355 NLRB 307
Chrysler, LLC
CHRYSLER, LLC
355 NLRB No. 54
307
Chrysler, LLC and Local 412, International Union,
United Automobile, Aerospace and Agricultural
Implement Workers of America (UAW), AFL–
CIO. Cases 7–CA–50862 and 7–CA–50863
July 16, 2010
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS SCHAUMBER
AND BECKER
On September 9, 2008, Administrative Law Judge Earl
E. Shamwell Jr. issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, and the
General Counsel filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Chrysler, LLC, Auburn Hills,
Michigan, its officers, agents, successors, and assigns,
shall take the actions set forth in the Order.
Eric S. Cockrell, Esq., for the General Counsel.
K.C. Hortop, Esq. and John T. Landwehr, Esq. (Eastman &
Smith Ltd), of Novi, Michigan, and Toledo, Ohio, for the
Respondent.
DECISION
STATEMENT OF THE CASE
EARL E. SHAMWELL JR., Administrative Law Judge. These
consolidated cases were heard by me on April 21 and 22, 2008,
in Detroit, Michigan, pursuant to an original charge filed by
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 The Respondent excepted to the judge’s decision to deny its re-
quest to defer to arbitration the parties’ dispute over the Union’s infor-
mation requests. Pursuant to Collyer Insulated Wire, 192 NLRB 837
(1971), the Board has consistently refused to defer information disputes
to arbitration. See, e.g., Shaw’s Supermarkets, 339 NLRB 871, 871
(2003). Member Schaumber would defer information disputes to arbi-
tration where an information request is encompassed by the parties’
contractual arbitration clause. See Team Clean, Inc., 348 NLRB 1231,
1231 fn. 1 (2005). In the absence of a majority to reverse Board prece-
dent in this case, Member Schaumber need not reach the issue of
whether deferral is appropriate here. Rather, he agrees to apply current
Board law and adopt the judge’s decision.
Local 412, International Union, United Automobile, Aerospace
and Agricultural Implement Workers of America (UAW),
AFL–CIO (the Union) in Case 7–CA–50862 on November 15,
2007, against Chrysler, LLC (the Respondent) and an original
charge in Case 7–CA–50863 filed by the Union against the
Respondent, also on November 15, 2007.
On January 29, 2008, the Regional Director for Region 7 of
the National Labor Relations Board (the Board) issued his order
consolidating cases and complaint, and scheduled the matter for
hearing. Having been granted an extension of time to file its
answer by the Regional Director, the Respondent on February
15, 2008, timely filed its answer to the consolidated complaint,
essentially denying the commission of any unfair labor prac-
tices.
The consolidated complaint alleges that the Respondent vio-
lated Section 8(a)(1) and (5) of the National Labor Relations
Act (the Act) by failing to provide the Union with certain in-
formation requested by it on several occasions in calendar year
2007.1
At the hearing, the parties were represented by counsel and
were afforded full opportunity to be heard, examine and cross-
examine witnesses, and introduce evidence. On the entire re-
cord, including my observation of the demeanor of the wit-
nesses and after considering the posthearing briefs of the Gen-
eral Counsel and the Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a limited liability corporation, with an of-
fice and business in Auburn Hills, Michigan, has maintained
offices, plants, and places of business in various States through-
out the United States and has been engaged in the manufacture,
nonretail sale, and distribution of automobiles and other auto-
motive products.2
During calendar year 2007, a representative period, in con-
ducting its operations the Respondent derived gross revenues in
excess of $500,000 and purchased and received at its Michigan
facilities goods and materials valued in excess of $50,000 from
points outside the State of Michigan. The Respondent admits,
and I find, that it is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION
The Respondent admits, and I find, that the Union is a labor
organization within the meaning of Section 2(5) of the Act.
1 All events pertinent to the charges herein occurred in 2007.
2 The parties have stipulated and agreed that this matter only in-
volves the Respondent’s facility located at 1000 Chrysler Drive, Au-
burn Hills, Michigan 48326.
[Note: the complaint states incorrectly that the facility in question is
located at 800 Chrysler Drive. The Respondent’s counsel corrected the
address on the record.]
DECISION OF THE NATIONAL LABOR RELATIONS BOARD
308
III. BACKGROUND3
Since at least 1978, the Union (through the International) has
been the statutory exclusive collective-bargaining representa-
tive of about 60 different bargaining units composed of around
2900 employees of the Respondent.4 The subject of this pro-
ceeding is unit 1 of Local 412 which is composed of around
500 employees employed at the Auburn Hills Chrysler Tech
Center. Unit 1 employees include designers, body, chassis
electrical dry modelers, DDL specifiers, woodshop checkers,
clerks, graphic illustrators, and graphic analysts. Graphic illus-
trators are members of the bargaining unit represented by Local
412; the graphic analysts are not members of the bargaining
unit represented by the local. The Respondent admits that the
graphic illustrators are a constituent part of the employees of
this unit of employees of the Respondent deemed appropriate
for the purposes of collective bargaining within the meaning of
Section 9(b) of the Act.
On May 4, 2007, the Union through one of its officers, Rich-
ard Harter, sent via email the following memorandum to John
Borowski,5 manager of the Respondent’s engineering graphics,
standards, and information security department in which the
graphic illustrators were employed.
Dear John:
Please provide me with the following information:
1. A copy of the complete APL presentation from
4/19/07.
3 Certain matters associated with this case are not in dispute or are
not necessarily material to the resolution of the controversy. In this
section, I have treated certain matters of record as established fact
either because the parties have stipulated and agreed to their veracity,
the matters involved are not in serious dispute, or are based on the
corroborated, hence credible, evidence deserving of credit. To the
extent, contrary evidence was adduced at the hearing, I have not cred-
ited that evidence.
4 GC Exhs. 3, 4, and 5 incorporate the relevant collective-bargaining
agreements between the parties covering the periods September 29,
2003, through September 14, 2007 (GC Exh. 3); and October 12, 2007,
the approximate date of the parties’ latest agreement (GC Exh. 4).
Around August 3, 2005, the Respondent and Local 412 entered into a
supplemental agreement (GC Exh. 5). At the hearing, the Respondent
stipulated and agreed to the authenticity of GC Exhs. 3 and 5.
The Respondent also agreed that 2007 UAW/Chrysler contract set-
tlement agreement (unpublished letters) (GC Exh. 4) has been pub-
lished by the UAW, but that in this form does not reflect the parties’
current agreement. I received GC Exh. 4 based on the credible testi-
mony of Richard Harter, a current officer of Local 412, that the docu-
ment represents the Union’s current collective-bargaining agreement
with the Respondent, although it had not been officially published at
the time of the hearing. Notably, this latest agreement, whether pub-
lished or not, does not vary materially from the expired agreement, and
in fact includes the evidently agreed-upon amendments to the current
agreement.
It should be noted that under and pursuant to the collective-
bargaining agreements in question, the International Union has as-
signed its representative responsibilities for unit 1 to Local 412.
5 Borowski is an admitted supervisor; however, he did not testify at
the hearing.
Please provide the information by 5/11/07. If you
have any questions or need clarification please feel free to
call.6
On May 16, 2007, Borowski responded by e-mail to
Harter’s request as follows:
Rich,
We are in receipt of your Request for Information
dated 05/04/2007. We are currently reviewing the request
and determining what information is relevant and/or avail-
able. We will respond within a reasonable amount of
time.7
On May 23, 2007, Borowski emailed Harter informing him
that the Respondent’s response to the Union’s May 4 email had
been left at his (Borowski’s) desk, and that Harter could either
pick it up there or have it emailed through the Chrysler Internal
Mail System. (CIMS).8
The Respondent’s response in full stated the following:
To: Rich Harter
Steward–Local 412 Unit 1 District 2
Re: request for information dated 05/04/07 –
“A copy of the complete APL presentation from 4/19/07”
The AP presentation was presented to the Graphic Illustrators
for educational reasons as a result of questions raised by some
of the Employees in my department. The presentation pro-
vided insight on the role of the APL group and how EBOM
interfaces with our department functions.
The work preformed by the APL group has always been per-
formed by Non-Bargaining Unit Employees. As a result,
Management does not see the relevance of providing informa-
tion about the group, over and above what was presented to
the group on 4/19/07.9
On October 2, 2007, the Union, through Mike Birr, serving
as the recently elected steward for unit 1, sent the following
memorandum to Borowski.
Re: Grievances 07–1–2023–2063
Date: 10/02/07
Dear John;
In order to properly prepare for the above and possible
future grievance meetings, please provide me with the fol-
lowing information;
1. A copy of the complete APL presentation from
4/19/07 (second request). This Information is absolutely
necessary for the Union to prepare for grievance meetings
and will establish the Union’s claim the purpose of the
presentation was for the undermining of the Union.
6 See GC Exh. 12, a copy of this memorandum. APL stands for Ad-
vance Parts List. It should be noted at this time Harter was serving as
the steward for unit 1.
7 See GC Exh. 13.
8 See GC Exh. 14, a copy of this memorandum.
9 See GC Exh. 15. The memorandum is dated May 22, 2007.
CHRYSLER, LLC
309
2. Copies of all educational training received/earned
by the following Supervisors including but not limited to:
formal education (degrees, etc.), enrichment training, work
provided training (violence in the workplace, labor rela-
tions training/counseling etc.).
Judy Petrovich
Dough Mehki
Randy Querro
Deborah Stephens
Tom Melnychenko
John Borowski (Manager)
3. Copies of all complaints made regarding the fol-
lowing Supervisors by present and former employees in-
cluding but not limited to: verbal and written complaints,
non-unit 1 grievances, NLRB charges, FMLA charges and
Labor Relations behavioral counseling etc.
Judy Petrovich
Doug Mehki
Randy Querro
Deborah Stephens
4. Copies of all reviews for the following Supervisors
which covered any periods/years they supervised graphics
employees.
Judy Petrovich
Dough Mehki
Randy Querro
Deborah Stephens
Tom Melnychenko
John Borowski (Manager)
5. The total amount of hours spent on the following
responsibilities. Also, please furnish the names of the em-
ployees that have performed the work and hours spent on
each responsibility. If actual numbers are not available
please approximate to the best of your ability.
Sales and Marketing
Owners Manuals
Labels
DTO
MOPAR
Corp. Quality–Service Kits
DCA
Product & Process Integration Wall
Component Analysis
Graphic Analyst Support
Data Sets
Misc. Engineering
Virtual Fleet
This request is made without prejudice to the Union’s
right to file subsequent request. Please provide the infor-
mation by 10/12/07. If any part of this letter is denied or if
any material is unavailable, please provide the remaining
items as soon as possible, which the Union will accept
without prejudice to its position that it is entitled to all
documents and information called for in the request. If
you have any questions or need clarification please feel
free to call.10
On October 3, 2007, Harter, now serving as chairman of the
unit 1 bargaining unit, directed a letter to Borowski regarding
the issue of outsourcing/offloading. The letter stated as fol-
lows:
Dear John;
In order to assure contractual compliance regarding
outsourcing, please provide the following information;
1. Dates and briefs detailing any discussions or meet-
ings regarding the outsourcing, offloading, or transfer of
operations (excluding transfer of Unit 80 EGIG work) of
any EGIG work sine Sept. 2003. Please include the names
of all parties that were involved in the discus-
sions/meetings.
2. Any solicitations or contractual proposals received
for the outsourcing or offloading of any EGIG work (ex-
cluding current MSX agreement).
3. Any solicitations or contractual proposals submitted
for the outsourcing or offloading of any EGIG work (ex-
cluding current MSX agreement).
This request is made without prejudice to the Union’s
right to file subsequent request. Please provide the infor-
mation by 10/12/07. If any part of this letter is denied or if
any material is unavailable, please provide the remaining
items as soon as possible, which the Union will accept
without prejudice to its position that it is entitled to all
documents and information called for in the request. If
you have any questions or need clarification please feel
free to call.11
On October 2, 2007, Borowski responded as follows to
Birr’s October 2 request for information.
Mike,
We are in receipt of your Request for information
dated 10/02/2007. We are currently reviewing the request
and determining what information is relevant and/or avail-
able. We will respond within a reasonable amount of
time.12
On October 3, 2007, Borowski responded as follows to
Harter’s letter of October 3, 2007:
Rich,
We are in receipt of your Request for information dated
10/03/2007. We are currently reviewing the request and de-
termining what information is relevant and/or available. We
will respond within a reasonable amount of time.13
On December 7, 2007, Borowski responded by letter to
Harter regarding the Union’s October 3, 2007 request for in-
10 See GC Exh. 16. It should be noted that the persons listed in the
letter are admitted supervisors in unit 1.
11 See GC Exh. 20, a copy of the letter.
12 See GC Exh. 27.
13 See GC Exh. 21.
DECISION OF THE NATIONAL LABOR RELATIONS BOARD
310
formation as follows:14
Dear Rich,
Please find my response to your October 3, 2007, Re-
quest for Information below in red:
1. This request is not relevant to any legitimate Union
need. Management notes are not relevant to matters
within the scope of the bargaining unit. General blanket
requests without any link to bargaining unit matters are not
presumptively relevant.
2. This request is not relevant to any legitimate Union
need. General blanket requests without any link to bar-
gaining unit matters are not presumptively relevant.
3. This request is not relevant to any legitimate Union
need. General blanket requests without any link to bar-
gaining unit matters are not presumptively relevant.
On about January 14, 2008, Harter responded to Borowski’s
December 7 letter, stating as follows:15
1. The Union is entitled to information related to any
contemplation of outsourcing/offloading through the M-10
language of the NEA. Therefore, the Union has a very
clear legitimate need for this information in order to com-
ply with the Nat. Agreement procedures.
2. The Union is entitled to information related to any
contemplation of outsourcing/offloading through the M-10
language of the NEA. Therefore, the Union has a very
clear legitimate need for this information in order to com-
ply with the Nat. Agreement procedures.
3. The Union is entitled to information related to any con-
templation of outsourcing/offloading through the M-10 lan-
guage of the NEA. Therefore, the Union has a very clear le-
gitimate need for this information in order to comply with the
Nat. Agreement procedures.
Please let me know if you have any questions.
As of the hearing date, the Respondent has not provided any
of the information requested by the Union.
IV. THE UNION’S RATIONALE AND EXPLICATION OF ITS
INFORMATION REQUESTS
The General Counsel called the following union members to
establish the charges in question.
William Ambrose Cahill testified that he has been employed
by Chrysler for around 30 years, and as a graphic illustrator he
is a member of the Union’s unit 1 at the Auburn Hills facility;
his department is designated EGIG which stands for Engineer-
ing Graphics Illustration Group.
Cahill described his job as one in which he works with de-
14 See GC Exh. 22. Borowski’s response to the October 3 request
tracked the request items which were written in a red highlight font. I
have not included the Union’s request above; rather, I have included
only the Respondent’s response to the three categories of requested
information.
15 See GC Exh. 23. Harter testified that he responded to Borowski,
utilizing Borowski’s December letter to him for the response. I have
included only his response to Borowski, electing not to repeat the con-
tents of the earlier communications.
signed models (parts) and through means of automated com-
puter programs lays out the models into a readable format to
illustrate the assembly process for the parts in question.
Cahill stated that graphic illustrators use programs such as
Deep Exploration or Right Hemisphere to project the assem-
blers to another program called Adobe Illustrator, which in the
end produces two dimensional graphic illustration of an assem-
bly process. Cahill said he uses another company data base
called EBOM—electric bill of materials—which permits the
graphic illustrator to extract part numbers items such as decals,
tire wheels, and trim panels, which are deemed relevant to the
assembly process.
Cahill testified that John Borowski is the manager of the
EGIG department. Cahill stated that around mid-April 2007, he
became concerned about a meeting that was to take place on
April 19 regarding the APL analyst job, a nonbargaining unit
position within his department. Cahill said that it was his belief
that the Company was going to use this meeting as a mecha-
nism to convert bargaining unit employees to nonbargaining
unit positions within the shop. Acting on this concern, Cahill
said he emailed Richard Harter, then the union steward, and
Charles Roose, then acting chairman of the unit, and gave voice
to his concerns, stating as follows:
Subject APL for a Day
We have a meeting/training session scheduled for APL Ana-
lysts “inquiry.” It is for April 19th at 7:30 a.m. It is in Educa-
tion 2K West Concourse. I think this is an area where they in-
tend to try and convert BU’s to NBU’S. Also, the supervision
is going around canvassing people to see if they are interested
in “other” jobs besides the one there [sic] in. Thought this
might be important.
Fraternally yours
Bill16
Cahill said that he again emailed Harter and Roose on April
16, 2007, regarding the APL analyst matter, stating:
Hi Rich and Charles,
Below is the language of the “meeting” regarding the APL
Analyst situation. This was the position that was used to cre-
ate NBU’s in Mr. Biezski’s [Borowski’s boss] last classic
work of union busting. Most of us know how to use EBOM,
most of us have been using it for years. I do not doubt the va-
lidity of needing to learn about the transition from VSC’s to
NPS2 codes, but I think the rest of this is nonsense regarding
this being a “career development opportunity.” That is code
for “do you want to leave the union.” I would like to see
some kind of union protest, I consider this to be a form of har-
assment. The already converted NBU’S are on the invitee
list. They already possess a “higher skill set” than us, I would
think they should know this stuff by now.
This class will discuss some of the common tasks performed
by the APL Analysts. It will give our group the opportunity
to learn more about EBOM, one of our key business tools that
16 GC Exh. 6. Cahill sent this email out to Harter and Roose on
April 13, 2007.
CHRYSLER, LLC
311
we use to create accurate graphics. It will also help us better
prepare for the transition from VSC to NPS2 codes. Finally,
it will give us more insights into the day-to-day functions of
the APL analyst position. This may also help us better under-
stand if the APL analyst role provides a career development
opportunity.17
Yours in solidarity,
Bill
Cahill identified a copy of the APL analyst meeting invita-
tion18 he received for the April 19 meeting from Borowski.
According to Cahill, the listed names included both bargaining
unit and nonbargaining unit members in unit 1. At the time,
according to Cahill, there were eight nonbargaining unit mem-
bers in the EGIG department.
Cahill stated that he attended the April 19 meeting which
was mandatory for all invitees,19 which included all 33 bargain-
ing unit members (graphic illustrators); two supervisors, Judy
Petrovich and Randall Querro; John Borowski; Chuck Ked-
mick, a manager of the APL analysts; two APL analysts, Den-
nis Kosar and Jane Roeskl; and Charles Roose for the Union.
On or about May 24, 2007, Cahill said that he emailed to
Harter a list of what he considered the major matters discussed
at the April 19, 2007 meeting.
1. They are grade bands 90 and 91. (Career develop-
ment opportunity.)
2. “It’s not very exciting but provides a lot of oppor-
tunities” (Quote: Jane Roeske). (Career development op-
portunity.)
3. “You come in contact with many other people, and
learn about other opportunities within the corporation”
(Jane Roeske). (Career development opportunity.)
4. “They’re always changing, always moving for-
ward” (Quote: Jane Roeske).
5. Work in screens that we already use on a regular
basis. (“Learn more about EBOM”?)
6. “We are frustrated with many of the same things
you are in using the system” (Quote: Jane Roeske).
7. Reviewed the most common screens in EBOM that
anybody who has ever used the system would know
(Nothing new whatsoever. “Learn more about EBOM”?)
8. The NPS2 numbers are 8 digits. (Lots of info
there.)
17 See GC Exh. 7. Cahill testified that the APL (advanced parts list)
analyst position holder would essentially assemble a vehicle using the
EBOM data base, especially where the vehicle is an upcoming or new
model.
18 See GC Exh. 24.
19 Cahill stated that Julia Petrovich, manager and admitted supervisor
in the department, came around and reminded him and others of the
mandatory nature of the meeting. Cahill said he doublechecked about
the attendance requirement with his immediate supervisor, Randall
Querro, also an admitted supervisor, who confirmed that the meeting
was mandatory for all unit 1 members who were on the list.
9. We don’t have all the bugs worked out on them yet.
(“Help us better prepare for the transition from VSC to
NPS2 codes”?)20
Cahill testified that it was (and is) his belief that the bargain-
ing unit members were being “harassed” because of the Com-
pany’s continued attempts to convert bargaining unit members
to nonbargaining unit positions. Cahill stated that this was the
essence of his concerns he made to the union leadership, and he
believed that the Union should file a grievance over the mat-
ter.21
Richard Harter testified that he has worked for the Respon-
dent for about 23 years currently as a body designer. Harter
stated that he is a member of Local 412, unit 1, and serves as
the chairman of unit 1; he also serves as vice president of Local
412, having been elected to this position in May 2007. Prior to
his election, Harter said that he was the chief steward for Dis-
trict 2, unit 1 of Local 412, a position he held for about 12
years.
Harter stated that Local 412 represents in unit 1 certain em-
ployees, the graphic illustrators which numbered at the time of
the hearing about 27; Harter’s duties and responsibilities as
these employees’ representative include contract and other
negotiations with management, health and safety issues, han-
dling grievances and special arbitrating and monitoring out-
sourcing, and other contractor issues. Harter noted that other
employees in unit 1, more particularly the graphic artists and
graphic analysts, are not bargaining unit members.
Turning to the issues at hand, Harter testified that he re-
ceived several emails from Cahill in which Cahill expressed his
concern that management was attempting to recruit bargaining
unit members—the graphic illustrators—to nonbargaining unit
positions, including the APL analyst position. According to
Harter, Cahill was especially concerned about the April 19 APL
meeting, to which he believed the Respondent invited only
bargaining unit employees for the purpose of recruiting them to
take nonbargaining unit jobs.
Harter said that prior to the meeting, on about April 18, he
contacted Borowski by phone to discuss the purpose of the
April 19 meeting. According to Harter, Borowski told him that
the meeting was strictly educational and informational and
designed to help his EGIG group understand the requirements
of the APL group.
20 See GC Exh. 10.
21 Notably, on April 19, 2007, Cahill later emailed Harter and Roose
about the April 19 meeting and was concerned about what was going
on in the unit.
Hi Rich,
I know your [sic] busy and I know I’m probably a pain in the
behind, but I feel we in the union are being discriminated against.
Judy and Randy both said that this meeting was mandatory, Judy
purposely reminded us all during her bed check that everyone on
the invitee list had to go. But I noticed the NBU boys weren’t,
even though they were on the list. They are not part of the union,
but they are part of the department. So why do we have to go and
not them. Is there some kind of grievance here. I’d be more than
happy to file it, just tell me what to do.
See you tonight,
Bill
DECISION OF THE NATIONAL LABOR RELATIONS BOARD
312
Harter conceded that because of a meeting conflict, he did
not attend the APL meeting on April 19, although he was in-
vited. However, referring to Cahill’s 10:16 a.m. email of April
19 to him (GC Exh. 9), Harter stated that the APL meeting and
Supervisor Judy Petrovich’s involvement with the meeting are
the subject of the Union’s information request of October 2,
2007, in paragraph 12 of the complaint which deals with a
number of grievances filed by the Union.
Harter noted that Cahill’s email was not the only communi-
cation he received about the APL meeting. He noted that after
the meeting, he received telephone calls from other graphic
illustrators who were required to attend the meeting and who
informed him that they, too, viewed the meeting as an attempt
by the Company to entice the graphic illustrators to consider
applying for the APL analyst job, a nonbargaining unit job.
According to Harter, these members told him that pay grades
and benefits were discussed by management at the meeting.
Harter acknowledged that he also received Cahill’s May 24,
2007 email (GC Exh. 10) in which Cahill again expressed his
concerns that management was trying to recruit graphic illustra-
tors to join the APL group.
Harter stated that he requested of Borowski a copy of the
APL presentation, especially the power point presentation, on
May 4, 2007, because he believed that the presentation was not
simply educational and/or informational, but was in fact part of
a recruitment effort that covered pay grades and future oppor-
tunities with Chrysler for the attendees. Harter also noted that
by May 4, 2007, five graphic illustrators had left the bargaining
unit to take nonunion positions.22
Harter testified that on about July 14, 2007, he prepared a
grievance against the Company on behalf of the graphic illus-
trators, alleging in essence that management’s claim that the
April 19 APL meeting was merely an educational meeting was
actually a subterfuge, that in fact the meeting was a “sales
pitch” to encourage the graphic illustrators to leave the Union;
Harter accused the Company of union busting and bargaining in
bad faith. According to Harter, this grievance23 was not actu-
ally filed until August 3, 2007, by which date Michael Birr had
been installed in his newly elected position of chief steward, the
position Harter had vacated due to his elevation to chairman of
District 2.
Harter noted that this grievance is connected to the “purpose
and intent” preamble of the parties’ collective-bargaining
agreement and at the time of the hearing was at the second step
of the contract grievance procedure.24 Harter stated that his
22 Harter named Jamie Smith, Tim Feher, Brian Berlinger, Al
Zieillppo, and Quintin Barber as graphic illustrator members who left
their positions for other nonbargaining unit positions. Notably, all five
of these persons were listed as invited participants to the April 19 meet-
ing. See GC Exh. 24.
23 The Harter/Birr grievance is number 07–01–2023 and is contained
GC Exh. 11. Notably, Birr filed this grievance on August 3, and the
Company through Borowski responded on August 16, 2007, with man-
agement essentially denying the Union’s allegation.
24 See GC Exh. 3, p. 2 of the pertinent collective-bargaining agree-
ment, as follows:
May 4 request for the power point presentation was also predi-
cated in part on this purpose and intent language of the con-
tract and partially because of the history in Borowski’s depart-
ment of graphic illustrators’ being solicited to accept nonunion
positions. Harter also testified that the May 4 request for APL
power point presentation will also help advance the aforemen-
tioned grievance and possibly prove (or disprove) the Union’s
claim that the APL meeting was a recruitment tool and not
educational as claimed by the Company.
Harter stated that aside from Borowski’s response on May 16
and 22, in which he respectively acknowledged receipt of the
May 4 request and denied on grounds of relevance, the request,
the Company has not provided a copy of the complete APL
presentation of April 19, 2007. Harter acknowledged that the
Union did not make a response to Borowski’s refusal to supply
the information at that time.
Turning to the Union’s October 2, 2007 information request,
Harter explained that by the time of this request, the Union had
prepared and/or filed a number of grievances on behalf of unit
employees, including the aforementioned grievance number
07–1–2023, alleging that the Company had replaced bargaining
unit employees by the individual employee’s acceptance of a
nonbargaining unit position; bargained in bad faith; had created
a hostile work environment; harassed bargaining unit employ-
ees; and made veiled threats to bargaining unit employees.25
Harter stated that he prepared the Union’s October 2 request
Purpose and Intent
The general purpose of this Agreement is to set forth terms
and conditions of employment, and to promote orderly and peace-
ful labor relations for the mutual interest of the Corporation, the
employees The parties recognize that the success of the Corpora-
tion and the job security of the employees depend upon the Cor-
poration’s success in building a quality product and its ability to
sell such product.
To these ends the Corporation and the Union encourage to the
fullest degree friendly and cooperative relations between their re-
spective representatives at all levels and among all employees.
25 See GC Exhs. 25, 26, and 28, copies of grievances filed by the Un-
ion 07–1–2024 through 07–1–2060, and 07–1–2063.
Grievances 07–1–2024 through 07–1–2030 (GC Exh. 25) allege that
the Company failed to replace certain unit employees who accepted
nonbargaining unit positions in violation of the provisions of M-9, II
(D) of the collective-bargaining agreement.
Grievances 07–1–2031 through 07–1–2059 (GC Exh. 25) allege that
management created a hostile work environment by soliciting bargain-
ing unit employees to convert to nonbargaining unit positions and hav-
ing such converted workers work “shoulder-to-shoulder” with the bar-
gaining unit workers; by systematically converting bargaining unit
employees to nonbargaining unit employees through offers of increased
salaries, overtime, 401(k) matching, and lease cars; by harassing re-
maining bargaining unit members and telling them if productivity does
not improve, all of these workers could be outsourced.
Grievance 07–1–2060 (GC Exh. 28) alleges that Manager Petrovich
used veiled threats to bargaining unit members and created a hostile
work environment, including threats to outsource their work, if produc-
tivity does not improve.
Grievance 07–1–2063 (GC Exh. 28) alleges that the Company cre-
ated a hostile work environment by manning the EGIG with unqualified
supervision that exhibited a pattern of harassment, dual supervision,
and antiunion behavior to bust the Union.
CHRYSLER, LLC
313
for information for Birr to submit to the Company. Harter
noted that in this letter he renewed his request for a copy of the
April 19 APL presentation because the Company had never
provided the information. Harter also noted that without the
April 19 information the Union could not proceed to step two
of the grievance procedure for grievance 07–1–2023. Harter
added that by this time—October 2007—the Company had
converted more graphic illustrators to nonbargaining unit posi-
tions, which fact influenced the filing of the grievances regard-
ing this development.
Having explained the Union’s request for the APL presenta-
tion materials (item 1), Harter went on to explain the Union’s
need for the other information26 requested in the October 2
letter.
Regarding item 3, which essentially requested complaints
leveled against six supervisors in the EGIG including Petrovich
and Borowski, Harter testified that the Union needed the infor-
mation because of the grievances filed in protest of the alleged
harassment of the unit 1 supervisors. Harter tied this request to
the purpose and intent provisions of the collective-bargaining
agreement which in Harter’s view, pursuant to the duty of the
parties to bargain in good faith, requires the parties to “get
along” with one another in the workplace. Harter noted that
some of the filed grievances related to the supervisors’ harass-
ment of bargaining unit members.
Regarding item 5, which essentially called for the production
of the names of and hours performed by employees in listed
areas of corporate activities or responsibilities, Harter stated
that the Union believed that the Respondent was violating pro-
visions of the collective-bargaining agreement (GC Exhs. 3 and
4). Harter specifically implicated M-10, Memorandum of Un-
derstanding Sourcing and (S-1) Supplemental Agreement On
Preventing Erosion of Bargaining Units of the collective-
bargaining agreement in support of the Union’s request for
information in item 5.
Harter explained that M-10 (pp. 206–218 of the agreement)
deals, inter alia, with outsourcing of unit work by the Company
and essentially entitles the Union to certain information includ-
ing the work planned for outsourcing, the cost of outsourcing,
the employees affected, and a make-buy study so that the Union
can make a counterproposal to keep the work in-house if eco-
nomically feasible. Under the provisions S-1 (pp. 264–268),
according to Harter, the Company agreed not to reassign bar-
gaining unit work so as to erode bargaining covered by the
collective-bargaining agreement, and per the provisions of S-1,
the Company could only make geographic, organizational, or
financial moves for certain stipulated reasons. The Union’s
request was designed to determine if the departments listed in
the request were now under a different manager and whether he
had been moved out of State.
26 Harter testified that item 2 of the October 2 letter is not a part of
the proceeding. (Tr. 92.) I will treat this as a withdrawal by the Union
of the request for the information called for in item 2 (educational
training) of the October 2 request. In likewise, the General Counsel
had indicated in his brief that item 4 of the October 2 request is not part
of the instant proceeding. I will also treat item 4 as withdrawn for
purposes of this litigation.
Harter identified certain documents27 dating from calendar
2006 and 2007 dealing with, inter alia, departmental organiza-
tion, the work of the graphic illustrators, outsourcing, and ema-
nating from the Local Employee Participation Council, a joint
employee-management program whose objective is to deal with
productivity issues.
Harter tied these documents to the Union’s request in item 5
of the October 2 letter, stating that these documents relate to all
the “responsibilities” included in the letter as identified through
the LEPC as bargaining unit responsibilities. Harter said that
the Union needed the requested information to determine who
might be working on plans to outsource these responsibilities,
whether nonunion employees were performing the work for
purposes of any grievance alleging erosion.
Harter cited by way of hypothetical example, if the sales and
marketing work were historically performed by senior workers
but the proposed transfer of the work was to nonunion person-
nel, then a possible violation of the nonerosion provisions of
the collective-bargaining agreement—S-1—could be impli-
cated. Accordingly, the Union made the request for informa-
tion under item 5 to shed light on this issue.
Harter stated that he received a copy of Borowski’s response
(GC Exh. 18) to Birr’s request of October 2, on or about De-
cember 7, 2007. He noted that at no time between October 2
and December 7 did Borowski’s request the Union to clarify or
“narrow” its request, especially as it relates to item 5 which the
Company stated was overly broad and had no nexus to any
matter within the scope of the bargaining unit.
However, Harter identified certain documents—meeting
notes—which came to his attention in November 2007; these
documents pointed to a possible outsourcing of bargaining unit
work by the Respondent. Harter noted that the meeting notes
indicated that the subjects or topics included international engi-
neering discussion; engineering international organizational
review of study teams work and next step; global business
model project measures and incentives, global business model
project-product team; and structure and organization.28
Harter noted that first Borowski was part of the management
group involved in the meetings and discussions about interna-
tional engineering and in fact chaired some of the meetings.
Harter stated that for the Union these notes triggered a sincere
concern that bargaining unit work was possibly scheduled for
possible outsourcing to a foreign country, possibly China.29
27 See GC Exhs. 19(a)–(c).
28 See GC Exh. 19. These meeting notes covered the period July 2
though September 24, 2007. The notes were admitted based on their
being business records maintained by the Respondent.
29 The meeting notes indicate that on July 13, 2007, the agenda for
the first meeting of the Global Business Model Projects Measures and
Incentives was as follows:
Review VP Workshop results on failed post attempts to go
global
Discuss any other issues that may have been overlooked
Perform a group exercise in an attempt to get to the root
causes of resolvable issues of past barriers.
Discuss
meeting
frequency
on
an
ongoing
basis
Borowski is listed as an invitee to this meeting.
Borowski also chaired a meeting, the subject of which
DECISION OF THE NATIONAL LABOR RELATIONS BOARD
314
Turning to the October 3 request for information, Harter
stated that this missive also related in item 1 to the Union’s
concern not only about possible outsourcing of bargaining unit
work as per M-10 of the contract but also offloading (tempo-
rary outsourcing where the bargaining unit employees have
more work than they can handle) of unit work.
Harter said item 2 of the letter also deals with the outsourc-
ing/offloading of EGIG work, including the MSX agreement
which relates to another facility located in Troy, Michigan.
Regarding item 3 of the letter, Harter stated this was a repeti-
tion of item 2 and should be disregarded.
Harter testified that as with the Union’s other requests for in-
formation, the Respondent has not provided any information
and made no effort to seek clarification or narrowing of the
Union’s requests and has not communicated with the Union
about the requests since December 7, 2007.
Michael Birr testified at the hearing and related that he has
been employed by the Respondent since 1981, and as a de-
signer he is a member of the bargaining unit encompassed by
unit 1; Birr currently is the steward for unit 1.30
Birr confirmed that the grievances (related to the October let-
ter) were filed because the former unit members not only were
moved to nonunion positions,31 with more favorable hours and
better computers, but also were assigned in close proximity to
the remaining unit members. Birr said that he received numer-
ous complaints from bargaining unit members about this situa-
tion which included taunting by the former bargaining unit
members of the unit members and in general caused a very
tense work environment for all. Birr also confirmed that a
number of the grievances related to what the Union viewed as
the Respondent’s creation of a hostile work environment
through the supervisors, particularly Judy Petrovich, but others
also who were reprimanding unit members not under their su-
pervision—dual supervising—and generally harassing the bar-
gaining unit members. According to Birr, the Union required
the information sought in the October 2 letter to establish
through the grievance mechanism all of the allegations in the
respective grievances.
Birr also confirmed that the Union’s requests were predi-
cated on various provisions of the collective-bargaining agree-
ment, including the purpose and intent, and unit erosion, and
outsourcing provisions.
V. APPLICABLE LEGAL PRINCIPLES
In Disneyland Park,32 the Board set out long-established
principles applicable to information request cases brought un-
was “discuss International Engineering with Todd Bre-
neiser on July 18, 2007.” The notes indicate as follows:
Discuss aspects of an engagement with China as a followup to our
initial discussionswith Todd and Bill Russo on July 11.
30 Birr stated that his duties include representing about 70 bargaining
unit members, carrying out and enforcing daily the collective-
bargaining agreement, and handling complaints between management
and unit employees. Birr said he has been in this position for about 9
months.
31 Birr related that the individual worker is named in grievances
07–21–2024 through 2030 left the bargaining unit for a permanent
nonbargaining unit position.
32 350 NLRB 1257 (2007).
der Section 8(a)(5) and (1) of the Act.
An employer has the statutory obligation to provide, on re-
quest, relevant information that the union needs for the proper
performance of its duties as collective-bargaining representa-
tive. NLRB v. Truitt Mfg. Co., 351 U.S. 149, 152 (1956); NLRB
v. Acme Industrial Co., 385 U.S. 432, 435–436 (1967). Detroit
Edison Co. v. NLRB, 440 U.S. 301 (1979). This includes the
decision to file or process grievances. Beth Abraham Health
Services, 332 NLRB 1234 (2000). Where the union’s request is
for information pertaining to employees in the bargaining unit,
that information is presumptively relevant and the Respondent
must provide the information. However, where the information
requested by the union is not presumptively relevant to the
union’s performance as bargaining representative, the burden is
on the union to demonstrate relevance. Sunrise Health & Re-
habilitation Center, 332 NLRB 1304 (2000); Associated Ready
Mixed Concrete, 318 NLRB 318 (1995), enfd. 108 F.3d 1182
(9th Cir. 1977); Pfizer, Inc., 268 NLRB 916 (1984), enfd. 736
F.2d 887 (7th Cir. 1985). A union has satisfied its burden when
it demonstrates a reasonable belief, supported by objective
evidence, that the requested information is relevant. Knappton
Maritime Corp., 292 NLRB 236, 238–239 (1988).
Furthermore, the Board instructs that the requesting union’s
explanation of relevance must be made with some precision;
and a generalized conclusionary explanation is insufficient to
trigger an obligation to supply information.33
The Board has held that information concerning bargaining
unit employees is presumptively relevant and is required to be
produced. Contract Flooring Systems, 344 NLRB 925, 928
(2005).
Where the information sought concerns the filing or process-
ing of grievances, the requesting union is entitled to the infor-
mation in order to determine whether it should exercise its rep-
resentative function in the pending grievances, or whether the
information will warrant further processing of the grievance or
bargaining about the matters involved with the grievance. Ohio
Power Co., 216 NLRB 987 (1975), enfd. 531 F.2d 1381(6th
Cir. 1976).
Accordingly, a union is entitled to relevant information dur-
ing the term of a collective-bargaining agreement to evaluate or
process grievances and to take whatever other bona fide actions
are necessary to administer the collective-bargaining agree-
ment. Reno Sparks Citilift, 326 NLRB 1432 (1998).
Information about subcontracting agreements, even those re-
lating to bargaining unit employees’ terms and conditions of
employment, is not presumptively relevant. Therefore, a union
seeking such information must demonstrate its relevance. Sun-
rise Health & Rehabilitation Center, above at 1305 fn. 1.
33 Island Creek Coal Co., 292 NLRB 480, 490 fn. 19 (1989). See
Schrock Cabinet Co., 339 NLRB 182, 182 fn. 6 (2003). It should be
noted that the obverse side of this legal coin requires the employer from
whom information is sought to substantiate the claimed basis for non-
production, seek a narrowing or clarification of the union’s request if it
is overly broad, burdensome, or presents undue financial burden; seek
protection if the production involves confidential (proprietary) informa-
tion. See Island Creek Coal Co., supra; Pulaski Construction Co., 345
NLRB 931 (2005), Watkins Contracting, Inc., 335 NLRB 222 (2001);
Earthgrains Baking Cos., 327 NLRB 605 (1999).
CHRYSLER, LLC
315
The Board uses a broad, discovery-type standard in deter-
mining the relevance of requested information. Potential or
probable relevance is sufficient to give rise to an employer’s
obligation to provide information. Id. To demonstrate rele-
vance, the General Counsel must present evidence either (1)
that the union demonstrated relevance of the nonunit informa-
tion,34 or (2) that the relevance of the information should have
been apparent to the Respondent under the circumstances. See
Allison Corp., 330 NLRB 1363, 1367 fn. 23 (2000); Brazos
Electric Power Cooperative, 241 NLRB 1016–1019 (1979),
enfd. in relevant part 615 F.2d 1100 (5th Cir. 1980). Absent
such a showing, the employer is not obligated to provide the
requested information.
When the union’s request for information involves matters
outside the bargaining unit, thereby making the burden or re-
quirement that it demonstrate relevance of the information
sought, the union’s burden is not an exceptionally heavy one,
essentially only requiring a showing of probability that the
desired information is relevant and that it would be of use to the
union in carrying out its statutory duties and responsibilities.
NLRB v. Acme Industrial Co., supra at 437.35
In Collyer Insulated Wire, 192 NLRB 837 (1971), the Board
adopted standards that would apply to unfair labor practice
cases where the Board would defer to parties the arbitral ma-
chinery before an arbitral award has been rendered. Notably,
Collyer has received wide acceptance by the reviewing courts.
The Collyer “standards” for deferral are as follows:
1. whether the dispute arose within the confines of a
long and productive bargaining relationship and there is no
claim of enmity by the respondent (employer) to employ-
ees’ exercise of protected rights;
2. whether the employer credibly asserted its willing-
ness to resort to arbitration under a clause providing for
arbitration in a very broad range of disputes and unques-
tionably broad enough to embrace the dispute before the
Board; and
3. the conduct and its meetings lay at the center of the
dispute.
Historically, the Board has excluded from Collyer deferral
alleged refusals to furnish information,36 and will refuse to
defer when the applicable collective-bargaining agreement
contains no provision with regard to information disputes.37
Consistent with this approach, the Board, in United Aircraft
Corp, determined that there was specific language in the collec-
34 The Board noted further in Disneyland Park that it will apply a
uniform standard for evaluating the relevance of information requests
involving matters outside the bargaining unit.
35 See also St. George Warehouse, Inc., 341 NLRB 904, 925 (2004),
citing Hertz Corp., 319 NLRB 597, 599 (1995), where the union’s
showing of relevance was deemed not exceptionally heavy and would
be satisfied by some initial but not overwhelming demonstration by the
union.
36 NLRB v. David, Inc., 597 F.2d 782 (1st Cir. 1979); St. Joseph’s
Hospital, 233 NLRB 1116 (1977); A. O. Smith Corp., 223 NLRB 838
(1976); Worcester Polytechnic Institute, 213 NLRB 306 (1974).
37 Team Clean, Inc., 348 NLRB 1231 (2005); Daimler Chrysler
Corp., 344 NLRB 312 (2005).
tive-bargaining agreement concerning the obligation to furnish
information, and that such procedure provided a quick and fair
means to resolve the dispute.38
However, it would appear that if the contract is silent or does
not contain a clear and effective waiver of the union’s right to
the requested information, the Board will not defer. American
Standard, 203 NLRB 1132 (1973); United Parcel Service, 311
NLRB 974 (1993).
The Board, it would appear, views deferral in information
cases as inappropriate because the refusal to furnish relevant
information constitutes interference with the very grievance
procedure to which the employer often urges deference. St.
Joseph’s Hospital, above.
VI. CONTENTIONS OF THE PARTIES
The General Counsel essentially contends that beginning
with the Union’s May 4 request and continuing through De-
cember 7, the Respondent has failed to provide the Union with
information clearly necessary and relevant to carry out its du-
ties as the exclusive collective-bargaining representative of the
unit 1 employees.
The General Counsel asserts that the Union’s duties and re-
sponsibilities implicated in its request for the pertinent informa-
tion include enforcing the parties’ collective-bargaining agree-
ments and jointly administered programs; processing griev-
ances concerning unit erosion, harassment, creation of a hostile
work environment, and threats; and to determine whether the
Union should file additional grievances to enforce the collec-
tive-bargaining agreements.
The General Counsel further asserts that not only has the Re-
spondent refused to provide any of the requested information, it
has not even attempted either to narrow or seek clarification of
the Union’s requests, which, if it had, would be emblematic of
good-faith bargaining.
The General Counsel notes that in showing nothing by way
of cooperation with the Union, the Respondent merely re-
sponded with naked, boilerplate assertions of the nonrelevance
of the information sought. At the trial, its untimely and insin-
cere argument was that the entirety of the requests should be
deferred to the parties’ contractual grievance arbitration process
based on a purported prior agreement—acting as a waiver—to
forward information requests to the parties’ leadership prior to
filing any unfair labor practice regarding information requests.
The General Counsel submits that the Respondent has not of-
fered a defense sufficient to overcome its clear obligation under
the Act to provide the information requested by the Union.
Accordingly, the General Counsel argues that the Respondent
violated Section 8(a)(1) and (5) of the Act.
The Respondent principally39 argued that the allegations of
38 204 NLRB 879 (1972), rev. denied sub nom. Machinists Lodges
700, 743, 746 v. NLRB, 525 F.2d 237 (2d Cir. 1975).
39 The Respondent, for the first time, at the hearing asserted that
three of the Union’s charges were untimely filed per Sec. 10(b) of the
Act. This position cannot be maintained in my view, first, because the
Respondent did not assert this defense in its answer and therefore this
defense is untimely. But more importantly of the charges that arguably
could be considered untimely—mainly the alleged failure to provide
information regarding the APL presentation on May 4—this charge was
DECISION OF THE NATIONAL LABOR RELATIONS BOARD
316
the complaint in their entirety should be deferred to the parties’
collective-bargaining agreement pursuant to the Board’s Col-
lyer policy. The Respondent alternatively contends that the
Union’s requests are not relevant to legitimate union interests;
the Union failed to demonstrate the relevance of the informa-
tion it requested on October 2; and under the circumstances of
this case, the Respondent was under no duty to supply the in-
formation requested by the Union on October 3. Accordingly,
the Respondent submits that it has not violated the Act in any
way.
Conclusions
Based on the above-stated Board authorities, and in agree-
ment in general with the General Counsel, I would find and
conclude that the Respondent violated the Act by not providing
the information requested by the Union on May 4 and October
2 and 3.
First, I note that the Respondent in its responses to the Un-
ion’s written requests never raised the issue of deferral. In this
regard, this defense seems contrived and certainly was untimely
made. In likewise, the Respondent at no time prior to trial in-
troduced any purported letter agreement between the Union and
the Respondent regarding the handling of information requests.
The letter for the first time was introduced at the trial and the
union representatives had never seen it. Verily, I have carefully
examined the pertinent collective-bargaining agreements and
no such letter appears.40
Be that as it may, in my view, any such agreements would
have no legal efficacy. Significantly, Harter, who held respon-
sible positions with the Union, had no knowledge of any such
agreement between the Union and the Company regarding in-
formation requests and the filing of unfair labor practices based
thereon. Richard Corning, the Respondent’s manager of em-
ployee relations, testified only that the letter41 purporting to
encompass the parties’ agreement regarding information re-
quests was part of the Company’s records; he could add noth-
ing further of significance to the case and the information re-
quests in particular. Notably, neither this letter nor any agree-
ment relating to it was ever mentioned by Borowski in his re-
sponses to the Union’s requests.
Accordingly, the letter agreement in my view is an insuffi-
cient reason or defense to the Respondent’s failure to provide
the information requested by the Union.
The Respondent contends that the parties’ agreement con-
tains specific provisions—in the M-10 and S-1 agreements—
pertaining to providing the Union with necessary and relevant
information, and therefore obviates the Union’s need for the
information requested in the Union’s submissions of October 2
and 3. While clearly the provisions of M-10 dealing with out-
sourcing, and S-1 dealing with unit erosion, do provide a pro-
cedure for dealing with these issues through the advance notice
incorporated in subsequent information requests, which clearly were
timely filed. For that reason also, this defense is without merit.
40 It is useful to mention that the parties’ collective-bargaining
agreements contain numerous “letters” that purport to be agreements
between the parties regarding selected subjects. There are no such
letter agreements purporting to deal with information requests.
41 See R. Exh. 1.
of contemplated outsourcing and the submission of reassigned
work to the grievance procedure, these provisions do not in my
view obviate the Union’s requests for the sought-after informa-
tion on these subjects. Notably, if the information requests
were granted, the Union may decide that there was no violation
of these provisions and thus obviating any recourse to the con-
tract mechanisms. Information requests often may lead to find-
ings of no violations of contract provisions and in this fashion
may be a more expedient and less cumbersome approach to
resolving contractual issues than the grievance procedure.
It seems to me the Respondent has taken what I consider an
erroneous view of just what the Board considers the thrust and
spirit of information requests in the context of the parties’ col-
lective-bargaining relationship. The Board authorities make
clear that essentially information requests are to serve as an aid
to the Union in policing and enforcing the applicable collective-
bargaining agreement. In this process, the merits of a particular
issue underlying the requests are not necessarily reached, al-
though sought-after information may assist in the resolution of
pending grievances. Therefore, the test is relevancy of the
request to the duties and responsibilities of the Union to repre-
sent the interests of covered employees, and not to whether the
employer has violated provisions of the contract.
In my view, here, the Respondent’s argument is rather circu-
lar, especially in the context of this case where the information
sought in part relates to pending grievances, and yet the Re-
spondent proffers that the grievance process will yield the re-
quested information.
As to the Respondent’s deferral argument, in agreement with
the General Counsel, I note that the Board traditionally eschews
the application of Collyer to information cases. I would find
and conclude for the reasons cited by the General Counsel that
deferral is inappropriate in this case. I note specifically that in
this case, the controversy here does not rest or turn on contrac-
tual issues such as one calling for an interpretation of pertinent
contract terms or provisions. Here, the information being
sought relates to whether and if the Respondent has possibly
violated the contract provisions relating to purpose and intent;42
erosion of the unit, outsourcing of unit work; but also harass-
ment by supervisors, all of which relate to the Union’s duties to
police and enforce the parties’ agreement and to represent the
interests of the covered employees.
It seems abundantly clear to me that the Union’s requests for
information relate in part to unit employees and therefore, to
that extent, are presumptively relevant. The Union established
clearly and well that its concerns were based on the Company’s
suspected attempt to recruit bargaining unit employees for non-
unit jobs and that the April 19 presentation was designed to
42 The Respondent views the purpose and intent language as a mere
“preamble” to the parties’ agreement, and as such does not relate to the
enforcement of a particular section of the substantive terms of the con-
tract. For purposes of the contractual grievance process, I would dis-
agree with this characterization. The purpose and intent clause is
clearly a part of the parties’ agreement and irrespective of its not having
a “section” designation, a remedy for the violation in my view could be
fashioned at the grievance level, if only to call for the offending party
to cease and desist from engaging in specific conduct deemed to be
contrary to “friendly and cooperative relations.”
CHRYSLER, LLC
317
meet that end; furthermore, the grievance filed by it to meet this
concern is pending because of the Company’s failure to provide
the power point presentation in particular.
As to the Union’s request for complaints leveled against the
EGIG supervisors by any and all employees under their super-
vision, these clearly related to grievances filed and pending
under the contract. Accordingly, the relevance of the request is
established, and, moreover, is clearly a legitimate subject of the
Union’s interest.
In likewise, the Union adequately explained the reason for its
request for information regarding the number of hours worked
by employees in various areas of the Respondent’s operations,
tying the request to its need to enforce the outsourcing provi-
sions of the collective-bargaining agreement. In this fashion
also, the Union more than adequately established the relevancy
of the information request as well as the legitimacy of its need
for the information to look out for the interests of represented
employees.
Regarding the October 3 request, here, too, the Union ade-
quately tied its request to the M-10 provisions of the agreement
which, in my view, satisfies the Board’s broad discovery stan-
dard for relevance, and is consonant with the Union’s legiti-
mate need to assure the employees it represents that the Com-
pany was in compliance with pertinent provisions of the con-
tract, here the outsourcing provision.
CONCLUSIONS OF LAW
1. By failing and refusing to provide the Union, in writing,
with the information requested in its information requests of
May 4 and October 2 and 3, 2007, the Respondent has unlaw-
fully refused to bargain with the Union and has violated Sec-
tion 8(a)(5) and (1) of the Act.
2. The unfair labor practices described above affect com-
merce within the meaning of Section 2(6) and (7) of the Act.
3. The Respondent has not violated the Act in any other
manner or respect.
THE REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and take certain affirmative action designed to effectuate
the policies of the Act, to include furnishing (consistent with
this decision) the requested information to the Union, and post
an appropriate notice.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended43
ORDER
The Respondent, Chrysler, LLC, Auburn Hills, Michigan, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain collectively with Local 412, Inter-
national Union, United Automobile, Aerospace and Agricul-
43
If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
tural Implement Workers of America (UAW), AFL–CIO by
refusing to furnish it with information that it requests that is
relevant and necessary to the Union’s performance as the
collective-bargaining representative of the Respondent’s
bargaining unit employees.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Promptly furnish the Union with the relevant portions
of the information requested in its May 4 and October 2 and
3, 2007 correspondence.
(b) On request, bargain collectively in good faith with the
Union with regard to wages, hours, and other terms and
conditions of employment of employees in the appropriate
unit specified in the collective-bargaining agreement be-
tween the Respondent and the Union.
(c) Within 14 days after service by the Region, post at its
Auburn Hills, Michigan facility copies of the attached no-
tice marked “Appendix.”44 Copies of the notice, on forms
provided by the Regional Director for Region 24, after be-
ing signed by the Respondent’s authorized representative,
shall be posted by the Respondent and maintained for 60
consecutive days in conspicuous places, including all places
where notices to employees are customarily posted. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by any
other material. In the event that, during the pendency of
these proceedings, the Respondent closed the facility in-
volved in these proceedings, the Respondent shall duplicate
and mail, at its own expense, a copy of the notice to all em-
ployees and former employees employed by the Respondent
in the bargaining unit pertinent herein.
(d) Within 21 days after service by the Region, file with
the Regional Director a sworn certification of a responsible
official on a form provided by the Region attesting to the
steps that the Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
44 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISION OF THE NATIONAL LABOR RELATIONS BOARD
318
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT refuse to bargain collectively with Local 412,
International Union, United Automobile, Aerospace and Agri-
cultural Implement Workers of America (UAW), AFL–CIO by
refusing to furnish it with information that it requests that is
relevant and necessary to the Union’s performance of its
functions as the collective-bargaining representative of our
unit employees.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce our employees in the exercise of the
rights set forth above.
WE WILL promptly furnish the Union with the relevant por-
tion of the information requested in its correspondence of
May 4 and October 2 and 3, 2007.
CHRYSLER, LLC