357 NLRB 4
Special Touch Home Health Care Services Inc
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 2
4
Special Touch Home Care Services, Inc. and New
York’s Health and Human Service Union
1199/SEIU. Case 29–CA–026661
June 30, 2011
SUPPLEMENTAL DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS BECKER
AND HAYES
On September 29, 2007, the National Labor Relations
Board issued its Decision and Order in this proceeding,1
concluding, among other things, that the Respondent,
Special Touch Home Care Services, a home health care
provider, violated Section 8(a)(3) and (1) of the Act by
failing to immediately reinstate economic strikers upon
their unconditional offer to return to work. Subsequent-
ly, the General Counsel applied to the United States
Court of Appeals for the Second Circuit for enforcement
of the Board’s Order. On May 12, 2009, the court issued
a decision denying enforcement in relevant part.2 The
court remanded the case for the Board to address the re-
lationship between what it characterized as the “plant
rule doctrine” and Section 8(g) of the Act, which requires
a union—but not individual employees—to give advance
notice before a strike at a health care institution. On Au-
gust 20, 2009, the Board notified the parties that it had
accepted the remand and invited the parties to file state-
ments of position. The General Counsel and the Re-
spondent filed statements of position.3
The Board has delegated its authority in this proceed-
ing to a three-member panel.4 After reconsidering the
matter in light of the court’s decision and the parties’
position statements, we affirm the prior conclusion that
the Respondent’s failure to immediately reinstate the
strikers violated Section 8(a)(3) and (1).
I. BACKGROUND
The Respondent provides home health care services in
New York City under contracts with nursing and health
service providers. The Respondent employs approxi-
mately 2500 home health aides. At any given time, ap-
proximately 1400 are assigned to specific customers on
an ongoing basis. The remainder form an “on-call” pool
of employees who perform sporadic or temporary as-
signments.
1 351 NLRB 754 (2007).
2 NLRB v. Special Touch Home Care Services, 566 F.3d 292 (2d Cir.
2009).
3 The Respondent moves to strike portions of the General Counsel’s
position statement as misrepresenting the facts and the law. Having
reviewed the parties’ position statements and the record, we deny the
motion.
4 Member Pearce is recused and took no part in the consideration of
this case.
The Respondent’s customers have a wide range of
physical and mental conditions ranging from depression
to diabetes to poststroke partial paralysis. The Respond-
ent’s employees report to work at the customers’ homes,
where they provide services such as cleaning, shopping,
bathing, reminding customers to take their medication,
and observing customers for signs of immediate distress,
such as dizziness or chest pains. The employees are pro-
hibited from dispensing medication or providing medical
services. Some customers receive care around the clock;
others receive only a few hours of care per day.
The Respondent maintains a rule that employees who
will not be reporting for a scheduled shift must call and
notify the Respondent in advance. Vice President of
Operations Linda Keehn testified that 2 hours’ advance
notice is the “minimum” and that the “responsible and
preferred” practice is for employees to call the day be-
fore.5 When the Respondent receives notice that an em-
ployee will not be reporting to work, it arranges to send a
replacement aide.
On May 27, 2004, the Union, New York’s Health and
Human Service Union 1199/SEIU, which was attempting
to organize the Respondent’s employees, notified the
Respondent, in writing, that the employees would engage
in a 3-day strike starting Monday, June 7, and ending
June 10. It is undisputed that the Union’s notice to the
Respondent satisfied the Union’s obligations under Sec-
tion 8(g) of the Act.6
Between 1400 and 1500 employees were scheduled to
work on June 7. During the preceding week, as instruct-
ed by the state health department, the Respondent con-
ducted a telephone poll of employees scheduled to work
the following week. In most instances, the Respondent’s
agents did not refer to the strike in the poll, but simply
asked the employees whether they would be taking any
time off during the following week.7 Seventy-five em-
ployees who later participated in the strike responded
that they would not be working on June 7. Another 48
employees participated in the strike, but neither so in-
5 While the evidence reveals that a small number of employees rou-
tinely fail to comply with this rule for reasons unrelated to activity
protected by the Act, the General Counsel did not argue that the Re-
spondent discriminated in its enforcement of the rule. Keehn testified
that, on an average day, 1 or 2 employees who have not called in fail to
show up for work. Approximately 5 to 10 additional employees call in
to report their absences late enough that their assignments need to be
filled “close to the start of their shift[s].”
6 Sec. 8(g) requires that “[a] labor organization, before engaging in
any strike . . . at any health care institution shall, not less than ten days
prior to such action, notify the institution in writing. . . . The notice
shall state the date and time that such action will commence.”
7 The General Counsel does not allege that the poll was unlawful.
SPECIAL TOUCH HOME CARE SERVICES
5
formed the Respondent in response to the poll,8 nor
called in to inform the Respondent that they would not be
working.9 Of these 48 employees, 12 testified. Ten of
the twelve explained that they did notify the families of
their customers of their intent to strike (and the other 2
were not asked the question). At a union meeting before
the strike took place, the Union told the employees that
they did not need to notify the Respondent if they
planned to participate in the strike because the Union had
provided notice.
The 48 employees at issue all had regular assignments
to specific customers. Keehn testified that because of the
48 employees’ failure to call in, 5 clients received no
services on June 7, and some others received delayed or
partial services. There was no evidence that any of those
individuals suffered any adverse consequences.
Upon the striking employees’ June 10 unconditional
offer to return to work, the Respondent immediately re-
instated the 75 employees who had stated in advance that
they would not be working. The remaining 48 were not
immediately reinstated. On June 14, the Respondent
informed the latter group that they had violated the call-
in rule, but would not be discharged, because they had
been told by the Union that they need not call in. At var-
ious times after June 14, all but 110 of the 48 employees
who sought reinstatement were eventually reinstated, but
not all to their prestrike customers or with the same
number of hours, and not all to regular rather than on-call
positions.
II. PRIOR BOARD AND COURT PROCEEDINGS
The administrative law judge found that the failure to
immediately reinstate the strikers violated Section 8(a)(3)
and (1). He reasoned that employees engaged in a work
stoppage protected by the Act cannot be disciplined for
8 The Respondent does not contend that any other employees failed
accurately to inform it concerning whether they would be working. In
other words, excluding the 123 employees described above, the re-
mainder of the 1400 to 1500 employees informed the employer that
they would be reporting to work and did so.
9 The evidence is in conflict as to whether the Respondent polled all
48 of those employees. Keehn testified that all employees scheduled to
work during the strike were called, and that the 48 employees in ques-
tion all said they would be working. Twelve of the forty-eight employ-
ees testified. Four of them denied receiving a telephone call. Of those
who testified that they did receive a call, three said that they told the
Respondent they would not be taking any time off, either because they
were unaware of the strike at the time of the survey or had not yet de-
cided to participate. One testified that he told the Respondent that he
did not know if he would be taking any time off. We need not resolve
this factual question because we hold that the Respondent acted unlaw-
fully even if the employees did not disclose their intention to strike in
response to the poll.
10 Crecencia Miller was lawfully discharged for reasons unrelated to
her failure to call in.
failure to comply with a company rule “requiring them to
get permission or give notice before they absent them-
selves from work.” 351 NLRB 754, 761 (2007). The
judge relied on NLRB v. Washington Aluminum Co., 370
U.S. 9 (1962), in which the Supreme Court found that a
walkout in protest of abnormally cold conditions in the
plant was protected, despite the lack of advance notice
and despite a plant rule prohibiting employees from leav-
ing work without permission. The judge also observed
that the advance notice requirement of Section 8(g) ap-
plies to unions, not individual employees.11 He further
reasoned that, even assuming a strike may be unprotected
where there is “imminent danger” to customers or
coworkers, the evidence failed to establish such danger
here. Id. at 762. A unanimous Board adopted the
judge’s reasoning and affirmed the decision. Id. at 754
fn. 6, 757.
In its decision, the Second Circuit remanded the case
to the Board to address the “intersection” of Section 8(g),
which imposes a notice requirement only on unions, and
the “plant rule doctrine,” which the court defined as
adopting the principle that an employer may “enforce
neutral ‘reasonable rules covering the conduct of em-
ployees on company time.’” 566 F.3d 292, 297 (2009)
(quoting Republic Aviation Corp. v. NLRB, 324 U.S. 793,
803 fn. 10 (1945)).
On the one hand, the court observed, a plant rule that
would require notice before striking “cannot be immedi-
ately reconciled” with the principle that the notice re-
quirement of Section 8(g) applies only to unions. See,
e.g., Montefiore Hospital & Medical Center v. NLRB,
621 F.2d 510, 516 (2d Cir. 1980) (holding that two un-
represented physicians did not lose the protection of the
Act when they walked out, without notice, in sympathy
with other employees who struck after their union had
given proper 8(g) notice). On the other hand, the court
reasoned, cases such as Washington Aluminum, supra,
are distinguishable because they require that employees
receive permission to leave work, whereas the rule at
issue here required only that the employees provide no-
11 Because the Union’s notice undisputedly complied with Sec. 8(g),
the Board and the judge found it unnecessary to decide whether the
Respondent was a “health care institution” to which Sec. 8(g) applies.
Before the court of appeals, the parties “assume[d]” that the Respond-
ent was a health care institution. 566 F.3d at 295. In his position
statement on remand, the General Counsel stated, without elaborating
further, that he “does not concede” that issue, but considers it unneces-
sary to resolve. The General Counsel, however, alleged in the com-
plaint that the Respondent was a health care institution, the Respondent
admitted the allegation, and the case was litigated on that theory. In the
absence of any argument to the contrary, we therefore assume that the
Respondent is a health care institution and that the strike was subject to
the requirements of Sec. 8(g).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
tice. The court found that Republic Aviation and Mon-
tefiore “suggest[] that there is some weighing of the in-
terests involved” in applying the relevant doctrines. Id.
at 300. The court quoted dictum from Montefiore that a
hospital receiving notice that certain employees intend to
strike “would be well-advised to inquire of the rest of its
employees whether they plan to stay out in sympathy.”
Id. at 299 (quoting 621 F.2d at 515).
Accordingly, the court instructed the Board to deter-
mine whether the Respondent “may enforce its call-in
rule and mandate compliance with its survey, reasonably
relying on the results of both, in light of Section 8(g)’s
requirement that only unions and not individual employ-
ees are required to give notice to health care employers.”
566 F.3d at 300. The court outlined “several interests
that must be balanced in resolving this issue,” including:
(1) the employer’s attempt to maintain a properly regu-
lated workforce, (2) the employees’ interest in striking
(including their interest in not having to decide in ad-
vance that they wished to participate), and (3) the risk
to the clients, including the nature of the care provided
by the aides.
Id. In particular, the court instructed the Board to “explore,
in light of Montefiore Hospital, how the limited scope of
Section 8(g) should apply in a case where the relevant labor
organization may have instructed employees that they need
not inform the employer of their absence.” Id. at 301.
III. PARTIES’ POSITIONS
The Respondent argues that the Board has found con-
certed activity unprotected when it violates facially neu-
tral “absence notification” rules, such as the “call-in” rule
at issue here. The Respondent further argues that Section
8(g) was intended to provide health care institutions with
sufficient time to make arrangements for continuing pa-
tient care, and that the Union’s 8(g) notice is meaningless
if the Respondent cannot rely on its call-in rule and
prestrike poll. The Respondent argues that the employ-
ees’ right to strike was not infringed by the rule or the
poll, because employees were free to change their minds
after responding to the poll (as some did), so long as they
called in 2 hours before their shifts began. Finally, the
Respondent argues that its clients have serious medical
conditions and that there are no other company employ-
ees at the clients’ homes to provide coverage if an em-
ployee does not show up; therefore, the risk of harm to
the clients justifies enforcement of the call-in rule.12
12 Because the Union did not yet represent the employees at the time
of the strike, the Respondent contends that the 8(g) notice could not
have been made “on behalf of” the aides. The Board has squarely
rejected that argument in Kapiolani Hospital, 231 NLRB 34 (1977),
The General Counsel acknowledges that the Board
must balance the competing interests when evaluating
rules governing conduct in the workplace. But the Gen-
eral Counsel further asserts that Section 8(g)’s 10-day
notice requirement, combined with the principle that a
strike will be deemed unprotected if employees fail to
take reasonable precautions to protect the employer’s
plant, equipment, or products from foreseeable imminent
danger, already strikes the proper balance. The General
Counsel contends that, because proper notice was given
pursuant to Section 8(g) and the strike, which was pre-
ceded by 10 days’ written notice, did not place clients in
imminent danger, application of the call-in rule was not
necessary to protect the Respondent’s legitimate inter-
ests.
IV. DISCUSSION
For the reasons explained below, we hold that the Re-
spondent was not entitled to deny immediate reinstate-
ment to the strikers who did not disclose their intent to
strike in response to the Respondent’s survey or other-
wise comply with the Respondent’s call-in rule. A dif-
ferent result would be contrary to the balance struck by
Congress in Section 8(g) of the Act, unnecessary to pro-
tect the Respondent’s legitimate interests under existing
Board precedent, and unduly burdensome of the right to
strike.
A. Statutory Provisions
It is beyond dispute that the right to strike is central to
the Act, a core right protected by Section 7, and separate-
ly and expressly preserved in Section 13, which recites
that “[n]othing in this Act, except as specifically provid-
ed for herein, shall be construed so as either to interfere
with or impede or diminish in any way the right to strike
or to affect the limitations or qualifications on that right.”
See NLRB v. Erie Resistor Corp., 373 U.S. 221, 233
(1963). The Board and courts have consistently held that
employees generally have the right to strike without
providing advance notice, even at health care facilities
(so long as there is compliance with the notice require-
ments of Section 8(g)).13
enfd. 581 F.2d 230 (9th Cir. 1978), stating that an employee “was free
to join the strike and could, without jeopardizing her rights under the
Act, trade on, as it were, the 10-day notice of the Union, even though
she was neither a member of nor represented by the Union, and had
herself given no notice.” We adhere to that precedent.
13 For example, in Bethany Medical Center, 328 NLRB 1094, 1094
(1999), the Board held that laboratory employees at a medical center
who struck to protest working conditions without any union involve-
ment had “the right to strike without prior notice.” See also Washing-
ton Aluminum, supra, 370 U.S. at 15–17; Montefiore, supra, 621 F.2d at
515; cf. NLRB v. Pratt & Whitney Air Craft Division, 789 F.2d 121,
131 (2d Cir. 1986) (employer violated Sec. 8(a)(1) by advising employ-
SPECIAL TOUCH HOME CARE SERVICES
7
It is equally clear that health care institutions have a
legitimate interest in ensuring that patients are adequate-
ly cared for during a strike. As originally enacted, the
Act specifically exempted employees of nonprofit hospi-
tals from its coverage. In 1974, however, Congress
amended the Act to extend statutory protection—
including the right to strike—to such employees. In en-
acting the 1974 amendments, Congress faced, and ulti-
mately carefully balanced, two conflicting interests:
On the one hand, it was noted that it is unjust to deny to
the employees of nonprofit hospitals the rights granted
to employees in other industries to organize and bar-
gain collectively. On the other hand, special protection
seemed necessary when dealing with health care insti-
tutions in order to assure continuity of patient care.
Walker Methodist Residence, 227 NLRB 1630, 1630
(1977). To accommodate both of those competing con-
cerns, Congress (1) amended the Act to cover employees of
nonprofit hospitals; (2) added Section 8(g), requiring labor
organizations to give 10 days’ written notice before striking
or picketing a health care institution; and (3) amended Sec-
tion 8(d) to provide that “[a]ny employee . . . who engages
in any strike within the appropriate period specified in [Sec-
tion 8(g)], shall lose his status as an employee of the em-
ployer.” That is, an employee who engages in a strike de-
spite her union’s failure to comply with Section 8(g) loses
statutory protection.
The 10-day notice requirement in Section 8(g) “is in-
tended to give health care institutions sufficient advance
notice of a strike or picketing to permit them to make
arrangements for the continuity of patient care.” S. Rep.
No. 93–766 at 4 (1974), reprinted in 1974 U.S.C.C.A.N.
3946, 3949. In other words, Congress adopted Section
8(g) and amended Section 8(d) precisely to address the
concerns raised by the Respondent and the Second Cir-
cuit in this case. The statutory notice obligation, howev-
er, is imposed only on labor organizations, not on indi-
vidual employees.14
Section 8(g) and the amendment to Section 8(d) repre-
sent Congress’ finely tuned balance of competing inter-
ests.15 Indeed, the legislative history of the 1974
ees that they were required to call in each day of a strike and give a
reason for their absence).
14 See Montefiore, supra, 621 F.2d at 515–516; Kapiolani Hospital,
supra, 231 NLRB at 42; Walker Methodist Residence, above at 1631.
15 As Senator Javits (the ranking Republican on the Senate Commit-
tee that reported the bill) explained, “The provisions of the bill . . . have
been carefully tailored to meet the particular problems posed by labor-
management disputes involving health care institutions.” Subcommit-
tee on Labor, Senate Committee on Labor and Public Welfare, Legisla-
tive History of the Coverage of Nonprofit Hospitals Under the National
Labor Relations Act, 1974, Committee Print, 93d Cong. 2d Sess. 98
amendments reflects Congress’ specific intent that the
Board not restrict the rights of healthcare employees in
any manner other than that expressly set forth in the
amendments.16
The courts have recognized this limitation on the
Board’s authority, observing that:
[T]he Board is not free to draw the line elsewhere even
in a well-intentioned belief that broader protection of
the public interest in health care outweighs the resulting
imposition on employees.
Laborers Local 1057 v. NLRB, 567 F.2d 1006, 1015 (D.C.
Cir. 1977) (holding that 8(g) notice was not required before
a strike called by unions representing nonhealthcare em-
ployees involved in construction and renovation of hospital
facilities, even though picketing would take place partially
on hospital property). The Board has acted accordingly.
See, e.g., Kapiolani Hospital, above at 42 (“[T]o impose a
limitation [through adjudication] would be to embark upon
the very amendatory process again which [the chief Senate
sponsor of the amendments] cautioned.”).
(Nov. 1974) (Senate floor May 2, 1974). The legislative history makes
clear that the provisions of the 1974 amendments represent a congres-
sional compromise. As Senator Dominick explained in his individual
views appended to the Senate Committee Report, the legislation “repre-
sents a compromise between those parties favoring simple repeal of the
existing exemptions from Taft-Hartley coverage for nonprofit hospitals
and some of those resisting such a repeal.” S. Rep. No. 93-766 at 39
(reprinted in 1974 Legislative History at 46). Senator Cranston also
affirmed on the Senate floor that the legislation “represents . . . a very
carefully developed and finely tuned balance of competing considera-
tions and philosophies to develop a procedure that will, at the same
time, protect labor and management rights and promote good health
care.” 1974 Legislative History at 91 (Senate floor May 2, 1974).
Having arrived at what it expressly considered a compromise, Congress
did not intend for the Board to tip the balance in one direction or the
other in order to better protect one set of the competing interests.
16 As Senator Harrison Williams, Chairman of the Committee on
Labor and Public Welfare and a chief sponsor of the legislation, stated
during debate of the 1974 amendments:
This legislation is the product of compromise, and the National Labor
Relations Board in administering the act should understand specifical-
ly that this committee understood the issues confronting it, and went
as far as it decided to go and no further and the Labor Board should
use extreme caution not to read into this act by implication—or gen-
eral logical reasoning—something that is not contained in the bill, its
report and the explanation thereof.
120 Cong. Rec. 22575 (daily ed. July 10, 1974), reprinted in 1974
Legislative History at 361. Senator Williams concluded his observa-
tions concerning the legislation:
My overriding point is that in this carefully tailored legislation Con-
gress decided to treat the health care industry uniquely in certain re-
spects. It decided to go so far, and no more. I trust this bill will be
treated by the NLRB and its General Counsel in the same spirit, and
not as an excuse to . . . substitute its will for that of the Congress.
1974 Legislative History at 364 (Senate floor July 10, 1974) (120 Cong.
Rec. 22576).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
If the balance established by Congress in the 1974
amendments is imperfect, it is up to Congress, not the
Board, to adjust it.
B. The Board’s “Imminent Danger” Doctrine
Apart from the restrictions imposed on unions and em-
ployees under Section 8(g) and (d), “there is nothing in
the Act which imposes greater restrictions on the activi-
ties of employees in the health care industry than em-
ployees of any other industry.” East Chicago Rehabilita-
tion Center, 259 NLRB 996, 1000 (1982), enfd. 710 F.2d
397 (7th Cir. 1983), cert. denied 465 U.S. 1065 (1984).
Nevertheless, any strike, including a strike by employees
of a health care institution, is unprotected if the employ-
ees “fail to take reasonable precautions to protect the
employer’s plant, equipment, or products from foreseea-
ble imminent danger due to sudden cessation of work.”
Bethany Medical Center, supra, 328 NLRB at 1094–
1095 (citing Marshall Car Wheel & Foundry Co., 107
NLRB 314 (1953), enf. denied 218 F.2d 409 (5th Cir.
1955)); see also Montefiore, supra, 621 F.2d at 516.
To establish imminent danger, however, “more must
be shown than that the [strike] caused inconvenience.”
East Chicago Rehabilitation Center v. NLRB, 710 F.2d
397, 404 (7th Cir. 1983), affg. East Chicago, supra. In
Bethany Medical Center, supra, the Board held that a
walkout by cardiac catheterization lab employees pre-
ceded by only 15 minutes’ notice was protected, even
though scheduled procedures were delayed and the strik-
ers refused to return to perform an unscheduled, emer-
gency procedure. Id. at 1094, 1094–1095. Similarly, in
East Chicago, the Board found that a spontaneous 2-hour
walkout by 17 nurses’ aides was protected. Although
some patient care schedules were “not completely ad-
hered to,” there was “no showing that the strike jeopard-
ized any patient’s safety or health.” Above at 996 fn. 2.
The reviewing court affirmed the Board’s finding, de-
spite evidence of delays in serving of patients’ meals,
administering medication, changing the bed sheets of
incontinent patients, and removing the body of a patient
who had died. 710 F.2d at 405. Finally, in Montefiore,
supra, the Second Circuit affirmed the Board’s conclu-
sion that the strike was protected despite a drastic reduc-
tion in the number of workers on duty: the normal com-
plement of workers at the struck clinic consisted of 10 to
12 physicians and 24 to 27 other personnel; during the
strike, only 1 physician, 3 nurses, and a receptionist re-
mained on duty. 621 F.2d at 512, 515.
Notably, in each of these cases, no 10-day notice was
given relating to the employees at issue, because no un-
ion was involved in their strike. We are not aware of any
case in which the Board has held that a strike was unpro-
tected because it created an “imminent danger” despite
the fact that it had been preceded by written notice in
compliance with Section 8(g).17
C. The Respondent’s Call-In Rule
It is against the foregoing backdrop that we examine
the Respondent’s call-in rule. The Second Circuit in-
structed the Board to consider the intersection of Section
8(g) and what the court denominated the “plant rule doc-
trine.” The Board has never articulated a categorical
principle that an employer may always apply a pre-
existing, neutral plant rule, even if it restricts employees’
Section 7 rights. In fact, the Board and courts have long
held that employers may not discipline or discharge
strikers based on plant rules that forbid employees from
leaving their jobs without permission.18
In the present case, however, the court correctly point-
ed out that such “permission” rules are different from the
Respondent’s “notification” rule. In so doing, the court
cited two cases in which the Board upheld discipline of
employees who engaged in otherwise protected, concert-
ed activity, but who violated “notification” rules: Terry
Poultry Co., 109 NLRB 1097 (1954), and General
Chemical Corp., 290 NLRB 76, 83 (1988).
In Terry Poultry, two employees in a chicken pro-
cessing plant left the production line to present a griev-
ance to management. They did not give notice to anyone
before doing so, despite a plant rule prohibiting employ-
ees from leaving the production line without first arrang-
ing with fellow employees or the foreman to perform
their duties during their absence. As a result, chickens
went through the line unprocessed and had to be repro-
cessed later. The employer discharged the two employ-
ees. A divided Board found the discharges lawful. The
majority reasoned that the rule was not adopted for a
discriminatory purpose and there was no indication that
permission to leave the line would have been denied.
Therefore, the Board concluded, the rule was “not an
unreasonable impediment” to protected activity. 109
NLRB at 1097–1098.
17 Nevertheless, under appropriate circumstances, we would enter-
tain an argument that despite prior notice, a strike, or particular em-
ployees’ participation in a strike, created an imminent danger.
18 See, e.g., Washington Aluminum, supra; Go-Lightly Footwear, 251
NLRB 42, 44 (1980) (walkout was protected even though it violated
rules that employees could not leave without permission or without
punching out; activity does not lose protection because of violations of
“those kinds of work rules”). See also Wilshire at Lakewood, 343
NLRB 141, 144 (2004), vacated on other grounds 345 NLRB 1050
(2005), rev. on other grounds 480 F.3d 1161 (D.C. Cir. 2007) (holding
that the maintenance of a rule prohibiting nursing home employees
from “walking off the shift” without permission was not unlawful, but
stating that a different conclusion likely would have been reached if
there had been any record evidence that the rule had been applied
against Sec. 7 activity).
SPECIAL TOUCH HOME CARE SERVICES
9
In General Chemical, the employer manufactured and
processed hazardous chemicals. When employees struck
unexpectedly, two were suspended for walking off their
jobs without complying with a plant rule that required
employees to be properly relieved before leaving their
work stations.19 No actual damage to the plant or equip-
ment resulted. The employer contended that the two
employees could have avoided discipline by either shut-
ting down their equipment or notifying their supervisor
before leaving. The judge, whose conclusion the Board
adopted without comment, found the suspensions lawful.
The judge reasoned that the employer’s conduct was
“consistent with” Terry as well as with cases holding that
striking employees must take reasonable precautions to
avoid imminent danger to the employer’s plant. The
judge further found that, “[w]hen balanced against the
significant danger involved,” the restriction on protected
activity was minimal, and there was no evidence of un-
lawful motivation. Id. at 83–84.
Terry and General Chemical do not stand for the gen-
eral proposition that enforcement of “notification” rules
during a strike is always lawful. They are distinguisha-
ble from the present case on several grounds. First, and
most importantly, there was no advance notice of the
concerted activity in either of the prior cases. Here,
through the Union’s 8(g) notice, the Respondent knew
about the strike 10 days in advance. As a result of that
notice, the Respondent conducted a poll through which it
learned that the strike would have a very limited scope.
Second, Terry Poultry and General Chemical involved
employees leaving their workstations during work time.
Similarly, in this case, the Second Circuit drew what it
described as the “plant rule doctrine” from language in
the Supreme Court’s decision in Republic Aviation, su-
pra, permitting “an employer to enforce neutral ‘reasona-
ble rules covering the conduct of employees on company
time.’” 566 F.2d 289, 297 (1977) (quoting Republic Avi-
ation, supra at 803 fn. 10). Republic Aviation did not
involve a strike or a “notification” rule, but rather a rule
prohibiting soliciting in the workplace. 324 U.S. at 795.
Such a rule, the Supreme Court recognized, implicates
the “right of employers to maintain discipline in their
establishments.” Id. at 798 (emphasis added).20 Terry
Poultry and General Chemical implicate that employer
interest, but this case does not: there is no evidence that
19 Three employees who struck after complying with the rule were
not disciplined.
20 In Republic Aviation, despite the fact that the rule against solicita-
tion in the workplace was what the Second Circuit would describe as a
neutral “plant rule,” the Supreme Court upheld the Board’s conclusion
that the rule could not be categorically applied to limit otherwise pro-
tected activity.
any employee left a customer’s home in order to join the
strike.21 We believe that this is a distinction of sub-
stance. It is highly unusual—and almost inevitably dis-
ruptive—for employees to walk off the job. In contrast,
it is not unusual for some employees not to appear for
work, even without prior notice; thus, employers typical-
ly have systems in place to insure coverage (as the Re-
spondent did here). Indeed, in this case, as described
above, the evidence showed that on any given day, one
or two employees failed to appear for work without prior
notice, and 5 to 10 gave notice so late that replacements
had to be found at the last minute.
Third, the holding in General Chemical is not based
solely on the existence of a plant rule; the Board also
found that the walkout resulted in significant danger to
the chemical plant. Above at 83. Here, the evidence
fails to show such danger. As to the five customers who
received no replacement aide on June 7, the Respondent
presented no evidence regarding their disabilities or con-
ditions that would enable the Board to determine whether
they were endangered. Similarly, although some of the
other 43 clients received delayed coverage, the Respond-
ent presented no evidence regarding the length of or the
potential consequences, if any, of the delay.22 In the pre-
vious cases involving health care institutions described
above, the Board found the potential dangers insufficient
to deny employees the protection of the Act, even though
the circumstances created by the strike in each case ap-
peared to present a far greater potential risk to patients
than that involved here. See Bethany, supra; East Chica-
go, supra; Montefiore, supra.
Furthermore, although “permission” rules are different
from “notification” rules, a requirement of individual
notice is nevertheless an impediment to Section 7 activi-
ty. In Savage Gateway Supermarket, 286 NLRB 180
(1987), enfd. mem. 865 F.2d 1269 (6th Cir. 1989), the
Board held that an absence notification rule is “a less
formidable impediment to protected activity” than a
permission rule, but “is a restrictive condition nonethe-
less.”23 The Act protects “concerted activity,” such as a
21 For this reason, the Second Circuit found the prior cases “slightly
inapposite.” 566 F.3d at 298.
22 Moreover, Respondent official Keehn testified that on the morning
of June 7, the Respondent was “accepting cancellations [from strikers]
up to the start of the shift . . . even though technically it was really too
late for them to call out.” It also appears from Keehn’s testimony that,
on June 7, if an aide had not checked in 20 minutes after the start of her
shift, the Respondent sought a replacement. The Respondent intro-
duced no evidence indicating that, in these cases, initiating the search
20 minutes earlier would have made a difference in the Respondent’s
ability to obtain a replacement in time to meet the needs of the custom-
er.
23 The same is true in the present case. Although the burden of com-
plying with the Respondent’s call-in rule is not heavy, the rule might
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
strike, precisely because Congress believed that, individ-
ually, employees could not and would not effectively
protect their legitimate interests. Yet a notice rule, ap-
plied to such concerted activity, requires that each indi-
vidual inform the employer of her intention to engage in
concerted activity in order for the activity to be protect-
ed. The premises of the Act, Congress’ decision to im-
pose a duty to give notice only on unions, and our expe-
rience with labor-management relations all suggest that
permitting an employer to compel employees to provide
individual notice of participation in collective action
would impose a significant burden on the right to strike,
both as to individual employees and employees as a
group. Not only would individual employees be faced
with the potentially intimidating prospect of telling their
employer that they intend to take action that the employ-
er might view unfavorably, but the ability of employees
as a group to mount an effective strike would also de-
pend on the willingness of individual employees to so
notify the employer.
Unlike either Terry Poultry or General Chemical, Sav-
age Gateway, supra, involved an employee who did not
report to work (because of the presence of a picket line).
It is thus the most closely analogous Board precedent to
the present case.24 The Savage Gateway Board conclud-
ed that the employee’s failure to comply with the notice
rule did not justify her termination. Addressing the em-
ployer’s interest in the enforcement of the notice rule, the
Board recognized that “it best suits an employer’s con-
venience to know in advance exactly who will and who
will not support a strike,” but reasoned that the law does
not require that a strike be conducted in a manner most
conducive to the continued operation of the employer.
Above at 183. Nothing in the law, the Board concluded,
“suggests that employers are free to restrict protected
concerted activities through application of work rules
simply on a showing that enforcement of such rules will
help assure efficient operations during a strike.” Id. at
183–184. The Board held:
[U]nless an employer shows that the business justifica-
tion supporting a notice requirement is sufficiently
compelling to outweigh unrestricted exercise of pro-
tected activity, it is not free to discharge an employee
for failure to comply with that rule.
Id. at 183. The Board found no such justification in Savage
Gateway.
well deter employees from deciding fewer than 2 hours in advance
whether to strike or might simply chill the exercise of the right to strike.
24 On this point, our dissenting colleague appears to agree.
Any suggestion, as in the dissent, that, as a health care
institution, the Respondent had a more compelling busi-
ness justification for enforcing its notice rule than existed
in Savage Gateway, despite its receiving 10 days’ written
notice of the strike and consequently conducting a pre-
strike poll,25 threatens the careful balance of interests
established by Congress in Section 8(g). If health care
institutions had been free to condition the protection of
strikes on employees’ provision of prior notice, there
would have been no need for Congress to adopt either
Section 8(g) or the amendment to Section 8(d). But
Congress recognized that legislation was required, and it
made a clear choice to impose a notice requirement only
on unions and to specify that health care employees lose
the protection of the Act only when they strike after their
union has failed to give the required notice. The argu-
ment that healthcare employers should be able to require
additional notice from employees must be directed to
Congress, not the Board.26
Accordingly, we find that the failure of some of the
strikers to comply with the call-in rule did not justify the
Respondent’s failure to reinstate those strikers upon their
unconditional offer to return to work.
D. The Respondent’s Prestrike Poll
In addition to citing its call-in rule, the Respondent al-
so contends that the strikers’ failure to give accurate re-
sponses to its telephone poll, conducted the week before
the strike, justified its decision not to reinstate them. In
making this argument, the Respondent relies on dictum
contained in Montefiore Hospital, supra. There, the Se-
25 The 8(g) notice alone left the Respondent uncertain as to exactly
which and how many of its 1400 workers would participate in the
strike, and therefore uncertain as to how many replacement aides would
be needed and for which clients. As we explain in the next section,
however, the Respondent’s poll substantially answered those questions
and a poll fully complying with required safeguards might have been
even more enlightening. Of the approximately 1400 employees polled,
the evidence indicates that 97 percent accurately stated their intentions.
Thus, the poll, despite its imperfections, provided the Respondent with
very accurate information about the scope of the strike. It is not at all
clear to us that adding a threat of discipline for inaccurate responses
(which employees may well have assumed they were under in this case)
would have produced even more accurate results.
26 Nothing in the dissent would confine our colleague’s position to
the facts of this case. To the contrary, if adopted, it would permit every
healthcare employer to show the type of “‘sufficiently compelling’
business justification” the dissent finds here under Savage Gateway.
That result would impermissibly readjust the balance struck by Con-
gress. Our decision, contrary to the dissent’s suggestion, grants no
“special immunity” to healthcare employees. It merely holds that once
their union has complied with the statutory notice requirement and they
have been subject to a pre-strike poll that would be unlawful in other
industries, their employer must show more than was shown here to
demonstrate a “business justification supporting a[n additional] notice
requirement that is sufficiently compelling to outweigh unrestricted
exercise of protected activity.” Savage Gateway, above at 183.
SPECIAL TOUCH HOME CARE SERVICES
11
cond Circuit stated that when “a union has given notice
of its intention to strike, the hospital would be well-
advised to inquire of the rest of its employees whether
they plan to stay out in sympathy. An employee who
strikes after promising to show up may well forfeit pro-
tection under the Act.” 621 F.2d at 515.
The court’s dictum in Montefiore concerned employ-
ees not covered by a prior 10-day notice. As explained,
the physicians who struck in Montefiore did so in sympa-
thy with employees in a unit represented by a union that
had given the required 8(g) notice. The court’s reference
to “the rest” of the employees thus refers to those not
covered by the 8(g) notice. In Montefiore, therefore,
unlike here, the hospital had no notice whatsoever that
the physicians might strike.
Moreover, the Montefiore court did not examine the
Board’s extensive jurisprudence concerning employer
interrogation and polling. Under most circumstances, it
is unlawful for an employer to systematically question
employees about their union activity. See generally
Johnnie’s Poultry Co., 146 NLRB 770, 775–776 (1964),
enf. denied 344 F.2d 617 (8th Cir. 1965). In a limited
exception to this general rule, the Board permits a health
care employer that has received notice of a strike to poll
employees about their intent to participate, provided the
employer gives the employees express assurances against
reprisal. In Preterm, Inc., 240 NLRB 654, 656 (1979),
the Board stated:
In enacting Section 8(g), Congress was concerned
about insuring the continuity of patient health care.
Accordingly . . . once an employer receives a 10-day
notice and a strike therefore appears imminent he may
properly attempt to determine the need for replace-
ments by asking employees if they intend to strike.
See also Continental Manor Nursing Home, 233 NLRB
665, 676 (1977). In conducting such a poll, the employer
has “an obligation [1] to explain fully the purpose of the
questioning, [2] to assure the employees that no reprisals
would be taken against them as a result of their response,
and [3] to refrain from otherwise creating a coercive atmos-
phere.” Preterm, above at 656.
In this case, there is no record evidence demonstrating
that the Respondent complied with either of the first two
conditions of a lawful poll.27 Importantly, it seems likely
that an express assurance of nonretaliation would have
27 Given that most of the Respondent’s telephone calls to employees
did not mention the strike but simply asked if the employee would be
taking time off, it seems unlikely that the Respondent met the require-
ment of “explain[ing] fully the purpose of the questioning [or] as-
sur[ing] the employees that no reprisals would be taken against them as
a result of their response.” Preterm, Inc., above at 656.
led some number of the 48 employees who indicated that
they would be working, but who later struck, to provide
more forthcoming answers.28
The Board’s requirement that an employer “assure the
employees that no reprisals would be taken against them
as a result of their response” to a prestrike poll necessari-
ly implies that the employer cannot engage in such re-
prisal.29 The Respondent contends that the right to poll
employees is useless if the employer cannot punish those
who do not respond accurately. But we are aware of no
Board or court decisions holding that employees who
change their minds or who choose for other reasons to
participate in a strike, after having told the employer in
response to a lawful poll that they do not plan to partici-
pate, lose the protection of the Act. It is one thing to
permit a poll that would otherwise amount to unlawful
interrogation. It is quite another to say that the poll may
be backed up by the threat of discipline or discharge for
engaging in protected concerted activity not disclosed in
response to the interrogation. Such a result would effec-
tively impose an individual notice obligation on health
care employees, when Congress chose not to impose any
such obligation.30 For all of the reasons explained earli-
er, we decline to adopt such a rule.
V. CONCLUSION
Existing law protects the interests of healthcare em-
ployers like the Respondent, as well as the patients they
care for, in three distinct ways. First, Congress required
unions (but not employees) to provide 10-days’ written
notice of a strike. Armed with that knowledge, the em-
ployer can, as the Respondent did here, make arrange-
ment for coverage using supervisors, individual replace-
28 Contrary to the suggestion in the dissent, there is no evidence of
any concerted effort to mislead the Respondent in responding to the
poll. Several employees testified that they were unaware of the strike
at the time of the poll or had not yet decided to participate. One em-
ployee testified she informed the Respondent that she was not sure
whether she would report when she had, in fact, decided to strike. In
addition, the Union told employees, in accordance with current law,
discussed infra, that they did not need to notify the Respondent of their
intent to participate in the strike in light of the Union’s 10-day notice—
a factor that the Second Circuit found warranted consideration. 566
F.3d 292, 301 (2009).
29 Our dissenting colleague asserts that we “clearly dislike” the poll-
ing jurisprudence. But we neither like nor dislike the precedent. Un-
like our colleague, however, we apply it, including its requirement of
“no reprisals.” Preterm, above at 656.
30 While asserting that his position is “a narrow one,” confined to a
situation where a prestrike poll has been conducted and some employ-
ees respond that they will work, but later strike, our dissenting col-
league does not acknowledge the full implications of adopting his posi-
tion as it would permit any healthcare employer to adopt a call-in rule
and enforce it as here. This would effectively render the required as-
surance of nonretaliation in relation to responses to the poll empty and
require individual notice contrary to Congress’ clear intent.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
ments, and temporary agencies. Second, the Board per-
mits an employer which has received a 10-day notice to
obtain additional information concerning the precise
scope of the impending strike by polling employees, so
long as the employer satisfies the conditions for insuring
that the poll is not coercive. Such a poll here provided
the Respondent with very significant information about
the limited scope of the strike and might have yielded
more had the required assurance of nonretaliation been
given. With this information, the employer can refine its
arrangements for coverage, knowing that it should ar-
range for some number of supplemental replacements to
be available to work in the event that (as occurred here)
additional employees choose to strike. An employer can
also alert its customers to the possibility of a strike and
ask that they notify it immediately if they learn in ad-
vance (as many customers here did) that a worker plans
to strike or if a worker fails to appear. Finally, when the
strike occurs, an employer operating in the healthcare
field, like those outside of healthcare, can discipline par-
ticular employees who cease work without taking “rea-
sonable precautions to protect” the employer’s plant,
equipment, or patients “from foreseeable imminent dan-
ger due to sudden cessation of work.” Bethany Medical
Center, supra, at 1094–1095.31
We do not believe that relevant provisions of the Act,
Section 8(g) and (d), permit us to endorse any additional
burden of health care employees’ exercise of the right to
strike. Nor, in any case, does the balancing of interests
in which the Second Circuit instructed us to engage in
this case justify the Respondents’ actions here. Accord-
ingly, we adhere to the Board’s original finding that the
Respondent’s failure to immediately reinstate the strikers
upon their unconditional offer to return to work violated
Section 8(a)(3) and (1).
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we find that it must be ordered
to cease and desist and to take certain affirmative action
designed to effectuate the policies of the Act. Such af-
firmative action shall include offering the strikers rein-
statement to their former assignments or, if those as-
signments are no longer available, to substantially equiv-
alent assignments, and making them whole for any loss
of earnings and other benefits. As described in our prior
31 Given these existing legal protections of health care consumers,
the dissent’s suggestion that our decision places health care employers
in a worse position than other employers is unfounded. Our colleague
would simply substitute his own judgment of what protections are
necessary and appropriate for the carefully tailored and unambiguous
statutory terms.
Decision and Order in this case,32 as to strikers who were
refused reinstatement and therefore suffered a cessation
of employment, backpay shall be computed on a quarter-
ly basis from the date of such refusal less any net interim
earnings, as prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950). As to strikers who were reinstated,
just not to their former assignments, and who therefore
did not suffer a cessation of employment, backpay shall
be calculated pursuant to Ogle Protection Service, 183
NLRB 682 (1970), enfd. 444 F.2d 502 (6th Cir. 1971).
Interest on backpay shall be computed in accordance
with New Horizons, 283 NLRB 1173 (1987), and com-
pounded daily as provided in Kentucky River Medical
Center, 356 NLRB 6 (2010).
ORDER
The National Labor Relations Board orders that the
Respondent, Special Touch Home Care Services, Inc.,
Brooklyn, New York, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Failing and refusing to immediately reinstate eco-
nomic strikers who offered to return to work to their
former positions of employment or to substantially
equivalent positions of employment.
(b) Interrogating employees about their support or ac-
tivities for New York’s Health & Human Service Union
1199/SEIU.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer to
those strikers who have not yet returned to their former
jobs, or those who have had their hours or other terms
and conditions of employment changed since the strike,
immediate and full reinstatement to their former posi-
tions of employment or, if those jobs no longer exist, to
substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously
enjoyed.
(b) Make whole the striking employees who uncondi-
tionally offered to return to work on June 8, 2004, or at
the end of the strike on June 10, 2004, and who were not
reinstated immediately, for any and all losses incurred
due to the denial of reinstatement to their normal as-
signments, with interest, in the manner set forth in the
remedy section of this decision.
(c) Within 14 days from the date of this Order, remove
from its records all reference to the unlawful actions tak-
32 See 351 NLRB 754, 758, 765–766 (2007).
SPECIAL TOUCH HOME CARE SERVICES
13
en against the 47 discriminatees, and within 3 days there-
after advise them in writing that this has been done and
that these actions shall not be used against them in any
way.
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.
(e) Within 14 days after service by the Region, post at
its facility in Brooklyn, New York, copies of the attached
notice marked “Appendix,” printed in English, Spanish,
Russian, and Chinese.33 Copies of the notice, on forms
provided by the Regional Director for Region 29, after
being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places, including
all places where notices to employees are customarily
posted. In addition to physical posting of paper notices,
notices shall be distributed electronically, such as by
e-mail, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily
communicates with its employees by such means.34 Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by
any other material. The Respondent shall also duplicate
and mail, at its own expense, a copy of the notice to all
employees employed by the Respondent at any time
since June 8, 2004.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
MEMBER HAYES, dissenting.
Based on the particular facts of this case, I would find
that the Respondent lawfully refused to immediately re-
instate the 48 economic strikers who failed to notify it,
pursuant to a preexisting and facially nondiscriminatory
call-in rule, that they would not be working on June 7,
2004, after telling the Respondent, in response to a law-
ful prestrike poll, that they would be at work that day.
33 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
34 See J. Picini Flooring, 356 NLRB 11 (2010).
Contrary to the majority, I would find that the Respond-
ent has shown a sufficiently compelling business justifi-
cation for enforcing its call-in rule and that justification
outweighs the minimal burden imposed on employees’
protected right to strike.
In my view, the issue on remand from the Second Cir-
cuit1 is a narrow one. It does not concern whether the
Respondent could have enforced the call-in rule if it had
not conducted a lawful survey in response to the Union’s
8(g) strike notice.2 It does not concern whether the Re-
spondent could have enforced a rule against someone
who refused to reply to the survey. It does not concern
the legality of a call-in rule that would require an em-
ployee to give a reason for being absent from work. It
does not concern the kind of “permission” rule that has
been found to be unenforceable. Simply stated, the call-
in rule here comes into play only after the Respondent
conducted the lawful survey, as instructed by the state
health department, and only for those aides who an-
swered that they would work on June 7, then failed to do
so without giving notice.
In Savage Gateway Supermarket, 286 NLRB 180, 183
(1987), enfd. mem. 865 F.2d 1269 (6th Cir. 1989), cited
by the majority, the Board stated that “[a]t least unless an
employer shows that the business justification supporting
a notice requirement is sufficiently compelling to out-
weigh unrestricted exercise of protected activity, it is not
free to discharge an employee for failure to comply with
that rule before engaging in such activity.”3 Unlike the
employer in Savage Gateway, the Respondent here has
clearly shown a “sufficiently compelling” business justi-
fication for requiring compliance with its call-in rule. As
the Second Circuit pointed out, “If [the Respondent]
could not rely on the survey or the neutral call-in rule,
the [Respondent] (not to mention its clients, many with
serious needs) could be in a state of limbo, with some-
where between zero and 1300 aides potentially going on
strike.”4 Whether intentional or not, the survey answers
1 NLRB v. Special Touch Home Care Services, 566 F.3d 292 (2d Cir.
2009).
2 The majority suggests that there is no evidence that the Respondent
provided the required nonretaliation assurances to employees for a
lawful survey. Inasmuch as there was no allegation that the survey was
unlawful, there was no reason to introduce such evidence.
3 See also Republic Aviation v. NLRB, 324 U.S. 793, 803 fn. 10
(1945). The balancing of interests test represented by this precedent for
employer plant rules is distinguishable from the well-established prin-
ciple that, even in the absence of a facially legitimate work rule, a strike
by employees is “indefensible” and unprotected if the employees fail to
take reasonable precautions to prevent damage or injury from foreseea-
ble imminent danger due to sudden cessation of work. Marshall Car
Wheel & Foundry Co., 107 NLRB 314 (1953), enf. denied 218 F.2d
409 (5th Cir. 1955).
4 566 F.3d. at 299.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
of the 48 aides mislead the Respondent in arranging for
alternative home care coverage for its clients, who suffer
from a wide range of physical and mental conditions
ranging from depression to diabetes to post-stroke partial
paralysis. Although the aides do not provide medical
services for clients, they are often the only individuals
available to remind clients of the need to take medication
and to observe and report symptoms of immediate dis-
tress such as dizziness and chest pains.
Further, while the Respondent does have a pool of on-
call aides to cover a client assignment in the event of a
regularly assigned aide’s absence, it is difficult for the
Respondent to know of the need to provide such cover-
age at remote client sites if the assigned aide does not
give advance notice in compliance with the call-in rule.
Because of the 48 aides’ failure to provide such notice
after stating they would work on June 7, five clients re-
ceived no coverage and some others received delayed or
partial coverage.
The corresponding burden on employees’ exercise of
their statutory right to strike is minimal. The employees
who originally responded that they would be at work
could still engage in this activity by complying with the
call-in rule, and they could do so without disclosing the
reason for their absence. The majority’s position that the
Respondent may not enforce a nondiscriminatory call-in
rule to the extent of requiring an employee to correct a
misleading answer to a lawful poll effectively means that
employees need not honestly answer the poll in the first
place. Indeed, the majority position gives unions and
their employee supporters the opportunity to increase the
disruptive impact of a strike by deliberately giving false
answers in response to a poll, thus eviscerating the poll
as an effective aid in arranging for continuing patient
care.
My colleagues clearly dislike the notion that health
care employers should be able to conduct such a poll in
the first place, but their approach puts these employers in
worse position than in other industries. I agree with my
colleagues that, in striking a careful balance between
competing heath care industry interests, Congress did
not impose any special statutory notice requirements on
employees (as opposed to the 8(g) and (d) notice re-
quirements imposed on labor organizations). However,
neither did Congress confer any special immunity on
health care employees from employer notice require-
ments that would be enforceable, based on a sufficiently
compelling business justification, in any other industry
subject to the Act. That is effectively what the majority
opinion does today. Accordingly, I dissent.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail or refuse to immediately reinstate
economic strikers who offered to return to work to their
former positions of employment or to substantially
equivalent positions of employment.
WE WILL NOT interrogate employees about their sup-
port or activities for New York’s Health & Human Ser-
vice Union 1199, SEIU.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer to those strikers who have not yet returned
to their former jobs, or those who have had their hours or
other terms and conditions of employment changed since
the strike, immediate and full reinstatement to their for-
mer positions of employment or, if those jobs no longer
exist, to substantially equivalent positions, without prej-
udice to their seniority or any other rights or privileges
previously enjoyed.
WE WILL make whole, with interest, the 47 strikers for
any loss of earnings and other benefits suffered as a re-
sult of our refusal to reinstate them to their former jobs.
WE WILL, within 14 days from the date of the Board’s
Order, expunge from our records all reference to the un-
lawful actions taken against the 47 discriminatees, and
WE WILL, within 3 days thereafter, advise them in writing
that this has been done and that these actions shall not be
used against them in any way.
SPECIAL TOUCH HOME CARE SERVICES, INC.