356 NLRB 661
Hawaii Tribune Herald
HAWAII TRIBUNE HERALD
661
Stephens Media, LLC, d/b/a Hawaii Tribune-Herald
and Hawaii Newspaper Guild Local 39117,
Communications Workers of America, AFL–
CIO. Cases 37–CA–7043, 37–CA–7045, 37–CA–
7046, 37–CA–7047, 37–CA–7048, 37–CA–7084,
37–CA–7085, 37–CA–7086, 37–CA–7087, 37–
CA–7112, 37–CA–7114, 37–CA–7115, and 37–
CA–7186
February 14, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS BECKER,
PEARCE, AND HAYES
On March 6, 2008, Administrative Law Judge John J.
McCarrick issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed limited exceptions and an answering brief,
and the Respondent filed a reply brief.1
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,2 and conclusions as modified herein,3 and to adopt
the recommended Order as modified and set forth in full
below.
We agree with the judge, for the reasons set forth in
his decision, that the Respondent violated Section 8(a)(1)
of the Act by: interrogating employees; disparately and
discriminatorily enforcing its security access policy
against the Union; discriminatorily prohibiting employ-
ees from wearing buttons and armbands in support of
discharged or suspended employees; and promulgating
and maintaining a rule prohibiting employees from mak-
ing secret audio recordings of conversations in response
1 Pursuant to Reliant Energy, 339 NLRB 66 (2003), the Respondent
filed a postbrief letter calling our attention to recent case authority. The
General Counsel filed a letter in response.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings. However, in adopting the
judge’s decision to discredit the testimony of employee Margaret
Premo, we do not rely on his consideration of Premo’s status as a Beck
objector. See Communications Workers v. Beck, 487 U.S. 735 (1988).
3 We shall modify the judge’s conclusions of law, remedy, and rec-
ommended Order, and substitute a new notice to conform to the viola-
tions found.
We shall also modify the judge’s recommended Order to provide for
the posting of the notice in accord with J. Picini Flooring, 356 NLRB
11 (2010). For the reasons stated in his dissenting opinion in J. Picini
Flooring, Member Hayes would not require electronic distribution of
the notice.
to protected activity.4 We also agree with the judge that
the Respondent violated Section 8(a)(3) and (1) by: issu-
ing a written warning to employee Koryn Nako; suspend-
ing employees Hunter Bishop, Peter Sur, and David
Smith; and discharging employees Bishop and Smith.
In agreeing with the judge that the Respondent’s sus-
pension and discharge of Smith violated Section 8(a)(3)
and (1), we rely on his finding that Smith did not lose the
Act’s protection by secretly tape recording a meeting
with Editor David Bock that Smith reasonably believed
could result in discipline, but to which Bock refused to
allow Smith to bring a union representative. As found by
the judge, Smith was instructed by Union Administrator
Wayne Cahill to go to the meeting and to take notes be-
cause he had been denied union representation. Thereaf-
ter, Smith and other employees agreed that Smith should,
instead, record the meeting. Thus, Smith and others en-
gaged in protected activity by acting in concert to docu-
ment what they perceived to be a potential violation of
employee rights under NLRB v. J. Weingarten, 420 U.S.
251 (1975). Smith’s tape recording, which led to his
suspension and discharge, was the culmination of these
protected concerted activities. It is clear that the Re-
spondent knew of those activities when it suspended and
discharged him. In this context, the “pertinent question
is whether the conduct is sufficiently egregious to re-
move it from the protection of the Act.” Hacienda Hotel,
Inc., 348 NLRB 854, 854 fn. 1 (2006), quoting Stanford
Hotel, 344 NLRB 558, 558 (2005); see generally Atlantic
Steel Co., 245 NLRB 814 (1979). Here, where the Re-
spondent had no rule barring such recording and where it
was not unlawful in the State of Hawaii,5 there was no
such showing.6
With respect to the suspension and discharge of Bish-
op, we agree with the judge that, by this conduct, the
Respondent violated Section 8(a)(3) and (1). We also
agree with the judge that the Respondent failed to prove
that Bishop engaged in postdischarge misconduct—
including statements made at a public meeting and blog
4 Gallup Inc., 334 NLRB 366 (2001), enfd. mem. 62 Fed. Appx. 557
(5th Cir. 2003) (finding that promulgation of a rule prohibiting taping
by audio or video violated Sec. 8(a)(1) where the rule was promulgated
immediately after the employer discovered the union’s organizing
efforts). See also City Market, 340 NLRB 1260 (2003) (promulgating
otherwise lawful solicitation policy violated Sec. 8(a)(1) where the
employer instituted the rule in response to employees’ organizing activ-
ities), and Ward Mfg., Inc., 152 NLRB 1270 (1965) (same).
No party excepted to the judge’s dismissal of allegations that the Re-
spondent violated Sec. 8(a)(1) of the Act by interrogating employee
Koryn Nako in January 2006 and by creating the impression of surveil-
lance among its employees on March 9, 2006.
5 Haw.Rev.Stat. section 803-42(b)(4).
6 Member Hayes would find that, even in the absence of an existing
rule, the Respondent lawfully suspended and discharged Smith.
356 NLRB No. 63
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
662
postings disparaging the quality of the Respondent’s
news coverage—that would eliminate its remedial obli-
gation to reinstate him and cut off his entitlement to
backpay. However, we find it appropriate to address the
relevance of NLRB v. Electrical Workers Local 1229
(Jefferson Standard), 346 U.S. 464 (1953), in evaluating
the remedial impact of Bishop’s postdischarge state-
ments.
The question at issue in Jefferson Standard was
whether an employer could lawfully terminate employees
for statements disparaging its products that were part of
what would otherwise have been protected concerted
efforts to communicate with the public in support of the
union’s position in collective bargaining. The Court’s
decision in Jefferson Standard turned on the duty of loy-
alty employees owe their employer—“the underlying
contractual bonds and loyalties of employer and employ-
ee.” Id. at 473. The Court specifically noted that the
employees’ disparaging remarks concerned “the very
interests which the attackers were being paid to conserve
and develop.” Id. at 476.
As stated, Jefferson Standard involved disparagement
of the respondent by current employees. If such conduct
is known by an employer prior to an allegedly unlawful
discharge, the rationale of Jefferson Standard may be the
basis for a valid defense. In the alternative, if the em-
ployer only becomes aware of such predischarge conduct
after an unlawful discharge, it may be the basis for cut-
ting off backpay and denying reinstatement on the
ground that the conduct, if known, would have justified
discharge.7
Here, however, the alleged disparagement occurred
postdischarge. There can be no issue whether it did or
could have justified that discharge. Bishop’s discharge
was unlawful. The only question is whether he can still
be denied reinstatement and have his backpay tolled be-
cause of what he said about his former employer after
that unlawful action. Resolution of this remedial ques-
tion requires consideration of the distinctions between
predischarge and postdischarge situations. Simply put,
employees who are unlawfully fired, like Bishop, often
say unkind things about their former employers. As the
Board explained in Trustees of Boston University, 224
NLRB 1385, 1409 (1976), enfd. 548 F.2d 391 (1st Cir.
1977), an “evaluation of postdischarge employee mis-
conduct requires sympathetic recognition of the fact that
it is wholly natural for an employee to react with some
vehemence to an unlawful discharge.” Employers who
break the law should not be permitted to escape fully
7 E.g., Marshall Durbin Poultry Co., 310 NLRB 68, 69–70 (1993).
remedying the effects of their unlawful actions based on
the victims’ natural human reactions to the unlawful acts.
For these reasons, the standard the judge should have
applied to Bishop’s postdischarge comments is the
standard articulated in O’Daniel Oldsmobile, Inc., 179
NLRB 398 (1969). In that case, the Board adopted the
relevant part of a trial examiner’s decision which ex-
pressly rejected an argument based on Jefferson Stand-
ard. The trial examiner explained, “[t]he Board and
Court decisions in Jefferson Standard stressed the fact
that the employees were not on strike at the time of the
distribution but were still at work and receiving wages
from their employer, even while seeking to alienate his
customers.” Id. at 404. The examiner then concluded,
“[w]hen seeking to be excused from his obligation to
reinstate or to pay backpay to a discriminatee because of
misconduct which was not a factor in the discriminatory
action, an employer has a heavier burden than when he is
merely seeking to justify the original discrimination. In
the former case, he has the burden of proving misconduct
so flagrant as to render the employee unfit for further
service, or a threat to efficiency in the plant.” Id. at 405
(internal quotations and citations omitted).
The Board has applied the “unfit for further service”
standard in many cases involving postdischarge conduct
analogous to Bishop’s,8 and we shall apply that standard
here. In doing so, we acknowledge that in a limited
number of prior cases, the Board has applied principles
drawn from Jefferson Standard in evaluating whether
postdischarge conduct disqualified unlawfully discharged
employees from reinstatement and cut off their right to
backpay. 9 None of these cases cite or distinguish the
8 See, e.g., Geo. A. Hormel & Co., 301 NLRB 47, 47 (1991), enf.
denied on other grounds 962 F.2d 1061 (D.C. Cir. 1992); C-Town, 281
NLRB 458, 458 (1986); Timet, 251 NLRB 1180 (1980), enfd. 671 F.2d
973 (6th Cir. 1982); Teamsters Local 705, 244 NLRB 794 797 (1979),
enf. denied on other grounds 630 F.2d 505 (7th Cir. 1980); Pincus
Bros., Inc.-Maxwell, 241 NLRB 805, 809 (1979), enf. denied on other
grounds 620 F.2d 367 (3d Cir. 1980); Golden Day Schools, Inc., 236
NLRB 1292, 1297 (1978), enfd. 644 F.2d 834 (9th Cir. 1981); Manda-
rin, 228 NLRB 930, 931–32 (1977), enfd. sub nom. M Restaurant, Inc.
v. NLRB, 621 F.2d 336 (9th Cir. 1980); Retail Clerks Local 588, 227
NLRB 7, 11 (1976).
9 See Owners Maintenance Corp., 232 NLRB 100 (1977) (rejecting
disloyalty argument), enfd. 581 F.2d 44 (3d Cir. 1978); Firehouse
Restaurant, 220 NLRB 818 (1975) (former employees maliciously
publicized allegations that the respondent’s restaurant served adulterat-
ed and contaminated food); Sahara Datsun, 278 NLRB 1044 (1986)
(former employee distributed newsletter accusing the respondent’s
owners of involvement in prostitution and the use and sale of cocaine,
and informed bank loan officer that the respondent was falsifying in-
formation on customers credit loan applications), enfd. 811 F.2d 1317
(9th Cir. 1987); and Studio S.J.T., 277 NLRB 1189 (1985) (former
employee made telephone call to customer asking that it not buy the
respondent’s products because its owners were lesbians), all cases
HAWAII TRIBUNE HERALD
663
earlier Board decisions rejecting this standard, address
the fact that Jefferson Standard concerns a duty pos-
sessed by current employees, or consider the remedial
implications of relying on Jefferson Standard in this con-
text. For those reasons and only to the extent the prior
holdings apply the standard in Jefferson Standard to
postdischarge conduct, the prior decisions are over-
ruled.10
Having clarified the standard that should be applied in
cases where the employer is relying on postdischarge
conduct by a terminated employee alleged to be dispar-
aging to relieve it of the obligation to reinstate the em-
ployee and to cut off its backpay liability, we find that
Bishop’s postdischarge statements, considered singly or
collectively, do not bar his reinstatement or toll backpay
under the “unfit for further service” test, as applied in the
cases cited above.
We further agree that the Respondent violated Section
8(a)(5) and (1) by refusing to provide or delaying the
provision of relevant information requested by the Un-
ion. However, we do not decide the question of whether
the Respondent had a duty to provide the Union with
Nako’s October 19, 2005 statement or any other state-
ments that it obtained in the course of its investigation of
Bishop’s alleged misconduct. Board precedent estab-
lishes that the duty to furnish information “does not en-
compass the duty to furnish witness statements them-
selves.” Fleming Cos., 332 NLRB 1086, 1087 (2000),
quoting Anheuser-Busch, Inc., 237 NLRB 982, 985
(1978). Compare Northern Indiana Public Service Co.,
347 NLRB 210 (2006) (employer notes of investigatory
interviews of employees held confidential). This case
illustrates, however, that Board precedent does not clear-
ly define the scope of the category of “witness state-
ments.” This case also illustrates that the Board’s exist-
ing jurisprudence may require the parties as well as judg-
es and the Board to perform two levels of analysis to
determine whether there is a duty to provide a statement:
first asking if the statement is a witness statement under
Fleming and Anheuser-Busch and then, if the statement
is not so classified, asking if it is nevertheless attorney
work product. We have therefore decided to sever this
allegation from the case and to solicit briefs on the issues
it raises.
involving a discriminatee’s postdischarge disparagement of the re-
spondent’s product or officials.
10 In making clear that the rationale of these prior decisions was er-
roneous, we do not pass on the question of whether any of the conduct
at issue in those cases would have been grounds for denying reinstate-
ment or backpay under the correct standard.
AMENDED CONCLUSIONS OF LAW
Substitute the following for the judge’s Conclusion of
Law 5.
“5. The Respondent violated Section 8(a)(5) and (1) of
the Act by:
Since October 19, 2005, refusing to provide or refus-
ing to timely provide the Union with information neces-
sary and relevant to its duties as collective-bargaining
representative of employees in the following unit:
All employees at the Respondent’s location on the is-
land of Hawaii, in the Editorial Department, Circula-
tion Department, Advertising Department, Business
Office, Commercial Printing Department, and Mainte-
nance Department. Excluding the News Editor, Adver-
tising Manager, Circulation Manager, Office Manager,
Assistant Office Manager, confidential clerical em-
ployees, and supervisors as defined in the Act.”
AMENDED REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act.
Having found that the Respondent maintained an over-
ly broad rule prohibiting employees from making secret
audio recordings, we shall order the Respondent to re-
scind the rule and notify its employees in writing that the
rule is no longer in force.
Having found that the Respondent unlawfully sus-
pended Hunter Bishop, David Smith, and Peter Sur, and
unlawfully discharged Bishop and Smith, we shall order
the Respondent to offer Bishop and Smith immediate and
full reinstatement to their former positions or, if those
positions no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or any other
rights or privileges previously enjoyed. We shall order
the Respondent to make Bishop, Smith, and Sur whole
for any loss of earnings and other benefits suffered be-
cause of their suspensions and discharges. Backpay shall
be computed on a quarterly basis, from the date of the
suspension to the date of a proper offer of reinstatement,
less any interim earnings, as prescribed in F. W. Wool-
worth Co., 90 NLRB 289 (1950), with interest at the rate
prescribed in New Horizons for the Retarded, 283 NLRB
1173 (1987), compounded daily as prescribed in Ken-
tucky River Medical Center, 356 NLRB 6 (2010).
In addition, the Respondent shall be required to re-
move from its files any references to Bishop’s and
Smith’s unlawful suspensions and discharges, Sur’s un-
lawful suspension, and Koryn Nako’s unlawful warning,
and to notify Bishop, Smith, Sur, and Nako in writing
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
664
that this has been done and that the suspensions, dis-
charges, and warning will not be used against them in
any way.
Having found that the Respondent violated Section
8(a)(5) and (1) by failing and refusing to furnish, and
delaying in furnishing, the Union relevant and necessary
information that it has requested, we shall order the Re-
spondent to furnish the Union with the requested infor-
mation, excluding Koryn Nako’s October 19, 2005 wit-
ness statement and any other witness statements that the
Respondent obtained in the course of its investigation of
Bishop’s alleged misconduct.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, Stephens Media, LLC, d/b/a Hawaii Trib-
une-Herald, Hilo, Hawaii, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Refusing to furnish, and delaying in furnishing, re-
quested information that is necessary and relevant to the
Union’s performance of its duties as the exclusive collec-
tive-bargaining representative of the employees in the
following appropriate unit:
All employees at the Respondent’s location on the is-
land of Hawaii, in the Editorial Department, Circula-
tion Department, Advertising Department, Business
Office, Commercial Printing Department, and Mainte-
nance Department. Excluding the News Editor, Adver-
tising Manager, Circulation Manager, Office Manager,
Assistant Office Manager, confidential clerical em-
ployees, and supervisors as defined in the Act.
(b) Promulgating and maintaining an overly broad rule
prohibiting employees from making secret audio record-
ings.
(c) Disparately and discriminatorily enforcing its secu-
rity access policy by requiring union representatives to
obtain permission from management in order to enter the
Respondent’s work area.
(d) Discriminatorily prohibiting employees from wear-
ing buttons or armbands in support of other employees.
(e) Interrogating any employee about union support or
union activities.
(f) Warning, suspending, discharging, or otherwise
discriminating against any employee for supporting Ha-
waii Newspaper Guild Local 39117, Communications
Workers of America, AFL–CIO, or any other labor or-
ganization.
(g) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Furnish to the Union in a timely manner the infor-
mation requested by the Union on October 19, November
3 and 15, 2005, except for Koryn Nako’s October 19,
2005 witness statement and any other witness statements
that it obtained in the course of its investigation of Bish-
op’s alleged misconduct.
(b) Rescind the overly broad rule prohibiting employ-
ees from making secret audio recordings, and notify em-
ployees in writing that this has been done and that the
rule is no longer in force.
(c) Within 14 days from the date of the Board’s Order,
offer David Smith and Hunter Bishop full reinstatement
to their former jobs or, if those jobs no longer exist, to
substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously
enjoyed.
(d) Make Hunter Bishop, David Smith, and Peter Sur
whole for any loss of earnings and other benefits suffered
as a result of the discrimination against them, in the
manner set forth in the amended remedy section of this
decision.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful warning of
Koryn Nako, the unlawful suspensions of Hunter Bishop,
David Smith, and Peter Sur, and the unlawful discharges
of Hunter Bishop and David Smith, and within 3 days
thereafter notify the employees in writing that this has
been done and that the discriminatory actions will not be
used against them in any way.
(f) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.
(g) Within 14 days after service by the Region, post at
its facility in Hilo, Hawaii, copies of the attached notice
marked “Appendix.”11 Copies of the notice, on forms
provided by the Regional Director for Region 20, after
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
HAWAII TRIBUNE HERALD
665
being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including
all places where notices to employees are customarily
posted. In addition to physical posting of paper notices,
notices shall be distributed electronically, such as by
email, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily
communicates with its employees by such means. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by
any material. In the event that, during the pendency of
these proceedings, the Respondent has gone out of busi-
ness or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own ex-
pense, a copy of the notice to all current employees and
former employees employed by the Respondent at any
time since October 18, 2005.
(h) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT refuse to furnish, or delay in furnishing,
requested information that is necessary and relevant to
the Union’s performance of its duties as your exclusive
collective-bargaining representative of the employees in
the following unit.
All employees at our location on the island of Hawaii,
in the Editorial Department, Circulation Department,
Advertising Department, Business Office, Commercial
Printing Department, and Maintenance Department.
Excluding the News Editor, Advertising Manager, Cir-
culation Manager, Office Manager, Assistant Office
Manager, confidential clerical employees, and supervi-
sors as defined in the Act.
WE WILL NOT promulgate and maintain an overly
broad rule prohibiting you from making secret audio re-
cordings.
WE WILL NOT disparately and discriminatorily enforce
our security access policy by requiring union representa-
tives to obtain permission from management in order to
enter our work area.
WE WILL NOT discriminatorily prohibit you from wear-
ing buttons or armbands in support of other employees.
WE WILL NOT interrogate you about union support or
union activities.
WE WILL NOT warn, suspend, discharge, or otherwise
discriminate against any of you for supporting Hawaii
Newspaper Guild Local 39117, Communications Work-
ers of America, AFL–CIO, or any other labor organiza-
tion.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL furnish to the Union in a timely manner the
information requested by the Union on October 19, No-
vember 3 and 15, 2005, except for Koryn Nako’s Octo-
ber 19, 2005 witness statement and any other witness
statements that we obtained in the course of our investi-
gation of Bishop’s alleged misconduct.
WE WILL rescind the overly broad rule prohibiting you
from making secret audio recordings.
WE WILL, within 14 days from the date of the Board’s
Order, offer David Smith and Hunter Bishop full rein-
statement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions, without prej-
udice to their seniority or any other rights or privileges
previously enjoyed.
WE WILL make Hunter Bishop, David Smith, and Peter
Sur whole for any loss of earnings and other benefits
resulting from Bishop’s suspension and discharge,
Smith’s suspension and discharge, and Sur’s suspension,
less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful warning of Koryn Nako, the unlawful suspensions of
Hunter Bishop, David Smith, and Peter Sur, and the un-
lawful discharges of Hunter Bishop and David Smith,
and WE WILL, within 3 days thereafter, notify them in
writing that this has been done and that these actions will
not be used against them in any way.
HAWAII TRIBUNE-HERALD
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
666
Meredith A. Burns, Esq. and Trent K. Kakuda, Esq., for the
General Counsel.
L. Michael Zinser, Esq., Glenn E. Plosa, Esq., and Scott A.
Larmer, Esq. (The Zinser Law Firm, P.C.), of Nashville,
Tennessee, for the Respondent.
Wayne E. Cahill, Administrative Officer Hawaii Newspaper
Guild, of Honolulu, Hawaii, for the Charging Party.
Matthew L. Hall, Esq. (King, Nakamura & Chun-Hoon), of
Honolulu, Hawaii, for the Charging Party.
DECISION
STATEMENT OF THE CASE
JOHN J. MCCARRICK, Administrative Law Judge. This case
was tried in Hilo, Hawaii, from October 23 to 31, 2007, upon
the consolidated complaint, as amended, issued on March 30,
2007, by the Regional Director for Region 20.
The consolidated complaint1 (the complaint) alleges that
Stephens Media, LLC, d/b/a/ Hawaii Tribune-Herald (Re-
spondent) violated Section 8(a)(1) of the National Labor Rela-
tions Act (the Act) by interrogating employees regarding their
and other employees’ union and concerted activities; selectively
and disparately enforcing a security policy by requiring union
representatives to obtain Respondent’s permission to enter Re-
spondent’s facility; creating the impression that employees’
union and concerted activities were under surveillance; prohib-
iting the wearing of union paraphernalia; and issuing and main-
taining an overly broad rule prohibiting the making of secret
audio recordings.
It is alleged that Respondent violated Section 8(a)(3) of the
Act by disciplining employees Koryn Nako (Nako) and Peter
Sur (Sur) and by terminating employees Hunter Bishop (Bish-
op) and Dave Smith (Smith).
Finally, the General Counsel alleges Respondent violated
Section 8(a)(5) of the Act by failing to provide information to
the Union.
Respondent filed a timely answer to the consolidated com-
plaint stating it had committed no wrongdoing.
FINDINGS OF FACT
On the entire record herein, including the briefs from the
counsel for the General Counsel (CGC) and Respondent, I
make the following findings of fact.
I. JURISDICTION
Respondent admitted it is the business organization that
owns and operates the Hawaii Tribune-Herald, with an office
and place of business located in Hilo, Hawaii, where it is en-
gaged in the publication of a daily newspaper. Annually, Re-
spondent in the course of its business operations derived gross
1 At the outset of the hearing, counsel for the General Counsel
(CGC) made a motion to amend the consolidated complaint to reflect
Respondent’s correct name as Stephens Media, LLC, d/b/a Hawaii
Tribune-Herald and by replacing par. 9(c) with language that states:
from about November 3, 2005, until about January 26, 2006, Respond-
ent unreasonably delayed in furnishing the Union with the information
requested by it as described above in subpar. 7(c). The motion to
amend was granted. Respondent denied the allegations of the consoli-
dated complaint, as amended.
revenues in excess of $200,000; held membership in or sub-
scribed to various interstate news services, including Associat-
ed Press; published various nationally syndicated features, in-
cluding George Will, Cal Thomas, and Dear Abby; and adver-
tised various nationally sold products including automobiles
manufactured by Honda, Ford, Chevrolet, Nissan, and Mazda.
Based upon the above, Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. LABOR ORGANIZATION
Respondent admitted and I find that the Union is a labor or-
ganization within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Facts
Respondent publishes the Hawaii Tribune-Herald, a daily
newspaper from its facilities located in Hilo, Hawaii. The
Tribune-Herald is published by Ted Dixon (Dixon) and the
day-to-day operation of the news staff is supervised by editor
David Bock (Bock). Respondent and the Union have been
parties to a succession of collective-bargaining agreements
covering the news staff for over 50 years. Wayne Cahill (Ca-
hill) is the Union’s administrative officer. Koryn Nako (Nako)
is a circulation clerk for Respondent and was a union shop
steward from December 2004 to October 2005. Hunter Bishop
(Bishop), Dave Smith (Smith), and Peter Sur (Sur) are reporters
for Respondent. Bishop was union shop steward from 1996 to
October 2005, unit chair from 2000 to 2004, and a member of
the bargaining committee from 1996 to October 2005. Smith
was a union steward from 2003 to April 2006 and a member of
the bargaining committee from 2004 to April 2006.
1. Respondent’s security policy
Respondent’s policy concerning security is set forth in a se-
ries of memos and letters. In a July 17, 2003 memo2 to em-
ployees, former Publisher Jim Wilson states in pertinent part:
Since bygone days, we’ve had problems with visitors
coming into the Hawaii Tribune-Herald and going wher-
ever they want. Well, that is going to stop-no more visi-
tors coming in without an appointment, to vent about
something they did not like in the paper, stopping by to
use the toilet facilities, just wondering (sp) around, etc.
We’ve installed two security gates in the lobby. Hope-
fully, this will help control traffic throughout the building,
making the building secure and conducive to business.
Attached you will find the rules for the security gates.3
On February 17, 2004, Publisher Dixon wrote to Union Ad-
ministrator Cahill advising of Respondent’s policy on its build-
ing security. The letter states in part:4
The lobby area is set aside as a public area. Security
gates were installed in 2003 and are meant to restrict the
public to that area. All other areas of the plant are for em-
2 R. Exh. 347.
3 The attachment was not made part of the record.
4 GC Exh. 32.
HAWAII TRIBUNE HERALD
667
ployees only. The only exceptions to that are for those
that have prearranged business with the Hawaii Tribune-
Herald.
If you choose to enter our place of business to talk to
employees of the Hawaii Tribune-Herald you may do so in
the lobby area provided they are on a break. I would pre-
fer you do it outside to cause the least amount of interfer-
ence with those that are working.
There is no evidence that this policy was disseminated to
bargaining unit employees.
In a March 3, 2004 memo from Dixon to employees titled
“INTERNAL SECURITY PROCEDURES,” Dixon writes:5
Security is more and more important every day in our
changing world. I know the security gates are a relatively
recent addition and a good decision. As I understand it
they have substantially reduced the amount of folks wan-
dering around in our work areas. After observing our cur-
rent practices I just want to make a couple of changes and
clarify the procedures to follow regarding the public in our
front lobby. We want to provide good customer service
while at the same time providing a secure work environ-
ment for you.
The attached sheet lists the procedures that should be
followed.
The sheet attached to the memo states in pertinent part:
Internal Security Procedures
With the following exceptions the only persons allowed
behind the counters are employees of the Hawaii Tribune.
1) Customers here to do business with an employee
may be allowed past the gate.
a) If the customer has an appointment to see one of
our employees the receptionist will direct the customer
to the phone at the counter. The customer will call the
employee to let them know they are here. The em-
ployee will come up and meet the person, allow them
access, and take them back to their access gate.
. . . .
c) If the customer does not have an appointment
and wishes to see one of our employees, the customer
will be directed to the phone, and asked to call for the
employee they wish to meet. Once contact is made the
same procedure use in “a)” will apply.
d) No customer is allowed through the security
gates without an employee escort.
2) All others whether vendors, outside organizations of
any kind, friends,family or acquaintances will have to do
“c).” The employee will then meet with the person wish-
ing to see them in the lobby. It is appreciated that the
meeting is completed in a timely manner as the Newspaper
is a place of business.
The record establishes that Respondent’s employees regular-
ly brought nonemployees, including friends, family members,
and vendors into Respondent’s newsroom through the employ-
ee entrance without prior management permission. These visits
5 R. Exh. 330.
occurred at all times of the day in an open work environment
where supervisors were regularly present. Crawford, Palmer,
and Bock all had offices that opened onto the newsroom, giving
them a clear view of what was happening there. Further, the
record reflects that Supervisor Sledge gave approval for an
employees’ child to come into the newsroom on a regular basis
after school.
2. The Nako discipline
On October 18, 2005, Union Representative Ken Nakakura
(Nakakura) called circulation clerk Koryn Nako at work and
advised he needed to see her. Nako told Nakakura about a list
Nako had for him. Nako met Nakakura in the employees’ park-
ing lot outside Respondent’s facility. Respondent’s production
manager, Arlan Vierra, was in the parking lot on his cell phone
and Nako asked Vierra if it was alright to bring Nakakura into
Respondent’s facility. Vierra shrugged his shoulders and Nako
assumed this meant Nakakura could enter with her. Nako and
Nakakura went to the employee breakroom, located near the
employee door they had just entered. Reporter Hunter Bishop
joined Nako and Nakakura in the breakroom. A short time
later, editor David Bock and Advertising Director Alice Sledge
came into the breakroom. Bock said, “What’s going on? Who
let you (referring to Nakakura) in?” Nako replied, “I did.”
Bock told Nakakura, “You are not allowed in the building.”
Immediately, Bock escorted Nakakura out of the facility.
When Bock returned to the breakroom a short time later he told
Nako that he wanted to speak to her. As Nako was leaving the
breakroom, employee Maeda asked Bishop if someone should
go with Nako. Nako looked at Bishop and said, “[O]kay,” and
Bishop followed her out the door.
In Bock’s office, Bock asked Nako why she had let Nakaku-
ra into the facility.6 Nako replied so that Nakakura could pick
up a note from her. Bock asked if Nako knew that union offi-
cials were not allowed on company property according to Pub-
lisher Dixon. Bock said Nako should be aware of this policy
and that it had been sent to the Union. Bock said the Union had
to receive permission before coming into the building.
On October 19, 2005, Nako was called into a meeting with
Kathy Higaki, Respondent’s circulation manager, and Sledge.
Sledge said they were interested in getting Nako’s version of
what happened yesterday. When Nako began reciting the facts,
Sledge said they were only interested in the conversation be-
tween Bishop and Bock. After Nako explained what she had
heard, Sledge asked Nako to sign a short statement Sledge pre-
pared. After making a few additions, Nako signed the state-
ment.7
On October 21, 2005, Nako had a conversation with William
Crawford, Respondent’s circulation director, in Crawford’s
office together with Bock and Nako’s witness reporter David
Smith. Crawford said this is an investigation about what oc-
6 Bock admitted asking Nako if she let Nakakura into the building
and he did not deny asking Nako why she let Nakakura into the build-
ing. Based on my observance of Nako’s demeanor on the stand, includ-
ing her responsiveness on direct and cross-examination, her detailed
answers, and her lack of hostility or bias, I credit Nako’s statement that
Bock asked her why she let Nakakura into Respondent’s facility.
7 GC Exh. 6.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
668
curred on October 18. He asked, “What happened?” “Why
did you let Nakakura in?” Nako said that Nakakura was pick-
ing up a note from me and I let him in the side door to go to the
breakroom. Crawford asked Nako if she was aware of the gate
policy and if she had gotten Dixon’s memo. Nako replied that
she would have to look at her notes. Nako retrieved the memo8
from her desk and showed it to Crawford. Nako and Crawford
confirmed that this was the memo he was referring to but Smith
said the memo said nothing about union officials. Crawford
said to Nako, “Are you aware of the company policy regarding
Union officials?” Nako said she was and Crawford asked if
Nako hade management approval. Nako replied she did not.
Crawford asked Nako if she knew Nakakura was coming into
the building and Nako said she did not. Crawford then asked
Nako if Bishop knew Nakakura was coming into the building.
Nako said, “No.” When Crawford asked if this was to chal-
lenge Bock Nako replied it was not. Crawford then asked Nako
if Nakakura was at Respondent’s facility to meet anyone and
Nako said he was not. Crawford asked why Nakakura had
come and Nako said it was to meet union members later in the
evening not during work. Crawford wanted to know if Nakaku-
ra was meeting with anyone specifically and Nako said no.
Crawford asked if Nakakura was there to meet with any de-
partment and Nako said yes. Crawford asked which depart-
ment and Nako said circulation. Crawford asked if there was
any reason why Nakakura was meeting with the circulation
department employees and Nako replied no just to touch bases
with members. Crawford asked Nako why Nakakura called her
and Nako said because it concerned circulation. Crawford
asked what the note was about and Nako asked, “Do I have to
tell you?” Crawford said, “Yes, if it was regarding Union busi-
ness.”9 Nako said, “Yes.” Crawford inquired if the note could
have been sent through the mail and whether Nako intended to
challenge the company policy regarding meeting with Union
officials on company property. Nako said she did not intend to
challenge the policy. Crawford asked Nako if she knew she
was doing something wrong in bringing Nakakura into the
building. Nako replied she did not. Finally, Crawford asked
Nako if she understood the company policy regarding Union
officials. Nako stated that Union officials are not allowed on
company property, including the parking lot, without manage-
ment approval and an appointment. Crawford confirmed that
was the policy. Nako testified that the first time she became
aware of the company policy regarding union officials access to
the Respondent’s building was in her October 18, 2005 meeting
with Bock.
8 R. Exh. 330.
9 Both Crawford and Bock denied that Crawford asked Nako about
the contents of the note. Nako’s recollection that she did not want to
divulge the contents of the note and that Crawford directed her to do so,
was inherently more probable than both Bock and Crawford’s mere
denial, particularly in view of Crawford’s admission that he wanted to
know if Nakakura had business with new hires. Bock’s recollection of
the events of this meeting was much more circumscribed than either
Crawford or Nako’s. I do not credit Bock or Crawford but as noted
above in fn. 6, I find Nako’s testimony more credible than either Bock
or Crawford.
On October 26, 2005, Crawford handed Nako a written
warning for allowing Nakakura into Respondent’s building
without management’s permission.10 The warning states fur-
ther that if this type of misconduct occurred again, there would
be further discipline.
In early January 2006,11 Crawford wanted to be sure Nako
was aware the Union had filed a grievance on her behalf con-
cerning her warning. Crawford explained how complex and
lengthy the grievance process could be and that she would have
to give testimony before a judge. Crawford said that the Union
could not file a grievance without her consent.
Again in early February 2006, in Crawford’s office Crawford
told Nako that he had spoken with Union Administrator Cahill
and wanted to know why the Union was pursuing Nako’s
grievance if she acknowledged responsibility. Crawford asked
Nako if she knew what was going on. Crawford then said,
“The Union couldn’t file a grievance if you told them not to.”
Crawford asked why Nako, “. . . had allowed them (Union) to
file a grievance if (Nako) accepted (her) discipline?” Nako said
she would look into it.12
3. The Bishop discipline
Around noontime on October 18, 2005, after Bock had es-
corted Union Representative Nakakura from the building, he
returned to the breakroom a short time later and he told Nako
that he wanted to speak to her. As Nako was leaving the break-
room, employee Sharon Maeda asked Bishop if someone
should go with Nako. Nako looked at Bishop and said,
“[O]kay,” and Bishop followed her out the door into the news-
room. Near employee Cliff Panis’ desk Bock turned to Bishop
and said, “This does not involve you.” Bishop asked if it in-
volved discipline and Bock replied it was a discussion. Bishop
again asked if this was a disciplinary action and Bock said this
is just a discussion and does not involve you. Bishop said,
“Would this lead to discipline?” Bock answered, “This is none
of your business.” According to Bishop, he and Bock were 2 to
3 feet apart and speaking in a normal tone of voice. According
to Nako, both Bishop and Bock were using normal speaking
voices and were firm but not yelling. Bishop turned away from
Nako and Bock and while walking back to the breakroom,
about 20 feet from Nako said that if anytime during the meeting
Nako needed someone present she should come out and get
him. Since Bishop was faced away from Nako and at a dis-
tance of about 20 feet, his voice was elevated so that Nako
could hear him but according to copy editor Leigh Critchlow
and Nako he was not shouting.
According to copy editor Margaret Premo, a Beck objector,
who began working for Respondent on October 15, 2005, she
heard voices across the newsroom between 10 and 11 a.m. She
claims she heard Bishop speaking in a loud voice near her desk,
however, she also said when she first heard voices they were
10 GC Exh. 7.
11 Crawford claims this conversation took place in November 2005.
12 Crawford denies this conversation occurred. However, I credit
Nako’s testimony, particularly in view of Crawford’s admission that
such a conversation occurred in November 2005. Based on my obser-
vations of Nako’s demeanor, she testified in an honest and forthright
manner with great detail and precision and without inconsistency.
HAWAII TRIBUNE HERALD
669
not loud enough to hear what was being said. While claiming
to have seen the parties arguing, she admitted she was facing
away from where Bock and Bishop were located and her desk
had a shoulder high partition that would have made viewing
unlikely. I do not credit this witness. Her voice was affected
and she was overly dramatic while testifying. Her recent hir-
ing, her inconsistencies, her overly dramatic testimony, and
antiunion sentiments as reflected in her Beck objections make
her bias apparent.
Production Manager Arlan Vierra said Bishop was speaking
to Bock in a moderately loud voice during the conversation that
lasted about 3 minutes. According to Bock, Bishop was speak-
ing in a moderately loud voice during much of the conversation
and at the end Bishop yelled, “So you’re not going to give me
an answer.” Advertising Director Sledge, who heard only the
first part of the Bock-Bishop exchange, said that while Bishop
was speaking in a strong projecting voice, he was not yelling at
Bock. Moreover, if as Premo and Bock claimed, Bishop was
yelling at Bock, it is inconceivable that Sledge would not have
heard this exchange from her office only about 25 feet from
where the exchange took place where her door was open. It is
not surprising that Bock was the only witness to claim that
Bishop yelled at him during this encounter. Bock was the ob-
ject of Bishop’s repeated demands that he be allowed to partic-
ipate in what Bishop believed to be a Weingarten meeting. As
a union steward, Bishop was no doubt being forceful in his
advocacy that Nako’s rights be respected. As the object of
those demands, Bock no doubt felt under pressure and believed
Bishop was yelling when the weight of the evidence reflects he
was simply being a forceful advocate for Nako. Based on the
probabilities and my observation of the witnesses’ demeanor, I
credit those witnesses who testified that at no time did Bishop
yell at Bock.
On October 19, 2005, Bock told Bishop that he wanted to see
him in his office. Bishop wanted to know what the meeting
was about and Bock said he would tell him in the office. Bish-
op replied that if it involved discipline he wanted a witness.
Bock said he could not allow that. In Bock’s office with Sledge
present, Bock told Bishop that Bishop’s conduct the day before
was insubordinate and he was being suspended without pay.
Bock said Bishop had been warned about this in the past and
that there would be a further investigation.
On October 25, 2005 at about 5 p.m. Bishop received a voice
mail from Bock stating he wanted to see Bishop. Bishop called
and left a message for Bock. Twenty minutes later Bock called
back and said he wanted to see Bishop at 6 p.m. that evening as
he had something in writing for Bishop. Bishop said that was
not convenient as he was at home 25 miles from Respondent’s
office. Bock told Bishop to come to the office at 6:30 p.m. but
Bishop said that was not convenient. Bishop said he would see
Bock the next day but Bock said he would mail the letter.
On October 29, 2005, Bishop received a letter from Bock
dated October 27, 2005,13 stating that he had been terminated
because of his misconduct on October 18, 2005. The letter
added:
13 GC Exh. 2.
You were disrespectful of supervisory authority, insubordi-
nate and disruptive of my efforts to have a conversation with
one of our employees. You engaged in this conduct in the
presence of other employees, which makes the situation even
more egregious.
On December 6, 2005, a meeting took place at the student
center at the University of Hawaii, Hilo campus. Bishop spoke
at this meeting and claimed that Respondent failed to adequate-
ly staff the newsroom, causing faxes and mail to pile up. Bish-
op admitted he considered starting a rival newspaper but has
never done so.
After his termination, Bishop maintained an internet blog. In
a posting on April 1, 2007, Bishop, in commenting on an article
that appeared in the Hawaii Tribune Herald, wrote, “Why the
Tribune-Herald allows statements like these to go into print
without challenge or qualification is stupefying.”14
In an April 5, 2007 posting Bishop wrote:
Privately I’ve noted with skepticism that the proof of
Stephens-owned BIW’s (Big Island Weekly) alternative
voice would be its willingness to criticize its sister publi-
cations Hawaii Tribune-Herald and West Hawaii Today. . .
.The Tribune-Herald’s failure to support its photographer
in this instance, its apparent lack of interest in reporting all
that’s happening in the community to its readers, and its
silence on the issues of journalism and First Amendment
rights involved, are sorry reflections on the local daily
newspaper’s role in the community.15
In a September 10, 2007 posting Bishop wrote:
Sunday’s lead-story in the Hawaii Tribune-Herald on
the Office of Mauna Kea-management swept several red
herring into the net, but managed to avoid the whale on
board the boat.
With all the hand-wringing over how complicated it is
to manage the summit, no one mentioned the fact that a
“comprehensive” management plan is required by court
order before any new development can occur on Mauna
Kea.
. . . .
Yet it is mind-boggling that the media continue to pub-
lish OMKM and the Institute for Astronomy’s press re-
leases and discussions about new projects and plans as
though the ruling doesn’t exist.16
On February 28, 2006, Bishop received another letter from
Bock.17 This letter cited additional reasons for Bishop’s dis-
charge including poor productivity and participation in a forum
at the University of Hawaii-Hilo where Bishop allegedly made
disparaging, defamatory, disloyal remarks about the Hawaii
Tribune-Herald. In the letter, Bock claims he failed to compile
Bishop’s productivity numbers at the time of his termination on
October 27, 2005, and that a later review of the number of sto-
ries Bishop produced shows he failed to meet productivity
14 R. Exh. 292.
15 R. Exh. 294.
16 R. Exh. 300.
17 GC Exh. 5.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
670
standards. According to Bock, Bishop was producing .81 sto-
ries per day and the standard was one story per day. Bishop
had previously been counseled about his low productivity in
May 2002 and September 2003, he received a warning for low
production in October 2003 and was suspended for low produc-
tion on May 6, 2004.18
4. The union buttons
After Bishop’s termination, for about 5 working days Re-
spondent’s employees wore buttons at work during working
hours with Bishop’s likeness that stated, “Bring Hunter Back.”
Employees stopped wearing the buttons after Dixon issued a
November 1, 2005 memo19 prohibiting the wearing of the but-
tons at work. The memo stated:
Yesterday, I noticed some of you were wearing a but-
ton with Hunter Bishop’s photograph on it and the caption
“Bring back Hunter.” Please remove those buttons when
you are on working time. Working time includes not only
working time on our premises, but also time spent away
from the Hawaii Herald-Tribune facility, on job assign-
ments for Hawaii Herald-Tribune, i.e. covering events as a
journalist, and/or meeting with advertisers.
When you are out acting as an ambassador of Hawaii
Tribune-herald, the image you project to the public should
be neutral, non-confrontational, and reflect the integrity of
our newspaper. The button is distracting from your job,
potentially and/or actually disrupts your work, and the but-
ton is not endorsed by the company.
The record reflects that prior to Dixon’s November 1 memo,
employees wore various buttons during working hours, includ-
ing American flags, breast cancer awareness pins, Red Cross
pins, and various holiday pins. In addition, employees have
worn T-shirts on working time with union logos and the words
“A fair contract. Nothing less.” In addition, Respondent ap-
pears to have no dress code policy and permits wearing jeans
and flip flops (slippers).
5. The Smith and Sur discipline
On March 3, 2006, Bock told reporter Dave Smith he needed
to meet with him. At the same time reporter Jason Armstrong
(Armstrong) told Smith that Bock was giving him a warning
and he needed a witness. When Smith sat down in Bock’s of-
fice with Armstrong, Bock told Smith this is not a Weingarten
meeting. When Armstrong said he wanted a witness, Bock said
that was not allowed. Smith left Bock’s office. Smith then
called Union Administrator Cahill and explained what had just
occurred. Cahill advised Smith to attend his meeting with Bock
and to take notes.
Reporter Peter Sur heard what had taken place and suggested
that Smith take Sur’s voice recorder into Smith’s meeting with
Bock. Sur showed Smith how to operate the recorder and
Smith put the recorder in his shirt pocket. Reporter Christine
Loos (Loos) and photographer William Ing (Ing) encouraged
Smith to surreptitiously use the voice recorder. Reporter Karen
18 R. Exh. 322.
19 GC Exh. 9.
Welsh (Welsh) overheard the conversations among Loos, Ing,
Sur, and Smith.
Later that day, Smith went into Bock’s office with the voice
recorder hidden in his shirt and met with Bock and Associate
Editor Richard Palmer (Palmer). Smith asked Bock for the
presence of a witness and Bock said he could not allow it as it
isn’t that complicated. Bock said he wanted to talk to Smith
about his productivity. When bock asked why Smith needed a
witness, Smith said it seemed warranted under the circumstanc-
es. Bock said this is a verbal not a written warning because you
have been cooperative. Smith asked Bock if he recalled that
Smith asked him how he was doing and Bock said Smith was
doing great. Bock said I recall but we went further back and
you are at .84 or .85 stories a day and Armstrong is .92. Smith
asked if they counted stories still in the computer. Smith and
Bock discussed the types of stories Smith did to account for
days per story and Bock told Smith to do his own count.
On March 6, 2006, Welsh told Bock that Smith had recorded
their March 3, 2006 meeting.
a. The interrogations of Sur, Smith, Ing, and Loos
At about 2 p.m. on March 9, 2006, Sur was called into
Bock’s office with Palmer present. Bock began the meeting by
telling Sur that he was not in trouble. Bock said he was made
aware a recording was made of my meeting with Smith. Bock
asked Sur if he was aware of this. Sur replied that he gave
Smith the recorder to take into the meeting to prevent a
Weingarten violation. After having a witness come into the
meeting, Bock again asked Sur if he gave Smith the recorder.
When Sur repeated he gave Smith the recorder, Bock asked
why and Sur said because Smith had been denied a witness, to
make an impartial recording of the meeting and to ensure there
were no Weingarten violations. Bock asked who else was in-
volved in deciding to make the recording. Bock asked if Loos
or Ing were involved. Sur denied they were involved. Bock
asked where the recorder was located and Sur said Smith had it.
Bock wanted to know what led up to Sur’s discussion with
Smith and Sur explained that since Armstrong had been denied
a witness, it was likely Smith’s request would be denied as
well. Bock said he needed the recorder in his possession and
that this was the biggest act of disloyalty he had ever seen.
Bock advised Sur he was suspended indefinitely without pay.
At about 3:30 p.m. on March 9, 2006, Smith was called into
a meeting with Bock and Palmer. Bock asked Smith if he had
recorded their March 3, 2006 meeting. Smith admitted he had
recorded the meeting. When Bock asked Smith why he had
recorded the meeting Smith responded that he was being denied
a witness and wanted an accurate record. After initially refus-
ing to say who gave him the voice recorder, Smith admitted
that it was Sur. Smith initially denied knowing where the re-
corder was then admitted his wife had it. Smith admitted the
recording had been transcribed. When Bock asked why Smith
had not gotten permission to record the meeting, Smith re-
sponded that he did not need permission since there was no
company policy or law prohibiting making a recording. Bock
said Respondent was not required to have a written policy for
everything. After some additional discussion about Hawaii’s
wiretapping law, Bock said that what Smith did was the worst
HAWAII TRIBUNE HERALD
671
case of defiance in the newsroom. Bock suspended Smith im-
mediately without pay.
After Smith left Bock’s office, photographer William Ing
was called into a meeting with Bock and Palmer. Bock told Ing
that something serious had happened; that Smith had made an
illegal recording. Bock asked Ing what he knew and whether
Ing had given Smith advice about how to use or conceal the
recorder. Ing answered he did not discourage Smith and that he
had seen the recorder. Bock asked if Ing gave Smith any ad-
vice and Ing replied he was frustrated and did not understand
Weingarten rights. Bock then asked Ing and his witness, Maria
Ella, if they were concealing recording devices.
Finally, Christine Loos, a reporter for Respondent from No-
vember 1998 to March 2006, was called to meet with Bock and
Palmer. Bock told Loos she was a witness to a secret recording
of him last week and what she knew about it.20 Loos said she
heard there was a Weingarten meeting. Bock asked Loos if it
was Sur or Smith’s idea to use the recorder and if she tried to
talk Smith out of making the recording. Loos replied she had
not tried to talk Smith out of the recording. When Bock asked
why, Loos told him because Smith had been denied a witness.
Bock asked if Loos was using a recorder at this meeting and if
she had ever tape recorded a meeting with him. Bock asked
Loos if she was aware of wiretapping laws and if she had ever
taped a source. Loos replied she had taped a source without the
source’s permission. When Palmer said that was illegal, Loos,
said it was not illegal in the State of Hawaii. Bock responded
that that was not the point but that this was a conspiracy to be
disloyal.
On March 10, 2006, Bock called Sur and told him he wanted
Sur’s permission to get the recorder from Smith and that if Sur
refused he would give him an order to get the recorder. Bock
told Sur to return to work on March 11, 2006.
On March 15, Dixon issued a letter to employees prohibiting
the making of secret audio recordings.21
b. Armbands
On March 10, 2006, Respondent’s outside advertising execu-
tive, Maria Ella Burns, went to the union hall in Hilo where she
20 Loos testified that Bock told her she, “. . . had been a witness to a
discussion about secretly tape recording a meeting with him the previ-
ous week . . .” Loos’ witness at her interrogation, reporter William
O’Rear testified that Bock said to Loos, “Chris, you were a witness to
this secret recording . . . ,” Bock testified he said, “So we asked her if
she was aware of what had occurred on the 3d, that Dave Smith had
recorded the meeting after being denied a witness.” Palmer testified
that Bock said to Loos, “. . . he had understood that there had been a
general discussion in the newsroom about secretly recording the meet-
ing he was about to have with Mr. Smith and that Chris was there, had
witnesses it, . . .” I find the testimony of Loos, O’Rear, and Palmer is
consistent with Bock saying that Loos had been a witness to the discus-
sion of the secret taping. I credit the testimony of Loos and O’Rear.
Loos and O’Rear’s testimony is particularly credible given the overall
demeanor of their testimony. It was precise, detailed, and consistent.
Neither witness demonstrated any bias or prejudice toward Respondent.
Loos had no axe to grind with Respondent as she had taken a new job
before this proceeding began. O’Rear’s version is credible particularly
since he took notes of the meeting.
21 GC Exh. 38.
spoke to Bishop about doing something to support Smith.
Burns suggested employees wear red armbands to signify their
support for Smith. Burns made the armbands and distributed
them to employees who wore them at work on March 13, 2006.
All of the employees in the advertising department wore the
armbands to a meeting the morning of March 13 in the presence
of Sledge. Around 11:30 a.m., the advertising employees were
given a letter from Dixon prohibiting wearing of armbands on
working time.22
c. Respondent’s ongoing contact with Smith
On March 13, 2006, Bock left a phone message for Smith
stating that Sur had given Bock permission to have the recorder
and to bring the recorder and any recording to the office. Later
that day, Smith called Bock and said that he had turned the
recording over to the Union.
On March 17, 2006, Smith received a letter from Bock
which directed Smith to get the recorder from the Union and
turn it over to Bock by 5 p.m. on March 17, 2006.23 The letter
stated that:
This is a direct order to retrieve the recorder, with the original
recording intact, from the union and immediately return it to
me. If you refuse, I will consider it another act of disloyalty
and insubordination.
Smith called Cahill and advised him of the situation. Smith
did not meet with Bock on March 17, 2006, and instead Cahill
wrote24 to Bock on March 17, 2006, advising that he was filing
a grievance over Smith’s suspension. Cahill said that he was
Smith’s representative and that Smith wanted union representa-
tion in any meeting with a company representative regarding
his suspension. Cahill requested that Bock call him to set up a
meeting regarding Smith.
On March 23, 2006, Smith received another letter from Bock
dated March 22, 2006.25 The letter stated that Smith’s failure
to meet with Bock on March 17, 2006, and to produce the re-
corder and recording were additional acts of insubordination.
Bock reiterated his demand that Smith produce the recorder and
recording.
On March 27, 2006, Smith and Cahill met with Bock and
Crawford at the Hilo Hawaiian Hotel. Bock asked if Smith
intended to make future recordings. Smith replied that he had
not been told it was improper to make recordings. Bock said he
told Smith at their last meeting that surreptitious recordings
were improper. Smith denied that making such recordings was
illegal. Bock then said that Smith had not responded to either
the March 17 or 22, 2006 letters. Cahill replied that he was
Smith’s representative and that he had replied. Cahill asked
Bock if Respondent had a policy regarding making recordings.
Bock replied that Respondent did not have to have a policy on
everything. Bock then said Smith told him he gave the recorder
to Cahill. When Smith replied he said he gave it to the Union,
Bock asked Smith who he gave the recorder to and Smith said
Bishop. Bock then asked if Sur had given permission to give
22 GC Exh. 10.
23 GC Exh. 12.
24 GC Exh. 33.
25 GC Exh. 13.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
672
the recorder to the Union. Smith said Sur entrusted the record-
er to him. Bock then asked if Smith had recorded previous
meetings. When Smith replied he had not, Bock asked if he
knew of anyone else who had previously recorded meetings and
Smith answered he did not.
On April 8, 2006, Smith received another letter from Bock.26
The letter directed Smith to meet Bock on April 11, 2006, at 5
p.m. at the “front door of the newspaper.”
On April 11, 2006, at 5 p.m., Smith appeared at Respond-
ent’s front door. He was escorted into Bock’s office where he
was given a letter27 outlining Respondent’s investigation into
Smith’s recording of the March 3, 2006 meeting. Smith said
that there were errors in the letter but Bock said no changes
could be made. Smith refused to sign the acknowledgment
form attached to the letter which stated that Smith admitted that
surreptitious recording in the workplace was serious miscon-
duct and that further surreptitious recording would subject
Smith to discharge. Bock told Smith to think over the letter.
On April 27, 2006, Smith received a discharge letter dated
April 26, 2006, from Bock.28
6. The information requests
a. The Bishop information requests
On October 19, 2005, the Union sent Respondent a written
request for the reason for Bishop’s suspension together with all
information considered by Respondent in making its decision to
discipline Bishop.29
In response to the Union’s October 19 information request,
on October 31, 2005, Respondent provided the Union with its
October 27, 2005 discharge letter of Bishop.30
On November 3, 2005, the Union renewed its October 19 in-
formation request of Respondent and requested five items:31
1. What Bishop did that caused Respondent to suspend
and terminate him.
2. Copies of the policies Bishop violated.
3. The names of employees who witnesses the event.
4. The names of employees Respondent interviewed in
the course of any investigation in the Bishop discipline
and the information the employee provided.
5. Bishop’s personnel file.
Responding to the Union’s November 3, 2005 information
request, on November 7, 2005, Respondent stated that its rea-
sons for discharging Bishop were contained in Bishop’s dis-
charge letter.32 Respondent agreed to furnish Bishop’s person-
nel file.
On November 15, 2005, at the Naniloa Hotel in Hilo, at a
grievance meeting concerning Bishop, Cahill asked Bock for
information concerning what Bishop had done to cause the
company to terminate him. Specifically, Cahill asked what
26 GC Exh. 14.
27 GC Exh. 3.
28 GC Exh. 15.
29 GC Exh. 20.
30 GC Exh. 21.
31 GC Exh. 22.
32 GC Exh. 23.
Bishop did or said that was disrespectful to supervisory authori-
ty, what he did or said that was insubordinate and what he did
or said that interfered with the employer’s right to meet with
one of its employees. Cahill said that he had not yet received
any information responsive to his previous information request.
Bock told Cahill that Bishop was disrespectful, insubordinate,
confrontational, and rude while Bock tried to conduct a meeting
with another employee. Cahill asked for specifics and Bock
said that he was not going to give the Union any minutiae that
would be presented in the arbitration. Bock told Cahill to put
his questions in writing and Bock would entertain them at a
latter date.
The parties stipulated that Respondent furnished Bishop’s
personnel file on January 26, 2006. The file was mailed to the
Union on January 26, 2006, but was unclaimed by the Union
until February 24, 2006, when it was returned to Respondent on
March 7, 2006. Other than the personnel file and Bishop’s
October 27, 2005 discharge letter, Respondent has furnished no
other information to the Union concerning the Bishop griev-
ance.
b. The Nako information requests
On November 15, 2005, the Union made information re-
quests concerning Nako’s grievance requesting any company
policies Nako violated, Nako’s statement given to Respondent
and any material Respondent considered in disciplining her.33
On November 22, 2005, Bock responded by letter to Cahill’s
November 15, 2005 information request.34 Respondent refused
to provide any information.
On November 29, 2005, Cahill met with Bock and Crawford
concerning Nako’s grievance. Cahill asked Bock for infor-
mation concerning why Nako had been given a warning letter.
In response, Respondent furnished Dixon’s February 17, 2004
letter35 to Cahill regarding union access to Respondent’s facili-
ty and Dixon’s March 3, 2004 memo to employees concerning
internal security procedures.36
B. The Analysis
In order to provide an analytical framework for this decision,
I will track the allegations of the consolidated complaint.
1. The 8(a)(1) allegations
a. The October 18, 2005 interrogation of Nako
Paragraph 10(a) of the consolidated complaint alleges that on
October 18, 2005, Bock interrogated employees concerning
their union activities.
The basic test for a violation of Section 8(a)(1) is whether
under all the circumstances the employer’s conduct reasonably
tended to restrain, coerce, or interfere with employees’ rights
guaranteed by the Act. Mediplex of Danbury, 314 NLRB 470,
472 (1994). See, e.g., Sunnyside Home Care Project, 308
NLRB 346 fn. 1 (1992), citing American Freightways Co., 124
NLRB 146, 147 (1959).
33 GC Exhs. 25–26.
34 GC Exh. 27.
35 GC Exh. 32.
36 R. Exh. 330.
HAWAII TRIBUNE HERALD
673
In Westwood Healthcare Center, 330 NLRB 935 (2000), the
Board discussed the test to determine whether interrogation is
unlawful under Section 8(a)(1) of the Act. In Westwood the
Board applied the totality of the circumstances test adopted in
Rossmore House, 269 NLRB 1176 (1984). The Board said it
would look at five factors to determine whether the questioning
of an employee constitutes an unlawful interrogation:
(1) The background, i.e. is there a history of employer
hostility and discrimination?
(2) The nature of the information sought, e.g., did the
interrogator appear to be seeking information on which to
base taking action against individual employees?
(3) The identity of the questioner, i.e. how high was he
in the company hierarchy?
(4) Place and method of interrogation, e.g. was em-
ployee called from work to the boss’s office? Was there an
atmosphere of unnatural formality?
(5) Truthfulness of the reply.
The Board said:
In the final analysis, our task is to determine whether under all
the circumstances the questioning at issue would reasonably
tend to coerce the employee at whom it is directed so that he
or she would feel restrained from exercising rights protected
by Section 7 of the Act. Westwood Health Care Center, 330
NLRB [935, 941] No. 141, slip op. at page 7 (2000). See also
Rossmore House, 269 NLRB 1176, 1178 fn. 2 (1984). See
Cumberland Farms, 307 NLRB 1479 (1992).
In circumstances where an employer questions employees in
an investigation of alleged employee misconduct, in Bridge-
stone Firestone South Carolina, 350 NLRB 526, 530 (2007),
the Board concluded no unlawful interrogation occurred
where the employer had a legitimate basis for investigating
an employee’s misconduct, where its investigation was en-
tirely consistent with its policy prohibiting employees from
using profane, threatening, or indecent language, where it
made reasonable efforts to circumscribe its questioning to
avoid unnecessarily prying into the employee’s union views,
and where the limitations on its inquiry were clearly com-
municated to the employee.
In another case of employer interrogation of an employee
during an employer investigation into employee violation of
employer no-distribution policy, the employee had engaged in
concerted activity. In United Services Automobile Assn., 340
NLRB 784, 785–786 (2003), the Board held that an employer
had unlawfully interrogated an employee about her distribution
of flyers throughout its facility and that the employer’s defenses
lacked merit since the no distribution policy was admittedly
invalid and its no access policy had never been disseminated to
employees. Thus, there was no valid basis for the investigation
and interrogation. In finding the interrogation unlawful the
Board said:
We find that the Respondent coercively interrogated em-
ployees Williams and Snyder about the employees’ pro-
tected concerted activities. We find unpersuasive the Re-
spondent’s argument that it lawfully interrogated Williams
and Snyder to determine whether either employee re-
mained in the building after hours in violation of the Re-
spondent’s alleged unwritten no-access policy. We find
this conclusion inescapable because, from its own security
records, the Respondent already knew the employees who
were in the building that evening. That the Respondent
was focused on determining who was engaged in the pro-
tected activity, namely, the flier distribution, is clear from
the questions that were asked each employee.
Respondent contends that its questioning of Nako was part of
a legitimate investigation into the violation of its security poli-
cy.
Initially, a review of Respondent’s security policy as of
March 3, 2004, reflects ambiguity as to where nonemployees
other than customers can access Respondent’s facility. It is
helpful here to view that policy again:
Internal Security Procedures
With the following exceptions the only persons allowed
behind the counters are employees of the Hawaii Tribune.
1) Customers here to do business with an employee
may be allowed past the gate.
a) If the customer has an appointment to see one of
our employees the receptionist will direct the customer
to the phone at the counter. The customer will call the
employee to let them know they are here. The em-
ployee will come up and meet the person, allow them
access, and take them back to their access gate.
. . . .
c) If the customer does not have an appointment
and wishes to see one of our employees, the customer
will be directed to the phone, and asked to call for the
employee they wish to meet. Once contact is made the
same procedure use in “a)” will apply.
d) No customer is allowed through the security
gates without an employee escort.
2) All others whether vendors, outside organizations of
any kind, friends, family or acquaintances will have to do
“c).” The employee will then meet with the person wish-
ing to see them in the lobby. It is appreciated that the
meeting is completed in a timely manner as the Newspaper
is a place of business.
Paragraph (2) of Dixon’s March 3, 2004 internal security
procedures memo indicates that vendors, outside organizations
of any kind, friends, family, or acquaintances will have to do
“c).” Subparagraph( c) directs this group of nonemployees to
go to the phone and contact the employee they wish to meet
and then use procedure “a).” Subparagraph a) directs visitors to
contact the employee and have them escort them into the facili-
ty. The ambiguity is created as paragraph 2) continues and tells
visitors to meet with the employee in the lobby. Thus, it would
appear that a reading of this security poIicy would allow non-
customers access to Respondent’s facility as long as they met
the employee in the lobby and were accompanied by an em-
ployee into the facilty. No mention is made of prior approval
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
674
by management. This policy, directed at “outside organizations
of any kind,” which would include the Union, seems to have
superseded Respondent’s letter to the Union of February 17,
2004, where the Union was directed to meet employees in the
lobby of Respondent’s facility. The new policy notwithstand-
ing, nothing in Respondent’s February 17 letter to the Union
requires prior management approval for union representatives
to meet with employees. Moreover, there is no evidence that
employees were made aware of the February 17, 2004 policy as
there is no evidence it was distributed to bargaining unit em-
ployees. There is no other evidence, including past practice,
that Respondent required prior management approval before
admitting nonemployees into Respondent’s facility. Further,
there is ample evidence that noncustomer visitors, including
friends, family, and vendors were regularly allowed access into
Respondent’s facility with supervisor’s knowledge.
On October 18, 2005, Bock questioned Nako in his office
about why she let Nakakura into Respondent’s building. Bock
had already discovered from his earlier questioning of Nako
that she had done so. The essence of the alleged offense was
that Nako had admitted Nakakura without management permis-
sion in violation of Respondent’s security policy. Accordingly,
Bock’s question was irrelevant to the alleged violation of Re-
spondent’s security policy.
As in United Services Automobile Assn., supra, and unlike
Bridgestone Firestone South Carolina, supra, Bock had no
valid basis for questioning Nako about why she had allowed
Union Representative Nakakura into Respondent’s facility,
since Respondent had no policy requiring prior management
approval for a union representative’s access to its facility, its
security policy was at best ambiguous as to where “other organ-
izations” were to meet with employees and its security policy
was not enforced as to friends, family, and vendors’ access to
the newsroom. Moreover, since Bock already knew Nako had
admitted Nakakura without management approval, his further
inquiry into why Nako had admitted a union representative was
an unwarranted interrogation aimed at discovering Nako’s un-
ion activity in violation of Section 8(a)(1) of the Act.
b. The March 9, 2006 interrogations of Sur, Smith,
Ing, and Loos
Paragraph 10(b) of the consolidated complaint alleges that
on March 9, 2006, Bock interrogated employees concerning
their concerted activities and the concerted activities of other
employees.
As a threshold matter, it must be determined if the conduct
engaged in by Smith, Sur, Ing, and Loos was concerted conduct
protected by Section 7 of the Act.
Counsel for the General Counsel contends that the four em-
ployees engaged in protected concerted activity when they
discussed recording and recorded Smith’s March 3, 2006 meet-
ing with Bock in order to protect their Weingarten rights to a
witness.37
Respondent contends that surreptitious recording is unpro-
tected activity and the employees were not engaged in concert-
ed activity.
37 NLRB v. Weingarten, Inc., 420 U.S. 251 (1975).
In Meyers Industries, 268 NLRB 493, 497 (1984) (Meyers I),
and Meyers Industries, 281 NLRB 882 (1986) (Meyers II), the
Board defined when an individual engages in concerted activity
for other mutual aid or protection. The Board in Meyers I stat-
ed:
In general, to find an employee’s activity to be “concerted,”
we shall require that it be engaged in with or on the authority
of other employees, and not solely by and on behalf of the
employee himself.
In Meyers II, the Board emphasized that its definition of
concerted activity included individual activity where, “individ-
ual employees seek to initiate or to induce or to prepare for
group action, as well as individual employees bringing truly
group complaints to the attention of management.” Meyers
Industries, 281 NLRB at 887.
Employees do not have to accept the individual’s call for
group action before the invitation itself is considered concerted.
Whittaker Corp., 289 NLRB 933, 934 (1988); El Gran Combo,
284 NLRB 1115 (1987). The Board in Meyers II held that “the
activity of a single employee in enlisting the support of his
fellow employees for their mutual aid and protection is as much
‘concerted activity’ as is ordinary group activity.” Owens-
Corning Fiberglass Corp. v. NLRB, 407 F.2d 1357, 1365 (4th
Cir. 1969).
Here, four employees agreed in concert before Smith made
the secret recording that Smith should tape the meeting to pro-
tect not only his but other employees’ Weingarten rights.
Weingarten provides that the right to have representation pre-
sent during an employer’s investigatory interview that may
reasonably lead to discipline is protected-concerted activity
under the Act. However, this right does not apply where the
adverse action has been decided and the employee is only being
informed. LIR-USA Mfg. Co., 306 NLRB 298, 305 (1992);
Baton Rouge Water Works Co., 246 NLRB 995 (1979).
Contrary to Respondent’s argument, Smith was not acting on
his own behalf but in concert with four other employees to
safeguard their Weingarten rights which the employees thought
had been violated that day in not just Smith’s case but in em-
ployee Armstrong’s meeting with Bock just prior to Smith’s
meeting. The employees uniformly agreed that the recorder
would take the place of a witness in what they reasonably be-
lieved could be an investigatory meeting leading to discipline.
The reasonableness of their belief is supported by the fact that
although Bock told Smith the meeting was not a Weingarten
type meeting, the meeting digressed into a discussion of the
accuracy of Respondent’s calculation of Smith’s productivity.
Bock encouraged Smith to make his own story count, leaving
open further investigation into Smith’s productivity. The Board
has held that where an employer informs an employee of a
disciplinary action and then questions the employee to seek
information to bolster that decision, the employee’s right to
representation applies. Becker Group, Inc., 329 NLRB 103
(1999).
I conclude that Smith, Sur, Ing, and Loos were engaged in
concerted activity on March 3, 2006.
Respondent had no policy prohibiting making secret record-
ings on March 3, 2006. In Williamhouse of California, Inc.,
HAWAII TRIBUNE HERALD
675
317 NLRB 699 fn. 1 and JD fn. 2 (1995), the Board found sur-
reptitious tapes admissible in evidence. See also McAllister
Bros. Inc., 278 NLRB 601 fn. 2 (1986). In Opryland Hotel,
323 NLRB 723 fn. 3 (1997), the Board suggests that where the
General Counsel has established a prima facie case of discrimi-
nation, in the absence of a policy or practice prohibiting em-
ployees from making secret recordings at work, an employer
cannot justify its termination of an employee for making re-
cordings in the workplace. The Board stated at footnote 3 re-
garding termination of an employee for making secret record-
ings in the workplace:
And in the absence of such rule, practice, or prohibition, we
do not find-as does our colleague-that such possession or use
constitutes misconduct that would defeat reinstatement. In our
view, Garramone’s conduct was not malum in se.
The State of Hawaii does not make it illegal to surreptitious-
ly record a conversation, as long as one of the participants is
aware of the recording.38
The cases cited by Respondent for the proposition that secret
recording is not protected activity and thus a valid reason for
termination are not apposite as none of those cases dealt with
an interpretation of concerted activity under the Act but in-
volved a host of other statutes including Title VII. Dana Corp.,
318 NLRB 312 (1995), cited by Respondent, is also inapposite
as it neither deals with secret recording nor with whether re-
cording constituted concerted activity. Contrary to Respond-
ent’s assertion, the Board in Sam’s Club, 342 NLRB 620
(2004), did not find surreptitious taping to be unprotected activ-
ity. Rather, the administrative law judge simply found that
under the circumstances of the case the employee’s secret tap-
ing was not concerted activity.
I conclude that no employer policy or law was violated when
Smith made the secret recording of his March 3, 2006 meeting
with Bock. Moreover, under current Board law there is nothing
improper per se about making a surreptitious recording. I con-
clude that the secret recording of Smith’s meeting with Bock
was protected by Section 7 of the Act.
Respondent contends the questioning of Smith, Sur, Ing, and
Loos was part of a legitimate investigation. As noted above in
Bridgestone Firestone South Carolina and United Services
Automobile Assn., for an employer’s interrogation to be part of
a legitimate investigation it must be entirely consistent with
the policy being investigated, the employer must make rea-
sonable efforts to circumscribe its questioning to avoid un-
necessarily prying into the employee’s union views, the
limitations on the employer’s inquiry must be clearly com-
municated to the employee and the employer must be inves-
tigating employee violation of a lawful policy that has been
disseminated to employees.
On March 9, 2006, Bock questioned Sur, Smith, Ing, and
Loos concerning Smith’s surreptitious recording of his March
3, 2006 meeting with Bock.
Bock’s meeting with Sur included the following questions by
Bock:
38 Haw. Rev. Stat. sec. 803-42(b)(4).
Bock admitted that he asked Sur if he was aware a recording
was made of his meeting with Smith. Bock asked whose re-
corder was it and whose idea it was. After having a witness
come into the meeting, Bock again asked Sur if he gave Smith
the recorder. Bock asked why Sur gave Smith the recorder.
Bock asked who else was involved in deciding to make the
recording. Bock asked if Loos or Ing were involved. Bock
asked where the recorder was located and what led up to Sur’s
discussion with Smith.
Bock’s interrogation of Smith included the following ques-
tions:
Bock asked Smith if he had recorded their March 3, 2006
meeting. Bock asked Smith why he had recorded the meet-
ing. Bock asked who gave Smith the recorder, whose record-
er it was and whose idea it was to use the recorder. Bock
asked where the recorder was now located and what he in-
tended to do with the recorder.
During Ing’s interview Bock asked Ing:
What his involvement was in the secret recording of Bock’s
meeting with Smith and whether Ing had given Smith advice
about how to use or conceal the recorder. Bock asked if Ing
gave Smith any advice about using the recorder. Bock then
asked Ing and his witness Maria Ella if they were concealing
recording devices.
When Bock met with Loos he asked:
What she knew about a secret recording of him made last
week. Bock asked what Loos’ involvement was. Bock asked
Loos if it was Sur or Smith’s idea to use the recorder and if
she tried to talk Smith out of making the recording. When
Loos replied she had not tried to talk Smith out of the record-
ing, Bock asked why. Bock asked Loos if anyone in the
newsroom disagreed with making secret recordings. Bock
asked if Loos was using a recorder at this meeting and if she
had ever tape recorded a meeting with him.
Having found that the activities of Smith, Sur, Ing, and Loos
were protected/concerted activities, when Respondent ques-
tioned them about their and their coworkers’ protected/con-
certed activities in the absence of any policy or practice pro-
scribing making secret tapes in the workplace, Respondent
engaged in interrogation designed to discover who was engaged
in protected/concerted activity and violated Section 8(a)(1) of
the Act. United Services Automobile Assn., supra. Further,
Respondent failed to make reasonable efforts to circumscribe
its questioning to avoid unnecessarily prying into the em-
ployee’s union and protected/concerted activities and failed
to clearly communicate to the employees the limitations on
the employer’s inquiry. Bridgestone Firestone South Carolina
and United Services Automobile Assn., supra.
I find that the interrogations of Sur, Smith, Ing, and Loos vi-
olated Section 8(a)(1) of the Act.
c. The March 27, 2006 interrogation of Smith
Paragraph 10(c) of the consolidated complaint alleges that on
March 27, 2006, Bock interrogated employees concerning their
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
676
union and concerted activities and the union and concerted
activities of other employees.
During Smith’s March 27, 2006 meeting with Bock and Ca-
hill at the Hilo Hawaiian Hotel, Bock asked Smith when he
gave the recorder to the Union, to whom he had given the re-
corder, if Sur had given him permission to give the recorder to
the Union and whether Smith had recorded any prior meetings
or if anyone else had recorded meetings.
The questions Bock put to Smith were designed to elicit in-
formation concerning his and others protected/concerted activi-
ty. For the reasons set forth above, I find this interrogation
violated Section 8(a)(1) of the Act.
d. The disparate enforcement of respondent’s
security policy
Paragraph 11 of the consolidated complaint alleges that on
October 18, 2005, Respondent enforced its internal security
policy regarding access to its premises selectively and dispar-
ately by requiring union representatives to obtain permission of
Respondent’s management to access Respondent’s facility
while permitting other nonemployees to access Respondent’s
facility without the permission of Respondent’s management.
As noted above, Respondent’s security policy had no re-
quirement for prior management approval of the entry of “other
organizations” into Respondent’s facility and is at best ambigu-
ous as to the location where “other organizations” may meet
with employees. Respondent’s interpretation of its security
policy was also not enforced as to the entry of family, friends,
and vendors into the newsroom. Friends, family, and vendors
were regularly given access to the newsroom without prior
management approval.
There is no dispute that on October 18, 2005, Bock enforced
Respondent’s security policy in a manner that prohibited access
by union representatives to its newsroom in Hilo without prior
management approval.
Respondent contends that there was no disparate enforce-
ment of its security policy because while family and friends
were admitted to the newsroom, there is no evidence that other
organizations were allowed access.
In Register-Guard, 351 NLRB 1110, 1122 (2007), a majority
of Chairman Battista and Members Kirsanow and Schaumber
with Members Liebman and Walsh dissenting reversed a long
line of Board cases dealing with discriminatory enforcement of
work rules. Citing two 7th Circuit decisions39 the Board adopt-
ed a new standard for determining if an employer’s discrimina-
tory enforcement of work rules violates Section 8(a)(1) of the
Act. The Board held it would no longer be sufficient to show
that an employer merely disparately enforced its rules but it
must be shown that, “. . . unlawful discrimination consists of
disparate treatment of activities or communications of a
similar character because of their union or other Section 7-
protected status, and we shall apply this view in the present
case and in future cases.”40 In an attempt to define what
constitutes similar activities the Board elaborated:
39 349 F.3d 968 (7th Cir. 2003); and 49 F.3d 317 (7th Cir. 1995).
40 351 NLRB at 1122.
For example, an employer clearly would violate the Act if
it permitted employees to use e-mail to solicit for one un-
ion but not another, or if it permitted solicitation by anti-
union employees but not by prounion employees.[FN17] In
either case, the employer has drawn a line between permit-
ted and prohibited activities on Section 7 grounds. How-
ever, nothing in the Act prohibits an employer from draw-
ing lines on a non-Section 7 basis. That is, an employer
may draw a line between charitable solicitations and non-
charitable solicitations, between solicitations of a personal
nature (e.g., a car for sale) and solicitations for the com-
mercial sale of a product (e.g., Avon products), between
invitations for an organization and invitations of a personal
nature, between solicitations and mere talk, and between
business-related use and non business-related use. [Id. at
12.]
In NLRB v. Babcock & Wilcox Co., 351 U.S. 105 (1956), the
Supreme Court held that an employer could preclude access to
non employee union organizers from its parking lot if the em-
ployer does not discriminate against the union by allowing
other nonemployees to distribute items in the parking lot. The
Board has held that Babcock & Wilcox and Lechmere41 do not
protect an employer who discriminates and permits access to
other group but not to a union. Big Y Foods, 315 NLRB 1083
(1994); Victory Markets, 322 NLRB 17 (1996); Salmon Run
Shopping Center, LLC, 348 NLRB 658 (2006).
Respondent’s assertion that Register-Guard controls this
case begs the question since there was no requirement that any-
one get prior management approval for access to Respondent’s
newsroom. Here, the discrimination was not entirely in the
disparate enforcement of the security policy as in Register
Guard. In the instant case, Respondent’s written security poli-
cy did not require prior management approval for “outside or-
ganizations” to meet with employees. At best it was ambiguous
as to where those meetings could take place. Under these cir-
cumstances, Respondent’s imposition of the requirement that
the Union get prior management approval to access is contrary
to its own security policy, amounting to a discriminatory en-
forcement of the security policy.
Even under a Register Guard analysis of the disparate en-
forcement of the security policy, Respondent has discriminated
against the Union. Even the Seventh Circuit recognized that
if an employer allowed notices for anything except unions,
“that is anti-union discrimination by anyone’s definition.”42
The requirement of prior management approval has been ap-
plied only against the Union. Respondent did not enforce its
interpretation of its security policy and permitted all visitors
entry into its facility without prior approval of management.
By requiring the Union to get prior management approval be-
fore gaining access to its facility, Respondent has discriminated
against the Union in violation of its own policy in violation of
Section 8(a)(1) of the Act.
41 Lechmere, Inc. v. NLRB, 502 U.S. 527 (1992).
42 49 F.3d 319, 321 (7th Cir. 1995).
HAWAII TRIBUNE HERALD
677
e. The October 21, 2005 interrogation of Nako
Paragraph 12(a) of the consolidated complaint alleges that on
October 21, 2005, Crawford interrogated employees about their
union activities and about the union activities of other employ-
ees.
At the October 21, 2005 meeting in Circulation Director
Crawford’s office with editor Bock and Smith present, Craw-
ford questioned Nako about Nakakura’s presence in Respond-
ent’s facility on October 18. Crawford asked Nako a series of
questions including: What happened? Why did you let
Nakakura in? If she knew Nakakura was coming into the build-
ing? If Bishop knew Nakakura was coming into the building?
If this was to challenge Bock? If Nakakura was at Respond-
ent’s facility to meet anyone? Why Nakakura had come? If
Nakakura was meeting with anyone specifically? If Nakakura
was there to meet with any department? Which department? If
there was any reason why Nakakura was meeting with the cir-
culation department employees? Why Nakakura called her?
What the note was about? If the note could have been sent
through the mail and whether Nako intended to challenge the
company policy regarding meeting with union officials on
company property?
As noted above, Respondent had no policy requiring prior
management permission for outside organizations to enter its
premises. Moreover, the security policy was discriminatorily
applied to the Union. Crawford’s interrogation of Nako on
October 21, has as its object the discovery of her and others’
union activities and is prohibited by Section 8(a)(1) of the Act.
United Services Automobile Assn., supra; Bridgestone Fire-
stone South Carolina, supra.
f. The January and February 2006 interrogations
of Nako
Paragraphs 12(b) and (c) of the consolidated complaint al-
leges that in early January 2006 and early February Crawford
interrogated employees about their union activities.
In early January 2006, Crawford said she wanted to be sure
Nako was aware the Union had filed a grievance on her behalf
concerning her warning. Crawford explained how complex and
lengthy the grievance process could be and that she would have
to give testimony before a judge. Crawford said that the Union
could not file a grievance without her consent.
The January 2006 conversation with Crawford is not interro-
gation. Crawford simply informed Nako that a grievance was a
complex process. I will dismiss this allegation.
Again in early February 2006, in Crawford’s office Crawford
told Nako that he had spoken with Union Administrator Cahill
and wanted to know why the Union was pursuing Nako’s
grievance if she acknowledged responsibility. Crawford asked
Nako if she knew what was going on. Crawford then said,
“The Union couldn’t file a grievance if you told them not to.”
Crawford asked why Nako, “. . . had allowed them (Union) to
file a grievance if (Nako) accepted (her) discipline?” Nako
said she would look into it.
Having previously found that Respondent had no valid basis
for questioning Nako concerning the circumstances surround-
ing her admission of Union Representative Nakakura into Re-
spondent’s facility, it follows that his inquiry into the Union’s
handling of her grievance is an unwarranted attempt to discover
Nako’s union activity and violates Section 8(a)(1) of the Act as
alleged in paragraph 12(c) of the complaint.
g. The March 9, 2006 creation of the impression
of surveillance
Paragraph 13 of the consolidated complaint alleges that on
March 9, 2006, Bock created the impression among its employ-
ees that their union and/or concerted activities were under sur-
veillance by Respondent.
In Promedica Health Systems, Inc., 343 NLRB 1351, 1352
(2004), the Board reaffirmed long held Board law that an em-
ployer who creates the impression employees’ protected/con-
certed activities are under surveillance violates Section 8(a)(1)
of the Act.
The Board’s test for determining if an employer has created
an impression of surveillance is:
[W]hether the employee would reasonably assume from the
statement in question that his union activities had been placed
under surveillance [citation omitted]. [U.S. Coachworks,
Inc., 334 NLRB 955, 958 (2001).]
The Board has found that a supervisor’s statement that “it’s
an open secret that you’ve joined the Union.” Daikichi Sushi,
335 NLRB 622, 623 (2001); that she had “heard that there
was a list circulating with 80 names,” Martech MDI, 331
NLRB 487 fn. 4 (2000); that he had “heard” rumors about the
employee’s union activity; Flexsteel Industries, 311 NLRB 257
(1993); asking employee Barnes how the conversations went
that he and other employees had had with union organizers on
the roof at the Birney school earlier that day, In re Fred’k
Wallace & Son, Inc., 331 NLRB 914 (2000); that “I know
you are the one that is disbursing Union cards out.” U.S.
Coachworks, Inc., 334 NLRB 955, 958 (2001), all ctreated
the impression employees’ union activities were under sur-
veillance in violation of Section 8(a)(1) of the Act.
Counsel for the General Counsel contends that the state-
ments made by Bock to employees during the March 9, 2006
interrogations created the impression their protected concerted
activities were under surveillance.
Respondent takes the position that there was no impression
of surveillance conveyed by Respondent since the employees
questioned by Bock on March 9 knew that Karen Welsh had
informed Bock of Smith’s secret recording.
In this regard, Smith said he had seen fellow reporter Welsh
in Bock’s office prior to Bock’s meeting with Sur on March 9,
2006. Sur was the first of the four employees questioned on
March 9, followed by Smith, Ing, and Loos. Smith added that
at the time of the meeting with Bock, he did not know how
Bock found out about the recording. Sur also testified he did
not know how Bock found out about the recording. However,
Ing said that on March 9 he knew how Respondent had found
out about the recording because when Smith left Bock’s office
after the March 9 meeting Smith pointed to Welsh’s cubicle
and said, “The walls have ears.” Smith added, “It’s obvious,
Karen Welsh told him. She has to be the one.”
Contrary to Smith’s testimony, it is clear that he knew who
had informed Bock of the secret recording. Given the proximi-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
678
ty of the four employees’ workspaces to each other on March 9
as well as Smith’s declaration that it was Welsh who had in-
formed on them, it is unlikely that the four employees could
have reasonably assumed that their protected/concerted activi-
ties had been spied upon by Respondent. Rather, the four em-
ployees involved knew that welsh had been the informant. U.S.
Coachworks, Inc., supra. I will dismiss this allegation of the
complaint.
h. The rule prohibiting wearing union buttons
Paragraph 14(a) of the consolidated complaint alleges that on
October 31, 2005, Respondent, by letter, discriminatorily pro-
hibited employees from wearing a union button.
While working, an employee’s right to wear and display un-
ion insignia is protected by Section 7 of the Act. Republic Avi-
ation Inc. v. NLRB, 324 U.S. 793 (1945); Albertson’s Inc., 319
NLRB 93, 102 (1995). This right is balanced against an em-
ployer’s right to operate its business. An employee’s right to
wear insignia can be limited or prohibited only if the employer
can show such a ban on Section 7 rights is mandated by “spe-
cial circumstances.” Mack’s Supermarkets, 288 NLRB 1082,
1098 (1988). Such special circumstances include employee
safety, protecting the employer’s product or image, and ensur-
ing harmonious employee relations. Nordstrom, Inc., 264
NLRB 698, 700 (1982). Mere exposure of customers to union
insignia does not constitute a special circumstance. Flamingo
Hilton-Laughlin, 330 NLRB 287 (1999).
In the Register-Guard, 351 NLRB at 1110 fn. 2, a case in-
volving newspaper employees, the Board found that the Re-
spondent violated Section 8(a)(1) of the Act by maintaining an
overly broad rule prohibiting employees from wearing or dis-
playing union insignia while working with the public. The
Board agreed with the judge that the Respondent failed to show
special circumstances for the rule.
In Register-Guard the administrative law judge found that:
Respondent has failed to show any special circumstance that
would justify its ban on Kangail’s armband and placard in his
auto while dealing with the public. Thus, no probative evi-
dence was adduced that Kangail’s display adversely affected
Respondent’s business, employee safety, or employee disci-
pline. Moreover, Respondent’s vague, unwritten insignia pol-
icy has not been enforced in a wide variety of other situations.
District managers wore insignia, including baseball caps and
shirts with various logos, while dealing with the public. I find
that by promulgating and enforcing its unwritten insignia rule
prohibiting the display of union insignia in December 2000,
Respondent violated Section 8(a)(1) of the Act.
Respondent takes the position that the Bishop Button is not
union paraphernalia as it bore no union insignia and Respond-
ent had no idea of the button’s purpose. Further, Respondent
contends the buttons are not protected as they have no connec-
tion to a labor dispute or protected concerted activity and
amount to self help and picketing.
The initial determination is whether employees who wore a
button protesting Bishop’s suspension were wearing union
paraphernalia protected under Republic Aviation. Respondent
would limit the holding in Republic Aviation to only those rules
which prohibit union paraphernalia. However, that narrow
reading of Republic Aviation would fly in the face of the
Court’s rationale grounded in Section 7 of the Act which guar-
antees, inter alia, the right to engage in concerted activities for
the purpose of other mutual aid or protection. Thus, while the
Respondent’s employees wore buttons which bore no union
insignia, it is clear that the buttons they wore were a protest of
Bishop’s suspension and were an expression of their exercise of
their rights guaranteed in Section 7 of the Act to engage in
concerted activity for their mutual aid or protection.
Respondent’s contention that wearing the buttons was unpro-
tected picketing or self-help is unsupported by the case law.
Five Star Transportation, Inc., 349 NLRB 342, 344 (2007), is
not apposite to the facts of this case as it does not involve a
Republic Aviation situation.
A cursory look at the button in question establishes its pur-
pose. The button was a request by Respondent’s employees to
return Bishop to work. The buttons said on their face, “Bring
Hunter Back.” Respondent’s position that it was unaware of
the purpose of the buttons, is not supported by the evidence.
I find that the wearing of buttons supporting Bishop was pro-
tected/ concerted activity under Republic Aviation.
Shortly after employees wore a button in support of Bishop,
Dixon issued a November 1, 2005 memo prohibiting the wear-
ing of the pins at work.
The record reflects that prior to the memo, employees wore
various buttons during working hours, including American
flags, breast cancer awareness pins, Red Cross pins, and vari-
ous holiday pins. In addition, employees have worn T-shirts on
working time with union logos and the words “A fair contract.
Nothing less.” In addition, Respondent appears to have no
dress code policy and permits wearing jeans and flip flops
(slippers). No evidence was adduced that the wearing of but-
tons at or away from Respondent’s facility adversely affected
Respondent’s business, employee safety, or employee disci-
pline.
I find that the policy promulgated and maintained by Re-
spondent since November 1, 2005, was justified by no special
circumstances and violated Section 8(a)(1) of the Act. Register-
Guard, supra.
i. The rule prohibiting wearing armbands
Paragraph 14(b) of the consolidated complaint alleges that
on March 13, 2006, Respondent, by letter, discriminatorily
prohibited employees from wearing union paraphernalia.
Respondent’s employees in the circulation department de-
cided to do something to protest Smith’s termination. They
went to the union office in Hilo and decided to make red arm-
bands to wear as a sign of support for Smith. The employees in
the advertising department wore the armbands protesting the
suspension of Smith to a meeting the morning of March 13,
2006, in the presence of Sledge. Around 11:30 a.m., the adver-
tising employees were given a letter from Dixon prohibiting
wearing of armbands on working time. There is no evidence
Respondent was aware of the armband’s purpose. There was
no evidence offered to establish the wearing of these armbands
adversely affected Respondent’s business, employee safety, or
employee discipline.
HAWAII TRIBUNE HERALD
679
Respondent contends that this allegation should be dismissed
since there is no evidence Respondent was aware of the pur-
pose of the armbands.
Respondent has no dress code. It has never banned employ-
ees wearing a variety of pins and buttons until Dixon unlawful-
ly banned the Bishop buttons. The fact that the armbands were
worn within days of Smith’s suspension together with the ab-
sence of evidence that Respondent has banned buttons or other
items of apparel, leads to the inference that the Respondent was
aware that the armbands were a protest of Smith’s suspension.
In the absence of evidence that wearing the armbands adversely
affected Respondent’s business, employee safety, or employee
discipline, I find that the Dixon ban on the red armbands was to
discourage its employees exercise of their protected concerted
activity in violation of Section 8(a)(1) of the Act.
j. The rule prohibiting making surreptitious recordings
Paragraph 15(a) of the consolidated complaint alleges that on
March 15, 2006, Respondent, by letter promulgated and has
maintained an overbroad rule prohibiting the making of surrep-
titious audio recordings.
On March 15, 2006, Publisher Dixon issued a letter to em-
ployees prohibiting the making of secret audio recordings. This
was the first time Respondent had issued a policy regarding
surreptitious voice recordings.
Counsel for the General Counsel contends that Respondent
cannot promulgate a rule prohibiting all secret recording if that
would restrict employees’ exercise of Section 7 rights.
Respondent argues that surreptitious recording is not protect-
ed activity.
In assessing the validity of a work rule, the Board in Sta-
nadyne Automotive Corp., 345 NLRB 85, 86–87 (2005), held
that it first considers “whether the rule explicitly restricts activi-
ties protected by Section 7.” If the rule does not explicitly re-
strict Section 7 activities then the violation depends on showing
either that employees would reasonably consider the rule to
limit Section 7 activity, that the rule was issued in response to
Section 7 activity or that the rule has been applied to restrict the
exercise of Section 7 activity.
I have previously found that Smith’s secret recording of the
Bock meeting is not unprotected but was protected/concerted
activity because it was group action for the purpose of mutual
aid
and
protection,
namely
safeguarding
employees’
Weingarten rights. There is no dispute that the publication of
the rule on March 15, 2006, was in direct response to employ-
ees’ exercise of their rights to engage in concerted activity un-
der Section 7 of the Act. Respondent’s rule was an attempt to
restrict its employees’ exercise of their Section 7 rights and
violated Section 8(a)(1) of the Act.
2. The 8(a)(3) allegations
Section 8(a)(3) of the Act prohibits employers from discrim-
inating in regard to an employee’s, “tenure of employment . . .
to encourage or discourage membership in any labor organiza-
tion.”43
In 8(a)(3) cases the employer’s motivation is frequently in
issue, therefore, the Board applies a causation test to resolve
43 29 U.S.C. § 158(a)(3).
such questions. Wright Line, 251 NLRB 1083, 1088 (1980).
The Wright Line test requires the General Counsel to make a
prima facie showing sufficient to support an inference that the
employee’s protected conduct motivated the employer’s ad-
verse action. “The critical elements of discrimination cases are
protected activity known to the employer and hostility toward
the protected activity.” Western Plant Services, Inc., 322
NLRB 183, 194 (1996). Although not conclusive, timing is
usually a significant element in finding a prima facie case of
discrimination. Id. at 194. In dual motivation cases, once the
General Counsel has established a prima facie case the burden
shifts to Respondent to show that it would have disciplined the
employee even in the absence of protected activity.
a. The Nako warning
Paragraph 16(a) of the consolidated complaint alleges that on
October 26, 2005, Respondent issued a written warning to
Nako.
On October 26, 2005, Crawford handed Nako a written
warning for allowing Union Representative Nakakura into Re-
spondent’s building without management’s permission. The
warning states further that if this type of misconduct occurred
again, there would be further discipline.
There is no doubt that Nako was engaged in union activity
when she met with Nakakura. As a result of its unlawful inter-
rogation, Crawford and Bock discovered that Nako’s purpose in
allowing Nakakura into Respondent’s facility was to give him a
note that dealt with union business. Nako was disciplined for
violating Respondent’s security policy. However, that policy
does not require prior management permission for nonemploy-
ees or union representatives to enter Respondent’s facility.
Since there was no valid basis for Respondent’s discipline of
Nako, I find that the Respondent’s real reason for the discipline
was Nako’s union activity. I find that in issuing the warning to
Nako, Respondent violated Section 8(a)(1) and (3) of the Act.
b. The Bishop suspension and termination
Paragraph 16(b) of the consolidated complaint alleges that
on October 19, 2005, Respondent suspended Bishop and para-
graph 16(c) of the consolidated complaint alleges that on Octo-
ber 27, 2005, Respondent discharged Bishop.
On October 19, 2005, Bock told Bishop that Bishop’s con-
duct on October 18 was insubordinate and he was being sus-
pended without pay. Bock said Bishop had been warned about
this in the past and that there would be a further investigation.
On October 29, 2005, Bishop received a letter from Bock,
dated October 27, 2005, stating that he had been terminated
because of his misconduct on October 18, 2005.
Counsel for the General Counsel contends that Bishop was
suspended and discharged for engaging in his duties a union
shop steward.
Respondent contends that Bishop was suspended and termi-
nated due to his insubordinate and disrespectful conduct toward
Bock.
Respondent’s contention that Bishop was not engaged in his
capacity as a union representative is not supported by the evi-
dence. The record establishes that Nako indicated she wanted
Bishop present in her meeting with Bock. As a union steward,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
680
Bishop was fulfilling his union duties toward Nako in seeking
to be present during what turned out to be a Weingarten inves-
tigative meeting. The Board has held that a union representa-
tive must be provided the opportunity to give advice and active
assistance to a represented employee in a Weingarten interview.
Washoe Medical Center, 348 NLRB 361 (2006). I find that
Bishop was engaged in union and protected/concerted activity
during his confrontation with Bock.
Since Respondent contends that Bishop’s conduct while en-
gaged in his duties as shop steward were insubordinate and
disrespectful an review of Board law concerning employee
conduct while engaged in protected activity is in order.
The Board has repeatedly held that strong, profane, and foul
language, or what is normally considered discourteous conduct,
while engaged in protected activity, does not justify disciplin-
ing an employee acting in a representative capacity. Max Fac-
tor & Co., 239 NLRB 804, 818 (1978); Postal Service, 250
NLRB 4 (1980).
A member of a union grievance committee lost his temper
during a grievance discussion and called the plant superinten-
dent a “horse’s ass.” This conduct, however, was not found to
be so egregious that the committee person lost the protection of
the Act. NLRB v. Thor Power Tool Co., 351 F.2d 584, 587 (7th
Cir. 1965).
A union steward who spoke out at an employee meeting and
told his employer that he could not make unilateral changes
was disciplined for engaging in insubordinate, disorderly, an-
tagonistic, disrespectful conduct, and disturbing and interfering
with associates. The Board affirmed the administrative law
judge who found that the Steward’s discipline violated Section
8(a)(3) of the Act. Noble Metal Processing, Inc., 346 NLRB
795, 800 (2006).
An employee’s “disrespectful, angry, and shocking out-
bursts” toward his manager and president occurred in the con-
text of concerted activities and did remove the employee from
the protection of the Act. Lana Blackwell Trucking, LLC, 342
NLRB 1059, 1065 (2004).
An employee’s conduct in raising a collective-bargaining is-
sue did not take him outside the protection of the Act. While
the Board noted that the employee’s behavior was rude and
disrespectful in calling his supervisor a “fucking liar,” his con-
duct was not so “out of line” as to remove him from the protec-
tion of the Act. Union Carbide Corp., 331 NLRB 356 (2000).
A union bargaining committeeman called the employer’s
president a son-of-a-bitch and threatened to discredit the presi-
dent’s personal reputation as he protested a vacation pay issue.
The Board affirmed the administrative law judge who found
that despite the employer’s contentions that the conduct was
insubordinate, disrespectful, and belligerent, the conduct was
nonetheless protected concerted activity and protected by Sec-
tion 7 of the Act. Severance Tool Industries, 301 NLRB 1166,
1170 (1991).
A union steward who pointed his finger angrily at the em-
ployer’s representative and threatened him with an unspecified
“problem” if employees’ grievances were not remedied was not
found sufficiently egregious to remove the protections of the
Act. Syn-Tech Window Systems, 294 NLRB 791 (1989).
The Board has articulated the factors to be balanced in de-
termining whether an employee’s concerted protected activity
loses the protection of the Act due to opprobrious conduct. The
factors are: (1) the place of the discussion; (2) the subject mat-
ter of the discussion; (3) the nature of the outburst; and (4)
whether the outburst was provoked by unfair labor practices.
Atlantic Steel Co., 245 NLRB 814 (1979).
In applying the above precedents in this case, it is noted that
the confrontation took place in the newsroom, a large open area
where employees were working but there is no evidence that
they were prevented from performing their jobs as a result of
this incident. Clearly, the subject matter of the discussion be-
tween Bishop and Bock involved protected activity. While
Bishop challenged Bock in order to determine whether Nako
was entitled to have a Weingarten representative in her meeting
with Bock, there is no evidence that Bishop challenged Bock’s
authority to conduct the meeting with Nako. Bishop did not
force his way into the meeting between Bock and Nako but
accepted his exclusion by Bock and walked away from the
confrontation.
As to Respondent’s contention that Bishop was rude and in-
subordinate to Bock, the record reflects that after Nako request-
ed his presence, Bishop again and again attempted to find out
from Bock if the meeting would be one that triggered what he
thought were Nako’s Weingarten rights. Bock repeatedly told
Bishop it was none of his business. I have previously found
that on October 18, 2005, while Bishop’s tone of voice was
forceful and even raised with Bock, Bishop did not yell at
Bock. No profanity was used by Bishop and there is no evi-
dence that Bishop in any way threatened Bock.
While Bishop confronted Bock concerning the nature of his
meeting with Nako, there is no allegation that Respondent en-
gaged in a violation of Section 8(a)(1) of the Act in denying
Nako a Weingarten representative. However, it appears that in
fact the meeting with Nako proved to be an investigative meet-
ing that led to her discipline. Thus, Bock asked Nako why she
had let Nakakura into the building and if Nako knew that union
officials were not allowed on company property. Thus, Bish-
op’s confrontation with Bock occurred under circumstances
where Nako was denied a Weingarten representative. Accord-
ingly, there is evidence that Bishop’s comments and conduct
were provoked by unfair labor practices.
The overall record does not demonstrate that Bishop’s con-
duct on October 18 was so egregious as to be considered inde-
fensible. As noted above, the Board has allowed a degree of
latitude in circumstances where employees are engaged in al-
legedly inappropriate, yet protected activities. I find that Bish-
op’s conduct on October 18, 2005, was not so opprobrious as to
remove his protected/concerted and union conduct from the
protection of the Act. Atlantic Steel Co., supra.
c. Bishop’s postdischarge conduct
Respondent also contends that after his termination, it dis-
covered evidence of low productivity that would have warrant-
ed Bishop’s discharge that warrants denying him reinstatement.
HAWAII TRIBUNE HERALD
681
(1). The alleged evidence of low productivity
In Berkshire Farm Center & Services for Youth, 333
NLRB 367 (2001), the Board held reinstatement and back-
pay may be denied to an unlawfully discharged employee if
an employer can show it discovered conduct after discharge
that would have resulted in a lawful discharge. In such a
case “reinstatement is not ordered and backpay is terminated
on the date that the employer first acquired knowledge of
the misconduct. Marshall Durbin Poultry Co., 310 NLRB
68, 70 (1993); John Cuneo, Inc., 298 NLRB 856 [, 856]–
857 (1990).”
The findings and award of Arbitrator Kenneth Perea44
disclose that Bishop had previously been counseled about his
low productivity in May 2002 and September 2003, that he
received a warning for low production in October 2003, when
his production was .4 stories per week less than Armstrong, and
that he was suspended for low production on May 6, 2004,
when he produced 15 fewer stories than Armstrong during the
17 week period October 2003 to February 2004. According to
Bock, after Bishop’s discharge on October 27, 2005, it was
discovered Bishop was producing .81 stories per day at the time
the standard was one story per day.
The record also reflects that reporter Armstrong had been
counseled for low production in September 2003, March 2004,
and March 2006. There is no evidence that Armstrong was
disciplined following his counseling in 2003, 2004, or 2006.
After Respondent closely monitored Bishop’s story count
from May 2002 to May 2004, resulting in warnings and a sus-
pension, Respondent would have me believe that for the 18
months from May 6, 2004, to October 27, 2005, it had no idea
of Bishop’s productivity. I find this contention implausible. I
find it more likely that Respondent was well aware of Bishop’s
productivity at the time he was discharged and did not find it a
basis for his termination. The “discovery” of Bishop’s low
productivity after his termination is a belatedly discovered pre-
text for Bishop’s discharge.
(2). The alleged disparagement of Respondent’s newspaper
Respondent contends that after his termination, Bishop en-
gaged in disparagement of Respondent’s newspaper in his blog
and at a meeting at the University of Hawaii that precludes
reinstatement.
An individual that engages in protected/concerted activity
under Section 7 of the Act may lose that protection under cer-
tain circumstances. The Supreme Court in NLRB v. Electrical
Workers Local 1229 (Jefferson Standard), 346 U.S. 464 (1953),
held that employee conduct involving a disparagement of an
employer’s product, rather than publicizing a labor dispute, is
not protected. The leaflet found unprotected in Jefferson
Standard was an employee handbill that contained an attack on
the quality of the employer’s television broadcasts and man-
agement policies without reference to a labor dispute or to
wages, hours, or working conditions. Likewise, in Sahara Dat-
sun, 278 NLRB 1044 (1986), the Board found that an employ-
ee’s statements that the employer falsified customer credit ap-
44 R. Exhs. 321–322.
plications, which were made to the bank that granted financing
to the employer’s customers, were unprotected. The Board
found that the statements, although related to terms and condi-
tions of employment, were, nevertheless, unsubstantiated asser-
tions that could have ruined a longstanding business relation-
ship based on trust and fair dealing.
On the other hand, the Board in Veeder-Root Co., 237 NLRB
1175 (1978), found that employee literature did not lose the
protection of the act because it was false, misleading or inaccu-
rate, provided that the statements were not deliberately or mali-
ciously false or made with reckless disregard for the truth. The
Board has also found that employee action is protected whether
or not employees were reasonable or correct in a good-faith
belief. Fredericksburg Glass & Mirror, 323 NLRB 165, 179
(1997).
The Board’s decision in New York University Medical Cen-
ter, 261 NLRB 822, 824 (1982), reflects how the Board applied
this standard. In that case, the Board found that the statement,
“[T]he NYU bosses have turned their security guards into a
fascist gestapo illegally searching workers and firing them,”
was not deliberately or maliciously false because it was based
on employee reports that the employer’s guards were searching
black and Hispanic employees. See also Alaska Pulp, 296
NLRB 1260 (1989) (references offensive to Japanese culture);
Felix Industries, 331 NLRB 144 (2000); and CKS Tool & En-
gineering, Inc., 332 NLRB 1578 (2000) (use of foul language
directed at a supervisor); New River Industries, 299 NLRB 773
(1990) (use of humor or sarcasm).
More recently in TNT Logistics North America, Inc., 347
NLRB 568, 569 (2006), the Board concurred that
[E]mployee appeals concerning working conditions made
to parties outside the immediate employer-employee rela-
tionship may be protected by the Act.” Endicott Intercon-
nect Technologies, 345 NLRB [448, 450] No. 28, slip op.
at 3 (2005). However, such communications are not pro-
tected without limit, and will lose the protection of the Act
if maliciously false, i.e., statements made with knowledge
of their falsity or with reckless disregard for their truth or
falsity”. Sprint/United Management Co., 339 NLRB 1012,
1018 (2003). Such communications may also lose protec-
tion where they constitute a “public disparagement of the
employer’s product or [an] undermining of its reputation.”
Veeder-Root Co., 237 NLRB 1175 (1978).
There is no dispute that at a meeting at on December 6,
2005, at the student center at the University of Hawaii, Hilo
campus Bishop claimed that Respondent failed to adequately
staff the newsroom, causing faxes and mail to pile up.
In addition, after his termination, Bishop wrote an internet
blog in which he commented on Respondent’s failure to sup-
port its photographer, its apparent lack of interest in reporting
all that was happening in the community, its silence on the
issues of journalism and First Amendment rights, and its stories
in the Hawaii Tribune-Herald for failing to mention a judicial
ruling, and for not challenging facts given by sources.
I have previously found that Bishop was terminated for en-
gaging in protected/concerted and union activities. The ques-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
682
tion is whether Bishop’s subsequent actions justify losing the
protection of the Act. Here, there is no evidence that Bishop’s
comments at the University of Hawaii or in his blog were
maliciously false, i.e., statements made with knowledge of
their falsity or with reckless disregard for their truth or falsi-
ty. TNT Logistics North America, Inc., supra. Bishop’s com-
ments in both forums do not rise to the level of disparagement
that the Board has found to justify termination. The blog com-
ments are no more than literary criticism. There is no evidence
that the comments are maliciously false or so disparaging of
Respondent’s product as to cause an undermining of its reputa-
tion.
Accordingly, I find no post termination justification for
denying Bishop reinstatement.
d. The Sur suspension
Paragraph 16(d) of the consolidated complaint alleges that
on March 9, 2006, Respondent suspended Sur.
Counsel for the General Counsel contends that Sur’s suspen-
sion was for his union and protected/concerted activity on
March 3, 2006.
With respect to what constitutes concerted activity, the
Board in Meyers Industries, 268 NLRB 493 (1984) (Meyers I),
and Meyers Industries, 281 NLRB 882 (1986) (Meyers II),
defined when an individual engages in concerted activity for
other mutual aid or protection. The Board in Meyers I, supra at
497 stated:
In general, to find an employee’s activity to be “concerted,”
we shall require that it be engaged in with or on the authority
of other employees, and not solely by and on behalf of the
employee himself. Once the activity is found to be concerted,
an 8(a)(1) violation will be found if, in addition, the employer
knew of the concerted nature of the employee’s activity, the
concerted activity was protected by the Act, and the adverse
employment action at issue (e.g., discharge) was motivated by
the employee’s protected concerted activity.
Once the General Counsel has established its prima facie
case under Meyers I and II, supra, the burden shifts to the Re-
spondent to show that the same action would have taken place
in any event. Wright Line, 251 NLRB 1083 (1980).
On March 9, 2006, Bock advised Sur he was suspended in-
definitely without pay as a result of his involvement in the
March 3, 2006 surreptitious recording. On March 10, 2006,
Bock told Sur to return to work on March 11, 2006.
I have previously found that Sur together with Smith, Ing,
and Loos were engaged in protected/concerted activity on
March 3, 2006, when they planned, discussed, and recorded
Smith’s meeting with Bock.
In addition, Sur was engaged in union activities in attempt-
ing to insure other employees’ right to a union representative in
a Weingarten interview.
I find that in suspending Sur for engaging in the secret re-
cording of the Bock-Smith meeting on March 3, 2006, Re-
spondent discriminated against Sur for engaging in protect-
ed/con-certed and union activity in violation of Section 8(a)(1)
and (3) of the Act.
e. The Smith suspension and termination
Paragraphs 16(e) and (f) of the consolidated complaint allege
that Respondent on March 9, 2006, suspended and on April 26,
2006, discharged Smith.
On March 9, 2006, Bock suspended Smith without pay be-
cause Smith had secretly recorded their meeting on March 3,
2006. After refusing to execute a form acknowledging that
surreptitious recording in the workplace was serious miscon-
duct and that further surreptitious recording would subject
Smith to discharge, on April 27, 2006, Smith received a dis-
charge letter dated April 26, 2006, from Bock.
Smith engaged in protected/concerted and union activity
when he planned, discussed and recorded his meeting with
Bock. There is no dispute that he was suspended and dis-
charged for engaging in those activities.
Respondent contends that Smith’s later insubordination gave
it additional valid grounds for his discharge. In support of this
position, Respondent points to evidence that after Smith’s
March 9, 2006 suspension he refused to turn over the recorder
to Respondent, he refused to meet with Bock and he refused to
sign the acknowledgement form attached to Bock’s April 11,
2006 letter that was a condition of his return to work.
Initially, Smith was under no obligation to furnish Respond-
ent with the recorder. Smith was engaged in protected activity
when he used the recorder to capture the Bock meeting. Ac-
cordingly, Respondent’s investigation into Smith’s protected
activity, particularly in the absence of valid policy prohibiting
secret recording, was improper.
Smith did not refuse to meet with Bock after his suspension.
In response to Bock’s directive that Smith meet and turn over
the recorder on March 17, Smith had his union representative
respond to Bock by letter. Cahill’s March 17 letter advised
Bock that he was representing Smith. Cahill stated that a
grievance would be filed and that Bock should call Cahill to set
up a meeting with Smith and Cahill.
On March 27, 2006, Smith and Cahill met with Bock and
Crawford at the Hilo Hawaiian Hotel. Bock asked if Smith
intended to make future recordings. Smith replied that he had
not been told it was improper to make recordings. Bock said he
told Smith at their last meeting that surreptitious recordings
were improper. Smith denied that making such recordings was
illegal. Bock then said that Smith had not responded to either
the March 17 or 22, 2006 letters. Cahill replied that he was
Smith’s representative and that he had replied.
On April 8, 2006, Smith received another letter from Bock.
The letter directed Smith to meet Bock on April 11, 2006, at 5
p.m. at the “front door of the newspaper.”
On April 11, 2006, at 5 p.m. Smith appeared at Respondent’s
front door. He was escorted into Bock’s office where he was
given a letter outlining Respondent’s investigation into Smith’s
recording of the March 3, 2006 meeting. Smith said that there
were errors in the letter but Bock said no changes could be
made. Smith refused to sign the acknowledgment form at-
tached to the letter admitting that surreptitious recording in the
workplace was serious misconduct and that further surreptitious
recording would subject Smith to discharge.
It is apparent that Smith did not refuse to meet with Bock.
Smith, through Cahill, responded to every request Bock made
HAWAII TRIBUNE HERALD
683
to meet. Moreover, Smith’s refusal to sign the acknowledge-
ment form, admitting that he engaged in misconduct, did not
justify Respondent’s discharge. Smith was under no obligation
to admit that his protected activity amounted to misconduct as a
condition to his continued employment.
I find that Smith’s suspension and discharge were caused by
his protected/concerted and union activities and violated Sec-
tion 8(a)(1) and (3) of the Act.
3. The 8(a)(5) allegations
Paragraphs 9(a) through (e) allege that Respondent refused
to furnish information to the Union dealing with the Bishop and
Nako grievances.
a. The Bishop information requests
The Union made multiple information requests of Respond-
ent. On October 19, 2005, the Union sent Respondent a letter
requesting the reason for Bishop’s suspension together with all
information considered by Respondent in making its decision to
discipline Bishop. In a November 3, 2005 letter, the Union
renewed its October 19 information request of Respondent and
requested five items: what Bishop did that caused Respondent
to suspend and terminate him; copies of the policies Bishop
violated; the names of employees who witnesses the event; the
names of employees Respondent interviewed in the course of
any investigation in the Bishop discipline and the information
the employee provided; and Bishop’s personnel file. At a meet-
ing on November 15, 2005, the Union orally requested what
Bishop had done to cause the company to terminate him, what
Bishop did or said that was disrespectful to supervisory authori-
ty, what he did or said that was insubordinate and what he did
or said that interfered with the employer’s right to meet with
one of its employees.
b. The Nako information request
In a November 15, 2005 letter, the Union requested any
company policies Nako violated, Nako’s statement given to
Respondent together with any material Respondent considered
in disciplining her.
The only information Respondent furnished the Union was
Bishop’s October 27, 2005 discharge letter; Bishop’s personnel
file on January 26, 2006; Dixon’s February 17, 2004 letter to
Cahill regarding Union access to Respondent’s facility; and
Dixon’s March 3, 2004 memo to employees concerning internal
security procedures as well as Bock’s oral statements that Bish-
op was fired because he was disrespectful, insubordinate, con-
frontational, and rude while Bock tried to conduct a meeting
with another employee.
c. Respondent’s defenses
Respondent contends that it furnished the Union with all the
information to which it was entitled in a timely manner, that the
Union had all the information it needed to process Bishop’s
grievance, that its information requests amount to pre-
arbitration discovery, that the Union is not entitled to witness
lists or witness statements under Anheuser Busch, Inc., 237
NLRB 982, 984 (1978), and that the Union is not entitled to
Nako’s statement since it is protected by the attorney work-
product privilege.
(1) The duty to furnish information
The Supreme Court has held that employers have a duty to
furnish relevant information to a union representative during
contract negotiations. NLRB v. Truitt Mfg. Co., 351 U.S. 149
(1956). This obligation extends beyond contract negotiations
and applies to administration of the contract, including griev-
ance processing. NLRB v. Acme Industrial Co., 385 U.S. 432
(1967); Ormet Aluminum Mill Products, 335 NLRB 788, 790
(2001). In order for the obligation to furnish information to
attach there must be a request made and the information re-
quested must be relevant to the union’s collective-bargaining
need. Saginaw Control & Engineering, 339 NLRB 541 (2003).
An ambiguous request may not be denied by an employer ra-
ther the employer is under an obligation to seek clarification.
International Protective Services, Inc., NLRB 701 (2003).
I find that the information requested by the Union in its writ-
ten requests of October 19 and November 3 and 15, 2005, and
in its oral request of November 15, 2005, were relevant and
necessary to the Union’s duty as collective-bargaining repre-
sentative.
(2) The duty to furnish witness statements
With respect to Respondent’s argument that it has no obliga-
tion to provide witness’ statements, it cites Anheuser-Busch,
Inc., 237 NLRB 982, 984 (1978), for the proposition that a
union is not entitled to receive witness statements an employer
had obtained in the course of an internal disciplinary investiga-
tion.
In Anheuser-Busch, supra, the witnesses had adopted their
statements and received assurances that their statements would
not be divulged. In this regard, the Board relied heavily upon
the rationale of the Supreme Court in NLRB v. Robbins Tire &
Rubber Co., 437 U.S. 214 (1978), where the Court found that
the FOIA did not require the Board to disclose witness state-
ments given to Board agents. The Board said the Court dis-
cussed the potential dangers of the premature release of witness
statements:
Including the risk that employers, or in some cases, unions
will coerce or intimidate employees and others who have giv-
en statements, in an effort to make them change their testimo-
ny or not testify at all. The Court also expressed concern that
witnesses may be reluctant to give statements absent assur-
ances that their statements will not be disclosed at least until
after the investigation and adjudication are complete. [Id. at
984.]
However, the Board held that the employer had an obligation
to furnish the union with the witness’ names. Anheuser-Busch,
Inc., supra at fn. 5.
Since the Anheuser-Busch decision, the Board has had occa-
sion to rule on what constitutes a “witness statement.” In New
Jersey Bell Telephone Co., 300 NLRB 42 (1990), the Board
concluded that notes made by an employer’s representative of
comments made by the employer’s customer was not a witness
statement as it had not been adopted by the customer nor did
the employer give assurances that the statement would remain
confidential.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
684
Respondent’s argument that Anheuser-Busch precludes the
disclosure of witness statements is not applicable as the facts
here are distinguishable. In Anheuser-Busch, supra, as revealed
in New Jersey Bell Telephone Co., supra, a witness statement is
protected from disclosure only if two conditions are met. First,
the employee must adopt the statement and second the employ-
ee must be given assurances that the statement will remain
confidential. In this case, the statement in issue is that of Nako
as well as any other information supplied by other employees
interviewed. Nako adopted Sledge’s handwritten statement as
her own but there were no assurances of confidentiality given
to Nako. I find that Nako’s statement is not protected by the
holding in Anheuser-Busch. To the extent there are other em-
ployee statements or information provided to the extent they
were not provided assurances of confidence or did not adopt
their statement they too are not protected and must be provided
to the Union. The refusal to provide this information violated
Section 8(a)(5) of the Act.
With respect to the Union’s November 3, 2005 request for
names of witnesses and employees interviewed in the Bishop
investigation, this information is presumptively relevant. An-
heuser-Busch, Inc., supra at fn. 5; Dynacorp/Dynair Services,
Inc., 322 NLRB 602 (1996). Failing to produce names of wit-
nesses and employees interviewed in the Bishop investigation
violated Respondent’s duty to furnish information under Sec-
tion 8(a)(5) of the Act.
(3) Attorney work product privilege
Respondent contends that Central Telephone Co. of Texas,
343 NLRB 987 (2004), protects witness statements prepared in
anticipation of litigation from discovery under the work product
privilege.
In Sprint Communications, supra at 988, the Board held that
the work product privilege will be applied where a document
was created in anticipation of litigation. The party directing the
creation of the document must have a reasonable belief that
litigation was a possibility. This belief must be objectively
reasonable.
Respondent argues that the Nako statement was prepared in
anticipation of litigation at the direction of counsel and is pro-
tected by the work-product privilege.
The Nako statement was created on October 19, 2005. At
this time while Bishop had been suspended, no decision had
been made concerning his discipline. Accordingly, the Union
was not yet in possession of the information to make a decision
whether to pursue a grievance much less decide to proceed to
arbitration. At this point in time, there was no subjective or
objectively reasonable possibility that the Union would request
arbitration. The Nako statement is not protected by the work-
product privilege.
(4) Prearbitration discovery
Respondent contends it has no obligation to furnish the Un-
ion with any information as it amounts to a request for pre-
arbitration discovery. In California Nurses Assn. (Alta Bates
Medical Center), 326 NLRB 1362 (1998), the Board held there
was no violation of Section 8(b)(3) of the Act with respect to
the CNA’s refusal to provide names of witnesses it intended to
call in an arbitration. The Board said that there was no right to
pretrial discovery. However, the Board in Ormet Aluminium
Mill Products Corp., 335 NLRB 788, 789 (2001), distinguished
its decision in California Nurses Assn. In Ormet, the requests
for information were made before the third-step grievance had
been denied and the grievance was referred to arbitration. In
this regard the Board said:
Thus, since the grievances were not pending arbitration
when the Union made its information requests, it cannot
be said that the Union is, in effect, seeking pretrial discov-
ery through them--and our dissenting colleague’s labeling
the information requests as “interrogatories” does not
make it otherwise. . . . In arguing otherwise, our dissenting
colleague would simply make the arbitration procedure a
“safe harbor” for parties that unlawfully refuse to furnish
requested information during the grievance process.
In the instant case the Union demanded arbitration of the
Nako grievance on November 29, 2005, and the Bishop
grievance on January 14, 2006. All of the information re-
quests were made before either grievance was referred to
arbitration. Accordingly, at the time the information re-
quests were made they could not have been requests for
prearbitration discovery. Ormet Aluminium Mill Products
Corp., supra.
(5) The delay in furnishing the Bishop personnel file
Respondent contends that it furnished the Bishop personnel
file in a timely manner despite a 12-week delay from the time
of the request on November 3, 2005, until the file was provided
on January 21, 2006. Respondent’s proffered reason for the 3-
month delay in furnishing the information was that this was a
busy time of year for Respondent.
An unreasonable delay in furnishing relevant information is
a violation of Section 8(a)(5). In Regency Service Carts, Inc.,
345 NLRB 671 (2005), the Board found a 16-week delay in
furnishing information unreasonable. The Board has found
delays of 14 weeks, Pan American Grain, 343 NLRB 318
(2004); 9 weeks, Bundy Corp., 292 NLRB 671 (1989); and 7
weeks, Woodland Clinic, 331 NLRB 735, 737 (2000), unrea-
sonable. Respondent’s vague and unsupported explanation
does not justify the delay in furnishing the information to the
Union. By unreasonably delaying in furnishing Bishop’s per-
sonnel file, Respondent violated Section 8(a)(1) and (5) of the
Act.
(6) The union did not need the information requested
Respondent contends that the Union had all of the infor-
mation necessary to process the Bishop and Nako grievances.
However, Respondent provided the Union only the Bishop
discharge letter, Bishop’s personnel file, belatedly, and the two
memos dealing with access policy. It failed to provide the in-
formation considered by Respondent in making its decision to
discipline Bishop, what Bishop did that caused Respondent to
suspend and terminate him, copies of the policies Bishop vio-
lated, the names of employees who witnesses the event, the
names of employees Respondent interviewed in the course of
any investigation in the Bishop discipline and the information
the employee provided, Bishop’s personnel file, what Bishop
HAWAII TRIBUNE HERALD
685
did or said that was disrespectful to supervisory authority, what
he did or said that was insubordinate, what he did or said that
interfered with the employer’s right to meet with one of its
employees, Nako’s statement given to Respondent and any
material Respondent considered in disciplining her.
It is not for Respondent to decide what is necessary and rele-
vant to the Union’s duty as collective-bargaining representa-
tive. The Union’s right to relevant information is not defeated
merely because it might have acquired the information by its
own means. ACF Industries, AMCAR Div., 231 NLRB 83
(1977). The Board has adopted a liberal definition of relevan-
cy, requiring only that the information be directly related to the
union’s duty as bargaining representative. Otis Elevator, 170
NLRB 395 (1968). Thus, information must be disclosed unless
it is plainly irrelevant. Teleprompter Corp. v. NLRB, 570 F.2d
4, 8 (1st Cir. 1977).
I find that by refusing to furnish the information requested
by the Union in its written requests of October 19 and Novem-
ber 3 and 15, 2005, and in its oral request of November 15,
2005, Respondent violated Section 8(a)(1) and (5) of the Act.
CONCLUSIONS OF LAW
On the basis of the above findings of fact and the record as a
whole and Section 10(c) of the Act, I make the following con-
clusions of law.
1. Respondent has been at all times material an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
2. The Union is, and has been at all times material, a labor
organization within the meaning of Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) of the Act by engag-
ing in the following acts and conduct:
(a) Interrogating its employees about their and other employ-
ees union and protected/concerted activities.
(b) Disparately and discriminatorily enforcing its security
policy by requiring union representatives to seek management
approval to access Respondent’s facility.
(c) Discriminatorily prohibiting employees from wearing a
button in support of employee Hunter Bishop.
(d) Discriminatorily prohibiting employees from wearing an
armband in support of employee David Smith.
(e) Promulgating and maintaining an overly broad rule pro-
hibiting employees from making secret audio recordings.
4. Respondents violated Section 8(a)(1) and (3) of the Act
by:
(a) Issuing a written warning to Koryn Nako for engaging in
protected, concerted, and union activity.
(b) Suspending Peter Sur for engaging in protected/concerted
and union activity.
(c) Suspending and terminating Hunter Bishop for engaging
in union and protected/concerted activity.
(d) Suspending and terminating David Smith for engaging in
union and protected/concerted activity.
5. Respondents violated Section 8(a)(1) and (5) of the Act
by:
Since October 19, 2005 refusing to provide the Union with in-
formation necessary and relevant to its duties as collective
bargaining representative of employees in the following unit:
unit.
All employees at the Respondent’s location on the is-
land of Hawaii, in the Editorial Department, Circula-
tion Department, Advertising Department, Business
Office, Commercial Printing Department, and Mainte-
nance Department. Excluding the News Editor, Ad-
vertising Manager, Circulation Manager, Office Man-
ager, Assistant Office Manager, confidential clerical
employees, and supervisors as defined in the Act.
6. The unfair labor practices described above are unfair labor
practices within the meaning of Section 2(6) and (7) of the Act.
7. The Respondents did not otherwise violate the Act as al-
leged in the complaint and the remaining complaint allegations
will be dismissed.
THE REMEDY
Having found that the Respondents violated the Act as set
forth above, I shall order that it cease and desist there from and
post remedial Board notices addressing the violations found.
The Respondents having discriminatorily discharged and
suspended employees, they must offer them reinstatement and
make them whole for any loss of earnings and other benefits,
computed on a quarterly basis from date of discharge to date of
proper offer of reinstatement, less any net interim earnings, as
prescribed in F. W. Woolworth Co., 90 NLRB 289 (1950), plus
interest as computed in New Horizons for the Retarded, 283
NLRB 1173 (1987).
[Recommended Order omitted from publication.]