356 NLRB 744
CHS Community Health Systems, Inc. d/b/a Mimbres Memorial Hospital and Nursing Home
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
744
Community Health Services, Inc., d/b/a Mimbres
Memorial Hospital and Nursing Home and
United Steelworkers of America District 12,
Subdistrict 2, AFL–CIO–CLC. Cases 28–CA–
16762, 28–CA–17278, and 28–CA–17390
February 28, 2011
SUPPLEMENTAL DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
On July 29, 2010, Administrative Law Judge William
L. Schmidt issued the attached Supplemental Decision.1
The Respondent and Acting General Counsel filed ex-
ceptions, supporting briefs, answering briefs, and reply
briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings,2
findings, and conclusions, and to adopt the judge’s rec-
ommended Order.
ORDER
The National Labor Relations Board orders that the
Respondent, Community Health Services, Inc., d/b/a
Mimbres Memorial Hospital and Nursing Home, Dem-
ing, New Mexico, its officers, agents, successors, and
assigns, shall pay the amounts set forth below, plus inter-
est accrued to the date of payment, at the rate prescribed
in New Horizons for the Retarded, 283 NLRB 1173
(1987), minus tax and withholdings by Federal and State
laws.
Employee
Amount
Acosta, Anthony
$4807.11
Amanambu, Austin O.
9583.99
Boyer, Ruth Mary
29,510.09
Gordon, Natalia
1670.16
Hayes, Cindy
2920.36
Hustead, Charles
306.91
Kavanaugh, Gary
3435.09
Lopez, Rudolph R.
15,344.35
Loyd, Michael Scott
11,955.09
May Jr., David Allen
16,092.74
Parra, Judith
170.74
Pattarozzi, Daniel
4359.37
1 The underlying unfair labor practice decision is reported at 342
NLRB 398 (2004).
2 We deny the Acting General Counsel’s motion to change the name
of the Respondent from “Community Health Services, Inc.” to “Com-
munity Health Systems, Inc.,” because it is based solely on information
that was obtained from a search of the Respondent’s website.
Syed, Nohail
4684.52
Total:
$104,840.52
David T. Garza, Atty., for the General Counsel.
Bryan Carmody, Atty. (Maya and Associates), of Westport,
Connecticut, for Respondent.
SUPPLEMENTAL DECISION
STATEMENT OF THE CASE
WILLIAM L. SCHMIDT, Administrative Law Judge. The
Board’s decision in Mimbres Memorial Hospital, 342 NLRB
398 (2004), adopted the recommended order of Administrative
Law Judge Lana Parke that required Respondent to rescind: (1)
the shift schedule modifications of January 31, 2001, in the
respiratory department; (2) the work schedule modification for
employee Garry Kavanaugh in April 2001; (3) the reduction in
the weekly hours of work scheduled for the respiratory depart-
ment employees that occurred in April 2001; (4) the fingerprint
policy implemented on June 18, 2001; and (5) the suspension of
Garry Kavanaugh pursuant to the unlawful fingerprint policy.
It also required Respondent to reimburse employees for any
loss of earnings and other benefits suffered as a result of its
unlawful actions as prescribed in Ogle Protection Service, 183
NLRB 682 (1970), plus the requisite interest. Later, the U.S.
Court of Appeals for the Tenth Circuit enforced the Board’s
order. Mimbres Memorial Hospital & Nursing Home, 483 F.3d
683 (10th Cir. 2007).
On July 18, 2008, the Regional Director issued the initial
compliance specification (Specification I) that detailed the
backpay as calculated by the regional compliance officer, the
Regional Director’s agent for such matters. Respondent (or
Hospital) filed an answer detailing its objections to the allega-
tions in Specification I and later filed an amended answer. On
June 18, 2009, the Regional Director issued the first amended
compliance specification (Specification II). Respondent’s time-
ly answered, again detailing numerous objections to the allega-
tions contained in Specification II.
I opened a hearing on Specification II on July 21, 2009, at
Deming, New Mexico. During the hearing, the parties submit-
ted in evidence numerous relevant documents and adduced
testimony from 12 witnesses. Near the conclusion of that hear-
ing, counsel for the General Counsel sought leave to issue a
second amended compliance specification following the close
of the hearing in order to update the backpay calculations con-
tained in Specification II and possibly add additional backpay
claimants based on records the Hospital agreed to produce
shortly after the close of the hearing. Respondent opposed. I
declined to close the hearing but granted leave for the issuance
of another compliance specification and recessed the hearing
pending that action.
The Regional Director issued the second amended compli-
ance specification (Specification III) dated September 15, 2009,
claiming Respondent owed 19 employees backpay totaling
$167,788.44. Respondent filed a timely answer to Specifica-
tion III on October 13, 2009. Thereafter, I conducted two sta-
tus conferences with the parties that resulted in a variety of
356 NLRB No. 103
MIMBRES MEMORIAL HOSPITAL & NURSING HOME
745
stipulations and rulings described more fully below. Finally, on
January 20, 2010, I granted the General Counsel’s motion to
close the record and set the date for the filing of posthearing
briefs.
After considering the entire record,1 resolving credibility is-
sues based on a variety of factors, including the demeanor of
the witnesses,2 and after carefully considering the arguments in
the posthearing briefs filed by the General Counsel and Re-
spondent, I make the following
FINDINGS OF FACT
I. THE RECORD DEVELOPED AFTER THE HEARING RECESSED
Following the hearing recess on July 21, Respondent filed a
motion to close the record dated August 5, 2009. In its motion,
Respondent averred that the anticipated compliance specifica-
tion “would likely name ‘new’ employees clearly creates a
reasonable probability that additional evidence will be neces-
sary” and argued that the hearing should be closed so a decision
could be rendered on its affirmative defense that Board’s reme-
dial order was inapplicable to subsequent-hires, i.e., all em-
ployees employed after Respondent unlawfully reduced the
standard work schedule in the respiratory department in April
2001. Respondent also argued that this approach might avoid
future compliance proceedings. The General Counsel opposed
on the ground that such a procedure would make my decision,
in effect, nothing “more than just an interlocutory decision.”
On August 14, I denied the motion given the posture of the case
at the time and the uncertainty as to whether future compliance
proceedings could be avoided.
Specification III issued on September 15, 2009. It sets forth
the backpay claims for 19 individuals (up from 15 in Specifica-
tion II) allegedly employed in Respondent’s respiratory de-
partment at one time or another in the period from April 2001
through July 18, 2009, the date when the last pay period closed
prior to the hearing, in order to reimburse them for the losses
they suffered as a result of the unlawful work-schedule reduc-
tion found by the Board in the underlying case. For those still
employed in that department as July 18, 2009, Specification III
also alleges that backpay continues to accrue because Respond-
ent has never complied with the requirement that it rescind the
unlawful schedule reduction as ordered. Finally, Specification
III carried over the allegation in earlier specifications that Gary
Kavanaugh is entitled to reimbursement for 1 day’s pay be-
cause of his unlawful suspension on July 2, 2001. As noted,
Respondent filed a timely answer on October 13, 2009.
Subsequently, I conducted status conferences with counsel
on October 21 and November 23 in order to determine whether
issues remained that would require the resumption of the hear-
1 In an Order dated January 25, 2010, I designated the documents
filed after July 21, 2009, that have been made a part of the record in
this case.
2 My findings reflect various credibility resolutions based, in the
main, on the factors summarized by Judge Medina in U.S. v. Foster, 9
F.R.D. 367, 388–390 (1949). All testimony and documentary evidence
has been carefully considered. Evidence inconsistent with my findings
is not credited. Added discussion of specific credibility determinations
appear below.
ing. During the October status conference, Respondent argued
that the hearing should resume so it could adduce evidence
about: (1) the changes in the employment status of the four
additional backpay claimants alleged in Specification III; (2)
the supervisory status of Paul Linder and Karen Wasson, two of
the four additional backpay claimants in Specification III; and
(3) its Affirmative Defense 37 that no further backpay accrued
in any circumstance past August 28, 2007, because Respond-
ent’s duty to bargain ended on that date.
At the request of counsel for General Counsel, Respondent’s
counsel agreed to produce records supporting the first two mat-
ters. As to the third item, counsel for General Counsel argued
that Affirmative Defense 37 was not relevant and, therefore, the
hearing need not resume for the purpose of taking such evi-
dence. I directed that Respondent submit an affidavit from the
witness it proposed to call if the hearing resumed or an offer of
proof detailing the testimony it would adduce in support of
Affirmative Defense 37. See status conference minute with
directions dated October 21, 2009,
During the November status conference, counsel for General
Counsel, based on the records submitted by Respondent’s
counsel, stipulated that Linder and Wasson were statutory su-
pervisors and moved to delete them as backpay claimants from
Specification III. I granted that motion.3 In addition, counsel
for General Counsel stipulated to the receipt of documents
showing the employment classification for Jamie Flores and
Pedro Herrera, the two other employees added as backpay
claimants in Specification III.4 Finally, based on the Respond-
ent’s offer of proof dated October 30, submitted in compliance
with my direction during the October status conference, counsel
for the General Counsel again argued that the proposed testi-
mony relating to Affirmative Defense 37 lacked relevance and
should not be admitted.
On November 30, I issued a second status conference minute
and an order to show cause summarizing the case status at that
time and ordering the parties to show cause why the hearing
should resume. On December 4, counsel for the General Coun-
sel filed a motion to close the record. Respondent filed a re-
sponse to my order to show cause and an opposition to General
Counsel’s motion to close the record dated December 8.
On January 20, 2010, I granted General Counsel’s motion to
close the record and fixed the date for the filing of briefs. See
order granting General Counsel’s motion to close the record
and setting date for receipt of posthearing briefs. In doing so, I
found that the testimony of the human resources director which
Respondent sought in order to track employee classification
changes would essentially be redundant inasmuch as Respond-
ent’s own classification documents had been admitted in evi-
3 Taking this amendment into account, Specification III alleged that
Respondent owed 17 employees backpay totaling $154,329.80.
4 This stipulation obviated the need to obtain identification of these
documents through a witness as Respondent’ counsel argued during the
October status conference when seeking a resumption of the hearing.
As will be addressed below, Respondent argues that these two employ-
ees are not entitled to backpay because they were hired from the outset
in a part-time or intermittent classification. General Counsel argues
that their full-time work history controls their entitlement to backpay
rather than their classification.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
746
dence pursuant to stipulation during the November status con-
ference.
In addition, I found in agreement with the General Counsel,
that the testimony of Attorney Don T. Carmody described in
Respondent’s October 30 offer of proof would not be probative
of any issue before me in this compliance proceeding. Re-
spondent’s offer of proof asserted that it would show by Mr.
Carmody’s testimony that Respondent “recognized the Union
and satisfied its duty to bargain.” Respondent argues that his
testimony was essential to establish Respondent’s claim in
Affirmative Defense 37 that the backpay liability tolled on
August 28, 2007, because it satisfied the duty to bargain over
the unilateral reduction in hours in the respiratory department
by reason of the Charging Party’s failure to respond to several
attempts by Mr. Carmody to meet for purposes of bargaining.
Respondent asserted that it “was under no duty to preserve,
indefinitely, the status quo ante” and that “(t)he Union’s choice
to withdraw from the collective bargaining process took away
any opportunity for the parties to agree to the reduction in hours
(which, incidentally, was a means to avoid a layoff of bargain-
ing unit employees) or as the case may have been, to reach
impasse on the subject.” (R. offer of proof, p. 9.)
At the core of Respondent’s Affirmative Defense 37 are
Board cases that hold in one way or another that an employer
may “(re)implement the prior unlawful changes” with the un-
ion’s agreement or by bargaining to impasse over that subject at
issue. Five Star Mfg. Inc., 348 NLRB 1301, 1339 (2006);
Mammoth Coal Co., 354 NLRB 687, 731 (2009), citing U.S.
Marine Corp. v. NLRB, 944 F.2d 1305, 1322–1323 (7th Cir.
1991); New Concept Solutions LLC, 349 NLRB 1136, 1161
(2007); Waterbury Hotel Management LLC, 333 NLRB 482,
555 (2001); and Eldorado Inc., 335 NLRB 952, 959 (2001).
By failing to respond to the various requests made by Respond-
ent in 2007 for bargaining following the court’s enforcement of
the Board’s order, the Union, according to Respondent, effec-
tively deprived it of the opportunity to negotiate about the
change made in 2001 that the Board and the court found unlaw-
ful. However, I concluded that principle from the Five Star
Mfg. case and the other similar cases cited had no application
here in the absence of a showing, or an offer to show, that Re-
spondent had restored the status quo ante by rescinding the
original unlawful reduction in hours as ordered by the Board.
Five Star Mfg., 348 NLRB 1339 (“If Respondent wants to
change this situation, it can— after returning to the status quo
ante, give the Union notice of a proposed change and bargain
with the Union.”) Because Respondent failed to take such ac-
tion in advance of the 2007 bargaining requests, the Union had
no duty to bargain under those circumstances.
Respondent continues to complain about my ruling concern-
ing the testimony it proposed to elicit to support Affirmative
Defense 37. (R. posthearing br., p. 12.) However, I reaffirm
that conclusion here. Respondent provided no evidence at the
July 21 hearing that the April 2001 reduction in the hours
scheduled for the respiratory department found unlawful earlier
had been rescinded, nor is there any suggestion in Respondent’s
Offer of Proof that it would show the status quo ante had been
restored apart from the assertions made about statements by the
former regional compliance officer addressed below. As Judge
Rogas explained in fashioning the remedial order in Mammoth,
the rescission remedial measure is intended to prevent the re-
spondent from taking advantage of their wrongdoing to the
detriment of the employees and to restore the status quo ante
thereby allowing the bargaining process to proceed. Contrary
to Respondent’s contention, a bargaining representative does
not waive its right to bargain over a mandatory subject where it
refuses to meet and negotiate about that subject with an em-
ployer who has already implemented the change and ignores a
court’s order to restore the status quo ante as Respondent has
done here.
In addition, I also concluded that Mr. Carmody’s proposed
testimony that the former regional compliance officer had ad-
vised Respondent it had nothing further to do in order to be in
full compliance with the Board’s order also lacked merit. Here,
the Regional Director’s three compliance specifications define
his position concerning the status of Respondent’s compliance.
The various specifications issued in this case are clearly at odds
with the verbal representations attributed to the former compli-
ance officer in Respondent’s offer of proof. Moreover, the
Board has held that it is not bound by assurances of this nature
given to employers by Board agents, especially when employee
rights are at stake. Aroostook County Regional Ophthalmology
Center, 332 NLRB 1616, 1619 (2001), citing Martel Construc-
tion, Inc., 311 NLRB 921, 927 (1993), enfd. 35 F.3d 571 (9th
Cir. 1994). Hence, even if the former compliance officer made
the statements attributed to her in the Offer of Proof, I conclude
that they would have no probative value and that the hearing
need not be resumed to receive that evidence.
II. THE REIMBURSEMENT FORMULA AND ITS APPLICATION
A. Facts
The pertinent part of the remedy devised by Judge Parke and
adopted by the Board provides:5
Since Respondent has refused to bargain with the Union about
certain terms and conditions of employment of represented
employees . . . I shall order Respondent to rescind . . . its April
2001 reduction in respiratory department employees’ hours
. . . (and) make whole any employee for any loss of earnings
and other benefits suffered as a result of its unlawful actions
computed as prescribed in Ogle Protection Service, 183
NLRB 682 (1970), plus interest as computed in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987).
342 NLRB 401.
Based on a finding of fact originally made by Judge Parke
that Respondent unlawfully reduced the weekly schedule of the
respiratory department employees beginning in April 2001
from 40 hours per week to a range between 32 and 36 hours per
week,6 Miguel Rodriguez, the regional compliance officer,
5 In addition to the reimbursement remedy provided for certain em-
ployees in the respiratory department, a separate remedy requires that
Respondent reimburse employee Garry Kavanaugh for his unlawful 1-
day suspension. No issue exists as to Kavanaugh’s separate reim-
bursement for this suspension.
6 This finding of fact at 342 NLRB 400 states:
MIMBRES MEMORIAL HOSPITAL & NURSING HOME
747
reviewed Respondent’s records to determine which employees,
if any, may have been adversely affected by this unlawful
change. His investigation led him to devise a reimbursement
formula that included two components, one for regular hours
and another for nonregular or premium pay hours. The sum of
the two components equaled the net backpay deemed due the
included employees.
The compliance officer concluded that employees who con-
sistently worked 32 or more hours per week (or 64 hours per
pay period) after the unlawful reduction in hours occurred
should be included in the specification on the ground that these
employees had likely been harmed by Respondent’s unlawful
conduct. Further, he excluded from the specification employ-
ees who consistently worked 30 or less hours on the ground that
they probably had not been affected by the unlawful change.
The compliance officer applied this interpretative gloss to all
employees regardless of whether the Hospital classified them as
a full-time, part-time, or PRN (on-call) employee. He provided
this explanation at the hearing:
Q. BY MR. CARMODY: I want to direct your attention back to
your answers to Mr. Garza’s questions. If I understood you
correctly, you testified that any instance in which an employ-
ee did not consistently work at least 60 hours during a pay pe-
riod, which is a two week period, were excluded from your,
from the back pay, from the time specification; is that correct?
A. That’s correct.
Q. Okay. How did you define for purposes of this calculation
consistent(ly)?
A. Consistent meaning one week they worked 63, another
week they worked 72, another pay -- I’m sorry. Not week but
pay period, they worked 72. The third pay period perhaps
they worked 80. The fourth pay period they went back to 63.
The fifth -- and so on and so on.
JUDGE SCHMIDT: So you included that portion?
THE WITNESS: Yes, starting from that first pay period where
it showed that the employee started working —
Q. BY MR. CARMODY: Yeah.
A. —consistently in that general area.
Q. Okay. North of 60 hours?
A. Yes.
Q. Now when you made the decision to exclude from the cal-
culation employees who worked fewer than 60 hours on a pay
period basis, did you do that because you considered these
employees part-time?
A. I did it because the Board order was clear that the number
of hours went from 40 to between 32 and 36.
Q. Uh-huh.
A. So if employees work 20 a week, that means 40 every two
weeks, and the Board order didn’t encompass those employ-
ees, in my view.
Sometime in April, Respondent reduced the hours of its respiratory
department employees (including unit employees) from 40 hours per
week to 32 to 36 hours. Respondent did so without prior notice to the
Union and without affording the Union an opportunity to bargain
about the reductions.”
Q. And when you were, when you were putting together the
back pay calculations, did the employee’s status as full-time,
part-time, or PRN have, carry any relevance to you?
A. I was following the Board order, and the Board order said
from 40 to 32 to 36. The Board order didn’t distinguish be-
tween classification.
Q. And so my question is, my question is did you distinguish;
forget what the Board said. Did you—
A. No. No. (Tr. 140–142)
The first component of the reimbursement formula is rela-
tively simple. It assumes that included employees would have
worked 80 regular hours per pay period. The included employ-
ees are credited for backpay calculated at their standard pay
rate in all pay periods during which they worked less than 80
hours. The formula assumes that Respondent complied with
the overtime laws or its own premium pay policies when the
employee worked more than 80 hours in a given pay period, so
any credit Respondent deserves because the employee worked
beyond 80 hours is applied in the second prong of the formula.
The second component of the reimbursement formula seeks
to compensate the included employees for the loss of work at
premium rates of pay. The amount of these premium rates
varied depending on the circumstance. Some involved the
standard time and a half rate for work beyond 40 hours per
week. Others involved a different premium rate for work on a
holiday, a special call-in rate, or some other type of premium
rate work. The compliance officer examined Respondent’s
records for a representative period (the calendar year 2000) and
determined that the respiratory department employees worked
at premium rates on average for 9.26 hours per pay period.
Accordingly, he credited the included employees with 9.26
hours of work each pay period. In those pay periods during
which the employee failed to receive 9.26 hours of premium
pay work, he credited the employee with backpay calculated at
an average of the employee’s premium pay rates. In those pay
periods when the employee worked more than 9.26 hours at
premium pay, the Respondent received an offset or credit
against the accumulated backpay. The sum of the losses calcu-
lated for the reduction in regular and premium pay hours repre-
sents the net backpay due to the included employees.
B. Further Findings and Analysis
Based on this record, I find the two-part reimbursement for-
mula devised by the regional compliance officers to be reason-
able. However, I find merit to some of the Respondent’s claims
that the Regional Director has applied this formula to employ-
ees at times it was not justified.
Respondent’s Affirmative Defense 36 makes three separate
claims. Thus, Affirmative Defense 36(a) claims, in effect, that
the Board’s remedy does not apply to any employee hired after
the unilateral reduction in hours occurred. Affirmative Defense
36(b) claims, in effect, that the remedy only applies to full-time
respiratory therapists rather than part-timers, PRN employees,
or employees other than respiratory therapists. Finally, Affirm-
ative Defense 36(c) claims that the Board’s remedy does not
apply to employees who did not suffer an unlawful reduction in
hours following their employment. Affirmative defenses 36(a)
and (c) will be addressed in the next section.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
748
I reject Respondent contention that the Board’s remedial or-
der only applies only to full-time respiratory therapists as
claimed in Affirmative Defense 36(b). Respondent’s assertion
that the remedial order only applies to respiratory therapists and
not other unit employees lacks merit as the remedial action
devised by Judge Parke and adopted by the Board applies to all
unit employees in the respiratory department without regard to
their position.7
In support of its argument that the remedy should only apply
to full-time employees, Respondent cites paragraph 8(f) of the
consolidated complaint that states: “On or about April 23, 2001,
the Respondent reduced the hours of its full-time employees.”
See paragraph 8(f) of the order further consolidating cases,
second consolidated complaint, and notice of hearing, dated
October 16, 2001. Respondent correctly notes that the com-
plaint made no allegations concerning its part-time employees
and asserts that the underlying decision makes no reference to
them. Respondent further asserts that Judge Parke found no
evidence that its use of PRN employees “represented a depar-
ture from past practice,” and therefore, ruled against the Gen-
eral Counsel’s complaint allegation (paragraph 8(e)) that it
violated the Act by hiring nonbargaining unit employees to
perform bargaining unit work around the first of April 2001.
Therefore, Respondent argues that only those classified as full-
time employees should be included in the specification.
I agree that the remedial action ordered applies only to full-
time employees. But determining who is, and who is not, a
full-time employee in this context is very problematic. Re-
spondent relies in part on the following definitions supplied by
Johanna Grant, the Hospital’s human resources director since
January 2007: (1) full-time employees are those who work 40
hours or more per week; (2) part-time employees are those who
work 39 hours or less per week; and (3) PRN employees work
on an “as needed” basis. (Tr. 150.)
Applying Grant’s after-the-fact definitions strictly would
have the effect of eliminating a remedy for all employees since
the whole case is about Respondent’s unlawful, unilateral ac-
tion of reducing hours from 40 per week to 32 to 36 per week.
In other words, it could be said, using Grant’s definitions, that
Respondent effectively reclassified its full-time employees to
part-time employees when it took the unilateral action found
unlawful by Judge Parke. Accepting Respondent’s assertion
that the remedial action only applies to full-time employees and
then strictly applying Grant’s definitions would lead to the
absurd result that almost no one was entitled to backpay under
this remedial order.8 Using Grant’s definitions, Respondent’s
own unlawful conduct blurred the line that divided a full-time
employee from a part-time employee.
7 This claim would apply to only one employee, Nohail Syed, who
was classified as a respiratory therapist assistant.
8 Appendix A of Respondent’s own answer that sets forth its alter-
nate calculation of the backpay due illustrates this point as it obviously
applies Grant’s dividing line rigidly. As a result, Respondent’s calcula-
tions show that the status of employees shifts between part-time and
full-time shifts from week to week depending on whether the employee
worked 40 hours or more. Based on this computation, 4 of the 17 em-
ployees would receive backpay totaling a paltry $2603.05. In my
judgment, Grant’s definitions are largely self serving.
But the rote application of classification information from
Respondent’s records would also be misleading. For example,
Respondent hired Anthony Acosta into a unit position on April
19, 2001, at or near the time of the unilateral change found
unlawful. His personnel action form (PAF) shows that he was
hired to work three 12-hour shifts per week, essentially at the
high end of the range of hours to which the full-time employ-
ees’ schedules were unlawfully reduced. Yet, the form classi-
fies him as a part-time employee. But when Acosta transferred
to a PRN status a year or so later, his PAF reflected that he
changed from a “full-time” to a PRN status. (Tr. 153.) Alt-
hough the record contains other evidence implying other char-
acteristics that distinguished full-time employees and part-time
employees, Respondent chose not to address them.
The General Counsel argues, in effect, that the classification
of an employee is not relevant. Instead, he contends that the
decision about who is, or is not, covered by the remedy should
be based “on the parameters of hours specifically laid out by
the Board in the Order” so that those who “consistently were
working around 64 hours in two-week payroll period” should
receive compensation. This approach, the General Counsel
argues, “is a reasonable means for ascertaining the backpay
losses suffered by discriminatees subject to a unilateral reduc-
tion of hours not remedied by Respondent.”
I cannot agree entirely with the General Counsel’s approach
primarily because it ignores his own complaint in the underly-
ing case and the conclusions reached by the trial judge, the
Board, and the court of appeals based on that complaint. As
Respondent notes, the General Counsel specifically alleged in
complaint paragraph 8(f) that Respondent reduced the hours of
the “full-time employees” in April 2001. And in complaint
paragraph 8(e) the General Counsel claimed that around April
1, 2001, Respondent hired “non-bargaining unit employees” (a
reference, according to Judge Parke, to the PRN employees) to
perform bargaining unit work in the respiratory department.
Judge Parke carried forward that complaint reference to
“full-time employees” when stating the issues in her decision. I
find it unreasonable to conclude, as the General Counsel appar-
ently has, that, by dropping the modifier “full-time” in all fu-
ture references, Judge Parke and all subsequent adjudicators of
this case intended to find that the hours of the full-time as well
as part-time and PRN employees had been somehow unlawful-
ly reduced. In fact, the Tenth Circuit’s opinion plainly stated
otherwise: “Also in April, the company reduced the hours of
full-time respiratory department employees and hired additional
part-time employees to make up the difference, without prior
notice to the union.” Mimbres Memorial Hospital & Nursing
Home, 483 F.3d 685. [Emphasis mine] Moreover, none of the
decisions in the underlying case make any reference to some
type of harm suffered by the parttimers or PRN employees.
In addition, no basis in law exists to apply the reimbursement
remedy here to any PRN employee even though a few may
have reached the General Counsel’s threshold (64 hours per pay
period) for inclusion in the specification. In complaint para-
graph 8(e) the General Counsel tacitly conceded that the PRNs
were not unit employees and, in any event Judge Parke found
that he failed to prove this allegation on the basis of evidence
showing Respondent’s past practice of hiring PRNs to supple-
MIMBRES MEMORIAL HOSPITAL & NURSING HOME
749
ment its regular work force. Nevertheless, the General Counsel
applied the reimbursement remedy devised here to at least a
few unrepresented PRN employees about whom no violation
has been found. But even if the General Counsel had prevailed
as to the allegation in complaint paragraph 8(e) that pertained
to the PRNs, the remedy would have been to bargain with the
employee representative and make whole the unit employees,
not the PRNs, because Respondent “flooded” the unit with
PRNs. For this reason, I find that the General Counsel, by ap-
plying his formula to PRN employees, has provided an unwar-
ranted windfall to those persons.
Accordingly, I find that this aspect of the case has always
been about the full-time employees in the respiratory depart-
ment and no others. For the General Counsel to now claim that
the remedy in this case applies to others as measured solely by
the number of hours they worked is not, in my judgment rea-
sonable, particularly with respect to the PRN employees.
Accordingly, I find merit to Respondent’s claim that the re-
medial order here applies only to full-time respiratory depart-
ment employees. However, I find this determination should be
made after considering all of the relevant circumstances rather
than merely the number of hours worked. Therefore, I find the
General Counsel erred in failing to accord at least some weight
to the actual classification of the backpay claimants during their
work history.
Based on the rationale detailed above and for reasons de-
tailed below, I recommend that the following adjustments to the
backpay calculations set forth in Specification III.
1. Myrna St. Jean Argant: Specification III alleges Argant’s
back pay period began on or about July 28, 2002, and ended on
or about August 10, 2002, the end of the last complete payroll
period in which Argant worked in the respiratory department.
Her initial hire PAF (R. Exh. 17) shows that she was employed
as a part-time employee who would average of 36 hour per
week. In the absence of other information that would contra-
dict or explain Argant’s designation as a part-time employee on
her initial PAF, I have concluded that she should be excluded
from a backpay award because of her part-time status.
2. Jamie Flores: Specification III alleges that Flores’ back
pay period begins on or about October 12, 2008, and continues
to date. Flores’ PAF prepared at the time he was hired shows
that his status is that of a part-time employee to be scheduled
for an average of 24 hours per week. The General Counsel’s
computation reflects that Flores met the compliance officer’s
own threshold for inclusion in just 9 of the 20 pay periods
shown. Based on this evidence, I am satisfied that Flores has
been a legitimate part-time employee from the inception of his
employment and that he should be excluded on that ground at
least through July 18, 2009. 9
3. Natalia Gordon: Specification III alleges that Gordon’s
backpay period begins on or about February 24, 2002, and ends
on or about November 16, 2002, the end of the last complete
9 The General Counsel did not allege Flores as a backpay claimant
until Specification III presumably because he had not appeared on
Respondent’s payroll records provided prior to the hearing. The back-
pay calculation for him in Specification III ends as of July 18, 2009, the
last records Respondent has provided to the General Counsel.
payroll period in which Gordon worked in the respiratory de-
partment. However, one of Gordon’s PAFs (R. Exh. 3) shows
that she became a PRN employee effective July 29, 2002. She
requested this change in a written notice dated July 15. (R.
Exh. 4.) Because she became a PRN employee in the middle of
2002 pay period no. 16, I have concluded that Gordon’s back-
pay should cease to accumulate with 2002 pay period no. 15
that ended on July 20, 2002. Accordingly, I find that Gordon’s
net backpay total should be adjusted to $1670.16.
4. Cindy Hayes: Specification III alleges that Hayes’ back
pay period begins on or about April 1, 2001, and ends on or
about August 10, 2002, the end of the last complete payroll
period in which Hayes worked in the respiratory department.
The calculation of Hayes backpay commences with 2001 Pay
period No. 8 and continues through 2002 pay period No. 17.
Her first PAF in that time period (R. Exh. 5) shows that she was
rehired or recalled to work on April 2, 2001, for a PRN posi-
tion, working 12-hour shifts on Friday and Saturday. Effective
April 27, 2001, the Hospital converted Hayes to a full-time
status. (R. Exh. 6.) She continued in that status until she con-
verted back to a PRN status effective September 1, 2001. (R.
Exh. 7.) Effective November 17, 2001, Hayes returned to full-
time status. (R. Exh. 8.) In view of the evidence of her PRN
status, I find that the following pay periods should be excluded
from the calculation of Hayes’ backpay: 2001 pay periods nos.
8, 9, and 19 through 24. Accordingly, I find that Hayes’ net
backpay total should be adjusted to $2920.36.
5. Pedro Herrera: Specification III alleges that Herrera’s
back pay period begins on or about August 17, 2008, and ends
on or about June 6, 2009, the end of the last complete payroll
period in which Herrera worked in the respiratory department.10
Herrera’s PAF (R. Exh. 24) shows that he was hired on June
18, 2008, as a PRN employee. Nothing shows any subsequent
change in Herrera’s status. Although Herrera’s pay records
show a spike in his work for a 6-to 7-month period beginning
with 2008 pay period 18 and ending with 2009 pay period 6
that the compliance officer apparently used to qualify Herrera
under the threshold employed by the General Counsel, Herre-
ra’s entire history of employment does not show the type of
regularity that could be expected of the standard full-time em-
ployee. Accordingly, I find Herrera should be excluded as a
PRN employee unless and until he becomes a full-time em-
ployee.
6. Judith Para: Specification III alleges that Parra’s back
pay period begins on or about August 6, 2006, and continues to
date. Her PAFs reflect that her employment commenced on
July 25, 2006, as a part-time employee and that she became a
full-time employee effective March 30, 2008. (R. Exhs. 10 &
11.) Her testimony essentially confirms this work history. I
find, therefore, that Para was a legitimate part-time employee
until March 30, 2008, and that her backpay period should not
commence until the 2008 pay period 9 rather than 2006 Pay
Period 17 as shown in Specification III. Accordingly, I find
that Para’s net back pay total should be adjusted to $170.74.
10 The use of Husted’s name in Specification III, par. 12(a), is obvi-
ously inadvertent.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
750
7. Dan Pattarozzi: Specification III alleges that Pattarozzi’s
back pay period begins on or about September 9, 2001, and
ends on or about April 20, 2002, the end of the last complete
payroll period in which Pattarozzi worked in the respiratory
department. His first PAF shows that he was hired into a PRN
position on September 7, 2001. (R. Exh. 12.) His next PAF
shows that he became a full-time employee effective November
19, 2001, the middle of 2001 pay period 24. (R. Exh. 13.) In
Specification III, Pattarozzi’s backpay effectively commences
with 2001 Pay Period 20, a time in which he was in a PRN
status. In view of the evidence of Pattarozzi’s PRN status, I
find that 2001 pay periods 20–24 should be excluded from the
calculation of backpay and that his net backpay total should be
adjusted to $4359.37.
8. Nohail Syed: Specification III effectively initiated Syed’s
accrual of backpay with 2006 pay period 3 and concluded it
with 2008 pay period 19. Syed’s work history as reflected in
his PAFs shows that he was hired on January 16, 2006, as a
part-time employee, converted to a full-time status effective
August 19, 2007, and was transferred out of the respiratory
department to the nursing home effective September 15, 2008.
(R. Exhs. 14–16.) Syed’s testimony essentially confirmed this
work history. Based on Syed’s PAFs and his own testimony, I
find that he was a legitimate part-time employee initially and
that his backpay should have commenced only when he became
a full-time employee on August 19, 2007, the middle of 2007
pay period 18. Accordingly, I find that Syed’s compensable
backpay period should commence with 2007 pay period 19 and
that his net back pay total should be adjusted to $4684.52.
I find no further adjustments in the calculations made in
Specification III are warranted but that my conclusions with
respect to Anthony Acosta and Michael Scott Loyd merit ex-
planation. Apart from the conflicting PAFs, Acosta testified
credibly that he worked as a full-time employee. Others who
testified concerning him agreed. Even the PAF prepared when
he was hired reflects an intention on the part of the Hospital to
utilize him on a regular schedule (three 12-hour shifts per
week) that closely approximated or equaled the weekly work
hours of the undisputed full-time employees at that time. Hav-
ing considered all the evidence pertaining to Acosta, I find that
he worked as a full-time employee throughout the backpay
period alleged for him in Specification III and that no adjust-
ment should be made in his backpay computation.
I have reached a similar conclusion in the case of Michael
Scott Loyd. Specification III alleges that Loyd’s back pay pe-
riod begins on or about October 15, 2006, and ends on or about
February 16, 2008, the end of the last complete payroll period
in which Loyd worked in the respiratory department. Loyd
apparently worked for a period of time prior to October 15,
2006, as the only PAF Respondent offered in evidence for him
(R. Exh. 9) shows a change in his work schedule from 40 to 36
hours per week effective October 12, 2006. This PAF for does
not show whether Loyd’s status changed from full time to part
time, or to some other category. Hence, in the absence of other
evidence that would warrant a finding of a change in status, I
decline to find based on this terse form and, at best, Grant’s
self-serving definition of a full-time employee that Loyd ever
became a part-time employee. 11
III. OTHER OBJECTIONS ADVANCED BY RESPONDENT
Respondent’s brief advances other objections to Specifica-
tion III. First, virtually all of Respondent’s various arguments
assert that the unfair labor practice at issue here occurred on
April 23, 2001, thereby implicitly asserting that the backpay
period is erroneous because it starts 3 weeks too early.
In all three of the specifications issued in this case, reim-
bursement for the reduction of hours commences with the 2001
pay period 8 that began on April 1 and ended on April 14. In
asserting that the Board has “found” that the unlawful reduction
in hours occurred on April 23, or the middle of 2001 pay period
9, Respondent relies on Judge Parke’s listing of the issues pre-
sented for decision in the underlying case. See issue 3(d), 342
NLRB 399. At no other place in any decision related to this
case is that date mentioned.
However, Judge Parke’s subsequent finding of fact quoted
above specifies that the unlawful reduction in hours occurred
“(s)ometime in April.” Id. at 400. Later, she found that Re-
spondent violated Section 8(a)(5) and (1) when it made several
changes one of which she described, thusly, “April—reduction
in respiratory department employees’ hours.” Id. at 401. In the
remedy section, Judge Parke again referred to the reduction in
hours as having occurred in “April 2001.” Id. 404. And as
previously noted, the Tenth Circuit also stated simply that this
reduction in hours occurred in April 2001.
Accordingly, I find Respondent’s assertion that the Board
found that the unilateral reduction of hours in the respiratory
department hours occurred on April 23 is not factually support-
ed. In all probability, Judge Parke used that date in fashioning
her statement of the issues in the case because that date was
used by the General Counsel when drafting complaint para-
graph 8(f). However, she did not narrow her findings of fact to
that specific date, and I find no evidence that Respondent ever
took exception to her failure to find that this unilateral change
occurred on a specific date. Accordingly, I conclude that the
Regional Director acted reasonably by including all of the April
2001 pay periods in his backpay calculation.
Second, Respondent contends that specification III seeks a
remedy for individuals who are outside the scope of the
Board’s decision, meaning those employees hired after the date
of the unfair labor practice as alleged in Affirmative Defenses
36(a) and (c). Respondent argues that the Board did not intend
for its remedy to apply prospectively and that it could not apply
the remedy legally to unit employees hired after the date of the
hours reduction.
To support the first prong of this argument, Respondent’s
counsel cites and contrasts Cascade Painting Co., 277 NLRB
926, 931 (1985), where the administrative law judge explicitly
stated that a painting contractor’s obligation to make whole all
employees for losses incurred by reason of its repudiation of
11 In its answer to the first amended compliance specification Re-
spondent alleged its belief that Loyd is now deceased. GC Exh. 1(ac),
pp. 11–12. No information to the contrary was adduced at the hearing.
If that is the case, any backpay due Loyd must be paid to his estate.
MIMBRES MEMORIAL HOSPITAL & NURSING HOME
751
the terms of a collective-bargaining agreement included even
those employees hired after the date of the unfair labor practice.
Respondent reads far too much into that case. The mere fact
that a single administrative law judge happened to detail the
prospective nature of the make-whole remedy in an 8(a)(5)
unilateral change case does not serve to transform the character
of the standard remedy in cases of this type. The standard re-
medial action required in cases of this kind applies to individu-
als employed in the affected unit until Respondent rescinds its
unlawful change and bargains with the Union about any future
changes. Here, Respondent still has not rescinded the change
found unlawful so the reimbursement remedy continues to ap-
ply to each subsequently-hired employee.
In support of its contention that the Board could not lawfully
apply its remedial order prospectively, Respondent cites two
cases, NLRB v. Dodson’s Market, Inc., 553 F.2d 617 (9th Cir.
1977), and Teamsters Local 171 v. NLRB, 425 F.2d 157 (4th
Cir. 1970). Both cases are factually distinguishable.
In the Dodson case the regional director sought backpay for
an part-time employee hired into a department that had earlier
become overcrowded by reason of the employer’s unlawful
discriminatory conduct under Section 8(a)(3) on the ground that
the employee’s part-time status was the “derivative result” of
the employer’s earlier unfair labor practices. The court rejected
this rationale finding that no discrimination had been practiced
against the new part-time employee and the regional director
had gone too far in applying a “but for” rationale to connect the
respondent’s discriminatory conduct to an employee about
whom no evidence of discrimination existed. Id. 619–620.
The Local 171 case is also factually distinguishable. In that
case, a successor employer, reduced the wage rates of those
represented employees hired from the predecessor employer
without bargaining with their representative. In the underlying
case, the trial examiner fashioned a fact-specific remedial order
requiring backpay for those affected by the unilateral change
when it occurred.12 The regional director’s backpay specifica-
tion included both the employees who worked for the predeces-
sor as well as those lower paid employees later hired or trans-
ferred into the successor operation beginning 2 months after the
takeover and continuing over the course of the next 4 or 5
years. In the backpay proceeding, the trial examiner held that
the remedial order did not contemplate its application to the
employees who had never been employed by the predecessor
because “the Board’s Order, clearly refers only to the (prede-
cessor’s) employees who had been taken over by (the succes-
sor).” 175 NLRB 799. The Local 171 case clearly turns on the
conduct engaged in by a successor employer that probably
would not even have been an unfair labor practice after the
Supreme Court’s 1972 Burns decision holding that a successor
employer is generally free to establish its own terms and condi-
12 Thus, the make-whole portion of the trial examiners proposed
remedy which the Board adopted and a court later enforced, provided:
“make employees whole for any economic loss they suffered as a result
of (r)espondent’s unlawful action by paying each of them the difference
between (the predecessor’s) prevailing wages on November 19 and the
new scale of wages (the successor) placed them on at takeover (that
afternoon).” Overnight Transportation, 175 NLRB 797, 798 (1969).
tions of employment when it takes over the predecessor’s oper-
ations. Burns Detective Agency v. NLRB, 406 U.S. 272 (1972).
Here, however, Respondent’s unilateral change occurred
outside any ownership transition similar to that found in Local
171. Respondent’s unilateral change involved a permanent,
department-wide reduction in the hours of work each week. As
such, this change by its very nature would affect both present
and future employees until rescinded. By contrast, the remedial
order in the Local 171 case was limited to a fixed group of
employees, i.e., those who previously worked for the predeces-
sor. Therefore, in Local 171 the unlawful wage reduction could
only affect employees previously paid the predecessor’s higher
rate. By contrast, Respondent’s reduction in the weekly work
schedule affected all full-time employees working when it oc-
curred as well as those full-time employees who came later.
Accordingly, I find contrary to Respondent’s contention that
the Board could and did lawfully apply its remedial order in
this case to all affected employees, both those employed at the
time when it occurred and those employed thereafter.
Third, Respondent argues that interest on top of any backpay
award would be punitive. I am not at liberty to consider this
objection as Respondent waived that claim below by failing to
except to Judge Parke’s inclusion of interest in her the remedy.
See Section 102.46(b)(2) of the Board’s Rules and Regulations.
Fourth, Respondent complains that I erroneously denied its
July 9, 2009 motion to dismiss the Specification II claiming
that the General Counsel failed to investigate and pled the em-
ployees’ interim earnings. I hereby reaffirm the ruling I made
at that time.
In its motion, Respondent claimed that monetary remedy
here amounted to a “backpay award” rather than “some type of
reimbursement” so that “interim earnings are of clear materiali-
ty.” In rejecting that contention in my July 13, 2009 order
denying Respondent’s motion, I relied on the clear language in
Ogle Protection case itself. The relevant portions states as
follows:
Notwithstanding that our original Decision and Order in these
cases inadvertently specified that the Woolworth formula
should be applied in computing the amounts due employees,
it seems obvious and we find that the formula has no applica-
tion in these cases. The Board’s Woolworth formula was de-
signed to prevent injustices to discriminatees who exercised
their obligation to obtain interim employment, by providing
that their interim earnings be offset against backpay on a quar-
terly basis only; otherwise, as described in the Woolworth de-
cision itself, there was often a monetary incentive for an em-
ployer to delay reinstating an employee who had been dis-
criminatorily discharged, if he had thereafter obtained higher
paying interim employment. Other unwanted consequences
also ensued. On the other hand, where, as here, the amounts
due employees result from Respondents’ repudiation and fail-
ure to apply the terms of a collective-bargaining agreement, a
violation of the Act which does not involve cessation of em-
ployment status or interim earnings that would in the course
of time reduce backpay, a quarterly computation is unneces-
sary and unwarranted. In fact, application of the Woolworth
formula in these circumstances would result in a windfall to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
752
some employees, who would now benefit from having their
employer remit their accrued dues to the union, without ever
having had these amounts deducted from their pay, solely be-
cause of the fortuitous circumstance that they happened not to
have been entitled to unpaid contractual benefits for a particu-
lar quarter. We see no justification for such a result, and did
not intend it.
Ogle Protection Service, supra at 683. (Emphasis added.) In
rejecting Respondent’s claims regarding interim earnings at that
time, I concluded that holding otherwise in cases applying the
Ogle Protection reimbursement remedy would have the effect
of imposing a duty on employee victims of an unfair labor prac-
tice to moonlight in order to minimize the impact of the unlaw-
ful conduct for the benefit of the wrongdoer. Such an absurd
and grossly unjust result is not and should never be required in
cases of this nature. Accordingly, I again reject Respondent’s
claim about the need to investigate and plead interim earnings
in cases of this type.
Finally, Respondent argues that it is entitled to a credit for
the excess in “regular hours.” In effect, the so-called excess in
regular hours describes those weeks where the employee’s pay
records reflect that he or she worked more than 80 hours. At
the hearing, Respondent’s counsel stated that the Hospital did
not care where the credit was applied so long as it received a
credit. (Tr. 135.)
Specification III (as well as the prior specifications) already
provides Respondent the credit it seeks with this argument. In
his testimony, the compliance officer explained that Respond-
ent those hours beyond 80 per pay period where the employee
presented herself or himself for work were treated as overtime
hours and included for purposes of calculating the amount of
nonregular hours worked. (Tr. 129–131; 144.) Accordingly, I
reject this claim for credit by Respondent as unnecessary be-
cause he has received credit for those hours in the computation
of the nonregular hours.
IV. THE NEW PROCESS STEEL ISSUES
On March 25, 2009, the Board, then composed of two mem-
bers, issued a Supplemental Decision and Order disposing of
the General Counsel’s motion to strike certain of Respondent’s
affirmative defenses as to Specification I, and denying his Mo-
tion for Summary Judgment except as to the backpay formula
in subparagraphs 1 through 3 of paragraph 8. Later, the Re-
gional Director issued Specification II and then Specification
III, requiring in each case that Respondent file a timely answer.
In every practical sense, the two subsequent compliance speci-
fications rendered Specification I and the rulings made in con-
nection with it moot. For this reason, it is my judgment that it
would be unnecessary for the Board to revisit the March 25
Supplemental Decision and Order because of the U.S. Supreme
Court’s conclusion in New Process Steel, LP v. NLRB, 2010
WL 2400089 (June 17, 2010).
On June 28, 2010, Respondent filed a motion to dismiss the
compliance specifications, alternatively, motion to exclude
evidence from the Record. In this motion, Respondent makes
several claims grounded on the New Process Steel decision.
The General Counsel filed a response to the motion dated July
9, 2010. After carefully considering the respective arguments, I
deny Respondent’s motion in its entirety.
In its motion, Respondent asserts that the compliance speci-
fications in this case are legally void because only two mem-
bers served on the Board when they issued and, when issuing
each of the specifications, the Regional Director specifically
alluded to the fact that he acted on behalf of the Board. Re-
spondent made a similar claim in its answer. Respondent also
claims that the subpoenas used by the Regional Director to
obtain Respondent’s records were void for a like reason and,
therefore, I should not consider the evidence obtained by
them.13
Respondent’s arguments about the Board’s delegation of au-
thority to the General Counsel and hence to the Regional Direc-
tors are not supported by New Process Steel nor any other case
law. As the General Counsel correctly notes in his response to
the motion, the Court stated in its New Process Steel decision
that its holding “does not cast doubt on the prior delegations of
authority to nongroup members, such as the regional directors
or the general counsel.” Id., slip op. at 10 fn. 4. In other
words, the express language of New Process Steel exempts
from the holding in that case the very delegations of authority
that Respondent questions by its motion. In addition, two
courts of appeals have recently upheld the prior delegations to
the General Counsel to seek court enforcement of Board orders
and to seek injunctive relief under Section 10 (j). NLRB v. C &
C Roofing Supply, Inc., 569 F.3d 1096, 1098–1099 (9th Cir.
2009) (court-enforcement authority); Muffley v. Spartan Mining
Co., 570 F.3d at 539–540 (Sec. 10 (j) authority). The delega-
tion at issue here is essentially identical to the court-
enforcement authority addressed in the C & C Roofing Supply
case.
As for the validity of the subpoenas, the statutory provision
related to the Board’s subpoena power is materially different
than Section 3(b) of the Act that the Court interpreted in the
New Process Steel case. Thus, the quorum question, the central
issue in New Process Steel, does not arise with respect to the
Board’s subpoena power because Section 11 of the Act pro-
vides that “the Board or any member thereof” may issue sub-
poenas. Hence, the Board’s Section 11 subpoena power may
be exercised by a single Board member without regard to the
presence of a quorum. For that reason, I find that the Board’s
delegation of authority to its Executive Secretary to sign sub-
poenas on its behalf as codified in Section 102.31 of the
Board’s Rules and Regulations remained in tact and lawful
throughout the period of time when the Board consisted of only
two members.
But the statute aside, Respondent’s claim that the subpoenas
were void on the ground of an improper delegation makes no
difference even if it is assumed they were invalid. Here, Re-
spondent had a preexisting legal duty to produce the documents
sought by the subpoenas. The Board’s order in the underlying
case, issued in 2004 and enforced by the Tenth Circuit in 2007,
stated at paragraph 2(f) that Respondent must:
13 The subpoenas at issue here were signed by the Board’s Executive
Secretary as provided in Sec. 102.31 of the Board’s Rules and Regula-
tions.
MIMBRES MEMORIAL HOSPITAL & NURSING HOME
753
Preserve and, within 14 days of a request, or such additional
time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of back-
pay due under the terms of this Order.
As this language plainly states, all that is needed is “a request”
for records necessary to compute the backpay due in the case.
Hence, whether the Regional Director submitted his request for
the records on an invalid subpoena form or a used cocktail nap-
kin, Respondent was legally obliged to produce them to the
Board “or its agents” within 14 days of receiving that request.
To hold otherwise, would be tantamount to unilaterally revising
the valid remedial action ordered by the Board and enforced by
the court. Accordingly, I find that the evidence Respondent
produced in response to the subpoenas in this case maybe be
properly used as evidence in deciding this matter.
Summary
Based on the findings above, I find the following amounts of
backpay due to the employees listed below as of July 18, 2009.
Employee
Amount
Acosta, Anthony
$ 4807.11
Amanambu, Austin O.
9583.99
Boyer, Ruth Mary
29,510.09
Gordon, Natalia
1670.16
Hayes, Cindy
2920.36
Hustead, Charles
306.91
Kavanaugh, Gary
3435.09
Lopez, Rudolph R.
15,344.35
Loyd, Michael Scott
11,955.09
May Jr., David Allen
16,092.74
Parra, Judith
170.74
Pattarozzi, Daniel
4359.37
Syed, Nohail
4684.52
Total:
$104,840.52
Respondent may discharge its liability as of July 18, 2009, to
each employee listed above by payment of the foregoing
amount set opposite the employee’s name, plus interest to the
date of payment, less the normal withholding for federal, state,
social security, and Medicare taxes required by the applicable
federal, state, and social security tax laws.14
14 Pursuant to Sec. 102.59 of the Board’s Rules and Regulations, if
no exceptions are filed as provided by Sec. 102.46 of the Rules, the
findings, conclusions, and recommendations shall, as provided in Sec.
102.48 of the Rules, be adopted by the Board and all objections to them
shall be deemed waived for all purposes. All pending motions incon-
sistent with these findings and conclusions are denied. General Coun-
sel’s request that I order Respondent to post the Notice to Employees is
unnecessary as the Board’s enforced order in the underlying case al-
ready requires that action. Such an order from me at this time would be
redundant and would amount to the relitigation of a matter already
resolved in the underlying proceeding. See Chicago Educational Tele-
vision Assn., 308 NLRB 103 fn. 1 (1992).