356 NLRB 613
Southwest Regional Council of Carpenters and Carpenters Locals 184 and 1498 (New Star General Contra
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
613
Southwest Regional Council of Carpenters and Unit-
ed Brotherhood of Carpenters and Joiners of
America, Locals 184 and 1498 and New Star
General Contractors, Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and East-West Partners—
Denver, Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and East-West Partners—
Denver, Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Terry Staples, an Indi-
vidual
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Terry Staples, an Indi-
vidual
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and New Star General Con-
tractors, Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and New Star General Con-
tractors, Inc.
Southwest Regional Council of Carpenters and Ok-
land Construction Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and New Star General
Contractors, Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
Southwest Regional Council of Carpenters and Ok-
land Construction Company, Inc. 61 United
Brotherhood of Carpenters and Joiners of
America, Local 184 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and Okland Construction
Co., Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 184 and New Star General Con-
tractors, Inc.
United Brotherhood of Carpenters and Joiners of
America, Local 1498 and New Star General
Contractors, Inc. Cases 27–CC–877, 27–CC–878,
27–CC–879, 27–CC–880, 27–CC–881, 27–CC–
882, 27–CC–883, 27–CC–886, 27–CC–87, 27–
CC–888 27–CC–889, 27–CC–890, 27–CC–892,
27–CC–893, 27–CC–898, 27–CC–899, 27–CC–
900, 27–CC–901, 27–CC–906, 27–CC–907, 27–
CC–912, 27–CC–913, 27–CC–915, 27–CC–916,
27–CC–917, 27–CC–924, 27–CC–925, 27–CC–
927, and 27–CC–928
356 NLRB No. 88
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
614
February 3, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS BECKER,
PEARCE, AND HAYES
This case raises the question whether the Respondent
Unions violated Section 8(b)(4)(i) and (ii)(B) of the Act
by displaying large, stationary banners proclaiming a
“labor dispute” and seeking to “shame” named secondary
employers at their business locations.1 The judge found
that the Unions’ displays of banners at 19 different loca-
tions did not violate Section 8(b)(4)(ii)(B) because the
displays were not picketing and did not otherwise consti-
tute threats, coercion, or restraint within the meaning of
that section. He also found that the banner displays at
two construction sites with established reserve gates did
not violate Section 8(b)(4)(i)(B) because the displays
were not picketing and did not induce or encourage the
employees of secondary employees to cease doing work
within the meaning of that section. The judge therefore
dismissed the complaint as to both sections of the Act.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
adopt the judge’s conclusions, consistent with our recent
decisions in Carpenters Local 1506 (Eliason & Knuth of
Arizona, Inc.), 355 NLRB 811 (2010) (Eliason), and
Carpenters Local 1506 (Marriott Warner Center Wood-
land Hills), 355 NLRB 1346 (2010) (Marriott), and for
the reasons stated below.
In Eliason, supra, we concluded that a union’s display
of large stationary banners did not violate Section
8(b)(4)(ii)(B) of the Act. We find that the banner dis-
plays in this case were, for all relevant purposes, the
same as the conduct found lawful in Eliason. We there-
fore adopt the judge’s conclusions that the Unions’ con-
duct did not violate Section 8(b)(4)(ii)(B).
We must also address the aspect of this case that was
not present in Eliason: the allegations that the banner
displays at two construction sites violated Section
8(b)(4)(i)(B). The relevant background to these allega-
tions is as follows. In 2004, the Unions called a strike
among the employees of two construction employers,
New Star General Contractors Inc. (New Star) and Ok-
land Construction Co. (Okland). At various times during
1 On November 12, 2004, Administrative Law Judge Gregory Z.
Meyerson issued the attached decision. The General Counsel filed
exceptions and a supporting brief which Charging Parties Okland Con-
struction Co., Inc. and New Star General Contractors, Inc. have joined.
The Respondent Unions Southwest Regional Council of Carpenters and
Carpenters Local Nos. 184 and 1498 filed a joint answering brief.
The Board has considered the decision and the record in light of the
exceptions and briefs and has decided to affirm the judge’s rulings,
findings, and conclusions, but only for the reasons set forth below.
those strikes, the Unions sent letters to secondary em-
ployers who had hired New Star or Okland, informing
them of the strike and asking them to use their manageri-
al discretion not to do business with either company.
During the strikes, the Unions displayed banners at 19
different sites associated with secondary employers. The
Unions also distributed or made available handbills that,
according to the judge, provided a “fairly detailed” ex-
planation of the dispute, including “the connection be-
tween either New Star or Okland and the entity named on
the banner.” Okland was the general contractor at two of
the jobsites, the Stampin’ Up and West Jordan Courts
construction sites, and established reserve gate systems at
both sites. At each site, posted signs directed Okland
personnel to use one gate and directed all other entities
and persons to use different gates. The Unions did not
confine their banners to areas immediately proximate to
the Okland gates.2 Perry Olsen Drywall, the only sub-
contractor with employees represented by any of the Un-
ions, was also present at both jobsites during the banner
displays.
The General Counsel alleged that the banner displays
at the Stampin’ Up and West Jordan Courts sites consti-
tuted unlawful common situs picketing in violation of
both Section 8(b)(4)(i)(b) and (ii)(B). The judge dis-
missed these allegations, finding that the banner displays
did not constitute either picketing or signal picketing. In
his exceptions, the General Counsel argues that the Un-
ions’ conduct violated Section 8(b)(4)(i)(B) because: (1)
the banner displays constituted picketing or signal pick-
eting and (2) the Unions engaged in that conduct while
failing to meet the Board’s requirements for lawful pick-
eting at a common situs with a reserve gate system. See
Sailors Union of the Pacific (Moore Dry Dock), 92
NLRB 547 (1950).3 Specifically, the General Counsel
asserts that the Unions’ use of the term “labor dispute”
on its banner signaled employees of the secondary em-
ployers to cease work. We disagree.
2 At the Stampin’ Up jobsite, the Union displayed its banner 10–15
feet from the gate reserved for the non-Okland personnel. At the West
Jordan Courts jobsite, the Union displayed its banner 300–350 feet
from the gate for the non-Okland personnel.
3 A “common situs” refers to a workplace shared by the employees
of both primary and secondary employers. In Moore Dry Dock, supra,
the Board required picketing at common situs gates to adhere to the
following rules: (a) the picketing must be strictly limited to times when
employees of the primary employer are on the common situs; (b) the
picketing must occur only when the primary employer is engaged in its
normal business at the common situs; (c) the picketing must be limited
to places reasonably close to the primary employer’s location at the
common situs; and (d) the picketing must disclose clearly that the dis-
pute is with the primary employer. Id. Picketing that does not follow
these rules is presumed to have an unlawful secondary object.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
615
In Eliason, supra, 355 NLRB 811, the Board reaf-
firmed its adherence to longstanding Supreme Court
precedent concerning Section 8(b)(4), holding that un-
ions may engage in a range of persuasive activities, none
of which may be found unlawful unless it violates the
specific prohibitions of that section. Id. at 814 Section
8(b)(4)(i)(B), in particular, is violated by picketing or
other activity that induces or encourages the employees
of a secondary employer to stop work, where an object is
to compel that employer to cease doing business with the
struck or primary employer. Unless both of those ele-
ments are demonstrated, no violation of the Act may be
found. Activity intended only to educate consumers,
secondary employers, or secondary employees, and even
prompt them to action—so long as the action is not a
cessation of work by the secondary employees—is law-
ful.
For the reasons given in Eliason, and those discussed
below, we find that the General Counsel has not estab-
lished that the Unions’ display of banners at the Stampin’
Up and West Jordan Courts jobsites constituted either
picketing or signal picketing. Consequently, there is no
basis for the General Counsel’s Moore Dry Dock theo-
ry—the only theory he advanced regarding the
8(b)(4)(i)(B) allegations in this case. Further, there is no
basis for finding that the Unions’ displays of banners
otherwise violated that section.
In Eliason, supra, the Board found that the banner dis-
plays did not constitute picketing because they lacked the
“element of confrontation [that] has long been central to
our conception of picketing for purposes of the Act’s
prohibition.” 355 NLRB 811, 816. The banner displays
did not involve the “core” conduct of “traditional” pick-
eting—the combination of carrying picket signs and pa-
trolling. The Board further found that the banner dis-
plays were not disruptive of the secondary employers’
normal operations or otherwise coercive. Id. at 20. In
respect to these characteristics, we find that the Unions’
conduct in displaying the banners at the two construction
sites at issue here was identical to that found lawful in
Eliason, supra. We therefore agree with the judge that
the banner displays in this case did not constitute picket-
ing.
The Board went on in Eliason to consider whether the
banner displays constituted “signal picketing,” a variant
of picketing, defined as “activity short of picketing
through which a union intentionally, if implicitly, directs
members not to work at the targeted premises.” Id. at 19.
The Board found that “nothing about the banner displays
or any extrinsic evidence indicates any prearranged or
generally understood signal by union representatives to
employees of the secondary employers or any other em-
ployees to cease work.” Id. The Board found an “ab-
sence of evidence that the [u]nion did anything other
than seek to communicate the existence of its labor dis-
pute to members of the general public.” Id. at 19. In
contrast to prior decisions in which the Board found sig-
nal picketing, in Eliason there was no evidence that the
union sought “to induce or encourage a work stoppage or
refusal to handle goods or perform services.” Id. at 19
fn. 28 (discussing prior cases).4 The Board thus con-
cluded that the banner displays in Eliason did not consti-
tute signal picketing.
We similarly find no evidence here that the Unions’
banner displays were a “prearranged or generally under-
stood signal” to any employees to cease work. As in
Eliason, none of the banners called for or declared a
strike or any other form of job action. The banner hold-
ers did not discuss their protest with interested passersby,
other than to give them a handbill explaining the nature
of the labor dispute. That handbill, moreover, explicitly
stated that the Unions were not urging anyone to refuse
to work or deliver goods.5 Further, there is no indication
that the banner displays were an effort to continue prior
picketing by the Unions much less picketing which could
not itself have lawfully been continued.6 Finally, there is
no evidence that any employees actually stopped work at
any time during the banner displays, which took place
continuously for 6 weeks at the Stampin’ Up site and for
approximately 2 months at West Jordan Courts.7 In-
4 The Board also noted that typically signal picketing is alleged to
violate Sec. 8(b)(4)(i)(B) and there was no such allegation in Eliason.
Id. at 19 fn. 27.
5 In his dissent, Member Hayes relies on Painters District Council 9
(We’re Associates), 329 NLRB 140 (1999), and Teamsters Local 917
(Industry City), 307 NLRB 1419, 1422–1423 (1992), to support his
contention that the Board has declined to rely on a union’s disclaimer
of an intent to cause a work stoppage. Both cases, however, involved
traditional picketing at secondary sites and thus are inapposite to the
banner displays (and accompanying handbills) at issue in this case. As
discussed below, picketing at a reserve gate conveys a well-established
message asking employees of secondary employers to cease work.
Therefore, to find the disclaimer of such a purpose here irrelevant, on
the grounds that the Board had done so in cases involving picketing, is
not justified.
6 See Eliason, supra, 355 NLRB 811, 817–818. See also discussion
in Southwest Regional Council of Carpenters (Held Properties, Inc.),
356 NLRB 21, 22 (2010) (Held Properties I) (banner displays are not
coercive under Sec. 8(b)(4)(ii)(B) merely because they are preceded by
area standards picketing that could have continued lawfully).
7 Compare Iron Workers Pacific-Northwest Council (Hoffman Con-
struction), 292 NLRB 562 fn. 2 (1989), enfd. 913 F.2d 1470 (9th Cir.
1990) (union representatives “posted” around a stationary sign near
neutral gate talked to employees approaching the gates and the employ-
ees turned around and left); Teamsters Local 282 (General Contractors
Assn. of New York), 262 NLRB 528, 530, 541 (1982) (union representa-
tives stationed at delivery entrances to construction sites and ap-
proached trucks making deliveries to explain that the union was en-
gaged in a job action; the trucks turned back); Teamsters Local 182
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
616
deed, we have now decided 10 cases, including this case,
involving similar banner displays conducted by local
unions affiliated with the United Brotherhood of Carpen-
ters and Joiners of America, and many of the cases in-
volved displays at multiple locations sometimes for ex-
tended periods of time.8 The 10 cases involved, in total,
banner displays at 54 separate locations. In each of these
cases, the General Counsel has argued that the banners
were a signal to employees to cease work yet in not one
case has there been any evidence that any employee, in
fact, ceased work in any manner. The signal the General
Counsel alleges is being sent by the banners does not
appear to have been understood as such by any second-
ary employees.9
This case differs from Eliason, however, in two factual
respects.10 First, the construction sites here were not
(Woodward Motors), 135 NLRB 851 fn. 1, 857 (1962), enfd. 314 F.2d
53 (2d Cir. 1963) (signal picketing found when union placed picket
signs in snow bank and union representatives approached delivery
trucks to speak to the driver, after which the drivers left without making
deliveries).
8 Eliason, supra; Carpenters Locals 184 and 1498 (Grayhawk De-
velopment, Inc.), 355 NLRB 1131 (2010); Carpenters Local 1506
(AGC San Diego Chapter), 355 NLRB 1151 (2010); Southwest Re-
gional Council of Carpenters (Carignan Construction), 355 NLRB
1315 (2010); Marriott, supra; Southwest Regional Council of Carpen-
ters (Richie’s); Held Properties I, supra; Southwest Regional Council of
Carpenters (Held Properties), 356 NLRB 42 (2010) (Held Properties
II); Mid-Atlantic Regional Council of Carpenters (Starkey Construction
Co.), 356 NLRB 61 (2010).
9 Our dissenting colleague contends that, by citing the absence of
any work stoppages caused by the banner displays, we have abandoned
an objective standard in determining whether the banner displays were
“reasonably . . . understood” as a signal to secondary employees to stop
work and that we are now requiring evidence that the signal actually
caused secondary employees to cease work. We do not, however, hold
that proof of impact is an indispensable element of an affirmative case
that Sec. 8(b)(4)(i) has been violated. If a union asks employees of a
secondary employer to strike, the request violates Sec. 8(b)(4)(i)
whether the employees heed the request or not. The same is true if a
union establishes a traditional picket line at a reserve gate because of
the well-established message conveyed by such picketing. Thus, it is
not surprising that all the cases cited in the dissent on this point in-
volved traditional picketing. See Painters District Council 9 (We’re
Associates), 329 NLRB at 143; Operating Engineers Local 150 (Ham-
stra Builders), 304 NLRB 482, 484 (1991). But where the question
before us is whether conduct constituted or would reasonably have been
understood to constitute such a request, as is the case here, evidence of
its impact (or lack thereof) is relevant. In other words, we are relying,
in part, on the absence of any impact in 54 separate incidents involving
almost-identical banners in 10 separate Board cases in assessing the
reasonableness of the proposition that the banner displays operated as a
signal to employees of secondary employers to cease work. In prior
cases involving ambiguous communications, the Board has cited the
absence of any work stoppage in holding expressive conduct was not
unlawful. See Teamsters Local 122 (August A. Busch), 334 NLRB
1190, 1192 (2001).
10 In addition, here, unlike in Eliason, the complaint alleged a viola-
tion of Sec. 8(b)(4)(i)(B) (as well as Sec. 8(b)(4)(ii)(B)) in relation to
the banner displays at these two sites, as stated above.
open to the general public. As noted, access to both the
Stampin’ Up and West Jordan Courts sites required turn-
ing off a main thoroughfare and travelling several hun-
dred feet on an access road to each site’s gates. The Un-
ions nevertheless displayed their banners at both sites at
locations where they could be read by passing automo-
bile traffic on busy roads. Second, unlike in Eliason,
employees of a subcontractor (Perry Olson Drywall) who
were represented by one or more of the Unions display-
ing the banners were working at both sites. Because they
were represented by one of the Unions displaying the
banners, those employees arguably would have been
more attuned to a signal to stop work—if one had been
given. Nonetheless, in the absence of evidence (beyond
the display itself and its location) that the display of ban-
ners adjacent to the construction sites was intended to
operate as a request or would reasonably have been un-
derstood as a request to employees of secondary employ-
ers to cease work, we do not find these circumstances
sufficient to distinguish the facts in this case from those
in Eliason.11
In 8(b)(4)(i)(B) cases, the evidence must prove that the
alleged conduct “would reasonably be understood by the
employees as a signal or request to engage in a work
stoppage against their own employer.” Teamsters Local
122, 334 NLRB at 1191–1192 fn. 8, quoting Los Angeles
Building Trades Council, 215 NLRB 288, 290 (1974).
For the reasons discussed above, we find that the General
Counsel has failed to carry his burden of proof on this
issue in relation to the banner displays at the West Jordan
Courts and Stampin’ Up sites.
The dissent relies heavily on Warshawsky & Co. v.
NLRB, 182 F.3d 948, 953 (D.C. Cir. 1999), denying en-
11 We do not hold, as our dissenting colleague appears to suggest,
that displays of stationary banners cannot violate Sec. 8(b)(4)(i), but
only that they cannot do so absent other evidence supporting the infer-
ence of unlawful inducement or encouragement to engage in a work
stoppage. All the cases cited in the dissent involved additional evi-
dence of the type absent here. In addition to the court of appeals’ deci-
sion in Warshawsky, discussed infra, in Electrical Workers Local 98
(Telephone Man), 327 NLRB 593 (1999), the union engaged in unlaw-
ful, secondary picketing at the same nonreserve gate through the same
agent who, 3 days later, surreptitiously, but repeatedly, displayed a sign
in the middle of the gate and spoke to employees approaching the gate
who, then, turned away. In addition, several union agents engaged in
picketing at the reserve gate walked slowly to the nonreserve gate to
converse with the agent stationed there and then walked slowly back.
In Sheet Metal Workers Local 19 (Delcard Associates), 316 NLRB 426,
437–438 (1995), the conduct involved six to eight individuals carrying
“conventional picket signs,” patrolling across the gate and causing
secondary employees to refuse to work. Contrary to our dissenting
colleague, we do not read the judge’s decision in that case to find an
independent violation based on the union’s use of an observer at a
reserve gate dressed in a rat costume. Rather, the judge explained, “I
am of the view that the unions’ overall course of conduct at gates 2 and
3 was unlawful.” Id. at 438.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
617
forcement of 325 NLRB 748 (1998), where the court of
appeals held, contrary to the Board, that union handbill-
ing “sought to induce” secondary employees to cease
work. The court based this finding on evidence showing
that (1) the union’s handbilling was located on an access
road to a construction site and took place only when sec-
ondary employees were reporting to work and the em-
ployees of the primary employer were not on the site; (2)
conversations (of unknown content) took place between
the handbillers and secondary employees; and (3) during
each of the 5 days the union distributed handbills, the
activity “resulted in the employees of the [general con-
tractor] and its subcontractors refusing to enter the site
and refusing to perform services for their employers.”
Id. at 950.
In this case, as in Warshawsky, the banners were located
proximate to construction sites. The similarities end there,
however. First, unlike in Warshawsky, the Unions did not
time the display of the banners to coincide with secondary
employees’ reporting times. In fact, the judge found that
at West Jordan Courts, “the banner was usually up from
about 10 a.m. or 11 a.m. until about 1 p.m. each day. Jeff
Hale [the site superintendent] acknowledged that the em-
ployees of subcontractors were at work before the banner
holders arrived, and the banner holders left the project
each day before the employees of the subcontractors fin-
ished their workday.”12 The evidence is less conclusive
but suggests the same was true at the Stampin’ Up site.
Second, there is no evidence here that the banner holders
conversed with the secondary employees (other than to
distribute the handbill). Third, there is no allegation or
evidence in this case that any secondary employees actual-
ly ceased work at any time or in any manner. Finally, the
banners faced well-travelled public roads and thus could
be observed by members of the public as well as second-
ary employees. At the West Jordan Courts site, the banner
was displayed facing a public road, at a location 20–30
feet away from the access road leading to the construction
site and 300 to 350 feet away from the gate reserved for
secondary employees. At Stampin’ Up, the banner was
displayed 10–15 feet from a gate reserved for secondary
employees, but at a location close to and facing a well-
travelled public road.13 Thus, unlike in Warshawsky, the
12 The superintendent also testified that deliveries were made during
the time period when the banner was typically displayed and that some
secondary employees left the site to eat lunch and returned during that
period, but those facts do not undermine the conclusion that here, un-
like in Warshawsky, the Unions were not conducting their activity at
the optimal time if their intention was to induce a work stoppage.
13 The record is unclear as to whether the banner at the Stampin’ Up
site was on the access road itself. However, the side of the jobsite
where the secondary gates were located fronts onto a well-travelled
communication was not “de facto directed only at neutral
employees.” Id. at 954. Under these circumstances, we
cannot find that the secondary employees would reasona-
bly have understood that the Unions were asking them,
through the display of the banners, to stop work for their
employers.
Finally, we do not read the D.C. Circuit’s decision in
Warshawsky to conclude that the mere fact that a com-
munication concerning a labor dispute takes place at a
construction site not open to the general public suggests
either that it is “de facto directed only at the neutral em-
ployees,” 182 F.3d at 954, or, even if that were true, that
the communication constitutes an unlawful inducement
or encouragement for employees to engage in a work
stoppage. As stated above, the public could observe the
banners as they travelled on unrestricted roads adjacent
to the jobsite. Moreover, many people other than em-
ployees enter construction sites, most importantly, their
employers and those purchasing their employers’ ser-
vices, i.e., owners and managers of general contractors,
property owners, and the entity for which the building is
being built. A union may lawfully appeal to those “con-
sumers” of a primary construction employer’s services to
cease doing business with the primary employer so long
as the appeal is not backed by any coercion forbidden by
Section 8(b)(4)(ii). See Eliason, 355 NLRB 811, supra,
at 814, citing Edward DeBartolo Corp. v. Florida Gulf
Coast Building Trades Council, 485 U.S. 568, 579
(1988). In fact, the Unions here appealed to the second-
ary employers via letter to do exactly that prior to the
commencement of the banner displays. Finally, a union
may want to communicate with employees of secondary
employers about a labor dispute for many reasons other
than to induce them to stop work. Educating the em-
ployees of the secondary employers, particularly those
who are union members, about the dispute may cause
them to speak with the managers of the primary employ-
er and urge them to respect area standards or to talk with
the employees of the primary employer, express their
solidarity, and encourage them to seek to improve their
wages and other terms of employment. Simply protest-
ing against substandard wages sends a message to all the
employees on the site that the union will take action to
protect them and thereby raises the union’s standing
among the employees. Among all these lawful messages
the Unions sent by protesting substandard wages at the
construction sites, we do not find, without any further
evidence, that employees of secondary employers on the
site would reasonably understand the protest to be im-
public road. The banner at this location, which faced the road, was
clearly visible to passing motorists.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
618
plicitly sending the message forbidden by Section
8(b)(4)(i)(B).14
The dissent reads the court’s decision in Warshawsky
so broadly as to permit construction employers, by simp-
ly confining employees of the primary employer to a
reserve gate, to call on the Board to prohibit all commu-
nication between a union involved in a dispute with the
primary employer and all others entering the site. “Even
handbilling alone,” the dissent contends, “falls within the
statutory prohibition.”15 It does not matter, according to
the dissent, that the union expressly states that it is not
calling on anyone to cease work and it does not matter
that no one does cease work. The dissent’s position thus
cuts to the heart of employees’ statutory right to engage
in concerted activities, which Congress expressly did not
confine to “employees of a particular employer, unless
the Act explicitly states otherwise.”16 The dissent as-
sumes, without any supporting evidence, that the Unions
sought to evade the law’s proscription and that employ-
ees reasonably respond to any mention of a labor dispute
by striking. We do not find either assumption warrant-
ed.17 Section 8(b)(4)(i) certainly does not expressly
require the broad ban on communication among employ-
ees of different employers endorsed by the dissent. Nor
does such a broad ban extending to the form of expres-
sion at issue here appear necessary to effect the purposes
of Section 8(b)(4)(i) when, over an extended period of
time and at many, diverse locations the use of stationary
banners has not, in any instance, led to the extension of
industrial unrest feared by Congress. For these reasons,
the broad ban on peaceful, expressive activity endorsed
in the dissent is inconsistent with Section 7 of the Act, is
not mandated by Section 8(b)(4)(i), and, as we explained
in Eliason, would create serious constitutional ques-
14 The case cited in the dissent, We’re Associates, supra, 329 NLRB
at 142, is inapposite because it involved traditional picketing.
15 The dissent states, “decades of settled law make clear that a un-
ion’s ability to communicate with neutral employees is affected by a
reserve gate system.” But those decades of precedent rest on the case
cited by the dissent, Moore Dry Dock, supra, which regulates unions’
right to picket at reserve gates not their right generally “to communicate
with neutral employees.” That is why the General Counsel argued that
the conduct at issue was inconsistent with Moore Dry Dock’s standards
only on the grounds that it was picketing. As explained above, we have
concluded that it was not. Secondary employers are protected by Sec.
8(b)(4)(i) from communications that “induce or encourage” their em-
ployees to strike, not from all efforts by a union engaged in a dispute
with another employer to communicate with the secondary employer’s
employees.
16 29 U.S.C. § 152(13).
17 The latter assumption is particularly unwarranted in light of the
facts that employees who strike in violation of a contractual no-strike
clause can be fired and any employees who strike absent unfair labor
practices risk permanent replacement.
tions.18 We therefore agree with the judge that the ban-
ner displays did not constitute signal picketing or other-
wise violate Section 8(b)(4)(i)(B) of the Act.
In sum, we find that the General Counsel has not
demonstrated that the Unions’ peaceful banner displays
violated Section 8(b)(4)(i) or (ii)(B) of the Act. Conse-
quently, we do not find a violation of either section.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
MEMBER HAYES, dissenting.
In this case, the majority extends the reasoning of
Carpenters Local 1506 (Eliason & Knuth of Arizona,
Inc.) (Eliason), 355 NLRB 811 (2010), to further restrict
the scope of the proscription of secondary activity in
Section 8(b)(4) of the Act. They reassert that union ban-
nering activity at the site of a neutral employer in fur-
therance of a secondary boycott objective cannot be
found to threaten, coerce, or restrain that employer with-
in the meaning of Section 8(b)(4)(ii); and they now assert
that such activity does not induce or encourage employ-
ees of the neutral within the meaning of Section
8(b)(4)(i). As in Eliason, I dissent from my colleagues’
unwarranted subversion of the Congressional intent to
“[shield] unoffending employers and others from pres-
sures in controversies not their own.”1
The fact pattern in this case is a familiar one. Agents
of the Respondent Unions held large banners proximate
to the premises of a large number of neutral employers
18 The dissent contends that, unlike in Eliason, the doctrine of consti-
tutional avoidance offers “no refuge” in this case. We do not, however,
consider construction of the Act to avoid raising serious constitutional
questions a “refuge,” but rather a duty imposed on the Board by the
Supreme Court. See DeBartolo, 485 U.S. at 577 (constitutional avoid-
ance doctrine requires inquiry as whether there is an available, alterna-
tive interpretation of statutory language that does not raise “serous
constitutional concerns”). Moreover, the Court’s statement in Electri-
cal Workers Local 501 v. NLRB (Samuel Langer), 341 U.S. 694, 705
(1951), that the prohibition in Sec. 8(b)(4)(i) “carries no constitutional
abridgement of free speech,” cannot be read as expansively as it is in
the dissent. See also Warshawsky, supra at 952. Speech that is reason-
ably understood to encourage or induce proscribed action is not consti-
tutionally protected, but merely alleging that speech falls into that cate-
gory does not operate to strip it of protection. Finally, it is our col-
league’s expansive view of the terms “induce or encourage” in Sec.
8(b)(4)(i) to cover almost any expression concerning a labor dispute
made in the vicinity of secondary employees at a gated construction site
that implicates the protections of the First Amendment and necessitates
the application of the constitutional avoidance doctrine. Thus, as in
Eliason, we reach our holding here based on a construction of the Act,
but that construction is consistent with and supported by our duty to
avoid construing the Act in a manner that raises serious constitutional
questions.
1 NLRB v. Denver Building Trades Council, 341 U.S. 675, 692
(1951).
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
619
who have done or are doing business with employers
with whom the Union has a primary labor dispute. For
the most part, this bannering activity took place at office
buildings frequented by the public. However, two of the
locations were construction jobsites not open to the gen-
eral public: a Stampin’ Up distribution center in River-
ton, Utah, and the West Jordan, Utah courthouse. At
those locations, union agents handbilled and displayed
their banners at gates reserved for the use of neutral em-
ployers.
The complaint alleges that all of the bannering activity
at issue in this case violated Section 8(b)(4)(ii)(B), which
prohibits threats, restraint, or coercion in pursuit of a
proscribed secondary objective. This bannering is essen-
tially the same as in Eliason, supra. For the reasons fully
set forth in the joint dissent in that case, I would find a
violation here as well. The predominate element of such
bannering is confrontational conduct, rather than persua-
sive speech, designed to promote a total boycott of the
neutral employers’ businesses, and thereby to further an
objective of forcing those employers to cease doing busi-
ness with the primary employers in the labor dispute.
This bannering activity was the “confrontational equiva-
lent of picketing,” and thus the precise evil Congress
sought to outlaw through Section 8(b)(4)(ii)(B), and the
proscription of this conduct raises no Constitutional con-
cerns.
The complaint further alleges that the bannering and
leafleting at the Stampin’ Up and West Jordan jobsites
violated Section 8(b)(4)(i)(B). That section of the Act
prohibits unions from inducing or encouraging employ-
ees to engage in a work stoppage if an object thereof is to
force any person to cease doing business with another
person. For the reasons that follow, I would find this
violation as well.
Section 8(b)(4)(i)(B) broadly prohibits
every form of influence and persuasion. There is no
legislative history to justify an interpretation that Con-
gress by these terms has limited its proscription of sec-
ondary boycotting to cases where the means of in-
ducement or encouragement amount to a “threat of re-
prisal or force or promise of benefit.” Such an interpre-
tation would give more significance to the means used
than to the end sought. If such were the case, there
would have been little need for § 8(b)(4) defining the
proscribed objectives, because the use of “restraint and
coercion” for any purpose was prohibited in the whole
field by § 8(b)(1)(A).
Electrical Workers Local 501 v. NLRB (Samuel Langer),
341 U.S. 694, 701–702 (1951). The Court further recog-
nized that this prohibition “carries no constitutional
abridgement of free speech.” Id. at 705.
Picketing constitutes proscribed inducement and en-
couragement. Samuel Langer, supra (union agent patrol-
ling in front of site with placard reading “This job is unfair
to organized labor” and name of local union). Other con-
duct, often called “signal picketing,” also violates Section
8(b)(4)(i)(B), even though it does not involve patrolling
with picket signs. Electrical Workers Local 98 (Telephone
Man), 327 NLRB 593 (1999) (union agent stationed at
neutral gate wore “observer” sign that “conveniently
flipped over” to show sign stating neutral did not observe
union wages; agent spoke to persons entering premises
some of whom turned away). Even handbilling alone,
unaccompanied by any picketing, falls within the statutory
prohibition. Warshawsky & Co. v. NLRB, 182 F.3d 948
(D.C. Cir. 1999), cert. denied 529 U.S. 1003 (2000).
No actual impact on neutrals need be proven to estab-
lish a violation of Section 8(b)(4)(i)(B). Operating En-
gineers Local 150 (Hamstra Builders), 304 NLRB 482,
484 (1991) (union agents patrolled neutral gate with area
standards signs; no evidence employees ceased work
because of picketing). See also Painters District Council
9 (We’re Associates), 329 NLRB 140, 143 (1999) (citing
cases). But a violation does require proof that the un-
ion’s statements or conduct directed at employees of a
neutral employer “would reasonably be understood by
the employees as a signal or request to engage in a work
stoppage against their own employer.” Teamsters Local
122 (August A. Busch & Co.), 334 NLRB 1190, 1191
(2001) (citing Los Angeles Building Trades Council, 215
NLRB 288, 290 (1974)), enfd. No. 01–1513 (D.C. Cir.
2003).
In this case, the Unions’ banners were held at two con-
struction jobsite gates reserved for neutral employers and
relatively distant from areas frequented by the public.
They announced the existence of a “labor dispute” and,
significantly, named only the neutral employer. The
conduct was the confrontational equivalent of picketing
for all the reasons stated in the joint dissent in Eliason.
The prominent announcement of a “labor dispute” at the
neutral gate plainly sought to “create the impression that
this was an unfair job, and that the Union was requesting
neutral employees, including deliverymen and suppliers
(who might approach the gate at any time) not to enter
the project.” Sheet Metal Workers Local 19 (Delcard
Associates), 316 NLRB 426, 437–438 (1995) (unlawful
inducement or encouragement where union, inter alia,
stationed “observer” in rat costume at neutral gate), enfd.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
620
in pertinent part 154 F.3d 137 (3d Cir. 1998).2 As such,
the union plainly violated Section 8(b)(4)(i)(B) by the
conduct described above.3 Id.; see also Hamstra Build-
ers, supra (area standards signs at neutral gate was un-
lawful inducement or encouragement).
In finding no unlawful inducement or encouragement
here, my colleagues adopt a standard that unjustifiably
narrows the intended scope of Section 8(b)(4)(i)(B).
Thus, the majority gives great weight to the failure of
this or any other bannering to actually induce a work
stoppage as evidence that the conduct would not reason-
ably be understood as a signal to engage in one. In fact,
as shown above, the test is an objective one and evidence
of impact is not required. My colleagues next note that
the banners could be viewed as lawful area standards
“educational” appeals to members of the public, includ-
ing employees of the neutral. They rely as well on lan-
guage in the Unions’ handbills disclaiming any intent to
cause a work stoppage as evidence that none was sought.
The Board has rejected such arguments in the past, and
should do so here. See, e.g., Painters District Council 9
(We’re Associates), supra, 329 NLRB 140 (placards stat-
ing neutral used paperhangers that were under investiga-
tion for discrimination was unlawful inducement, reject-
ing claim it was “demonstration” protected by First
Amendment); Teamsters Local 917 (Industry City), 307
NLRB 1419, 1422–1423 (1992) (placards asserting area
standards dispute and calling for boycott of neutrals “pa-
tently sought to induce employees to cease working”
despite statement disclaiming intent to induce work stop-
page).
The majority asserts that this precedent is distinguish-
able because in the prior cases the Board found that the
unions engaged in picketing—a finding my colleagues
2 In Delcard Associates, the Board adopted the judge’s decision con-
cluding that “by utilizing an ‘observer’ in a rat costume . . . [the union]
intentionally sought to create the impression that this was an unfair job,
and that the Union was requesting neutral employees, including deliv-
erymen and suppliers (who might approach the gate at any time) not to
enter the project. The Union thereby unlawfully induced and encour-
aged neutral employees not to perform services at the jobsite.” 316
NLRB at 438. Contrary to the implication of the majority, the Board
did not rely on the other instances of unlawful conduct in that case in
finding that this activity was an independent violation of the Act.
3 In Overstreet v. Carpenters Local 1506, 409 F.3d 1199, 1215–1216
(9th Cir. 2005), the court concluded that the bannering at issue there
could not be proscribed under Sec. 8(b)(4)(ii)(B) as signal picketing
because it was directed at the public rather than employees of the neu-
tral employers and hence was not “sufficiently coercive to fall within
the meaning of § 8(b)(4)(ii).” I respectfully disagree with the court’s
interpretation of Sec. 8(b)(4)(ii)(B) for the reasons stated in the joint
dissent in Eliason. Regardless, the court’s discussion of signal picket-
ing has no bearing on whether the conduct at issue in this case violated
Sec. 8(b)(4)(i)(B)—which prohibits all inducement or encouragement
whether coercive or not.
are not willing to make on these facts. Of course, the
bannering at issue here was picketing for all the reasons
stated in the joint dissent in Eliason. Putting that aside,
Section 8(b)(4)(i)(B) draws no distinction between an
inducement or encouragement to strike that involves
picketing and one that does not. To the contrary, “every
form of influence and persuasion” is equally prohibit-
ed—regardless of the method used. Samuel Langer, su-
pra, 341 U.S. at 701–702.
The majority also dismisses the significance of the re-
serve gate systems established at the jobsites as a basis
for regulation of the Unions’ activity at those locations.
Unions must be free to communicate with neutral em-
ployees despite a valid reserve gate, my colleagues con-
tend, in order to “educate” them about the union’s dis-
pute with the primary employer. But decades of settled
law make clear that a union’s ability to communicate
with neutral employees is affected by a reserve gate sys-
tem. See, e.g., Sailors Union of the Pacific (Moore Dry
Dock), 92 NLRB 547 (1950) (establishing standards for
common situs picketing).4 These restrictions are man-
dated in order to afford neutral employers the protection
from secondary activity to which they are entitled under
Section 8(b)(4).5
The majority further asserts that their construction of
Section 8(b)(4)(i)(B) is required because a broader reading
of the statutory prohibition would raise constitutional is-
sues. To the contrary, the Supreme Court has instructed us
that no constitutional issue is presented in this context.
See Samuel Langer, supra. My colleagues cite no prece-
dential authority to support their position that the Court did
not mean what it said. Moreover, the D.C. Circuit has
squarely rejected the precise argument the majority here
advances, and my colleagues offer no valid reason for
disregarding these settled principles. See Warshawsky &
Co. v. NLRB, supra (rejecting Board’s contention that the
words “induce or encourage” must be read narrowly to
avoid constitutional issues and explaining that “the First
Amendment is not at all implicated” because prohibiting
4 Among other things, a union seeking to picket in that setting must
clearly disclose that its dispute is with the primary employer—a re-
quirement flouted by the Union in this case. Instead, the banners made
no mention of the primary employer and proclaimed a labor dispute
solely with the neutral employers. I respectfully disagree with my
colleagues’ apparent suggestion that the banners had the purpose or
effect of educating anyone about the Union’s primary labor dispute
under these circumstances.
5 Contrary to the majority, adherence to long-established Board law
in this area does not “prohibit all communication between a union and”
neutral employees nor do I espouse any such prohibition (emphasis in
original). Unions simply must take care that the content of the commu-
nication and the manner in which it is expressed do not run afoul of
Sec. 8(b)(4). In this case, the Unions clearly failed to do so.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
621
“an appeal limited to employees of a neutral employerdoes
not raise any constitutional problems”).
By disregarding these established principles, the ma-
jority effectively narrows Section 8(b)(4)(i)(B) to the
point that it proscribes only picketing for a forbidden
work stoppage or, perhaps, an explicit call for one by
other means. The Board mistakenly attempted a similar
limitation on the scope of Section 8(b)(4)(i)(B) in Iron
Workers Local 386 (Warshawsky & Co.), 325 NLRB 748
(1998), petition. for review granted sub nom. War-
shawsky & Co. v. NLRB, supra. In that case, union
agents distributed handbills accusing the primary em-
ployer of undermining area standards at the neutral gate
of a common situs construction site that, like those here,
was not open to the public. There was no picketing in
that case, but the union agents spoke to approaching neu-
tral employees, who thereafter refused to enter the site.
The Board found no evidence of prohibited inducement
because the handbills only mentioned the primary em-
ployer, did not expressly call for a work stoppage, and
included a small print disclaimer that no such stoppage
was sought. There was no evidence what the union
agents said to the employees, and the Board thought the
conduct could be viewed as publicizing the primary’s
allegedly substandard wages to the “public” in part be-
cause the neutral employees were part of the public.
The D.C. Circuit rejected this finding as unreasonable.
It found that the evidence could only support the infer-
ence of unlawful inducement where: the union ap-
proached only the neutral employees with the handbills,
it did so at a site not accessible to the public, it ignored
the reserved gate, and it handbilled at times when the
neutral employees reported for work.
My colleagues labor mightily to distinguish this ad-
verse precedent, but their efforts fall short. As in War-
shawsky, the Union here distributed handbills and dis-
played its banner at the neutral gate of jobsite not open to
the public. As in Warshawsky, this conduct was targeted
at neutral employees.6 While the Union did not approach
employees as they entered the jobsite, it did display ban-
ners aimed solely at the neutral employer announcing a
6 The court in Warshawsky found that the handbilling at issue there
was “de facto directed only at the neutral employees” even though the
handbillers were stationed on “a road that was used primarily by per-
sons going to and from the site” and the evidence did not affirmatively
show that no other persons could have received the handbills. 182 F.3d
at 949, 954–955 (emphasis added). Thus, it is of no moment that, in the
instant case, members of the public traveling by automobile on roads
located some distance away from the neutral gates at which the banners
were stationed theoretically could have viewed the banners at issue
here. At least until today’s decision, the Board has never required that
union conduct be viewable only by neutral employees, and invisible to
the public at large, before a violation of Sec. 8(b)(4)(i)(B) will be
found.
labor dispute. In Warshawsky, the union only mentioned
the primary employer in its communications. The major-
ity ignores this telling fact, which makes an even more
compelling case than in Warshawsky for the inference of
unlawful inducement.
Moreover, my colleagues’ effort to distinguish War-
shawsky on its facts misses the larger point of the court’s
opinion in that case. In granting the petition for review,
the court chastised the Board for employing
a kind of “divide and conquer” evidentiary strategy,
dissecting the General Counsel’s case into evidentiary
fragments that standing alone would be insufficient to
prove inducement, but neglecting to consider what we
think is the overpowering evidentiary force of those
parts put together. For the Board to focus on eviden-
tiary fragments and to ignore the aggregate weight of
the evidence is no more permissible than ignoring evi-
dence that contradicts its conclusion.
Warshawsky & Co. v. NLRB, supra, 182 F.3d at 956. Re-
grettably, my colleagues repeat that error in this case. The
General Counsel may not have conclusively established
unlawful inducement or encouragement in this case, but he
was not required to do so. The standard in 8(b)(4) cases,
like any other, is the preponderance of the evidence. And it
may be true that elements of the Union’s conduct, taken in
isolation, could be susceptible to an innocent explanation.
But the real question is whether this is a reasonable infer-
ence to draw viewing the evidence as a whole. Warshawsky
& Co. v. NLRB, supra. As shown, it is not.
It is by now quite apparent that the majority is bent on
undoing through administrative adjudication the re-
strictions imposed by Congress on unions’ ability to in-
volve neutral employers and employees in a labor dis-
pute. Of course, they lack the authority to do so. At
least in Eliason, the majority could assert a concern—
unfounded in my view—that finding bannering to be
coercive within the meaning of Section 8(b)(4)(ii)(B)
would pose a potential conflict with the First Amend-
ment. In the present case, the constitutional avoidance
doctrine provides no refuge for their contortion of the
meaning of Section 8(b)(4)(i)(B) to find that bannering
addressed to a neutral employer and its employees at a
private construction site does not induce or encourage a
work stoppage in support of a secondary objective. For
all of the foregoing reasons, I dissent from my col-
leagues’ failure to enforce the Act as intended.
William J. Daly, Esq. and Michael Cooperman, Esq., for the
General Counsel.
Daniel M. Shanley, Esq. and Alice Chen, Esq., of Los Angeles,
California, for the Respondents.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
622
John S. Chindlund, Esq. and Thomas R. Barton, Esq., of Salt
Lake City, Utah, for New Star General Contractors, Inc. and
Okland Construction Co., Inc.
Patrick Scully, Esq., of Denver, Colorida, for East – West Part-
ners – Denver, Inc.
DECISION
STATEMENT OF THE CASE
GREGORY Z. MEYERSON, Administrative Law Judge. Pursu-
ant to notice, I heard this case in Salt Lake City, Utah, from
September 14 through 17, 2004. This case was tried following
the issuance of an amended order consolidating cases, consoli-
dated complaint and notice of hearing (the complaint) by the
Regional Director for Region 27 of the National Labor Rela-
tions Board (the Board) on September 9, 2004. (GC Exh.
1(yyy).) The complaint was based on a number of original and
amended unfair labor practice charges, as captioned above,
filed by New Star General Contractors, Inc. (New Star), East –
West Partners – Denver, Inc. (East—West), Terry Staples, an
individual (Staples), and Okland Construction Co., Inc. (Ok-
land) (collectively the Charging Parties), against Southwest
Regional Council of Carpenters (the Regional Council) and
United Brotherhood of Carpenters and Joiners of America,
Locals 184 and 1498 (Locals 184 and 1498) (all three collec-
tively referred to as the Respondents).1 It alleges that the Re-
spondents violated Section 8(b)(4)(i)(B) and (ii)(B) of the Na-
tional Labor Relations Act (the Act).2 The Respondents filed a
timely answer to the complaint denying the commission of the
alleged unfair labor practices.
All parties were given notice of the hearing, and counsel for
the General Counsel, counsel for the Respondents, counsel for
New Star and Okland, and counsel for East—West made ap-
pearances. I provided them with the full opportunity to partici-
pate, to introduce relevant evidence, to examine and cross-
examine witnesses, and to argue orally and file briefs. Based
on the record, my consideration of the briefs filed by counsel
for the General Counsel, counsel for the Respondents, and
counsel for New Star and Okland, and my observation of the
demeanor of the witnesses,3 I now make the following
1 In his amended answer to the complaint, counsel for the Respond-
ents admits the filing of the various charges and service on the Re-
spondents as specifically alleged in par. 1 of the complaint. (R. Exh.
1.)
2 At the conclusion of the trial, I granted the General Counsel’s oral
motion, over the Respondents’ objection, to amend the complaint to
allege that the Regional Council was responsible, along with Locals
184 and 1498, for the commission of unfair labor practices at each site
where the complaint alleges violations of the Act occurred. The
amendment was closely related to existing allegations, and arose from
the same facts and legal theory. Payless Drug Stores, 313 NLRB 1220
(1994). Further, the Respondents were not prejudiced by the amend-
ment as counsel, although offered the opportunity, specifically did not
request a continuance to prepare a rebuttal, and the additional allega-
tions were fully litigated at the hearing. Pincus Elevator & Electric
Co., 308 NLRB 684 (1992).
3 The credibility resolutions made in this decision are based on a re-
view of the testimonial record and exhibits, with consideration given
for reasonable probability and the demeanor of the witnesses. See
NLRB v. Walton Mfg. Co., 369 U.S. 404, 408 (1962). Where witnesses
FINDINGS OF FACT
I. JURISDICTION
The complaint as amended at the hearing4 alleges that certain
entities are employers and/or persons as defined in the Act.
The Respondents’ answer as amended at the hearing admits
those allegations as are set forth in complaint paragraphs 2 and
3. Therefore, based on those allegations, admissions, and the
undisputed evidence, I conclude the following:
New Star is a corporation, with an office and place of busi-
ness in Salt Lake City, Utah, where it has been engaged in the
construction industry as a general contractor and contractor. In
the course and conduct of its business operations, New Star
annually purchases and receives at its Utah facilities goods,
materials, and services valued in excess of $50,000 directly
from points and places outside the State of Utah. Further, New
Star, in the course and conduct of its business operations, annu-
ally sells and ships from its Utah facilities goods, materials, and
services valued in excess of $50,000 directly to points and
places outside the State of Utah. Accordingly, New Star is
now, and has been at all times material, an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act; and a person engaged in commerce or an industry af-
fecting commerce within the meaning of Section 2(1), (6), and
(7), and Section 8(b)(4) of the Act.
Okland is a corporation, with an office and place of business
in Salt Lake City, Utah, where it has been engaged in the con-
struction industry as a general contractor and contractor. In the
course and conduct of its business operations, Okland annually
purchases and receives at its Utah facilities goods, materials,
and services valued in excess of $50,000 directly from points
and places outside the State of Utah. Further, Okland, in the
course and conduct of its business operations, annually sells
and ships from its Utah facilities goods, materials, and services
valued in excess of $50,000 directly to points and places out-
side the State of Utah. Accordingly, Okland is now, and has
been at all times material, an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act; and
a person engaged in commerce or an industry affecting com-
merce within the meaning of Section 2(1), (6), and (7), and
Section 8(b)(4) of the Act.
Utah Transit Authority, a subdivision of the State of Utah, is
now, and has been at all material times, a person engaged in
commerce or an industry affecting commerce within the mean-
ing of Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
have testified in contradiction to the findings herein, I have discredited
their testimony, as either being in conflict with credited documentary or
testimonial evidence, or because it was inherently incredible and un-
worthy of belief.
4 The complaint was amended a number of times during the course
of the hearing to add allegations, delete allegations, and make other
changes. The answer was also amended to make admissions and deni-
als. All references to the complaint or answer are as finally amended.
Similarly, I hereby grant the General Counsel’s unopposed Motion to
Amend Formal Papers dated October 8, intended to correct certain
inadvertent omissions. The motion is admitted into evidence as GC
Exh. 83, and the formal papers are amended and renumbered as is
reflected in that motion.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
623
Jacobsen Construction Co., Inc., a construction general con-
tractor, is now, and has been at all material times, a person en-
gaged in commerce or an industry affecting commerce within the
meaning of Section 2(1), (6), (7) and Section 8(b)(4) of the Act.
Research Park Associates, Inc., a company that owns and
manages property, is now, and has been at all material times, a
person engaged in commerce or an industry affecting com-
merce within the meaning of Section 2(1), (6), and (7) and Sec-
tion 8(b)(4) of the Act.
Raintree Resorts, a company that owns and manages real es-
tate, is now, and has been at all material times, a person en-
gaged in commerce or an industry affecting commerce within
the meaning of Section 2(1), (6), and (7) and Section 8(b) (4) of
the Act.
Prudential Utah Real Estate, a company that provides resi-
dential and commercial real estate services, is now, and has
been at all material times, a person engaged in commerce or an
industry affecting commerce within the meaning of Section
2(1), (6), and (7) and Section 8(b)(4) of the Act.
Ironwood Partners of Utah LLC, a real estate developer, is
now, and has been at all material times, a person engaged in
commerce or an industry affecting commerce within the mean-
ing of Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
Premier Resorts, a real estate management company, is now,
and has been at all material times, a person engaged in com-
merce or an industry affecting commerce within the meaning of
Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
Deer Valley Lodging, a real estate management company, is
now, and has been at all material times, a person engaged in
commerce or an industry affecting commerce within the mean-
ing of Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
Silver Lake Developers, a company that owns and develops
real estate, is now, and has been at all material times, a person
engaged in commerce or an industry affecting commerce within
the meaning of Section 2(1), (6), and (7) and Section 8(b)(4) of
the Act.
Black Diamond Condominium Homeowners Association, an
association of homeowners, is now, and has been at all material
times, a person engaged in commerce or an industry affecting
commerce within the meaning of Section 2(1), (6), and (7) and
Section 8(b)(4) of the Act.
East – West Partners, Inc., a real estate developer, is now,
and has been at all material times, a person engaged in com-
merce or an industry affecting commerce within the meaning of
Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
East – West Denver, a real estate developer, is now, and has
been at all material times, a person engaged in commerce or an
industry affecting commerce within the meaning of Section
2(1), (6), and (7) and Section 8(b)(4) of the Act.
Staples, a real estate developer, is now, and has been at all
material times, a person engaged in commerce or an industry
affecting commerce within the meaning of Section 2(1), (6),
and (7) and Section 8(b)(4) of the Act.
Matterhorn Development LLC, a real estate developer, is
now, and has been at all material times, a person engaged in
commerce or an industry affecting commerce within the mean-
ing of Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
Stampin’ Up, a manufacturer and distributor of decorative stamps,
is now, and has been at all material times, a person engaged in com-
merce or an industry affecting commerce within the meaning of
Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
On-Point Properties, LLC, a real estate developer, is now,
and has been at all material times, a person engaged in com-
merce or an industry affecting commerce within the meaning of
Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
Perry Olsen Drywall, a construction contractor, is now, and
has been at all material times, a person engaged in commerce or
an industry affecting commerce within the meaning of Section
2(1), (6), and (7) and Section 8(b)(4) of the Act.
Masonomics, Inc., a construction contractor, is now, and has
been at all material times, a person engaged in commerce or an
industry affecting commerce within the meaning of Section
2(1), (6), and (7) and Section 8(b)(4) of the Act.
Exclusive Resorts, a private residence vacation club, is now,
and has been at all material times, a person engaged in com-
merce or an industry affecting commerce within the meaning of
Section 2(1), (6), and (7) and Section 8(b)(4) of the Act.
Paul Snyder Masonry is now, and has been at all material
times, a person engaged in commerce or an industry affecting
commerce within the meaning of Section 2(1), (6), and (7) and
Section 8(b)(4) of the Act.
Biaggi’s Ristorante, a restaurant, is now, and has been at all
material times, a person engaged in commerce or an industry
affecting commerce within the meaning of Section 2(1), (6),
and (7) and Section 8(b)(4) of the Act.
Brigham Young University is now, and has been at all mate-
rial times, a person engaged in commerce or an industry affect-
ing commerce within the meaning of Section 2(1), (6), and (7)
and Section 8(b)(4) of the Act.
The University of Utah is now, and has been at all material
times, a person engaged in commerce or an industry affecting
commerce within the meaning of Section 2(1), (6), and (7) and
Section 8(b)(4) of the Act.
America First Federal Credit Union is now, and has been at
all material times, a person engaged in commerce or an industry
affecting commerce within the meaning of Section 2(1), (6),
and (7) and Section 8(b)(4) of the Act.
NPS Pharmaceutical, Inc., is now, and has been at all materi-
al times, a person engaged in commerce or an industry affecting
commerce within the meaning of Section 2(1), (6), and (7) and
Section 8(b)(4) of the Act.
Resorts West is now, and has been at all material times, a
person engaged in commerce or an industry affecting com-
merce within the meaning of Section 2(1), (6), and (7) and Sec-
tion 8(b)(4) of the Act.
Ryan Company is now, and has been at all material times, a
person engaged in commerce or an industry affecting com-
merce within the meaning of Section 2(1), (6), and (7) and Sec-
tion 8(b)(4) of the Act.
II. LABOR ORGANIZATIONS
The complaint alleges, the answer admits, and I find that at
all times material, the three Respondents (the Regional Council,
Local 184 and Local 1498) have each been separate labor or-
ganizations within the meaning of Section 2(5) of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
624
III. BACKGROUND FACTS
For the most part, the facts in this case are not disputed. At
the hearing, the parties entered into a series of oral stipulations
of fact. Also, much of the evidence offered by the General
Counsel was simply unrebutted by the Respondents. Accord-
ingly, the background facts as set forth below are not in dispute.
Certain of the Respondents’ members have been on strike
against New Star since April 26, 2004,5 and on strike against
Okland since May 26.6 With regard to the other entities named
in the complaint as persons engaged in commerce, except for
Perry Olsen Drywall, the Respondents do not represent any of
those entities’ employees; have no collective-bargaining
agreements with any of those entities; have made no demand
for recognition with regard to representation of those entities’
employees; and have no dispute as to the terms and conditions
of employment of those entities’ employees.
In furtherance of their strike and labor dispute against New
Star and Okland, the Respondents7 have periodically placed
individuals holding banners, usually possessing handbills, and
sometimes distributing those handbills, at various locations,
primarily in the greater Salt Lake City, Park City, and Provo,
Utah, and Denver, Colorado metropolitan areas. The “banner-
ing,” as alleged in the complaint, occurred at 19 separate loca-
tions. With regard to the bannering, the parties stipulated that
there was no blocking of ingress and egress, and no violence
associated with it. At each location where bannering occurred,
for the most part, the banners were stationary each day, alt-
hough the banners may have been moved from day to day. In
any event, there was clearly no patrolling back and forth with
the banners.
Generally, when bannering occurred, there were hand-
bills/leaflets available at the location. However, the frequency
with which handbills were distributed and to whom they were
distributed varied greatly from location to location, and appar-
ently depended principally on the subjective desire of those
persons manning the banners.
All the banners are the same dimensions, specifically 4 feet
tall by 20 feet long. The banners are framed by semi-rigid pipe,
likely PVC. The numbers of individuals manning the banners
at the various locations varied anywhere from two to five, with
three being the most common number. All the banners are
similarly worded. In the middle of the banners, in large capital
letters, colored red, appear the words, “SHAME ON” followed
by the name of one of the entities listed in the complaint, also
written in large capital red letters. In both the right and left
upper corners of the banners, written in somewhat smaller
black capital letters appear the words, “LABOR DISPUTE.”
(GC Exhs. 5, 8, 12, 15, 26, 30, 37, 44, 47, 55, 68, and 82.)
5 All dates are in 2004, unless otherwise indicated.
6 The Unions have also filed charges with the Board against New
Star and Okland, alleging various unfair labor practices, including an
alleged violation of Sec. 8(a)(2) of the Act.
7 The use of the term Respondents is intended to include all three la-
bor organizations. As will be explained in detail later in this decision, I
find that the Regional Council is jointly responsible with the two locals
for every location where “bannering” activity occurred, as alleged in
the complaint.
The handbills/leaflets are all similarly worded. At the top of
the handbills in large capital letters appear the words “SHAME
ON,” followed by the name of the particular entity that is also
named on the accompanying banner. Next appear the words,
“For Desecration of the American Way of Life.” There then
appears a drawing of a large rat inside a house, gnawing on an
American Flag. The handbills are fairly detailed, accusing the
entity named on the banner of “profiting from unfair labor prac-
tices.” The handbill mentions either New Star or Okland, and
explains the nature of the dispute that the Respondents have
with these employers. Further, the handbills set forth a connec-
tion between either New Star or Okland and the entity named
on the banner. According to the handbill, businesses and indi-
viduals have an “obligation to monitor” those “companies
whose services or products they consume, either directly or
indirectly.” These entities “must use their managerial discre-
tion” to prevent “lawbreaking companies” from profiting from
their projects. Finally, the handbill asks that people do the
following: “PLEASE TELL [the name of the entity on the ban-
ner] THAT YOU WANT THEM TO DO ALL THEY CAN TO
CHANGE THIS SITUATION AND SEE THAT LAW-
BREAKING COMPANIES NOT BE ALLOWED TO HAVE
ANY PART IN ANY PROJECT IN WHICH THEY MAY BE
INVOLVED.” This is followed by the name of Local 184 and
Local 1498, as well as a telephone number to call for further
information. At the very end of the handbill, in small capital
letters it says, “WE ARE NOT URGING ANY WORKER TO
REFUSE TO WORK NOR ARE WE URGING ANY
SUPPLIER TO REFUSE TO DELIVER GOODS.” (GC.
Exhs. 3, 10, 22, 24, 29, 31, 46, and 57.)
It appears that at virtually every bannering site, the persons
manning the banners possessed corresponding handbills/leaf-
lets. However, the distribution of the handbills varied greatly
from location to location. At some sites, the persons manning
the banners affirmatively offered the handbills to pedestrians
and motorists, and in some instances even waved them at pass-
ing cars. At some other sites, relatively few handbills were
offered to passers-by. However, it appears that the most com-
mon practice was for the persons manning the banners to dis-
tribute handbills only when people asked them questions con-
cerning what the bannering was all about. For the most part,
the persons manning the banners did not directly answer such
questions, except to give out a handbill and suggest that further
information could be obtained by calling the number on the
handbill.
The persons manning the banners almost always positioned
the banners on the public sidewalk, with the lettering facing
toward the public street or walkway. The framed banners did
not have legs, and were not self-supporting. For the most part,
the persons manning the banners would stand and hold them in
place, or at a minimum, they would be seated with the banners
leaning against their bodies. There is no indication that the
banners were ever left unattended. Generally, the bannering
took place Monday thru Friday, from 9 a.m. to 3 p.m. The
dates for the bannering at the various locations varied, with the
earliest occurring in late April, some starting and stopping, and
with a limited number still continuing as late as the time of the
hearing in mid-September.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
625
Before the bannering began at any specific location, the Re-
spondents sent a letter to the entity subsequently named on the
banner. These letters were all very similar, and were sent on
behalf of the two locals. Each letter was encaptioned
“NOTICE OF LABOR DISPUTE AND UNFAIR LABOR
PRACTICE STRIKE,” and made mention of the locals strike
and labor dispute against either New Star or Okland. The letter
went on to state that the locals “intend to exercise their rights
under the National Labor Relations Act and the First Amend-
ment to protest and publicize” the nature of the dispute. Fur-
ther, the letter indicated the Respondents’ position that “busi-
ness and individuals” have an obligation to monitor “the kind
of companies whose services or products they consume, both
directly and indirectly.” According to the letter, these entities
“must use their managerial discretion to insist that lawbreaking
companies not be allowed to have any part in any of their pro-
jects.” The Respondents informed the addressee that the locals
would be “extending their protest activities to all parties associ-
ated with any project where [Okland or New Star] may be em-
ployed,” and that these activities “will not be restricted to job
sites alone,” but will include “the businesses and places of work
of those [entities] who benefit, directly or indirectly, from the
use of [Okland or New Star]. These activities will include law-
ful picketing and demonstration activity, highly visible banner
displays, and handbill distribution.” The addressee was asked
to determine whether New Star or Okland had any connection
with its projects, and, if so, to “use all your lawful influence to
exclude [New Star or Okland] from those projects” until it
ceased and made amends for the improper conduct. The tele-
phone number for Local 184 was given in the event the ad-
dressee had any questions. (GC Exh. 2.)
It is important to note that the General Counsel specifically
stipulated with the other parties that there was no contention that
either the prebannering letters addressed to the entities named on
the banners, or the handbills distributed with the bannering con-
stituted separate, independent violations of the Act.
A. The Issues
The parties view the Respondents’ bannering activity very
differently. It is the position of counsel for the General Coun-
sel that the Respondents’ bannering activity constitutes “picket-
ing,” and in addition constitutes “misleading and fraudulent
speech.” According to the General Counsel, in displaying its
banners at some 19 locations, the Respondents were engaged in
a “secondary boycott” by attempting to enmesh “neutrals” in its
dispute with New Star and Okland in violation of Section
8(b)(4) of the Act.
In the view of the General Counsel, the Respondents are en-
gaged in a “primary labor dispute” with New Star and Oakland.
The General Counsel contends that the other persons or em-
ployers named in the complaint are secondaries or neutrals,
which have no genuine labor dispute with the Respondents. It
was to those neutrals that the Respondents sent the prebanner-
ing letters, indicating the Respondents’ intent to engage in pro-
test activities, and to extend those protest activities to all parties
associated with any project where New Star or Okland had
some involvement. The letters indicated that the protest activi-
ties would include banner displays and handbill distribution,
and would take place at jobsites, businesses, and places of work
of those entities that benefited directly or indirectly from the
use of New Star or Okland. Further, the letters asked the ad-
dressees to use their influence to exclude New Star or Okland
from their projects. (GC Exh. 2.) It is the contention of the
General Counsel that the letters demonstrate that an “object” of
the Respondents’ bannering activity was to cause the entities to
“cease doing business with” New Star, Okland, or each other.
It is the position of the General Counsel that the Respond-
ents’ bannering activity at the 19 locations in Utah and Colora-
do near the facilities of neutral employers or persons was a
violation of Section 8(b)(4)(ii)(B) of the Act, as it constituted
conduct intended “to threaten, coerce, or restrain” the neutrals
with an object of forcing them to cease doing business with
New Star, Okland, or each other. Further, the General Counsel
contends that two of those locations were “common situs job
sites,” and that the Respondents established their banners in
close proximity to gates reserved for neutral employers and
their employees. This conduct the General Counsel alleges was
an effort by the Respondents to “induce or encourage” employ-
ees to engage in a strike against their employer in violation of
Section 8(b)(4)(i)(B) of the Act.
Further, as part of its theory that the Respondents were en-
gaged in conduct with an unlawful object, the General Counsel
argues that in reality, the bannering was nothing less than pick-
eting. The General Counsel stresses the large size of the ban-
ners, and the fact that two to four agents of the Respondents
accompanied them. The General Counsel also contends that an
alleged unlawful object is demonstrated by the “misleading,
false, and defamatory” wording on the banners. The language
on the banners to which the General Counsel objects is the
naming of only neutral employers or persons, with no reference
to the primary employer, namely New Star or Okland. The
General Counsel also objects to the words “labor dispute,”
which he contends falsely advises the reader of the banner of a
labor dispute between the Respondents and the entity named on
the banner. Central to the General Counsel’s theory in this case
is his argument that there is no genuine labor dispute between
the Respondents and any of the employers or persons named on
the banners. All of which, the General Counsel contends estab-
lishes the Respondents’ unlawful object in violation of the Act.
Predictably, the Respondents have a dramatically different
view of the bannering. According to counsel for the Respond-
ents, bannering is not picketing, and on its face is not coercive
within the meaning of the Act. Counsel stresses that it is unre-
butted that the bannering in question in this case was peaceful,
and that the banners were stationary, with no patrolling, and no
movement other than the placement of the banners. The ban-
ners were displayed on the public sidewalk, and there was no
blockage of ingress or egress of the business or project being
bannered. There was no allegation of violence, and banner
holders did not shout, but merely offered handbills to passers-
by, or to those individuals who inquired as to the nature of the
dispute.
Counsel for the Respondents argues that the First Amend-
ment to the United States Constitution protects the right to en-
gage in bannering, which counsel claims is a form of speech.
According to counsel, Section 8(b)(4) of the Act prohibits coer-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
626
cive, threatening, or restraining conduct, which has a secondary
object. Speech, on the other hand, cannot be construed to
threaten, coerce, or restrain for a secondary object within the
meaning of the Act, without running afoul of the First Amend-
ment prohibition against abridging the freedom of speech.
According to counsel, picketing can be regulated under the
Act, because it is considered by the courts and the Board to
constitute a mixture of conduct and speech. Counsel for the
Respondents distinguishes between a picket line, which typical-
ly involves individuals patrolling with signs, and a stationary
banner. He argues that a picket line by its very physical pres-
ence is designed to keep people away, like a fence, and, thus,
may be considered coercive. A banner is allegedly only a writ-
ten message, with no element of conduct. Therefore, the Gov-
ernment cannot restrict a peaceful message.
Counsel further argues that the legislative history of Section
8(b)(4) establishes that the law was designed to allow people to
engage in “publicity, other than picketing, for the purpose of
truthfully advising the public,” of the existence of a labor dis-
pute. (See the third proviso to Sec. 8(b)(4) of the Act.) Con-
comitantly, he argues that the language on the banners in ques-
tion constitutes the truthful advertisement of a labor dispute
between the Respondents and those entities named on the ban-
ners. It is counsel’s contention that the definition of a “labor
dispute” in Section 2(9) of the Act8 is broad enough to cover
the nature of the dispute between the Respondents and the enti-
ties named on the banners, such that the message was on its
face truthful.
Finally, it is the Respondents’ position that the General
Counsel’s theory of the case, namely that the bannering was a
violation of the Act, would raise serious Constitutional prob-
lems related to free speech. Counsel for the Respondents ar-
gues that under such circumstances, the Board should construe
the statute with a view to avoiding such problems, unless such
construction is plainly contrary to the intent of Congress. Of
course, counsel further contends that his view that the banner-
ing constitutes permissible speech is in total conformity with
the intent of Congress, as it is specifically provided for in the
“publicity proviso” to Section 8(b)(4) of the Act.
B. Responsibility for the Bannering
In his pleadings, counsel for the Respondents admitted that
Locals 184 and 1498 were responsible for the bannering activi-
ty at each site named in the complaint. Further, he admitted
joint liability for the Regional Council at three specific loca-
tions alleged in the complaint. However, as I have noted
above, at the hearing I permitted counsel for the General Coun-
sel to amend the complaint to allege joint liability for the Re-
gional Council for the bannering activity at all the sites named
in the complaint. I granted this amendment, over the Respond-
ents’ objection, for the reasons expressed earlier. Counsel for
the Respondents continues in his posthearing brief to deny the
joint liability of the Regional Council for the addition locations.
8 In pertinent part, Sec. 2(9) of the Act states, “The term ‘labor dis-
pute’ includes any controversy concerning terms, tenure, or conditions
of employment . . . regardless of whether the disputants stand in the
proximate relation of employer and employee.”
Based on the undisputed evidence offered at the hearing, it is
clear that the Regional Council is jointly responsible with Lo-
cals 184 and 1498 for the bannering activity at each and every
location alleged in the complaint. Counsel for the Respondents
called as his only witness Patrick Stewart, a special representa-
tive of the Regional Council. Stewart testified that he is cur-
rently “working for Local 184 and 1498 in regard to the ban-
ners,” although his salary continues to be paid for by the Re-
gional Council. Further, he testified, “I work with the language
on the banner, and I also work with the handbills to make sure
the appropriate handbills go with the appropriate banners.”
According to Stewart, since the commencement of the strike
against New Star and Okland, he has been present in Utah off
and on for a total of approximately 5 weeks. During the same
period of time, at least six other special representatives of the
Regional Council have also been present in Utah to assist in the
campaign against New Star and Okland. Stewart admitted that
he was responsible for getting the banners created, the handbills
printed, and for their distribution to the various sites. Perhaps
most significant, Stewart acknowledged that he was responsible
for ensuring that the persons manning the banners at each loca-
tion were instructed as to how the bannering was to be conduct-
ed. Those instructions came through him, and it is clear from
his testimony that Stewart was relying on his experience with
similar bannering activities in California and Arizona to advise
the banner holders in this dispute. Further, a manager of one of
the entities being bannered testified that at one point he was
directly involved in a telephone conversation with Stewart
about what that entity needed to do in order for the Respond-
ents to cease their bannering activity.9 Stewart did not deny
this conversation.
Stewart also testified that one of the other special representa-
tives of the Regional Council who was assisting with the ban-
nering activities was Bruce Bachman. Earlier, several witness-
es10 for the General Counsel had testified that when they com-
plained about the bannering activity at sites where they were
employed, Bachman appeared to discuss the matter with them,
and offered them his business card. The card indicates that
Bachman is a special representative of the Regional Council.
(GC Exhs. 38, 67.)
Following Stewart’s testimony, it is obvious that the Region-
al Council was intimately involved with the two locals in or-
ganizing and coordinating the bannering and handbilling, and
instructing the persons manning the banners as to how they
should conduct themselves. This was true at all the locations
named in the complaint. Clearly, the Regional Council was
acting in concert with the two locals regarding the bannering
activity. Further, the presence of Bachman at several bannering
sites, where he answered questions from management repre-
sentatives and identified himself as a “special representative” of
the Regional Council, establishes that he was holding himself
out to others as an agent of the Regional Council.11
9 The testimony about this conversation came from Les Carriel,
manager for Deer Valley Lodging/Premier Resorts of Utah.
10 Blake Weathers and Scott Greenstreet
11 The Board applies the common law principles of agency when de-
termining whether an employee is acting with either actual or apparent
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
627
Accordingly, I conclude that the Regional Council is jointly
responsible with Locals 184 and 1498 for the bannering activity
that occurred at each and every location named in the com-
plaint. The Regional Council certainly had knowledge of that
activity, participated in it, and clearly did not disavow it. The
three Respondents are jointly liable for the conduct at all the
bannering sites specified in the complaint.12
C. The Locations where Bannering Occurred
There is almost no dispute as to what transpired at each of
the 19 sites where bannering occurred, as alleged in the com-
plaint. However, I feel it necessary to at least in summary fash-
ion set forth the basic facts of what occurred at each location.
1. Utah Transit Authority
Utah Transit Authority (UTA) is engaged in providing public
transportation services in Salt Lake and five adjoining counties.
UTA hired Jacobsen Construction Co., Inc. (Jacobsen) to per-
form construction work on a building at UTA’s rail service
center located in Midvale, Utah. On about January 26, Jacob-
sen hired New Star as a subcontractor on this project. New Star
was primarily engaged as a concrete subcontractor on the pro-
ject. New Star was still engaged on the project at the com-
mencement of the strike on April 26, and its work there contin-
ued until about August 6.
On about May 24, Locals 184 and 1498 sent two “Notice of
Labor Dispute” letters to Jacobsen. (GC Exh. 2.)13 Sometime
that same month, the Respondents established, and have since
maintained, a banner in front of UTA’s administrative offices
in Salt Lake City, Utah. The banner has usually been held by
two to three agents of the Respondents, and has been displayed
on weekdays from about 9 a.m. to about 3 p.m.14 The only
entity named on the banner was the Utah Transit Authority.
The banner has been displayed on a grass median area at the
front of the administrative office building. It is located approx-
imately 20–25 feet from the entrance to the UTA parking lot
authority on behalf of an employer when that employee makes a partic-
ular statement or takes a particular action. Cooper Industries, 328
NLRB 145 (1999); Hausner Hard Chrome of KY, Inc., 326 NLRB 426,
428 (1998). At several sites, Bachman distributed business cards to
management officials that identified him as a “special representative”
of the Regional Council, and he spoke on behalf of the Respondents.
This establishes that he possessed both actual and apparent authority on
behalf of the Regional Council, at least as relates to the Respondents’
bannering activity at those particular locations. See, e.g., Longshore-
men Local 6 (Sunset Line & Twine Co.), 79 NLRB 1487, 1507–1508
(1948); SAIA Motor Freight, Inc., 334 NLRB 979 (2001).
12 Contrary to the position taken by counsel for the Respondents in
his posthearing brief, it is not necessary to establish an agency relation-
ship between the three Respondents. It is adequate to simply establish
that the three Unions were acting in concert, and were each jointly
liable for the bannering activity at every location alleged.
13 These “Notice of Labor Dispute” letters were described in detail
earlier in this decision.
14 As the parties stipulated that the banners were generally displayed
at these times and days, I will not note them further. The times and
days will, hereafter, only be mentioned if they differ from the stipula-
tion. Similarly, the language on the banners, size, shape, and color was
stipulated to by the parties, and set forth above. It will not be further
noted, unless the need arises.
and approximately 120 feet from the entrance to the office
building itself. The banner has always been displayed at this
same location, and is visible to anyone entering the facility
through the main entryway. (GC Exh. 40.)
In conjunction with the display of the banner, handbills have
been distributed to passers-by who approach the people manning
the banner. The handbills name UTA and explain that Locals
184 and 1498 have a dispute with New Star. (GC Exh. 3.)15
New Star completed its work on the UTA rail service center
on about August 6. However, as of the date of the hearing, the
banner was still being displayed at UTA’s administrative offic-
es. New Star has not performed any work at the UTA adminis-
trative offices during the period of time that the banner has
been displayed there.
2. Research Park Associates
Research Park Associates, Inc. (RPA) develops research re-
lated facilities in university research parks, and it also manages
property. RPA owns and manages certain office buildings in
Salt Lake City, Utah, in an area called Research Park. RPA had
engaged New Star as the general contractor on a remodeling
project at one of its buildings located on Komas Drive, Salt
Lake City, Utah. New Star was still engaged on this project at
the commencement of the strike on April 26, and its work there
continued until about May 28. RPA also owns an office build-
ing at 421 Wakara Way, Salt Lake City, and leases all of the
space to tenants. This building is part of an interconnected
three-building complex that includes buildings located at 419
and 423 Wakara Way. (GC Exh. 9.) RPA manages these
buildings and has its office at the building at 423 Wakara Way.
Fourteen tenants occupy space in the office complex.
On about May 4, Locals 184 and 1498 sent a “Notice of La-
bor Dispute” letter to RPA notifying it of their dispute with
New Star and their intention to engage in “protest activities.”
On that same day, the Respondents established a banner outside
the building located at 421 Wakara Way, Salt Lake City, Utah,
which banner named Research Park Associates. The banner
has been primarily located on a grassy area between the build-
ing and Wakara Way. It is located within approximately 20–30
feet of the driveway that leads from Wakara Way to the parking
lot for the three-building complex.16 The entry door is approx-
imately 225–300 feet from the location of the banner. Howev-
er, the banner is clearly visible to individuals who enter the
parking lot from Wakara Way. (GC Exhs. 8, 9.)
There are usually three people stationed with the banner.
They have handbills available for distribution, upon request,
which name New Star and RPA and explain the nature of the
dispute. New Star completed its work on the 585 Komas
Building on about May 28. New Star has not performed any
work on the buildings at the three-building complex on Wakara
Way during the time that the banner has been displayed. How-
ever, as of the time of the hearing, the banner was still being
displayed at this location.
15 The handbills were described in detail earlier in this decision.
16 During periods when the lawn sprinklers are on or the lawn is be-
ing mowed, once or twice a week, the banner has been displayed on the
opposite side of the driveway, approximately 30 feet from the drive-
way.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
628
3. Prudential Utah Real Estate–Main Street office
Ironwood Partners of Utah, LLC (Ironwood Partners) is a re-
al estate development firm engaged in the construction of Iron-
wood condominiums near Park City, Utah. At the commence-
ment of the strike, New Star was engaged by Ironwood Partners
as the general contractor on the Ironwood condominium pro-
ject. As of the time of the hearing, New Star’s work was ongo-
ing.
Prudential Utah Real Estate (Prudential) is a real estate agent
and broker with several offices in Park City, Utah, including its
Main Street office, its Saddleview office, and its Pinebrook
office. Prudential is a party to an agreement with Ironwood
Partners to serve as the listing agent for the Ironwood condo-
miniums.
Prudential’s Main Street office is located at the corner of
Main Street and Heber Avenue. There are two other tenants in
the building, and all persons entering the building may use the
same entrance.
On April 27, the Respondents sent a “Notice of Labor Dis-
pute” letter to Prudential. From on about April 26, until on
about May 13, the Respondents maintained a banner outside of
Prudential’s Main Street office. The banner was located on the
sidewalk immediately in front of Prudential’s building and was
about 12–13 feet from the front door of the building. It was
clearly visible to anyone wanting to enter Prudential’s offices.
The banner named Ironwood Partners.
There were usually between two to four people stationed
with the banner. The people manning the banner had handbills
available for distribution. However, the only witness to testify
about this location indicated that she had never seen any of the
handbills being passed out.17 The handbills named New Star,
Ironwood Partners, and Prudential, and explained the nature of
the dispute. (GC Exh. 46.)
It is undisputed that while Prudential is the listing agent for
Ironwood condominiums, it has no direct business relationship
with New Star.
4. Prudential Utah Real Estate–Saddleview office
Prudential’s Saddleview office is located on Park Avenue,
Park City, Utah, in a four-building commercial office complex
near the intersection of Park Avenue and Saddleview Drive.
Prudential occupies space in three of the four buildings in the
complex.
On about the beginning of May, the Respondents established
a banner outside of the Saddleview office at the intersection of
Park and Saddleview. (GC Exh. 47.) The banner was located
on a grassy area near the intersection, and it was approximately
100 feet from the entrance to the parking area of the office
complex off of Saddleview Drive. The driveway entrance off
of Saddleview Drive is the main entrance to the parking area of
the office complex, and it is the one generally used by Pruden-
tial’s clients. The banner was clearly visible to anyone entering
Saddleview Drive from Park Avenue. The banner was approx-
imately 50 feet from the buildings of the complex. (GC Exh.
48.)
17 Kimberly Vega, Prudential’s chief administrator.
The banner was displayed at this location from the beginning
of May until about the beginning of August. It was usually
held by two or three individuals. The banner named Prudential
Real Estate. The only witness who testified about this location
indicated that she never saw any handbills being distributed by
the people manning the banner.18
As was noted above, it is undisputed that Prudential has no
direct business relationship with New Star.
5. Prudential Utah Real Estate–Pinebrook office
Pudential’s Pinebrook office is located on Pinebrook Road,
Park City, Utah. It is near the intersection of Pinebrook Road
and Kilby Road, which is the frontage road just south of I-80 at
exit 143. The office consists of two buildings both of which are
occupied exclusively by Prudential. The entrance to the park-
ing area of the Prudential offices is off of Pinebrook Road and
is about 30 feet from the intersection. (GC Exh. 50.)
On about May 24, the Respondents established a banner near
the Pinebrook office. It named Prudential Real Estate. The
banner faces Kilby Road. For about 60 days starting May 24,
the banner was displayed at one of two locations, which were
about 20–25 feet and about 40 feet, respectively, from the inter-
section of Kilby Road and Pinebrook Road. For the period of
approximately 30 days before the hearing, the banner was dis-
played at a location about 60 feet from the intersection. In any
event, at all three locations, the banner was clearly visible to
anyone passing on the frontage road and would be clearly visi-
ble to anyone approaching the Prudential office from Salt Lake
City. From Kilby Road, the banner would be visible at all three
locations, and visible from I-80 at its last location.
Two or three individuals usually held the banner. The one
witness who testified about the Pinebrook location indicated
that he had never observed any of the people manning the ban-
ner distributing handbills.19
6. East-West Partners, Inc.
East-West Partners, Inc. (East-West Partners) is a real estate
developer with its headquarters in Beaver Creek, Colorado. It
operates in various States through separate divisions or offices,
each of which is a separate legal entity, including East-West
Partners–Utah and East-West Partners–Denver. Bernie Niznik,
a vice president of construction for East-West Partners–Denver,
testified that all the East-West Partners divisions are interrelat-
ed, and that the parent company, East-West Partners, Inc. owns
100 percent of East-West Partners–Denver.20
East-West Partners is engaged in the construction of two pro-
jects near Park City, Utah, through a company called Empire
Mountain Village, LLC. Since April 5, New Star has been
engaged, pursuant to a contract with Empire Mountain Village,
LLC, as the general contractor on the construction of the two
projects.
East-West Partners–Denver, Inc. (East-West Denver) is a re-
al estate developer with an office located at 1610 Little Raven,
Denver, Colorado. East-West Denver has no direct involve-
18 Chris Robertson, Prudential’s Saddleview office branch broker.
19 Court Klekas, Prudential’s Pinebrook office branch broker.
20 Presumably, the parent company also owns at least some percent-
age of East-West Partners–Utah.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
629
ment in the construction of the two projects near Park City,
Utah regarding which New Star is serving as general contrac-
tor. (Although, as I have noted, the East-West Partners divi-
sions are interrelated, with the parent company owning an in-
terest in the divisions.)
On about April 27, Locals 184 and 1498 sent two “Notice of
Labor Dispute” letters to East-West Partners. (GC Exh. 2.) On
about May 21, the Respondents established a banner outside of
the Park Place Lofts building, which houses the offices of East-
West Denver. At this location, the banner was on the public
sidewalk approximately 50 feet from the main entrance to the
building used by East-West Denver and its customers. It was
also approximately 20 feet from the entrance to Zengo, a res-
taurant owned by East-West Denver. At this location, the ban-
ner was visible from the entrance to the building. The banner
remained in this location for approximately 2-1/2 weeks, after
which it was moved to a plaza location approximately 40 feet
from its original location. (GC Exhs. 4, 6, designated as “Ban-
ner Location #2.”) At this second location, the banner was
approximately 90 feet from the building entrance and about 60
feet from the entrance to Zengo. The banner remained visible
from the entrance to the building used by East-West Denver
and its customers. After 1 day, the banner was relocated to a
spot approximately 20 feet from its original location. (GC Exh.
6, designated by “Banner Location #3.”) At this location, the
banner was approximately 70 feet from the building entrance
and about 18 feet from the entrance to Zengo. The banner re-
mained at this location until on about August 10 or 11.
The banner, which has been held up by between three and
five individuals, names East-West Partners. The banner hold-
ers have also handed out handbills explaining the nature of the
dispute, and mentioning East-West Partners and New Star.
(GC Exh. 3.)
7. Terry Staples
As noted earlier, Ironwood Partners is a real estate develop-
ment firm engaged in the construction of the Ironwood condo-
miniums near Park City, Utah. At the commencement of the
strike against New Star on about April 26, New Star was en-
gaged by Ironwood Partners as the general contractor on the
Ironwood condominium project. At the time of the hearing,
New Star’s work on the project was continuing.
Terry Staples is a real estate developer whose office and
place of business is located on St. Paul Street, Denver, Colora-
do. The building also houses various other tenants. Staples
made a personal investment in the Ironwood condominium
project of $50,000, which represented approximately eight-
tenths of 1 percent of the total investment in the project. He
has had no planning or decisionmaking function with the pro-
ject since about April 2002. He has had no current or past di-
rect relationship with New Star.
On April 27, Locals 184 and 1498 mailed a “Notice of Labor
Dispute” letter to Staples’ office address. (GC Exh. 2.) From
about the last week of May until about June 28, the Respond-
ents established a banner on the sidewalk in front of Staples’
office building, approximately 8 feet from the entrance. The
banner faced St. Paul Street and was about 30 to 40 feet from
the intersection of St. Paul and Second Avenue. It was visible
from both St. Paul Street and Second Avenue.
Two to five people manned the banner, and it named Sta-
ples/Ironwood. The banner holders had handbills available for
distribution upon request. Terry Staples testified that he asked
for a handbill and was given one. Otherwise, he did not view
any handbills being distributed. The handbills named Sta-
ples/Ironwood and New Star, and explained the nature of the
dispute. (GC Exh. 24.)
Terry Staples testified that as a result of the banner display,
he received negative reactions from the public, in the form of
anonymous messages left with his answering service, and was
told by his landlord that other tenants were complaining about
the adverse affect on their businesses caused by the banner.21
8. Zermatt Resort & Spa
Matterhorn Development, LLC (Matterhorn) is a real estate
developer engaged in the construction of the Zermatt Resort &
Spa located on West Resort Road, Midway, Utah. The project
consists of the construction of a hotel, condominiums, and an
exhibition building. Since about February 11, 2002, Okland
has been engaged, pursuant to a contract with Matterhorn, as
the general contractor on the project.
The Zermatt project is fenced and, since at least the begin-
ning of June, there has been two gates established at the project.
One gate, located on North Homestead Drive, is the Okland
gate. The second gate is used by subcontractors to enter the
jobsite. (GC Exh. 71.)22
On about May 19, Locals 184 and 1498 sent a “Notice of
Labor Dispute” letter to Robert Fuller, a principal of Matter-
horn. (GC Exh. 2.) At the beginning of June, the Respondents
established a banner near the Okland gate. The banner named
Zermatt Resort & Spa. Handbills were present with the banner.
The handbills named Zermatt Resort & Spa and Okland, and
explained the nature of the dispute. (GC Exh. 3.) The banner
remained at this location for the entire period the Respondents
engaged in bannering activity with the exception of approxi-
mately a 3-hour period on June 24. On that date at approxi-
mately 10 a.m., the Respondents moved the banner to a location
directly across the street from the Zermett sales office trailer.
The banner was located about 30 feet from the sales trailer. It
remained at that location until about 1 p.m., when it was moved
back to the Okland gate.
During the time that the banner was located near the sales of-
fice, there were three individuals manning the banner, and an-
other two individuals identified as being affiliated with the
Respondents standing nearby. A witness testified that during
21 At the hearing, I reserved ruling on an objection from counsel for
the Respondents that such testimony reporting on the reaction by third
parties to the bannering was inadmissible as hearsay. I now conclude
that such testimony does not constitute hearsay, as it is not being of-
fered for the truth of the matter asserted, namely the complaints them-
selves, but rather to show the reaction of third parties, and the impact of
that reaction on the managers or principals of the neutrals. According-
ly, I will admit this testimony into evidence.
22 Although it appears that this is a common situs construction pro-
ject with a reserve gate system, the General Counsel does not allege in
either the complaint or in his posthearing brief any violation of Sec.
8(b)(4)(i)(B) of the Act at this location.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
630
the time that the banner was displayed near the sales office, he
did not see any handbills being distributed.23
9. Black Diamond/Premier Resorts
Silver Lake Developers, a company that owns and develops
real estate, has been engaged in the construction and develop-
ment of the Black Diamond condominium project near Park
City, Utah. Beginning in about May 2002, New Star was en-
gaged pursuant to a contract with Silver Lake Developers as a
subcontractor on the Black Diamond project. New Star com-
pleted is work on this project in March 2003.
Premier Resorts is a property management company. Prem-
ier Resorts of Utah, a property management company, is a
wholly owned subsidiary of Premier Resorts. Premier Resorts
of Utah does business as Deer Valley Lodging, also a property
management company. Both Premier Resorts and Deer Valley
Lodging maintain offices at 1375 Deer Valley Drive in Park
City, Utah. Deer Valley Lodging manages the Black Diamond
condominiums pursuant to a relationship with the Black Dia-
mond homeowners association. Premier Resorts has no similar
relationship with the Black Diamond homeowner association.
Neither Deer Valley Lodging nor Premier Resorts has any di-
rect business relationship with New Star.
On about May 13, the Respondents established a banner near
the offices of Premier Resorts and Deer Valley Lodging. It
remained there until about the first week of August. The ban-
ner named Black Diamond/ Premier. There are two entrances
to the parking area of the building occupied by Premier and
Deer Valley. The banner was located about 20 feet from one
parking entrance and about 60 feet from the other parking en-
trance. Also, the banner was located approximately 200 feet
from the main entrance to the building and about 160 feet from
the north entrance to the building. (GC Exh. 52.)
There were usually three people stationed with the banner.
The people manning the banner would distribute handbills if
someone approached them. The handbills name Black Dia-
mond Lodge/Premier Resorts and also New Star. In explaining
the nature of the dispute, the handbills indicate that, “New Star
is performing construction services for Premier Resorts Black
Diamond Lodge project.” That statement is somewhat inaccu-
rate, as there is no direct business relationship between either
Deer Valley Lodging or Premier Resorts and New Star. How-
ever, an argument can certainly be made, as the handbill at-
tempts to make, that the named neutrals are benefiting from the
construction work performed by New Star.
On August 16, Kim McClelland, president of Premier Re-
sorts of Utah, sent a letter to New Star advising it that Premier
had been named in its labor dispute with Locals 184 and 1498.
The letter went on to advise New Star that Premier did not wish
to be embroiled in this dispute and asked New Star to resolve
its dispute with the Unions. Finally, the letter advised New Star
that if Premier became aware that any of its clients intended to
use New Star, it would advise them of the labor dispute. (GC
Exh. 53.) Leslie Carriel, Deer Valley Lodging’s manager of
security, drafted this letter after several conversations with
Patrick Stewart, a Regional Council special representative.
23 Sean Nelson, Okland’s assistant superintendent.
Stewart suggested most of the language contained in the letter.
Stewart also told Carriel that writing the letter would be in ex-
change for the removal of the banner. Carriel sent Stewart a
copy of the letter signed by McClelland.
10. Exclusive Resorts
As noted earlier, Ironwood Partners is a real estate develop-
ment firm engaged in the construction of the Ironweed condo-
miniums near Park City, Utah. At the commencement of the
strike against New Star on April 26, New Star was engaged by
Ironwood Partners as the general contractor on the Ironwood
condominium project. At the time of the hearing, New Star’s
work on the project was ongoing.
Exclusive Resorts is a private residence club that provides
vacation homes for its members. It maintains an office and
place of business located at 1530 Sixteenth Street, Denver,
Colorado, on the 16th Street pedestrian mall. The building is a
six-story structure that houses two restaurants on the ground
floor and other tenants in addition to Exclusive Resorts.
As part of its normal business, Exclusive Resorts purchased
a minimum of two units at the Ironwood project. A witness
testified that the negotiations for the purchase of these units
could have been completed by the end of June.24 As of July 14,
Exclusive Resorts had entered into a final and binding purchase
agreement regarding these units. The closing date for the pur-
chase of these units was August 27.
Locals 184 and 1498 sent Exclusive Resorts an undated “No-
tice of Labor Dispute” letter advising it of their labor dispute with
New Star and stating that they intended to engage in protest ac-
tivities. (GC Exh. 2.) From about the end of June until about the
end of July, the Respondents established a banner outside of the
building where Exclusive Resorts maintains its offices. The
banner, which was usually manned by three to five individuals,
was located 38 feet from the entrance to the building used by
Exclusive Resorts and its customers, as well as the other tenants.
The banner was located on the sidewalk and faced the 16th Street
pedestrian mall. It named Exclusive Resorts.
In conjunction with the banner display, the people manning
the banner also distributed handbills, which mentioned New
Star and Exclusive Resorts and explained the nature of the dis-
pute. (GC Exh. 29.) While the banner itself remained station-
ary, a witness testified that the individuals with the banner
would move “4 or 5 feet” in each direction, as they would pass
the handbills out to those people who would accept them.25
11. Biaggi’s Ristorante
Biaggi’s Ristorante (Biaggi’s) is a restaurant located in the
Gateway Plaza mall at Second South and Fourth West in Salt
Lake City, Utah. Okland was employed by Ryan Company as a
subcontractor to perform construction work at Biaggi’s. Ok-
land completed its work on the Biaggi’s project on May 24.
On May 19, Locals 184 and 1498 sent a “Notice of Labor
Dispute” letter to Biaggi’s corporate offices advising it of the
labor dispute with Okland and threatening protest activities.
(GC Exh. 2.) A banner was maintained by the Respondents at
Biaggi’s from at least June 16, until about July 31. The banner
24 Eva Miller, director of human resources for Exclusive Resorts.
25 Eva Miller.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
631
named Biaggi’s Ristorante. A witness testified that he ob-
served the banner specifically on June 16, when it was located
approximately 20 feet from the front of the restaurant. Howev-
er, the witness noticed that approximately 20 minutes after he
first observed it, the banner had been moved to a location only
10 feet from the front door to the restaurant.26
There were three individuals stationed with the banner on
June 16. They had handbills in a bag on the ground, which they
distributed to people who came up and talked to them. The
handbill named both Biaggi’s Ristorante and Okland, and ex-
plained the nature of the dispute. (GC Exh. 3.)
12. Brigham Young University
Brigham Young University (BYU) is a university with a
campus located in Provo, Utah. Since about April 25, 2002,
Okland has been engaged, pursuant to a contract with BYU, as
the general contractor on the construction of the Joseph F.
Smith Building on the campus in Provo, Utah. The project is
located in the middle of the BYU campus.
On about May 17 and 19, Locals 184 and 1498 sent “Notice
of Labor Dispute” letters to BYU. (GC Exh. 2.) Since about
mid-June, and continuing to the time of the hearing, the Re-
spondents established a banner at the intersection of Bulldog
Avenue and East Canyon Road in Provo. This intersection
constitutes one of the main entrances into the campus. The
banner is located on the sidewalk of East Canyon Road and
faces that street. It is approximately 20 feet from the intersec-
tion. (GC Exh. 75.) The banner is visible to pedestrians and
drivers on both East Canyon Road and Bulldog Avenue. The
banner names Brigham Young University.
There are two to three individuals manning the banner. They
have in their possession a stack of handbills. The handbills
name both Brigham Young University and Okland, and explain
the nature of the dispute. (GC Exh. 3.)
13. University of Utah
Since about June 23, Okland has been engaged pursuant to a
contract with the University of Utah, as the general contractor
on the construction of an indoor athletic practice facility at the
campus in Salt Lake City, Utah.
On about June 15, Locals 184 and 1498 sent two “Notice of
Labor Dispute” letters to the University of Utah advising it of
their labor dispute with Okland and threatening protest activi-
ties. (GC Exh. 2.) Since on about July 8, and continuing, the
Respondents established a banner near the intersection of Foot-
hill Boulevard and Wakara Way in Salt Lake City. (GC Exh.
14.) The banner names the University of Utah.
The intersection of Foothill and Wakara Way constitutes an
entrance into the University of Utah property.27 The banner
26 Jeremy Evans, Okland project engineer.
27 This area is called Research Park. There are 37 building within
Research Park. Some of these buildings are owned by the University,
some by private owners, and some by a research foundation that is, in
turn, a wholly owned subsidiary of the University. Considerable time
was taken during the hearing in considering the ownership of these
buildings and of the land they are built upon. (GC Exh. 42.) Charles
Evans, the University of Utah’s director of Research Park and Real
Property Administration, testified at length about these matters. How-
ever, the only finding that is really relevant to the matters in dispute is
was located approximately 20 to 30 yards from this intersec-
tion. (GC Exh. 43.) There is no sidewalk near the banner loca-
tion and there is no vehicular parking where the banner is locat-
ed. Foothill is a six-lane road and is a high traffic area.
The individuals stationed with the banner have handbills in
their possession. The handbills mention the University of Utah,
but, instead of mentioning Okland and the athletic practice
facility, New Star and the project in Research Park are mention.
(GC Exh. 3.)28
14. America First Credit Union–Corporate campus
America First Credit Union (America First) is a financial in-
stitution that loans money and takes deposits from its members.
America First has contracted with Okland to perform certain
construction work. Okland built America First’s data center at
its corporate campus in Riverdale, Utah. It also built the Jordan
Landing branch office facility. Since about June 23, Okland
has been engaged as the general contractor on the construction
of a branch office facility in Draper, Utah.
On May 19, Locals 184 and 1498 sent a “Notice of Labor
Dispute” letter to America First advising it of their dispute with
Okland and threatening protest activities. (GC Exh. 2.) There-
after, on July 1, the Respondents established a banner in front
of the operations center building at America First’s corporate
campus. (GC Exh. 32.) The banner named America First
Credit Union.
America First’s headquarters, or corporate campus, consists
of several buildings including the operations center, the data
center, and the commercial center. In addition, one of America
First’s buildings on the campus is leased to Federal Express.
The America First campus is located in a rural area, and it sits
on land between two freeways, I-15 and I-84.
The banner established by the Respondents faced Cozy Dale
Road, which runs through the campus and in front of the opera-
tions center. Between the banner location and the operations
center building itself is a parking lot that services employees
and members who have business at the operations center and
the commercial center building. The banner was located ap-
proximately 22–30 feet from the main entrance to the parking
lot. Employees and members of America First seeking access
to the operations center and the commercial center buildings
use this main parking entrance. The banner location was ap-
proximately 260 feet from the entrance to the operations center
building if measured in a straight line. It was also approximate-
ly 400 feet from the entrance to the data center, which sits
across Cozy Dale Road. (GC Exh. 32.)
The banner remained at this location from about July 1 to
about July 20, and then again from about July 26 until about the
beginning of September. There were usually three banner han-
dlers stationed with the banner. At times they would hold up
the banner, and, according to one witness, at other times the
that the land within Research Park is the property of the University of
Utah.
28 Apparently, the Respondents were confusing the work being per-
formed by Okland for the University on the indoor athletic practice
facility, with the work that New Star had performed for Research Park
Associates remodeling one of the buildings it owned in the Research
Park area, which land was University property. (GC Exh. 42.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
632
banner was staked in the ground.29 The people with the banner
would distribute handbills when someone asked for one or
when a car stopped. The handbills named Okland and America
First Credit Union, and explained the nature of the dispute.
(GC Exh. 31.)
Counsel for the General Counsel called as a witness Caleb
Jeppsen, who works for America First at the corporate campus.
He testified that he saw the banner on July 21, and apparently
decided to investigate the situation. He approached one of the
people manning the banner and asked what was going on. The
person responded that he could not give out any information,
and if Jeppsen wanted to learn about what was going on,
Jeppsen should call the number on the handbill, one of which
he gave to Jeppsen. Jeppsen admitted on cross-examination
that in his affidavit previously given to the Board, he indicated
that he got the banner handler to give him more information
only by “prodding” him. However, later in his testimony
Jeppsen denied using the word “prodding” when giving his
affidavit, and suggested that the Board agent taking the state-
ment had selected the word. In any event, Jeppsen testified that
the banner handler said that America First had hired Okland to
construct some buildings, that Okland was “breaking working
laws,” and that the “Carpenters Union” was “protesting” and
would continue to do so until Okland “signed.”30
15. America First Credit Union–Jordan Landing
America First’s Jordan Landing Branch office is in West
Jordan, Utah. The office is located in a retail and business park
consisting of office buildings, dentist offices, four financial
institutions, and some residential dwellings. The office is at the
intersection of Jordan Landing Boulevard and Campus View
Drive. (GC Exh. 33.)
As noted above, on about May 19, Locals 184 and 1498 sent
a “Notice of Labor Dispute” letter to America First. (GC Exh.
2.) On about July 22, the Respondents established a banner
near the Jordan Landing branch office, which banner named
America First Credit Union. The banner faces Jordan Landing
Boulevard and is about 35 feet from the intersection of Jordan
Landing Boulevard and Campus View Drive. The banner is on
a jogging path next to a pedestrian walkway. It is approximate-
29 I do not accept the testimony of Caroline Twitchell, security direc-
tor for America First, that the banner was occasionally staked into the
ground. From the testimony of almost all other witness, and from
viewing the numerous photographs, it is clear that the banners were
framed with semi-rigid material, likely PVC, and did not have legs.
Accordingly, the banners could be held in place, or leaned up against
some objects, but could not be “staked” into the ground.
30 I do not find Jeppsen to be a credible witness. From his demeanor
when testifying on cross-examination, it was apparent that he harbored
animosity toward the Respondents. Further, whether he authored the
word “prodding” in his affidavit or not, it is obvious from his testimony
that prodding was exactly what he did. He admitted asking the banner
handler whether he was being paid, and how he could be standing with
the banner and not know what the matter was all about. While the
banner handler may have ultimately offered a reluctant explanation
about the nature of the dispute, I have no confidence in Jeppsen’s will-
ingness to truthfully set forth that explanation. Therefore, I do not
accept his testimony.
ly 160 feet from the banner location to the Jordan Landing
branch building entrance.
Ingress and egress to and from the Jordan Landing parking area
and branch building is only off of Campus View Drive. Therefore,
anyone seeking access to the branch office from the north would of
necessity have to drive immediately by the banner.
There have usually been three people stationed with the ban-
ner. Blake Weathers, the Jordan Landing branch manager,
testified that he had seen these people with the banner hand out
only one handbill since the banner was established on July 22.
As of the date of the hearing, the banner was still being main-
tained.
On July 22, Weathers approached the people with the ban-
ner. He asked them what they were doing and one of the ban-
ner handlers showed him a business card and told him if he had
questions, he could call the number on the card. Subsequently,
a man who identified himself as Bruce Bachman, a special
representative with the Regional Council, appeared at Weath-
ers’ office. Bachman explained to Weathers the Respondents’
position that they had a First Amendment right to protest the
dispute with Oakland and America First, and that the banner
would be removed if America First could get Okland to “fix the
problem.” Weathers expressed his opinion that what the Re-
spondents were doing was “morally wrong,” because the mes-
sage on the banner was not truthful. The conversation ended
with the men disagreeing.
16. NPS Pharmaceuticals
NRS Pharmaceuticals (NPS) has been engaged in the con-
struction of an office and laboratory located at 383 Colorow
Road in Salt Lake City, Utah. Since at least January 2004,
Okland has been engaged, pursuant to a contract with NPS, as
the general contractor on that project. On May 19, Locals 184
and 1498 sent a “Notice of Labor Dispute” letter to NPS advis-
ing it of their disputed with Okland and threatening protest
activities. (GC Exh. 2.)
The construction of the NPS office and laboratory is being
done at a jobsite within the Research Park Area. (GC Exh. 43.)
In addition to the building being constructed, NPS currently
occupies another building within Research Park on Chipeta
Way. At about the end of June, the Respondents established a
banner near the NPS building located at 240 Chipeta Way, Salt
Lake City, Utah. The banner faces Chipeta Way and is located
about 50–100 yards from the intersection of Chipeta Way and
Wakara Way. (GC Exh. 43.) The banner names NPS Pharma-
ceutical. It is positioned about 15–20 feet from the entrance to
the parking area used by the NPS personnel.
There have usually been three people stationed with the ban-
ner. These banner handlers have handbills available upon re-
quest. The handbills mention NPS Pharmaceutical and Okland,
and explain the nature of the dispute. (GC Exh. 22.) The ban-
nering continued as of the date of the hearing.
17. Resorts West
Resorts West is a resort, lodging and property management
company located in Park City, Utah. It maintains its offices at
4343 North Highway 224 in Park City. Around the end of Au-
gust, Resorts West entered into an agreement with the develop-
ers of the Ironwood condominium project to serve as the home-
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
633
owners association manager.31 In addition, Resorts West has
entered into a management agreement with Exclusive Resorts
to take care of Exclusive’s properties at Ironwood.32 As was
noted above, New Star is the general contractor on the Iron-
wood condominium project. However, Resorts West had no
direct business relationship with either New Star or with the
Respondents. On June 22, Locals 184 and 1498 sent a “Notice
of Labor Dispute” letter to Resorts West advising it of their
dispute with New Star and threatening protest activities.” (GC
Exh. 2.)
Resorts West’s offices are in a two-story building on High-
way 224, and it occupies space on the second floor. On the first
floor are two retail establishments. At about the end of June,
the Respondents established a banner outside of Resorts West
office building. The banner faces Highway 224, and is approx-
imately 20–30 feet from the driveway leading to the parking
area and the building. The driveway from Highway 224 to the
building is approximately 50-feet long. The only access to
Resorts West’s parking area and office is off of Highway 224.
(GC Exh. 56.) The banner names Resorts West.
There are usually two or three people who are stationed with
the banner. These banner handlers have handbills available for
distribution, which name Resorts West, Ironwood project, and
New Star, and explain the nature of the dispute. (GC Exh. 57.)
James Ballstaedt, a director and part owner of Resorts West,
testified that he had observed the banner handlers handing out
handbills to people in cars that had stopped. On one occasion,
he observed one of the people with the banner standing at the
side of Highway 224, waving the handbills at passing motor-
ists.33
According to Ballstaedt, the bannering has caused a number
of Resorts West’s customers to raise concerns about what was
transpiring, and, in the case of one customer, to refuse to check
in directly at the office.34 As of the date of the hearing, the
bannering was still continuing.
31 Discussions between Resorts West and the developers of the
Ironwood condominium project about the management of the property
had been doing on for some time prior to the commencement of any
bannering activity at Resorts West’s office location.
32 Prior to the commencement of any bannering activity at Resorts
West’s office location, Resorts West had entered into an agreement to
manage at least one individual unit at the Ironwood condominium
project.
33 Following the close of the hearing, counsel for the Respondents
challenged the credibility of Ballstaedt by filing a document entitled
Respondents’ Request for Judicial Notice in which counsel offered
several attachments. Allegedly, these attachments contradicted certain
statements made by Ballstaedt when testifying. Counsel for the Gen-
eral Counsel filed an opposition to the Request, with which I concur. I
do not believe these documents are appropriate for judicial notice, and
should instead have been offered at trial, when opposing counsel would
have had an opportunity to challenge their relevance or, for some other
reason, their admissibility. I am of the view that counsel’s Request
constitutes an improper attempt to offer evidence after the close of the
hearing, without the opportunity for rebuttal. As it is improper, I here-
by deny the Request and reject the proffered documents. Further, based
on the evidence before me, I find Ballstaedt to be a credible witness.
34 As I noted earlier, I am admitting testimony concerning com-
plaints about the bannering by third parties for the limited purpose of
establishing the reaction of those third parties, as well as to show the
18. Stampin’ Up
On-Point Properties, LLC (On-Point), a company controlled
by the shareholders of Stampin’ Up, has been engaged in the
development and construction of a distribution center and of-
fice building located in Riverton, Utah, with the intent of leas-
ing these facilities to Stampin’ Up. Since in about April 2003,
Okland has been the general contractor on the construction of
this project. The distribution center construction was complet-
ed on about mid-June 2004. Construction of the office building
was still continuing at the time of the hearing.
Scott Greenstreet is Okland’s project superintendent on the
Stampin’ Up project. He is present on the jobsite on a daily
basis. He testified that Stampin’ Up and its employees began
their gradual occupation of the distribution center around the
end of April or the beginning of May 2004 and that Stampin’
Up has increased it occupancy on a daily basis. He has had
personal contact with Stampin’ Up employees at the distribu-
tion center on a daily basis. Based on Greenstreet’s unrebutted
testimony, I conclude that the people working in the distribu-
tion center since the end of April or the beginning of May have
certainly included employees of Stampin’ Up.35
On May 19, Locals 184 and 1498 sent a “Notice of Labor
Dispute” letter to Stampin’ Up advising it of their dispute with
Okland and threatening protest activities. (GC Exh. 2.)
The entire perimeter of the Stampin’ Up jobsite was fenced.
At the time that the strike against Okland began on May 26,
there were two gates established at the jobsite. As depicted on
General Counsel’s Exhibit 58, the two gates established at the
time the strike began were located at the southern and northern
ends of the jobsite. The southern gate was designated as the
Okland gate. As of May 26, a sign was posted at this gate re-
serving it for the sole and exclusive use of Okland, its employ-
ees, suppliers, delivery people and visitors. There was also a
sign posted at the northern gate. This sign stated that the north-
ern gate was not to be used by Okland, its employees, suppliers,
delivery people or visitors. Instead, this northern gate was
reserved for the use of everyone other than Okland. This would
presumably include the subcontractors and their employees,
some of whom have been working on the project from May 26
to the time of the hearing. (GC Exh. 62.)
However, because of asphalt work being performed at the
northern gate, on about May 28, the subcontractor gate was
relocated to the middle of the southern perimeter of the jobsite.
(GC Exh. 58, referred to as the Temp. General Gate.) This
middle gate consisted of two lanes, an entry road and an exit
road. After May 28, the subcontractors and their employees
used the middle gate. At the beginning of June, the sign from
the northern gate was moved to the middle gate reserving it for
the use of the subcontractors and their employees. Since the
relocation of the subcontractor reserved gate, the northern gate
has been used by Stampin’ Up, its employees, and vendors. At
reaction to the complaints by the managers or principals of the entity
being bannered. The testimony is not being admitted to establish the
truth of the statements or complaints, which would constitute hearsay.
35 I found Greenstreet to be a highly credible witness, who held up
well under cross-examination. I fully credit his testimony.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
634
the beginning of June, signs were posted at this northern gate
indicating that it was not to be used for construction access.
On about June 4, the Respondents established a banner at the
Stampin’ Up jobsite, which banner named Stampin’ Up. The
banner was located just to the right of the middle gate and was
approximately 10 feet from the gate reserved for the use of the
subcontractors, their employees and suppliers. The banner
remained at this location from about June 4, until about July 16.
On about July 17 and 18, the banner was relocated to the oppo-
site side of the middle gate. At that location, the banner was
approximately 10–15 feet from the middle gate and was ap-
proximately 60–70 feet from the entry lane of that gate. Green-
street identified a number of subcontractors and their employ-
ees that were present on the jobsite each working day during
this period of time.
On abut July 18, the banner was relocated to the northern
gate. The banner was located approximately 10–15 feet from
the entrance lane at the northern gate. At the time that the ban-
ner was stationed at the northern gate, the gate was being used
by Stampin’ Up, its employees and vendors. The banner re-
mained at this location from about July 18 until about the end
of July or the beginning of August. The banner has not been
displayed at the jobsite since that time.
It is important to note that, on cross-examination, Green-
street acknowledged that from about mid-June to the time of
the hearing, a period of approximately 3 months, there was a
“very large trailer” with the word “OKLAND” in “very large”
lettering parked just to the right of the northern most gate. That
was the gate being used by Stampin’ Up, its employees and
vendors. The trailer was being used for the storage of light
fixtures. While the trailer was located much closer to the
northern most gate, it was between that gate and the middle
gate, the one being used by the subcontractors and their em-
ployees. (GC Exh. 58. Greenstreet places the trailer at the
point on the exhibit where the word “Gate” appears, as in
“General Gate.”) It appears that at that location, the trailer
would have been visible to anyone traveling on the access road
from which all persons entering or leaving the project would
have traversed.36
During the period of the bannering, there were three people
stationed with the banner. They had handbills available for
distribution if someone stopped and asked what was going on.
The handbills named Stampin’ Up and Okland, and explained
the nature of the dispute. (GC Exh. 3.) On the first day of the
banner display, June 4, Greenstreet had a conversation with
Bruce Bachman, a special representative of the Regional Coun-
cil. The two men disagreed as to whether the Respondents’
bannering activities were “legal.” Greenstreet told Bachman
that he understood that the Carpenters had a dispute with Ok-
land, but he pointed out that the banner did not mention Ok-
land, but only Stampin’ Up. In any event, the two men did not
resolve their disagreement, and Bachman gave Greenstreet a
business card. (GC Exh. 67.)
36 I assume this trailer was very similar, if not identical, to the one
displayed in a photograph taken of the West Jordan Courts project,
including the word “OKLAND” on the side of the trailer. (GC Exh.
82.)
19. West Jordan Courts
The State of Utah, Division of Facilities and Construction
Management, is engaged in the construction of the Third Dis-
trict Courthouse in West Jordan, Utah. Okland is the general
contractor on this project, and its contract is with the State of
Utah. Okland began its work on this project in about October
2003, and the work was continuing at the time of the hearing.
The West Jordan Courts jobsite is located in West Jordan,
Utah and sits approximately 300 feet off of Redwood Road.
(GC Exh. 76.) At the time that the strike began against Okland
on May 26, the entire perimeter of the jobsite was fenced.
There were three gates established on the jobsite at that time.
The Okland gate was located at the northwest corner on the
jobsite. It was posted with a sign, which reserved the gate for
the sole and exclusive use of Okland, its employees, suppliers,
delivery people, and visitors.
The subcontractor entry gate was located at the southeast
corner of the project. A sign was posted at this gate prohibiting
Okland, its employees, suppliers, delivery people, and visitors
from using this gate. The gate was reserved for the use of eve-
ryone other than Okland. At the same time, a subcontractor
exit gate was located at the southwest corner of the project. It
was marked with the same sign as was present at the subcon-
tractor entry gate.
All of the gate signs were posted on the first day of the strike
and remained posted until the fences surrounding the project
were taken down on about mid-July. Jeff Hale, Okland con-
struction project manager, testified that certain specific subcon-
tractors and their employees have been on the project every
workday during the entire period from May 26 until the date of
the hearing. The subcontractor employees could access the
subcontractor entry gate only off of Redwood Road. Ap-
proaching the jobsite from either the north or south on Red-
wood Road, the subcontractor employees would turn onto the
access road at the south end of the project and then proceed to
the subcontractor entry gate. To exit the project, the subcon-
tractor employees would use the subcontractor exit gate, and
would then go south to 2200 West Street, and would then go
either north or south from there. (GC Exh. 76.)
On May 17, Locals 184 and 1498 sent a “Notice of Labor
Dispute” letter to the Administrative Services Department of
the State of Utah, and on May 24 sent a similar letter to the city
of West Jordan, Utah, advising those entities of the locals dis-
pute with Okland and threatening protest activities. (GC Exh.
2.) On June 3, the Respondents established a banner near the
West Jordan Courts Project. The banner named West Jordan
Courts. The banner faced Redwood Road and was located
approximately 20–30 feet north of the access road that lead to
the subcontractor entry gate. The distance from Redwood Road
to the subcontractor entry gate itself was approximately 300–
350 feet. The banner remained at that location for approxi-
mately 2 months. At that location the banner was clearly visi-
ble to anyone, including subcontractors, their employees, and
suppliers, who approached the jobsite from either the north or
the south on Redwood Road.
There were usually three to four banner handlers stationed
with the banner. While there was no testimony specifically
about whether the banner handlers possessed and distributed
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
635
handbills, presumably handbills were at least available, as ad-
mitted into evidence was a copy of a handbill that mentioned
Okland and West Jordan Courts and explained the nature of the
dispute. (GC Exh. 3.)
The banner was usually up from about 10 or 11 a.m. until
about 1 p.m. each day. Jeff Hale acknowledged that the em-
ployees of subcontractors were at work before the banner han-
dlers arrived, and the banner handlers left the project each day
before the employees of the subcontractors finished their work-
day. However, according to Hale, the subcontractors received
deliveries of materials during the period of time when there was
bannering activity, which hours he categorized as “prime deliv-
ery time.” Also, during the period of 10 a.m. to 1 p.m., the
subcontractors’ employees would leave the jobsite for their
breaks and lunch periods, and would subsequently return to
work through the subcontractor entry gate.37
Hale further acknowledged that directly behind the place
where the banner was established on June 3, and visible from
the public street, was a trailer containing the Okland trade sym-
bol and the name “OKLAND” in large capital letters. The
trailer is partly obscured by a mound of dirt in a photograph
admitted into evidence. However, the banner, and behind it the
trailer with the trade symbol and half of Okland’s name, can
still clearly be seen. (GC Exhs. 76, 82.) Also, while Hale’s
testimony was at this point somewhat confusing, it seems that
right next to the trailer was a white building used by Okland.
There was no testimony concerning the distance from the trailer
to the public street. Never the less, it is obvious from the pho-
tograph that the banner was located as close to the trailer as
possible, and yet still be on public property.
IV. LEGAL ANALYSIS
As I noted earlier, the facts in this matter are, for the most
part, undisputed. However, the parties disagree strongly as to
the legal questions presented. Unfortunately, the law in the
area of “bannering” is currently unsettled. There is no Board
authority directly addressing the issues of whether bannering is
the equivalent of picketing for “secondary boycott” purposes,
or whether peaceful bannering in conjunction with handbilling
can constitute a violation of Section 8(b)(4) of the Act. There
are at least three recent decisions by different administrative
law judges specifically addressing these issues, as well as three
decisions by separate Federal district court judges addressing
the General Counsel’s Motion for Temporary Injunction in
bannering cases, and also, several somewhat older memoranda
from the General Counsel’s Division of Advice on these is-
sues.38 While it is axiomatic that administrative law judge
decisions without Board review, decisions by district court
judges on motions for temporary injunctions, and advice mem-
oranda have no precedential authority, they are still certainly
useful, and worthy of consideration, at least as to the way other
37 This testimony from Hale was unrebutted, and there is no reason
to find him anything but credible.
38 UBC, Carpenters Local 1506 (Best Interiors), 1997 WL 731444
(NLRBGC) (1997); Rocky Mountain Regional Council of Carpenters
(Standard Drywall), 2000 WL 1741630 (NLRBGC) (2000). In both
cases, the Division of Advice concluded that bannering was not the
equivalent of picketing.
authorities viewed similar issues. This is especially true where
the Board itself has not yet ruled on the bannering question.
In particular, I believe it is important to at least consider the
decision by United States District Court Judge Paul G. Cassell,
issued in the General Counsel’s “companion” case to the matter
at hand, seeking a Petition for Injunctive Relief under Section
10(l) of the Act. Benson v. Carpenters Locals 184 and 1498,
337 F.Supp. 2d 1275 (District of Utah, 2004), Memorandum
Opinion and Order Denying Motion for Temporary Injunction.
During the course of the trial in this matter before the under-
signed, I granted the request of the Respondents that the record
be left open for the receipt of Judge Cassell’s decision, as long
as that decision issued prior to October 22. This ruling was
made over the objection of counsel for the General Counsel,
who took the position that any decision by Judge Cassell was
irrelevant to the disposition of the matters before me, as the
standards utilized in the two forums are different. I am, of
course, aware of the different standards, with the district court
required to determine only whether the General Counsel has
“reasonable cause to believe” that the Unions have violated the
Act as alleged in the complaint. On the other hand, I must de-
termine whether a violation of the Act has been established by a
preponderance of the evidence. Never the less, the underlying
facts and legal question are obviously the same in both forums,
and Judge Cassell’s analysis of these matters cannot help but
assist me in deciding the same issues. This is especially true
where, as here, there are significant constitutional free speech
issues, which district court judges would certainly have more
familiarity with than would the Board’s administrative law
judges.
By cover document entitled Respondents’ “Supplemental
Authority,”39 dated September 29, 2004, I received a copy of
Judge Cassell’s decision. I am hereby adding that decision into
the record. (R. Exh. 14.) I will subsequently have more to say
about the substance of Judge Cassell’s decision.
In considering whether the Respondents’ bannering activities
violated the Act, it seems appropriate to start with a discussion of
the statute itself. In pertinent part, the statute reads as follows:
Sec. 8(b)(4). It shall be an unfair labor practice for a labor or-
ganization or its agents—
(i) to engage in, or to induce or encourage any individ-
ual employed by any person engaged in commerce or in an
industry affecting commerce to engage in, a strike or a re-
fusal in the course of his employment to use, manufacture,
process, transport, or otherwise handle or work on any
39 On October 12, counsel for the Charging Parties, New Star and
Okland, filed with me a Motion to Strike Unauthorized Brief of Re-
spondents. Counsel does not object to the Respondents’ submission of
Judge Cassell’s decision, but only to the “Supplemental Authority,”
which accompanied it. Counsel for the Charging Parties contends that
Respondents’ counsel has taken “the unwarranted liberty of filing a
brief in conjunction with submitting Judge Cassell’s opinion for inclu-
sion in the record.” He asks that counsel for the Respondents’ “brief”
be stricken. I concur. Therefore, I will strike the document dated Sep-
tember 29, received from counsel for the Respondents and entitled
“Supplemental Authority,” and I will not consider the matters raised in
that document.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
636
goods, articles, materials, or commodities or to perform
any services; or
(ii) to threaten, coerce, or restrain any person engaged
in commerce or in an industry affecting commerce, where
in either case an object thereof is— [emphasis added by
me.]
[omitted]
(B) forcing or requiring any person to cease using,
selling, handling, transporting, or otherwise dealing in the
products of any other producer, processor, or manufacture,
or to cease doing business with any other person, or forc-
ing or requiring any other employer to recognize or bar-
gain with a labor organization as the representative of his
employees unless such labor organization has been certi-
fied as the representative of such employees under the
provisions of section 9. . . . [First proviso] Provided, That
nothing contained in this clause (B) shall be construed to
make unlawful, where not otherwise unlawful, any prima-
ry strike or primary picketing;
(C) . . . .(D) [omitted]
[The second proviso is omitted.]
[Third proviso] Provided further, That for purposes of
this paragraph (4) only, nothing contained in such para-
graph shall be construed to prohibit publicity, other than
picketing, for the purpose of truthfully advising the public,
including consumers and members of a labor organization,
that a product or products are produced by an employer
with whom the labor organization has a primary dispute
and are distributed by another employer, as long as such
publicity does not have an effect of inducing any individu-
al employed by any person other than the primary employ-
er in the course of his employment to refuse to pick up, de-
liver, or transport any goods, or not to perform any ser-
vices, at the establishment of the employer engaged in
such distribution; . . . . [Emphasis added by me.]
In general, Section 8(b)(4) of the Act is intended to prohibit
labor organizations from enmeshing employers or persons in
labor disputes that are not their own. According to the Su-
preme Court, this section of the Act reflects “the duel congres-
sional objectives of preserving the right of labor organizations
to bring pressure to bear upon offending employers in primary
labor disputes and of shielding unoffending employers and
others from pressure in controversies not their own.” NLRB v.
Denver Building Trades Council, 341 U.S. 675, 692 (1951).
The Act balances protections to uninvolved employers or per-
sons with the right of a labor organization to engage in direct
action against an employer, with whom it is engaged in a pri-
mary labor dispute. See Carpenters Local 1976 v. NLRB, 357
U.S. 93, 100 (1958).
However, history has shown that it is not always a simple
matter to determine whether an entity is a “primary” or a “sec-
ondary” (neutral) to a labor dispute. The courts and the Board
have over time established rules and presumptions designed to
aid in determining to what degree entities are involved in a
labor dispute.40 Of course, the Act itself defines “labor dis-
pute” in Section 2(9) as follows: “The term ‘labor dispute’
includes any controversy concerning terms, tenure, or condi-
tions of employment, or concerning the association or represen-
tation of persons in negotiating, fixing, maintaining, changing,
or seeking to arrange terms or conditions of employment, re-
gardless of whether the disputants stand in the proximate rela-
tion of employer and employee.” (Emphasis added by me.)
This definition of labor dispute seems broad enough to encom-
pass both primary and secondary (neutral) employers or per-
sons. Although certainly, to be protected by Section 8(b)(4)(B)
it is not necessary that a neutral entity must be totally unin-
volved in a labor dispute. That is plainly not so. Service Em-
ployees Local 525 (General Maintenance Co.), 329 NLRB 638,
640 (1999).
In the matter before me, there are 19 separate locations
where it is alleged the Respondents violated the Act. However,
in only two of those locations, involving common situs con-
struction projects, is the General Counsel alleging 8(b)(4)(i)(B)
conduct aimed at inducing or encouraging employees to cease
work. The complaint alleges the majority of the locations (17),
to constitute violations of Section 8(b)(4)(ii)(B) of the Act.
These allegations focus on conduct by the Respondents, which
is designed to “threaten, coerce, or restrain” any person en-
gaged in commerce. However, in either case, the conduct com-
plained of must have as one of its “objects,” forcing a neutral
entity to cease doing business with a primary.
According to the Act, even where such an object exists, the
conduct may not be unlawful. The third proviso to Section
8(b)(4) is typically referred to as the “publicity proviso.” As
set forth above, it states that publicity, other than picketing,
which truthfully advises the public, including consumers and
members of a labor organization, that there is a primary dis-
pute, is lawful conduct, as long as it does not have an effect of
inducing individuals employed by neutral entities to not per-
form work at their places of employment.
Initially, this analysis will focus on the alleged violation of
Section 8(b)(4)(ii)(B) of the Act. The alleged violation of Sec-
tion 8(b)(4)(i)(B) occurring at the two common situs construc-
tion sites will follow later in this decision.41
It is the General Counsel’s contention that the Unions’ con-
duct was coercive, as it constituted “picketing” directed at neu-
tral entities. Further, the General Counsel contends the mes-
sage on the banner was unprotected speech, as it was made with
“reckless disregard for the truth,” and constituted “defamation
by implication.” The bannering is alleged to be nothing more
than either traditional, or “signal” picketing.
40 See Sailors Union of the Pacific (Moore Dry Dock), 92 NLRB 547
(1950), where the Board established certain presumptions for a com-
mon situs when picketing is occurring.
41 It should be noted that the Board has long held that (i) inducement
of neutral employees also constitutes (ii) restraint and coercion of a
neutral employer. Food & Commercial Workers (Carpenters Health &
Welfare Fund), 334 NLRB 507 fn. 8 (2001); Teamsters Local 315
(Santa Fe), 306 NLRB 616, 631 (1992); Plumbers Local 398 (Robbins
Plumbing), 261 NLRB 482, 487 (1982); Teamsters Local 126 (Ready
Mixed Concrete), 200 NLRB 253, 254 fn. 6 (1972).
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
637
I do not believe that bannering as occurred in this case con-
stituted picketing. To begin with, the banners did not look like
picket signs. They are 20 feet long and 4 feet high, and require
at least two or three people to handle them. Once positioned
for the day, the banners are stationary. There was no patrolling.
They were placed on public property, facing the public street,
with their message directed to the public. There was no vio-
lence, no shouting, no blocking of ingress and egress, and no
attempt to engage employees in conversation. Further, it is
clear to me that the message on the banners was aimed at the
general public. As such, the banners seem similar to billboards,
rather than picket signs.
What particularly distinguishes picketing from other types of
expression is the conduct of the pickets. Typically, pickets
patrol a facility or location in an effort to induce those who
approach the location of the picketing to take some sympathetic
action such as to decide not to enter the facility involved. It is
this patrolling/picketing that provokes people to respond with-
out inquiring into the ideas being disseminated, and which dis-
tinguishes picketing from other forms of expression. It is con-
frontational. Simply put, many people feel uncomfortable
crossing a picket line, so they may decide not to, regardless of
the message on the sign. The picket line is therefore a mixture
of speech and conduct. With the banners, as with billboards,
people are less likely to be intimidated by the mere presence of
the banners, and more likely to read and consider the message
on the banners.
As I have noted, there is no Board case on point. Although I
am not bound by administrative law judge, or Federal district
court judge decisions, they are at least instructive in seeing how
other authorities ruled in similar cases. To date, three adminis-
trative law judges have decided the issue of whether bannering
constitutes picketing. Two of those judges concluded in cases
with facts similar to the matter at hand that the bannering con-
stituted de facto picketing. Carpenters Local 1827 (Parcel
Service), Cases 28–CC–933 et al., JD(SF)–30–03, 2003 WL
21206515, dated May 9, 2003; and Southwest Regional Council
of Carpenters (Held Properties), Case 31–CC–2115, JD(SF)–
24–04, 2004 WL 762435, dated April 2, 2004. However, a
third judge concluded in a similar case that bannering was not
picketing as it applied to the secondary boycott provisions of
the Act. Southwest Regional Council of Carpenters, et al.
(Carignan Construction Co.), Case 31–CC–2113, JD(SF)–
1404, 2004 WL 359075, dated February 18, 2004 (“Carignan
Construction ALJD”).42
Obviously, for the matter in dispute, with no controlling
precedent, judges may reasonably disagree over the issue of
whether bannering constitutes picketing. For myself, I am in
agreement with the judge in the Carignan case.
In my view, not only is the bannering not the equivalent of
traditional picketing, but I see no evidence that it constitutes
“signal” picketing. As the name implies, the idea behind signal
picketing is for the picketer or protester to engage in some pre-
arranged activity or take some action that will alert the intended
audience, such as the employees of neutral employers, to stop
42 All three administrative law judge decisions are currently on ap-
peal to the Board.
their work and “honor the picket line.” Unlike traditional pick-
eting, signal picketing does not necessarily involve patrolling
with picket signs.43 Where is the signal in the matter before
me? I do not see one. Surely the holding of a 20-foot long
banner facing the public street, with no shouting or disruption
of any kind, and no attempt to contact neutral employees, can
no more be considered a “signal” than can be a billboard.
There is, of course, nothing subtle about either a 20-foot banner
or a billboard. However, in my opinion, a banner, like a bill-
board, constitutes pure speech, and not a mixture of speech and
conduct, as in the case of picketing, and is, therefore, distin-
guishable.
Further distinguishing the banners at issue from picketing
was the message being disseminated. The banners were placed
facing the public street or walkway where members of the pub-
lic could easily see them, rather than where workers could easi-
ly see them. The banners did not contain the traditional mes-
sage directed to employees to join the protest, but instead
sought to embarrass the entity being bannered by using the
expression “Shame On,” with the neutral entity being named.
Also, picketing by its very nature is confrontational, with the
picket line serving as a warning not to cross. There was no
confrontation created by the banners under the facts of this
case. Any impact by the banners was caused by their message,
not by the presence of the banner handlers.
In determining exactly what kind of action bannering consti-
tutes, speech, conduct, or a combination, and what the “object”
of the bannering was, it is useful to examine the “Notice of
Labor Dispute” letters, which preceded the bannering activity.
These letters were addressed or directed to managers or princi-
pals associated with the entities subsequently bannered. These
letters explained the nature of the Respondents’ labor dispute
with either New Star or Okland, that the Unions intended to
“protest and publicize” the dispute, and that entities, which
benefited from their dealings with New Star or Okland, had an
“obligation to monitor” those dealings. The Respondents
warned these entities that the Unions intended to extend their
protest activities to them, and specifically mentioned as one of
a number of protest activities, “highly visible banner displays,
and handbill distribution.” Further, the Respondents asked the
addresses to use their “managerial discretion” to “exclude”
New Star or Okland from their projects until such time as the
labor dispute was settled. (GC Exh. 2.)
It seems to me that the banners and the “Notice of Labor
Dispute” letters that preceded the bannering were not so much
an appeal for the public to act on the message, as they were a
demand that management of the neutral entities exercise its
managerial authority to stop conducting business in any way
that benefited either New Star or Okland. In truth, both the
43 See Laborers Local 389 (Calcon Construction), 287 NLRB 570,
574 (1987), where the Board found that picket signs, which had been
stuck in or lying on the ground near a neutrals’ gate, were “. . . de-
signed . . . to induce employees of subcontractors and other secondary
employers who were unionized to withhold their labor from the site.”
See also Laborers Local 304 (Athejen Corp.), 260 NLRB 1311, 1319
(1982) (stationary signs placed on safety cones, barricades, and jobsite
fence); Teamsters Local 182 (Woodward Motors), 135 NLRB 851 fn.
1, 857 (1962) (stationary picket signs stuck in snow bank).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
638
banners and the letters were an attempt by the Unions to
“shame” the neutral entities into doing what the Respondents
considered the “right thing,” namely to stop doing business
with the primary employers. In such circumstances, the Su-
preme Court has ruled that a union may appeal to manage-
ment’s business discretion to cease doing business with anoth-
er, since the “publicity proviso” protected such activity, even if
such activity might otherwise “threaten, coerce or restrain”
management in order to accomplish the intended purpose. See
NLRB v. Servette, Inc., 377 U.S. 46 (1964).
Of course, the message on the banners might also be intend-
ed to convince members of the public not to patronize those
entities named on the banner. Still, if I am correct and the ban-
nering does not constitute picketing, there could well be noth-
ing illegal about this activity, even if it had “a cease doing
business object.”
In DeBartolo Corp. v. Florida Building Trades Council
(DeBartolo II), 485 U.S. 568 (1988), the Supreme Court held
that the Court of Appeals for the Eleventh Circuit did not err in
construing Section 8(b)(4)(ii)(B) of the Act as not prohibiting
peaceful handbilling, urging a consumer boycott of a neutral
employer, where such handbilling was unaccompanied by pick-
eting. The Court stated that mere persuasion of customers not
to patronize neutral establishments does not thereby coerce the
establishments within the meaning of Section 8(b)(4)(ii)(B).
The Court based this conclusion on the legislative history of the
1959 amendments to the Act. Again as with the circuit court,
the Supreme Court made it clear that the Act does not proscribe
peaceful handbilling and other non-picketing even though such
activity has a cease doing business object. I am convinced that
the bannering in question constituted nonpicketing activity
analogous to a billboard or to handbilling.
The Board has applied the Supreme Court’s rational in De-
Bartolo II in a number of decisions concerning speech unac-
companied by nonspeech conduct. In Steelworkers (Pet, Inc.),
288 NLRB 1190 (1988), the Board found a union’s consumer
boycott of Pet and its divisions and subsidiaries in furtherance
of its primary dispute with a wholly owned subsidiary of Pet,
using newspaper advertisements, leafleting and other media
was lawful even if Pet and its divisions and subsidiaries were
neutrals.
Another case with certain similarities to the matter at hand is
Service Employees Local 399 (Delta Air Lines), 293 NLRB 602
(1989), where the Board found that a union’s newspaper adver-
tisements and handbilling of a neutral employers’ potential
customers to encourage a consumer boycott in furtherance of its
primary dispute did not violate the Act because there was no
violence, picketing, patrolling, or work stoppage. In that case,
the union’s primary dispute was with a nonunion janitorial
service hired by Delta Airlines. The union distributed handbills
on which: (1) Delta’s name was prominently displayed; (2)
Delta’s accident and consumer complaint record was set forth;
(3) the slogan appeared “It takes more than money to fly Delta.
It takes nerve”; and (4) the public was urged not to fly Delta.
In its initial decision,44 the Board held that the handbill violated
the Act because under the publicity proviso the Union did not
44 263 NLRB 996 (1982).
truthfully advise the public, because it did not tell the public
who the primary employer was. In addition, telling the public
of Delta’s accident and consumer complaint record did not
truthfully advise the public of the nature of the primary dispute.
The Board held that information that attacks a secondary em-
ployer for reasons unrelated to its role in the primary labor
dispute is not the type of information the proviso was address-
ing. However, on remand the Board, citing the Supreme
Court’s decision in DeBartolo II, held that the union did not
engage in conduct proscribed by Section 8(b)(4) of the Act. In
reaching its decision, the Board noted that there was no vio-
lence, picketing, patrolling or work stoppage, and that the
handbilling was peaceful and did not cause interruptions in
deliveries to Delta or refusals to work by employees of Delta or
any other person, and that the union was attempting to persuade
consumers not to patronize Delta. Thus, the Board concluded
peaceful handbilling and other non picketing publicity, even
though it did not truthfully advise the public of the nature of the
primary dispute, was not proscribed by the Act.
Assuming bannering does not constitute the equivalent of
picketing and is, therefore, protected speech under the rational
in DeBartolo II, counsel for the General Counsel offers the
alternative theory that the publicity proviso would still not pro-
tect the specific bannering in question, because the language on
the banners was allegedly misleading, untruthful, and constitut-
ed “defamation by implication.” To begin with, a case could
certainly be made that even without the publicity proviso the
Respondents’ bannering activity, as speech only, did not consti-
tute coercion within the meaning of Section 8(b)(4)(ii)(B) of
the Act. Under such a scenario, the Unions’ bannering activity
was lawful, without resort to the publicity proviso to “save” it.
Never the less, for purposes of this discussion, I will assume the
necessity for the bannering to fall within the proviso.
As I indicated earlier, the definition of “labor dispute” found
in Section 2(9) of the Act is broad enough to encompass both
primary and secondary employers. The language makes it clear
that a controversy concerning terms and conditions of employ-
ment does not depend on “whether the disputants stand in the
proximate relation of employer and employee.” Of course, in a
labor dispute, such as the one at hand, the primary employer,
namely New Star or Okland, is the main target. Never the less,
neutrals or secondaries are still involved. While the secondar-
ies being bannered may only be indirectly or incidentally in-
volved in the Unions’ dispute with the primary, they are affect-
ed to some degree. Therefore, there is nothing untruthful about
the Unions naming these entities on the banners and indicating
the existence of a “labor dispute.”
Beyond the actual words on the banner, the General Counsel
argues that the message is fraudulent and designed to deceive
the general public. It is the position of the General Counsel that
since the primary employer is not named on the banner and the
word “shame” is directed to the only entity named, that being
the secondary, that the public is being deceived into believing
that the central dispute is really with the secondary. I disagree.
To begin with, the entities named on the banner are in every
instance involved with the primary, either New Star or Okland,
to some degree. Granted, the involvement in some of the cases
is indirect, and perhaps in a few of the cases even remote.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
639
However, there is some involvement in every instance such that
in none of the cases has the involvement been fabricated or
“made up.” It can be legitimately claimed that in every in-
stance the secondary has profited or may profit, directly or
indirectly, from work performed or to be performed by New
Star or Okland.
This is precisely the message that the Unions set forth in the
handbills, which accompanied the bannering. From the credi-
ble evidence presented, it appears that at each location where
bannered occurred there were handbills available that further
explained the nature of the dispute.45 (GC Exh. 3.) As with the
prebannering “Notice of Labor Dispute” letters (GC Exh. 2),
the General Counsel does not allege that there was anything
improper about the handbills themselves. The handbills di-
rected “shame” upon either New Star or Okland and explained
the Unions’ dispute with the named primary. “Shame” was
also directed to the named secondary, the entity that was being
bannered, and the Unions explained the relationship between
the primary and the secondary. The Unions then proceeded to
explain their position that entities “either directly or indirectly”
involved in the dispute with the primary should use their “man-
agerial discretion” to influence the dispute.
The publicity proviso specifically states that a union engaged
in a secondary publicity campaign may publicize it not only to
the general public, but also to “consumers and members of a
labor organization.” The Unions took care to place their ban-
ners on public property with the message on the banners facing
outward toward the public walkway or streets.46 In some in-
stances these were heavily trafficked, busy streets. In so doing,
the Unions were legitimately attempting to reach the widest
audience possible. Obviously, some pedestrians and most driv-
ers of vehicles would have had only a fleeting opportunity to
view the language on the banner. They would see the name of
the entity being bannered with the words “labor dispute” and
“shame” and probably assume the secondary had some kind of
a labor dispute. In fact, that was accurate. The secondary was
involved, at least indirectly, in a labor dispute. The absence of
more information on the banner did not make the language
false. In any event, most viewers of the banner would not un-
derstand the difference between a primary and secondary em-
ployer, even if the banner had contained such additional infor-
mation.47
For those members of the public, consumers, or others who
desired additional information, they could ask the banner han-
dlers. In that case, the banner handlers were instructed to give
the inquiring individual a handbill. The practice was somewhat
45 While the testimonial record does not directly establish the pres-
ence of handbills at several of the bannering sites, there is no conclu-
sive evidence to establish their absence. In view of the totality of the
evidence of the existence of hanbills at all the other sites, it is certainly
reasonable to assume and conclude that they were present at every
bannering site.
46 Concomitantly, this had the effect of directing the message away
from the employees of the secondary employer.
47 A message on a banner, by its very nature, must be short and
pithy. It would simply not be practical to fill a banner with too much
information and expect a passing pedestrian or motorist to quickly
process that information.
subjective and varied from location to location. From the un-
disputed evidence, it is fairly clear that the banner handlers
were instructed not to orally give out any information, but in-
stead to provide a copy of the handbill. Some banner handlers
were more aggressive than others and would affirmative offer a
handbill to passing pedestrians and motorists. Others would
simply wait until a passing individual inquired about what was
happening.
In any event, the handbills further explained the nature of the
dispute, and there is no claim by the General Counsel that any-
thing in the handbills was fraudulent. There can be no dispute
that under DeBartolo II the distribution of the handbills was
protected as free speech. It seems to me that the availability of
the handbills to augment and explain the message on the ban-
ners further supports the argument that the banners are also
protected as speech.
Regarding counsel for the General Counsel’s argument that
the Respondents’ activities constituted “defamation by implica-
tion,” I am frankly confused by it. Counsel is apparently con-
tending that the failure to more full explain the nature of the
dispute with the primary, naming of the secondary on the ban-
ner, and the use of the terms “labor dispute” and “shame”
caused the secondaries to be viewed in a defamatory and false
light. This allegedly coerced the neutrals within the meaning of
Section 8(b)(4)(ii)(B). As noted above, I have concluded there
was nothing false or misleading about the banners. Further,
regarding the use of the word “shame,” to the extent that it
would “embarrass” the secondary employers, such appeals
leading to the embarrassment of neutrals are permissible.
NLRB v. Business Machine & Office Appliance Mechanics
Conference Board (Royal Typewriter Co.), 228 F.2d 553, 560
(2d Cir. 1955), cert. denied 351 U.S. 962 (1956).48 Therefore, I
find nothing written on the banner or in the accompanying
handbill that could be considered fraud or defamation as would
constitute coercion within the meaning of the Act.49
In my opinion, the General Counsel’s view of Section
8(b)(4)(ii)(B), under the circumstances of this case, constitutes
an overly broad interpretation, which would tend to abridge the
First Amendment. In fact, three United States district court
judges have so found in similar cases by denying the General
Counsel’s request for a temporary injunction under Section
10(l) of the Act. Overstreet v. Carpenters No. 1506, Civil No.
03-0773 (JFS), (S.D.Ca. May 7, 2003) (unpublished), appeal
pending, Docket No. 03-56135 (9th Cir.); Kohn v. Southwest
Regional Council of Carpenters, 289 F.Supp. 2d 1155 (C.D.
Ca. 2003), appeal pending Docket No. 03-57228 (9th Cir.);
Benson v. Carpenters Locals 184 and 1498, Civil No. 2:04-CV-
00782 (PGC) (D. UT, Sept. 27, 2004), 2004 WL 2181762. As I
noted earlier, in the Benson case, Judge Cassell denied the in-
48 While this is an old case, which predates the 1959 amendments to
the Act, it has not been overruled.
49 Certainly there is nothing that precludes an aggrieved secondary
entity from instituting a suit for damages in State court, assuming there
exists an objective basis for believing that defamation has occurred.
See B E & K Construction Co. v. NLRB, 536 NLRB 516 (2002).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
640
junction on the very same facts as are present in the matter
before me.50
I am, of course, aware of the different standards for the
granting of an injunction as opposed to the finding of an unfair
labor practice. Never the less, when it comes to free speech
issues and the First Amendment, much can be gained from
reviewing the decisions of district court judges who deal with
these issues much more frequently than do the Board’s admin-
istrative law judges.
Judge Cassell relies heavily on the Supreme Court’s decision
in DeBartolo II, supra, and the Court’s finding that mere hand-
billing, without picketing, does not coerce secondary employ-
ers. Judge Cassell noted the Supreme Court’s warning that any
broader reading of the statute would effectively prohibit news-
paper, radio, and television appeals not to patronize the second-
ary business, a prohibition that would raise serious First
Amendment concerns.
In the case before him, Judge Cassell found handbilling ac-
companied by a banner to be “the functional equivalent” of the
handbilling alone that the Supreme Court approved in DeBarto-
lo II. He concluded that the General Counsel was seeking to
find the Unions’ message coercive, not its actions,51 and that
was precisely the argument that the Supreme Court had reject-
ed. Judge Cassell concluded that the activities complained of
were “nothing more than publicity (to wit, large banners) short
of ambulatory picketing. . . .” He found that the bannering, in
conjunction with the distribution of handbills, on public proper-
ty adjacent to secondary entities was “not activity proscribed by
the NLRA.”
Citing the district court decision in Kohn, supra, Judge Cas-
sell emphasized that under DeBartolo II the General Counsel’s
proposed construction of the statute, which would outlaw the
Unions’ display of the banner at the sites of secondary employ-
ers, would raise serious First Amendment issues. However,
Judge Cassell was of the view that these issues need not be
confronted because of the availability of a reasonable, alterna-
tive construction that conforms to congressional intent and the
legislation’s purposes.
I share Judge Cassell’s concerns about the General Counsel’s
overly broad interpretation of Section 8(b)(4)(ii)(B) of the Act.
The General Counsel’s contention that peaceful bannering con-
stitutes coercion under the statute creates serious First Amend-
ment questions. As the Supreme Court stated in DeBartolo II,
“where an otherwise acceptable construction of a statute would
raise serious constitutional problems, the Court will construe
the statute to avoid such problems unless such construction is
plainly contrary to the intent of Congress.”
In my opinion, there is certainly an acceptable interpretation
of the statute that avoids the constitutional questions and that is
not plainly contrary to the intent of Congress. That would be to
conclude that the Unions’ bannering activity does not fall with-
50 The unfair labor practice case before me and the case before Judge
Cassell where an injunction is being sought are premised on the same
set of facts, and can certainly be considered “companion” cases.
51 The judge noted that there was no allegation that the union repre-
sentatives shouted, patrolled, blocked entrances, acted aggressively, or
even initiated verbal conversations with the public.
in the sphere of activity prohibited by Section 8(b)(4)(ii)(B) of
the Act. Certainly, the decisions by the three United States
district court judges referenced above and by the administrative
law judge in the Carignan, supra, case support the argument
that the Unions’ bannering activity is not violative of the Act.52
I have reached the same conclusion.
After DeBartolo II, it is clear that a union may affect the
business operations of neutral employers as long as it does so
only with words, without picketing or violence. In the instant
case, I am of the opinion that the Respondents’ handbilling and
display of its banners was pure speech unaccompanied by non-
speech conduct. As I previously found, the Unions did not
engage in any conduct that would cause the bannering to be
considered tantamount to picketing. There was nothing con-
frontational about the bannering. Further, I have rejected the
General Counsel’s argument that the wording on the banners
was false or defamatory.
As pure speech, the banners did not constitute coercion of
the secondary entities. The banners constituted an appeal to
consumers and to the managers and principals of the secondary
entities to do what they could to influence the course of the
dispute between the Unions and New Star or Okland. As long
as this appeal was through the message displayed on the ban-
ners and handbills, and not through picketing, patrolling, or
violence, there was nothing unlawful about the Respondents’
activities.
The publicity proviso did not “save” the Respondents’ ban-
nering activities, since by its very nature, pure speech, it did not
constitute coercion. However, the proviso serves as a further
reminder that publicity, other than picketing, directed toward
the public and explaining a labor dispute, is not unlawful, re-
gardless of whether one of its objects may be for secondary
purposes.53
Accordingly, I conclude that the Respondents’ bannering ac-
tivities did not constitute a violation of Section 8(b)(4)(ii)(B) of
the Act at any of the locations where the complaint alleges that
such bannering occurred.
The complaint also alleges a violation of Section
8(b)(4)(i)(B) of the Act at two locations, Stampin’ Up and West
Jordan Courts.54 These locations are referred to as common
situs projects because the primary employer, either New Star or
Okland, and various secondary employers were working at
these locations. The General Counsel’s contentions are prem-
ised on its position that the Unions’ bannering activities consti-
52 As was previously noted, I am aware that the decisions of district
court judges and administrative law judges do not have precedential
authority. Never the less, such decisions are certainly worthy of con-
sideration, and serve the useful purpose of demonstrating how other
authorities dealt with similar issues.
53 There was no evidence that the Unions’ bannering activities
caused any employee of any secondary to refuse to perform his job or
to strike. Therefore, the “effects” exception to the publicity proviso
does not apply.
54 I noted earlier that (i) inducement of neutral employees qualifies
as (ii) restraint and coercion of a neutral employer, and the General
Counsel has also alleged the bannering at the two common situs pro-
jects as violative of Sec. 8(b)(4)(ii)(B). My discussion and conclusions
regarding Sec. 8(b)(4)(ii)(B) applies to these two locations as well.
CARPENTERS SOUTHWEST REGIONAL COUNCIL LOCALS 184 & 1498 (NEW STAR)
641
tuted picketing. The Board has long held that picketing must
be conducted so as to minimize its impact on neutral employers
insofar as this can be done without substantial impairment of
the effectiveness of the picketing in reaching the employees of
the primary employer. Nashville Trades Council (H. E. Collins
Contracting Co.), 172 NLRB 1138, 1140 (1968). In Sailors
Union of the Pacific (Moore Dry Dock), 92 NLRB 547 (1950),
the Board established standards for evaluating the legality of
common situs picketing. Failure to comply with any one of the
Moore Dry Dock criteria creates a presumption that the picket-
ing is for an unlawful secondary purpose and therefore violates
the Act. Electrical Workers Local 332 (W.S.B Electric), 269
NLRB 417 (1984); Operating Engineers Local 150 (Harsco
Corp.), 313 NLRB 659, 668 (1994). The General Counsel
argues that the Respondents have failed to comply with the
standards as set forth in Moore Dry Dock. Allegedly, the Un-
ions violated the Act through their bannering by inducing indi-
viduals employed by neutral employers to engage in a strike.
As I said, the General Counsel’s contentions are based on his
theory that bannering constitutes picketing. Having already
decided that bannering, under the circumstances of this case,
did not constitute picketing, there was no picketing at the two
common situs locations. With no conduct that could be con-
strued as picketing, there is no requirement that the Unions
adhere to a reserved gate system. Therefore, the Unions did not
violate the Act, even assuming, for the sake of this discussion,
that they did not display their banners by the rules applicable
only to common situs picketing.55 Accordingly, I conclude that
the Respondents did not violate Section 8(b)(4)(i)(B) of the Act
as alleged in the complaint.
55 In light of my finding that handbilling did not constitute picketing,
I feel it unnecessary to discuss in detail whether the Unions’ activities
complied with the presumptions of Moore Dry Dock. However, I
would simply note that the integrity of the reserve gate system at both
the Stampin’ Up and West Jordan Courts projects was suspect in view
of the fact that trailers with the name of the primary employer, Okland,
prominently displayed were located in close proximity to the public
street. During part of the time in question, the Unions displayed their
Therefore, in conclusion, I shall recommend that the com-
plaint be dismissed in so far as it alleges any violation of Sec-
tion 8(b)(4)(i) and (ii)(B) of the Act.
Based on the foregoing findings of fact and analysis, I make
the following
CONCLUSIONS OF LAW
1. New Star General Contractors, Inc. is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
2. Okland Construction Co., Inc. is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
3. All of the above-named employers and/or persons are
persons engaged in commerce within the meaning of Section
2(1), (6), (7), and Section 8(b)(4)(B) of the Act.
4. Local 184, Local 1498, and the Regional Council (collec-
tively the Respondents) are all separate labor organizations
within the meaning of Section 2(5) of the Act.
5. The Respondents have not engaged in unfair labor prac-
tices within the meaning of Section 8(b)(4)(i) and (ii)(B) of the
Act as alleged in the complaint.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended56
ORDER
The complaint is dismissed in its entirety.
banners on the public street as near to these trailers as possible. Cer-
tainly, an argument could be made that the Respondents chose these
particular locations to banner because they assumed the employees of
the primary had access to these trailers, and they wished to make their
appeal to the primaries employees.
56 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.