353 NLRB 613
Chinese Daily News
CHINESE DAILY NEWS
353 NLRB No. 66
613
Chinese Daily News and Communications Workers of
America, AFL–CIO. Cases 21–CA–36178, 21–
CA–36181, 21–CA–36630, 21–CA–36632, 21–
CA–36635, 21–CA–36919, 21–CA–36920, 21–
CA–36981, and 21–CA–37114
December 22, 2008
DECISION AND ORDER
BY CHAIRMAN SCHAUMBER AND MEMBER LIEBMAN
On December 26, 2007, Administrative Law Judge
Lana H. Parke issued the attached decision. The Re-
spondent and the General Counsel filed exceptions and
supporting briefs. In response, the Respondent and the
General Counsel filed answering briefs, and, thereafter,
both filed reply briefs.
The National Labor Relations Board1 has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,2 and conclusions only to the extent consistent with
this Decision and Order.
1 Effective midnight December 28, 2007, Members Liebman,
Schaumber, Kirsanow, and Walsh delegated to Members Liebman,
Schaumber, and Kirsanow, as a three-member group, all of the Board’s
powers in anticipation of the expiration of the terms of Members Kir-
sanow and Walsh on December 31, 2007. Pursuant to this delegation,
Chairman Schaumber and Member Liebman constitute a quorum of the
three-member group. As a quorum, they have the authority to issue
decisions and orders in unfair labor practice and representation cases.
See Sec. 3(b) of the Act.
2 The parties have excepted to some of the judge’s credibility find-
ings. The Board’s established policy is not to overrule an administra-
tive law judge’s credibility resolutions unless the clear preponderance
of the evidence convinces us that they are incorrect. Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir.
1951). We have carefully examined the record and find no basis for
reversing the findings.
In the absence of exceptions, we adopt the judge’s recommended
dismissal of the allegations that the Respondent violated Sec. 8(a)(3)
and (1) by issuing a written warning to employee Shieh-Sheng Wei and
by refusing to assign Wei to certain shift rotations and assignments.
Also in the absence of exceptions, we adopt the judge’s recommended
dismissal
of
the
allegation
that
the
Respondent’s
no-
solicitation/distribution policy violated Sec. 8(a)(3)
In adopting the judge’s finding that the Respondent violated Sec.
8(a)(1) by promulgating and maintaining an unlawful dress code policy,
we find it unnecessary to pass on the judge’s finding that that policy
also violated Sec. 8(a)(3). Because the allegations surrounding the
dress code policy pertain only to the promulgation and maintenance of
the policy, and not to any specific instances of unlawful enforcement or
other adverse action, the finding of an 8(a)(3) violation would not re-
quire any further remedies beyond those that are awarded for an 8(a)(1)
violation.
We adopt the judge’s finding that the Respondent violated Sec.
8(a)(1) by promulgating and maintaining an overly broad no-
solicitation/distribution policy. In its exceptions, the Respondent ar-
gues that this policy should be deemed presumptively valid because its
prohibitions apply only to “work time,” during which time employers
may lawfully prohibit employees from engaging in solicitation and
The complaint alleges, inter alia, that during deposi-
tions taken in connection with a Federal class-action law-
suit,3 the Respondent violated Section 8(a)(1) by interro-
gating employees about their union support and activi-
ties. The judge found no violation and dismissed this
allegation. For the reasons discussed below, we reverse
the judge and find that the Respondent violated Section
8(a)(1) in this respect.
Relevant Facts
On March 5, 2004, employee Lynne Wang and two
other employees brought a class-action wage-and-hour
lawsuit in Federal district court against the Respondent
on behalf of themselves and similarly situated employ-
ees. Employees Shieh-Sheng Wei and Jeffrey Sun pro-
vided declarations in support of the motion for class cer-
tification. Wang, Wei, and Sun were longstanding and
open union supporters.
The Respondent sought to disqualify the plaintiffs as
representative plaintiffs. The Respondent asserted that
the class action was a pretext for the plaintiffs’ “real”
motivation—advancing the Union’s organizing interests
among the Respondent’s employees—and, therefore, that
the plaintiffs would not act in the best interests of the
class.
After the Federal district court certified the class in
November 2004, the Respondent filed a motion for re-
consideration. In denying the Respondent’s motion, the
court found that the Respondent had failed to establish
that the class-action suit was filed to pressure the Re-
spondent to unionize, and further found that the plain-
tiffs’ alleged involvement in bringing unfair labor prac-
tice charges against the Respondent would not conflict-
with their ability to adequately represent class members
in a wage-and-hour lawsuit. See Wang v. Chinese Daily
distribution activities. See Our Way, Inc., 268 NLRB 394, 394–395
(1983). We find it unnecessary to address this argument, however,
because we find that the policy violates the Act by prohibiting employ-
ees from soliciting and distributing literature “at [the] workplace.”
“[T]he workplace” is reasonably read to include nonwork areas, such as
lunch/breakrooms and other areas of the Respondent’s facility where
employees may be present when they are not working. It is settled that
Sec. 7 protects the right of employees during nonworking time to solicit
on company premises and distribute literature in nonwork areas of the
premises, unless the employer can demonstrate unusual circumstances
that warrant restricting that right for the purpose of maintaining produc-
tion or discipline. John H. Swisher & Son, Inc., 211 NLRB 777, 778–
779 (1974). In this case, the Respondent has made no assertion that its
no-solicitation/distribution policy was necessary to maintain discipline
or production. We therefore find that the policy violates the Act.
3 The lawsuit included both Federal claims under the Fair Labor
Standards Act and State law claims under California labor laws. The
class-action challenges at issue in the underlying proceeding pertained
to the State law claims.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
614
News, Inc., 231 F.R.D. 602 (C.D. Cal. 2005), affd. 159
Fed. Appx. 750 (9th Cir. 2005).
Following the court’s dismissal of the Respondent’s
motion for reconsideration, litigation of the case pro-
ceeded.4 The Respondent deposed plaintiff Wang and
supportive declarants Wei and Sun in connection with
the wage-and-hour allegations.5 During the depositions,
the Respondent’s attorney, Mark Palin, asked Wang,
Wei, and Sun questions related to their union sympathies
and union-related activities. Those questions are summa-
rized below.
Wei was deposed on June 14 and July 26, 2005. Dur-
ing the depositions, Palin asked Wei numerous questions
about his role with regard to the Union, his involvement
in organizing activities such as union meetings, and his
role in filing unfair labor practice charges against the
Respondent.6 In addition, Palin asked Wei whether he
had voted in the Board election conducted among the
Respondent’s employees, and whether he had voted for
the Union.7
Sun was deposed on June 28, 2005. During the depo-
sition, Palin asked Sun about his involvement in the un-
ion organizing campaign and whether he was, or consid-
ered himself to be, a shop steward.
Wang was deposed on August 24, 2005. Palin asked
Wang about a letter that had been written to the chairman
of the Respondent’s parent company in Taiwan asking
him to meet with the employees in California and about
Wang’s trip to Taiwan for a labor conference. Palin also
questioned Wang at length about her involvement in the
filing of a number of unfair labor practice charges against
the Respondent and about the disposition of those
charges.
Judge’s Findings
The judge found that the Respondent’s questioning of
Wang, Wei, and Sun in the course of their depositions in
the class-action lawsuit did not violate the Act. The
judge applied the test set forth in Guess?, Inc., 339
NLRB 432, 434 (2003), petition for review dismissed
without prejudice, 2003 WL 22705744 (D.C. Cir. 2003).
Under that test, the Board considers whether the ques-
tioning is relevant to the lawsuit, and, if so, whether it
4 As the litigation proceeded, the Respondent continued to challenge
the appropriateness of the class certification.
5 Wang, Wei, and Sun were represented by attorneys during these
depositions, and their attorneys counseled them not to answer some of
the deposition questions now at issue.
6 The General Counsel appears to challenge the Respondent’s entire
line of questioning. In his brief in support of exceptions, the General
Counsel does not list specific questions that he views as unlawful, but
rather cites to and includes excerpts of the deposition transcripts as
evidence of the Respondent’s unlawful interrogation of the deponents.
7 Wei answered that he had voted for the Union.
has an illegal objective. If the questioning is found to be
relevant and without an illegal objective, the Board must
then consider whether the Respondent’s need for the in-
formation outweighs employees’ Section 7 rights. Id. at
434.
Applying this test to the facts of this case, the judge
found that the Respondent’s questioning of Wang, Wei,
and Sun about the extent of their involvement with the
Union and union-related activities was relevant to the
Respondent’s defense that the plaintiffs in the case
should be disqualified as class representatives. The judge
also found that the General Counsel had presented no
evidence of unlawful motivation, and that the Respon-
dent did not give any indication that it would take retalia-
tory action following the depositions.
The judge further found that Wang, Wei, and Sun did
not have substantial confidentiality interests under Sec-
tion 7 to weigh against the Respondent’s need for the
information at issue. The judge reasoned that, because
the deponents were open and longstanding union sup-
porters who had “confronted” the Respondent with a
class-action lawsuit, they could not have been expected
to remain “anonymous,” nor could they have expected
that their support for the Union was considered “un-
known” or “confidential.”
In addition, the judge found that the Respondent’s
questioning of the deponents was not coercive. In so
finding, the judge found that the Respondent’s questions
were “clearly intended to create a legal record,” and that
“neither the deposition questions nor their context sug-
gests any element of coercion or interference with pro-
tected rights.” She also observed that the Respondent’s
questioning of Wang, Wei, and Sun focused only on the
deponents’ own personal union activities and not on
those of other employees.
The judge concluded that, in light of the deponents’
limited interest in confidentiality and the Respondent’s
significant interest in defending itself against the class-
action lawsuit, the Respondent’s depositions questions
did not constitute unlawful interrogation under the Act.
Analysis
For the reasons discussed below, we reverse the judge
and find that the Respondent violated the Act by unlaw-
fully interrogating Wei during his deposition. Specifi-
cally, we find that the Respondent’s question to Wei—
“[D]id you vote for the union to win the election?”—
violated Wei’s Section 7 rights. We express no opinion
on whether any other deposition question posed by the
Respondent, or indeed the Respondent’s entire line of
inquiry, was relevant to the litigation or ultimately was
unlawful under the controlling legal standard. Additional
findings of unlawful interrogations with respect to those
CHINESE DAILY NEWS
615
questions would be cumulative and would not affect the
Order.
As did the judge, we apply the test set forth in Guess?.
We begin by assuming arguendo that the Respondent’s
questioning of Wei whether he voted for the Union was
relevant to the litigation, either as bearing on Wang’s
appropriateness as a representative plaintiff or on Wei’s
potential bias as a witness. We also find, consistent with
the judge’s decision below, that the Respondent’s ques-
tioning did not have an illegal objective.
We turn, then, to the final prong of the Guess? analy-
sis: whether Wei’s Section 7 interest in the confidential-
ity of his vote outweighs the Respondent’s need for this
information.
We find, contrary to the judge, that Wei’s interest in
maintaining the confidentiality of his vote in the election
was substantial. The Board has recognized that “the se-
crecy of balloting . . . is a hallmark of our election proce-
dures.” See Fessler & Bowman, Inc., 341 NLRB 932,
934 (2004). The Board has also consistently recognized
that an employer’s interrogation8 of an employee con-
cerning how that employee intends to vote, or has voted,
in a secret-ballot election violates the Act, notwithstand-
ing the employee’s open advocacy for the Union. See,
e.g., Gladieux Food Service, 252 NLRB 744, 746 (1980)
(“Employer questions and statements relating directly to
an employee’s vote in a Board election . . . violate Sec-
tion 8(a)(1) in that such interrogation tends to undermine
the principle of the secret ballot.”). Thus, even though
Wei was an open union supporter, he retained a substan-
tial Section 7 interest in preserving the confidentiality of
his vote.
We next find that the Respondent has not shown that
its need for the information concerning Wei’s vote justi-
fied the infringement on his Section 7 right to maintain
the confidentiality of his vote. As noted above, the Re-
spondent contends that its questioning of Wei was neces-
sary to develop two aspects of its litigation defense: (1)
that the class should not be certified because the plain-
tiffs would not represent the best interests of the class,
and (2) that Wei, Wang, and Sun had an inherent bias
against the Respondent due to their union support. Al-
though we assume arguendo that Wei’s support for the
Union may have been broadly relevant to the Respon-
8 We disagree with the judge that the Respondent’s questioning of
the deponents was not coercive because it was undertaken “to create a
legal record.” To the contrary, we find that the circumstances under
which the Respondent interrogated Wei—an adversarial legal proceed-
ing during which Wei was under oath—created an environment with an
element of coercion.
dent’s defenses,9 it is nevertheless clear that the Respon-
dent has not demonstrated that its ability to establish how
Wei voted in the election substantially furthers either of
those two defenses. The Respondent does not dispute the
fact that it had otherwise established that Wei, Sun, and
Wang were open and active union supporters. With that
established, it is difficult to see—nor does the Respon-
dent explain—how asking Wei about his confidential
vote would appreciably further the Respondent’s effort to
disqualify Wei. Thus, we find Wei’s substantial interest
in maintaining the confidentiality of his vote outweighs
the Respondent’s need for that information.
Accordingly, we find that, during its deposition of
Wei, the Respondent unlawfully interrogated Wei in vio-
lation of Section 8(a)(1) by asking him to reveal how he
voted in the election.
ORDER
The National Labor Relations Board orders that the
Respondent, Chinese Daily News, Monterey Park, Cali-
fornia, its officers, agents, successors, and, assigns, shall
1. Cease and desist from
(a) Promulgating and maintaining an unlawful dress
code policy prohibiting employees from wearing union
insignia.
(b) Promulgating and maintaining an overly broad no-
solicitation/distribution policy prohibiting employees
from engaging in solicitation and distribution of litera-
ture in nonwork areas.
(c) Directing employees to stop talking about terms
and conditions of their employment with coworkers.
(d) Unlawfully interrogating employees about conduct
protected by Section 7 of the Act.
(e) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind the unlawful dress code policy prohibiting
employees from wearing union insignia.
(b) Rescind the unlawful no-solicitation/distribution
policy prohibiting employees from engaging in solicita-
tion and distribution of literature in nonwork areas.
(c) Within 14 days after service by the Region, post at
its facilities in Monterey Park, California, copies of the
attached notice marked “Appendix.”10 Copies of the
9 The mere fact that an employee is an open and active union sup-
porter is not probative of bias against the Employer.
10 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
616
notice, on forms provided by the Regional Director for
Region 21, after being signed by the Respondent’s au-
thorized representative, shall be posted by the Respon-
dent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to
employees are customarily posted.11 Reasonable steps
shall be taken by the Respondent to ensure that the no-
tices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed any of the Monterey Park, California facilities
involved in these proceedings, the Respondent shall du-
plicate and mail, at its own expense, a copy of the notice
to all current employees and former employees employed
by the Respondent at any time since January 29, 2004.
(d) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps the Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT promulgate and maintain an unlawful
dress code policy prohibiting employees from wearing
union insignia.
WE WILL NOT promulgate and maintain an overly
broad no-solicitation/distribution policy prohibiting em-
ployees from engaging in solicitation and distribution of
literature in nonwork areas.
11 The notices are to be posted in the following languages: English
and Mandarin Chinese.
WE WILL NOT direct employees to stop talking about
terms and conditions of their employment with cowork-
ers.
WE WILL NOT unlawfully interrogate employees about
their conduct protected by Section 7 of the Act.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
WE WILL rescind our unlawful dress code policy pro-
hibiting employees from wearing union insignia.
WE
WILL
rescind
our
unlawful
no-
solicitation/distribution policy prohibiting employees
from engaging in solicitation and distribution of litera-
ture in nonwork areas.
CHINESE DAILY NEWS
Irma Hernandez and Ami Silverman, Esqs., for the General
Counsel.
Steven D. Atkinson and Thomas A. Lenz, Esqs. (Atkinson, An-
delson, Loya, Ruud & Romo), of Cerritos, California, for
the Respondent.
Eric D. Geist, Administrative Director to the Vice President, of
Washington, D.C., for the Charging Party.
DECISION
STATEMENT OF THE CASE
LANA H. PARKE, Administrative Law Judge. This matter was
tried in Los Angeles, California, on October 1 through 4, 2007,
upon an amended consolidated complaint (the complaint) is-
sued April 18, 2006, by the Regional Director for Region 21 of
the National Labor Relations Board (the Board) based upon
charges filed by Communications Workers of America, AFL–
CIO (the Union.) The complaint, as amended, alleges Chinese
Daily News (the Respondent) violated Section 8(a)(1) and (3)
of the National Labor Relations Act (the Act).1 Respondent
essentially denied all allegations of unlawful conduct.
Issues
1. Did Respondent independently violate Section 8(a)(1) of
the Act by the following acts: on February 9, 2004, directing an
employee not to talk about employee overtime issues; on June
14 and 28, July 26, and August 24, 2005, respectively, interro-
gating employees in the course of deposing them.
2. Did Respondent violate Section 8(a)(3) and (1) of the Act
by the following acts: on and after January 29, 2004, promul-
gating and maintaining a dress code prohibiting the wearing of
union insignia and promulgating and maintaining an overly
broad no-solicitation/no-distribution rule; in late June or early
July 2004, refusing to assign employee Shieh-Sheng Wei cer-
tain shift rotations and shift assignments, resulting in loss of
1 In her posthearing brief, counsel for the General Counsel noted that
unfair labor practice charges alleging the conduct described in com-
plaint pars. 9 and 10 were previously dismissed by the Region, and she
withdrew that portion of complaint par. 11 alleging that the Respondent
directed an employee to cease talking about the hiring of part-time
drivers.
CHINESE DAILY NEWS
617
overtime pay; and on August 17, 2004, issuing a written warn-
ing to employee Shieh-Sheng Wei.
On the entire record,2 including my observation of the de-
meanor of witnesses and after considering the briefs filed by
the General Counsel and the Respondent, I make the following
FINDINGS OF FACTS
I. JURISDICTION
At all relevant times, the Respondent, a California corpora-
tion, with facilities located at 1588 Corporate Center Drive,
Monterey Park, California, and 1230 Monterey Pass Road,
Monterey Park, California, has been engaged in the business of
publishing and distributing newspapers and selling books.3
During the 12-month period ending February 16, 2006, a repre-
sentative period, Respondent, in conducting its business opera-
tions described above in paragraph 2(a), derived gross annual
revenues in excess of $200,000. In addition, the Respondent
held membership in or subscribed to various nationally syndi-
cated features, and advertised nationally sold products. During
the same time period, Respondent purchased and received
goods valued in excess of $50,000, which goods were shipped
directly to Respondent’s Southern California facilities from
points located outside of the State of California. Respondent
admits, and I find, it has at all relevant times been an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act, and the Union is a labor organization within
the meaning of Section 2(5) of the Act.
II. BACKGROUND
The Respondent is a major Chinese-language daily newspa-
per published in Southern California. It is part of a multi-
national family of Chinese language newspapers with the pri-
mary enterprise being the Taipei-based United Daily News.
The Respondent utilizes reporters and various news services to
acquire news and then uses its own staff to prepare its newspa-
per pages and to print, bundle, and distribute copies of its paper
to retail distribution points. Essentially, all of the Respondent’s
employees and managers speak Chinese as their first language.
All employee witnesses testified in Chinese, and various docu-
ments introduced at the hearing were written in Chinese, neces-
sitating oral and written translation.
At relevant times, the following individuals served in the fol-
lowing positions as supervisors and agents of the Respondent:
Ming Sheng Su (President Su)
President
Bo Li (Mr. Li)
Asst. Business Manager
Ren-Shiun Wing (Group Leader Wing)
Group Leader
The Respondent’s packing department handles its newspaper
bundling and distribution functions. Assisted by Deputy Group
2 Counsel for the General Counsel’s unopposed posthearing motion
to correct the transcript is granted. The motion and corrections are
received as ALJ Exh. 1.
3 Unless otherwise explained, findings of fact herein are based on
party admissions, stipulations, uncontroverted testimony, and findings
of fact in the decision of Administrative Law Judge Clifford H. Ander-
son, regarding the parties herein, issued on February 25, 2005, and
affirmed, as modified, by the Board at Chinese Daily News, 346 NLRB
906 (2006).
Leader Ching Hwa Kao (Deputy Group Leader Kao), Group
Leader Wing supervised the packing department at all relevant
times. Four to six full-time and part-time packing employees
operated two bundling machines.
Consequent to a representation petition filed by the Union on
October 26, 2000,4 the Board conducted an election in a wall-
to-wall unit of the Respondent’s employees on March 19, 2001,
in which a majority of the votes was cast for the Union. Four
years later, the Board overturned the election results based on
the Respondent’s objection to supervisory solicitation of union
cards. Chinese Daily News, 344 NLRB 1071 (2005). On De-
cember 22, 2005, the Union lost the rerun election to which no
objections were filed.
On April 17, 2006, the Board issued a Decision and Order,
affirming in part the February 25, 2005 decision of Administra-
tive Law Judge Clifford H. Anderson. Chinese Daily News,
346 NLRB 906 (2006), enfd. 224 Fed.Appx. 6 (D.C. Cir.
2007). The Board found, inter alia, that in 2001, the Respon-
dent had committed numerous violations of the Act, including
threats, interrogation, distribution of a memo prohibiting em-
ployees from discussing union matters, issuance of a warning
letter to employee Lien-yi (Lynne) Wang (Wang) for her re-
marks at a union rally, and an increase in Wang’s beat assign-
ments after she led a reporters’ protest against the Respondent’s
proposed beat changes.
Throughout and following the above-described proceedings,
the Union has maintained an ongoing postelection campaign to
retain employee support for the Union, regularly communicat-
ing to employees, holding rallies, and generally encouraging
union activism.
III. ALLEGED UNFAIR LABOR PRACTICES
A. Alleged Promulgation and Maintenance of Overbroad
Solicitation/Distribution Rule and Discriminatory Dress Code
On December 12, 2003, the Respondent hosted a yearend
buffet dinner for all employees and management on the facil-
ity’s fourth floor in recognition of a visit from a top manage-
ment official from Taipei. Reporter Wang, an active and
known union supporter who had testified and assisted the Un-
ion in the prior representation and unfair labor practice pro-
ceedings, attended. On that occasion, Wang wore a navy blue
vest with a union logo on the upper left chest and on the back in
Chinese the words, “Chinese Daily News Union” (the union
vest). About nine other employees, including sales representa-
tive, Jui Jung Pao; driver, Jeffrey Sun (Sun); and part-time
packing employee Shieh Sheng Wei (Wei); also wore the union
vests. Wei was a prominent union supporter, participating in
union demonstrations at the Company and wearing a red T-shirt
with the union logo and/or the union vest to work several times
a week during December 2003 and January 2004.5
At the December 12, 2003 party, classified advertising su-
pervisor, Karen Lee (Lee), commented on Wang’s attire, say-
ing, “What are you wearing? We don’t have a union.”
4 Case 21–RC–20280.
5 Although Wei placed the celebration in January 2004, his testi-
mony appeared to refer to the December 12, 2003 function.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
618
Wang, said, “Yes, we have a union; don’t you know that?”
Wei’s supervisor, Group Leader Wing, commented on Wei’s
attire, saying that since the union shirts were free, he, too,
would have enough courage to wear them.6
Two days later, Wang again wore the union vest to a com-
pany welfare committee meeting attended by the human re-
source manager, Steven Gao (HR Manager Gao), General
Manager David Liu, and Lee. Lee criticized Wang for wearing
the union vest. Wang replied that the Company had no dress
code, and employees could wear anything. Thereafter, Wang
continued to wear the union vest at work until the Respondent
issued a dress code at the end of January 2004.
On January 29, 2004, President Su distributed a 1-page
document in Chinese to all employees (solicitation/dress code
rules), the English translation7 of which reads, in pertinent part:
To avoid interruptions of business operation, our em-
ployees are not allowed to do any promotion unrelated to
the Company or distribute any paper advertisement at
workplace or during work [time].8 Those who are not
Company employees are not allowed to enter the premises
of the Company, including parking lot, to promote or dis-
tribute paper advertisement. (Business visits are ex-
cluded).
During work time, the time spent in engaging in or re-
ceiving promotion or distribution of paper advertisement is
deemed a violation of using normal work time; break time
and meal time are not included.
I would also like your attention of the following im-
portant regulation because many colleagues have reported
to the management that: some employees during work
time wear jackets not printed with ‘Chinese Daily News’
name or logo instead with names or logos of other entities,
including the name or logo of Communications Workers
of America (CWA). This is a violation of Company regu-
lation.
It is your personal choice whether you choose to sup-
port or against workers union. Nevertheless, the Chinese
Daily News’ concern is those who come to work wearing
jackets printed with non-Chinese Daily News name or
logo; when they have contacts with customers or public
for business, they may misrepresent their identities and
cause unnecessary mistakes and fail to achieve the mis-
sions at work.
On this note, I would like to stress again the rule we
have followed always: during work, those employees who
have business contacts with customers or general public
are not allowed to wear CWA jackets to work. This rule
6 The General Counsel does not allege Group Leader Wing’s com-
ment to be coercive; however, it provides evidence of Respondent’s
knowledge of Wei’s union activities.
7 The English translation is set forth as revised at the hearing by the
official translator who also provided the original translation of the
document.
8 In other parts of the solicitation/dress code rules, the Chinese char-
acter translated here as “hours” was corrected by the translator to read
“time.” Therefore, I have substituted the word “time” for “hours” in
this sentence as well.
applies to employees including reporters, drivers, business
reporters, and those who may have direct business contacts
with customers or general public.
The solicitation/dress code rules were issued to employees,
including Wei, who have no contact with the public, as well as
to employees who meet with the public. Prior to the issuance
of the solicitation/dress code rules, the Respondent had no dress
code and no rules restricting dissemination of written materials
or promotion of employee activities. Employees had regularly
worn T-shirts with commercial advertising imprinted such as
“ATT” and “Toshiba,” and both before and after issuance of the
rules, the Respondent permitted employees to distribute to fel-
low employees such entrepreneurial solicitations as dry clean-
ing offers and clothing and food sales promotions. After the
Respondent issued the solicitation/dress code rules on January
29, 2004, employees no longer wore clothing with union insig-
nia.
B. Shieh-Sheng Wei: Written Warning and Alleged Work
Assignment Change
In preparing the newspapers for delivery, the packing de-
partment utilizes two large machines to bundle the newspapers
in two sequential stages: bundling of retail newspapers and
bundling of postal newspapers. A group of two to three em-
ployees operates each machine, both of which function nonstop
during each stage. If it is necessary for an employee to leave
the machine during operation, the group leader or deputy group
leader momentarily replaces the absent employee.
On June 14, 2004, after the packing employees completed
the initial bundling stage, one of the machines stopped operat-
ing. When Group Leader Wing inquired why, Deputy Group
Leader Kao told him that one of the operators, Hong Nian Gao
(Hong Gao) had left to go to the restroom. Group Leader Wing
took the place of Hong Gao, until the missing employee re-
turned, whereupon he returned to his office. From his office,
Group Leader Wing saw Hong Gao arguing with Deputy Group
Leader Kao and returned to the bundling area where he learned
that Hong Gao was upset with Deputy Group Leader Kao be-
cause he believed the deputy group leader had reported his
absence from the machine. To resolve the problem, Group
Leader Wing announced that henceforth packing employees
would be permitted a 5-minute period to use the restroom be-
tween the two bundling stages.
According to Wei, the following exchange occurred: Group
Leader Wing said employees would receive no other break
opportunity during the bundling cycles. Wei loudly protested,
saying such a rule would deprive the workers of their born hu-
man rights. Group Leader Wing in turn loudly accused Wei of
scolding and cursing him. Wei denied cursing Group Leader
Wing or using foul language.
Group Leader Wing testified that Wei scolded him, saying
Group Leader Wing “did not want to keep [his] face”9 and ac-
cusing him of staying in his office and not helping with the
work. Group Leader Wing said Wei publicly humiliated him
by saying, “F— your mother,” in front of the other workers, to
which he responded in a loud voice, “You all heard the profan-
9 This idiom reflects the English equivalent of shame on you.
CHINESE DAILY NEWS
619
ity he yelled to me.” In his 25 years of employment, Group
Leader Wing said, he had never heard any other employee
curse a supervisor. Deputy Group Leader Kao in pertinent part
corroborated Group Leader Wing’s testimony of the June 14,
2004 confrontation. Like Group Leader Wing, he had never
before heard an employee speak to a group leader in that man-
ner.10
Later on the day of the confrontation, Group Leader Wing
prepared a report of the incident, which he furnished to the
Respondent’s human resources department:
Report of an argument
Time: June 14, 2004, 4:35 AM
Location: Inside the packing department
Description: On that day all retail newspapers was
completed by 4:35 AM, and the following procedure
would be to insert postal newspapers. Some employees
went to the bathroom and didn’t return to the workstation
when other employees started to insert the newspaper.
One of them was [Hong Nian Gao] who started to argue
with deputy group leader [Ching Hwa Kao] when he came
back from the bathroom. . . . In handling the argument, for
the sake of fairness, I said that the policy from now would
be that there is an extra 5 minutes of rest time and one may
do anything one wishes. . . . Upon that [Wei] shouted
aloud saying that won’t work—what if I can’t go in the
time you specified? I said, That is your business, not
mine. Then he was very unwilling to be receptive and
said, shame on you, why don’t you come out to work on
collecting newspapers, instead you are inside the office.
He repeated shame on you several times. Then he humili-
ated and insulted me in public with [four-letter] word
‘[f—] your mother.’ I had given advice and warning to
that employee because of his smoking during the bundling
time at work, he was also required to pay attention during
insert. Furthermore, at the book-giving campaign in Janu-
ary this year, the same employee had major complaints
and disobeyed the instructions when I instructed all em-
ployees help to move the sorted and boxed books to the
big truck to be transported to the freight station at China
Airlines to be transported to Taiwan. This employee has
already severely violated the company policies. I hereby
request the upper level apply the most severe punishment
that is to be put on the record one major strike of miscon-
10 Deputy Group Leader Kao has been retired from the Respondent
since January 1, 2007. As a retired employee, the former deputy group
leader may reasonably be expected to have little personal interest in the
outcome of this hearing, which tends to make his testimony inherently
trustworthy, and I found him to be straightforward and sincere. I did
not find Wei to be as reliable. In a deposition given on July 26, 2005,
Wei was somewhat vague about what he said during his exchange with
Group Leader Wing, testifying that he did not remember whether he
had used foul language or profanity, although he denied using profanity
to his supervisor. While his vagueness had disappeared by the time of
the hearing, the earlier tergiversation reflects on his credibility. I credit
former Deputy Group Leader Kao’s account, and by logical extension,
that of Group Leader Wing.
duct and, in the event of repeating the same, there will be
no leniency and termination will be issued.
On the day following the incident, June 15, 2004, Wei gave
Group Leader Wing a letter written in Chinese, which Wei
desired him to present to various managers, including President
Su. The English translation of the letter, in pertinent part, is as
follows:
On June 14, department leader [Group Leader Wing] of the
Packing Department made a public announcement at the
workplace that the employees of the Packing Department are
only allowed to go to bathroom after the retail newspapers are
sent out, and the bathroom time is set for 5 minutes. If the
bathroom break is not used, it is deemed to be waived. No
one is allowed to use bathroom at any other time during work
. . . . It is an abuse to limit the duration and set the specific
time for bathroom. Even the prisoners do not have this rule,
why would the Newspaper allow it to happen?11
After reviewing Group Leader Wing’s report, HR Manager
Gao, who knew Wei was a union supporter, instructed Group
Leader Wing to get a report of the incident from another wit-
ness. Group Leader Wing had already asked the Deputy Group
Leader Kao to provide a report, which Group Leader Wing
thereafter submitted to HR Manager Gao. The report, as trans-
lated in pertinent part into English, read:
Report of argument that occurred.
Time: 6/14/04 4:35 a.m.
Location: Packing Department.
Description of occurrence: On that day, when . . . the
insertion of the retail newspaper was complete . . ., one in-
sert machine did not operate because [employees Hong
Gao and Zhou Lan] left the location without telling any-
one. At the time, the group leader did ask the whereabouts
of the two employees and to make the inserting machine to
operate normally, he came over to support. But unexpect-
edly, when [Hong Gao] came back, he misunderstood that
I reported something to the group leader and became angry
and ballistic. . . . The group leader repeated that from that
time on, there is a five minute time for break, so that hop-
ing no one will leave the work station without notifying
other people. However, at that time, [Wei] used this rea-
son to start an argument with the group leader and started
using words that is not proper and started scolding with in-
sulting words. With the handling of this situation: on
6/15/04, [Hong Gao] voluntarily came to apologize.
Group Leader Wing appended a disciplinary recommenda-
tion to Deputy Group Leader Kao’s report: “The above is all
true. I ask upper management to use most severe written warn-
ing, so that if there’s any recurrence, the person will be termi-
nated.”
After reviewing Group Leader Wing and Deputy Group
Leader Kao’s reports, HR Manager Gao sought permission
from President Su to issue “severe” warnings to the two em-
11 Wei received no response to this letter.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
620
ployees involved. On August 17, 2004, the Respondent issued
nearly identical written warnings to Hong Gao and Wei.12 The
warning to Wei, over the signature of Group Leader Wing,
read:
After reviewing the incident that took place on June 14, 2004,
[y]ou are being placed on disciplinary action effective August
11, 2004. The decision to place you on disciplinary action is
due to verbal misconduct and insubordination towards your
supervisor. If these type of similar verbal misconduct and/or
insubordination happen again, you may be consider[ed] for
termination.13
According to Wei, thereafter the Respondent no longer as-
signed him to begin work at midnight rather than 2:50 to 8 a.m.,
effectively reducing his work hours. Group Leader Wing de-
nied reducing Wei’s hours. According to the group leader, Wei
was unwilling to come in early. On several occasions, Group
Leader Wing testified, Wei told him he could not handle the
extra hours because he was unable to sleep well. Wei also re-
quested reduced work hours or days because of child care is-
sues. Wei denied requesting reduced hours, testifying that only
prior to the year 2000, had he requested a Sunday off every 2
months so he could visit a handicapped child. Wei asserted that
the Respondent has continuously reduced his work hours be-
cause of his union activity since the year 2000, but Wei also
admitted he told Group Leader Wing he preferred to work only
two of the three weekend shifts (Friday, Saturday, and Sunday),
as they involved very heavy work. Wei agreed that since 2004,
part-time packing employees rarely began work at midnight
and that employees who work the weekend shifts generally
have more work hours than those who do not, as the heavier
weekend work load generates longer shifts.
The parties introduced extensive payroll records into evi-
dence, and both the Respondent and the General Counsel argue
that the records support their respective positions. The records
fail to demonstrate any clearly discernible pattern of inequality
in Wei’s weekly shifts as contrasted with those of other part-
time packing employees that would not be consistent with
Wei’s preferring to work only two of each week’s three longest
shifts. The records do show that following August 17, 2004,
Wei did not work any midnight shifts.
C. Alleged Prohibition on Employee Discussion of Overtime
Sun, one of the Respondent’s drivers was an active union
supporter, who wore the union vest to work almost daily from
December 2003, to the end of January 2004.14 Sometime prior
to February 2004, the Respondent hired several part-time
newspaper delivery drivers, which limited the overtime hours
12 HR Manager Gao explained that the 2-month gap between the in-
cident and the warnings was a result of work distractions coupled with
an overabundance of caution in issuing warnings during a period of
union organization.
13 The warning issued to Hong Gao was identical to that issued to
Wei, except that the words “verbal” and “and/or insubordination” were
omitted from the second sentence.
14 Although Sun’s Board affidavit stated that he wore the union vest
about 1 day per week, he credibly testified that he had weekly worn the
vest nearly every day.
available to the full-time drivers. The full-time drivers, includ-
ing Sun signed and submitted to management a letter complain-
ing about the reduced overtime.
In late January or early February 2004, a driver named Chen
(driver Chen) discussed an overtime concern with Sun, who
encouraged him to report fully all of his overtime. On February
9, 2004, Assistant Business Manager Li called Sun into his
office with the director of the circulation department, Bobby
Hsu (Hsu), present. Li showed Sun a copy of driver Chen’s
timecard, saying that driver Chen had complained about over-
time and had mentioned Sun’s name. According to Sun, Li told
him the Company had to hire part-time drivers for the good of
the newspaper and that he hoped in the future Sun would not
talk to his coworkers about overtime and rights, so that their
work morale would not be affected.
Li did not testify about the conversation. Hsu denied that Li
had told Sun not to talk about overtime. According to Hsu, Li
told Sun he had heard rumors were circulating that the Com-
pany did not pay overtime, which was untrue. According to
Hsu, Li told Sun the Company must and did pay overtime if
overtime was worked and the Respondent did not want “these
kinds of rumors just spread out.” Li told Sun he could talk
about anything to his coworkers but it must be based on the
truth, that he could not tell untruthful things—nonsense—to
employees.15
D. Deposition of Employee/Plaintiffs
On March 5, 2004, employees Wang, Yu Fang Ines Kai, and
Hui Jung Pao (employee/plaintiffs) on behalf of themselves and
all others similarly situated filed a class action complaint (class
action lawsuit) against the Respondent in the United States
District Court of the Central District of California, for, inter
alia, violations of the Fair Labor Standards Act. Represented
by Mark T. Palin, of Atkinson, Andelson, Loya, Ruud & Romo,
the Respondent sought to disqualify the employee/plaintiffs on
grounds that the class action was a pretextual strategy for the
true motivation of advancing the Union’s organizational inter-
est among Respondent’s employees and that the em-
ployee/plaintiffs did not intend to act in the best interests of the
class. The Respondent believed the union activities of the em-
ployee/plaintiffs to be relevant and material to its defense posi-
tions regarding the employee/plaintiffs’ conflicts of interest and
other improprieties.
In the course of defending the class action lawsuit, the Re-
spondent deposed Wei, Sun, and Wang. Although only Wang
was a named plaintiff in the class action lawsuit, Wei and Sun
were two of six employees whose declarations the em-
ployee/plaintiffs submitted to District Court Judge Consuelo B.
Marshall in support of the motion for class certification. See
Wang v. Chinese Daily News, Inc., 231 F.R.D. 602, 608, 615
(9th Cir. 2005), appeal denied 159 Fed.Appx. 750 (9th Cir.
2005). The three employees were deposed on the following
dates:
June 14 and July 26, 2005 —
Mr. Wei
15 Given the manner and demeanor of the two witnesses who testi-
fied concerning the conversation, and in light of the unexplained failure
of Li to testify, I find Sun’s account credible.
CHINESE DAILY NEWS
621
June 28, 2005 —
Mr. Sun
August 24, 2005 —
Ms. Wang
During the depositions of Wei, the Respondent questioned
him about his role and involvement in the Union, whether he
voted for the Union in the election, whether and how many
union meetings he attended, and where the union meetings
were held.
During the deposition of Sun, the Respondent questioned
him about whether he was involved in the union organizing
campaign and whether he was or considered himself to be a
union shop steward.
During the deposition of Wang, the Respondent questioned
her about the filing and disposition of nine unfair labor practice
charges filed with the Board that alleged the Respondent’s
unlawful conduct toward her because of her union activities,
about an employee letter presented to the chairman of the Re-
spondent’s parent company, and about a 2002 trip to Taiwan to
educate Taiwanese people about the Union.
IV. DISCUSSION
A. Alleged Independent 8(a)(1) Violations
1. Alleged prohibition on employee discussion of overtime
The General Counsel contends the Respondent violated Sec-
tion 8(a)(1) of the Act on February 9, 2004, when its assistant
business manager, Li, expressing concern for employee work
morale, told employee Sun not to talk to his coworkers about
overtime and rights.
Employees have a protected right to discuss among them-
selves the terms and conditions of their employment of which
overtime is one. Where, as here, the Respondent has expressly
prohibited employee discussion of overtime wages and other
terms and conditions of employment, the rule plainly infringes
on Section 7 rights and violates the Act. Double Eagle Hotel &
Casino, 341 NLRB 112, 115 (2004). Accordingly, I find that
the Respondent violated Section 8(a)(1) of the Act when Li
directed Sun not to talk to coworkers about overtime and other
employee rights.
2. Alleged interrogation in the course of depositions
The General Counsel argues the Respondent violated Section
8(a)(1) of the Act by unlawfully interrogating employees Wei,
Sun, and Wang during the course of depositions taken in con-
nection with the class action lawsuit.
In determining whether deposition inquiries about union ac-
tivities violate the Act, the Board looks at whether the question-
ing is relevant and if so, whether it has an illegal objective. If
the questioning is found to be “both relevant and lacking an
illegal objective, the analysis must then consider whether the
Respondent’s need for the information outweighs the employ-
ees’ rights under Section 7 of the Act.” Guess?, Inc., 339
NLRB 432, 434 (2003); see also Allied Mechanical, 349 NLRB
1077 fn. 1 (2007).
When the Respondent took their depositions, Wei, Sun, and
Wang were longstanding conspicuous union adherents who
openly espoused the class action lawsuit, Wang as a plaintiff
and Wei and Sun as supportive declarants. The Respondent
argued, albeit unsuccessfully, that the employee/plaintiffs
should be disqualified from bringing the class action lawsuit
because their true motivation was to advance the Union’s or-
ganizational interests and because they did not intend to act in
the best interests of the class. In order to develop its position,
the Respondent needed to establish the union advocacy of the
employee/plaintiffs and the supportive declarants. Inquiry into
the individuals’ union support was, therefore, relevant to the
Respondent’s defense. As to whether the Respondent had an
illegal objective in asking the deponents about their union ac-
tivities, the General Counsel has presented no evidence aside
from the Respondent’s general union animus. The General
Counsel has cited no authority for the proposition that the exis-
tence of union animus alone demonstrates an illegal objective.
Where, as here, the interrogation was relevant and gave no
impression that retaliatory action might ensue, I cannot find an
illegal objective. Therefore, as directed by the Board, further
analysis must balance the Respondent’s need for the informa-
tion against the employees’ rights under Section 7 of the Act.
In weighing employer need against employee rights, the
Board’s decisional stance on interrogation is instructive. In the
Board’s view, an employer’s questioning of employees about
their union sentiments is not a per se violation of Section
8(a)(1) of the Act, particularly where employees are open and
active union supporters. The test is whether, under all the cir-
cumstances, the interrogation reasonably tends to restrain, co-
erce, or interfere with statutory rights. To support a finding of
illegality, the words themselves, or the context in which they
are used, must suggest an element of coercion or interference.
Rossmore House, 269 NLRB 1176, 1177–1178 (1984), affd.
760 F.2d 1006 (9th Cir. 1985). The Board considers criteria
referred to as the “Bourne factors,”16 which examine whether
the interrogated employee is an open and active union sup-
porter, the background of the interrogation, the nature of the
information sought, the identity of the questioner, and the place
and method of interrogation. The Board has not considered
employer interrogation to be coercive in the following circum-
stances: questioning of open and active union supporter about
prounion mailgram he sent to employer, Rossmore House, su-
pra; asking employee with a union-embossed hardhat if he sup-
ported the union, Tradesmen International, Inc., 351 NLRB
579 (2007); asking about the union membership of an applicant
whose membership was already obvious, Boydston Electric,
331 NLRB 1450 fn. 5 (2000); and inquiring into whether mis-
conduct had occurred during a discussion about the union,
Bridgestone Firestone South Carolina, 350 NLRB 526 (2007).
But see Allied Mechanical, supra, where deposition questions
irrelevant to the civil action inquired into confidential, pro-
tected conduct, and Guess? Inc., supra at 437, where deposition
questions about the identities of other employees who attended
union meetings violated Section 8(a)(1) of the Act.
Here, the union advocacy of the three deponents was open
and longstanding; the employees had confronted the Respon-
dent in a class action lawsuit certain, if not calculated, to attract
intracompany attention. None of the deponents could reasona-
bly have expected that he/she could remain anonymous in the
matter, and the deposition questions posed by the Respondent’s
16 Bourne v. NLRB, 332 F.2d 47, 48 (2d Cir. 1964).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
622
attorney could not have been intended to expose any unknown
or confidential information. The Respondent’s questions fo-
cused on the deponents’ union activities, not those of others.17
The questions were clearly intended to create a legal record,
and neither the deposition questions nor their context suggests
any element of coercion or interference with protected rights.
Upon applying the Board’s balancing test, I find the confidenti-
ality interests of the three deponents were not substantial inas-
much as they had, long prior to the depositions, overtly re-
vealed their union sentiments to the Respondent and fellow
employees and signified, through their previous union activities
as well as their participation in the lawsuit, their intentions of
championing employee rights. On the other hand, I find the
Respondent’s interest in obtaining the information was signifi-
cant, as the union partisanship of the three employees was a
basic element of its preliminary defense to the lawsuit. The
Respondent’s interest therefore outweighed the employees’
confidentiality interest under Section 7 of the Act. Accord-
ingly, I find the Respondent did not violate Section 8(a)(1) of
the Act when Palin deposed Wei, Sun, and Wang in connection
with the class action lawsuit.
B. Alleged 8(a)(1) and (3) Violations
1. Promulgation and maintenance of overbroad solicitation/
distribution rule and discriminatory dress code
An employer has a right to impose some restrictions on em-
ployees’ statutory right to engage in union solicitation and dis-
tribution. Such restrictions, however, must be clearly limited in
scope so as not to interfere with employees’ right to solicit their
coworkers on their own time or to distribute literature on their
own time in nonwork areas. Republic Aviation Corp. v. NLRB,
324 U.S. 793 (1945); Our Way, Inc., 268 NLRB 394 (1983).
In its solicitation/dress code rules, the Respondent informed
its employees that they were prohibited from engaging in any
promotion unrelated to the Company or from distributing “any
paper advertisement at workplace or during work [time] [em-
phasis added].” This phrase in the solicitation/dress code rules
is susceptible to a reasonable construction that solicitation on
company premises, at any time, is prohibited.18 The Respon-
dent’s rule relative to solicitation/distribution is, therefore,
unlawful on its face. Since the rule is presumptively unlawful,
the Respondent has the burden of showing that it communi-
cated or applied the rule in such a way as to convey clearly its
17 Although the Respondent’s counsel asked Wei where union meet-
ings were held, it is clear those questions were intended to elicit infor-
mation as to whether the meetings were held at the homes of two of the
employee/plaintiffs, Pao and Wang. As such the questions related to
the union advocacy of the lawsuit instigators.
18 Given the overbreadth of the “workplace” restriction, it is unnec-
essary to address the presumption the Board attaches to the words
“worktime.” See Our Way, Inc., 268 NLRB 394, 394–395 (1983). I
note however, that in circumstances where nearly all employees speak
the Mandarin language and where the official translator struggled with
the meaning of the Chinese character ultimately translated as “time,”
the juxtaposition of the words “workplace or worktime” was likely to
restrain employees from engaging in protected solicitation/distribution
even during nonworktime. In this context, therefore, the words “work-
time” cannot be presumptively valid.
intent to permit solicitation at the workplace during breaktimes
or other nonwork periods. Ichikoh Mfg., Inc., 312 NLRB 1022
(1993). The Respondent has not met that burden. The evi-
dence shows that following its solicitation/distribution ban, the
Respondent neither explicated nor retreated from its published
rules. Since the Respondent’s ban was overbroad, I find the
Respondent violated Section 8(a)(1) of the Act by promulgating
its solicitation/dress code rules. There is, however, no evidence
of discriminatory enforcement. See Federated Logistics &
Operations, 340 NLRB 255 (2003). I shall, therefore, dismiss
the 8(a)(3) allegations of complaint paragraph 6(b).
The Respondent also implemented a dress code by its solici-
tation/dress code rules. Employees have a right under Section 7
of the Act to wear and display union insignia while at work.
Republic Aviation Corp. v. NLRB, 324 U.S. 793, 801–803
(1945). Absent “special circumstances,” the promulgation or
enforcement of a rule prohibiting the wearing of such insignia
violates Section 8(a)(1) of the Act. For purposes of proving an
8(a)(1) violation, the General Counsel need not show that Re-
spondent’s insignia prohibition was unlawfully motivated;
“rather, the test is whether an employer’s conduct reasonably
tends to interfere with the free exercise of employee rights un-
der the Act.” St. Luke’s Hospital, 314 NLRB 434 fn. 4 (1994).
The burden of establishing the existence of special circum-
stances rests with the employer. Pathmark Stores, 342 NLRB
378 (2004). The special circumstances exception is narrow and
“a rule that curtails an employee’s right to wear union insignia
at work is presumptively invalid.” E & L Transport Co., 331
NLRB 640 fn. 3 (2000).
In its solicitation/dress code rules, the Respondent purports
to direct that employees with public contacts may not wear
“jackets printed with non-Chinese Daily News name or logo.”
However, on its face, the dress restriction is ambiguous as to
whom, when, and where it would apply. Introductorily, the
notice states, “[S]ome employees during worktime wear jackets
not printed with ‘Chinese Daily News’ name or logo instead
with names or logos of other entities, including the name or
logo of Communications Workers of America (CWA).” This
asserted violation of company policy encompasses all employ-
ees in the workplace and can be construed to apply to employ-
ees who have no public contact. In the next paragraph, the
notice explains, “[W]hen [employees wearing non-company
identifying clothing] have contacts with customers or public for
business, they may misrepresent their identities and cause un-
necessary mistakes and fail to achieve the missions at work,”
but the brief explanation does not make it clear that only em-
ployees with public contact are prohibited from coming to work
wearing clothing with noncompany insignia. Finally, in repeat-
ing the rule in the penultimate paragraph of the notice, the Re-
spondent stresses that “during work, those employees who have
business contacts with customers or general public are not al-
lowed to wear CWA jackets to work [emphasis added].” Al-
though this sentence facially restricts employees with customer
contact, it also specifically targets union insignia for prohibi-
tion, which signals a discriminatory purpose having little to do
with avoiding identity confusion. The Respondent’s pointed
bias against union identifying clothing is likely to restrain all
employees who are apt to infer that the prohibition has more to
CHINESE DAILY NEWS
623
do with union animus than with public image. Taken as a
whole, the dress code is so ambiguously worded that employees
may reasonably construe it as prohibiting all employees from
wearing union-identifying clothing at the workplace. The so-
licitation/dress code rules are therefore overbroad.
The Respondent has presented no evidence that it clearly
communicated to employees, by application of the rules or
otherwise, its intent to apply the clothing restrictions in a lawful
manner. Moreover, the Respondent failed to establish any spe-
cial circumstances to justify the rule. The Respondent’s gen-
eral concern about potential misrepresentation of employee
identity by the wearing of noncompany-enscripted clothing
fails to meet “the Respondent’s burden of establishing the pres-
ence of ‘special circumstances’ to justify the rule’s broad pro-
scriptions.” Albertsons, Inc., 351 NLRB 254, 258 (2007).
Accordingly, I find Respondent violated Section 8(a)(1) of the
Act by issuing a dress code that over broadly restricted em-
ployees’ wearing of union insignia.
In determining whether the solicitation/dress code rules also
violate Section 8(a)(3) of the Act, as the General Counsel al-
leges, discriminatory intent must be shown. Allegations that
turn on employer motivation must be analyzed under Wright
Line.19 Under that standard, the General Counsel must first
show, by a preponderance of the evidence, that protected con-
duct was a motivating factor in the employer’s adverse action.
Once the General Counsel makes that showing by demonstrat-
ing protected activity, employer knowledge of that activity, and
animus against protected activity, the burden of persuasion
shifts to the employer to show that it would have taken the
same adverse action even in the absence of the protected activ-
ity. United Rentals, Inc., 350 NLRB 951, 951 (2007). As to
the 8(a)(3) allegation relating to the Respondent’s promulgation
and maintenance of a dress-code rule prohibiting the wearing of
clothing bearing union insignia, the General Counsel has met
his initial burden under Wright Line. The Board’s decision in
Chinese Daily News, supra, which found the Respondent had
committed multiple violations of the Act demonstrates the
company’s union animus. Moreover, in December 2003, the
Respondent demonstrated its animosity toward its employees’
wearing of union-supportive apparel when Supervisor Lee
twice criticized Wang for wearing the union vest, saying, on the
first occasion, “We don’t have a union.” Further, the solicita-
tion/dress code rules on their face reveal the underlying union
animus by specifically and selectively targeting “CWA jackets”
in the penultimate paragraph. The burden of proof therefore
shifts to the Respondent to demonstrate a nondiscriminatory
basis for establishing a dress code that restricted the wearing of
clothing bearing union insignia. Respondent has failed to show
that it would have issued its dress-code rules even in the ab-
sence of its employees’ union activity. I therefore find the
Respondent violated Section 8(a)(3) by promulgating and main-
taining a discriminatory dress code in February 2004.
19 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
2. Shieh-Sheng Wei: written warning and alleged work
assignment change
Paragraph 8 of the complaint alleges the Respondent unlaw-
fully issued a written warning to Wei on August 17, 2004. The
question of whether Respondent violated Section 8(a)(1) and
(3) of the Act by issuing Wei a written warning rests on its
motivation. Therefore, the analytical framework of Wright
Line, supra, must be applied.20 The General Counsel must first
persuade, by a preponderance of the evidence, that Wei’s pro-
tected conduct was a motivating factor in any reduction of work
hours and in the issuance of the warning. If the General Coun-
sel is able to make such a showing, the burden of persuasion
shifts “to the employer to demonstrate that the same action
would have taken place even in the absence of the protected
conduct.” Wright Line, supra at 1089; Donaldson Bros., Ready
Mix, Inc., 341 NLRB 958, 961 (2004).
The elements of discriminatory motivation are union activ-
ity, employer knowledge, and employer animus. Verizon, 350
NLRB 542 (2007); Farmer Bros. Co., 303 NLRB 638, 649
(1991). Here, the elements are clearly met as to Wei, of whose
open union support the Respondent was aware and toward
which, as noted above, the Respondent had general animus.
Accordingly, I find the General Counsel has met his initial
burden by “making a showing sufficient to support the infer-
ence”21 that Wei’s protected activity was a motivating factor in
the Respondent’s post June 14, 2004 alteration of Wei’s work
hours22 and its decision to issue him a warning notice on Au-
gust 17, 2004. The burden therefore shifts to the Respondent to
demonstrate that it would have issued the August 17 warning
notice to Wei even in the absence of his union activity.
The Respondent contends that on June 14, 2004, Wei en-
gaged in verbal misconduct and insubordination toward his
supervisor, Group Leader Wing, for which the Respondent
issued him a warning notice dated August 17, 2004. Credited
testimony establishes that on June 14, 2004, in the course of a
dispute over restroom breaks, Wei scolded Group Leader Wing
in front of the other employees, saying Group Leader Wing
should be ashamed, and profanely insulting the group leader’s
mother. Employers may discipline employees for profane lan-
guage, provided such discipline is administered in a nondis-
criminatory fashion. Bridgestone Firestone South Carolina,
350 NLRB 526, 532 (2007) (citations omitted).
The Respondent maintains Wei’s behavior was so egregious
that his discipline was justified. The issue, however, is not
20 The General Counsel also proffers the and/or argument that Wei’s
protest of the 5-minute limitation constituted protected concerted activ-
ity and that retaliatory discipline for his protest violates Sec. 8(a)(1) of
the Act. While agreeing with both of the General Counsel’s legal
propositions, I find it unnecessary to make an analytical distinction.
21 Wright Line, supra at 1089.
22 The General Counsel alleges in the complaint that sometime after
the June 14, 2004 incident that gave rise to Wei’s written warning, the
Respondent refused to give Wei shift rotations and assignments, result-
ing in loss of overtime pay. A complicated dispute exists as to whether
the Respondent manipulated Wei’s work hours to his disadvantage or
merely complied with his scheduling requests. In light of my findings
regarding the discipline imposed on Wei, it is unnecessary to resolve
those issues.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
624
whether the Respondent acted reasonably in issuing Wei a writ-
ten warning, but whether the Respondent would have taken the
same action, even if Wei were not an active union supporter
and/or had not engaged in the protected activity of protesting
the restroom break. See Wal-Mart Stores, Inc., 351 NLRB 130
(2007). “An employer cannot simply present a legitimate rea-
son for its action but must persuade by a preponderance of the
evidence that the same action would have taken place even in
the absence of protected activity.” Weldon, Williams & Lick,
Inc., 348 NLRB 822, 826 (2006).23 In the managerial commu-
nications regarding the discipline, no discriminatory motive can
be discerned. No evidence was adduced of disparate treatment,
as no evidence was presented that any employee had ever be-
fore used profanity to a supervisor. Counsel for the General
Counsel argues that the delay between incident and discipline
warrants an inference of unlawful intent. While it is true that 2
months elapsed before Wei received a written warning for his
misconduct, the Respondent explained the lag time as resulting
from press of business and hypercaution, a not unreasonable
response to the Respondent’s ongoing labor problems. I cannot
therefore infer improper motive from the timing of the warning.
Counsel for the General Counsel further argues that HR Man-
ager Gao’s failure to interview Wei before imposing discipline
reveals the Respondent’s unlawful motive. Although HR Man-
ager Gao did not ask for a statement from any employee wit-
ness to the incident except Deputy Group Leader Kao, there is
no evidence that Respondent sought to shape or distort the in-
vestigation or that there was not genuine fact gathering.24 The
Board declines to tell an employer how to investigate allega-
tions of employee misconduct, and failure to investigate in a
particular manner before imposing discipline does not establish
an unlawful motive. Chartwells, Compass Group, USA, Inc.,
342 NLRB 1155, 1158 (2004). I find the Respondent has met
its shifted burden of proof as to the discipline imposed on Wei.
Paragraph 7 of the complaint alleges that since late June or
early July 2004, the Respondent discriminatorily refused to
give Wei shift rotations and shift assignments, which resulted
in loss of overtime pay. Even assuming the Respondent disre-
23 W. F. Bolin Co., 311 NLRB 1118, 1119 (1993), petition review
denied 70 F.3d 863 (6th Cir. 1995), enfd. mem. 99 F.3d 1139 (6th Cir.
1996).
24 Though unsolicited, Wei provided management with his statement
of what had occurred.
garded Wei’s shift preferences and assigned him work hours
that resulted in lost overtime pay, the evidence does not estab-
lish that the Respondent had an improper motive in doing so. If
involuntary alteration in Wei’s hours occurred, any change
would presumably be linked, as counsel for the General Coun-
sel argues, to his restroom break confrontation with Group
Leader Wing. I have determined that the Respondent did not
unlawfully discipline Wei for his conduct during that confron-
tation, and it follows that the Respondent did not unlawfully
alter Wei’s hours or refuse him shift assignments. Accordingly,
I find the Respondent did not violate Section 8(a)(1) and/or (3)
of the Act by its discipline of or shift assignments to Wei. I
shall, therefore, dismiss the complaint allegations of paragraphs
7 and 8.
CONCLUSIONS OF LAW
1. The Respondent, Chinese Daily News is an employer en-
gaged in commerce and in a business affecting commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union, Communications Workers of America, AFL–
CIO, is a labor organization within the meaning of Section 2(5)
of the Act.
3. Beginning on January 29, 2004, the Respondent violated
Section 8(a)(3) and (1) of the Act by promulgating and main-
taining a dress-code rule prohibiting the wearing of union in-
signia.
4. Beginning on January 29, 2004, the Respondent violated
Section 8(a)(1) of the Act by promulgating and maintaining a
rule prohibiting employees from engaging in protected solicita-
tion/distribution during nonworktime and in nonwork areas.
5. In February 2004, the Respondent violated Section
8(a)(1) of the Act by directing an employee to stop talking
about terms and conditions of employment.
6. The unfair labor practices set forth above affect com-
merce within the meaning of Section 8(a)(1) and (3) and Sec-
tion 2(6) and (7) of the Act.
REMEDY
Having found the Respondent has engaged in certain unfair
labor practices, I shall recommend that it be ordered to cease
and desist and to take certain affirmative action designed to
effectuate the policies of the Act.
[Recommended Order omitted from publication.]