d 74 (D.C. Cir. 1999); Emery
Worldwide, 309 NLRB 185, 186 (1992); Liquitane Corp., 298
NLRB 292, 292–293 (1990). Relevant factors include, whether
the interrogated employee was an open or active union sup-
porter, whether proper assurances were given concerning the
questioning, the background and timing of the interrogation, the
nature of the information sought, the identity of the questioner,
and the place and method of the interrogation. Stoody Co., 320
NLRB 18, 18–19 (1995); Rossmore House Hotel, 269 NLRB
1176, 1177–1178 (1984), affd. sub nom. Hotel Employees Un-
ion Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985).
1. Driscoll Questions Glover: The General Counsel alleges
that the Respondent engaged in an unlawful interrogation in
July when Driscoll contacted Glover by phone while Glover
was driving his route and asked Glover to divulge what he
knew about the conversations Beattie was having with other
drivers. I agree that this was an unlawful interrogation. I note
that Driscoll was not Glover’s direct supervisor, or even the
transportation manager, but a higher level official to whom
Glover’s direct supervisors reported. The Board has viewed the
fact that an interrogator is a high-level supervisor as one factor
supporting a conclusion that the questioning was coercive. See,
e.g., Stoody, supra. Moreover, it was unusual for Driscoll to
phone Glover while he was driving his route, much less to do
so to talk about something other than deliveries. The fact that
the questioning took place while Glover was driving exacer-
bated the coercive nature of the interrogation because it meant
not only that Glover was isolated from other employees, but
also that he had to formulate a response while continuing to
operate his truck.
Driscoll did not mitigate the coercive nature of the interroga-
tion by offering Glover assurances that the purposes of the
inquiry were benign or that the way he responded would not
result in adverse consequences for Glover or others. To the
contrary, Driscoll tightened the screws by warning Glover to be
“real frank . . . real serious” in his answers. This would rea-
sonably suggest to Glover that the Respondent was considering
taking some action based on Beattie’s activities and that how
27 The complaint, as issued by the Regional Director, also included
multiple allegations that the Respondent had unlawfully disciplined
employee Lucknerson Medy. When the trial opened, I granted the
General Counsel’s unopposed motion to remove those allegations from
the complaint.
DPI NEW ENGLAND
17
Glover answered could likely have consequences for himself or
others.
In reaching my conclusion that the questioning unlawfully
interfered with protected union activity, I considered that Dris-
coll did not specifically mention union activity when he asked
about Beattie’s conversations with drivers. However, it was
common for employees to discuss nonwork matters while
working at the Respondent’s facility and the record suggests no
reason, other than a desire to find out more about the recently
discovered union campaign, for Driscoll’s decision to single out
Beattie’s conversations with other drivers as the subject of an
interrogation. Nor did Driscoll claim that he had reason to
believe that Beattie’s conversations with the other drivers were
unprotected. In addition, Glover was a friend of Beattie’s who,
by approximately the time of Driscoll’s phone call, was aware
of the union campaign. Such an employee would reasonably
understand that the reason Driscoll asked about conversations a
leader of the union campaign had with other employees was
that Driscoll was attempting to uncover information about the
union activity. Given the totality of the circumstances, I con-
clude that Driscoll’s interrogation of Glover reasonably tended
to interfere with, restrain, or coerce employees in the exercise
of their Section 7 rights.28
For the reasons discussed above, I conclude that the Respon-
dent violated Section 8(a)(1) in July when Driscoll coercively
interrogated Glover about Beattie’s conversations with other
drivers. See Gardner Engineering, 313 NLRB 755 (1994)
(employer violated the Act by interrogating an employee who
was not an open union supporter about the union activity of
others).
2. Driscoll Questions Mace: The General Counsel also al-
leges that the Respondent coercively interrogated Mace in vio-
lation of Section 8(a)(1) when Driscoll questioned him on July
24, and again the following week. I conclude that the General
Counsel has established this violation as well. The Respon-
dent’s questioning of Mace directly concerned, and sought
information about, Mace’s union activities. Under the circum-
stances, Mace would reasonably find this questioning coercive
and intimidating. First, the interrogating individual—
Driscoll—was a high level official to whom Mace’s supervisors
reported. The questioning took place in the office of Donahue,
the highest ranking official at the Respondent’s facility. It was
held in the presence of a second supervisor and out of the pres-
ence of other employees. Driscoll injected a hostile tone into
the interrogation—stating that he knew Mace was organizing
for the Union and then linking that union activity to accusations
of misconduct. Moreover, at the time of the interrogation,
Mace had chosen not to reveal his union views to the Respon-
dent. Although he was a leader of the campaign, Mace did not
wear or display union paraphernalia and during the meeting
with Driscoll he tried to keep his union activity secret from the
employer by stating that he had “nothing to do with the Union.”
28 In its brief, the Respondent does not make any legal argument
supporting its position that this, and the other discussions with employ-
ees, did not violate Sec. 8(a)(1). Rather, the Respondent sets forth the
general standard for finding an 8(a)(1) violation, and summarily states
that there is no evidence of such violations. R. Br. at pp. 33 and 40.
Driscoll’s questioning of Mace during the following week
was in certain respects more coercive than the July 24 interro-
gation. By then, Driscoll had informed Mace that the Respon-
dent was considering “further disciplinary action up to and
including dismissal.” Thus Mace entered the interview with the
knowledge that his continued employment was hanging in the
balance. Although Driscoll testified that the purpose of the
meeting was to hear Mace’s side of the matter, no witness re-
counted any questions directed to that subject. Rather, Driscoll
again took a hostile tone—stating that Mace had lied, and, in
particular, that Mace had lied about “looking for union votes”
and handing out literature. The fact that Mace had untruthfully
claimed that he had no involvement in the union campaign does
not change the coercive character of the questioning. Indeed,
the coercive nature of the questioning is underscored by the fact
that Mace was fearful of acknowledging his protected activity
to Driscoll. See United Services Automobile Assn., 340 NLRB
784, 794 (2003), enfd. 387 F.2d 908 (D.C. Cir. 2004). Applying
the relevant factors, I conclude that Driscoll’s questioning of
Mace was unlawfully coercive.29
For the reasons discussed above, I conclude that the Respon-
dent violated Section 8(a)(1) when Driscoll coercively interro-
gated Mace on July 24, and again approximately 1 week later.
B. Impression of Surveillance
The General Counsel alleges that when Driscoll phoned
Glover to talk about Beattie, he not only engaged in an unlaw-
fully coercive interrogation, but also unlawfully created the
impression of surveillance. “When an employer creates the
impression among its employees that it is watching or spying
on their union activities, employees’ future union activities,
their future exercise of Section 7 rights, tend to be inhibited.”
Robert F. Kennedy Medical Center, 332 NLRB 1536, 1539–
1540 (2000). Therefore, an employer violates Section 8(a)(1)
by creating such an impression. Id. The employer’s conduct is
evaluated from the perspective of the employee and is unlawful
if the employee would reasonably conclude from the statement
in question that employees’ protected activities were being
monitored. Rogers Electric, Inc., 346 NLRB 508, 509 (2006);
Robert F. Kennedy Medical Center, 332 NLRB at 1540; Tres
Estrellas de Oro, 329 NLRB 50, 51 (1999).
As discussed above, even though employees routinely en-
gaged in nonwork discussions while working, Driscoll singled
out conversations that Beattie, the lead union organizer, was
having with other drivers and took the unusual step of calling
Glover to ask what those conversations were about. An em-
ployee in Glover’s position—who knew about the union cam-
paign and was a friend of Beattie’s—would reasonably assume
that Driscoll was asking about Beattie’s conversations with
other drivers because the Respondent had information regard-
ing Beattie’s role in the union campaign and was keeping an
eye on him. Cf. Central Valley Meat Co., 346 NLRB 1078,
1080 (2006) (where employer knew about the prounion senti-
ments of the employee, supervisor’s questions about the subject
29 I reject the notion that the Respondent was simply investigating
complaints that Mace had intimidated or interfered with other workers,
since, as discussed above, the evidence did not establish that the Re-
spondent received such complaints.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
matter of union meetings reasonably created the impression that
employee’s union activities were being watched). Driscoll did
not claim, either in his conversation with Glover or at trial, that
he learned of Beattie’s conversations with drivers from em-
ployees who had freely reported it, rather than through surveil-
lance. Driscoll did not tell Glover, or claim at trial, that there
was some reason, other than a desire to gather intelligence
about Beattie’s union activities, for the questioning. Under
these circumstances, I conclude that Driscoll’s questioning of
Glover created the impression that the employees’ union activi-
ties had been placed under surveillance by the employer.
For these reasons, I conclude that the Respondent violated
Section 8(a)(1) by creating the impression that it had placed the
employees’ union activities under surveillance.
The General Counsel also alleges that the Respondent
unlawfully created the impression that it had placed union ac-
tivities under surveillance when Driscoll interviewed at least 14
individuals about Mace’s conversations with other employees.
However, the General Counsel presented no evidence about
those interviews. The only evidence regarding how those in-
terviews were conducted was Driscoll’s testimony. In Dris-
coll’s telling, he was not the one to broach the subject of union
activity with any of these individuals, but simply received, or
inquired about, reports that Mace was not working and was
interfering with the work of others. The General Counsel in-
vites me to conclude that Driscoll’s version should not be cred-
ited, and, as discussed above, I do not credit his account of
these interviews. However, since the General Counsel did not
introduce any countervailing accounts, I am left without an
adequate basis for finding what actually did happen during the
interviews and, so, cannot determine that the interviews created
the impression of surveillance. At any rate, I need not reach the
question of whether those interviews unlawfully created the
impression of employer surveillance, since I have already found
that the Respondent’s questioning of Glover constituted such a
violation, and additional findings relating to the interviews
about Mace would be cumulative and would not affect the rem-
edy. See Wisconsin Porcelain Co., 349 NLRB 151, 153 fn. 11
(2007); DaimlerChrysler Corp., 344 NLRB 1324, 1324
(2005).30
II. SECTION 8(a)(3)
A. Mace Suspended and Terminated
The General Counsel alleges that the Respondent violated
Section 8(a)(3) and (1) when it suspended and then terminated
Mace. As discussed above, Mace was the leader of the union
campaign among the warehouse workers and the Respondent
suspended/terminated him approximately 1 month after Dris-
coll found out about the union campaign. The Respondent
argues that the following types of misconduct by Mace war-
ranted his suspension/termination: interference with co-
workers; failure to perform his own work; dishonesty towards
management, including “l[ying] about soliciting and looking
30 The General Counsel does not argue that the interviews relating to
Mace’s activities constituted coercive interrogations in violation of Sec.
8(a)(1), and the complaint does not explicitly claim that they did. Thus
I do not consider that question.
for union votes . . . handing out literature in the building”; and,
violation of the no solicitation and distribution policy.” The
alleged misconduct upon which the Respondent relies to justify
Mace’s termination was all associated with Mace’s solicitation
and distribution on behalf of the Union.
There are two different analytical frameworks that arguably
apply to the question of whether Mace’s suspension and termi-
nation violated Section 8(a)(3) and (1) of the Act. The first,
which the General Counsel argues is applicable, is governed by
the Supreme Court’s decision in NLRB v. Burnup & Sims, Inc.,
379 U.S. 21 (1964). The other, which the Respondent argues
applies, was set forth by the Board in Wright Line, 251 NLRB
1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied,
455 U.S. (1982), approved in NLRB v. Transportation Corp.,
462 US. 393 (1983). I conclude that under either analysis, the
result is the same; the Respondent discriminated in violation of
Section 8(a)(3) and (1) when it suspended and terminated
Mace.
Under the Burnup analysis, the General Counsel must estab-
lish that the employee was engaged in activity protected by
Section 7 of the Act, and that the employer took action against
the employee for conduct associated with that protected activ-
ity. Detroit Newspapers, 342 NLRB 223, 228 (2004). The
burden then shifts to the employer to “establish that it had an
honest belief that the employee engaged in the conduct for
which he was discharged.” Id. If the employer meets that bur-
den, “the General Counsel must affirmatively establish that the
employee did not engage in such misconduct or that the mis-
conduct was not sufficiently egregious to warrant discharge.”
Id.; Akal Security, 354 NLRB No. 11 (2009).
In this case, I conclude that Mace engaged in protected activ-
ity by soliciting and distributing literature on behalf of the Un-
ion and that the misconduct alleged by the Respondent was all
associated with that activity.31 Prounion solicitation and distri-
bution, even during working time, is protected pursuant to Sec-
tion 7 of the Act unless it is in violation of the employer’s law-
ful rules. Wal-Mart Stores, Inc., 349 NLRB 1095, 1095 fn. 6
(2007). An employer’s limitation on solicitation or distribution
during working time is not lawful if the prohibition is enforced
disparately or selectively against employees engaged in proun-
ion activity. See SNE Enterprises, 347 NLRB 472, 473–474
(2006), enfd. 257 Fed.Appx. 642 (4th Cir. 2007); Clinton Elec-
tronics Corp., 332 NLRB 479 (2000), enfd. in part 284 F.3d
731 (7th Cir. 2002).
The Respondent urges me to find that Mace’s prounion so-
licitation and distribution were in violation of lawful rules and
therefore unprotected. The evidence is to the contrary. The
record shows that nonwork discussions on a variety of topics,
and solicitations for causes and products of various kinds, were
common at the Respondent’s facility, and occurred even during
working time and in work areas of the Respondent’s facility.
Driscoll conceded that, prior to Mace’s termination, he had
never disciplined, much less terminated, any other employee
31 The Respondent concedes that the allegedly improper conduct
took place in the context of Mace’s organizing work. R. Br. at 42 (de-
scribing it as a “fact” that Mace’s alleged misconduct “occurred under
the guise of union organizing).
DPI NEW ENGLAND
19
for discussing nonwork subjects or soliciting. The record con-
tains no evidence that the Respondent’s purported policy on
solicitation and distribution existed in writing or was ever an-
nounced to employees prior to the union drive. It was not even
coherently described by the Respondent’s officials. The only
time the Respondent was shown to have articulated a restriction
on solicitation and distribution to employees was during the
antiunion meetings that Donahue conducted in July. Not only
does that timing strongly suggest that the rule was motivated by
the union campaign,32 but Donahue expressed the rule in a way
which revealed that it was directed at union solicitation. At the
meeting for drivers, Donahue announced that union activity on
company property was a “terminatable” offense. He did not
state that the prohibition covered any other types of activities,
or state the prohibition in a way that applied generally. At an-
other meeting, this one for warehouse employees, Donahue
compared individuals engaged in union solicitation to carpet
salesmen, and said that he would not permit the sale of either
the Union or carpets on company property. These pronounce-
ments by Donahue did not constitute a lawful prohibition on
solicitation and distribution, both because Donahue was sin-
gling out union activity, SNE Enterprises, supra, Clinton Elec-
tronics, supra, and because the rule as stated unlawfully ex-
tended to union solicitation and distribution activities engaged
in by employees on their own time in nonwork areas of the
facility, Republic Aviation Corp. v. NLRB, 324 U.S. 793
(1945); Our Way, Inc., 268 NLRB 394, 394–395 (1983).
Since the record shows that the misconduct the Respondent
alleges Mace engaged in occurred in the course of protected
prounion solicitation and distribution, the burden shifts to the
employer to “establish that it had an honest belief that the em-
ployee engaged in the conduct for which he was discharged.”
Detroit Newspapers, 342 NLRB at 228; Akal Security, supra.
The Respondent contends that it had a good faith belief that
Mace was interfering with the work of others. As evidence, it
relies on Driscoll’s testimony regarding the complaints he re-
ceived from, and interviews he conducted with, other individu-
als working at the facility. For the reasons fully discussed
above, I do not credit Driscoll’s testimony regarding these
complaints and interviews. The only written statements in the
record from such individuals do not complain that Mace dis-
rupted their work, but simply report on his facially lawful union
activities. Neither statement describes any opprobrious, abu-
sive, or threatening behavior. Cf. Atlantic Steel Co., 245 NLRB
814, 816 (1979) (employee is not free to carry out union solici-
tations in an opprobrious or abusive manner). Nor do these
statements provide a good-faith basis for believing that Mace
was failing to complete his own work.
The Respondent did have a good-faith basis for one of the
reasons it forwards for Mace’s termination—untruthfulness.
32 Timing is an important factor in assessing motivation in cases al-
leging discriminatory discipline based on union or protected activity,
see, e.g., LB&B Associates, Inc., 346 NLRB 1025, 1026 (2005), enfd.
232 Fed. Appx. 270 (4th Cir. 2007); Desert Toyota, 346 NLRB 118,
120 (2005); Detroit Paneling Systems, 330 NLRB 1170 (2000), enfd.
sub nom.; Carolina Holdings, Inc. v. NLRB, 5 Fed. Appx. 236 (4th Cir.
2001); Bethlehem Temple Learning Center, 330 NLRB 1177, 1178
(2000); American Wire Products, 313 NLRB 989, 994 (1994).
However, under the facts presented here, that reason is itself an
unlawful one. As discussed above, during an interrogation,
Mace untruthfully stated that he did not have anything to do
with the Union. This untruth, however, related to Mace’s pro-
tected union activities, which he was not obligated to disclose.
See St. Louis Car Co., 108 NLRB 1523, 1525–1526 (1954).
The Board has found that a discharge cannot be lawful when it
is based on an employee’s failure to fully respond to an unlaw-
ful interrogation. See Hertz Corp., 316 NLRB 672, 692 (1995).
Thus the fact that the Respondent offered Mace’s untruthful-
ness as a reason for his termination does not show it has a de-
fense, but rather lends support for finding a violation.
Even were I to conclude that the Respondent believed in
good faith that Mace engaged in misconduct, I would conclude
that the General Counsel has met its responsive burden of es-
tablishing that Mace “did not engage in such misconduct or that
the misconduct was not sufficiently egregious to warrant dis-
charge.” Detroit Newspapers, supra. For the reasons discussed
above, I found that Mace’s prounion solicitation and distribu-
tion did not disrupt the work of others. Moreover, his conver-
sations with other employees were not heated and he continued
to complete his share, and probably more than his share, of
assignments during this period. As discussed above, Mace
untruthfully denied his union activities when questioned by
Driscoll, but Mace was not obligated to disclose those activities
to the employer and his untruthful answers cannot be used to
justify his termination.
Lastly, even assuming for purposes of argument that Mace
engaged in some or all of the misconduct described by the Re-
spondent, I do not believe that, under Burnup, the conduct was
sufficiently egregious to warrant immediate discharge. Even in
Driscoll’s hearsay accounts, Mace did not engage in any op-
probrious, abusive, or threatening behavior. After the Respon-
dent purportedly received the complaints that Mace’s prounion
activities were interfering with coworkers, Respondent did not
warn Mace or otherwise provide him with an opportunity to
cease the conduct before terminating him. Given that the Re-
spondent had previously allowed other types of solicitation and
distribution by employees, I see no reason, aside from the union
subject matter of Mace’s communications, why the Respondent
would leap to the drastic step of suspension/termination without
advising Mace of the dim view it was taking of such interac-
tions between employees. Indeed, Driscoll himself recalled
telling employees Auger and Baker that he would advise Mace
to stay away from them while they were working. This sug-
gests that Driscoll himself recognized the appropriateness of
such an intermediate step. But he skipped it. Instead, Driscoll
proceeded immediately to suspending Mace pending his even-
tual termination. Spurlino Materials, LLC, 353 NLRB No. 125,
slip op. at 24 (2009) (fact that severity of discipline is out-of-
proportion to offense supports finding of discrimination). For
these reasons, I conclude that, under the Burnup analytical
framework, the Respondent unlawfully suspended and dis-
charged Mace in violation Section of 8(a)(3) and (1).
If one analyzes Mace’s suspension and termination using the
standards set forth in Wright Line, supra, the result is the
same—a violation of Section 8(a)(3) and (1). Under the Wright
Line standards, the General Counsel bears the initial burden of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
showing that the Respondent’s decision to suspend and termi-
nate Mace was motivated, at least in part, by antiunion consid-
erations. The General Counsel may meet this burden by show-
ing that: (1) the employee engaged in union or other protected
activity, (2) the employer knew of such activities, and (3) the
employer harbored animosity towards the Union or union activ-
ity. ADB Utility Contractors, 353 NLRB No. 21, slip op. at 1–
2; Intermet Stevensville, 350 NLRB 1270, 1274–1275 (2007);
Senior Citizens Coordinating Council, 330 NLRB 1100, 1105
(2000); Regal Recycling, Inc., 329 NLRB 355, 356 (1999). If
the General Counsel establishes discriminatory motive, the
burden shifts to the employer to demonstrate that it would have
taken the same action absent the protected conduct. ADB Util-
ity, supra; Intermet Stevensville, supra; Senior Citizens, supra.
In this case, there is no dispute that Mace engaged in exten-
sive prounion activities during the period leading up to his sus-
pension/discharge and the Respondent admits that it was aware
of those activities at the time it took action against him. In
addition, antiunion animus on the part of the Respondent is
demonstrated by the record. During meetings that the Respon-
dent required employees to attend, Donahue (director of opera-
tions) warned that union activity at the facility was a “termi-
natable” offense, and characterized reports that some employ-
ees wanted a union as “bad” rumors. As discussed above, the
Respondent unlawfully opposed the Union campaign by coer-
cively interrogating employees and creating the impression that
union activities were under management’s surveillance. This
evidence of animus, in particular Donahue’s statement that
union activity at the facility was a “terminatable offense” is
connected to the termination of Mace. Thus the General Coun-
sel has met its initial burden of establishing discriminatory
motive.
Since the General Counsel has established discriminatory
motive, the burden shifts to the Respondent to demonstrate that
it would have taken the same action absent the protected con-
duct. ADB Utility, supra; Intermet Stevensville, supra; Senior
Citizens, supra. As discussed above, one of the reasons given
by the Respondent—Mace’s untruthful denial of his union ac-
tivity—is itself and unlawful since Mace was privileged under
the Act to withhold information about such activity from his
employer. See Hertz Corp., supra, and St. Louis Car Co., su-
pra.
Regarding the other reasons forwarded to justify Mace’s
termination, I conclude that the Respondent has failed to meet
its burden of showing that those reasons would have led to
Mace’s termination in the absence of the Respondent’s dis-
criminatory motivation. To the contrary, the evidence showed
that Mace continued to complete his own work, did not disrupt
others, and did not violate any lawful policy on solicitation and
distribution. Moreover, the Respondent has failed to show that
it had a good-faith belief to the contrary since Driscoll’s testi-
mony about complaints was not credible and the two written
employee statements submitted show union activity by Mace,
but not disruptive or intimidating conduct. Even were I to con-
clude that the Respondent believed that Mace’s activities on
behalf of the union during worktime were interfering with co-
workers, or the completion of Mace’s own work, I would find
that it was the Respondent’s animosity towards the union sub-
ject matter of those activities, rather than their severity, which
led it to terminate Mace without giving him an opportunity to
adjust his conduct. See Spurlino Materials, LLC, supra (fact
that severity of discipline is out-of-proportion to offense sup-
ports finding of discrimination).
For the reasons discussed above, I conclude that the Respon-
dent discriminated in violation of Section 8(a)(3) and (1) on
July 24, 2008, when it suspended Mace, and on August 4, 2008,
when it converted that suspension into a termination, because
of Mace’s union and concerted activities and in order to dis-
courage such activities
B. Crane’s Written Warnings
The complaint alleges that the Respondent discriminated in
violation of Section 8(a)(3) and (1) on about September 4 and
9, 2008, by issuing warnings to Crane because he and other
employees formed, joined, or assisted the Union and engaged in
concerted activities and in order to discourage such activities.
The Respondent contends that it properly issued the discipline
to Crane based on a good-faith belief that he engaged in mis-
conduct.
The General Counsel has made the required initial showing
of discriminatory motive under Wright Line. There is no dis-
pute that Crane engaged in protected activity. During the anti-
union meeting that the Respondent held with drivers on July 11,
Crane was one of the few employees to speak. He objected that
the drivers were being required to attend this meeting without
getting paid for their time. Then, when Donahue asked why
employees would want union representation, Crane spoke
out—discussing the Respondent’s inattention to a safety issue.
In addition, Crane supported the union campaign by signing a
union authorization card, distributing union cards and literature,
talking to people about the Union, and attending a union meet-
ing. Crane was a visible enough supporter of the Union that
one antiunion employee, Belanger, repeatedly confronted him
on the subject. Immediately after Crane attempted to explain
his prounion stance to Belanger, Belanger went to talk with
Driscoll. It is clear that the Respondent was aware, at a mini-
mum, of Crane’s protected activity at the Respondent’s anti-
union meeting on July 11. Moreover, I think it is fair to infer
that the Respondent knew of at least some of Crane’s other
protected activities in support of the Union given that the ware-
house was a relatively small shop of about 50 employees, and
that Driscoll was actively seeking intelligence about the union
campaign. “The courts and the Board have long held that an
employer’s knowledge of union activities by its employees is
inferable where these activities are conducted in a small plant,
particularly where as here there is evidence of probing by su-
pervisors to obtain information concerning the union activities
of employees.” Wells Dairies Cooperative, 110 NLRB 875,
891 (1954). A union drive concentrated among a group of 50
employees in a larger work force has been viewed as a “small
shop” for purposes of this analysis. Id., see also ADB Utility
Contractors, supra, slip op. at 16 (“small plant” theory “permits
the inference of knowledge of union activity from the fact that
there are 59 employees in the unit”). That the Respondent bore
animus towards the union effort is demonstrated by, inter alia,
its discriminatory termination of Mace, unlawful interrogations,
DPI NEW ENGLAND
21
acts creating an impression of surveillance, and Donahue’s
statement to employees that engaging in union activity at the
facility was a “terminatable” offense.
Since the General Counsel has established discriminatory
motive, the burden shifts to the Respondent to demonstrate that
it would have taken the same action absent Crane’s protected
conduct. Intermet Stevensville, supra; Senior Citizens, supra.
The Respondent fails to meet this burden because, as discussed
fully in the findings of fact above, the record shows that the
company rarely if ever disciplined other employees based on
conduct comparable to that which it attributes to Crane. See
ADB Utility Contractors, 353 NLRB No. 21, slip op. at 17 (fact
that employer had not disciplined other similarly situated em-
ployees for same offense is evidence of pretext) and Monroe
Manufacturing, 323 NLRB 24, 26–27 (1997) (employer vio-
lated Sec. 8(a)(1) when it disciplined an employee who en-
gaged in protected activity based on a rule that was not strictly
enforced against other employees). Indeed, Driscoll himself
admitted that drivers were rarely disciplined based on store
complaints of any kind, and the Respondent offers no lawful
explanation for treating Crane differently.
I note, moreover, that the timing of the first warning casts
additional doubt on the legitimacy of the Respondent’s claim
that it would have taken the same action in the absence of union
activity. That warning was based on a store complaint received
by the Respondent on July 30 about a breach of security policy.
However, the warning was not presented to Crane until 6 weeks
after the Respondent received that complaint. The Respondent
provides no explanation for the time lag, or for its decision to
revive the complaint, and punish Crane, so long after the al-
leged misconduct. The absence of such an explanation, along
with the evidence of antiunion motivation, suggests that the
Respondent’s reliance on the stale store complaint was pretex-
tual.
For the reasons discussed above, I conclude that the Respon-
dent has failed to meet its burden of showing that it would have
issued any of the warnings to Crane absent the antiunion moti-
vation. Indeed, I believe that examination of the Respondent’s
treatment of Crane—i.e., issuing three warnings to him in a few
days time based on conduct for which other drivers were rarely
if ever disciplined—is further evidence of unlawful motive.
See ADB Utility Contractors, supra.
I conclude that the Respondent discriminated in violation of
Section 8(a)(3) and (1) in September 2008 by issuing warnings
to Crane because of his union and concerted protected activi-
ties, and in order to discourage such activities.
C. Discharge of Adorno, Beattie, and Glover
The complaint alleges that the Respondent discriminated on
the basis of union activity when it implemented the requirement
that each of its drivers have a Class A CDL and thereby caused
the terminations of drivers Adorno, Beattie, and Glover.33 In its
33 The General Counsel argues in the alternative that these individu-
als were constructively discharged and that they were discharged. In its
brief, the Respondent admits that it terminated the employment of
Adorno, Beattie, and Glover on September 15, 2008. R. Br. at p. 6,
Par. 24. That admission moots the question of whether the standards
for constructive discharge were met.
brief, the General Counsel argues that the Class A CDL re-
quirement was imposed to eliminate Beattie, and that Adorno
and Glover were “swept up in [the] negative employment ac-
tion as cover for the discriminatorily motivated act.”
The General Counsel has met its initial burden under Wright
Line. The evidence establishes that the Respondent had knowl-
edge of Beattie’s union activism. In July, during the Respon-
dent’s antiunion meeting for drivers, Beattie openly acknowl-
edged that he was engaged in union activities and expressed the
view that those activities had led the Respondent to retaliate
against him by increasing his workload. Moreover, given that
there were only approximately 50 to 55 drivers and that Beattie
had distributed union cards to between 40 and 45 of them, it is
appropriate under the “small facility” theory to infer that the
Respondent had knowledge of Beattie’s role in the union cam-
paign. See ADB Utility Contractors, 353 NLRB No. 21, slip op
at 16; Wells Dairies Cooperative, 110 NLRB 875, 891 (1954).
This inference is especially apt given that Driscoll not only
actively probed employees about the union campaign, but had
specifically interrogated an employee about Beattie’s conversa-
tions with other drivers. Wells Dairies Cooperative, supra.
The Respondent’s antiunion animus is demonstrated by, inter
alia, its: discriminatory discharge of Mace (the other leading
union advocate among its employees); discriminatory discipline
of Crane; unlawful interrogation of employees; acts creating the
impression of surveillance; and Donahue’s statement to em-
ployees that union activity at the facility was a “terminatable”
offense.
The evidence shows that Adorno and Glover were dis-
charged based on the same new licensing requirement with
respect to which I find that the General Counsel has met its
initial burden. The Board has held that the layoff of an em-
ployee who is not the target of an employer’s antiunion motiva-
tion is still unlawful where that employee was laid off to mask
the antiunion motivation of actions against the employer’s real
target. Pillsbury Chemical Co., 317 NLRB 261 (1995). Anti-
union motivation may be found even when some, or even most,
of the affected employees were not known union supporters.
See, e.g., McGaw of Puerto Rico, Inc., 322 NLRB 438, 451
(1996), enfd. 135 F.3d 1 (1st Cir. 1997). The requisite anti-
union animus exists where the evidence shows that the aim of
the action was “to discourage union activity or to retaliate
against employees because of the union activities of some,”
despite evidence that “employees who might have been neutral
or even opposed to the Union are laid off with their counter-
parts,” Id. See also Weldun International, 321 NLRB 733, 734
and 748 (1996) (violation where the employer did not select
employees for layoff based on their support for the Union, but
the layoff was part of an effort to discourage employees from
supporting the Union), enfd. in part 165 F.3d 28 (6th Cir. 1998)
(table); Davis Supermarkets, 306 NLRB 426 (1992) (same),
affd. and remanded 2 F.3d 1162, 1168–1169 (D.C. Cir. 1993),
cert. denied 511 U.S. 1003 (1994); Mini-Togs, Inc., 304 NLRB
644, 648 (1991) (same), enfd. in part 980 F.2d 1027 (5th Cir.
1993); Alliance Rubber Co., 286 NLRB 645, 647 (1987)
(same); ACTIV Industries, 277 NLRB 356, 356 fn. 3 (1985)
(same). On this basis, I find that the General Counsel has met
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
its initial burden with respect to the discharges of Adorno and
Glover pursuant to the newly adopted licensing requirement.
The burden now falls to the Respondent to show that it
would have enacted the new licensing requirement and termi-
nated the three drivers as it did even absent the union activity.
Although the question is a close one, I find that the Respondent
has failed to meet that burden. The Respondent did present
convincing evidence that it had good reason for wanting to
phase out the use of the smaller straight trucks in favor of the
larger tractor trailer trucks—a change that meant that most or
all of its drivers would need Class A licenses. However, the
Respondent has failed to demonstrate by a preponderance of the
evidence that it would have implemented the new requirement
when it did and how it did if not for its antiunion animus. As
the Board has held, in order to meet its responsive burden under
Wright Line an employer must demonstrate by a preponderance
of the evidence “that it would have done what it did, when it
did, in the absence of the drivers’ union activities.” We Can,
Inc., 315 NLRB 170, 172 (1994) (emphasis added); cf. Lear-
Siegler, Inc., 295 NLRB 857, 859 (1989) (economic reasons
cannot justify relocation where such economic reasons existed
months before employees sought union representation, and
relocation followed immediately thereafter). It is not enough to
show that it could have taken the action it did for the reasons
given, rather must show that it would have taken the action for
the reasons given. Structural Composites Industries, 304
NLRB 729, 729–730 (1991); see also; Weldun International,
321 NLRB at 747 (“The employer cannot carry this burden
merely by showing that it also had a legitimate reason for the
action, but must persuade that the action would have taken
place absent protected conduct by a preponderance of the evi-
dence”) (internal quotation omitted).
Regarding when the Respondent implemented the new re-
quirement, the evidence showed that the Respondent issued the
memorandum setting forth the new requirement on the same
day as the Respondent held the July 11 antiunion meeting dur-
ing which Donahue warned drivers that union activity at the
facility was a “terminatable” offense. Driscoll posted the
memorandum the next day. At the July 11 meeting, Beattie
openly acknowledged his union activity and, as that meeting
was ending, Driscoll pulled Beattie aside and orally notified
him about the new requirement and the September 15 deadline.
This timing is extremely suspicious, see supra footnote 32, and
leaves the Respondent with a great deal of explaining to do
regarding the precise timing of its action. Its witnesses did not
rise to the challenge. Donahue, the official who testified about
the process by which the new requirement was adopted offered
no explanation for the precise timing of the rule’s promulga-
tion. Asked when the Respondent made the decision to impose
the new licensing requirement, Donahue’s answer was decid-
edly vague—“back in May–April, May, June in that area.” He
did not explain why, if the decision was made as early as April,
it was not announced to affected employees until July 11—the
same day that the Respondent inaugurated its antiunion cam-
paign among the drivers. Furthermore, the Respondent pro-
duced no written record of meetings or proposals, or other
documentation, showing how the decision was made or demon-
strating that the decisional process naturally culminated on July
11 for reasons unrelated to the union campaign or Beattie’s
public acknowledgment of his involvement in that campaign.
Cf. Weldun International, 321 NLRB at 734 (layoff found
unlawful where employer failed to produce “any documentation
or credited testimony” indicating that a layoff was planned
prior to the filing of the representation petition). I note, more-
over, that the major changes in delivery responsibilities (the
addition of coffee and high volume items) that the Respondent
relies on to explain the timing of its decision had largely been
implemented several months earlier in March and April. Those
changes do not explain the timing of the new requirement since
they were made months before the employees began their union
campaign while the issuance of the new rule followed shortly
after that campaign was initiated. See Lear-Siegler, Inc., supra.
Not only has the Respondent failed to show by a preponder-
ance of the evidence that it would have implemented the re-
quirement when it did absent the union activity, it has failed to
show that it would have implemented the requirement how it
did absent that activity. The “how” to which I am referring is
under an extremely short deadline that was almost certain to
result in the elimination of Beattie from his position as a driver.
The July 11 announcement of the September 15 deadline left
the three alleged discriminatees with just a little over 2 months
to pass the written test and background check needed for a
training permit, complete driver training that typically took 120
to 160 hours, and then schedule and pass the test—all while
continuing to work full time. The Respondent attempted to
show that this deadline was workable by presenting the testi-
mony of Marques, a driver who upgraded from a Class B to a
Class A license while working for the Respondent full time.
However, even Marques did not succeed in upgrading within 2
months. The evidence showed that Marques already had his
Class A permit in April and began training, but did not obtain
his Class A license until July—over 2 months later. The task
for Beattie, Adorno, and Glover was even more daunting than
for Marques, since they did not have Class A permits on July
11 when the Respondent initiated the countdown to the Sep-
tember 15 deadline. The Respondent has not explained how the
September 15 deadline was arrived at, or why it did not choose
to allow Beattie, Adorno, and Glover more time, or an exten-
sion of time, in which to meet the new requirement. The Re-
spondent has not tied the specific September 15 date to any
occurrence unrelated to the union campaign. This gap in the
Respondent’s nondiscriminatory explanation for its decision is
widened by Donahue’s testimony that the decision was made as
early as April, meaning that the Respondent might have been
able to give the drivers as much as 5 months to meet to the
September 15 deadline, rather than springing that deadline un-
der circumstances that meant the drivers would almost certainly
fail to meet it.
For the reasons discussed above, I conclude that the Respon-
dent has failed to meet its burden of showing that it would have
taken the same action it did, when it did, in the absence of anti-
union motivation.
I conclude that the Respondent discriminated in violation of
Section 8(a)(3) and (1) by imposing the new licensing require-
ment and discharging Adorno, Beattie, and Glover.
DPI NEW ENGLAND
23
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent interfered with employees’ exercise of
their Section 7 rights in violation of Section 8(a)(1) of the Act:
in July 2008, when Driscoll coercively interrogated Glover
about Beattie’s conversations with other drivers; on July 24,
2008, and again approximately one week later, when Driscoll
coercively interrogated Mace; in July 2008 by creating the im-
pression that it had placed the employees’ union activities un-
der surveillance.
4. The Respondent violated Section 8(a)(3) and (1) of the
Act: on July 24, 2008, when it suspended Mace, and on August
4, 2008, when it converted that suspension into a termination,
because of Mace’s union and concerted activities and in order
to discourage such activities; in September 2008, by issuing
warnings to Crane because of his union and concerted protected
activities, and in order to discourage such activities; when it
imposed the new licensing requirement and discharged Adorno,
Beattie, and Glover on September 15, 2008, because of em-
ployees’ union and concerted activities and in order to discour-
age such activities.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act. In particular, I recommend that the
Respondent be required to offer Adorno, Beattie, Glover, and
Mace reinstatement and make them whole for any loss of earn-
ings and other benefits they suffered as a result of the discrimi-
nation against them, computed on a quarterly basis, less any net
interim earnings, as prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950), plus interest as computed in New Horizons
for the Retarded, 283 NLRB 1173 (1987).
The General Counsel urges that the Board’s “current practice
of awarding only simple interest on backpay and other mone-
tary awards be replaced with the practice of compounding in-
terest.” Brief of General Counsel at 64. The Board has consid-
ered, and rejected, this argument for a change in its practice.
Cadence Innovation, LLC, 353 NLRB No. 77, slip op. at 1 fn. 1
(2009); Rogers Corp., 344 NLRB 504 (2005). If the General
Counsel’s argument in favor of compounding interest has mer-
its, those merits are for the Board to consider, not me. I am
bound to follow Board precedent on the subject. See Hebert
Industrial Insulation Corp., 312 NLRB 602, 608 (1993);
Lumber & Mill Employers Assn., 265 NLRB 199 fn. 2 (1982),
enfd. 736 F.2d 507 (9th Cir. 1984), cert. denied 469 U.S. 934
(1984); Los Angeles New Hospital, 244 NLRB 960, 962 fn. 4
(1979), enfd. 640 F.2d 1017 (9th Cir. 1981).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended Order34
ORDER
The Respondent, DPI New England, Canton, Massachusetts,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Coercively interrogating any employee about activities
protected by Section 7 of the Act.
(b) Creating the impression that it has placed employees’ un-
ion activities under surveillance.
(c) Discharging or suspending any employee for supporting
the International Brotherhood of Teamsters, Local 25 or any
other union.
(d) Issuing a written warning to, or otherwise disciplining,
any employee for supporting the International Brotherhood of
Teamsters, Local 25 or any other union.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace, full reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, without
prejudice to their seniority or any other rights or privileges
previously enjoyed.
(b) Make Alexander Adorno, Roger Beattie, Anthony
Glover, and Derek Mace whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges of
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace, and within 3 days thereafter notify them in writing that
this has been done and that the discipline would not be used
against them in any way.
(d) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful suspension or
Derek Mace, and within 3 days thereafter notify him in writing
that this has been done and that the discipline would not be
used against him in any way.
(e) Rescind and revoke the written warnings issued to Fre-
derick “Rick” Crane in September 2008.
(f) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful written warn-
ings issued to Frederick “Rick” Crane, and within 3 days there-
after notify him in writing that this has been done and that the
discipline will not be used against him in any way.
(g) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
34 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(h) Within 14 days after service by the Region, post at its fa-
cility in Canton, Massachusetts, copies of the attached notice
marked “Appendix.”35 Copies of the notice, on forms provided
by the Regional Director for Region 1, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since July 1, 2008.
(i) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
Dated, Washington, D.C. May 29, 2009
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT coercively question you about your union sup-
port or activities.
WE WILL NOT create the impression that we have placed your
union activities under surveillance.
WE WILL NOT discharge, suspend, or otherwise discipline
against any of you for supporting International Brotherhood of
Teamsters, Local 25, or any other union.
35 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
WE WILL NOT issue warnings or other discipline to you for
supporting International Brotherhood of Teamsters, Local 25,
or any other union.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL, within 14 days from the date of this Order, offer
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace full reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, without
prejudice to their seniority or any other rights or privileges
previously enjoyed.
WE WILL make Alexander Adorno, Roger Beattie, Anthony
Glover, and Derek Mace whole for any loss of earnings and
other benefits resulting from the discrimination against them,
less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful discharges of
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace, and WE WILL, within 3 days thereafter, notify each of
them in writing that this has been done and that the discharges
will not be used against them in any way.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful suspension of
Derek Mace, and WE WILL, within 3 days thereafter, notify him
in writing that this has been done and that the suspension will
not be used against him in any way.
WE WILL, within 14 days from the date of this Order, rescind
and revoke the unlawful written warnings issued to Frederick
“Rick” Crane.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful written warnings
issued to Frederick “Rick” Crane, and WE WILL, within 3 days
thereafter, notify him in writing that this has been done and that
the warnings will not be used against him in any way
DPINEW ENGLAND
Elizabeth Tafe, Esq. and Emily Goldman, Esq., for the General
Counsel.
Arthur M. Brewer, Esq. and Kraig B. Long, Esq. (Shaw and
Rosenthall, LLP), of Baltimore, Maryland, for the Respon-
dent.
DECISION
STATEMENT OF THE CASE
PAUL BOGAS, Administrative Law Judge. This case was
tried in Boston, Massachusetts, on February 9, 10, and 11,
2009. The allegations concern the actions of DPI New England
(the Respondent) during a union organizing campaign that be-
gan among its employees in June 2008. The International
Brotherhood of Teamsters Local 25 (the Union) filed the initial
charge on July 25, 2008, and an amended charge on December
16, 2008. The Director of Region One of the National Labor
Relations Board (the Board) issued the complaint on December
31, 2008.1 The complaint alleges that the Respondent violated
1 All dates are in 2008, unless otherwise indicated.
DPI NEW ENGLAND
25
Section 8(a)(1) of the National Labor Relations Act (the Act)
by interrogating employees about union activities, and creating
the impression that the employees’ union activities were under
surveillance. The complaint further alleges that the Respondent
violated Section 8(a)(3) and (1) by discriminating based on
employees’ union and other protected concerted activities when
it: suspended and terminated employee Derek Mace; issued
disciplinary warnings to employee Frederick “Rick” Crane; and
imposed a new eligibility requirement that resulted in the con-
structive discharge, or discharge, of three drivers (Alexander
Adorno, Roger Beattie, and Anthony Glover). The Respondent
filed a timely answer in which it denied that it had committed
any of the unfair labor practices alleged in the complaint.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing findings of fact and conclusions of law.
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, with an office and place of
business in Canton, Massachusetts, distributes goods to stores
that Starbucks Corporation owns and operates throughout New
England. In conducting this business, the Respondent annually
purchases and receives at its Canton facility goods valued in
excess of $50,000 directly from points outside the Common-
wealth of Massachusetts, and annually provides services valued
in excess of $50,000 to Starbucks Corporation, an entity en-
gaged in interstate commerce in states other than the Com-
monwealth of Massachusetts. The Respondent admits, and I
find, that it is employer engaged in commerce within the mean-
ing of Section 2(2), (6), and (7) of the Act and that the Union is
a labor organization within the meaning of Section 2(5) of the
Act.
II. ALLEGED UNFAIR LABOR PRACTICE
A. Background Facts
The Respondent is a distribution and supply company that
delivers products to 325 Starbucks stores and licensed Star-
bucks venders (collectively referred to as Starbucks stores or
stores) in Connecticut, New Hampshire, Maine, Massachusetts,
New York, Rhode Island, and Vermont.2 In addition, the Re-
spondent delivers Starbucks products to a number of distribu-
tion centers operated by other companies. The Respondent has
a facility in Canton Massachusetts, where products are re-
ceived, stored, and loaded for delivery. Its corporate offices are
located in Maryland. The Respondent uses trucks to make its
deliveries and also to pick up some of the product that it deliv-
ers. Much of the product that the Respondent transports is
Starbuck’s own inventory and the Respondent is only responsi-
ble for receiving that product at the Canton facility and deliver-
ing it to Starbucks stores and distribution centers. Other cate-
gories of product are owned by the Respondent and purchased
2 The Respondent’s only client is Starbucks, but it is associated with
a larger corporate entity that has clients besides Starbucks. Starbucks
does not own the Respondent.
from it by Starbucks. As of the time of the trial, the Respon-
dent employed 50 truckdrivers3 and 47 warehouse workers.
The Respondent’s truckdrivers and warehouse workers are
supervised, respectively, by transportation supervisors and
warehouse supervisors. During the time period covered by the
complaint the Respondent also had a transportation manager,
Dave Robitaille. The supervisory personnel report to Frank
Driscoll, the Respondent’s operations manager. Driscoll, in
turn reports to Mark Donahue, who is the Respondent’s director
of operations. Driscoll has been operations manager since July
2007. Donahue has been the director of operations since some
time in 2007, and before that he was the Respondent’s opera-
tions manager.
The delivery services that the Respondent provides to Star-
bucks expanded significantly in recent years. The Respondent
began its operations in approximately 2005 and until March
2008, the types of products it delivered were limited to paper
products (such as, cups, lids, napkins, paper towels), dairy
items, juices, water, pastries, and sandwiches. Starting in
March 2008, the Respondent added two broad categories of
product known as “high volume” items4 and “cross dock cof-
fee.” High volume items include those things that the Star-
bucks stores use in large quantities on a daily basis. The “cross
dock coffee” category includes not only coffee, but also coffee
mugs, coffee makers, musical recordings, signs, display tables,
and other miscellaneous items seen in Starbucks stores.
In an effort to prepare for the increased workload, the Re-
spondent added 8t to 10 trailers to its truck fleet and hired addi-
tional drivers. On March 1, 2008, the Respondent split most of
its routes in order to reduce the number of stores covered by
each route and help accommodate the larger deliveries it was
making to individual stores.5 Nevertheless, between March and
May 2008, truckdrivers began to notice very substantial in-
creases in the total cargo they were carrying on their trucks.
In August 2008, the Respondent began selling Starbucks the
paper products that it delivered to the stores. Prior to that time,
the Respondent received pre-assembled pallets of Starbucks-
owned paper products and then delivered those pallets to indi-
vidual stores on a weekly basis. After the Respondent began to
sell the paper products to Starbucks, it began making such de-
liveries to individual stores on a daily, rather than a weekly,
basis. It appears that the August 2008 changes in the Respon-
dent’s role with respect to paper products increased to some
extent the size of the loads the Respondent was carrying on its
trucks.
3 This total is down slightly from July 2008, when the Respondent
employed approximately 55 drivers.
4 The high volume items are often referred to in the record as
“SKUs.”
5 Generally a driver is assigned to the same route for an extended pe-
riod of time. Each night-shift route is serviced 7 days a week. One
night-shift driver completes the route 4 days a week, and another night-
shift driver completes the same route 3 days a week. The driver who
delivers the route 3 days a week will work one additional night shift as
a “floater” who can perform a variety of driving and other tasks. On
average there are 3 floaters on a night shift. The drivers who service
the day routes do not switch off with another driver in this manner.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
As a result of the increase in the amount of product being de-
livered, the Respondent found that, by April 2008, it was some-
times unable to fit the cargo for a route onto one of its smaller,
“straight truck” vehicles and was forced to remove that product
and reload it onto a larger tractor-trailer truck. In some in-
stances this meant that the driver who usually made the deliver-
ies, and therefore was familiar with the route, had to ride to-
gether with a driver who was qualified to operate the larger
tractor-trailer truck. In such instances, the Respondent paid two
drivers to complete a route that was usually completed by a
single driver. The larger loads also increased the extent to
which cargo had to be “stacked” in order to fit on the straight
trucks, and this meant that the product was damaged more fre-
quently. The Respondent’s tractor-trailer trucks were large
enough to accommodate product without this increased stack-
ing. In its brief the General Counsel concedes that, as a result
of the larger size of the loads, the “Respondent apparently ex-
perienced limitations on its ability to effectively utilize the
straight trucks.” Brief of General Counsel at 9.
The stacking of product on the straight trucks also made it
more difficult and time consuming for drivers to load and
unload those trucks. This was a serious concern to the drivers
because they are paid by the “trip”—meaning that they receive
a fixed amount of compensation for completing a route, regard-
less of how long that takes. Thus the drivers do not receive any
additional compensation even if an increase in load size means
they have to work longer shifts. The Respondent expects that it
will take a driver 10 hours to complete the day’s route and as-
sociated tasks. However, some drivers found that with the
increased size of the loads the “trips” were consistently taking
more than 10 hours to complete. This appears to have been one
of the concerns that led drivers to initiate the union campaign.
B. Union Campaign
During the second week of June 2008, employee Roger
Beattie, who operated one of the Respondent’s straight trucks,
contacted the Union about representing employees at the Re-
spondent’s facility. Shortly thereafter, the Union supplied
Beattie with union authorization cards and prounion literature.
Beattie distributed between 40 and 45 authorization cards, and
prounion literature, to truckdrivers employed by the Respon-
dent. He also organized meetings between truckdrivers and
union officials. Union officials held three meetings with driv-
ers over the course of 2 weeks during the first part of July. The
initial two meetings were both held at the headquarters of the
union local and attracted between two and four drivers each.
The third meeting was held at a donut store in Canton and was
attended by between 15 and 20 drivers.
Another straight truckdriver, Frederick “Rick” Crane, sup-
ported the organizing campaign by passing out 20 union cards
to drivers, distributing prounion literature to approximately
eight drivers, talking to people about the Union, signing a union
card himself, and attending a union meeting. The record does
not reveal precisely when Crane engaged in most of these ac-
tivities. However, it does show that the union meetings Crane
and other drivers attended took place in the first part of July,
and that Crane had distributed union literature by September 14
at the latest.
During roughly the same time period when Beattie and
Crane were working to generate support for the Union among
drivers, Derek Mace, a warehouse employee, was leading an
effort to generate support among the Respondent’s warehouse
workers. Mace obtained union authorization cards from
Beattie, and distributed 20 or more such cards to warehouse
employees. In June and July, Mace had conversations about
the Union with other employees on a daily basis, and eventually
raised the subject with almost every one of the Respondent’s
approximately 47 to 50 warehouse employees. In some in-
stances Mace initiated these conversations, and in others the
employees did so. None of Mace’s conversations about the
Union were heated and none of the employees told him not to
talk to them about the Union. In some instances, Mace’s con-
versations with employees took place while the other employee
was working. However, the record shows that employees could
perform warehouse work while they were talking about non-
work related matters, and Mace credibly testified that his con-
versations with employees did not disrupt their work. Indeed it
is undisputed that warehouse employees routinely talk about a
variety of other subjects while working—including sports and
after-work activities—without interference from the Respon-
dent. On July 17 2008, there was a union meeting for the
warehouse employees at a restaurant in Canton, Massachusetts.
This meeting was attended by officials of the Union and a
group of about 10 warehouse employees. Mace discussed his
concerns about workplace safety with an official of the Union.
The union official suggested that Mace report his concerns to
the Occupational Safety and Health Administration (OSHA),
and Mace did so in June or July. Shortly thereafter, OSHA
investigators visited the Respondent’s facility to perform an
inspection. The record does not disclose the exact date of that
inspection, but it is clear that it occurred sometime before July
28.6
Mace’s efforts on behalf of the Union did not prevent him
from performing his job duties, which consisted mainly of
“picking” milk products that were designated for particular
orders and organizing those products onto pallets that would
then be loaded onto trucks for delivery to stores. On a typical
day during the summer of 2008 there were approximately 24
such orders, and between three and four people picking the
orders. Mace usually picked between 8 and 10 orders. He also
helped to load trucks.7
6 A letter sent to the Union by the Respondent’s counsel states that
the inspection occurred on July 25, GC Exh. 21, but there was no sworn
testimony to that effect and no OSHA notice or other documentary
evidence confirming the date. In its brief, the Respondent states that it
had no knowledge of Mace’s involvement in the OSHA inspection at
the time it suspended him. R. Br. at 29, Par. 170. Before the suspen-
sion was converted to a discharge, however, the Union circulated a
flyer concerning Mace’s OSHA complaint to the Respondent and oth-
ers.
7 Driscoll testified that he received reports from employees and su-
pervisors that Mace was not performing his job duties and was interfer-
ing with other employees’ work. However, the Respondent failed to
call any of those employees or supervisors to testify about what they
had witnessed. Mace, on the other hand, appeared as a witness and
testified that while talking about the Union he continued to complete
his work and did not interrupt the work of others. Although Mace was
DPI NEW ENGLAND
27
Approximately 25 to 30 of the Respondent’s approximately
50 to 55 truckdrivers signed authorization cards and returned
them to Beattie. The record does not reveal how many of the
approximately 47 warehouse employees signed union cards.
Among the issues that drivers were concerned about were the
replacement of trip pay with hourly pay and the institution of
new retirement benefits. Not all employees welcomed the un-
ion effort. In late June 2008, Ron Belanger,8 after speaking to
one of the Respondent’s warehouse supervisors (Barry Lopes),
approached Beattie and complained that the union supporters
were “screwing everybody over.” Subsequently, on occasions
in July and August, Belanger made further comments in the
same vein to Beattie. In August, Belanger approached another
union supporter, Crane, and said: “Hey pussy boy. The Union
is not getting in. You used my name.” Subsequently, Crane
attempted to explain his position regarding the Union to
Belanger. Belanger did not respond to Crane, but rather walked
away and went to talk to the Respondent’s operations manager,
Driscoll.
C. Management Meets with Employees
By late June, Driscoll had heard about the existence of the
union effort at the facility. In response to the organizing effort,
the Respondent required employees to attend meetings at which
Donahue, the Respondent’s director of operations, delivered
remarks opposing unionization. Drivers were required to attend
such a meeting in the facility’s breakroom on July 11. In addi-
tion to Donahue, there were two warehouse supervisors—Rod
Grippen and Lopes—present for management. Donahue stated
that he had “heard bad rumors” that “a lot of people wanted the
union in.” He warned the drivers that “there should be no un-
ion activity on the property,” and that such activity was a “ter-
minatable [sic] offense.” Donahue also stated that he was dis-
appointed by the union activity since the Respondent had al-
ways had “an open door policy.” He invited the drivers to dis-
cuss their grievances. A number of drivers spoke. Beattie,
publicly complained that there had recently been a dramatic
increase in the workload on his route. He expressed the view
that the Respondent had increased his workload in retaliation
an ardent union supporter, and has a personal stake in the outcome of
this proceeding, I found him generally credible based on his demeanor
and the record as a whole. With respect to the question of whether
Mace actually failed to meet his responsibilities as an employee and
interfered with the work of other employees, Driscoll’s testimony is
hearsay and, given the record here, is outweighed by Mace’s credible
contrary account. The reliability of Mace’s testimony on this subject
was enhanced by the level of detail he provided. Mace specified how
many milk orders were typically completed during his shift (24), how
many employees those orders were divided among (3 to 4), and how
many of the orders he himself was completing per shift (8 to 10). Dris-
coll, on the other hand, gave only general testimony about reports that
Mace was leaving his work area and not completing his work. Driscoll
did not state how many milk orders Mace was expected to complete or
how many he was completing. Nor did Driscoll contradict Mace’s
testimony regarding those numbers.
8 This individual’s name also sometimes appears in the transcript
spelled “Balanger.”
for his efforts on behalf of the Union.9 Crane also spoke at the
meeting. He complained that the Respondent was not paying
employees for attending the mandatory meeting. When Dona-
hue asked why employees wanted union representation, Crane
answered by describing a safety problem and complained that
even after that problem had caused an injury, the Respondent
neglected to repair it. Either at, or immediately following, this
meeting, Driscoll told Beattie and two other drivers who were
not qualified to drive tractor-trailer trucks, that they should
begin the process for upgrading their commercial drivers’ li-
censes.
In July, the Respondent also held a meeting in the breakroom
to discuss the union campaign with warehouse employees.
Present at the meeting from management were Donahue, Dris-
coll, and a warehouse supervisor named Barry Baldack.10
Donahue informed the employees that there was “talk of . . . a
union going around the warehouse.” He told them, “You don’t
need this, we don’t need a third party, you know, we’re like
family.” Donahue reminded them that in the past he had pro-
vided jobs to immediate family members of incumbent em-
ployees. He said he wanted to know “if anyone has informa-
tion on what” is “going on.” Donahue also warned that he was
“not going to let anybody to solicit on company property.” He
said “I’m not going allow somebody to come here and sell you
guys carpets, so I’m not going to let somebody come in and sell
union to you guys either.”
Prior to the union campaign, the Respondent had never told
Crane that employees could not discuss any nonwork topic
while working, much less said that such discussions were a
“terminatable offense.” Moreover, the Union was the only
topic that Crane ever heard the Respondent’s officials declare
off limits for work-time discussions. Similarly, prior to the
union campaign, the Respondent had never told Mace that em-
ployees were not permitted to solicit during work. The record
does not include any written company policy against solicita-
tion and distribution and the Respondent has not asserted that
such a written policy existed. Indeed, the record shows that it
was common for employees to distribute sales catalogues, ask
coworkers to purchase items, and make fund raising solicita-
tions both in the breakroom and in work areas of the facility.
Such solicitations sometimes occurred while the employees
were working.
Also in July, Driscoll questioned a driver named Anthony
Glover about conversations that Beattie had been having on the
dock with other employees. Glover and Beattie were friends,
and Glover was aware of the union campaign in early July and
signed a union authorization card. Driscoll called Glover by
phone while Glover was driving his truck to make deliveries.
He asked whether Glover could tell him what “Beattie is talk-
ing to all the drivers for?” Driscoll cautioned Glover to be
“real frank . . . real serious.” Glover responded that he did not
9 Beattie did not address this remark directly to Donahue, but to an-
other employee. However, the testimony leads me to find that Beattie
made the remark as part of the public back-and-forth at the meeting.
See Tr. at 70 to 71.
10 This individual’s name also sometimes appears in the transcript
spelled “Baldeck.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
know what Driscoll was talking to employees about. It was
unusual for Driscoll to contact Glover while he was driving his
route. Generally Driscoll only did so if there was something he
needed to communicate regarding the deliveries.
D. Mace Terminated
The Respondent discharged Mace—the lead union organizer
among the warehouse workers—on August 4, after suspending
him on July 24. Mace had been working for the Respondent
since February 2006. Driscoll informed Mace of the suspen-
sion at a July 24 meeting held in Donahue’s office. Warehouse
Supervisor Baldack was also present. Driscoll stated that he
knew Mace was responsible for the union organizing and said
that other employees felt “threatened” by him and were
“scared” that they were “going to lose their jobs.” Mace was
not provided with any disciplinary paperwork at this meeting,
but Driscoll stated that he was being suspended until further
notice because he was not working, was interfering with other
employees, and was soliciting on company time and where
other people were working. At the meeting, Mace responded:
“I haven’t done anything wrong, . . . I haven’t broken any laws
and I don’t understand why I’m being suspended. I do my
work all the time.” Mace also told Driscoll that he had “noth-
ing to do with the Union.” During the period leading up to the
July 24 suspension, no supervisor had told Mace that he was
not getting his work done.
In a subsequent letter dated July 28, Driscoll stated that
Mace was suspended “pending further investigation into com-
plaints made by employees” that he was “interfering with their
work.” The letter informed Mace that “it may be necessary to
take further disciplinary action up to and including dismissal, if
the investigation concludes that you violated the company’s
solicitation and distribution policy.” The letter makes no men-
tion of Mace failing to perform his own duties. The next week,
Driscoll and Baldack met with Mace a second time. Driscoll
testified that he told Mace: “[Y]ou lied. You lied to me about
where you were, you lied to me about soliciting and looking for
Union votes . . . in the warehouse, handing out literature in the
building.”
After the second meeting with Driscoll and Baldack, Mace
received a letter, signed by Driscoll and dated August 4, 2008,
which stated that Mace’s employment with the Respondent was
terminated effective that day. The letter set forth the bases for
termination as follows:
-
Interfering with your co-workers’ jobs
-
Not doing your work
-
Dishonesty towards Management
-
Violation of the No Solicitation and Distribution
Policy.
In addition, the letter stated that:
During the course of the investigation you categorically de-
nied interfering with your co-workers performance of their
jobs. We have information from several sources w[hich] sub-
stantiate you did, in fact, interfere with your co-workers while
they were working. In short, you lied to management.
Prior to the suspension, Mace had never received any warnings
or other discipline for interfering with coworkers’ performance
of their job duties, failing to perform his own work, dishonesty
towards management, or violation of any policy on solicitation
or distribution.11 At trial, Driscoll testified that he “might
have” told an agent of the Board that by “dishonesty to man-
agement,” he meant that Mace had denied involvement with the
Union. As discussed above, during the second meeting regard-
ing Mace’s discipline, Driscoll told Mace, “[Y]ou lied to me
about soliciting and looking for Union votes . . . in the ware-
house, handing out literature in the building.”
At trial, Driscoll was the only witness who testified for the
Respondent about the shortcomings upon which Mace’s sus-
pension and termination were purportedly based. Driscoll
could recount just one specific incident that he personally wit-
nessed. Driscoll testified that in late June or July 2008, he wit-
nessed Mace giving Beattie a ride along the Respondent’s dock
on an unloaded pallet jack.12 Then Mace and Beattie went into
Beattie’s trailer and remained there for approximately 20 min-
utes. Driscoll testified that he eventually told Mace to return to
work and that Mace said he had been helping Beattie. Driscoll
states that, on the same day, many employees were straying
from their normal work patterns and that he counseled at least
one other driver—this one not an alleged discriminate—for
failing to load his truck in a diligent manner. Driscoll also
stated that drivers were going “truck-to-truck” that day, some-
thing that he described as unusual.13
Driscoll testified that in addition to the one incident regard-
ing Mace that he witnessed, he received multiple reports that
Mace was not doing his job or was interfering with others.
More specifically, Driscoll stated that over a 10-day period in
late July 2008, he had received complaints about Mace from
employees Scott Auger, Harold Baker, Mark Cinelli, Tony
Mederios, and Tom Taft, and from Supervisor Roy Blakely.14
As alluded to above, not one of the seven individuals named by
Driscoll were called by the Respondent to testify about Mace’s
alleged infractions or about their conversations about Mace
with Driscoll. Instead the Respondent relied on Driscoll’s ac-
count of what they told him.
Driscoll stated that, Auger, a warehouse worker, complained
that Mace was coming to the high volume section of the ware-
house a couple of times a day, talking to employees, and that
“they’re not getting the product out fast enough.” Driscoll
testified that he told Auger that he would “talk to Derek [Mace]
11 There was evidence that Mace had had attendance problems in the
past. The Respondent concedes that those prior attendance problems
had nothing to do with Mace’s suspension and termination.
12 A pallet jack is a type of warehouse equipment used to lift and
move product.
13 Driscoll also testified that on one occasion he observed Mace near
the sandwich line. Driscoll stated that Mace would have no work-
related reason for being there unless he was loading trucks, and that on
the day in question Mace was “doing milk.” When pressed on cross-
examination, however, Driscoll stated that Mace loads trucks on days
when he is “doing milk.”
14 According to Driscoll, Blakely was a nonsupervisor when he made
an earlier complaint about Mace, but was promoted before making his
second, late July complaint.
DPI NEW ENGLAND
29
and tell him to stay out of there.” Driscoll testified that Baker,
a truckdriver said: “Dude, what’s going on? I . . . got this guy
from the warehouse that delivers milk in my truck, I’m trying
to unload and . . . all he’s doing is talking to me about Union. I
kept saying ‘Look, will you let me unload?’” According to
Driscoll, Baker asked “Can you do anything about it?,” and
Driscoll responded: “I’ll talk to him about staying off of the
trucks. He can’t stop you from working.” Driscoll testified
that Cinelli reported that Mace had started talking to him about
the Union while in the breakroom and that Cinelli said he did
not want to be involved and told Mace to “watch whas he was
doing.” According to Driscoll, Cinelli said that Mace contin-
ued the conversation and made Cinelli uncomfortable. Driscoll
stated that he told Cinelli that Mace could talk to him during a
break, but that Mace was “not supposed to be on break.”
In addition, Driscoll testified that Mederios, a warehouse
employee, approached him to talk about Mace in late June or
early July 2008. In Driscoll’s account, Mederios said: “I was
trying to go to work, I was trying to get into the freezer and
Derek [Mace] stopped me, he was talking to me about joining
the Union. . . . I went to go into the battery room, he followed
me in there.” Driscoll testified that he asked if Mederios
wanted to file a complaint about Mace, but Mederios did not
choose to do so. Driscoll stated that he told Mederios that
Mace “shouldn’t be doing this while you’re trying to work.”
Driscoll testified that Taft, a warehouse employee who
unloaded trucks, complained that he was working when Mace
approached him about the Union. Driscoll testified that Taft
reported that he told Mace he was not interested in joining a
Union, but that Mace subsequently approached him again while
he was working. Driscoll said he asked Taft “Are you feeling
threatened or is he stopping you from working?” and that Taft
responded, “Well, every time I’m trying to work he’s trying to
talk to me about the Union, all I want to do is work.”
Driscoll also testified that he had two conversations about
Mace with Blakely—the first one when Blakely was a ware-
house employee and the second after Blakely was promoted to
a supervisory position. Driscoll stated that, on the first occa-
sion, Blakely said that Mace had talked to him in the parking
lot about the Union. Driscoll stated that, on the second occa-
sion, Blakely reported that he was working when Mace said he
had seen union officials the night before and that “manage-
ment’s screwed.” According to Driscoll, Blakely reported that
he responded to Mace by saying, “You know I’m a supervisor,”
and that Mace said he “d[id]n’t care.” Driscoll recounted that
he told Blakely there was not much he could do unless Blakely
made a formal complaint.
At trial, the Respondent submitted written statements from
two of the individuals who Driscoll said complained about
Mace. These statements—one from Taft and one from
Blakely—are undated and both discuss Mace’s union activity.
The statement from Taft says that over the course of a “couple
of days,” Mace approached him to talk about the Union. At
least one time this happened while Taft was picking product to
fill an order. Taft states that he “just i[g]nored” Mace. In his
written statement, Taft also informs on another employee who
he said accepted a “paper for the Union.” Taft’s written state-
ment does not claim that Mace interfered with work, that Mace
himself was failing to complete his work, or that Taft found
Mace threatening in any way. The statement from Blakely
describes two occasions when Mace approached him about the
Union. Blakely opposed the Union, and he recounted telling
Mace why he would not support it. According to Blakely’s
statement, the first discussion occurred in the Respondent’s
parking lot and concluded when Blakely ended it. The second
discussion took place inside the warehouse. The statement says
that Mace said “the Union took him to dinner and that man-
agement will be screwed.” According to Blakely, he responded
that Mace was “full of shit.” Blakely’s statement says that
when he told Mace that he “did not want to hear anymore,” the
discussion ended. The statement makes no mention of whether
Mace and Blakely were on break during the second discussion
or whether they were engaging in work activities while they
talked. Blakely’s written statement does not claim that Mace
interfered with his ability to carry out work duties or that Mace
was failing to complete his own work. Nor does Blakely state
that he believed Mace was threatening him.15
Driscoll testified that, after suspending Mace, the Respon-
dent investigated Mace’s conduct by interviewing between
eight and nine individuals. Once again, the Respondent did not
present the testimony of a single one of those individuals, but
rather relied on Driscoll’s account of what they reported to him.
Moreover, Driscoll stated that he did not memorialize any of
his many interviews in writing or make a written report regard-
ing the evidence collected in the investigation. Considering his
failure to make any record of his investigation, Driscoll’s testi-
mony about what each employee supposedly told him was sur-
prisingly specific. Driscoll testified that he talked to Baldack, a
supervisor who reported that Mace “was in the pastry room,
like four [or] five times I had to get him out [of] there today.”
Driscoll described a meeting with Dominic Statkus, who he
described as a lead milk loader. Driscoll testified that, accord-
ing to Statkus: “[Mace is] always trying to organize something,
he’s not where he’s supposed to be. I got to go looking for
him. A lot of times he’s on the trucks just talking to the driv-
ers. . . . Derek’s holding . . . court in the pastry room a lot.”
Driscoll testified that he interviewed Marguerite McClellan, the
lead person for picking pastries from the warehouse to fill or-
ders. He asked McClellan what Mace had been doing and
whether Mace had been causing problems for her. According
to Driscoll, McClellan replied, “Yeah, [Mace is] always over
here . . . slowing down the line or having meetings in the pastry
room,” and that “everybody was saying he was talking union.”
Driscoll also testified that he talked to Scott LaPlante, who
assembled orders of high volume products. Driscoll told LaP-
lante that he had been receiving a lot of complaints about Mace
and asked him “is there anything you would like to tell me
about?” According to Driscoll, LaPlante responded: “Yeah,
that guy’s always down here to try and drum up votes for some-
thing. I keep walking away from him, he keeps following me
. . . . I mean, the guy would follow you everywhere.”
15 In Blakely’s written statement, unlike in Driscoll’s account of
what Blakely said, there is no indication that Mace was aware of
Blakely’s recent promotion to supervisor.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
I conclude that Driscoll strained to portray any information
he received about Mace’s union activities in the light most
favorable to the Respondent. For example, Driscoll testified
that employees complained that Mace was interfering with their
ability to work. However, neither of the two written “com-
plaints” introduced as exhibits by the Respondent includes any
mention of Mace interfering with the employee’s work. To the
contrary, Taft stated that he “just i[g]nored” Mace, and Blakely
indicated that he chose when to end both conversations with
Mace. I also found somewhat implausible Driscoll’s testimony
that he received multiple complaints about Mace interfering
with other employees’ work, given that he never warned Mace
to discontinue such conduct prior to suspending/discharging
him. Indeed, Driscoll himself said that he reacted to the com-
plaints from Auger and Baker by promising to tell Mace to stay
away from their work areas. Rather than having such a conver-
sation with Mace, or giving Mace an opportunity to change his
behavior, Driscoll jumped to the drastic measure of suspend-
ing/terminating Mace.
I also consider it telling that the Respondent failed to call a
single one of the purported complaining individuals as wit-
nesses. Two of those individuals, Baldack and Blakely, were
current supervisors who one would assume to be favorably
disposed towards the Respondent. Yet the Respondent did not
call either individual as a witness, or explain its failure to do so.
The Board has held that “when a party fails to call a witness
who may reasonably be assumed to be favorably disposed to
the party, an adverse inference may be drawn regarding any
factual question on which the witness is likely to have knowl-
edge.” International Automated Machines, 285 NLRB 1122,
1122–1123 (1987), enfd. 861 F.2d 720 (6th Cir. 1988) (Table);
Electrical Workers Local 3 (Teknion, Inc.), 329 NLRB 337,
337 fn. 1 (1999); see also Roosevelt Memorial Medical Center,
348 NLRB 1016, 1022 (2006) (“Normally it is within an ad-
ministrative law judge’s discretion to draw an adverse inference
based on a party’s failure to call a witness who may reasonably
be assumed to be favorably disposed to the party . . . , particu-
larly when that witness is the party’s agent and thus within its
authority or control.”). For the reasons discussed above, I find
that the Respondent has not shown that Driscoll received com-
plaints that Mace was intimidating, or interfering with the work
of, other workers, or that Mace was failing to perform his own
work.
Driscoll also testified about the policy on solicitation and
distribution that the Respondent forwards as a basis for Mace’s
termination. There was no evidence showing that this policy
existed prior to the union campaign or that it was set forth in
written form. Indeed, Driscoll admitted that, prior to Mace’s
termination, he had never disciplined, much less terminated, an
employee for engaging in solicitation or distribution, even
though the evidence showed that nonunion solicitation and
distribution was commonplace. Not only was no written policy
produced, but the Respondent’s officials did not describe the
purported policy on solicitation and distribution with any con-
sistency. During the meeting that Donahue (director of opera-
tions) held with warehouse employees in July 2008, he warned
that “there should be no union activity on the property,” and
that such activity was a “terminatable offense.” Driscoll, on the
other hand, stated that it would not be a violation of the policy
for two employees to discuss the Union when they were on
break or when they were performing work tasks, side-by-side,
in the warehouse. Driscoll did not clearly state what would
constitute a violation of the purported policy on solicitation and
distribution, but he did indicate it was impermissible for an
employee to engage in any solicitation that interfered with other
employees’ performance of their work duties.
E. Crane Receives Written Warnings
As discussed above, Crane was a truckdriver who assisted
the Union by distributing union authorization cards and litera-
ture, talking to employees about the Union, signing a union
card, and attending a union meeting. Crane also spoke during
the July 11 meeting that the Respondent held with drivers to
campaign against the Union. At that meeting, Crane com-
plained that the Respondent was not paying the drivers to at-
tend the meeting. When Donahue asked why employees would
want union representation, Crane responded by raising the Re-
spondent’s inattention to a safety issue. Crane’s union support
was public enough that, in August, an antiunion employee
(Belanger) confronted Crane about the Union. When Crane
later tried to explain his position to Belanger, Belanger walked
away and went to talk with Driscoll.
Crane began working for the Respondent as a driver in Sep-
tember 2007, and, prior to September 2008, had never received
a disciplinary write-up of any kind from the Respondent.16 On
September 14, Crane received two written warnings simultane-
ously. The first concerned a 6-week old incident in which
Crane allegedly violated security policy by entering a Starbucks
store to make a delivery at a time when the store’s safe was
open. The incident occurred on July 29, and was reported to
the Respondent on July 30. According to the Respondent’s
records, store personnel complained that Crane was discourte-
ous when asked to wait outside until the work regarding the
safe was completed and the safe was locked. The Respondent
did not explain why the Respondent issued this discipline so
long after the incident. The second write-up that the Respon-
dent issued to Crane on September 14, was based on a com-
plaint from store personnel that Crane was throwing cases of
product from his truck and being unpleasant to staff on Sep-
tember 4. Crane denied throwing product. According to him,
the truck was so overloaded that when he opened the door,
some of the product fell out on its own.17 None of the product
was damaged. Crane testified that no one from the store had
16 I credit Crane’s reliable testimony that the September 14, 2008,
write-ups were the first he had received from the Respondent. Tr. at
151–152. Driscoll offered testimony on the subject that was arguably
contrary to Crane’s, but his testimony was less consistent than Crane’s
and is outweighed by it. At first, Driscoll testified that he did not think
Crane had been disciplined previously. Then he said he thought Crane
had previously been disciplined, but he could not remember what con-
duct Crane had been disciplined for. Tr. at 498–499. The Respondent
did not introduce documentation showing that Crane received discipline
prior to September 2008.
17 Crane drove one of the straight trucks, although he was qualified
to drive one of the larger tractor-trailer trucks.
DPI NEW ENGLAND
31
spoken to him about throwing or dropping product. Crane was
the only witness to this incident who testified.
A few days after the two September 14 write-ups, Crane re-
ceived a third write-up. This one concerned a September 8
incident that took place at the Respondent’s warehouse after
Crane had completed his route and was removing empty trays
from his truck. The Respondent’s disciplinary report states that
Crane had thrown trays in the way of warehouse workers who
were unloading incoming product. According to the discipli-
nary write-up, Crane cursed at the warehouse workers and
stated “I do not get paid by the hour and I worked more than 10
hours today.” Crane told a warehouse supervisor that he should
direct the warehouse workers to stay out of the way. Crane
admitted to making statements along the lines of those de-
scribed in the write-up and to using the word “fuck” during the
exchange with the nonsupervisory warehouse workers. How-
ever, he testified that the incident was precipitated when Taft, a
warehouse worker who strongly opposed the Union,18 repeat-
edly backed a pallet jack into the empty trays as Crane was
attempting to unload them from his truck. Crane testified that a
second warehouse worker stopped just short of running into
him with a pallet jack. Crane reported this incident to two
warehouse supervisors, and told one that he should keep the
warehouse workers out of the way. Aside from Crane, no wit-
ness to this incident was called to testify.
Driscoll admitted that the Respondent rarely issued written
warnings to employees based on store complaints such as those
received about Crane. The record evidence confirms this. It
shows that the Respondent rarely if ever disciplined other driv-
ers when store personnel complained about conduct comparable
to Crane’s. The first write-up Crane received states that he
breached security policy by entering a store when the safe was
open. The record shows that during the period from October
2006, until Crane’s discipline on September 14, 2008, there
were numerous occasions when drivers breached security pol-
icy by failing to relock a store’s door and/or failed to reset the
store’s alarm after completing a delivery. The Respondent’s
record of store complaints, includes the following reports:
“door not locked; alarm not set” (11/6/07); “store called in,
their alarm was not set” (11/23/07); “f[ront ]o[f] h[ouse] door
left open” (12/16/07); “driver did not lock the front door after
he made the delivery” (3/28/08); “store called in to report that
the driver left their side door open and the alarm went off and
the police came” (5/10/08); “store reported that their front door
was left unlocked last night” (5/14/08); “keys left in front door
. . . alarm not set” (5/16/08); “driver did not shut off or arm the
alarm . . . it was tripped” (5/26/08); “alarm not being set for last
3 nights,” (6/6/08); “both sets of doors were left unlocked last
night” (7/31/08); “alarm not set” (8/11/08); “front door was left
unlocked last night” (9/5/08); “door was unlocked when [store
personnel] arrived” (9/13/08). Although the Respondent’s
18 The record reveals that this is the same Tommy Taft who made a
report to the Respondent concerning Mace’s union activity. Although
the record indicates that the Respondent has two employees named
Tommy Taft, only one of those individuals worked in the warehouse
and the individual who had the run-in with Crane was a warehouse
worker.
record of store complaints contains a space to enter the “action”
taken with respect to each complaint, no disciplinary action is
reported for any of these incidents. Indeed, Driscoll was unable
to recall any discipline for these incidents, although he testified
that he believed a driver who left the keys to a store hanging in
its door after completing a delivery received discipline.
Regarding the complaint that Crane was discourteous to
store staff, the evidence indicates that such complaints about
other drivers were also common. The Respondent’s records for
2008 show that store personnel complained that: on 4/28, a
driver “had words” with a store employee while making a de-
livery; on 6/19, a driver engaged in “rude behavior” after deliv-
ering a broken, soaked, and incomplete order; on 6/20, a driver
was “confrontational” with store employees and refused to put
the delivery in the proper location; on 8/26, a driver was unco-
operative with store personnel about an incorrect delivery; and
on 8/26, a driver was “unpleasant” and mishandled the store’s
pastry order. However, neither the Respondent’s report of store
complaints nor the disciplinary records introduced at trial list
any action for the incidents of discourtesy described immedi-
ately above. The Respondent did not claim that the employees
involved in these other incidents of discourteous conduct were
disciplined. Driscoll remembered the incident regarding the
driver who engaged in “rude behavior” with store staff on June
19, and admitted that the employee was not disciplined.
The Respondent does identify one driver who received warn-
ings for discourteous conduct in November and December
2007. The driver in that case, Ed Cassady was reported to be
discourteous to a Starbucks district manager, not, like Crane, to
store employees. Moreover, the store had complained that
Cassady wore clothes that exposed his tattoo of a topless
woman even after the Respondent discussed the tattoo with
Cassady. In one instance, Cassady blocked a store customer’s
car with his truck, refused to move the truck when the customer
asked him to do so, and appeared indifferent to the trouble he
was causing the customer. The record does not show that any-
one was disciplined for discourteous conduct during the 18
months between when Cassady was disciplined and when
Crane was disciplined, or ever during the period after Driscoll
arrived to manage the facility. This is true despite the multiple
complaints of discourteous conduct by other drivers that are
documented in the exhibits covering the period close in time to
when Crane was warned. Driscoll testified that the Respon-
dent’s policy is that drivers must be courteous and helpful with
store personnel. On its face this is obviously a reasonable pol-
icy, but the record does not show that the Respondent applied
the policy to other drivers in the same way as it did to Crane.
The second disciplinary write-up received by Crane con-
cerned an incident in which store personnel reported that Crane
had thrown product from his truck. As discussed above, Crane
testified that he did not throw the product, and there is no dis-
pute that the product was undamaged. At any rate, the record
reveals that the Respondent receives store complaints about
mishandled and damaged product on almost a daily basis. The
incidents of this referenced in the record are too numerous to
recount here, but include the following: “driver broke gallon of
milk & half & half; did not tell anyone about it and did not
clean it up” (10/6/07); “the driver left their . . . fridge open[;] all
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
32
was lost” (12/26/07); “ fridge left open; all was lost” (2/28/08);
“received pastries that were crushed due to double stacking”
(3/13/08); “this driver for the 2d time has left their fridge door
open and all breakfast was lost plus their paper order has been
thrown all over the place” (3/31/08); “driver setting heavy
items on top of lunch items crushing product; happening fre-
quently” (7/20/08); “poor deliveries; products smashed; product
not in totes or trays” (8/26/08); “[driver] mishandling their
pastry” (8/26/08). The Respondent’s record of store complaints
does not include an “action taken” entry for any of these com-
plaints. The Respondent did not claim, much less prove, that
any of the drivers involved with these deliveries were disci-
plined. Indeed, Driscoll conceded that during his tenure the
drivers had never been disciplined because they made deliver-
ies that were damaged due to how the product was stacked, and
that he did not know of any drivers who were disciplined for
delivering damaged product during the period from April to
September 2008.
Crane’s third write-up concerned his run-in with Taft and
another warehouse worker. The Respondent does not explain
why the Respondent chose to discipline Crane, rather than the
other participants, for the incident. It was Crane who com-
plained to supervisors about what had transpired, not the other
employees who had complained about Crane. It is true that
Crane used an expletive during the exchange with Taft, but
witnesses for both sides agreed that employees working at the
Respondent’s facility used such language on almost a constant
basis. Driscoll admitted that other employees used expletives
during arguments with one another, but that he had never disci-
plined anybody for this until he disciplined Crane. Transcript
at 539–540.19 Indeed, in the written statement that Blakely
gave to the Respondent, he reported that he had called Mace
“full of shit,” but it was Mace, not Blakely, who was disci-
plined as a result of that exchange.
In its brief, the Respondent claims that the third warning was
for inappropriate behavior towards a coworker and supervisor.
After carefully reviewing the record evidence on this subject, I
conclude that the stated reason for this discipline was Crane’s
conduct towards the coworkers, and that the record does not
establish that he engaged in insubordinate behavior or that his
complaint to the warehouse employees’ supervisors was a basis
for the discipline. The disciplinary report notes that Crane
“approached [the supervisor] demanding that he should get the
[coworkers] out of his way,” but does not substantiate that his
exchange with the supervisor, as opposed to his exchange with
the coworkers was a basis for the discipline. In the disciplinary
report regarding this incident the lines for “carelessness,”
“safety/work habit,” “conduct,” and “copolicy/other” are all
checked as reasons for the discipline, but the line for “insubor-
dination” is not checked. See ADB Utility Contractors, 353
NLRB No. 21, slip op. at 1 (2008) (an employer fails to meet
19 The record shows that one individual, who had previously re-
ceived training on sexual harassment, was given a written warning after
he continued to use language that the Respondent said could be consid-
ered sexually harassing. In this case there is no suggestion that Crane
used the expletive in a way that the Respondent considered, or which
one could reasonably consider, sexual harassment.
its burden of showing that it would have taken the same action
absent the discrimination, when the evidence establishes that
the reason forwarded was not in fact relied upon); Structural
Composites, 304 NLRB 729, 729–730 (1991) (not enough to
show that it could have taken the action it did for the reasons
given, rather must show that it would have taken the action for
the reasons given).
F. Beattie, Adorno and Glover Discharged from
Positions as Drivers
On September 15 and 16, the Respondent terminated drivers
Beattie, Alexander Adorno, and Anthony Glover. The reason
the Respondent gives for this action was that, as of September
15, every one of its drivers was required to have a Class A
commercial driver’s license (Class A CDL or Class A license),
and each of these drivers had only a Class B commercial
driver’s license (Class B CDL or Class B license). Two of the
drivers, Beattie and Adorno had obtained Class A permits, but
not licenses, as of the time the Respondent informed them that
they were being terminated. Adorno and Glover asked Driscoll
whether they could have additional time to satisfy the new li-
censing requirement, but Driscoll denied their requests. Dris-
coll offered all three drivers continued employment, but as
warehouse workers rather than drivers.20 This change in as-
signment would result in a significant decrease in pay since, as
drivers, these employees had been paid by the “trip” at an ap-
proximate rate of $23 to $26 per hour, while as warehouse em-
ployees they would earn $12 to $13.50 per hour.21 None of the
three drivers accepted the offer of a position in the warehouse
on a permanent basis, and only Beattie agreed to work out the
week in the warehouse.
The General Counsel argues that the Respondent imposed
the Class A CDL requirement to eliminate Beattie—the prime
mover of the union effort—from its work force and that Adorno
and Glover were “swept up in [the] negative employment ac-
tion as cover for the discriminatorily motivated act.” The Re-
spondent counters that Beattie’s union activity played no part in
the imposition of the new requirement. Driscoll denied that
Beattie’s union activity was a factor. The Respondent argues
that the evidence shows that the new licensing requirement was
necessitated by the expansion of the Respondent’s business,
and that the drivers were given advance notice and offers of
assistance designed to make it possible for them to obtain the
Class A licenses in time to continue working for the Respon-
dents as drivers.
20 Driscoll testified that he offered to retain all three drivers as ware-
house workers, and Beattie and Glover each corroborated that Driscoll
had made such an offer. Adorno stated that Driscoll told him he would
have to apply for the warehouse position. I credit Driscoll’s testimony
that he offered all three drivers, including Adorno, the warehouse posi-
tion, not just the opportunity to apply for it. Driscoll testified reliably
on that point and his testimony was lent credence by that of Beattie and
Glover. The record does not suggest any reason why Driscoll would
offer the warehouse positions to Beattie and Glover, but require Adorno
to apply for such a position.
21 The warehouse work would be at the drivers’ current rate of pay
for the rest of the week, but after that they would earn what warehouse
workers were paid.
DPI NEW ENGLAND
33
When questioned about the decisionmaking process that led
to the Respondent’s adoption of this new licensing requirement
for drivers, Donahue was able to testify in only the vaguest of
terms. He stated that he probably engaged in one phone con-
versation with “officials” in the Respondent’s Maryland office
on the subject. Regarding the question of when the decision
was made, Donahue could not be more specific than to narrow
his answer to a 3-month period, stating “back in May–April,
May, June in that area.” When asked who made the ultimate
decision he was again quite vague, responding that it was a
“collaborative effort on all parts.” He testified that he made the
decision along with “my team in Maryland and [Driscoll] and
my team here.” Later, when pressed, he stated that the discus-
sions were “mostly probably by phone,” and that he spoke to
one person in “corporate.” There are no documents regarding
the meetings that led to the decision or of any proposals or
rationales that were considered.
The record shows that when the Respondent began opera-
tions it hired drivers who had either a Class A license or a Class
B license. The main difference between these two categories of
drivers is that those with Class A licenses are permitted to drive
either tractor-trailer trucks or straight trucks, whereas those
with Class B licenses are only permitted to drive straight trucks.
A tractor-trailer is a truck with two discrete elements—the trac-
tor that tows a trailer, and the trailer that holds the cargo. A
straight truck, on the other hand, is one unit with the tractor and
cargo compartment mounted on the same chassis. The Re-
spondent has used both tractor-trailers and straight trucks, but
the tractor-trailers have far more cargo space.22 The Respon-
dent no longer operates straight trucks for store routes. Two
straight trucks are still regularly used to pick up fresh sand-
wiches and pastries and bring them back to the Respondent’s
Canton facility.
By the end of August 2008, all but three of the Respondent’s
50 to 55 truckdrivers had Class A licenses. The only drivers
still working with Class B licenses were Adorno, Beattie, and
Glover. During their 2007 performance reviews, each of these
drivers mentioned upgrading to a Class A license as a goal for
the coming year. In July 2008, the Respondent told Adorno,
Beattie, and Glover to obtain permits to learn to drive Class A
trucks. In order to obtain the permit these drivers would have
to pass a written test and undergo a background check. Ac-
cording to credible testimony, this test is not particularly diffi-
cult to pass, requiring that the driver study approximately 6
pages worth of material, and then answer 16 out of 20 multiple
choice questions correctly. The Respondent also told the driv-
ers that they had to obtain Class A licenses by September 15,
2008, but the parties dispute whether this requirement was
communicated in the first part of July 2008 or in early Septem-
ber 2008. To obtain a Class A license an individual must dem-
onstrate familiarity with various parts of the tractor-trailer,
correctly perform several driving maneuvers, and then pass a
road test.
22 The storage compartment of the Respondent’s trailers is generally
36-feet long, whereas the storage compartment on the straight trucks is
only 20- to 24-feet long. The cargo compartments of the trailers are
also 9 inches wider than the cargo compartments of the straight trucks.
The parties presented a great deal of evidence regarding the
factual question of whether it was on July 11 or on September 4
that the Respondent announced the September 15 deadline for
obtaining Class A licenses. This factual dispute is a significant
one. Two weeks is, by all accounts, an insufficient amount of
time for a driver with a Class B license to train for, and obtain,
a Class A license. Therefore, if the Respondent did not inform
the drivers of the September 15 license deadline until early
September it would lend credence to the General Counsel’s
contention that the Respondent imposed the new licensing re-
quirement not because it hoped the Class B drivers would meet
it, but so that Beattie could not meet it.
On the other hand, if the drivers were given from July 11 un-
til September 15, the implications are more complicated since
that is a short, but not necessarily unworkable, time period.
The General Counsel presented credible testimony that the
Union’s own educational program requires a candidate for a
Class A license to train 20 hours a week for between 6 and 8
weeks, and is rarely completed by anyone working full-time.
Most courses require a total of between 120 and 160 hours of
training. In addition, the individual would have to begin by
taking and passing the written permit examination. Commer-
cial driving schools charge $5000 or more to train individuals
to become Class A licensed drivers. The Respondent, in an
effort to show that a motivated full-time driver could meet the
requirements within the time it was allowing, presented the
testimony of Carlos Marques. Marques was a Class B driver
with the Respondent who obtained a Class A permit in April.
He presented himself to take the test after approximately 5
weeks of training, but was unable to proceed with the test at
that time because of equipment problems. He presented him-
self to take the test again shortly thereafter, but again equip-
ment problems prevented him from going forward. In July,
Marques took the driving test for a Class A license and passed
it. It cost Marques only $90 to obtain his Class A license be-
cause of the assistance provided by the Respondent.
The parties presented conflicting testimony regarding the
timing of the notification. Driscoll testified that in July 2008,
he met with Adorno, Beattie, and Glover, and informed them
that they had to obtain Class A licenses by September 15 in
order to continue their employment as drivers with the Respon-
dent. He testified that he told the drivers that the Respondent
would provide training and other assistance to help them obtain
the licenses. Driscoll also testified that on July 12, he posted
the memorandum (dated July 11) from David Robitaille (trans-
portation manager), which stated that, after September 15,
2008, the Respondent would only employ drivers with Class A
licenses. This requirement was being imposed, the memoran-
dum explained, “[i]n order to meet the delivery requirements of
Starbucks.” The memorandum urged the drivers to obtain a
Class A permit “as soon as possible.” The memorandum fur-
ther stated that after a driver obtained the Class A permit, the
Respondent would help the driver obtain the Class A license
by: having its experienced Class A-licensed drivers provide
training to the Class B-licensed drivers; making tractor-trailers
available to drivers so that they could practice driving skills
when they were off-duty; providing a tractor-trailer for the
driver to use during the road test; arranging to have the driver
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
34
accompanied to the road test by a “sponsor” driver who had a
Class A license; paying the cost of the driver’s first road test for
the Class A license; and paying the cost of additional road tests
if the individual failed because of a problem with the equip-
ment provided by the Respondent. Driscoll testified that he
posted the memorandum from Robitaille on the door to the
dispatch room where drivers came for their paperwork and that
the memorandum was also posted on the door to the drivers’
breakroom. These were locations where notices to drivers were
typically posted. According to Driscoll, the memorandum was
still posted in September 2008.
Driscoll’s testimony regarding the timing of the notice was
corroborated to a significant extent by that of Marques.
Marques testified that in July 2008 he saw the July 11 memo-
randum from Robitaille posted on the door to the “driver’s
room” where the drivers came for their paperwork. As dis-
cussed above, that memorandum stated that each of the Re-
spondent’s drivers would have to obtain a Class A driver’s
license by September 15. The testimony of Driscoll and
Marques regarding the July posting of the memorandum dated
July 11 is further supported by the testimony of Donahue, who
stated that he saw the July 11 memorandum posted in early
July.
At trial, Adorno, Beattie, and Glover all denied that the Re-
spondent notified them of the impending Class A license re-
quirement in July. They testified that during the July discus-
sions, Driscoll said it would be sufficient to obtain a Class A
permit by September 15. Beattie stated that Driscoll told him
this immediately following the July 11 meeting that the Re-
spondent held to urge drivers not to support the Union.
Adorno, Beattie, and Glover testified that it was not until ap-
proximately September 4—less than 2 weeks before the dead-
line—that Driscoll said they would have to obtain Class A li-
censes by the deadline. In addition, Beattie and Glover testified
that although the memorandum stating that drivers had to have
Class A licenses by September 15 was dated July 11, it was not
until September that they saw any version of that memoran-
dum.
After considering the record evidence and the demeanor of
the witnesses, I credit the testimony of Driscoll, Marques, and
Donahue that it was early in July 2008 when the Respondent
announced that all drivers would have to have a Class A license
by September 15. Driscoll testified that in July he personally
provided oral notice of the change in license requirements to
the three drivers and that on July 12 he posted the July 11
memorandum regarding the change where that memorandum
would be seen by drivers. His testimony on these points was
clear, certain, and consistent, and was not impeached. Marques
testified under subpoena from the Respondent and was not
shown to have taken any position regarding the Union or to
have a personal interest in the outcome of this proceeding. His
demeanor was calm and measured and his credibility was not
undermined in any meaningful way.
The contrary testimony that was provided by the alleged dis-
criminatees regarding the timing of the notice provided to the
drivers was less credible. Some of that testimony was inconsis-
tent or was impeached significantly. For example, when
Glover gave his initial affidavit to the Board he stated, contrary
to his later trial testimony, that in July 2008, Driscoll told the
drivers that they had to obtain Class A licenses by September
15. In fact, in his affidavit, Glover twice mentions July as the
month when the Respondent notified him about the new licens-
ing requirement. Thus the account in Glover’s initial affidavit
actually lends corroboration to the testimony of Driscoll and
Marques. When cross-examined about the change in his recol-
lection, Glover’s only explanation was that he had shown the
affidavit to Beattie and that Beattie had “refreshed in [his]
mind” that the conversation about Class A licenses had actually
taken place in September. Glover testified that he had shown
his affidavit to Beattie because they were “all in this together.”
I consider Glover’s recantation of this significant element in his
affidavit suspect, especially considering that the affidavit was
given on October 21, 2008, relatively close in time to the events
at issue, that the July notification was mentioned twice in the
affidavit, and that Glover’s change of heart was brought about
by Beattie’s examination of the affidavit. Glover’s prior affi-
davit significantly undermines the credibility of his trial testi-
mony on this subject, and leaves that testimony far less credible
than the contrary testimony of Driscoll, Marques, and Donahue.
Glover’s testimony was also internally inconsistent and un-
certain in other respects. For example, when testifying about
the July meeting between Driscoll and the three drivers, Glover
stated that Driscoll had specifically been asked whether he was
talking about Class A licenses or only Class A permits, and had
answered that the drivers only needed the permits. When
Glover was asked if he was the one who posed that question to
Driscoll, he answered ambiguously, “Yes, it was all of us.”
When pressed on the subject he shifted and said that it was not
himself, or “all of us,” but Beattie, who had asked the question.
All in all, I was left with the impression that Glover was strain-
ing to provide testimony on this subject that was favorable to
his own interests and the General Counsel’s case.
Adorno appeared ill-at-ease and uncertain on the stand when
testifying about the timing of the notice regarding the new li-
cense requirement. He testified that he was not told about the
Class A license requirement until 2 weeks before the September
15 deadline, but when shown a version of the Robitaille memo-
randum, dated July 11, which set forth the requirement, Adorno
was initially unable to say when he had first seen the memoran-
dum, stating: “The date I’m not sure. I can’t recall exactly
when I got this, but I do remember receiving it though.” When
asked whether he remembered seeing the memorandum posted
on the door to the drivers’ room, Adorno did not deny seeing it,
but rather answered, “I can’t recall, sorry.” He also gave in-
consistent testimony on other matters. For example, he first
stated that he had not been told about the availability of com-
pany-provided training for the Class A license in the summer of
2008, then stated that he had been told about the availability of
such training in July 2008, and then stated that it was “like a
little bit before September 2008.” Transcript at 250–251, 257–
258. Similarly, Adorno initially denied that after he obtained
his Class A permit the Respondent placed him in a tractor-
trailer with a Class A driver, but then, when questioned further,
he conceded that the Respondent had done that. Transcript at
252–253. Based on these factors, and the record as a whole, I
do not believe that Adorno was a reliable witness on the ques-
DPI NEW ENGLAND
35
tion of when the Respondent announced the new licensing re-
quirement.
I also found Beattie less credible than Driscoll and Marques
on the subject of when the drivers were notified that they would
be required to obtain Class A licenses. Beattie testified in a
very guarded manner. With unusual frequency he couched his
answers as being “to the best of my recollection” or merely
“my recollection.”23 In other instances he appeared more inter-
ested in disagreeing with the Respondent’s counsel than in
answering questions forthrightly.24 Moreover, Beattie’s testi-
mony that in July he was told that he only needed to get a Class
A permit by September 15 does not ring true. If that were the
case I would have expected Beattie to have obtained a Class A
permit by the September 15 deadline. By his own admission,
however, Beattie did not obtain either a Class A license or a
Class A permit by the deadline, but rather obtained the permit
on September 16—a day past the deadline, and only after the
Respondent enforced the deadline with respect to Adorno and
Glover on September 15.25 Overall, I was left with the impres-
sion that Beattie allowed his personal stake in the outcome of
the union campaign and this adjudication to influence his recol-
lection, and I consider his testimony on this subject to be less
reliable than that of Marques, Driscoll, and Donahue.
The General Counsel urges me to draw an adverse inference
from the Respondent’s failure to call Robitaille to testify re-
garding what the company communicated to the drivers in July
about new licensing or permit requirements. At the time of
trial, Robitaille was no longer working for the company in any
capacity. An adverse inference is only proper if it can reasona-
bly be assumed that Robitaille was favorably disposed to the
Respondent. See International Automated Machines, Inc., 285
NLRB at 1123. Given that Robitaille no longer works for the
Respondent, and the lack of evidence regarding the circum-
stances of Robitaille’s separation from the company, I do not
assume that he was favorably disposed towards the Respondent
at the time of trial. Therefore, I decline to draw any inference
based on the Respondent’s failure to present Robitaille as a
witness. See Reno Hilton, 326 NLRB 1421, 1421 fn. 1 (1998),
enfd. 196 F.3d 1275 (D.C. Cir. 1999), and Goldsmith Motors
Corp., 310 NLRB 1279, 1279 fn. 1 (1993). I note, moreover,
that the General Counsel did not call a single employee, other
than the alleged discriminatees, to prove its contention that the
23 See, e.g., Tr. at 26, L. 7; Tr. at 31, L. 6; Tr. at 37, L. 1; Tr. at 52,
L. 19; Tr. at 66, LL. 1, 4 and 20; Tr. at 84, L. 13.
24 See Tr. at 82 (in discussing training that the Respondent offered
drivers, Beattie first states that Driscoll offered training on “all aspects”
of tractor-trailer driving and when Respondent’s counsel seeks to con-
firm this, Beattie retracts that testimony, stating “not on all aspects”);
Tr. at 88, LL. 1 and 12–14 (Beattie first states that a driver must learn
four driving maneuvers in order to qualify for Class A license, and
when his testimony is stated back to him by counsel for the Respon-
dent, Beattie says “I think there’s more than four”).
25 On September 15, the Respondent informed Adorno and Glover
that their employment as drivers was terminated because they had not
obtained Class A licenses. Beattie was not at work on September 15.
Although the Respondent’s personnel records state that Beattie was
terminated on September 15, the parties agree that the Respondent did
not inform him of this until Beattie appeared for work on September
16.
July 11 memorandum was not published to employees in July,
as testified to by Driscoll, Marques, and Donahue.26
G. The Complaint Allegations
The complaint alleges that the Respondent violated Section
8(a)(1): in about July 2008, when Driscoll interrogated em-
ployees about union activities and created the impression that
union activities were under surveillance; on about July 24 and
August 4, 2008, when Driscoll and Baldack interrogated em-
ployees about union activities. The complaint further alleges
that the Respondent violated Section 8(a)(3) and (1) of the Act:
on about July 24, 2008, when it suspended Mace because it
mistakenly believed that he was engaged in unprotected con-
duct while he was engaged in union and other protected con-
certed activities or, in the alternative, because Mace and other
employees engaged in union and concerted activities and in
order to discourage such activities; on about August 4, 2008,
when it terminated Mace because it mistakenly believed that
Mace was engaged in unprotected conduct while he was en-
gaged in union and other protected concerted activities or, in
the alternative, because Mace and other employees engaged in
union and concerted activities and in order to discourage such
activities; on about September 4 and 9, 2008, when it issued
warnings to Crane because he and other employees formed,
joined, or assisted the Union and engaged in concerted activi-
ties and in order to discourage such activities; on about Sep-
tember 15, 2008, when it informed Adorno, Beattie, and Glover
that they could no longer be employed as drivers, but could
remain with the Respondent as warehouse workers for signifi-
cantly lower compensation because those individuals, and other
employees, engaged in union and concerted activities, and in
order to discourage such activities.27
Analysis and Discussion
I. SECTION 8(a)(1)
A. Interrogations
The General Counsel alleges that the Respondent coercively
interrogated employees in violation of Section 8(a)(1) on mul-
tiple occasions in July. An interrogation is unlawful if, in light
of the totality of the circumstances, it reasonably tends to inter-
fere with, restrain, or coerce employees in the exercise of their
Section 7 rights. Mathews Readymix, Inc., 324 NLRB 1005,
1007 (1997), enfd. in part 165 F.3d 74 (D.C. Cir. 1999); Emery
Worldwide, 309 NLRB 185, 186 (1992); Liquitane Corp., 298
NLRB 292, 292–293 (1990). Relevant factors include, whether
26 In its brief, the General Counsel urges me to find, based on some
feint markings on the document, that the July 11 memorandum was
fraudulent and was “manufactured after the fact to try to justify the
retaliatory imposition of a strict September 15 deadline for obtaining
the Class A licenses.” That serious charge is not supported by record
and is rebutted by Marques’ credible testimony that he saw the July 11
memorandum posted in July.
27 The complaint, as issued by the Regional Director, also included
multiple allegations that the Respondent had unlawfully disciplined
employee Lucknerson Medy. When the trial opened, I granted the
General Counsel’s unopposed motion to remove those allegations from
the complaint.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
36
the interrogated employee was an open or active union sup-
porter, whether proper assurances were given concerning the
questioning, the background and timing of the interrogation, the
nature of the information sought, the identity of the questioner,
and the place and method of the interrogation. Stoody Co., 320
NLRB 18, 18–19 (1995); Rossmore House Hotel, 269 NLRB
1176, 1177–1178 (1984), affd. sub nom. Hotel Employees Un-
ion Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985).
1. Driscoll Questions Glover: The General Counsel alleges
that the Respondent engaged in an unlawful interrogation in
July when Driscoll contacted Glover by phone while Glover
was driving his route and asked Glover to divulge what he
knew about the conversations Beattie was having with other
drivers. I agree that this was an unlawful interrogation. I note
that Driscoll was not Glover’s direct supervisor, or even the
transportation manager, but a higher level official to whom
Glover’s direct supervisors reported. The Board has viewed the
fact that an interrogator is a high-level supervisor as one factor
supporting a conclusion that the questioning was coercive. See,
e.g., Stoody, supra. Moreover, it was unusual for Driscoll to
phone Glover while he was driving his route, much less to do
so to talk about something other than deliveries. The fact that
the questioning took place while Glover was driving exacer-
bated the coercive nature of the interrogation because it meant
not only that Glover was isolated from other employees, but
also that he had to formulate a response while continuing to
operate his truck.
Driscoll did not mitigate the coercive nature of the interroga-
tion by offering Glover assurances that the purposes of the
inquiry were benign or that the way he responded would not
result in adverse consequences for Glover or others. To the
contrary, Driscoll tightened the screws by warning Glover to be
“real frank . . . real serious” in his answers. This would rea-
sonably suggest to Glover that the Respondent was considering
taking some action based on Beattie’s activities and that how
Glover answered could likely have consequences for himself or
others.
In reaching my conclusion that the questioning unlawfully
interfered with protected union activity, I considered that Dris-
coll did not specifically mention union activity when he asked
about Beattie’s conversations with drivers. However, it was
common for employees to discuss nonwork matters while
working at the Respondent’s facility and the record suggests no
reason, other than a desire to find out more about the recently
discovered union campaign, for Driscoll’s decision to single out
Beattie’s conversations with other drivers as the subject of an
interrogation. Nor did Driscoll claim that he had reason to
believe that Beattie’s conversations with the other drivers were
unprotected. In addition, Glover was a friend of Beattie’s who,
by approximately the time of Driscoll’s phone call, was aware
of the union campaign. Such an employee would reasonably
understand that the reason Driscoll asked about conversations a
leader of the union campaign had with other employees was
that Driscoll was attempting to uncover information about the
union activity. Given the totality of the circumstances, I con-
clude that Driscoll’s interrogation of Glover reasonably tended
to interfere with, restrain, or coerce employees in the exercise
of their Section 7 rights.28
For the reasons discussed above, I conclude that the Respon-
dent violated Section 8(a)(1) in July when Driscoll coercively
interrogated Glover about Beattie’s conversations with other
drivers. See Gardner Engineering, 313 NLRB 755 (1994)
(employer violated the Act by interrogating an employee who
was not an open union supporter about the union activity of
others).
2. Driscoll Questions Mace: The General Counsel also al-
leges that the Respondent coercively interrogated Mace in vio-
lation of Section 8(a)(1) when Driscoll questioned him on July
24, and again the following week. I conclude that the General
Counsel has established this violation as well. The Respon-
dent’s questioning of Mace directly concerned, and sought
information about, Mace’s union activities. Under the circum-
stances, Mace would reasonably find this questioning coercive
and intimidating. First, the interrogating individual—
Driscoll—was a high level official to whom Mace’s supervisors
reported. The questioning took place in the office of Donahue,
the highest ranking official at the Respondent’s facility. It was
held in the presence of a second supervisor and out of the pres-
ence of other employees. Driscoll injected a hostile tone into
the interrogation—stating that he knew Mace was organizing
for the Union and then linking that union activity to accusations
of misconduct. Moreover, at the time of the interrogation,
Mace had chosen not to reveal his union views to the Respon-
dent. Although he was a leader of the campaign, Mace did not
wear or display union paraphernalia and during the meeting
with Driscoll he tried to keep his union activity secret from the
employer by stating that he had “nothing to do with the Union.”
Driscoll’s questioning of Mace during the following week
was in certain respects more coercive than the July 24 interro-
gation. By then, Driscoll had informed Mace that the Respon-
dent was considering “further disciplinary action up to and
including dismissal.” Thus Mace entered the interview with the
knowledge that his continued employment was hanging in the
balance. Although Driscoll testified that the purpose of the
meeting was to hear Mace’s side of the matter, no witness re-
counted any questions directed to that subject. Rather, Driscoll
again took a hostile tone—stating that Mace had lied, and, in
particular, that Mace had lied about “looking for union votes”
and handing out literature. The fact that Mace had untruthfully
claimed that he had no involvement in the union campaign does
not change the coercive character of the questioning. Indeed,
the coercive nature of the questioning is underscored by the fact
that Mace was fearful of acknowledging his protected activity
to Driscoll. See United Services Automobile Assn., 340 NLRB
784, 794 (2003), enfd. 387 F.2d 908 (D.C. Cir. 2004). Applying
the relevant factors, I conclude that Driscoll’s questioning of
Mace was unlawfully coercive.29
28 In its brief, the Respondent does not make any legal argument
supporting its position that this, and the other discussions with employ-
ees, did not violate Sec. 8(a)(1). Rather, the Respondent sets forth the
general standard for finding an 8(a)(1) violation, and summarily states
that there is no evidence of such violations. R. Br. at pp. 33 and 40.
29 I reject the notion that the Respondent was simply investigating
complaints that Mace had intimidated or interfered with other workers,
DPI NEW ENGLAND
37
For the reasons discussed above, I conclude that the Respon-
dent violated Section 8(a)(1) when Driscoll coercively interro-
gated Mace on July 24, and again approximately 1 week later.
B. Impression of Surveillance
The General Counsel alleges that when Driscoll phoned
Glover to talk about Beattie, he not only engaged in an unlaw-
fully coercive interrogation, but also unlawfully created the
impression of surveillance. “When an employer creates the
impression among its employees that it is watching or spying
on their union activities, employees’ future union activities,
their future exercise of Section 7 rights, tend to be inhibited.”
Robert F. Kennedy Medical Center, 332 NLRB 1536, 1539–
1540 (2000). Therefore, an employer violates Section 8(a)(1)
by creating such an impression. Id. The employer’s conduct is
evaluated from the perspective of the employee and is unlawful
if the employee would reasonably conclude from the statement
in question that employees’ protected activities were being
monitored. Rogers Electric, Inc., 346 NLRB 508, 509 (2006);
Robert F. Kennedy Medical Center, 332 NLRB at 1540; Tres
Estrellas de Oro, 329 NLRB 50, 51 (1999).
As discussed above, even though employees routinely en-
gaged in nonwork discussions while working, Driscoll singled
out conversations that Beattie, the lead union organizer, was
having with other drivers and took the unusual step of calling
Glover to ask what those conversations were about. An em-
ployee in Glover’s position—who knew about the union cam-
paign and was a friend of Beattie’s—would reasonably assume
that Driscoll was asking about Beattie’s conversations with
other drivers because the Respondent had information regard-
ing Beattie’s role in the union campaign and was keeping an
eye on him. Cf. Central Valley Meat Co., 346 NLRB 1078,
1080 (2006) (where employer knew about the prounion senti-
ments of the employee, supervisor’s questions about the subject
matter of union meetings reasonably created the impression that
employee’s union activities were being watched). Driscoll did
not claim, either in his conversation with Glover or at trial, that
he learned of Beattie’s conversations with drivers from em-
ployees who had freely reported it, rather than through surveil-
lance. Driscoll did not tell Glover, or claim at trial, that there
was some reason, other than a desire to gather intelligence
about Beattie’s union activities, for the questioning. Under
these circumstances, I conclude that Driscoll’s questioning of
Glover created the impression that the employees’ union activi-
ties had been placed under surveillance by the employer.
For these reasons, I conclude that the Respondent violated
Section 8(a)(1) by creating the impression that it had placed the
employees’ union activities under surveillance.
The General Counsel also alleges that the Respondent
unlawfully created the impression that it had placed union ac-
tivities under surveillance when Driscoll interviewed at least 14
individuals about Mace’s conversations with other employees.
However, the General Counsel presented no evidence about
those interviews. The only evidence regarding how those in-
terviews were conducted was Driscoll’s testimony. In Dris-
since, as discussed above, the evidence did not establish that the Re-
spondent received such complaints.
coll’s telling, he was not the one to broach the subject of union
activity with any of these individuals, but simply received, or
inquired about, reports that Mace was not working and was
interfering with the work of others. The General Counsel in-
vites me to conclude that Driscoll’s version should not be cred-
ited, and, as discussed above, I do not credit his account of
these interviews. However, since the General Counsel did not
introduce any countervailing accounts, I am left without an
adequate basis for finding what actually did happen during the
interviews and, so, cannot determine that the interviews created
the impression of surveillance. At any rate, I need not reach the
question of whether those interviews unlawfully created the
impression of employer surveillance, since I have already found
that the Respondent’s questioning of Glover constituted such a
violation, and additional findings relating to the interviews
about Mace would be cumulative and would not affect the rem-
edy. See Wisconsin Porcelain Co., 349 NLRB 151, 153 fn. 11
(2007); DaimlerChrysler Corp., 344 NLRB 1324, 1324
(2005).30
II. SECTION 8(a)(3)
A. Mace Suspended and Terminated
The General Counsel alleges that the Respondent violated
Section 8(a)(3) and (1) when it suspended and then terminated
Mace. As discussed above, Mace was the leader of the union
campaign among the warehouse workers and the Respondent
suspended/terminated him approximately 1 month after Dris-
coll found out about the union campaign. The Respondent
argues that the following types of misconduct by Mace war-
ranted his suspension/termination: interference with co-
workers; failure to perform his own work; dishonesty towards
management, including “l[ying] about soliciting and looking
for union votes . . . handing out literature in the building”; and,
violation of the no solicitation and distribution policy.” The
alleged misconduct upon which the Respondent relies to justify
Mace’s termination was all associated with Mace’s solicitation
and distribution on behalf of the Union.
There are two different analytical frameworks that arguably
apply to the question of whether Mace’s suspension and termi-
nation violated Section 8(a)(3) and (1) of the Act. The first,
which the General Counsel argues is applicable, is governed by
the Supreme Court’s decision in NLRB v. Burnup & Sims, Inc.,
379 U.S. 21 (1964). The other, which the Respondent argues
applies, was set forth by the Board in Wright Line, 251 NLRB
1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied,
455 U.S. (1982), approved in NLRB v. Transportation Corp.,
462 US. 393 (1983). I conclude that under either analysis, the
result is the same; the Respondent discriminated in violation of
Section 8(a)(3) and (1) when it suspended and terminated
Mace.
Under the Burnup analysis, the General Counsel must estab-
lish that the employee was engaged in activity protected by
Section 7 of the Act, and that the employer took action against
30 The General Counsel does not argue that the interviews relating to
Mace’s activities constituted coercive interrogations in violation of Sec.
8(a)(1), and the complaint does not explicitly claim that they did. Thus
I do not consider that question.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
38
the employee for conduct associated with that protected activ-
ity. Detroit Newspapers, 342 NLRB 223, 228 (2004). The
burden then shifts to the employer to “establish that it had an
honest belief that the employee engaged in the conduct for
which he was discharged.” Id. If the employer meets that bur-
den, “the General Counsel must affirmatively establish that the
employee did not engage in such misconduct or that the mis-
conduct was not sufficiently egregious to warrant discharge.”
Id.; Akal Security, 354 NLRB No. 11 (2009).
In this case, I conclude that Mace engaged in protected activ-
ity by soliciting and distributing literature on behalf of the Un-
ion and that the misconduct alleged by the Respondent was all
associated with that activity.31 Prounion solicitation and distri-
bution, even during working time, is protected pursuant to Sec-
tion 7 of the Act unless it is in violation of the employer’s law-
ful rules. Wal-Mart Stores, Inc., 349 NLRB 1095, 1095 fn. 6
(2007). An employer’s limitation on solicitation or distribution
during working time is not lawful if the prohibition is enforced
disparately or selectively against employees engaged in proun-
ion activity. See SNE Enterprises, 347 NLRB 472, 473–474
(2006), enfd. 257 Fed.Appx. 642 (4th Cir. 2007); Clinton Elec-
tronics Corp., 332 NLRB 479 (2000), enfd. in part 284 F.3d
731 (7th Cir. 2002).
The Respondent urges me to find that Mace’s prounion so-
licitation and distribution were in violation of lawful rules and
therefore unprotected. The evidence is to the contrary. The
record shows that nonwork discussions on a variety of topics,
and solicitations for causes and products of various kinds, were
common at the Respondent’s facility, and occurred even during
working time and in work areas of the Respondent’s facility.
Driscoll conceded that, prior to Mace’s termination, he had
never disciplined, much less terminated, any other employee
for discussing nonwork subjects or soliciting. The record con-
tains no evidence that the Respondent’s purported policy on
solicitation and distribution existed in writing or was ever an-
nounced to employees prior to the union drive. It was not even
coherently described by the Respondent’s officials. The only
time the Respondent was shown to have articulated a restriction
on solicitation and distribution to employees was during the
antiunion meetings that Donahue conducted in July. Not only
does that timing strongly suggest that the rule was motivated by
the union campaign,32 but Donahue expressed the rule in a way
which revealed that it was directed at union solicitation. At the
meeting for drivers, Donahue announced that union activity on
company property was a “terminatable” offense. He did not
state that the prohibition covered any other types of activities,
31 The Respondent concedes that the allegedly improper conduct
took place in the context of Mace’s organizing work. R. Br. at 42 (de-
scribing it as a “fact” that Mace’s alleged misconduct “occurred under
the guise of union organizing).
32 Timing is an important factor in assessing motivation in cases al-
leging discriminatory discipline based on union or protected activity,
see, e.g., LB&B Associates, Inc., 346 NLRB 1025, 1026 (2005), enfd.
232 Fed. Appx. 270 (4th Cir. 2007); Desert Toyota, 346 NLRB 118,
120 (2005); Detroit Paneling Systems, 330 NLRB 1170 (2000), enfd.
sub nom.; Carolina Holdings, Inc. v. NLRB, 5 Fed. Appx. 236 (4th Cir.
2001); Bethlehem Temple Learning Center, 330 NLRB 1177, 1178
(2000); American Wire Products, 313 NLRB 989, 994 (1994).
or state the prohibition in a way that applied generally. At an-
other meeting, this one for warehouse employees, Donahue
compared individuals engaged in union solicitation to carpet
salesmen, and said that he would not permit the sale of either
the Union or carpets on company property. These pronounce-
ments by Donahue did not constitute a lawful prohibition on
solicitation and distribution, both because Donahue was sin-
gling out union activity, SNE Enterprises, supra, Clinton Elec-
tronics, supra, and because the rule as stated unlawfully ex-
tended to union solicitation and distribution activities engaged
in by employees on their own time in nonwork areas of the
facility, Republic Aviation Corp. v. NLRB, 324 U.S. 793
(1945); Our Way, Inc., 268 NLRB 394, 394–395 (1983).
Since the record shows that the misconduct the Respondent
alleges Mace engaged in occurred in the course of protected
prounion solicitation and distribution, the burden shifts to the
employer to “establish that it had an honest belief that the em-
ployee engaged in the conduct for which he was discharged.”
Detroit Newspapers, 342 NLRB at 228; Akal Security, supra.
The Respondent contends that it had a good faith belief that
Mace was interfering with the work of others. As evidence, it
relies on Driscoll’s testimony regarding the complaints he re-
ceived from, and interviews he conducted with, other individu-
als working at the facility. For the reasons fully discussed
above, I do not credit Driscoll’s testimony regarding these
complaints and interviews. The only written statements in the
record from such individuals do not complain that Mace dis-
rupted their work, but simply report on his facially lawful union
activities. Neither statement describes any opprobrious, abu-
sive, or threatening behavior. Cf. Atlantic Steel Co., 245 NLRB
814, 816 (1979) (employee is not free to carry out union solici-
tations in an opprobrious or abusive manner). Nor do these
statements provide a good-faith basis for believing that Mace
was failing to complete his own work.
The Respondent did have a good-faith basis for one of the
reasons it forwards for Mace’s termination—untruthfulness.
However, under the facts presented here, that reason is itself an
unlawful one. As discussed above, during an interrogation,
Mace untruthfully stated that he did not have anything to do
with the Union. This untruth, however, related to Mace’s pro-
tected union activities, which he was not obligated to disclose.
See St. Louis Car Co., 108 NLRB 1523, 1525–1526 (1954).
The Board has found that a discharge cannot be lawful when it
is based on an employee’s failure to fully respond to an unlaw-
ful interrogation. See Hertz Corp., 316 NLRB 672, 692 (1995).
Thus the fact that the Respondent offered Mace’s untruthful-
ness as a reason for his termination does not show it has a de-
fense, but rather lends support for finding a violation.
Even were I to conclude that the Respondent believed in
good faith that Mace engaged in misconduct, I would conclude
that the General Counsel has met its responsive burden of es-
tablishing that Mace “did not engage in such misconduct or that
the misconduct was not sufficiently egregious to warrant dis-
charge.” Detroit Newspapers, supra. For the reasons discussed
above, I found that Mace’s prounion solicitation and distribu-
tion did not disrupt the work of others. Moreover, his conver-
sations with other employees were not heated and he continued
to complete his share, and probably more than his share, of
DPI NEW ENGLAND
39
assignments during this period. As discussed above, Mace
untruthfully denied his union activities when questioned by
Driscoll, but Mace was not obligated to disclose those activities
to the employer and his untruthful answers cannot be used to
justify his termination.
Lastly, even assuming for purposes of argument that Mace
engaged in some or all of the misconduct described by the Re-
spondent, I do not believe that, under Burnup, the conduct was
sufficiently egregious to warrant immediate discharge. Even in
Driscoll’s hearsay accounts, Mace did not engage in any op-
probrious, abusive, or threatening behavior. After the Respon-
dent purportedly received the complaints that Mace’s prounion
activities were interfering with coworkers, Respondent did not
warn Mace or otherwise provide him with an opportunity to
cease the conduct before terminating him. Given that the Re-
spondent had previously allowed other types of solicitation and
distribution by employees, I see no reason, aside from the union
subject matter of Mace’s communications, why the Respondent
would leap to the drastic step of suspension/termination without
advising Mace of the dim view it was taking of such interac-
tions between employees. Indeed, Driscoll himself recalled
telling employees Auger and Baker that he would advise Mace
to stay away from them while they were working. This sug-
gests that Driscoll himself recognized the appropriateness of
such an intermediate step. But he skipped it. Instead, Driscoll
proceeded immediately to suspending Mace pending his even-
tual termination. Spurlino Materials, LLC, 353 NLRB No. 125,
slip op. at 24 (2009) (fact that severity of discipline is out-of-
proportion to offense supports finding of discrimination). For
these reasons, I conclude that, under the Burnup analytical
framework, the Respondent unlawfully suspended and dis-
charged Mace in violation Section of 8(a)(3) and (1).
If one analyzes Mace’s suspension and termination using the
standards set forth in Wright Line, supra, the result is the
same—a violation of Section 8(a)(3) and (1). Under the Wright
Line standards, the General Counsel bears the initial burden of
showing that the Respondent’s decision to suspend and termi-
nate Mace was motivated, at least in part, by antiunion consid-
erations. The General Counsel may meet this burden by show-
ing that: (1) the employee engaged in union or other protected
activity, (2) the employer knew of such activities, and (3) the
employer harbored animosity towards the Union or union activ-
ity. ADB Utility Contractors, 353 NLRB No. 21, slip op. at 1–
2; Intermet Stevensville, 350 NLRB 1270, 1274–1275 (2007);
Senior Citizens Coordinating Council, 330 NLRB 1100, 1105
(2000); Regal Recycling, Inc., 329 NLRB 355, 356 (1999). If
the General Counsel establishes discriminatory motive, the
burden shifts to the employer to demonstrate that it would have
taken the same action absent the protected conduct. ADB Util-
ity, supra; Intermet Stevensville, supra; Senior Citizens, supra.
In this case, there is no dispute that Mace engaged in exten-
sive prounion activities during the period leading up to his sus-
pension/discharge and the Respondent admits that it was aware
of those activities at the time it took action against him. In
addition, antiunion animus on the part of the Respondent is
demonstrated by the record. During meetings that the Respon-
dent required employees to attend, Donahue (director of opera-
tions) warned that union activity at the facility was a “termi-
natable” offense, and characterized reports that some employ-
ees wanted a union as “bad” rumors. As discussed above, the
Respondent unlawfully opposed the Union campaign by coer-
cively interrogating employees and creating the impression that
union activities were under management’s surveillance. This
evidence of animus, in particular Donahue’s statement that
union activity at the facility was a “terminatable offense” is
connected to the termination of Mace. Thus the General Coun-
sel has met its initial burden of establishing discriminatory
motive.
Since the General Counsel has established discriminatory
motive, the burden shifts to the Respondent to demonstrate that
it would have taken the same action absent the protected con-
duct. ADB Utility, supra; Intermet Stevensville, supra; Senior
Citizens, supra. As discussed above, one of the reasons given
by the Respondent—Mace’s untruthful denial of his union ac-
tivity—is itself and unlawful since Mace was privileged under
the Act to withhold information about such activity from his
employer. See Hertz Corp., supra, and St. Louis Car Co., su-
pra.
Regarding the other reasons forwarded to justify Mace’s
termination, I conclude that the Respondent has failed to meet
its burden of showing that those reasons would have led to
Mace’s termination in the absence of the Respondent’s dis-
criminatory motivation. To the contrary, the evidence showed
that Mace continued to complete his own work, did not disrupt
others, and did not violate any lawful policy on solicitation and
distribution. Moreover, the Respondent has failed to show that
it had a good-faith belief to the contrary since Driscoll’s testi-
mony about complaints was not credible and the two written
employee statements submitted show union activity by Mace,
but not disruptive or intimidating conduct. Even were I to con-
clude that the Respondent believed that Mace’s activities on
behalf of the union during worktime were interfering with co-
workers, or the completion of Mace’s own work, I would find
that it was the Respondent’s animosity towards the union sub-
ject matter of those activities, rather than their severity, which
led it to terminate Mace without giving him an opportunity to
adjust his conduct. See Spurlino Materials, LLC, supra (fact
that severity of discipline is out-of-proportion to offense sup-
ports finding of discrimination).
For the reasons discussed above, I conclude that the Respon-
dent discriminated in violation of Section 8(a)(3) and (1) on
July 24, 2008, when it suspended Mace, and on August 4, 2008,
when it converted that suspension into a termination, because
of Mace’s union and concerted activities and in order to dis-
courage such activities
B. Crane’s Written Warnings
The complaint alleges that the Respondent discriminated in
violation of Section 8(a)(3) and (1) on about September 4 and
9, 2008, by issuing warnings to Crane because he and other
employees formed, joined, or assisted the Union and engaged in
concerted activities and in order to discourage such activities.
The Respondent contends that it properly issued the discipline
to Crane based on a good-faith belief that he engaged in mis-
conduct.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
40
The General Counsel has made the required initial showing
of discriminatory motive under Wright Line. There is no dis-
pute that Crane engaged in protected activity. During the anti-
union meeting that the Respondent held with drivers on July 11,
Crane was one of the few employees to speak. He objected that
the drivers were being required to attend this meeting without
getting paid for their time. Then, when Donahue asked why
employees would want union representation, Crane spoke
out—discussing the Respondent’s inattention to a safety issue.
In addition, Crane supported the union campaign by signing a
union authorization card, distributing union cards and literature,
talking to people about the Union, and attending a union meet-
ing. Crane was a visible enough supporter of the Union that
one antiunion employee, Belanger, repeatedly confronted him
on the subject. Immediately after Crane attempted to explain
his prounion stance to Belanger, Belanger went to talk with
Driscoll. It is clear that the Respondent was aware, at a mini-
mum, of Crane’s protected activity at the Respondent’s anti-
union meeting on July 11. Moreover, I think it is fair to infer
that the Respondent knew of at least some of Crane’s other
protected activities in support of the Union given that the ware-
house was a relatively small shop of about 50 employees, and
that Driscoll was actively seeking intelligence about the union
campaign. “The courts and the Board have long held that an
employer’s knowledge of union activities by its employees is
inferable where these activities are conducted in a small plant,
particularly where as here there is evidence of probing by su-
pervisors to obtain information concerning the union activities
of employees.” Wells Dairies Cooperative, 110 NLRB 875,
891 (1954). A union drive concentrated among a group of 50
employees in a larger work force has been viewed as a “small
shop” for purposes of this analysis. Id., see also ADB Utility
Contractors, supra, slip op. at 16 (“small plant” theory “permits
the inference of knowledge of union activity from the fact that
there are 59 employees in the unit”). That the Respondent bore
animus towards the union effort is demonstrated by, inter alia,
its discriminatory termination of Mace, unlawful interrogations,
acts creating an impression of surveillance, and Donahue’s
statement to employees that engaging in union activity at the
facility was a “terminatable” offense.
Since the General Counsel has established discriminatory
motive, the burden shifts to the Respondent to demonstrate that
it would have taken the same action absent Crane’s protected
conduct. Intermet Stevensville, supra; Senior Citizens, supra.
The Respondent fails to meet this burden because, as discussed
fully in the findings of fact above, the record shows that the
company rarely if ever disciplined other employees based on
conduct comparable to that which it attributes to Crane. See
ADB Utility Contractors, 353 NLRB No. 21, slip op. at 17 (fact
that employer had not disciplined other similarly situated em-
ployees for same offense is evidence of pretext) and Monroe
Manufacturing, 323 NLRB 24, 26–27 (1997) (employer vio-
lated Sec. 8(a)(1) when it disciplined an employee who en-
gaged in protected activity based on a rule that was not strictly
enforced against other employees). Indeed, Driscoll himself
admitted that drivers were rarely disciplined based on store
complaints of any kind, and the Respondent offers no lawful
explanation for treating Crane differently.
I note, moreover, that the timing of the first warning casts
additional doubt on the legitimacy of the Respondent’s claim
that it would have taken the same action in the absence of union
activity. That warning was based on a store complaint received
by the Respondent on July 30 about a breach of security policy.
However, the warning was not presented to Crane until 6 weeks
after the Respondent received that complaint. The Respondent
provides no explanation for the time lag, or for its decision to
revive the complaint, and punish Crane, so long after the al-
leged misconduct. The absence of such an explanation, along
with the evidence of antiunion motivation, suggests that the
Respondent’s reliance on the stale store complaint was pretex-
tual.
For the reasons discussed above, I conclude that the Respon-
dent has failed to meet its burden of showing that it would have
issued any of the warnings to Crane absent the antiunion moti-
vation. Indeed, I believe that examination of the Respondent’s
treatment of Crane—i.e., issuing three warnings to him in a few
days time based on conduct for which other drivers were rarely
if ever disciplined—is further evidence of unlawful motive.
See ADB Utility Contractors, supra.
I conclude that the Respondent discriminated in violation of
Section 8(a)(3) and (1) in September 2008 by issuing warnings
to Crane because of his union and concerted protected activi-
ties, and in order to discourage such activities.
C. Discharge of Adorno, Beattie, and Glover
The complaint alleges that the Respondent discriminated on
the basis of union activity when it implemented the requirement
that each of its drivers have a Class A CDL and thereby caused
the terminations of drivers Adorno, Beattie, and Glover.33 In its
brief, the General Counsel argues that the Class A CDL re-
quirement was imposed to eliminate Beattie, and that Adorno
and Glover were “swept up in [the] negative employment ac-
tion as cover for the discriminatorily motivated act.”
The General Counsel has met its initial burden under Wright
Line. The evidence establishes that the Respondent had knowl-
edge of Beattie’s union activism. In July, during the Respon-
dent’s antiunion meeting for drivers, Beattie openly acknowl-
edged that he was engaged in union activities and expressed the
view that those activities had led the Respondent to retaliate
against him by increasing his workload. Moreover, given that
there were only approximately 50 to 55 drivers and that Beattie
had distributed union cards to between 40 and 45 of them, it is
appropriate under the “small facility” theory to infer that the
Respondent had knowledge of Beattie’s role in the union cam-
paign. See ADB Utility Contractors, 353 NLRB No. 21, slip op
at 16; Wells Dairies Cooperative, 110 NLRB 875, 891 (1954).
This inference is especially apt given that Driscoll not only
actively probed employees about the union campaign, but had
specifically interrogated an employee about Beattie’s conversa-
tions with other drivers. Wells Dairies Cooperative, supra.
33 The General Counsel argues in the alternative that these individu-
als were constructively discharged and that they were discharged. In its
brief, the Respondent admits that it terminated the employment of
Adorno, Beattie, and Glover on September 15, 2008. R. Br. at p. 6,
Par. 24. That admission moots the question of whether the standards
for constructive discharge were met.
DPI NEW ENGLAND
41
The Respondent’s antiunion animus is demonstrated by, inter
alia, its: discriminatory discharge of Mace (the other leading
union advocate among its employees); discriminatory discipline
of Crane; unlawful interrogation of employees; acts creating the
impression of surveillance; and Donahue’s statement to em-
ployees that union activity at the facility was a “terminatable”
offense.
The evidence shows that Adorno and Glover were dis-
charged based on the same new licensing requirement with
respect to which I find that the General Counsel has met its
initial burden. The Board has held that the layoff of an em-
ployee who is not the target of an employer’s antiunion motiva-
tion is still unlawful where that employee was laid off to mask
the antiunion motivation of actions against the employer’s real
target. Pillsbury Chemical Co., 317 NLRB 261 (1995). Anti-
union motivation may be found even when some, or even most,
of the affected employees were not known union supporters.
See, e.g., McGaw of Puerto Rico, Inc., 322 NLRB 438, 451
(1996), enfd. 135 F.3d 1 (1st Cir. 1997). The requisite anti-
union animus exists where the evidence shows that the aim of
the action was “to discourage union activity or to retaliate
against employees because of the union activities of some,”
despite evidence that “employees who might have been neutral
or even opposed to the Union are laid off with their counter-
parts,” Id. See also Weldun International, 321 NLRB 733, 734
and 748 (1996) (violation where the employer did not select
employees for layoff based on their support for the Union, but
the layoff was part of an effort to discourage employees from
supporting the Union), enfd. in part 165 F.3d 28 (6th Cir. 1998)
(table); Davis Supermarkets, 306 NLRB 426 (1992) (same),
affd. and remanded 2 F.3d 1162, 1168–1169 (D.C. Cir. 1993),
cert. denied 511 U.S. 1003 (1994); Mini-Togs, Inc., 304 NLRB
644, 648 (1991) (same), enfd. in part 980 F.2d 1027 (5th Cir.
1993); Alliance Rubber Co., 286 NLRB 645, 647 (1987)
(same); ACTIV Industries, 277 NLRB 356, 356 fn. 3 (1985)
(same). On this basis, I find that the General Counsel has met
its initial burden with respect to the discharges of Adorno and
Glover pursuant to the newly adopted licensing requirement.
The burden now falls to the Respondent to show that it
would have enacted the new licensing requirement and termi-
nated the three drivers as it did even absent the union activity.
Although the question is a close one, I find that the Respondent
has failed to meet that burden. The Respondent did present
convincing evidence that it had good reason for wanting to
phase out the use of the smaller straight trucks in favor of the
larger tractor trailer trucks—a change that meant that most or
all of its drivers would need Class A licenses. However, the
Respondent has failed to demonstrate by a preponderance of the
evidence that it would have implemented the new requirement
when it did and how it did if not for its antiunion animus. As
the Board has held, in order to meet its responsive burden under
Wright Line an employer must demonstrate by a preponderance
of the evidence “that it would have done what it did, when it
did, in the absence of the drivers’ union activities.” We Can,
Inc., 315 NLRB 170, 172 (1994) (emphasis added); cf. Lear-
Siegler, Inc., 295 NLRB 857, 859 (1989) (economic reasons
cannot justify relocation where such economic reasons existed
months before employees sought union representation, and
relocation followed immediately thereafter). It is not enough to
show that it could have taken the action it did for the reasons
given, rather must show that it would have taken the action for
the reasons given. Structural Composites Industries, 304
NLRB 729, 729–730 (1991); see also; Weldun International,
321 NLRB at 747 (“The employer cannot carry this burden
merely by showing that it also had a legitimate reason for the
action, but must persuade that the action would have taken
place absent protected conduct by a preponderance of the evi-
dence”) (internal quotation omitted).
Regarding when the Respondent implemented the new re-
quirement, the evidence showed that the Respondent issued the
memorandum setting forth the new requirement on the same
day as the Respondent held the July 11 antiunion meeting dur-
ing which Donahue warned drivers that union activity at the
facility was a “terminatable” offense. Driscoll posted the
memorandum the next day. At the July 11 meeting, Beattie
openly acknowledged his union activity and, as that meeting
was ending, Driscoll pulled Beattie aside and orally notified
him about the new requirement and the September 15 deadline.
This timing is extremely suspicious, see supra footnote 32, and
leaves the Respondent with a great deal of explaining to do
regarding the precise timing of its action. Its witnesses did not
rise to the challenge. Donahue, the official who testified about
the process by which the new requirement was adopted offered
no explanation for the precise timing of the rule’s promulga-
tion. Asked when the Respondent made the decision to impose
the new licensing requirement, Donahue’s answer was decid-
edly vague—“back in May–April, May, June in that area.” He
did not explain why, if the decision was made as early as April,
it was not announced to affected employees until July 11—the
same day that the Respondent inaugurated its antiunion cam-
paign among the drivers. Furthermore, the Respondent pro-
duced no written record of meetings or proposals, or other
documentation, showing how the decision was made or demon-
strating that the decisional process naturally culminated on July
11 for reasons unrelated to the union campaign or Beattie’s
public acknowledgment of his involvement in that campaign.
Cf. Weldun International, 321 NLRB at 734 (layoff found
unlawful where employer failed to produce “any documentation
or credited testimony” indicating that a layoff was planned
prior to the filing of the representation petition). I note, more-
over, that the major changes in delivery responsibilities (the
addition of coffee and high volume items) that the Respondent
relies on to explain the timing of its decision had largely been
implemented several months earlier in March and April. Those
changes do not explain the timing of the new requirement since
they were made months before the employees began their union
campaign while the issuance of the new rule followed shortly
after that campaign was initiated. See Lear-Siegler, Inc., supra.
Not only has the Respondent failed to show by a preponder-
ance of the evidence that it would have implemented the re-
quirement when it did absent the union activity, it has failed to
show that it would have implemented the requirement how it
did absent that activity. The “how” to which I am referring is
under an extremely short deadline that was almost certain to
result in the elimination of Beattie from his position as a driver.
The July 11 announcement of the September 15 deadline left
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
42
the three alleged discriminatees with just a little over 2 months
to pass the written test and background check needed for a
training permit, complete driver training that typically took 120
to 160 hours, and then schedule and pass the test—all while
continuing to work full time. The Respondent attempted to
show that this deadline was workable by presenting the testi-
mony of Marques, a driver who upgraded from a Class B to a
Class A license while working for the Respondent full time.
However, even Marques did not succeed in upgrading within 2
months. The evidence showed that Marques already had his
Class A permit in April and began training, but did not obtain
his Class A license until July—over 2 months later. The task
for Beattie, Adorno, and Glover was even more daunting than
for Marques, since they did not have Class A permits on July
11 when the Respondent initiated the countdown to the Sep-
tember 15 deadline. The Respondent has not explained how the
September 15 deadline was arrived at, or why it did not choose
to allow Beattie, Adorno, and Glover more time, or an exten-
sion of time, in which to meet the new requirement. The Re-
spondent has not tied the specific September 15 date to any
occurrence unrelated to the union campaign. This gap in the
Respondent’s nondiscriminatory explanation for its decision is
widened by Donahue’s testimony that the decision was made as
early as April, meaning that the Respondent might have been
able to give the drivers as much as 5 months to meet to the
September 15 deadline, rather than springing that deadline un-
der circumstances that meant the drivers would almost certainly
fail to meet it.
For the reasons discussed above, I conclude that the Respon-
dent has failed to meet its burden of showing that it would have
taken the same action it did, when it did, in the absence of anti-
union motivation.
I conclude that the Respondent discriminated in violation of
Section 8(a)(3) and (1) by imposing the new licensing require-
ment and discharging Adorno, Beattie, and Glover.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent interfered with employees’ exercise of
their Section 7 rights in violation of Section 8(a)(1) of the Act:
in July 2008, when Driscoll coercively interrogated Glover
about Beattie’s conversations with other drivers; on July 24,
2008, and again approximately one week later, when Driscoll
coercively interrogated Mace; in July 2008 by creating the im-
pression that it had placed the employees’ union activities un-
der surveillance.
4. The Respondent violated Section 8(a)(3) and (1) of the
Act: on July 24, 2008, when it suspended Mace, and on August
4, 2008, when it converted that suspension into a termination,
because of Mace’s union and concerted activities and in order
to discourage such activities; in September 2008, by issuing
warnings to Crane because of his union and concerted protected
activities, and in order to discourage such activities; when it
imposed the new licensing requirement and discharged Adorno,
Beattie, and Glover on September 15, 2008, because of em-
ployees’ union and concerted activities and in order to discour-
age such activities.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act. In particular, I recommend that the
Respondent be required to offer Adorno, Beattie, Glover, and
Mace reinstatement and make them whole for any loss of earn-
ings and other benefits they suffered as a result of the discrimi-
nation against them, computed on a quarterly basis, less any net
interim earnings, as prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950), plus interest as computed in New Horizons
for the Retarded, 283 NLRB 1173 (1987).
The General Counsel urges that the Board’s “current practice
of awarding only simple interest on backpay and other mone-
tary awards be replaced with the practice of compounding in-
terest.” Brief of General Counsel at 64. The Board has consid-
ered, and rejected, this argument for a change in its practice.
Cadence Innovation, LLC, 353 NLRB No. 77, slip op. at 1 fn. 1
(2009); Rogers Corp., 344 NLRB 504 (2005). If the General
Counsel’s argument in favor of compounding interest has mer-
its, those merits are for the Board to consider, not me. I am
bound to follow Board precedent on the subject. See Hebert
Industrial Insulation Corp., 312 NLRB 602, 608 (1993);
Lumber & Mill Employers Assn., 265 NLRB 199 fn. 2 (1982),
enfd. 736 F.2d 507 (9th Cir. 1984), cert. denied 469 U.S. 934
(1984); Los Angeles New Hospital, 244 NLRB 960, 962 fn. 4
(1979), enfd. 640 F.2d 1017 (9th Cir. 1981).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended Order34
ORDER
The Respondent, DPI New England, Canton, Massachusetts,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Coercively interrogating any employee about activities
protected by Section 7 of the Act.
(b) Creating the impression that it has placed employees’ un-
ion activities under surveillance.
(c) Discharging or suspending any employee for supporting
the International Brotherhood of Teamsters, Local 25 or any
other union.
(d) Issuing a written warning to, or otherwise disciplining,
any employee for supporting the International Brotherhood of
Teamsters, Local 25 or any other union.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
34 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
DPI NEW ENGLAND
43
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace, full reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, without
prejudice to their seniority or any other rights or privileges
previously enjoyed.
(b) Make Alexander Adorno, Roger Beattie, Anthony
Glover, and Derek Mace whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges of
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace, and within 3 days thereafter notify them in writing that
this has been done and that the discipline would not be used
against them in any way.
(d) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful suspension or
Derek Mace, and within 3 days thereafter notify him in writing
that this has been done and that the discipline would not be
used against him in any way.
(e) Rescind and revoke the written warnings issued to Fre-
derick “Rick” Crane in September 2008.
(f) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful written warn-
ings issued to Frederick “Rick” Crane, and within 3 days there-
after notify him in writing that this has been done and that the
discipline will not be used against him in any way.
(g) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(h) Within 14 days after service by the Region, post at its fa-
cility in Canton, Massachusetts, copies of the attached notice
marked “Appendix.”35 Copies of the notice, on forms provided
by the Regional Director for Region 1, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
35 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since July 1, 2008.
(i) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
Dated, Washington, D.C. May 29, 2009
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT coercively question you about your union sup-
port or activities.
WE WILL NOT create the impression that we have placed your
union activities under surveillance.
WE WILL NOT discharge, suspend, or otherwise discipline
against any of you for supporting International Brotherhood of
Teamsters, Local 25, or any other union.
WE WILL NOT issue warnings or other discipline to you for
supporting International Brotherhood of Teamsters, Local 25,
or any other union.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL, within 14 days from the date of this Order, offer
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace full reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, without
prejudice to their seniority or any other rights or privileges
previously enjoyed.
WE WILL make Alexander Adorno, Roger Beattie, Anthony
Glover, and Derek Mace whole for any loss of earnings and
other benefits resulting from the discrimination against them,
less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful discharges of
Alexander Adorno, Roger Beattie, Anthony Glover, and Derek
Mace, and WE WILL, within 3 days thereafter, notify each of
them in writing that this has been done and that the discharges
will not be used against them in any way.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful suspension of
Derek Mace, and WE WILL, within 3 days thereafter, notify him
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
44
in writing that this has been done and that the suspension will
not be used against him in any way.
WE WILL, within 14 days from the date of this Order, rescind
and revoke the unlawful written warnings issued to Frederick
“Rick” Crane.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful written warnings
issued to Frederick “Rick” Crane, and WE WILL, within 3 days
thereafter, notify him in writing that this has been done and that
the warnings will not be used against him in any way
DPINEW ENGLAND