355 NLRB 103
PPG Aerospace Industries
PPG AEROSPACE INDUSTRIES
355 NLRB No. 18
103
PPG Aerospace Industries, Inc. and International
Union, United Automobile, Aerospace and Agri-
cultural Implement Workers of America, AFL–
CIO. Cases 10–CA–36530 and 10–RC–15611
March 4, 2010
SUPPLEMENTAL DECISION, ORDER, AND
CERTIFICATION OF RESULTS OF ELECTION
BY CHAIRMAN LIEBMAN AND MEMBER SCHAUMBER
On October 19, 2007, Administrative Law Judge Law-
rence W. Cullen issued the attached decision finding that
the Respondent committed several violations of Section
8(a)(1) of the Act and engaged in objectionable conduct.
The judge also sustained challenges to ballots cast by
lead persons and overruled challenges to ballots cast by
allegedly temporary employees in an election held Octo-
ber 18, 2006. He recommended that a new election be
held if, after counting the challenged ballots, the revised
tally did not show a majority in favor of the Union.
On September 30, 2008, the National Labor Relations
Board issued a decision and order remanding the case to
the judge to reconsider and more fully explain his credit-
ing the testimony of employee Iva Mayes over that of
Supervisor Sue Cooper regarding two allegedly unlawful
statements.1 The Board held in abeyance the remaining
8(a)(1) findings and related objections. Additionally,
reversing the judge, the Board overruled the challenges
to the lead persons’ ballots and severed and remanded
the election case to the Regional Director to open and
count the ballots. The Regional Director, after opening
the ballots, determined that 212 votes were cast for and
244 against the Union.
Following the remand, Judge Lawrence W. Cullen is-
sued the attached supplemental decision on December
12, 2008. The Respondent filed exceptions and a sup-
porting brief, the Union filed an answering brief, and the
Respondent filed a reply brief.
The Board has considered the decision,2 the supple-
mental decision, and the record in light of the exceptions
and briefs and has decided to affirm the judge’s rulings,
findings, and conclusions only to the extent consistent
with this Supplemental Decision and Order and Certifi-
cation of Results of Election.3
1 PPG Aerospace Industries, 353 NLRB 223 (2008).
2 We have consolidated the unfair labor practice and election cases
for the purpose of this decision.
3 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Liebman and Member Schaumber constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
I. SUMMARY
In his supplemental decision, the judge reaffirmed his
credibility determinations and, thus, found no need to
modify the 8(a)(1) violations found in his initial decision.
Consequently, the judge left intact his initial findings that
the Respondent violated Section 8(a)(1) by (1) more
closely scrutinizing and monitoring the movements and
conversations of employees because of their support of
the Union, (2) threatening loss of benefits because its
employees supported the Union, (3) informing employ-
ees that it would be futile to select the Union because the
Union would never get a contract from the Respondent,
(4) threatening its employees with the inevitability of a
strike if the employees selected the Union, and (5)
threatening employees with replacement if they sup-
ported a strike.
As explained below, we adopt the judge’s crediting of
employee Mayes’ testimony over that of Supervisor Coo-
per. Additionally, we adopt the 8(a)(1) violations found
by the judge, all of which occurred during the August 30,
to October 18, 2006 critical period.4 However, in adopt-
ing the judge’s finding that the Respondent violated Sec-
tion 8(a)(1) by more closely scrutinizing the movements
and conversations of its employees because of their sup-
port of the Union, we rely only on the basis set forth be-
low. Additionally, contrary to the judge, we find, as ex-
plained below, that a new election is not warranted.5
II. THE JUDGE’S CREDITING OF MAYES’ TESTIMONY
In his initial decision, the judge credited Mayes’ testi-
mony that, when she attempted to join a discussion in-
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act. See Teamsters Local 523 v. NLRB, 590 F.3d
849 (10th Cir. 2009); Narricot Industries, L.P. v. NLRB, 587 F.3d 654
(4th Cir. 2009); Snell Island SNF LLC v. NLRB, 568 F.3d 410 (2d Cir.
2009), petition for cert. filed 78 U.S.L.W. 3130 (U.S. Sept. 11, 2009)
(No. 09-328); New Process Steel v. NLRB, 564 F.3d 840 (7th Cir.
2009), cert. granted 130 S.Ct. 488 (2009); Northeastern Land Services
v. NLRB, 560 F.3d 36 (1st Cir. 2009), petition for cert. filed 78
U.S.L.W. 3098 (U.S. Aug. 18, 2009) (No. 09-213). But see Laurel
Baye Healthcare of Lake Lanier, Inc. v. NLRB, 564 F.3d 469 (D.C. Cir.
2009), petition for cert. filed 78 U.S.L.W. 3185 (U.S. Sept. 29, 2009)
(No. 09-377).
4 All dates are in 2006, unless otherwise indicated.
5 We adopt the judge’s finding that the Respondent violated Sec.
8(a)(1) by Campbell’s statements to employee Hansen that employees
would not get a contract because the Respondent would not give the
employees a contract, that employees would have to strike because it
was the only power the Union had, and that employees could be re-
placed if they went on strike. In so doing, we disavow the judge’s
analysis of these statements as “inherently destructive” of Sec. 7 rights.
The term-of-art “inherently destructive” is used in motive-inquiry cases
as referring to misconduct so damaging to Sec. 7 rights as to carry “its
own indicia of [discriminatory] intent.” NLRB v. Great Dane Trailers,
Inc., 388 U.S. 26, 33 (1967). The present case is not a motive-inquiry
case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
104
volving antiunion employee Lindsey and prounion em-
ployee Brownsfield on about September 1, Supervisor
Cooper ordered Mayes—a prounion employee—to return
to her “cell” (work area), escorted her back to her cell,
and stated that she (Cooper) “couldn’t let two Union
people gang up on a non-union person.” The judge’s
finding that the Respondent violated Section 8(a)(1) by
more closely scrutinizing and monitoring the movements
and conversations of prounion employees was based
partly on this incident. The judge also credited Mayes’
testimony that, when Cooper escorted her back to her
cell, Cooper asked her if she had ever missed a paycheck
and told her that the employees would probably lose their
salary continuance benefit if they selected the Union.6
Based on this testimony, the judge found that the Re-
spondent violated Section 8(a)(1) by threatening loss of
benefits because of employees’ support of the Union.
In his supplemental decision, the judge reaffirmed his
credibility determinations, citing a number of factors
supporting them. Among other things, he cited Mayes’
status as a current employee and noted that “precedent
establishes that ‘the testimony of current employees
which contradicts statements of their supervisors is likely
to be particularly reliable because these witnesses are
testifying adversely to their pecuniary interest,’” quoting
Flexsteel Industries, 316 NLRB 745 (1995), enfd. mem.
83 F.3d 419 (5th Cir. 1996). As an additional basis, the
judge found that “gang up” was a colloquial expression
and that “Mayes’ attribution of the colloquial statement
‘gang up on a non-union person’ did not seem rehearsed
or fabricated.” The judge also discredited Cooper’s de-
nial that she made the “gang-up” statement. He noted
that Cooper’s denial appeared to address a conversation
other than the one in which Cooper allegedly made that
statement. He also found her additional blanket denial
unconvincing.
The Board’s established policy is not to overrule an
administrative law judge’s credibility resolutions unless
the clear preponderance of all the relevant evidence con-
vinces us that they are incorrect. Standard Dry Wall
Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings. The judge can-
not be faulted for applying the Flexsteel Industries prin-
ciple that the testimony of current employees which con-
tradicts statements of their supervisors is likely to be
6 “Salary continuance” referred to the Respondent’s policy of pro-
viding full pay to an employee after the employee missed 6 days of
work under a doctor’s care.
particularly reliable because these witnesses are testify-
ing adversely to their pecuniary interest.7
Additionally, the judge found, in crediting Mayes’
gang-up statement, that “Mayes’ attribution of the collo-
quial statement ‘gang up on a non-union person’ did not
seem rehearsed or fabricated.” (Emphasis added.)
Thus, the judge clearly did rely, in part, on demeanor in
crediting her, notwithstanding his statement that “there
was nothing in the demeanor of either Mayes or Cooper
that enhanced or detracted from their credibility.”
The Respondent’s principal argument against crediting
Mayes is that an incident report that Mayes had submit-
ted to the Union did not include Cooper’s allegedly
unlawful statements. However, Mayes’ incident report
was not an affidavit or sworn statement and did not pur-
port to be a complete account of what transpired. Thus,
Mayes’ omission of the allegedly unlawful statements
from the report is not the equivalent of a similar omission
from a prehearing affidavit prepared by the General
Counsel. Cf. Midwest Alloys, Inc., 261 NLRB 1054,
1058–1059 (1982) (employee Jolly’s hearing testimony
credited even though inconsistent with her earlier
unsworn statements).
Further, with regard to the gang-up statement, Mayes’
incident report was not inconsistent with her testimony.
Her incident report included the following statement:
“Rodney [Brownsfield] and Jeff [Lindsey] were talking
about the union. . . . When I walked over to listen to
what Jeff was saying, Sue [Cooper] came over and told
7 The Respondent erroneously argues that the Flexsteel principle
should not apply because Mayes was a discriminatee and, thus, her
testimony contrary to the Respondent was not adverse to her own inter-
est. However, Mayes was not a discriminatee. There is no allegation
that the Respondent unlawfully discharged or disciplined her. More-
over, while she was involved in an incident that constituted 8(a)(1)
conduct by the Respondent, there is no allegation that the Respondent
owes her backpay or other affirmative relief. Cf. Woodlands Health
Center, 325 NLRB 351, 354 fn. 6 (1998) (current employee Mulcahy,
an active union supporter, was not a discriminatee; her testimony
against the employer was contrary to her own self-interest).
Member Schaumber finds that the judge’s reliance on and applica-
tion of Flexsteel is consistent with Board precedent, and he adopts the
judge’s credibility findings on that basis for institutional reasons. He
agrees that testimony of a current employee that contradicts the testi-
mony of a current supervisor may not be in the pecuniary interests of
the employee, a fact which may, in an appropriate case, enhance the
credibility of the employee’s testimony. However, there is no per se
rule that such testimony is inherently credible as the Flexsteel Board
emphasized. (“Thus, a witness’ status as a current employee may be a
significant factor, but it is one among many which a judge utilizes in
resolving credibility issues.” Flexsteel, supra, at 745.) There may well
be conflicting pecuniary or loyalty interests at play that outweigh or
offset the significance of the Flexsteel principle. Judges must assess
and balance the totality of circumstances impacting on the credibility of
testimony, rather than applying permissible inferences as hard and fast
rules.
PPG AEROSPACE INDUSTRIES
105
me she could not have me over there out of my cell when
I was openly supporting the union.” At the hearing,
Mayes testified that Cooper came over and told Mayes
that she had to return to her cell because Cooper
“couldn’t let two Union people gang up on a non-union
person.” Both statements convey the notion that Mayes
had to return to her cell and not join the conversation
with Brownsfield and Lindsey because Mayes was a un-
ion supporter. Moreover, Cooper’s statement as re-
counted in the incident report would itself appear to be
violative of Section 8(a)(1). Thus, there would be no
reason for Mayes to invent a different statement in order
to have what Cooper said during that incident be held
unlawful.8
Accordingly, we find no basis for reversing the judge’s
credibility findings.
III. THE RESPONDENT’S SCRUTINIZING OF EMPLOYEES’
MOVEMENTS AND CONVERSATIONS
In finding that the Respondent violated Section 8(a)(1)
by more closely scrutinizing the movements and conver-
sations of its employees because of their support of the
Union, the judge relied on four sets of facts. We do not
agree that all four sets of facts show a violation of the
Act.
We agree with the judge that the violation is shown by
the incident in which Cooper stopped Mayes from join-
ing a conversation with employees Lindsey and Browns-
field, ordered Mayes to return to her work cell, and told
her that she (Cooper) “couldn’t let two Union people
gang up on a non-union person.” We also agree with the
judge that the violation is supported by Supervisor
Campbell’s standing with arms crossed and staring at
employee Sims when Sims talked to other employees
after Campbell learned that Sims was a union supporter.9
However, contrary to the judge, we find no violation
shown by the Respondent’s alleged interrupting of con-
versations of prounion employees while allowing con-
versations of antiunion employees to continue. We find
the evidence insufficient to support this allegation.
The Respondent’s alleged violative conduct occurred
in the following context. There are appropriately 474
employees in the bargaining unit, which is composed of
the Respondent’s production and maintenance employ-
ees. The principal departments in the production area are
8 We do not rely on the judge’s explanation that Mayes’ testimony
implied that the notes to which she referred when writing the incident
report contained Cooper’s allegedly unlawful statements.
9 We find it unnecessary to pass on the judge’s finding that the viola-
tion was supported by Supervisors Campbell’s and Rigsby’s comments
to, and mimicking of, employee Sims regarding his pose in a picture on
the Union’s website. Finding the violation on this basis would be cu-
mulative and would not affect the remedy.
preparation, assembly, and finishing. The assembly and
finishing employees work individually or in small groups
in separate work areas, called “booths” in the assembly
department and “cells” in the finishing department. Em-
ployees sometimes leave their work areas to assist or
train employees in other work areas. Employees also
sometimes go to other employees’ work areas simply to
visit. Supervisors generally tell employees engaged in
conversations not in furtherance of their work to go back
to work.
In finding that the Respondent unlawfully interrupted
the conversations of prounion employees, the judge re-
lied on the testimony of Mayes that when conversations
were led by union supporters, such as employee Bal-
cerek, supervisors interrupted them. Mayes, however,
identified only two specific instances of the Respondent
interrupting prounion employees’ conversations: the in-
stance noted above in which she was prevented by Coo-
per from joining a conversation with antiunion employee
Lindsey and prounion employee Brownsfield, and an
instance on September 27, in which Cooper broke up a
conversation between Balcerek and Mayes and told them
to go back to work.10
Regarding antiunion employees’ conversations, the
judge relied on the testimony of Mayes and Sims. Mayes
testified that, in the period around September 1, she saw
employee Lindsey engage, in the presence of Supervisor
Cooper, in uninterrupted conversations of up to 30 min-
utes in length with both union supporters and opponents.
Further, Sims testified that employees Martin and
Mathis, who opposed the Union, normally communicated
only with each other, but that, during the campaign, they
became very outgoing and talked without interruption to
everybody in all the work booths. Sims acknowledged,
however, that he could not hear what was said in those
conversations.
We find this evidence insufficient to show that the Re-
spondent engaged in disparate treatment by interrupting
the conversations of prounion employees. As noted
above, the bargaining unit consisted of 474 employees.
Seven weeks elapsed between the Union’s filing of its
election petition and the day balloting was conducted.
Yet, in this large bargaining unit, the General Counsel
was able to show only two instances in which supervi-
sors interrupted the conversations of prounion employees
during this entire period.
10 Employee Yarbrough, a witness for the General Counsel, testified
that he saw prounion employee Bennett talking to another employee
several times on October 16. Yarbrough could not hear what Bennett
and the other employee were saying. Each time, Supervisor Rigsby
“poked his head in,” and the other employee left. The judge, however,
did not rely on, or even mention, Yarbrough’s testimony.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
106
Moreover, it was the general practice of the Respon-
dent’s supervisors to tell employees engaged in conver-
sations not in furtherance of their work assignments to go
back to work. Neither of the two interrupted conversa-
tions involving prounion employees was in furtherance
of their work assignments.
Although the evidence shows that three antiunion em-
ployees—Lindsey, Martin, and Mathis—engaged in con-
versations that the Respondent did not interrupt, it fails to
show that those conversations were not in furtherance of
work assignments. Indeed, Yarbrough, a witness for the
General Counsel, testified that Martin and Mathis “might
frequently be called on to train newer assemblers.” Con-
versations occurring as part of training of newer employ-
ees would, of course, be in furtherance of work assign-
ments.
Under these circumstances, particularly the meager
number of interrupted conversations of prounion em-
ployees in this large bargaining unit, we find the evi-
dence insufficient to support a finding that the Respon-
dent disparately interrupted prounion employees’ con-
versations while refraining from interrupting antiunion
employees’ conversations.
IV. WHETHER TO SET ASIDE THE ELECTION
Under established precedent, the Board sets aside an
election and directs a new one when unfair labor practice
violations have occurred during the critical period, unless
the violations are de minimis. In determining whether
misconduct is de minimis, the Board considers such fac-
tors as the number of violations, their severity, the extent
of their dissemination, the number of employees af-
fected, the size of the bargaining unit, the closeness of
the election, and the violations’ proximity to the election.
Bon Appétit Mgmt. Co., 334 NLRB 1042, 1044 (2001).
Thus, in Coca-Cola Bottling Co., 232 NLRB 717, 718
(1977), the Board declined to set aside the election de-
spite finding 8(a)(1) violations consisting of interroga-
tions affecting 2 employees out of a unit of 106 employ-
ees.
In the present case, although all the violations occurred
during the critical period, they involved and were wit-
nessed by a total of only five employees. Thus, Cooper’s
ordering Mayes to return to her cell and telling her that
she (Cooper) “couldn’t let two Union people gang up on
a non-union person” involved only Mayes and was wit-
nessed only by Brownsfield and Lindsey. Supervisor
Campbell’s staring at Sims involved only Sims, and there
is no evidence that it was witnessed by anyone else.
Cooper’s telling Mayes that employees would probably
lose the salary continuance benefit if they selected the
Union involved only Mayes and was witnessed by no
one else. Finally, Campbell’s statements to Hansen that
employees would not get a contract because the Respon-
dent would not give the employees a contract, that em-
ployees would have to strike because it was the only
power the Union had, and that employees could be re-
placed if they went on strike involved only Hansen and
were witnessed by no one else. Significantly, there is no
evidence of dissemination regarding any of these inci-
dents.
Thus, the violations affected only 5 employees in a
unit of approximately 474 employees. Moreover, none
of the violations involved employee discharges or disci-
pline; rather, they involved only 8(a)(1) statements or
conduct. Three of the five violations occurred several
weeks before the election.11 The Union lost the election
by a margin of 32 votes. Under these circumstances, we
do not find that the violations warrant setting aside the
election, as it is virtually impossible to conclude that they
affected the election’s outcome.12 Therefore, we shall
certify the results of the election.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as set
forth in his decision of October 19, 2007, and reaffirmed
in his supplemental decision dated December 12, 2008,
and orders that the Respondent, PPG Aerospace Indus-
tries, Inc., Huntsville, Alabama, its officers, agents, suc-
cessors, and assigns, shall take the action set forth in the
Order.
CERTIFICATION OF RESULTS OF ELECTION
IT IS CERTIFIED that a majority of the valid ballots have
not been cast for International Union, United Automo-
bile, Aerospace and Agricultural Implement Workers of
America, AFL–CIO, and that it is not the exclusive rep-
resentative of these bargaining unit employees.
11 The violations involving Mayes occurred 6 weeks before the elec-
tion and the violation involving Hansen occurred more than 2 weeks
before the election. The proximity to the election of the incidents in-
volving Sims is unclear, as they were identified only as occurring in the
period of September–October 2006.
12 See Bon Appétit Mgmt. Co., supra, 334 NLRB at 1044. Member
Schaumber agrees, for institutional reasons, to apply the “virtually
impossible” standard, as established Board precedent. See Ogihara
America Corp., 343 NLRB 809 fn. 1 (2004).
In our discussion above, we found it unnecessary to pass on whether
Supervisors Campbell’s and Rigsby’s mimicking of and comments to
employee Sims regarding his pose in a picture on the Union’s website
supported the finding that the Respondent unlawfully scrutinized and
monitored the movements and conversations of prounion employees.
Assuming arguendo that Campbell’s and Rigsby’s mimicking of and
comments to employee Sims were unlawful, it would not affect our
conclusion here to certify the results of the election, because it would
not be a particularly serious violation, it involved only Sims, and it was
witnessed by no one else.
PPG AEROSPACE INDUSTRIES
107
Gregory Powell, Esq., for the General Counsel.
John J. Coleman III, Esq. and Amy K. Jordan, Esq., for the
Respondent Employer.
George N. Davies, Esq., for the Charging Party Petitioner.
DECISION
STATEMENT OF THE CASE
LAWRENCE W. CULLEN, Administrative Law Judge. This
consolidated complaint and representation case was heard be-
fore me on April 30 and May 1–2, 2007, in Huntsville, Ala-
bama. The complaint in Case 10–CA–36530 is based on a
charge filed by International Union, United Automobile, Aero-
space and Agricultural Implement Workers of America, AFL–
CIO (the Charging Party, the Petitioner, or the Union) on No-
vember 3, 2006. The Charging Party Union has alleged and it
is alleged in the complaint that PPG Aerospace Industries, Inc.,
(the Respondent, the Employer, or PPG) violated Section
8(a)(1) of the National Labor Relations Act (the Act). The
complaint is joined by the answer filed by the Respondent
wherein it denies the commission of any violations of the Act.
On January 23, 2007, the Regional Director of Region 10 of
the National Labor Relations Board (the Board) filed in Case
10–RC–15611 his report on challenged ballots and objections,
order directing hearing, order consolidating Case 10–RC–
15611 with Case 10–CA–36530 and order transferring cases to
the board and notice of hearing.
FINDINGS OF FACT AND CONCLUSIONS OF LAW
I. THE BUSINESS OF THE RESPONDENT
The complaint in Case 10–CA–36530 alleges, Respondent
admits, and I find, that at all times material, Respondent has
been a Pennsylvania corporation with an office and place of
business located in Huntsville, Alabama, where it has been
engaged in the manufacturing of aircraft transparencies, that
during the past 12-month period, Respondent sold and shipped
goods valued in excess of $50,000 directly to customers located
outside the State of Alabama, and that at all material times
Respondent has been an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION
The complaint further alleges, Respondent admits, and I find,
that at all times material the Union has been a labor organiza-
tion within the meaning of Section 2(5) of the Act.
III. THE REPORT ON CHALLENGED BALLOTS AND OBJECTIONS
Pursuant to a Stipulated Election Agreement approved by the
Regional Director on September 8, 2006, an election by secret
ballot was conducted on October 18, 2006, among the employ-
ees in an appropriate unit1 to determine a question concerning
1 The appropriate unit as set forth in the Stipulated Election Agree-
ment is:
All production and maintenance employees employed by the Em-
ployer at its Huntsville, Alabama facility, but excluding all techni-
cians, senior technicians, office clerical employees, professional em-
ployees, guards, step-up supervisors and all other supervisors as de-
fined by the Act.”
representation raised by a petition filed by the Petitioner on
August 30, 2006.
On conclusion of the balloting, a tally of ballots was made
available to the parties showing that of approximately 474 eli-
gible voters, 210 cast valid votes for and 214 cast valid votes
against the Petitioner. In addition there was 1 void ballot and
32 challenged ballots. The challenged ballots are sufficient in
number to affect the results of the election. On October 25,
2006, the Petitioner filed timely objections to conduct affecting
the results of the election.
Pursuant to the provisions of Section 102.69 of the Rules, an
investigation was conducted under the direction and supervi-
sion of the Regional Director who concluded that the issues
raised by the challenges and Objections 1, 3, 5, 8, and 10 can
best be resolved by a hearing. Accordingly, the Regional Di-
rector directed that the issues raised by the challenges and by
Petitioner’s Objections 1, 3, 5, 8, and 10 be resolved by a hear-
ing.
IV. THE ALLEGED UNFAIR LABOR PRACTICES
The complaint alleges that Respondent violated Section
8(a)(1) of the Act as follows:
Paragraph 7 of the complaint—Since on or about September
1, 2006, and continuing thereafter, Respondent, acting through
its supervisors and agents, Sue Cooper, Greg Campbell and
Paul Rigsby at its facility, more closely scrutinized and moni-
tored the movements and conversations of employees because
they supported the Union’s organizing campaign.
In his report on objections, the Regional Director found that
paragraph 7 of the complaint alleges conduct which purportedly
occurred during the critical period2 preceding the election and
is substantially coextensive with the conduct alleged in Objec-
tion 1.
Paragraph 8 of the complaint—On or about September 1,
2006, Respondent, acting through its supervisor and agent, Sue
Cooper, at its facility, threatened its employees with loss of
benefits because they supported the Union.
In his report on objections the Regional Director found that
paragraph 8 of the complaint alleges conduct which purportedly
occurred during the critical period preceding the election and is
substantially coextensive with the conduct alleged in Objection
3.
Paragraph 9 of the complaint—Alleges that Respondent,
acting through its supervisor and agent, Greg Campbell, en-
gaged in the following conduct:
(a) On or about the week of September 25, 2006, at its facil-
ity, threatened employees with the inevitability of a strike if
they selected the Union as their bargaining representative.
(b) On or about the week of September 26, 2006, at its facil-
ity, threatened its employees with replacement if they went on
strike in support of the Union.
(c) On or about the week of September 25, 2006, at its facil-
ity, informed employees that it would be futile for them to se-
lect the Union as their bargaining representative because the
2 The critical period in this matter is the period between August 30,
2006, the date the petition was filed, and October 18, 2006, the date of
the election. Goodyear Tire & Rubber Co., 138 NLRB 453 (1962).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
108
Union would never get a contract from the Respondent.
In his report on objections the Regional Director found that
paragraphs 9(a), 9(b), and 9(c) of the complaint allege conduct
which purportedly occurred during the critical period preceding
the election and is consistent with the conduct alleged in Objec-
tion 5.
Paragraph 10 of the complaint—Alleges that Respondent,
acting through its supervisor and agent, Sue Cooper, and other
agents presently unknown on or about October 16 and 17,
2006, in the finishing department, created the impression
among employees that their union activities were under surveil-
lance.
In his report on objections, the Regional Director found that
paragraph 10 of the complaint concerns conduct which alleg-
edly occurred during the critical period preceding the election
and is substantially coextensive with the conduct alleged in
Objection 8.
In Objection 10 petitioner asserts that the Employer abused
the election process by harassing employees about how and
when they were to vote. The employer denies engaging in any
misconduct. The Regional Director found that in light of the
conflicting evidence and positions of the parties, this objection
raises substantial and material issues of fact which can best be
resolved through record testimony.
In light of the conflicting evidence and positions of the par-
ties, the Regional Director found that the issues raised by the
challenges and by Petitioner’s Objections 1, 3, 5, 8, and 10 can
best be resolved through record testimony and directed a hear-
ing be held to resolve these issues.
The Challenged Ballots
The report on challenged ballots by the Regional Director
shows that the ballots of Timothy Bragg, Lea Anne Collins,
Denise Gossett, Kenny Grant, Morgan Jensen, David
Kimbrough, and Jennifer Newman were challenged by the Peti-
tioner on the ground that they were hired after the cutoff date of
August 27, 2006. The Employer contends these employees
were hired and commenced orientation on August 21, 2006,
and that they were eligible to vote in the election.
The report on challenged ballots shows that the ballots of
Leroy Green, Michael McAllister, Beverly Moon, and John
Reed were challenged by the Petitioner on the ground that they
are process monitors and supervisors excluded from the unit.
Petitioner contended that they are process monitors who over-
see the work of the GCA temporary employees. At the hearing
the Petitioner withdrew the challenges to the process monitors.
The Petitioner originally challenged the ballot of Joe Simpson
on the ground that he was a supervisor.
The Petitioner has challenged the ballots of Donnie Black,
Tim Childers, Jimmy Cloud, Kenneth Dawson, Manda Dupree,
Bill Everett, Denny Franchiseur, Morris Hill, Michael Hill, Bill
Hopper, James Holder, David Knoer, Jackie Lackey, Monty
Little, Vivian Lyle, David McNeal, Peter Mullen, Ronnie
Steakley, Curtis Wales, and Clarence Zimmerman as supervi-
sors. The report shows that the Petitioner contends they are
lead persons who instruct employees, correct improper per-
formance, move employees when necessary, decide the order in
which work will be performed and effectively recommend dis-
cipline. The report shows that the Employer contends that
these employees do not possess any supervisory authority and
that the Petitioner did not challenge all persons working as lead
persons, that it is picking and choosing employees to challenge
on the basis of their perceived support for the Petitioner.
At the hearing, the Charging Party withdrew the challenge to
the ballot of Joe Simpson and the challenges to the ballots of
the process monitors and the challenge to the ballot of Ken
Dawson. Charging Party did not withdraw its challenge to the
ballot of Morris Neal Hill who Respondent showed was a lead
person, at the hearing. Respondent contended that Clarence
Zimmerman is a process monitor whereas Petitioner contended
he was a lead person.
Respondent offered unrebutted testimony from Step Up Su-
pervisor Kevin Bailey that Clarence Zimmerman was a process
monitor over the strip buff area, which testimony I credit.
The Union has challenged the ballots of two categories of
employees whom it refers to as “temporary employees,” whom
are not eligible to vote because they were not permanent em-
ployees, and “lead employees,” whom it contends are not eligi-
ble to vote because they are supervisors under the Act. In its
brief, with respect to the “temporary” or “new employees” the
Union contends that Timothy Bragg, Lea Anne Collins, Denise
Gossett, Kenny Grant, Morgan Jensen, David Kimbrough, and
Jennifer Newman were hired after the cutoff date of August 27,
2006, and were thus not eligible to vote in the election held on
October 18, 2006. The Union contends that these employees
must have successfully completed a 30-day entry level training
period before they will be considered for permanent hire. It
notes that they are referred to as “production temporary” em-
ployees on the employer’s payroll records and that they are
only hired for a permanent position if they successfully com-
plete the training program. The production temporary employ-
ees were paid $10 per hour, but had to complete the training
program before they received the higher “entry level” wage
rate. Personnel Manager Michael Willey, testified that this
group of production temporary employees was only the second
group whose seniority dates and probationary dates were co-
extensive with the date they began the training program. Prior
to this group and one in July 2006, the employees’ probationary
period and seniority date did not take effect until they had com-
pleted the training program. The Employer contends that al-
though the names and pictures of these employees were posted
on the bulletin board as new employees, this is not determina-
tive. In July 2006, the employer hired all new production em-
ployees into trainee positions at $10 per hour. They completed
the paperwork within a day of their hire and from that date
forward, were directed by supervisors in their work, schedules
and work hours. Their payroll taxes were cut. They began
their probationary period and worked in the training positions
the first month of the 6-month probationary period. The Union
did not challenge anyone hired into the training positions in
July but did challenge those hired on August 21, 2006. One of
these individuals who did not successfully complete the train-
ing program was terminated whereas another’s employment
continued and he was assigned to a different area of the plant.
The remaining individuals were probationary employees until
the completion of 6 months. They received a raise at the end of
PPG AEROSPACE INDUSTRIES
109
the 4-week training program and at the end of their probation-
ary period. The Employer contends that these employees are
employees at will as are all other of its employees. I credit the
foregoing testimony of Willey which was unrebutted.
The newly hired employees who were hired on August 21,
2006, were employees before the August 27, 2006 cutoff date
as every aspect of PPG employment attached to these individu-
als the date they were hired. In Regency Services Carts, 325
NLRB, 617, 627 (1998). The Board held that the “party seek-
ing to exclude an individual from voting has the burden of es-
tablishing that the individual is, in fact, ineligible to vote.”
These employees were placed on PPG’s payroll and earned
wages beginning on August 21, 2006, and worked under the
supervision of PPG supervisors who controlled the details of
their work prior to the August 27, 2006 cutoff date. The Em-
ployer contends that the 30-day training period in the instant
case did not involve mere “preliminaries.” The Employer as-
serts that the challenged ballots were not merely orientation and
preliminaries. In CWM, Inc., 306 NLRB 495, 496 (1992), the
Board held that employees in a 1-week training program were
eligible. In Firesafe Builders Products Corp., 57 NLRB 1803,
(1944), 5-day training program members were held to be eligi-
ble voters. In Dynocorp/Dynair Services, 320 NLRB 120, 121
(1995), the Board distinguished between mere orienting and
preliminaries. The fact that the employees were erroneously
shown on a poster as “new hires” on September 15, 2006, does
not make them ineligible to vote.
I find that the challenge to the “temporary” or “new” em-
ployees should be overruled. In Golden Fan Inn, 281 NLRB
226, 230 fn. 24 (1986), the Board held that “the burden of proof
rests on the party seeking to exclude a challenged individual
from voting.” I find the Union has not sustained its burden of
proof. The evidence adduced at the hearing does not support a
finding that these employees are ineligible to vote. There is no
evidence that the hiring of the employees on August 21, 2006,
was a sham designed to pack the unit with recently hired em-
ployees whom the Employer might consider to, be more sup-
portive of the employer’s position and thus designed to defeat
the Union in the upcoming election. Rather, they were hired
prior to the cutoff date of August 27, 2006, and had all the indi-
cia of “employees” and were not excluded from the unit. Ac-
cordingly, I find that these employees were properly included
in the unit and eligible to vote and their votes should be
counted.
I find that the “lead persons” are supervisors under the Act
and should properly be excluded from in the unit as ineligible
to vote and that their ballots should not be counted. The Union
has challenged a number of employees classified as lead per-
sons who it contends are in reality supervisors and ineligible to
vote in the election. In Oakwood Healthcare, Inc., 348 NLRB
686 (2006); Croft Metals, Inc., 348 NLRB 717 (2006); and
Golden Crest Healthcare, Inc., 348 NLRB 727 (2006), referred
to as the “Oakwood Trilogy,” the Board determined to “refine
the analysis to be applied in assessing supervisory status . . .
and endeavors to provide clear and broadly applicable guidance
for the Board’s regulated community.” Oakwood, above at
686. The Board adopted definitions for the terms “assign,”
“responsibly to direct” and “independent judgment” as those
terms are used in Section 2(11) of the Act. Id. at 688. In Oak-
wood, the Board construed the term “assign” “to refer to the
Act of designating an employee to a place (such as a location,
department or wing), appointing an employee to a time (such as
a shift or overtime period), or giving significant overall duties,
i.e. tasks, to an employee.” Id. at 689. The Board held the term
did not encompass “choosing the order in which the employee
will perform a discrete task” or “ad hoc instruction that the
employee perform a discrete task.” With regard to “responsi-
bility to direct,” the Board in Oakwood, supra, held “if a person
on the shop floor has ‘men under him’ and if that person de-
cides ‘what job shall be undertaken next or who shall do it,’
that person is a supervisor, provided that the direction is both
‘responsible’. . . and carried out with independent judgment”
Id. at 691. The Board also held that in order to be responsible
direction, the alleged supervisor “must be accountable for the
performance of the task by the other, such that some adverse
consequence may befall the one providing the oversight if the
tasks performed by the employee are not performed properly.”
Id. at 692. The Board also said, “It must be shown that the
employer delegated to the putative supervisor the authority to
direct the work and the authority to take corrective action, if
necessary. It must also be shown that there is a prospect of
adverse consequences for the putative supervisor if he/she does
not take these steps.” Further the exercise of that authority must
not be routine or clerical in nature but requires the use of “in-
dependent judgment.” In Oakwood, the Board held that for the
judgment to be independent, it must be “free of the control of
others” and not be “dictated or controlled by detailed instruc-
tions, whether set forth in company policies or rules, the verbal
instructions of a higher authority, or in the provisions of a col-
lective bargaining agreement.”
The lead persons in the instant case before me have the abil-
ity to and do make changes to work assignments, and prioritize
these work assignments to assure production needs are met.
Lead person Tim Childers testified that the Company’s written
job descriptions accurately reflect what he does including
changing work assignments when necessary. All parties stipu-
lated as testified by Childers that the lead employees did so
only after receiving approval from their supervisors. The Em-
ployer concedes that lead employees assign work to groups of
employees and may from time to time change work assign-
ments with the approval of their supervisor. The Employer
contends that although the lead persons may change the as-
signment of a particular employee they do so only after check-
ing with their supervisors. The lead persons have the authority
to prioritize work and change work assignments to meet pro-
duction needs. In USF Reddaway, Inc., 349 NLRB 329 (2007),
the Board held that lead persons who made changes in job as-
signments based on the employer’s needs were supervisors. In
American River Transportation Co., 347 NLRB 925 (2006), the
Board held that authority to change and prioritize work assign-
ments required a finding of supervisory status. The Union con-
tends that the lead persons are supervisors and that the chal-
lenges to their ballots should be sustained. I find that the lead
persons “assign” work to employees under their direction and
control. Although they may frequently check with the supervi-
sors, lead employees do assign work to groups of employees. I
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
110
thus find that under Oakwood Healthcare, Inc., supra, and re-
lated cases, the assignment of work and the prioritizing of these
assignments, establishes that the lead employees are supervi-
sors under Section 2(11) of the Act.
Background of the Alleged Unfair Labor Practices
In August 2006, the Union commenced a campaign to organ-
ize Respondent PPG’s production and maintenance employees
at its Huntsville, Alabama facility where it manufactures air-
plane “transparencies” (windows and windshields for air-
planes). The Union filed a petition for an election in Case 10–
RC–15611 on August 30, 2006, to represent the Employer’s
production and maintenance employees. The election was held
on October 18, 2006, and the Region issued a tally of ballots on
that date. The Union filed objections to conduct affecting the
results of the election on October 25, 2006. The Regional Di-
rector issued his order directing hearing, order consolidating
cases, order transferring cases to the Board and notice of hear-
ing on January 23, 2007.
The complaint allegations are as follows:
Paragraph 7 of the complaint—More closely scrutinizing
and monitoring movements and conversations of employees
because they supported the Union’s organizing campaign
General Counsel contends that on the day following the fil-
ing of the Petition for an election on or about September 1,
2006, the Respondent began closely scrutinizing and monitor-
ing the activities of its production and maintenance employees
because of their support of the Union. Respondent does not
operate an assembly line. Its work is performed by small
groups of individual employees who work in designated areas,
referred to as “cells” in the finishing department. There are
several employees assigned to each cell. There are two princi-
pal areas in the assembly area, the “autoclave” and the Assem-
bly room.” Employees place units of product in the autoclave
area. The “assembly room” is a sealed “clean room” which is
entered through an “airlock” and contains a number of 10-by-
10 foot plastic curtain booths with a single employee assigned
to each one. “Clean room attire” must be worn by all persons
entering the assembly room. Those persons outside the booths
cannot hear conversations within the booths. The Respondent
contends that employees began to more frequently gather and
engage in conversations of nonwork related matters which re-
quired the supervisors to break up groups of employees near the
assembly room booths and finishing cells. Iva Jayne Mayes, a
12-year employee who worked in the finishing department
between August and October 2006, testified that on about Sep-
tember 1, 2006, she saw employees Jeff Lindsey and Rodney
Brownfield engaged in a lengthy conversation in Brownfield’s
“cell.” She was aware that Lindsey was not a union supporter
and that Brownfield was a union supporter. Neither of these
two employees were engaged in work or on break at that time.
Mayes walked over to where the two men were talking. At that
time she was approached by Supervisor Sue Cooper, who told
her to return to her cell, and personally escorted her back to her
cell and also told Mayes that Cooper could not allow “two un-
ion people to gang up on a non-union person.” Mayes testified
that this was the first instance in which supervisor Cooper had
personally escorted her back to her workstation. Mayes testi-
fied that during this same period of time she saw Lindsey en-
gaged in other uninterrupted conversations with both union and
antiunion supporters in the presence of Supervisor Cooper
which lasted up to 30 minutes. Mayes testified that when con-
versations were led by union supporters such as Jay Balcerek,
the supervisors interrupted these conversations. On September
27, 2006, Supervisor Cooper broke up a conversation between
Mayes and Balcerek and told them to go back to work. Finish-
ing department employee Gary Dwayne Sims testified that in
the August to October time frame, the supervisors and manag-
ers on his shift closely watched the individuals in the assembly
department because of their support for the Union. Sims was
employed as an assembler. Sims testified that some of his pro-
jects could be accomplished in 30 minutes whereas others
would take a day and a half to complete. He testified that there
would be “a little down time” between obtaining or receiving
parts and receiving assignments and that during these periods
the employees would help each other and would engage in
general conversation.
Sims further testified that he attended union meetings. At a
union meeting held in September 2006, Union Organizer Har-
vey Durham asked Sims and several other employees to pose
for a picture with a sign stating “Union Yes.” They did so and
held up their clenched fists. The picture was posted on the
Union’s Internet website. Some of Sim’s coworkers told him
that they had seen the picture on the Union’s website. During
the same time period Supervisor Greg Campbell, in the pres-
ence of Sims and Supervisor Paul Rigsby, put his fist in the air
and asked Sims what it was. Sims told Campbell he did not
know what he was talking about. Campbell again made a fist,
held it in the air and asked Sims what it was. Sims again said
he did not know. Campbell then turned to Supervisor Rigsby
and asked if he had seen this before and Rigsby replied that he
thought he had seen it before. Supervisors Campbell and
Rigsby denied at the hearing in this case that this incident had
occurred. Sims testified that he noticed a change in Campbell’s
attitude toward him after this incident. Campbell denied that
his attitude toward Sims had changed. Sims testified that after
this incident he noticed Campbell walking up and down the
aisle and that whenever Sims would leave his workstation to
help a coworker or to discuss an issue, Supervisor Campbell
would fold his arms and stare at him. Sims also testified that
during this same time period, he was aware that two of his co-
workers, Mike Martin and Mary Mathis, did not support the
Union and that while they had previously communicated only
with each other, after the commencement of the union cam-
paign, they began “talking to everybody . . . (in) all the booths
and talking to everybody, just really outgoing.” Sims also ob-
served that the supervisors did not interrupt the conversations
of Martin and Mathis nor order them back to their workstations.
The Respondent contends that during the campaign employees
began to gather in groups by finishing cells and assembly room
booths and discuss nonwork-related subjects during worktime.
I find that the evidence supports the conclusion that Respon-
dent has, by its supervisors, violated Section 8(a)(1) of the Act
by disparately closely scrutinizing and monitoring the conver-
sations of its production and maintenance employees. I credit
the testimony of Mayes and Sims who were current employees
PPG AEROSPACE INDUSTRIES
111
at the time they testified in this regard. I find that the Respon-
dent through its supervisors was more closely monitoring and
scrutinizing the movements and conversations of its prounion
employees while permitting antiunion employees to engage in
lengthy conversations without interruption.
Paragraph 8 of the complaint—Threatening its Employees
with Loss of Benefits Because of their Support of the Union
Mayes testified that on about September 1, 2006, Supervisor
Cooper told her, she would probably lose her “Salary Continu-
ance” benefit if she and her co-employees voted to elect the
Union as their collective-bargaining representative. Cooper
also asked Mayes if she had ever missed a paycheck. This was
a meaningful threat as Mayes testified that because of knee
problems, she had made extensive use of the “Salary Continu-
ance” benefit and was then currently on a partial disability
status. Although Cooper denied having made such a threat, I
credit Mayes’ testimony who was a current employee at the
time she testified and was not an alleged discriminatee. Her
testimony was likely to be true. I find that this threat was viola-
tive of Section 8(a)(1) of the Act and destructive of the em-
ployees’ Section 7 rights to engage in protected concerted ac-
tivities. This was a threat of reprisal for engaging in protected
concerted activities. It was not tempered in any manner by
tying it to the give and take of collective bargaining. It was not
a mere factual statement of the realities or stated as an opinion
but clearly was a threat of loss of a benefit if the employees
chose union representation. See Overnite Transportation Co.,
329 NLRB 990 (1999), enfd. 240 F.3d 325 (4th Cir. 2001).
RE: threat of loss of future pay increases; Abramson, LLC, 345
NLRB 171, 174 (2005); Re: threat of loss of benefits and that
the company would probably close its doors if the employees
voted in favor of union representation; International Harvester
Co., 222 NLRB 377 (1976); Re: threat of loss of healthcare
benefits, sick pay and vacation. In the instant case before me,
Supervisor Cooper’s threat of loss of benefits because of the
employees’ support of the Union was violative of Section
8(a)(1) of the Act.
Complaint Paragraphs 9(a), 9(b), and 9(c)
Complaint Paragraph 9(a)—Threatening employees with
the inevitably of a strike if they selected the Union as their
bargaining representative
Complaint Paragraph 9(b)—Replacement of striking em-
ployees, and
Complaint Paragraph9(c)—Futility of supporting the Union
Sandra Lingo Hansen has been an assembler the last 2 years.
She inspects and installs windows and windshield’s internal
components. Her supervisor is Greg Campbell. She testified
that during the last week of September 2006 Campbell ap-
proached her with antiunion literature in hand and issued a
number of threats if the Union won the election. He told her he
had spoken to 50 of her fellow workers and that they had told
him that they would not cross a picket line if the Union called a
strike. He also told her that if the Union won the election she
would need to go on strike as a strike was the Union’s only
power and that she could be replaced if she went on strike. He
also told her that the Union would be forced to go on strike as
the Respondent would not give the Union a contract. He also
told her that if she went on strike, she would be permanently
replaced and thus, lose her job. He ended the conversation by
telling Hansen to be prepared to strike. Later on October 17,
2006, he told her he hoped the Union lost the election.
Campbell denied having made these threats. However, I
credit Hansen’s testimony and find that he did in fact make
these threats as testified to by Hansen. I found Hansen to be a
credible witness and note that she is a current employee who is
not involved in this case as an alleged discriminatee and find
that it is likely that her testimony is truthful. The threats made
by Campbell to Hansen were not protected under the Act.
Rather they were inherently destructive of Hansen’s right to
engage in protected concerted activities under Section 7 of the
Act. They were unlawful interference with the election. NLRB
v. Gissel Packing Co., 395 U.S. 515 (1969); Gold Kist, Inc.,
341 NLRB 1040 (2001); and Flexisteel Industries, 316 NLRB
745 (1995).
Complaint Paragraph 10—Creating the Impression Among
Employees that Their Union Activities were
Under Surveillance
On October 16–17, 2006, the Respondent increased the num-
ber of supervisors on the second and third shifts in anticipation
of the possibility of a need for greater supervision as the result
of tension among the employees at the plant concerning the
upcoming election set for October 18, 2006. The increase in
supervision was modest. Whereas, the first shift was normally
staffed with 260 to 275 employees and 15 to 20 supervisors;
there was no increase in supervision on this shift. Rather, two
supervisors from the first shift were assigned to supplement the
supervision on the second shift and on the third. The second
shift had a complement of 140 employees and 1 to 2 supervi-
sors, the third shift normally had a complement of 70 to 75
employees and 1 supervisor. Respondent’s witnesses, Opera-
tions Manager Mitchell Bruce and Director of Human Re-
sources John Faulds, testified that there was tension in the plant
concerning the upcoming election which was contributing to a
loss of production. They also testified to three instances of
suspected sabotage in which product had been intentionally
damaged and of the serious safety concerns about the infliction
of damage to its products which could threaten the life and
safety of airplane crews and passengers if the integrity of the
windshields and windows were compromised. Additionally
Bruce testified that he was informed by an employee that the
employee had been threatened with damage to his property and
physical harm if he did not support the Union. They also testi-
fied that there was tension on the plant floor as groups of em-
ployees were gathering together to discuss the upcoming elec-
tion.
I find that the General Counsel did not make a prima facie
case of the creation of unlawful surveillance among the em-
ployees by Respondent. As noted above, the increase of super-
vision on the second and third shifts was modest. There was no
increase in supervision on the first shift. I credit the testimony
of Respondent’s witnesses, Bruce, Willey, and Faulds, concern-
ing the loss of production and the sabotage of its products. I
credit the testimony of Bruce and Faulds that there were reports
received from an employee of the threat of property damage
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
112
and violence made by another employee. In Crowley, Milner &
Co., 216 NLRB 443, 444 (1975), the Board held there was no
objectionable evidence of surveillance because of the em-
ployer’s increase in supervision in a 2-week period prior to the
election. It is undisputed that sabotaged products could cause
an airplane disaster if they were installed in an airplane.
Clearly, the Respondent had the right and responsibility to en-
sure that there was no interference with the production of safe
products in the operation of its business and in view of the
threat to all who were affected by their installation in airplanes.
I find this allegation of the complaint should be dismissed.
With regard to Objection 1, I find that the Employer engaged
in objectionable conduct as well as a violation of Section
8(a)(1) of the Act by more closely securitizing and monitoring
the movements and conversations of employees because they
supported the Union’s organizing campaign. This conduct
occurred during the critical period.
With regard to Objection 3, I find that the Employer engaged
in objectionable conduct as well as a violation of Section
8(a)(1) of the Act by threatening its employee with loss of
benefits if she supported the Union. This conduct also occurred
during the critical period.
With regard to Objection 5, I find that the Employer engaged
in objectionable conduct as well as violations of Section 8(a)(1)
of the Act by threatening employees with the inevitability of a
strike if they selected the Union as their bargaining representa-
tive, by threatening its employees with replacement if they
went on strike in support of the Union, and by informing em-
ployees that it would be futile for them to select the Union as
their bargaining representative because the Union would never
get a contract from the Employer. These threats occurred dur-
ing the critical period.
Objection 8 shall be overruled as the evidence did not estab-
lish that the Employer engaged in the creation of unlawful sur-
veillance.
Objection 10 shall be overruled as no evidence was submit-
ted at the hearing in support of this objection.
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of Sec-
tions 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) of the Act by:
(a) More closely scrutinizing and monitoring the movements
and conversations of its employees because of their support of
the Union.
(b) Threatening loss of benefits because its employees sup-
ported the Union.
(c) Threatening its employees with the inevitability of a
strike if its employees selected the Union as their collective-
bargaining representative.
(d) Threatening its employees with replacement if they sup-
ported a strike by the Union.
(e) Informing employees it would be futile for them to select
the Union as their collective-bargaining representative because
the Union would never get a contract from the Respondent.
4. The Respondent did not violate the Act by creating the
impression that the employees’ union activities were under
surveillance.
5. The Employer did not engage in objectionable conduct as
alleged in Objection 10.
In view of my finding of a violation of the Act as alleged in
complaint paragraph 7, I find that Objection 1 should be sus-
tained.
In view of my finding of a violation of the Act as alleged in
complaint paragraph 8, I find that Objection 3 should be sus-
tained.
In view of my finding of a violation of the Act as alleged in
complaint paragraphs 9(a), 9(b), and 9(c), I find that Objection
5 should be sustained.
In view of my finding of no violation of the Act as alleged in
complaint paragraph 10, I find that Objection 8 should be over-
ruled.
I find that the Charging Party failed to establish that the em-
ployer abused the election process as asserted in Objection 10
and accordingly find that Objection 10 should be overruled.
THE REMEDY
Having found that the Respondent has engaged in the above
violations of the Act, it shall be recommended that Respondent
cease and desist therefrom and take certain affirmative actions
designed to effectuate the purposes and policies of the Act and
post the appropriate notice.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended3
ORDER
The Respondent, PPG Industries, Inc., Huntsville, Alabama,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) More closely scrutinizing and monitoring the movements
and conversations of its employees because of their support of
the Union.
(b) Threatening loss of benefits because its employees sup-
port the Union.
(c) Threatening its employees with the inevitability of a
strike if they select the Union as their collective-bargaining
representative.
(d) Threatening its employees with replacement if they sup-
port the Union.
(e) Informing employees it would be futile for them to select
the Union as their collective-bargaining representative because
the Union would never get a contract from the Respondent.
(f) The allegation that Respondent unlawfully violated the
Act by creating the impression that the employees’ union ac-
tivities were under surveillance shall be dismissed.
(g) In any like or related manner interfering with, restraining,
or coercing its employees in the exercise of their rights under
Section 7 of the National Labor Relations Act.
2. Take the following affirmative actions to effectuate the
3 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
PPG AEROSPACE INDUSTRIES
113
policies of the Act.
(a) Within 14 days after service by the Region, post copies of
the attached notice marked “Appendix”4 at its facility in Hunts-
ville, Alabama. Copies of the notice, on forms provided by the
Regional Director for Region 10, after being signed by the Re-
spondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
days in conspicuous places, including all places where notices
to employees are customarily posted and shall mail a copy of
the notices to all employees who were employed at its Hunts-
ville facility during the period August 1 to October 18, 2006.
Reasonable steps shall be taken by Respondent to ensure that
the notices are not altered, defaced, or covered by any material.
In the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since August 2006.
(b) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the proceeding in Case 10–RC–
15611 be severed and remanded to the Regional Director5 for
appropriate action. I recommend that the challenged ballots of
the temporary employees be counted. I recommend that the
challenged ballots of the lead men be set aside and not counted.
In the event that the challenged ballots and the revised tally
show a majority in favor of the Union, I recommend that the
election be certified by the Regional Director, as there will be
no need for a second election. In the event that the challenged
ballots and the revised tally do not show a majority in favor of
the Union, I recommend that the election be set aside as the
aforesaid finding of the objections has destroyed the laboratory
conditions of the first election and the Employer should not
benefit therefrom. An employer’s preelection conduct must not
contain any threat of reprisal. NLRB v. Gissel Packing Co., 395
U.S. 575 (1969). See Dominion Engineered Textiles, Inc., 314
NLRB 571 (1994).
APPENDIX
NOTICE TO MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading, “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
5 Under the provisions of Sec. 102.69 of the Board’s Rules and
Regulations, Exceptions to this Report may be filed with the Board in
Washington, DC within 14 days from the date of issuance of this Re-
port and recommendations. Exceptions must be received by the Board
in Washington by [date].
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain on your behalf with
your employer
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT more closely scrutinize and monitor the move-
ments and conversations of our employees because of their
support of the International Union, United Automobile, Aero-
space and Agricultural Implement Workers of America, AFL–
CIO (the Union).
WE WILL NOT threaten our employees with loss of benefits
because of their support of the Union.
WE WILL NOT threaten our employees with the inevitability of
a strike if they select the Union as their collective-bargaining
representative.
WE WILL NOT threaten our employees with replacement if
they support the Union.
WE WILL NOT inform our employees it would be futile for
them to select the Union as their collective-bargaining repre-
sentative because the Union would never get a contract from us.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce our employees in the exercise of your rights
under Section 7 of the National Labor Relations Act.
PPG AEROSPACE INDUSTRIES, INC.
Gregory Powell, Esq., for the General Counsel.
John J. Coleman III and Amy K. Jordan, Esqs., for the Respon-
dent Employer.
George N. Davies, Esq., for the Charging Party Petitioner.
SUPPLEMENTAL DECISION
LAWRENCE W. CULLEN, Administrative Law Judge. I issued
my Decision in this case on October 19, 2007, finding, inter
alia, that the Respondent violated the Act by more closely scru-
tinizing and monitoring the movements and conversations of its
employees because of their support of the Union and by threat-
ening loss of benefits because its employees supported the Un-
ion. My finding regarding the allegation of scrutinizing and
monitoring was based upon several incidents including an inci-
dent on September 1, 2006, in which Supervisor Sue Cooper
directed prounion employee Iva Mayes not to become involved
in a conversation between prounion employee Rodney Browns-
field and antiunion employee Jeff Lindsey because she
“couldn’t let two Union people gang up on a non-union per-
son.”1 With regard to the threat relating to benefits, I found
that Supervisor Cooper told employee Mayes that employees
“would probably lose that [their salary continuance benefit]
with all this union stuff.” A representation election was held in
an appropriate unit of the Respondent’s employees on October
18, 2006. The critical period was from August 30 until October
1 My initial decision refers to Brownfield, as does the Respondent’s
brief, which also spells Lindsey as Lindsay. The spellings used herein
are as the names appear in the transcript.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
114
18, 2006. The Union filed timely objections to conduct affect-
ing the election. I found that the foregoing and other conduct
constituted objectionable conduct and that the conduct occurred
within the critical period.
On September 30, 2008, the Board, in PPG Aerospace In-
dustries, 353 NLRB 223 (2008), inter alia, remanded this case
to me “for the limited purposes of (a) reconsidering . . . [my]
crediting of [employee Iva] Mayes over [Supervisor Sue] Coo-
per regarding these two statements, (b) explaining, more fully,
the basis for . . . [my] credibility determinations upon reconsid-
eration, and (c) modifying, if necessary, . . . [my] credibility
based findings that Cooper’s disputed statements violated Sec-
tion 8(a)(1).”
Although my decision points out that Mayes was a current
employee, the Board states that I did not adequately explain my
credibility resolutions. With regard to the first statement, the
Board notes that my decision did not state that Cooper denied
making the statement. With regard to both statements, the
Board notes that Mayes did not include either statement in a
handwritten incident report that she gave to the Union and that
she “offered no explanation” for the omission.
The unsworn handwritten incident report that Mayes pro-
vided to the Union was received as Respondent’s Exhibit 2.
After being confronted with the omission of the two statements
in the handwritten incident report, omissions that Mayes ac-
knowledged, she spontaneously stated that “[w]hen I did the
statement I had notes,” thereby implying that the notes con-
tained the statements. In earlier testimony, Mayes had stated
that her notes were at her home. Counsel for the Respondent
did not request that she retrieve the notes or inquire further with
regard to the contents of the notes to which Mayes referred.
Thus, although Mayes gave no specific explanation for the
omission of the statements in the incident report, no explana-
tion was sought. Whether her notes contained the statements
was not established on the record.
The issue, of course, is not what Mayes wrote in the unsworn
report or in her notes, but what Supervisor Cooper said. Mayes
provided a pretrial affidavit to the Regional Office that was
provided to counsel for the Respondent at the hearing. Counsel
did not examine Mayes with regard to any discrepancies be-
tween her sworn testimony and her pretrial affidavit. I am sat-
isfied that, had there been any discrepancy, counsel for the
Respondent would have pointed that out.
My decision implies that Cooper denied the “gang up” state-
ment insofar as it does not state that Mayes’ testimony regard-
ing the “gang up” statement was uncontradicted, and it does
credit Mayes, pointing out that she was a current employee.
I am mindful that one’s status as a current employee, al-
though a “significant factor” among other factors in resolving
credibility, creates no presumption of truthfulness. However,
precedent establishes that “the testimony of current employees
which contradicts statements of their supervisors is likely to be
particularly reliable because these witnesses are testifying ad-
versely to their pecuniary interest.” Flexsteel Industries, 316
NLRB 745 (1995).
In making my initial decision, I considered all of the evi-
dence before me. There was nothing in the demeanor of either
Mayes or Cooper that enhanced or detracted from their credibil-
ity. I based my credibility determinations upon various factors
including, but not limited to, Mayes’ status as a current em-
ployee, Cooper’s status as a supervisor, established facts, “in-
herent probabilities, ‘and reasonable inferences which may be
drawn from the record as a whole.’” Daikichi Sushi, 335
NLRB 622, 623 (2001).
Consistent with the Board’s remand, I have reconsidered my
crediting of Mayes and shall explain in more detail the basis for
my credibility determinations based upon the evidence.
With regard to the first statement, Mayes explained that, on
September 1, 2006, she left her work area to see what prounion
employee Rodney Brownsfield and antiunion employee Jeff
Lindsey were talking about at Lindsey’s work station, referred
to as a work “cell.”2 Cooper “came over” and told Mayes that
she needed to go back to work, that she, Cooper, “couldn’t let
two Union people gang up on a non-union person.” Cooper
then escorted Mayes back to her work cell, the first instance
upon which she had done so. The foregoing testimony was
elicited in support of the complaint allegation that the Respon-
dent scrutinized and monitored the movements and conversa-
tions of union supporters.
Supervisor Cooper’s first denial of the “gang up” comment
followed testimony elicited by counsel for the Respondent who
asked whether she recalled a conversation “involving a ques-
tion by Rodney Brownsfield during the month or so prior to the
election.” In response to that question, without specifying a
date, Cooper related that she observed at least four employees
at Lindsey’s work cell: Lindsey, Brownsfield, and John Smith
and Dan Utter. Cooper approached them and the employees
asked her about a posting concerning layoff priority between
PPG and contract employees. According to Cooper, employee
Brownsfield asked for a copy of the posting. She testified that
Mayes left her work cell to join the conversation, and that she,
Cooper, told Mayes “to go back to your work station,” that
everybody “needs to go back.” She denied walking back with
Mayes to Mayes’ work cell. She denied making the “gang up”
comment at that time. Counsel for the Respondent later asked
Cooper, “Did you ever say that to her whether it was that con-
versation or any other?” Cooper answered, “No.” Cooper was
not asked whether she had, on any other occasion, escorted
Mayes back to her work station.
The posting regarding layoff priority is dated August 21,
2006. There is no evidence that it was still a topic of conversa-
tion on September 1, 2006, 2 days after the representation peti-
tion was filed on August 30, 2006. None of four employees
that Cooper identified as participating in the conversation testi-
fied, thus her testimony was uncorroborated. Cooper did not
place a date upon her conversation with the four employees
regarding the posting.
The predicate for Cooper’s first denial of the “gang up” com-
ment was the foregoing conversation. On that occasion there
was no potential for any ganging up. The conversation was
about the posting, and Cooper was involved in it. The incident
to which Mayes testified related to her attempt to join fellow
2 My initial decision incorrectly states that Mayes testified that the
conversation occurred at Brownsfield’s work cell. She testified that the
conversation was at Lindsey’s work cell.
PPG AEROSPACE INDUSTRIES
115
prounion employee Brownsfield in what, at that time, was a
one-on-one conversation between him and antiunion employee
Lindsey. Mayes testified that Cooper prevented her from doing
so. The fact that, after Cooper’s first denial, counsel asked her
if she made the “gang up” comment, “whether it was that con-
versation [the posting conversation] or any other,” was obvi-
ously necessary in order to establish a denial of the incident to
which Mayes testified. I do not credit that denial.
“Gang up” is a colloquial expression. Mayes attribution to
Cooper of the colloquial statement, “gang up on a non-union
person” did not seem rehearsed or fabricated. This was not the
group gathering in which Cooper participated. Mayes was
seeking to join prounion employee Brownsfield at Lindsey’
work cell, and Cooper did not want them to “gang up.” Upon
reconsideration, I reaffirm my finding that, when Mayes at-
tempted to join the conversation between Brownsfield and
Lindsey, Supervisor Cooper stated to Mayes that she “couldn’t
let two Union people gang up on a non-union person” and then
escorted Mayes back to her work station.
Regarding the second statement relating to a threat of loss of
benefits, salary continuance is a benefit, full pay, given to em-
ployees under a doctor’s care after the employee misses 6 days
of work. The length of time that the benefit is paid is depend-
ent upon “how long you have been employed at PPG.” As
noted in my initial decision, Mayes had been a beneficiary of
that benefit, and had received salary continuance during a pe-
riod when Cooper was her supervisor.
Mayes testified that, on September 1, 2006, when Cooper
had escorted her back to her work station, Cooper stated that
she was “afraid of the unknown and would rather go with the
known.” She asked Mayes whether she had “ever missed a
paycheck,” and Mayes answered, “No.” Mayes reminded Coo-
per that she had received salary continuance. Cooper did not
deny that she was aware that Mayes had received salary con-
tinuance. Cooper stated that “we would probably lose that
[salary continuance] with all this union stuff.”
Cooper denied asking Mayes whether she had ever missed a
paycheck or stating that employees would probably lose salary
continuance, but she admitted discussing salary continuance in
response to questions from “people,” none of whom she identi-
fied as Mayes. She testified, “I know I was asked about salary
continuance, would that go away, and the only response that I
had was that as far as PPG, none of our union plants had the
benefit of salary continuance.” The Respondent’s brief notes
that Supervisor Cooper’s statement was “truthful information,”
and that it was “both lawful and appropriate” for her to convey
that information.
Insofar as Cooper acknowledged answering questions about
salary continuance from “people,” albeit not Mayes, I find it
incredible that Cooper would not have mentioned salary con-
tinuance to Mayes in view of her awareness that Mayes had
received the benefit. I credit Mayes that Cooper did speak with
her about salary continuance. Cooper’s failure to acknowledge
any such conversation with Mayes suggests that, when speak-
ing with Mayes, Cooper phrased the truthful information, “none
of our union plants had the benefit,” as a threat: “[W]e would
probably lose that [salary continuance].” Upon reconsideration
I reaffirm my finding that Cooper, who admitted informing
other employees that “none of our union plants had the benefit
of salary continuance,” informed Mayes, who is a current em-
ployee and not a discriminatee, that “we would probably lose
that [salary continuance] with all this union stuff.”
I have reconsidered my crediting of Mayes and have reaf-
firmed and more fully explained my basis for those credibility
determinations. Having reaffirmed those determinations, I need
not modify my findings regarding the alleged 8(a)(1) viola-
tions.3
3 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings shall, as provided in Sec. 102.48 of
the Rules, be adopted by the Board and all objections to them shall be
deemed waived for all purposes.