356 NLRB 432
New England Confectionery Company
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
432
New England Confectionary Company and Bakery,
Confectionary, Tobacco Workers & Grain Mil-
lers International Union, Local 348 and Jose E.
Pinto, Intervenor. Cases 1–CA-45240 and 1–CA–
45404
December 30, 2010
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS BECKER
AND PEARCE
On January 29, 2010, Administrative Law Judge Ira
Sandron issued the attached decision. The General
Counsel filed exceptions and a supporting brief as well
as a brief in support of the remainder of the Administra-
tive law judge’s decision. The Charging Party filed ex-
ceptions and a supporting brief. The Respondent filed
limited cross-exceptions, a supporting brief, and an an-
swering brief to the General Counsel’s and Charging
Party’s exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified.2
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, New England Confectionary
Company, Revere, Massachusetts, its officers, agents,
successors, and assigns, shall take the action set forth in
the Order as modified.
1. Substitute the following for paragraph 2(a).
“(a) Within 14 days after service by the Region, post at
its Revere, Massachusetts facility copies of the attached
notice marked “Appendix”43 in English, Spanish, Portu-
guese, Cape Verdean Portuguese, and Haitian Creole.
Copies of the notice, on forms provided by the Regional
Director for Region 1, after being signed by the Re-
1 The General Counsel and the Charging Party have implicitly ex-
cepted to some of the judge's credibility findings. The Board's estab-
lished policy is not to overrule an administrative law judge's credibility
resolutions unless the clear preponderance of all the relevant evidence
convinces us that they are incorrect. Standard Dry Wall Products, 91
NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have care-
fully examined the record and find no basis for reversing the findings.
There are no exceptions to the judge's dismissal of the allegation that
the Respondent assisted a decertification effort by conveying to em-
ployees that it authorized employee Benilde DaCosta's activities in
support of that effort.
2 We shall modify the judge's recommended Order to provide for the
posting of the notice in accord with J. Picini Flooring, 356 NLRB 11
(2010).
spondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days
in conspicuous places including all places where notices
to employees are customarily posted. In addition to
physical posting of paper notices, notices shall be dis-
tributed electronically, such as by email, posting on an
intranet or an internet site, and/or other electronic means,
if the Respondent customarily communicates with its
employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not
altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facili-
ty involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since May 4,
2009.”
Emily Goldman and Kevin J. Murphy, Esqs., for the General
Counsel.
Jay M. Presser, Esq. (Skoler, Abbott & Presser, P.C.), of
Springfield, Massachusetts, for the Respondent.
Anne R. Sills, Esq. (Segal, Roitman & Coleman, LLP), of Bos-
ton, Massachusetts, for the Charging Party.
Timothy C. Cavazza (Little Medeiros Kinder Bulman & Whit-
ney PC), of Providence, Rhode Island, for the Intervener.
DECISION
STATEMENT OF THE CASE
IRA SANDRON, Administrative Law Judge. This matter arises
out of a consolidated complaint and notice of hearing issued on
July 31, 2009,1 against New England Confectionary Company
(NECCO or the Respondent), stemming from charges filed by
the Bakery, Confectionary, Tobacco Workers & Grain Millers
International Union, Local 348 (the Union). The complaint, as
amended at trial, alleges violations of Section 8(a)(1) of the
National Labor Relations Act (the Act) in connection with the
decertification petitions that the Intervener filed on February 27
and May 7.
Pursuant to notice, I conducted a trial in Boston, Massachu-
setts, on October 19–23, 2009, at which the parties had full
opportunity to be heard, to examine and cross-examine wit-
nesses, and to introduce evidence. The General Counsel and
the Respondent filed helpful posthearing briefs that I have duly
considered.
Issues
1. Did Human Relations (HR) Generalist Numen Larreyna-
ga, during the period from about February 2 to May 7, solicit
Donatila Martinez, Santos Ramos, and Francisco Rodriguez to
sign a petition for the decertification of the Union?
1 All dates occurred in 2009, unless otherwise specified.
356 NLRB No. 68
NEW ENGLAND CONFECTIONARY CO.
433
2. In conjunction with that activity, did she, in about Febru-
ary, promise Martinez, Ramos, and Carolyn DeGraffenreid
improved benefits if they rejected the Union?
3. Did Larreynaga, in about late September or early October,
attempt to interfere with and coerce Martinez with regard to her
testimony at the upcoming trial?
4. If Larreynaga engaged in the conduct alleged in the above
paragraphs, were her actions imputable to the Respondent on
the theory of apparent agency? The General Counsel does not
assert that she was a statutory supervisor under Section 2(11),
or an agent under Section 2(9), or possessed actual authority.
5. Did the Respondent, between about February 2 and May
7, provide unlawful assistance in connection with the decertifi-
cation of the Union by permitting Benilde DaCosta (B. Da-
Costa) to solicit signatures on decertification petitions during
worktime, in violation of company policy? More specifically,
did the Respondent, through Manny DaCosta, DaCosta’s hus-
band and, at all times relevant, plant manager or facilities man-
ager (DaCosta), allow her to solicit employees to sign such on
her or their worktime? The General Counsel does not allege
any disparate application of the Respondent’s no-solicitation
policy.
6. Did DaCosta, on about May 4, promise Juan Figueroa
higher wages if the Union was decertified?
The General Counsel avers that the above conduct tainted the
May 7 petition, which the Region conditionally dismissed
pending the outcome of this proceeding. However, although
the ultimate decision on these charges undoubtedly will affect
the disposition of the petition, the representation case was not
consolidated with this proceeding and is not per se before me.
Witnesses and Credibility
The General Counsel called Larreynaga; Figueroa, the Un-
ion’s chief steward; DeGraffenreid, a union steward; employ-
ees B. DaCosta, Martinez, Ramos, and Rodriguez; and Thomas
Riley, HR manager, as an adverse witness under Section
611(c).
The Respondent questioned Riley as its own witness and
called DaCosta. The Intervener’s counsel called Intervener
Jose Pinto.
As to credibility, I start by stating that I find Riley and Lar-
reynaga to have been less than forthright, and both seemingly
tried to downplay Larreynaga’s authority and role. I therefore
generally do not credit them where their testimony conflicted
with other witnesses or was inconsistent with documentary
evidence.
The integrity of testimony is one of the cornerstones of a
formal legal proceeding such as this. Significantly, Riley fla-
grantly disregarded my sequestration instruction by talking to
Larreynaga about his testimony during a break, misconduct
exacerbated by his subsequent contradictory testimony regard-
ing the subjects they discussed. He first admitted that he had
talked to her “briefly” to refresh his recollection of the date a
document was prepared.2 The following questions and answers
ensued:3
2 Tr. 701.
3 Id., Tr. 704.
GC: Were any other matters discussed with Ms. Lar-
reynaga during the break that relate to any possible testi-
mony in this proceeding?
A: No.
. . . .
GC: Isn’t it true also that you discussed with Ms. Lar-
reynaga the date that Stephanie Lim began working for the
company?
A: I did mention that I felt foolish, I couldn’t remem-
ber Stephanie’s hiring date.
Possibly, he discussed other matters with her as well and, in-
asmuch as she had not yet been called as a witness, he may
have influenced her testimony. In any event, I have to conclude
that he did not appreciate the importance and seriousness of his
obligation to tell the truth under oath, unassisted, and to avoid
potentially “tipping off” another witness as to what she should
say to be in accord with him. Accordingly, I question the integ-
rity and reliability of his testimony.
Other factors lead me to the same conclusion. Riley is the
highest-level HR representative in the HR office. He handles
personnel matters for nearly 450 or so employees and, by his
own testimony, is involved in communications with manage-
ment, union representatives, and employees on a regular basis.
Yet, his demeanor reflected marked discomfort, he exhibited
noticeable defensiveness throughout his testimony, and portions
of his testimony were almost incoherent, such as when job de-
scriptions for Larreynaga and HR Coordinator Stephanie Lim
were prepared vis-à-vis the date the first decertification petition
was filed.
Further, Riley first testified that the hiring season starts in
about June and ends in August or September, but he later testi-
fied that “very little hiring” was done between June 2008, and
March 2009,4 in an apparent effort to minimize Larreynaga’s
involvement in the orientation of new employees.
In addition, his testimony that in January, “an onslaught” of
employees came into HR and complained to Larreynaga about
union dues and that “Numie was beside herself”5 struck me as
exaggerated, and Larreynaga, herself, made no such assertion.
For a myriad of reasons, Larreynaga was also an incredible
witness. I start with her testimony that even though the Re-
spondent’s counsel read to her her Johnnie’s Poultry rights6
and had her sign an acknowledgement he had done so,7 he
asked her no questions whatsoever. In this regard, Attorney
Presser stated therein, inter alia:
In order to properly prepare the Company’s defense to
the Complaint, I would like to ask you questions concern-
ing allegations contained in it. . . .
I am advising you that all of my questions are designed
to discover facts which may be used in trial . . . in defense
of the charges.
4 Tr. 594, 606.
5 Tr. 677, 681.
6 See 146 NLRB 770 (1964), enf. denied on other grounds 344 F.2d
617 (8th Cir. 1965).
7 GC Exh. 15, dated October 6.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
434
In her acknowledgment, Larreynaga stated, in part:
I spoke to him voluntary and he told me before he be-
gan that I didn’t have to answer any of his questions. . . .
Thus, her testimony was inconsistent with the document on
its face, undermining my confidence in her veracity as a wit-
ness.8
That aside, as with Riley, I need not rely solely a single flaw
in finding Larreynaga unreliable. Her answers were frequently
nonresponsive, evasive and/or contradictory, and she often
added gratuitous comments that appeared designed to minimize
her authority and role in the HR office. I will set out only a few
of many examples. In general, she seemed to attempt to formu-
late her answers rather than respond spontaneously. In making
this negative credibility assessment, I take into account that
Larreynaga has worked in the human relations field for many
years—indeed, decades—and by her own testimony has a great
deal of experience answering employees’ questions on a num-
ber of subjects. Thus, her frequent failure to answer questions
in a straightforward, responsive manner is rendered more suspi-
cious. I also note that her accounts of incidents with employees
Martinez and Ramos concerning the decertification petitions
lacked detail and sounded incomplete.
Larreynaga’s initial testimony, about her resume (R. Exh. 1),
raised doubts about her credibility. She denied portions thereof
regarding her job titles and job duties for prior employers,
could not remember when she prepared the resume, and stated
that it was not prepared for any specific purpose but that “I
always wanted to have a resume.”9
Riley testified that Larreynaga sometimes conducts new em-
ployee orientation on her own and without him, when he is out
of the office or on vacation. Contradicting him, Larreynaga
testified that she has never done orientation on her own when
Riley is not available.
Larreynaga’s testimony about her role during orientations
was contradictory and evasive, as reflected by her testimony
regarding the orientation checklist (ALJ Exh. 1). She first testi-
fied that Riley or Lim are the ones who make checkoffs, and “I
only follow the instructions which they [are] giving,” but then
answered “no” to the question of whether she takes instructions
from Lim during orientations.10
Another example of her inconsistent testimony concerned
whether employees come to her when they have heard rumors
of a layoff. She initially testified that they sometimes do so,
and she tells them to talk to their supervisors to determine their
seniority for bumping purposes; however, she later testified
unequivocally that they never come to her for that reason.
Moreover, Larreynaga evaded giving a direct answer to the
simple question of whether she or Lim prepares recall letters
most of the time.11
8 Attorney Presser did not testify on the matter, and I cannot treat as
exculpatory evidence what he states at R. Br. 41 fn. 47. To do so
would defeat a fundamental purpose of an evidentiary hearing to afford
all parties the opportunity to examine and cross-examine witnesses
under oath.
9 Tr. 790.
10 Tr. 868–869.
11 See Tr. 821–822.
Larreynaga’s testimony regarding how often she has to in-
terpret or translate for Spanish-speaking employees was hope-
lessly confusing and contradictory, in a seeming effort to min-
imize the extensiveness of such activity. Although she testified
that 198 employees out of the 395 listed in Charging Party’s
Exhibit 1 are Spanish speaking,12 she also testified as follows:13
GC: Of the three to four employees who come to you
on average every day with questions, how many are Span-
ish-speaking?
A: Probably none.
Larreynaga subsequently testified that three or four Spanish-
speaking employees come to her with questions each week and
then that the percentage of employees who come to her with
questions who are Spanish speaking is 4 percent.
The
following
well
illustrates
her
nonresponsive-
ness/evasiveness in answering questions.14
GC: For how long has [Lim] participated in new em-
ployee orientations?
A: Not every day are new persons received from
work.
JUDGE: When did she start attending orientations?
A: When she was given some training to start to do
these orientations, that the person who gave her the train-
ing, his name is Edward Falconer.
Larreynaga’s testimony that DeGraffenreid was screaming at
Riley in the HR office regarding the first decertification petition
sounded exaggerated and does not gibe with Riley’s testimony
that DeGraffenreid merely asked him what was going on.
I find it unnecessary to detail inconsistencies between Lar-
reynaga’s affidavits (which were taken in Spanish and then
translated) and her testimony, or evaluate the credibility of her
testimony that she found many errors in her affidavits but took
no steps to notify the Region of any of them. Suffice to say, I
need not rely on them to conclude that Larreynaga was an in-
credible witness.
Figueroa seemed candid, and his testimony on the substance
of key conversations was consistent and did not strike me as
embellished or exaggerated. I therefore find him a credible
witness. On the other hand, DeGraffenreid appeared markedly
ill at ease, reticient, and defensive throughout her testimony, as
though she was reluctant to testify. For this and other reasons
to be stated, I do not credit her account of what Larreynaga told
her on February 19 or 26.
Other witnesses of the General Counsel and NECCO ap-
peared credible, and nothing in the record suggests they were
untruthful. Although B. DaCosta appeared nervous, she
seemed candid, and her testimony was either corroborated or
not contradicted by any other witnesses. Accordingly, I gener-
ally credit her testimony. Martinez is illiterate not only in Eng-
lish but in her native language of Spanish, and I take this into
account in assessing her testimony, particularly her inconsist-
encies with regard to the specifics of what occurred in Lar-
12 Tr. 898–899.
13 Tr. 906.
14 Tr. 871.
NEW ENGLAND CONFECTIONARY CO.
435
reynaga’s office on about September 21, when Martinez signed
a decertification petition. I also note that Martinez’ general
description of what Larreynaga did and said that day comported
with the testimony of Ramos and Rodriguez, whose credibility
I have no reason to doubt. The versions of all three were simi-
lar but not identical, leading me to conclude that they were
based on genuine recall and not a script, and I do not believe
that all of them wholly fabricated their testimony solely for the
sheer motive of creating employer taint of the petition process.
In making this determination, I also repeat my conclusion that
Larreynaga was not a candid witness.
Finally, on the subject of credibility, I cite the well-
established precept that “‘[N]othing is more common in all
kinds of judicial decisions than to believe some and not all’ of a
witness’ testimony.” Jerry Ryce Builders, 352 NLRB 1262,
1262 fn. 2 (2008), citing NLRB v. Universal Camera Corp., 179
F.2d 749, 754 (2d Cir. 1950), revd. on other grounds 340 U.S.
474 (1951). The trier of fact must consider the plausibility of a
witness’ testimony and appropriately weigh it with the evidence
as a whole. Golden Hours Convalescent Hospitals, 182 NLRB
796, 798–799 (1970).
Facts
Based on the entire record, including testimony and my ob-
servations of witness demeanor, documents, and stipulations, as
well as the thoughtful posttrial briefs that the General Counsel
and the Respondent filed, I find the following.
The Respondent, a corporation with an office and place of
business in Revere, Massachusetts (the facility), has been en-
gaged in the operation of a factory that manufactures confec-
tionary candy, either sugar or chocolate based. The Respondent
has admitted jurisdiction as alleged in the complaint, and I so
find.
Since at least 1958, the Union has represented employees in a
bargaining unit comprised of all full-time and regular part-time
production employees, including sanitation, shipping/receiving,
print shop, uniform attendant, lead trainers, and lead persons.
NECCO operated out of a facility in Cambridge, Massachu-
setts, for many years prior to its relocation to Revere, Massa-
chusetts, in 2003. In 1994, NECCO acquired Borden Candy
Products, which it renamed Haviland Candy (Haviland).
Haviland employees were not represented by a union until
2003, when they were relocated to the new facility in Revere
and incorporated into the existing bargaining unit.
NECCO and the Union were parties to a collective-
bargaining agreement that commenced on May 1, 2006, and
expired on April 30. In December 2007, the parties agreed to
certain modifications to the collective-bargaining agreement.
On August 29, the parties reached agreement on the current
contract, effective from May 1 until April 30, 2012.
Wayne Matthews is the Union’s business agent who services
the bargaining unit. He comes to the facility, including HR,
regularly on Thursdays. When he is there, Larreynaga trans-
lates for him on a regular basis. Figueroa is the chief shop
steward, and DeGraffenreid is one of four shop stewards.
On February 27, Pinto, who had been at Haviland, filed a de-
certification petition in Case 1–RD–2124.15 At all times at
NECCO, Pinto has been lead person in Department 69.
On March 12, the Region dismissed the petition because of
an insufficient showing of interest.16 Pinto filed a second de-
certification petition, on May 7.17 By letter of August 10, the
Region conditionally dismissed it based on employer taint, as
averred in allegations in the instant complaint, subject to rein-
statement after their final disposition.18
The Respondent’s work is seasonal in nature, with the busi-
est period from approximately November until February. It has
about 20 production departments. The number of production
employees averages approximately 375 on an annual basis
(excluding temporary hires). At the end of the busy season,
more than 200 production employees may be temporarily laid
off. The hiring season starts in about June and ends in August
or September. There are about 75 salaried employees, exempt
and nonexempt, whose number is fairly constant throughout the
year.
A majority of production employees do not have English as
their first language. The largest such group speaks Spanish,
perhaps 50 percent of the total number of production employ-
ees,19 while substantial numbers of others speak Haitian Creole,
Portuguese, or Cape Verdean Portuguese. The precise number
of Spanish-speaking employees who are not able to communi-
cate effectively in English is indeterminable; however, clearly,
at least some require the use of an interpreter.
Joint Exhibit 6 is a diagram showing the layout of the first
floor, where the HR offices, the laundry room, and the cafeteria
are situated. The corporate offices and several production de-
partments are located in separate areas on the second floor.20
HR
The head of HR is Vice President Tony Breitti, whose office
is in the corporate offices upstairs. Riley, Larreynaga, and HR
Coordinator Stephanie Lim have individual offices in the HR
office on the first floor. Larreynaga’s officer is smaller than
Riley’s or Lim’s. The safety office is also located in HR.
HR has two entrances, one from the parking lot area and the
other from the cafeteria. From the parking lot entrance, persons
enter a small vestibule that leads to the HR offices proper.
Larreynaga’s office has a large glass window overlooking this
vestibule, and she can “buzz” people in. She can also slide it
open in order to receive or to give documents, such as applica-
tions for employment or paychecks.
As previously stated, Larreynaga and Riley were not fully
credible witnesses. Therefore, I base my facts on their testimo-
ny only to the extent that it was consistent with more reliable
witnesses and trustworthy documents of record.
15 Jt. Exh. 1.
16 Jt. Exh. 3.
17 Jt. Exh. 2.
18 Jt. Exh. 4.
19 Larreynaga testified that 198 of the 395 production employees
listed in the Company’s January 16 report to the Union (CP Exh. 1) are
Spanish speaking. Tr. 898–899.
20 Department 69 operates on both floors, and Pinto has occasion to
work on each.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
436
Larreynaga has been a NECCO employee since the 1994
merger, longer than either Riley or Lim. She is a nonexempt
salaried employee who is not in the unit. Eligible for overtime
pay, she swipes her timecard electronically at the same entrance
that unit employees use; exempt employees use a different en-
trance. From El Salvador, she is the only person in HR profi-
cient in Spanish; neither Riley nor Lim (or Lim’s predecessors
in the same position) can converse in Spanish. She also can
limitedly communicate in Portuguese. Larreynaga is the prima-
ry contact in HR for many of the Respondent’s Spanish-
speaking employees, and Riley and Lim sometimes use her to
translate when they are conversing with them. If she is not
there, they use Spanish-speaking supervisors in her place. For
a significant part of the day, Riley is away from the HR office.
Production employees are paid each Friday. If they are on
layoff status or otherwise not working that day of the week,
they pick up their paychecks from Larreynaga, who keeps them
in a file cabinet in her office; she opens the window overlook-
ing the vestibule and gives them the paychecks, for which they
sign. Employees who are working receive paychecks from
their supervisors.
Supervisors notify employees when they are going to be laid
off. The employees go to Larreynaga’s office for applications
for unemployment insurance and for remitting $2 to the Union
to waive their monthly dues during the period they are in layoff
status.
General Counsel’s Exhibit 8 is representative of the types of
letters that Larreynaga issues as an HR representative. Along
with credited testimony, I find that they establish the following.
When employees are called back to work, Larreynaga nor-
mally notifies them. She also notifies them when they need to
provide proof of employment authorization or to pay medical
insurance premiums.
Larreynaga has provided “To Whom It May Concern” letters
to former and current employees, confirming their employment
for NECCO; in some, she has made favorable comments about
the employee’s performance. She also has written letters to the
immigration authorities, with positive remarks about the em-
ployee.21
Based on the Respondent’s Exhibit 1, testimony of Lar-
reynaga that was consistent with it, and credited testimony of
other witnesses, I find that Larreynaga’s duties include the
following:
Answer telephones.
Annual OSHA hearing tests, etc.
Assist in payroll by inputting union and other infor-
mation, etc.
Produce and deliver layoff letters, housing, etc.
Help employees with long and short term insurance
claims, etc.
Transit cards, AAP reports, parking spots, etc.
Process weekly payroll reports, 401K, Metro Credit
Union.
Translate for Spanish when needed.
Keep office calendar for memos, holidays.
21 See also GC Exh. 10.
Medical insurance, FLMLA, Cobra, Delta Dental.
Riley explained that Larreynaga, on her, own handles most
of the medical and dental benefits, Lim the life and disability
insurance, but that they can fill in for each, with he performing
their work if necessary. He also testified that Larreynaga has
“special projects,” such as monitoring affirmative action, pre-
paring reference and recall letters, typing and posting company
memoranda, maintaining personnel files, sending employees
for preemployment physicals and drugs screens, and perform-
ing administrative clerical work.
Employees come to see Larreynaga in HR on a daily basis,
for a variety of reasons, such as to change their address; change
401(k) or credit union deductions from their paychecks; change
medical insurance coverage; verify employment for immigra-
tion, housing, or other purposes; ask questions about health
insurance open enrollment, family leave, or other matters; sign
up for posted vacancies; or inquire about a leave of absence.
Most of the documents she generates are on templates in the
Millennium software program, to which Riley and Lim also
have access. In addition, Larreynaga may also answer ques-
tions from employees when she is on break in the cafeteria or
on the shop floor.
NECCO has approximately 100 new hires each year, all of
whom go through an orientation session. As far as Larreyna-
ga’s role in the orientation, only she and Riley testified on the
subject. Their testimony was not fully consistent. At the very
least, at the 3–4-hour orientation sessions, Larreynaga goes
over the various topics in Spanish and assists Riley or Lim in
distributing, collecting, and copying forms and materials.22
Orientation covers all facets of employment, including required
paperwork, Government and employer requirements and poli-
cies, schedule, timeclock, benefits, and miscellaneous. New
hires receive numerous documents at orientation. All company
documents are solely in English.
Ramos, a Honduran native, has worked for NECCO for
about 3 years and is in Department 73. When asked who Lar-
reynaga is, he replied, “Numie is NECCO’s secretary.”23 He
described her duties as preparing all the paperwork and provid-
ing information to employees who have questions. He has
never personally gone to her with a question.
Rodriguez, who is from Puerto Rico, has worked for
NECCO since mid-1998 and is in Department 77. He testified
that Larreynaga “works” in HR.24 He does not have contact
with her in his daily work but goes to her office to ask about
vacation time or to pick up a paycheck. In approximately mid-
2008, he asked her about the Company’s medical insurance.
She advised him that the clinic insurance plan he had was
cheaper.
Martinez, a Salvadoran native, has worked for the Company
since May 1998 and is in Department 75. She met Larreynaga
when they both worked at Haviland. She has gone to see Lar-
reynaga many times to get information. When she needed a
replacement medical insurance card in August 2008, she ob-
tained one from Larreynaga. She sometimes checks with Lar-
22 See ALJ Exh. 1; see also GC Exh. 6.
23 Tr. 398.
24 Tr. 373; see also Tr. 392.
NEW ENGLAND CONFECTIONARY CO.
437
reynaga to see if there is a forthcoming layoff, and Larreynaga
may then check with the supervisor to find out. Martinez also
learns of family emergencies from Larreynaga, who comes to
her department; if the matter is very important, Martinez’ su-
pervisor will give her permission to leave. If a new position is
available, Martinez will get the application from Larreynaga
and return it to her. On one occasion, in 2008, boxes fell on
Martinez as she was working, and Larreynaga acted as her in-
terpreter when she apparently related her injury to Riley. Mar-
tinez went to Larreynaga when she wanted to increase her
401(k) plan contribution. Sometimes, Larreynaga helps her to
fill out her vacation requests because she needs assistance.
Afterward, Martinez submits them to her supervisor, who ap-
proves or disapproves them. Martinez brings her documents
pertaining to temporary protective status work permit renewals.
Finally, Larreynaga has made copies of documents for her,
including a copy of a daughter’s birth certificate.
Martinez has also used the lead person and other employees
on the floor to translate for her, for example, to ask her supervi-
sor for permission for time off to take her son to a medical ap-
pointment. Martinez called Larreynaga “a secretary” in her
affidavit because she works in the office.
DeGraffenreid, the lead person in Department 75, has been a
union shop steward and on the Union’s executive board for
many years. She used the nomenclature “receptionist” when
referring to Larreynaga and said that the latter “works” in HR.25
When employees come to DeGraffenreid as a steward about
matters such as pay or vacation, she speaks with their supervi-
sors; if their concerns are not resolved, she either goes to see
Riley or directs them to see him.
Figueroa, the lead person in Department 73, is also on the
Union’s executive board. He has been a steward on and off for
5 years and the chief shop steward for about a year. In these
capacities, he has not sent employees to talk to Larreynaga or
had dealings with her.
Supervisors are the ones who initiate disciplinary actions and
tell the subject employees. Normally, the first step of the
grievance procedure is between the employee and his or her
steward, and the first-line supervisor. If unresolved at that
level, Figueroa as chief steward takes it up to Riley, whom he
described as the “head” of HR, not to Larreynaga.26 When HR
is involved at the second step, Riley will use Larreynaga to
translate, if necessary. This occurs about 10 times a year. On
matters of enforcement of the union contract, Figueroa deals
with Tony Breitti or Riley, not with Larreynaga.
Figueroa was uncertain of Larreynaga’s exact title. When he
has had issues pertaining to his own employment, he has gone
to either her, Riley, or Lim. Thus, when he recently lost a
check another employee had given him, he went to see Lim.
He recalled three occasions when he went to see Larreynaga:
about 3 years ago, to enroll in the Company’s medical insur-
ance plan; about 2 years ago, to cancel that coverage; and about
a year ago, to find out his available vacation time and to request
3 months’ off. As to the last occasion, Larreynaga stated that
she did not know if he could get that amount of leave. He sub-
25 Tr. 197.
26 Tr. 305.
sequently talked with Riley and DaCosta, who approved his
request. His understanding is that many non-English-speaking
employees go directly to Larreynaga and that if she cannot take
care of the matter, she goes with the employee to see Riley.
At management meetings held with production employees,
the Company uses managers or supervisors to translate from
English into the four languages previously referenced. Lar-
reynaga does not perform this role. About half of the supervi-
sors are sufficiently fluent in Spanish to communicate fully
with Spanish-speaking employees.
Larreynaga’s Solicitation and Promises of Benefits
On about February 27, Ramos’ supervisor notified him and
almost everyone else in Department 73 that they were going to
be laid off. Ramos later went to Larreynaga’s office to com-
plete the necessary layoff paperwork. When she gave him the
unemployment papers, she told him that “[T]here was a list
there for the people that wanted the union to leave the compa-
ny, they could sign it. . . .”27 She further stated that it was his
choice whether to sign but that the Union was not doing any-
thing but charging money and that the Company had benefits
which employees were not getting because the Union was
there. Ramos replied that he could not sign anything because
he was already laid off.
On the afternoon of about February 25, Rodriguez was in the
cafeteria, when Larreynaga asked him to accompany her to her
office. He did so. Once there, she showed him a paper28 that
was on the desk and asked if he would sign it to get the Union
out of the factory, saying that the union contract had expired in
December 2007, and that employees were paying for the Union
but did not get any benefits. He did so. Knowing little English,
he did not read the document. Someone later added his printed
name and the date.
In February, Martinez was in the cafeteria prior to the start of
her shift at 3:30 p.m. Larreynaga said that she had a photo of
Martinez at the Valentine’s Day party at her office. Martinez
accompanied her. Martinez’ testimony about two other em-
ployees there and what they and Larreynaga said to each other
was confusing and inconsistent with the order of signatures on
General Counsel’s Exhibit 2. I will therefore disregard that
portion of her testimony except as a predicate to her subsequent
conversation with Larreynaga.
After the two other employees left, Larreynaga stated to
Martinez that they had signed the paper (GC Exh. 2) because
they did not want the Union. Martinez asked why not. Lar-
reynaga replied that the Company had better benefits for em-
ployees. Martinez asked when she could sign, and Larreynaga
replied, whenever she wanted. Martinez signed General Coun-
sel’s Exhibit 2. She was not able to read it. Someone later
added her printed name and the date.
In about late August, Martinez went to Larreynaga’s office
to change her 401(k) plan contribution. Before Martinez left,
Larreynaga said, “Donna, you’ve really betrayed me.”29 Mar-
tinez replied that she was confused. Larreynaga replied that she
27 Tr. 403; see also Tr. 406.
28 GC Exh. 2.
29 Tr. 270.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
438
had seen Martinez’ signature “popping up all over the place.”30
Martinez responded that she did not know who was telling the
truth (presumably about decertifying the Union). This conver-
sation occurred before Martinez received the General Counsel’s
subpoena ad testificandum, dated September 21.31
Following Martinez’ receipt thereof, in late September or
early October, Lim sent word through Martinez’ supervisor for
her to go to HR. There, Martinez had a conversation with Lar-
reynaga.
Although Martinez’ testimony about whether she brought the
subpoena with her then or later on that day was confusing, she
was very consistent (but not identical) on direct and redirect
regarding what Larreynaga stated in connection with the sub-
poena. Larreynaga asked Martinez to forgive her for what she
had said, that she (Larreynaga) was going to be fired and, given
her age, she would not be able to find another job. She added
that she was supporting her mother and further stated, “Please
say this was something you made up and told Juan [Figueroa],
and I’m going to deny everything.”32
DeGraffenreid testified as follows. On February 19 or 26,
she went in HR to speak with Matthews on union matters. He
was not there, and she went into Larreynaga’s office and asked
where he was. Larreynaga answered that he was outside, hav-
ing a conversation with Riley, and that “[T]he Company wants
to get rid of the Union;” DeGraffenreid did not respond, and
“[Larreynaga] said to me, they’re going to get everybody a
bonus, but then she also told me, don’t say anything to any-
one.”33 DeGraffenreid left Larreynaga’s office and went into
the HR waiting room area.
Perhaps, there was more to the conversation or its circum-
stances than DeGraffenreid related that would make the state-
ments she attributed to Larreynaga more plausible. In the ab-
sence of such, I deem it highly unlikely that Larreynaga would
have sua sponte initiated a conversation about the decertifica-
tion petition with a union steward and told her straight out that
the Company wanted to get rid of the Union and was going to
give a bonus. Because of the implausibility of DeGraffenreid’s
version and her seeming discomfort as a witness, I cannot credit
her account.
Figueroa testified about a conversation with Larreynaga at
HR in February. It has not been alleged as a violation. He was
waiting to see Matthews, and DeGraffenreid was with him and
also waiting to see Matthews. Presumably, this occurred on the
same day as the above incident to which DeGraffenreid testi-
fied.
According to Figueroa, he asked Larreynaga what she
thought about the people going around collecting signatures to
get rid of the Union. She answered, “[T]here’s [sic] a lot of
people involved in this, that in fact it’s all coming from up
there,” pointed upward, and said not to tell anyone.34 Figueroa
did not relate how he responded.
30 Tr. 271.
31 GC Exh. 3.
32 Tr. 283; see also Tr. 361.
33 Tr. 202.
34 Tr. 60; see also Tr. 167, a very similar but not verbatim reiteration
of his earlier testimony.
Larreynaga denied that occurrence of either of the above
conversations with Figueroa or DeGraffenreid.
In contrast to DeGraffenreid, Figueroa testified that he (ra-
ther casually) initiated his conversation with Larreynaga about
the decertification petition and that she hinted or implied that
management was behind it. I note in this regard that there are
also production areas on the second floor, where Intervener
Pinto works part of the time, so that she couched her reference
that everything was “coming from up there” in an ambiguity
rather than expressly mentioning the Company. I find this
plausible, noting that it comports with statements I have found
Larreynaga made to other employees and that Figueroa ap-
peared generally believable.
Figueroa and Larreynaga both testified about an incident in
the cafeteria in approximately March. Their versions were not
necessarily inconsistent. Figueroa’s account was more detailed,
and he testified that Supervisor Correda was present, yet the
Respondent did not call him as a witness. These factors, along
with my conclusion that he was a more candid witness, lead me
to accept his version, as follows.
In March or so, Figueroa solicited signatures in favor of the
Union. When he went to the cafeteria on one morning break,
he observed Larreynaga speaking with a lab employee.
Figueroa went over. He made the statement that he was upset
over what he had to do because “a bunch of stupid people here
that want to get rid of the union.”35 He walked away. As he
was later preparing food, Larreynaga approached him and
asked whom he had called stupid. He denied that he had called
her stupid and repeated what he had said before. She replied
that she could take him to the office for harassment. Supervisor
Correda was present. He called Figueroa over to stop the ar-
gument.
The following day, when Figueroa was returning from
lunchbreak, Riley asked him to come to his office. After they
went there, they had a conversation about the above incident.
Figueroa testified that DaCosta was present, but the latter did
not testify on the matter. Based on this and my conclusion that
Riley was a less reliable witness, I credit Figueroa’s account, as
follows.
Riley stated that he had heard Figueroa was intimidating
people by calling them stupid because they were picking up
signatures to get rid of the Union. Figueroa gave his account.
Riley then told him okay and to return to work.
B. DaCosta’s Solicitation
At all times relevant, NECCO has maintained a solicitation
rule that provides, in pertinent part, that employees are not
permitted to engage in solicitation while either the employee
soliciting or the employee being solicited is on working time.36
However, management has observed and allowed employees to
solicit for Avon sales, lottery tickets, betting pools, collections,
and other activities during both their work and nonworktime,
and no employees have ever been disciplined for violation of
the Company’s no-solicitation policy.37
35 Tr. 66–67.
36 GC Exh. 4.
37 Uncontroverted testimony of DaCosta, who has been with
NECCO for 42 years. Tr. 1043, 1045.
NEW ENGLAND CONFECTIONARY CO.
439
The General Counsel contends that the Respondent, through
DaCosta, was aware that B. DaCosta was soliciting during her
worktime in violation of company policy, not that her having
the decertification petitions in open view in her work area vio-
lated normal company policy.37
Unit employee B. DaCosta reports to Riley. Entitled “trainer
lead,” she has worked for NECCO since 1967. Her job duties
are to collect and hand out uniforms in the laundry room, which
is off the cafeteria, and to clean tables in the cafeteria. She
spends the bulk of her time on the former; on the average, she
spends 1-1/2 hour’s daily cleaning tables.
Government regulations require that everyone in a produc-
tion area wears a uniform. Normally, each employee receives
one clean uniform daily, unless there has been a spill. B. Da-
Costa gives out approximately 400 uniforms in a typical day,
most before the start or finish of the first shift and the begin-
ning of the second shift. Employees can come to her at other
times during the day if, for example, they have spilled some-
thing on their uniforms. Sometimes they come on breaks, other
times on the clock. She separates dirty laundry in different
bins, and an outside company picks them up three times a
week. She also tags uniforms that need repair, as well as sepa-
rates and stores clean uniforms.
Normally, she is the sole employee in the laundry room. It
has a two-part door into the cafeteria. She sometimes keeps the
bottom portion closed and has the top portion open so that she
can hand employees clean uniforms through the door; other
times, she keeps both open, and employees enter the laundry
room for their uniforms.
Her hours are from 6 a.m.–3:30 p.m. She takes a break from
9–9:20 a.m., usually in the cafeteria and with Shop Steward
Eliana Ledo. Her lunchbreak is from noon to 12:30 p.m. Most
of the time, she spends it in the laundry room, with the door
closed. DaCosta joins her for lunch 2 or 3 days a week. Some-
times, he comes to see her when she is either working in the
laundry room or cleaning tables in the cafeteria.
On February 24, B. DaCosta was in the cafeteria during her
break when unit employee Manny Miranda asked her to sign
the first decertification petition. She signed, printed her name,
and wrote in the date. She also got a blank page and later made
more copies at her home. During the day, she continuously
kept the petition on the top of a table in the laundry room, less
than a foot from the door. She initially had the page she signed
and later put out new blank pages as needed. The petition was
in plain sight of employees when they came to pick up clean
uniforms, and they could sign it without having to enter the
room. Some asked her where the petition was, and she showed
them. Between 25 and 50 employees signed, all when B. Da-
Costa was on her worktime. When she left for the day, she put
the petitions in her locker. She gave filled pages back to Mi-
randa.
DaCosta observed the petitions on the table when he came to
see her on her lunchbreaks. When he was there, no employees
came to her about the petition. He testified without controver-
sion that he never observed any employees solicited to sign a
37 Uncontroverted testimony of DaCosta, who has been with
NECCO for 42 years. Tr. 1043, 1045.
decertification petition, and there is no evidence that he was
ever present when employees signed the petitions in the laundry
room.
DaCosta’s Promise of Benefits
On May 4, at between 6 and 7 a.m., Figueroa was at his
workstation and had a conversation with DaCosta. Richie
Lovely, a mechanic of a contractor, was present. DaCosta re-
called the conversation but conceded that he did not have a full
recollection of everything said. Figueroa’s account was more
detailed and less tentative and seemed unembellished. I there-
fore credit him and find the following.
Lovely stated that Figueroa was a great guy and a good
workman. DaCosta said yes, that he had told Figueroa several
times that he was a good worker, “but “unfortunately I cannot
pay him no [sic] more . . . because we have a contract with the
union. It would be a different story if we didn’t have a un-
ion.”38 Figueroa replied that he did not want to discuss the
subject.
Analysis and Conclusions
Larreynaga’s Statements
Section 8(a)(1) is violated when an employer interferes with,
restrains, or coerces employees in the exercise of the rights that
Section 7 guarantees to them. The standard for determining
whether certain conduct violates Section 8(a)(1) is an objective
one. Westwood Health Care Center, 330 NLRB 935, 940 fn.
17 (2000).
As the Board stated in Mickeys Linen & Towel Supply, 349
NLRB 790, 791 (2007), citing Wire Products Mfg. Co., 326
NLRB 625, 640 (1998), enfd. sub nom mem. NLRB v. R.T.
Blankenship & Associates, Inc., 210 F.3d 375 (7th Cir. 2000),
“It is well settled that an employer violates Section 8(a)(1), by
‘actively soliciting, encouraging, promoting, or providing assis-
tance in the initiation, signing, or filing of an employee petition
seeking to decertify the bargaining representative.’”
Larreynaga directly solicited employees Martinez, Ramos,
and Rodriguez to sign the decertification petition. If committed
by an agent of the Respondent, such conduct violated Section
8(a)(1).
As to the allegations concerning Larreynaga’s promise of
benefits, Larreynaga expressly told Ramos that employees
would have better benefits if the Union was not there. She did
not directly promise Martinez anything if she signed the decer-
tification petition. However, in telling Martinez that two other
employees had signed the petition because the Company had
better benefits for employees, Larreynaga conveyed an implied
promise of such, which was similarly impermissible. See
E.L.C. Electric, Inc., 344 NLRB 1200, 1200–1202 (2005);
County Window Cleaning Co., 328 NLRB 190, 196 (1999).
Thus, if Larreynaga was its agent, the Respondent further vi-
olated Section 8(a)(1) by promising employees better benefits if
they signed the decertification petition.
Finally, I address Larreynaga’s statements to Martinez con-
cerning the latter’s testimony. In connection with the General
Counsel’s subpoena ad testifcandum issued to Martinez, Lar-
38 Tr. 84.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
440
reynaga pressured and cajoled her to say at trial that she had
made up what she had told the Region during its investigation
of the ULP charges herein. In telling Martinez to recant, Lar-
reynaga committed another violation of Section 8(a)(1) if she
was an agent of the Respondent. See Remington Electric, 317
NLRB 1232, 1232 fn. 2, 1237 (1995).
Larreynaga’s Status as an Apparent Agent
Apparent agency is not a simple concept to apply and re-
quires careful analysis, as the following review of the applica-
ble law demonstrates.
According to the Restatement (Third) of Agency § 27:
Apparent authority . . . results from a manifestation by a prin-
cipal to a third person that another is his agent. Under this
concept, an individual will be held responsible for acts of his
agent when he knows or “should know” that his conduct in re-
lation to the agent is likely to cause third parties to believe that
the agent has authority to act for him.
Two conditions must be satisfied: (1) some manifestation by
the principal to a third party, and (2) the third party must be-
lieve that the extent of authority granted to the agent encom-
passes the contemplated activity. Id. at Sec. 8; See Millard
Processing Services, 304 NLRB 770, 771 (1991), enfd. 2 F.3d
258 (8th Cir. 1993), cert denied 510 U.S. 1092 (1994).
As the Board has stated, “An agent has apparent authority to
speak for a principal when the principal does something or
permits the agent to do something, which reasonably leads
another to believe that the agent had the authority he purported
to have.” Cablevision Industries, 283 NLRB 22, 29 (1987); see
also Massey Energy Co., 354 NLRB 687, 764 at fn. 11 (2009).
The burden of proving an agency relationship is on the party
asserting its existence. Tyson Fresh Meats, Inc., 334 NLRB
1335, 1335 (2004); Millard Processing Services, above at 772.
The determination of whether this burden has been met rests on
an analysis of the facts under common law principles. Ready-
Mix, Inc., 337 NLRB 1189, 1189 (2002); Pan-Oston Co., 336
NLRB 305, 305 (2001).
The ultimate test is whether, under all the circumstances,
employees would reasonably believe that the purported agent
spoke for and acted on behalf of company management. Zim-
merman Plumbing Co., 325 NLRB 106, 106 (1997); Great
American Products, 312 NLRB 962, 962 (1993); Dentech
Corp., 294 NLRB 924, 925 (1989).
The Board considers the position and duties of the employee
in question and the context in which the behavior occurred.
Pan-Oston, above at 306; Jules V. Lane, D.D.S., P.C., 262
NLRB 118, 119 (1982). When an employer places a rank-and-
file employee in a position where employees could reasonably
believe that the employee spoke on management’s behalf, the
employer has vested the employee with an apparent authority.
Corrugated Partitions West, 275 NLRB 894, 900 (1985).
Thus, employees who regularly communicate management
directives to employees act as agents in furnishing employment
related information to employees in the course of his or her
regular duties. Pan-Oston, ibid. Employees have been found
conduits possessing apparent authority where they attended
daily production meetings with top management, from which
they returned to communicate management’s production priori-
ties and were the “links” between employees and upper man-
agement. Hausner Hard-Chrome of KY, 326 NLRB 426, 428
(1998); see also Zimmerman Plumbing, above (apparent author-
ity found when employees attended management meetings and
relayed and enforced respondent’s decisions); Ready-Mix,
above at 1189.
The Board may decline to find agency status where an em-
ployee acts outside the scope of his or her usual duties. Pan-
Oston, ibid. Thus, in Waterbed World, 286 NLRB 425, 426
(1987), the Board found that an employee who interrogated
other employees and threatened their discharges did not act as
an agent of the employer because the employer had never held
out the employee as being privy to management decisions or as
speaking on its behalf.
Although not dispositive, the Board will consider whether
the statements or acts of an alleged employer agent were con-
sistent with statements or actions of company representatives.
Pan-Oston, ibid; Hausner Hard-Chrome, supra at 428 (mani-
festation of apparent authority strengthened when coercive
statements of alleged apparent agents echoed statements of
admitted agents). Apparent authority may be inferred when an
employee acts with the cooperation of or in the presence of
supervisors; Dentech, supra at 926; Advanced Mining Group,
260 NLRB 486, 503–504 (1982). Similarly, an employer’s
knowledge of, and failure to disavow, the employee’s activities
also raises the inference of apparent authority. Haynes Indus-
tries, 232 NLRB 1092, 1099–1100 (1977).
In sum, many factors must be considered and weighed in de-
termining whether Larreynaga had apparent authority. In mak-
ing this determination, I give most weight to the testimony of
the General Counsel’s witnesses. I will first address her re-
sponsibilities and duties in general and then turn to the circum-
stances surrounding her specific conversations with employees
that would constitute violations of Section 8(a)(1) if she is
found to be the Respondent’s apparent agent.
Although the General Counsel does not contend that Lar-
reynaga was a manager or supervisor or otherwise an actual
agent of the Respondent, employees’ perceptions of her au-
thority are key to determining her apparent agency. Signifi-
cantly, none of the General Counsel’s witnesses characterized
Larreynaga’s position as being managerial, supervisory, or
policy-making. Rather, Ramos called her a “secretary”—the
term Martinez used for Larreynaga in her affidavit—and de-
scribed her duties as preparing paperwork and providing infor-
mation to employees with questions; Rodriguez stated that she
“works” in HR; and DeGraffenreid used the nomenclature “re-
ceptionist” when referring to her and said that she “works” in
HR.
Their nomenclature for Larreynaga was consistent with their
testimony and other record evidence about her responsibilities
and duties. Clearly, as far as employees’ direct contacts with
HR, Riley is known to be above Larreynaga (and Lim) in the
hierarchy. Indeed, Figueroa and DeGraffenreid deal directly
with Riley when it comes to resolving grievances. Supervisors
initiate disciplinary actions, not Larreynaga, and she plays no
role in grievance processing or in management–union relations
in general, other than to translate.
NEW ENGLAND CONFECTIONARY CO.
441
Although Larreynaga answers questions and prepares pa-
perwork concerning vacation and other leave requests, employ-
ees must get authorization for leave from their supervisors.
Layoffs are based on pre-established standards over which
Larreynaga has no discretion. Her communications concerning
health and other insurance benefits are merely to relay infor-
mation about existing benefits. Most of the “To Whom it May
Concern” letters she has provided to employees and former
employees simply provide basic information such as dates of
employment and rates of pay, and in all, she signed her name
with the identification of HR or human resources.
The testimony of Riley and Larreynaga was unclear on her
precise role in new employee orientations, and the General
Counsel offered no evidence thereon. In any event, orientations
are very structured, with either Riley, Larreynaga, and/or Lim
using a checklist approach, and distributing many documents
concerning policies and procedures. Larreynaga does not par-
ticipate in job interviews that Riley conducts.
Beyond her job duties as such, the issue of her apparent au-
thority largely turns on her status as the only person in HR who
is proficient in Spanish and able to communicate effectively
with a large number of unit employees by virtue of her bilin-
gual skill. Significantly, supervisors normally translate on the
floor for Spanish-speaking employees, and they, not Larreyna-
ga, translate at formal meetings that top management officials
hold with employees.
The General Counsel cites a number of decisions in which
bilingual employees were found to be apparent agents.39 How-
ever, all of them had additional circumstances that distinguish
them from this case. In Baby Watson Cheesecake, 309 NLRB
417 (1992), the office employee was an agent in fact in when
he told employees to sign authorization cards, and he and a
supervisor together told strikers they would be fired if they did
not sign such cards. In Cream of the Crop, 300 NLRB 914
(1990), the owner used the employee more than once to trans-
late for him at group meetings he called, and she was identified
as being available on a continuous basis to transmit employee
complaints to him. In La Famosa Foods, 282 NLRB 316, 328–
329 (1986), the employee communicated work directives to
employees, in the absence of any Spanish-speaking supervisors.
In Enterprise Aggregates Corp., 271 NLRB 978 (1984), the
employee was the daughter of the owner and worked in the
corporate office. In Ja-Wex Sportswear, 260 NLRB 1229
(1982), the employee distributed literature and stated that she
was doing so at the request of the respondent’s president, who
later confirmed this. In NAB Construction Corp., 258 NLRB
670 (1981), the superintendent introduced the employee as his
assistant and stated he would not override what the employee
said, and the employee communicated reprimands to employ-
ees.
Another case finding a bilingual employee to be an apparent
agent, Great American Products, 312 NLRB 962, 963 (1993),
is also distinguishable. There, the employee was a leadman
whom respondent had introduced as a supervisor and to whom
employees were told to direct questions and problems concern-
ing such matters as job assignments and requests for time off.
39 GC Br. 51–52.
From the testimony of the General Counsel’s witnesses and
the entire record, I am convinced that employees, both Spanish
speaking and in general, do not deem Larreynaga to “represent”
the Company as a manager, supervisor, or spokesperson, or to
be in charge of HR. Rather, they consider her a senior clerical
employee and something of a helping hand.
Turning to Larreynaga’s specific conduct surrounding the
decertification campaign, at no time did Larreynaga say any-
thing to employees she solicited that she was acting in any way
as a company representative. Indeed, in her later conversation
with Martinez, she indicated that she was in trouble with the
Company, presumably on account of her solicitation activities.
Similarly, even crediting both DeGraffenreid’s and Figueroa’s
accounts, Larreynaga said nothing about her being connected
with management. Indeed, in both, she spoke almost sub rosa
about “the Company” or “they” wanting the Union out and told
both of them not to repeat what she had stated.
Neither Riley nor any other supervisors or managers were
present when she had any of the relevant conversations, and
there is no evidence that any of them ever said anything to em-
ployees conveying condonation or approval of her conduct.
The only other alleged violations contend that the Respond-
ent allowed B. DaCosta to solicit signatures on decertification
petitions on work time and that DaCosta promised Figueroa a
pay raise if he abandoned support for the Union. Even if found
meritorious, they would not demonstrate that NECCO engaged
in a pattern of anti-union conduct such that employees reasona-
bly would have seen Larreynaga’s conduct as reflecting man-
agement’s desire to oust the Union. In this regard, there is no
contention that the Respondent disciplined employees for any
other kind of solicitation on worktime or took any action to
prevent Figueroa from soliciting signatures opposed to the de-
certification.
In summary, I conclude that Larreynaga did not possess ap-
parent authority, either in general or with regard to her conduct
set out in the complaint, as amended at trial. Accordingly, I
recommend that those allegations be dismissed.
DaCosta’s Conduct
Clearly, DaCosta and other managers/supervisors had
knowledge of the decertification petitions that his wife kept on
the table in the laundry room during her workday. The issue,
however, is whether he or other managers/supervisors had
knowledge that employees signed the petitions either on their
worktime or her worktime and took no action. In the absence
of evidence that DaCosta or any other management or supervi-
sors were ever present at any times when employees signed the
decertification petitions, I cannot conclude that he or other
managers/supervisors knew that B. DaCosta or any other em-
ployees engaged in decertification activity on work time. A
fortiori, they could not be found to have permitted or condoned
any such activity. See Flying Foods, 345 NLRB 101, 105
(2005);40 Gorges/Quick-To-Fix Foods, 327 NLRB 635, 635 fn.
1 (1999).
40 Then Member Liebman concurred in this aspect of the Board’s
Decision. 345 NLRB at 118.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
442
Even if they had knowledge of the solicitation, the General
Counsel has failed to establish that the Respondent enforced the
rule against any other employees. Flying Foods, ibid; Parkview
Gardens Care Center, 280 NLRB 47, 51 (1986). Indeed, the
General Counsel does not aver disparate application of the poli-
cy.41
Narricot Industries, 353 NLRB 775 (2009), and Placke
Toyota, Inc., 215 NLRB 395 (1974), cited by the General
Counsel,42 are distinguishable, inasmuch as the individuals who
maintained the decertification petitions in open areas were
managers or supervisors who otherwise “actively participated
in the decertification process.” Narricot Industries at slip op. 1.
Accordingly, I cannot conclude that the Respondent assisted
the decertification effort by conveying to employees that it
authorized B. DaCosta’s activities supporting it. I therefore
recommend dismissal of this allegation.
DaCosta’s Statement to Figueroa
DaCosta’s statement was he could not pay Figueroa more
because of the union contract, and that “It would be a different
story if we didn’t have a union” (emphasis added).
DaCosta used the verbiage “would” rather than “could” or
“might,” thus suggesting the certainty, not mere possibility, of
financial benefit to Figueroa if the Union was ousted. This
amounted to a unlawful promise of benefit if the Union was
decertified. Even if DaCosta’s statement had been more in the
nature of a promise to consider giving Figueroa higher pay, it
would have constituted an illicit promise of benefit. See Shaw,
Inc., 350 NLRB 354 (2007) (promise to look into the possibil-
ity of providing a better insurance plan).
The Respondent’s brief (at 23) cites Flexsteel Industries, 311
NLRB 257 (1993), Mantrose-Haeuser Co., 306 NLRB 377
(1992); and Oxford Pickles, 190 NLRB 109 (1971). Those
cases are inapposite in that they involved pre-election situations
where the employers accurately stated as a matter of law that,
depending on what was later negotiated, employees could lose
benefits if they chose union representation.
I have carefully considered whether this single violation
should be held de minimis in light of my finding that the Re-
spondent committed no other violations of the Act and the fact
that Figueroa was the only employee out of approximately 375
who heard it. His status as chief steward can cut both ways as
far as effect. On the one hand, it might make him less vulnera-
ble as far as finding the statement objectively coercive; on the
other, his withdrawal of support for the Union could have a
greater potential impact on the decertification campaign than if
he held no such position.
Worthy of note is Heartshare Human Services of New York,
339 NLRB 842, 849 (2003), in which Judge Raymond Green
determined that one supervisor’s threat of discharge or layoff to
one employee was not de minimis. He suggested that the result
might be different if the single instance in question was unlaw-
ful because the statement was that selecting the union was fu-
tile, constituted unlawful interrogation, or made a promise. The
Board affirmed his finding of a violation but did not address
41 See GC Br. at 54 fn. 123.
42 GC Br. at 53.
this dictum. I find his distinction between threat and promise
interesting but am unaware of any cases in which the Board has
articulated it as a rationale.
Leaving the above distinction aside, other circumstances mil-
itate against finding the promise de minimis. DaCosta was a
high-level company representative who, during an active cam-
paign to decertify the Union, spontaneously interjected it in a
conversation about Figueroa’s performance. Further, I note
that a dismissal based on de minimis normally requires that a
charged party took steps on its own volition to remedy the vio-
lation, which did not occur here. See, e.g., Musicians Local 76
(Jimmy Wakely Show), 202 NLRB 620, 620–622 (1973).
Accordingly, I conclude that the Respondent violated Sec-
tion 8(a)(1) by promising Figueroa higher pay if the Union was
decertified.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By promising an employee higher pay if the Union was
decertified, the Respondent has engaged in unfair labor practic-
es affecting commerce within the meaning of Section 2(6) and
(7) of the Act and violated Section 8(a)(1) of the Act.
REMEDY
Because I have found that the Respondent has engaged in
certain unfair labor practices, I find that it must be ordered to
cease and desist and to take certain affirmative action designed
to effectuate the policies of the Act.
The General Counsel requests (GC Br. at 57) that the Re-
spondent be directed to post the notice to employees in Spanish,
Portuguese, Cape Verdean Portuguese, and Haitian Creole, as
well as in English. In the interest of ensuring that all employ-
ees can understand its contents, I will do so. See Planned
Building Services, 347 NLRB 670, 680 fn. 2 (2006).
ORDER
The Respondent, New England Confectionary Company,
Revere, Massachusetts, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Promising employees higher pay or other better benefits
if the Union is decertified.
(b) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
to them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days after service by the Region, post at its fa-
cility at Revere, Massachusetts, copies of the attached notice
NEW ENGLAND CONFECTIONARY CO.
443
marked “Appendix”43 in English, Spanish, Portuguese, Cape
Verdean Portuguese, and Haitian Creole. Copies of the notice,
on forms provided by the Regional Director for Region 1 after
being signed by the Respondent’s authorized representative,
shall be posted by the Respondent and maintained for 60 con-
secutive days in conspicuous places including all places where
notices to employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the notices are
not altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the Re-
spondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since May 4, 2009.
(b) Within 21 days after service by the Region, file with the
Regional Director for Region 1 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
43 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
Bakery, Confectionary, Tobacco Workers & Grain Millers
International Union, Local 348 (the Union) is the certified bar-
gaining representative of our full-time and regular part-time
production employees.
WE WILL NOT promise employees higher pay or other better
benefits if the Union is decertified.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of your rights under Sec-
tion 7 of the Act, as set forth at the top of this notice.
NEW ENGLAND CONFECTIONARY COMPANY