357 NLRB 902
Acme Bus Corp. as successor to First Student Co.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 82
902
Acme Bus Corporation and International Brother-
hood of Teamsters, Local 445. Cases 02–CA–
038981 and 02–CA–039422
August 26, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
On February 9, 2010, Administrative Law Judge Ste-
ven Davis issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent
filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions,2 as
modified, to modify his remedy,3 and to adopt the rec-
ommended Order as modified.4
The Respondent is a bus transportation company oper-
ating in Orange County, New York. In 2008,5 Orange
County awarded the Respondent a contract, previously
held by First Student, Inc., to transport preschool chil-
dren with special needs. First Student had recognized the
Union, and the Respondent had initially attempted to fill
its ranks with former First Student employees. There had
apparently been some hint that the Respondent might
recognize the Union, but ultimately the Union com-
menced a new organizing campaign. The complaint al-
leged that the Respondent committed a number of unfair
labor practices during the course of that campaign.
We adopt the judge’s conclusions, for the reasons stat-
ed by him, that the Respondent violated Section 8(a)(1)
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951).
2 There are no exceptions to the judge’s rejection of the General
Counsel’s request for a Gissel bargaining order, which request the
General Counsel had tried unsuccessfully to withdraw, or to his finding
that the Respondent’s Employee Handbook contains a facially valid no-
solicitation/no-distribution rule.
3 In accordance with our decision in Kentucky River Medical Center,
356 NLRB 6 (2010), we will modify the judge’s recommended remedy
by requiring that backpay be paid with interest compounded on a daily
basis.
4 We will modify the judge’s recommended Order to provide for the
posting of the notice in accord with J. Picini Flooring, 356 NLRB 11
(2010). For the reasons stated in his dissenting opinion in J. Picini
Flooring, Member Hayes would not require electronic distribution of
the notice.
5 All subsequent dates are in 2008.
of the Act by interrogating employees about union activi-
ties, orally promulgating and maintaining a rule prohibit-
ing employees from discussing the Union at work,6 orally
promulgating, maintaining, and disparately enforcing an
overly broad solicitation/distribution rule,7 creating the
impression that employees’ protected activities were un-
der surveillance,8 and subjecting employees to closer
scrutiny in retaliation for their support of the Union. We
also adopt the judge’s conclusions, again for the reasons
stated by him, that the Respondent violated Section
8(a)(3) and (1) by discharging employees Miosotis
Mieses, Catherine Pomella, Eileen Haskell, Roberta
Cheatham, and Paula Mercado.
As explained below, we adopt the judge’s conclusion
that the Respondent’s interrogation of employee Richard
Azar regarding his pretrial affidavit violated Section
8(a)(1), but for reasons different from those stated by the
judge. Similarly, we adopt the judge’s 8(a)(3) finding
concerning the discharge of employee Penny Kuhhorn,
consistent with our discussion below.
1. The interrogation of Richard Azar
The judge found that, after being subpoenaed by the
General Counsel, Azar went to Terminal Manager Char-
lie Mazzei’s office holding an envelope that contained
both his subpoena and his pretrial affidavit and handed
the envelope to Mazzei. As fully detailed in his decision,
the judge found that Terminal Manager Charlie Mazzei
read employee Azar’s Board affidavit, shortly before he
was to appear as a witness at the unfair labor practice
hearing in this proceeding. Mazzei then asked Azar, “did
I really do this?” When Azar responded, “no,” Mazzei
asked him if he would “be willing to voluntarily write a
statement,” which Azar then did.9 The judge concluded
that Mazzei’s questioning of Azar violated Section
8(a)(1) because Mazzei did not provide him with the
6 We find it unnecessary to rely on Alan Ritchey, Inc., 354 NLRB
628 (2009), cited by the judge. Instead, we rely on Jensen Enterprises,
Inc., 339 NLRB 877, 878 (2003), and Willamette Industries, 306 NLRB
1010, 1017 (1992).
7 We find it unnecessary to rely on DPI New England, 354 NLRB
849 (2009), and Loparex LLC, 353 NLRB 1224 (2009), cited by the
judge. We rely on Powellton Coal Co., 354 NLRB 419 (2009), as
incorporated by reference in 355 NLRB 530 (2010).
8 We adopt the judge’s finding that the Respondent unlawfully creat-
ed the impression of surveillance by Terminal Manager Charlie
Mazzei’s statements to monitor Chris Hagelmann that “maybe” he had
employees spying at the union meeting, and that he had people “look-
ing out” for people. Accordingly, we find it unnecessary to address the
judge’s additional finding that the Respondent similarly violated Sec.
8(a)(1) by Mazzei’s interaction with drivers Catherine Pomella and
Eugene Blanton at the Quick Chek store. Any such finding would be
cumulative and would not affect the remedy. See, e.g., Bentonite Per-
formance Minerals, 353 NLRB 668 fn. 2 (2008), as incorporated by
reference in 355 NLRB 935 (2010).
9 Azar’s subsequent statement is not in evidence.
ACME BUS CORP.
903
requisite Johnnie’s Poultry assurances prior to question-
ing him.
Although we agree with the judge that the Respondent
violated the Act, we find that the facts do not implicate a
Johnnie’s Poultry privilege. Johnnie’s Poultry Co.10
accords an employer a limited privilege, despite an in-
herent danger of coercion, to interrogate employees
“where an employer has a legitimate cause to inquire,”
such as an investigation of factual issues to prepare a
defense for trial. 146 NLRB at 774–775. But Johnnie’s
Poultry itself makes clear that, “[i]n defining the area of
permissible inquiry, the Board has generally found coer-
cive, and outside the ambit of privilege, interrogation
concerning statements or affidavits given to a Board
agent.” Id. at 775. The Board reasoned that “such ques-
tions have a pronounced inhibitory effect upon the exer-
cise by employees of their Section 7 rights, which in-
cludes protection in seeking vindication of those rights,”
and that “interrogation concerning employee activities
directed toward enforcement of Section 7 rights also in-
terferes with the Board’s processes in carrying out the
statutory mandate to protect such rights.” Id. Thus, the
Board views the interrogation of employees regarding
statements or affidavits given to Board agents as inher-
ently coercive. See Wire Products Mfg. Corp., 326
NLRB 625, 627–628 (1998), enfd. mem. sub nom. NLRB
v. R.T. Blankenship & Associates, Inc., 210 F.3d 375 (7th
Cir. 2000). Accordingly, we find that the Johnnie’s
Poultry privilege was not available to the Respondent in
these circumstances. Mazzei’s questions to Azar regard-
ing his affidavit were inherently coercive, and violated
the Act.
2. The discharge of Penny Kuhhorn
The Respondent requires that all drivers perform a
“dry run” of their assigned bus routes before the school
term begins. On Thursday, August 21, driver Penny
Kuhhorn and her monitor performed their dry run.
Kuhhorn was not scheduled to work again between Au-
gust 21 and the start of school on September 3, except to
attend a mandatory training session on Wednesday, Au-
gust 27. At that time, Terminal Manager Mazzei asked
Kuhhorn to do a second dry run; her first one had proved
too long and he wanted her to try a major highway.
Kuhhorn, who had her grandson in tow and who knew
that nonemployees were not allowed on the bus, offered
to rerun the route on August 28, the following day.
Mazzei, however, insisted that the route be rerun by 4
p.m. that day. Kuhhorn then offered to rerun the route in
10 Johnnie’s Poultry Co., 146 NLRB 770 (1964), enf. denied 344
F.2d 617 (8th Cir. 1965).
her car, but Mazzei refused that request as well. As a
result, Kuhhorn did not rerun the route on August 27.
Not scheduled to work, Kuhhorn went out of town for
the Labor Day holiday, returning on September 2. On
arriving home, she retrieved two voice mail messages
asking her to report to work to redo the dry run by noon
on Friday, August 29, at the latest, and a third telling her
to report to work at 6 a.m. on September 3, the first day
of school.
When Kuhhorn arrived on September 3, Mazzei sus-
pended her for not following company policy. The Re-
spondent’s employee status report, dated September 3,
states that Kuhhorn was suspended because she “refused
to re-do dry runs. Wouldn’t return phone calls.” On
September 5, Mazzei discharged Kuhhorn for “insubor-
dination”; the September 5 status report reiterates the
reasons given in the suspension report. Also on Septem-
ber 5, Mazzei told Danea Wolven, the assistant terminal
manager, that Kuhhorn “was a big union supporter and
that this . . . her refusal to do a dry run would get rid of
her.”
The judge concluded that the Respondent discrimina-
torily discharged Kuhhorn. He found, and we agree, that
the General Counsel met his initial burden under Wright
Line.11 We observe in particular, as did the judge, that
Kuhhorn was the first, and one of the most active, union
adherents among the employees. Indeed, it was Kuhhorn
who had initiated contact with the Union to inquire about
the status of negotiations, and upon learning that “talks
fell through,” had advised the Union that employees
were still interested in representation. She spearheaded
the new organizing effort, was instrumental in soliciting
authorization cards, and notified Mazzei directly that she
intended to distribute flyers regarding the Union’s first
organizational meeting. Mazzei obtained one of these
flyers and showed it to Wolven, stating, “[T]hey were
trying to bring the Union in to us and that he wasn’t go-
ing to have a union here.” Moreover, in addition to the
Respondent’s knowledge of her role in the campaign,
Mazzei unambiguously identified Kuhhorn as an unlaw-
ful target when he told Wolven that Kuhhorn was “a big
union supporter” and that her refusal to do a dry run
“would get rid of her.” It is significant as well that
Kuhhorn’s discharge was not an isolated incident. As
indicated above, the Respondent committed multiple
violations of Section 8(a)(1) and unlawfully discharged
five other employees because of their support of the Un-
11 Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
904
ion. The General Counsel thus established a strong case
of unlawful motivation by the Respondent.12
We also agree with the judge that the Respondent did
not meet its rebuttal burden under Wright Line. That
burden required that the Respondent provide more than
simply a legitimate reason for the discharge. Its eviden-
tiary obligation was to prove by a preponderance of the
evidence that it would have terminated Kuhhorn in the
absence of her union activity.13 Moreover, given the
strength of the General Counsel’s showing of discrimina-
tion, the Respondent’s burden here was substantial.14
The Respondent argues, and our dissenting colleague
agrees, that Kuhhorn engaged in misconduct justifying
discharge. Assuming that Kuhhorn’s failure to timely
perform a second dry run was, in fact, misconduct, we
conclude that the Respondent has not proven that it
would have discharged Kuhhorn for this single incident
because it constituted “gross misconduct,” i.e., a basis for
immediate discharge under its progressive disciplinary
policy.
The Respondent’s employee handbook, article 10, en-
titled “Progressive Discipline,” states in part:
. . . The main purpose of any disciplinary action is to
correct the problem and attempt to prevent recurrence
. . . .
Disciplinary action may result in any of the following:
Verbal Warning, Written Warning, Suspension or
Termination of Employment—depending on the se-
verity of the problem and the number of occurrences.
There may be circumstances when one or more steps
are bypassed.
12 On exceptions, the Respondent suggests that the General Coun-
sel’s case fails because Human Resources Manager Jim Poisella testi-
fied that he made or approved the decision to discharge Kuhhorn for
insubordination based on her failure to rerun her route and to timely
submit the “left-right” sheets, and Poisella denied having any
knowledge of Kuhhorn’s union activities. Even assuming Poisella
made the decision, however, the judge found as a factual matter that
Mazzei had informed Poisella of Kuhhorn’s earlier distribution of un-
ion flyers. In any event, Poisella’s decision was based entirely on
reports from Mazzei, whose unlawful animus is clear. As a matter of
law, then, Mazzei’s unlawful animus may be attributed to the Respond-
ent. See Albertson’s, Inc., 344 NLRB 1172, 1176 (2005); Parts Depot,
Inc., 332 NLRB 670, 672 (2000), enfd. mem. 24 Fed. Appx. 1 (D.C.
Cir. 2001) (per curiam); Springfield Air Center, 311 NLRB 1151, 1151
(1993). See also Grand Rapids Die Casting Corp. v. NLRB, 831 F.2d
112, 117–118 (6th Cir. 1987); Boston Mutual Life Insurance Co. v.
NLRB, 692 F.2d 169, 171 (1st Cir. 1982).
13 See, e.g., L.B.&B. Associates, Inc., 346 NLRB 1025, 1026 (2006),
enfd. 232 Fed. Appx. 270 (4th Cir. 2007).
14 See, e.g., Metro One Loss Prevention Services Group, 356 NLRB
89, 103 (2010). Accord: Bally’s Park Place, Inc. v. NLRB, 646 F.3d
929, 933 (D.C. Cir. 2011), enfg. 355 NLRB 1333 (2010).
While it is impossible to list every type of behavior that
may be deemed a serious offense, the TERMINATION
OF EMPLOYMENT policy includes examples of
problems that may result in termination of employ-
ment.
By using progressive discipline, we anticipate that most
conduct or job performance issues can be corrected at
an early stage, benefiting both the employee and the
Company.
The Respondent’s “Termination of Employment” poli-
cy states, in turn, that the Company may discharge an
employee for, among other reasons, “any of the follow-
ing,” and lists 30 examples, including “Insubordinate
behavior or refusing to obey work instructions.” It con-
cludes with the statement that the Respondent “will at-
tempt to address these issues through Progressive Disci-
pline. However, [the Respondent] reserves the right to
immediately terminate the employment of an employee
without prior notice in situations involving gross mis-
conduct” (emphasis added).
The Respondent’s policy thus establishes a preference
for addressing disciplinary issues—including insubordi-
nation or refusal to obey work instructions—through
progressive discipline. A reasonable reading of the policy
evinces a clear intent not to immediately discharge em-
ployees for workplace transgressions, except in circum-
stances that amount to “gross misconduct.” Significantly,
Kuhhorn had no record of prior discipline. Assuming
that she engaged in misconduct concerning the second
dry run, it was an initial offense under the policy. In
addition, neither the failure to do a dry run nor the failure
to respond to phone calls while off duty is listed among
the 30 enumerated infractions. Given Kuhhorn’s offers
to rerun the route and her scheduled vacation over the
holiday weekend, we are hard pressed to find that the
Respondent established that Kuhhorn would have been
regarded as “insubordinate” under its policy or as that
term is generally understood. In support of the insubor-
dination charge, Mazzei testified that Kuhhorn “absolute-
ly” refused to do the second run on August 27, and that
she told him “if you want it done, do it yourself” and
walked out. However, the judge did not believe Mazzei,
and discredited him, leaving the charge of insubordina-
tion itself lacking significant support
Further, the Respondent’s documentary evidence does
not demonstrate that it would have immediately termi-
nated Kuhhorn for misconduct, absent her union activi-
ties. Kuhhorn completed the initial dry run, and she
made reasonable efforts to timely complete the second
ACME BUS CORP.
905
dry run.15 None of the documents establish that any oth-
er employee was terminated for failing to perform a dry
run. The vast majority of the termination reports in the
record show that employees were discharged for “no
call/no shows,” failed drug and/or alcohol tests, or failed
criminal background checks. In our view, these instanc-
es bear a striking dissimilarity to failing to perform a dry
run.16 Most significantly, the Respondent did not estab-
lish that any of these discharged employees was guilty of
“gross misconduct,” i.e., terminated immediately for a
single transgression rather than as the final step under the
progressive disciplinary policy.
In sum, we find that the Respondent has not demon-
strated that it would have terminated Kuhhorn for her
failure to repeat the required dry run in the absence of her
union activity.17
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Acme
Bus Corporation, Middletown, New York, its officers,
agents, successors, and assigns, shall take the action set
forth in the recommended Order as modified.
1. Substitute the following for paragraph 1(e).
“(e) Coercively interrogating any employee about the
contents of a pretrial affidavit given by the employee to a
Board agent.”
2. Substitute the following for paragraph 2(e).
“(e) Within 14 days after service by the Region, post at
its Middletown, New York facility, copies of the attached
notice marked “Appendix.”23 Copies of the notice, on
forms provided by the Regional Director for Region 2,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
15 The Respondent has not explained why, after Mazzei rejected
Kuhhorn’s offer to rerun the route on August 28, it decided, while she
was off duty, that August 29 was an acceptable deadline for the rerun.
16 One of the “no call/no show” dischargees failed to do a dry run in
August. In the comment section, the Employee Status Report states “no
call or show for route selection, Sept. 3 & 4 and no dry run.” However,
the “reason for termination” was “2 days [no call/no show].” We ob-
serve that “no dry run” was not a listed reason for termination, and that
the discharge occurred at about the same time as Kuhhorn’s. The Re-
spondent did not explain why summary discharge was appropriate for
Kuhhorn based solely on a failure to repeat her dry run, but insufficient
in the former instance.
17 We disagree with our dissenting colleague that we have “recast the
Respondent’s disciplinary system” to our liking. Consistent with the
Respondent’s burden of proof, we have simply evaluated its proffered
evidence in the context of its published progressive disciplinary policy
and its demonstrated antiunion animus against Kuhhorn.
notices, notices shall be distributed electronically, such
as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Re-
spondent at any time since August 15, 2008.”
3. Substitute the attached notice for that of the admin-
istrative law judge.
MEMBER HAYES, dissenting in part.
I write separately only to express my disagreement
with my colleagues’ finding that the Respondent failed to
meet its rebuttal burden under Wright Line of showing
that it would have discharged Kuhhorn for her miscon-
duct of refusing to follow instructions to complete her
repeat school bus dry run by noon on the Friday before
the beginning of the school term or to respond to
voicemail messages about these instructions.1 The Re-
spondent’s employee handbook specifically provides for
the possibility of termination for “Insubordinate behavior
or refusing to obey work instructions.” That is exactly
the misconduct Kuhhorn engaged in, and there is no evi-
dence that discharging her in reliance on this misconduct
involved disparate treatment.
At least 12 other drivers were also required to rerun
their routes. All of the other drivers did so. Neverthe-
less, my colleagues express the view that the Respondent
failed to meet its rebuttal burden because it did not estab-
lish that it had discharged another employee for a “single
transgression.” On the contrary, an employer’s failure
to show that its discipline paralleled the treatment of oth-
er employees where no other employee has engaged in
the same misconduct is not dispositive.2
1 I agree with the disposition of all other issues except the majority’s
finding that the Respondent unlawfully interrogated employee Richard
Azar about the Board affidavit he mistakenly gave to Terminal Manag-
er Charlie Mazzei. I would find no need to pass on whether this inter-
rogation was unlawful inasmuch as it is essentially cumulative of other
unlawful interrogation findings, including the finding that Mazzei un-
lawfully interrogated Azar about his attendance at a union meeting.
2 See Albis Plastics, 335 NLRB 923, 928 (2001) (finding employer
met Wright Line rebuttal burden), enfd. 67 Fed.Appx. 253 (5th Cir.
2003) (unpublished); NACCO Materials Handling Group, 331 NLRB
1245, 1246 fn. 5 (2000). My colleagues state that the Respondent “did
not explain why summary discharge was appropriate for Kuhhorn
based solely on a failure to repeat her dry run,” when one of two reports
related to another dischargee, who also failed to perform a dry run and
to appear for route selection, listed the reason for termination as “2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
906
The majority has recast the Respondent’s disciplinary
system as they would apply it, a clearly impermissible
basis for finding a violation. E.g., Framan Mechanical,
Inc., 343 NLRB 408, 412 (2004) (Board should not sub-
stitute its own judgment for that of the employer in de-
termining whether an employer’s conduct is unlawful).
They even go so far as to claim that Kuhhorn’s refusal to
make a timely second dry run (necessitated because her
initial dry run was inadequate) was not a dischargeable
offense because it was not specifically enumerated as
such in the handbook. I cannot seriously believe that
they mean to suggest an employer’s legitimate discharge
defense fails unless its handbook specifically lists every
work instruction that an employee must obey or be sub-
ject to discharge. Further, I cannot share my colleagues’
apparent lack of appreciation that an employer charged
with the transportation of preschool children with special
needs would want assurance that all of its drivers knew
their routes and could drive them according to schedule
before the day when actual transportation operations be-
gan.
It is true that the Respondent has committed numerous
unfair labor practices and, by doing so, has demonstrated
union animus. Of course, that fact is not dispositive of
our Wright Line analysis of alleged discriminatory dis-
charges. Neither is it dispositive that Kuhhorn was a
major employee supporter of the Union, or that the Re-
spondent’s manager, Mazzei, referred to this status when
stating that Kuhhorn’s refusal to make the second dry run
would “get rid of her.” An employee’s union activity
does not insulate her from discharge for nondiscriminato-
ry reasons. “If an employee provides an employer with a
sufficient cause for [her] dismissal by engaging in con-
duct for which [she] would have been terminated in any
event, and the employer discharges [her] for that reason,
the circumstance that the employer welcomed the oppor-
tunity to discharge does not make it discriminatory and
therefore unlawful.”3 That is what happened here, and I
would therefore dismiss the allegation that Kuhhorn’s
discharge was unlawful.
days [no call/no show].” My colleagues’ suggestion that this other
dischargee would not have been discharged had she reported to work
but refused to do a dry run (the conduct for which Kuhhorn was dis-
charged) finds no support in the record. Similarly, my colleagues do
not explain their conclusion that employees discharged for “no call/no
shows,” failed drug and/or alcohol tests, or failed criminal background
checks, were not immediately terminated for a “single transgression.”
3 Klate Holt Co., 161 NLRB 1606, 1612 (1966).
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT promulgate and maintain a rule prohibit-
ing employees from discussing International Brother-
hood of Teamsters, Local 445, or any other union, at
work.
WE WILL NOT promulgate and maintain a rule prohibit-
ing union solicitations and distributions on employer
property.
WE WILL NOT create the impression that union meet-
ings are under surveillance.
WE WILL NOT coercively question you about your un-
ion support or activities, or about the union support or
union activities of any other employees.
WE WILL NOT coercively interrogate you about the
contents of any pretrial affidavit given to a Board agent.
WE WILL NOT subject you to closer scrutiny in retalia-
tion for your support of the Union.
WE WILL NOT discharge or otherwise discriminate
against any of you for supporting International Brother-
hood of Teamsters, Local 445, or any other union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL within 14 days from the date of the Board’s
Order, offer Penny Kuhhorn, Eileen Haskell, Catherine
Pomella, Roberta Cheatham, and Paula Mercado full
reinstatement to their former jobs, or, if those jobs no
longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or any other rights or priv-
ileges previously enjoyed. It appears that Miosotis
Mieses was offered reinstatement by letter of June 10,
2009.
WE WILL make Miosotis Mieses, Penny Kuhhorn, Ei-
leen Haskell, Catherine Pomella, Roberta Cheatham, and
Paula Mercado whole for any loss of earnings and other
ACME BUS CORP.
907
benefits resulting from their discharge, less any net inter-
im earnings plus interest.
WE WILL within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharges of Miosotis Mieses, Penny Kuhhorn, Ei-
leen Haskell, Catherine Pomella, Roberta Cheatham, and
Paula Mercado, and WE WILL, within 3 days thereafter,
notify each of them in writing that this has been done and
that the discharges will not be used against them in any
way.
ACME BUS CORP.
Gregory B. Davis and Rachel F. Preiser, Esqs., for the General
Counsel.
John K. Diviney, Esq. (Rivkin, Radler, LLP), of Uniondale,
New York, and Alan B. Pearl, Esq. (Alan B. Pearl & Asso-
ciates), of Syosset, New York, for the Respondent.
DECISION
STATEMENT OF THE CASE
STEVEN DAVIS, Administrative Law Judge. Based on a
charge and a first, second, third and fourth amended charge in
Case 02–CA–038981 filed by International Brotherhood of
Teamsters, Local 445 (Union) on September 29, December 8,
2008, January 29, February 28, and March 12, 2009, respec-
tively, an amended complaint was issued on July 15, 2009
against Acme Bus Corporation (Respondent, Employer or Ac-
me). Based upon a charge and an amended charge in Case 2–
CA–39442 filed by the Union on August 5 and October 1,
2009, respectively, a complaint was issued in that case on Oc-
tober 8, 2009. The General Counsel’s motion to consolidate
the two complaints for hearing was granted over the Respond-
ent’s objection.
The complaint,1 as amended at the hearing, alleges that the
Respondent (a) promulgated and maintained rules prohibiting
union solicitations and distributions and discussing the Union at
work (b) engaged in surveillance by spying on employees who
attended a Union meeting (c) created the impression of surveil-
lance by informing employees that the Respondent was moni-
toring employees who attended a Union meeting (d) interrogat-
ed employees about their union activities and the union activi-
ties of other employees and directed employees to induce other
employees to sign a petition against the Union (e) subjected
employees to closer scrutiny in retaliation for their support of
the Union (f) threatened employees with discipline and other
unspecified reprisals (g) engaged in surveillance of employees
to discover their union activities (h) threatened to call the police
and called the police to remove a union representative who was
distributing flyers to employees in order to interfere with em-
ployees seeking information from the Union and (i) engaged in
surveillance by videotaping employees.2
1 The consolidated complaints will be hereafter referred to as the
“complaint.”
2 The General Counsel’s brief requested withdrawal of par. 10(i) of
the complaint, that the Respondent created the impression of surveil-
lance by its informing employees that it believed that they were at a
The complaint also alleges that the Respondent discharged
employees Miosotis Mieses, Penny Kuhhorn, Eileen Haskell,
Catherine Pomella, Roberta Cheatham and Paula Mercado be-
cause of their Union and concerted activities. The complaint
further alleges that on about September 16, 2008, the Union
represented a majority of the unit employees, and that because
the unfair labor practices set forth above are so serious and
substantial in character that the possibility of erasing their ef-
fects and conducting a fair election is slight, and inasmuch as
the employees’ sentiments regarding representation having
been expressed through authorization cards, those sentiments
would be protected better by the issuance of a bargaining order
than by traditional remedies alone.
The Respondent’s answer denied the material allegations of
the complaint and a hearing was held on 11 days between Sep-
tember 22 and November 2, 2009, in New York, New York.
Upon the evidence presented in this proceeding and my ob-
servation of the demeanor of the witnesses and after considera-
tion of the briefs filed by the General Counsel and the Re-
spondent, I make the following
FINDINGS OF FACT
I. JURISDICTION AND LABOR ORGANIZATION STATUS
The Respondent, a domestic corporation having its place of
business located at 12 Fulton Street, Middletown, New York,
has been engaged in the operation of school transportation of
special needs children. Annually, in conducting its business
operations, the Respondent purchases and receives at its place
of business goods and supplies valued in excess of $50,000
from suppliers located directly outside New York State, and
during the same period, the Respondent derives gross revenues
in excess of $1 million. The Respondent admits, and I find that
it is an employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act. The Respondent also ad-
mits and I find that the Union has been a labor organization
within the meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Employer’s Business
Acme is a subsidiary company of Baumann & Sons Buses,
Inc. whose headquarters is located in Ronkonkoma, Long Is-
land, New York. Baumann’s human resources director, James
Poisella and his assistant Maureen Oulette, are responsible for
major personnel decisions of Baumann’s 2000 employees em-
ployed by Baumann and other subsidiary companies. He or
Oulette review the supporting documentation for discipline and
make the appropriate decision regarding discipline.
Acme is a bus company which provides transportation for
“special needs” passengers in Orange County, New York, the
location of this dispute, and also on Long Island. In the early
particular location which employees used for union meetings. The
request is granted.
The General Counsel also, in the brief, moved to amend par. 11,
above, to allege that the Respondent created the impression of surveil-
lance of employees by videotaping employees and withdrew the allega-
tion in that paragraph that it engaged in surveillance by videotatping
employees.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
908
Spring, 2008, Acme bid on and won the contract to provide
such a service in Orange County. Its terminal manager when
the operation began was Tom Mattingly, and the assistant ter-
minal manager was Charles Mazzei. On September 1, 2008,
Mattingly was fired, Mazzei became the terminal manager,
Danea Morris-Wolven,3 who was then the dispatcher, became
the assistant terminal manager, and Cyndee Cuddy became the
dispatcher. In July, 2009, Wolven was demoted to dispatcher
and Cuddy was promoted to assistant terminal manager.
Acme’s Orange County operation was to begin with the
summer session on July 1, 2008. First Student, Inc., a school
bus company which lost the contract, apparently had recog-
nized the Union as the collective-bargaining representative of
the unit employees there. According to Jerry Ebert, the Un-
ion’s business agent and director of organizing, negotiations
had not yet started with First Student when that company lost
the contract.
Acme sought to hire any First Student employee who was
otherwise qualified for hire and it obtained from the Union a
list of 165 First Student workers. Acme expected to fill its
complement of 115 to 120 employees from the former First
Student ranks. However, only 35 First Student workers were
hired, and the rest of the employees were hired from advertise-
ments. Employee Tammy Bartula who had worked at First
Student stated that the Employer’s officials knew that the First
Student employees had just voted for the Union and encouraged
her to have her former colleagues apply for jobs with Acme.
Acme began its operation with 55 buses in a temporary facil-
ity on the grounds of a medical facility and then moved in mid
August 2008 to a permanent facility on Fulton Street in Mid-
dletown, New York which contains the office of the terminal
manager Charles Mazzei, a dispatcher’s office, break rooms for
the drivers, and parking lots for the buses and employees’ per-
sonal vehicles. At the time of the hearing it operated 67 buses.
B. The Nature of the Population Served by Acme
The children transported are of pre-school age, between 3
and 4-1/2 years old, having emotional, learning and/or physical
disabilities. Special rules for their transportation set forth in the
agreement between Orange County and the Employer include a
requirement that they cannot be on the bus longer than 75
minutes, must have special car seats, safety vest or wheelchair
hook up, and that each bus have a monitor or matron.
Each bus has a driver and monitor. The monitor assists the
child onto and off the bus, and makes certain that the child’s
seat belt is fastened. The bus is equipped with a radio enabling
the driver to be in contact with Acme’s dispatcher. Normally,
the radio is used for such communications, but at times when
an emergency is being handled by radio, drivers are advised to
communicate with the dispatcher by their own personal cell
phone.
The Orange County Department of Health contracts with a
service company to provide transportation management and
oversight for the preschool contract with Acme. Servisair was
the first management company and then, on January 1, 2009,
VMC Group, Inc. provided that service. Each management
3 Ms. Morris-Wolven will be referred to hereafter as “Wolven.”
company had an elaborate set of rules that Acme was required
to follow and it is clear, as will be set forth below, that each
exercised extremely careful control of Acme’s operations relat-
ing to the transportation of the children. Incident reports are
completed by the driver and monitor and are faxed to VMC the
same day as required in the contract between the management
company and the Employer. In cases of misconduct by Acme’s
employees, the management company had the power to fine the
Employer, disqualify drivers and monitors, and make recom-
mendations to Acme relating to its workers.
C. The Union’s Organizational Campaign
1. Employees’ efforts in behalf of the Union
Union director of organizing and business agent Jerry Ebert
stated that he believed that the Employer may have agreed to
recognize the Union following its winning the contract with
Orange County, but “talks fell through.”
In late July, or early August 2008, employee Penny Kuhhorn
phoned Union Agent Cindy Garlinghouse and was told that no
contract negotiations between the Employer and the Union
were being held. Kuhhorn volunteered that several drivers
were interested in the Union, and Garlinghouse said she would
meet them. Shortly thereafter, Garlinghouse met with Kuhhorn
and her monitor Miosotis Mieses at the end of the driveway at
the temporary facility. About 10 to 20 employees joined them.
Garlinghouse told the group that there were no negotiations
between the Employer and the Union, and that if the workers
wanted a union they would have to sign cards. She gave
Kuhhorn a few authorization cards but asked her to wait until
the Union advised the Employer that she would be distributing
them.
Ebert met with driver Penny Kuhhorn and her monitor Mio-
sotis Mieses directly outside the Employer’s permanent facility
in mid August 2008, and gave Kuhhorn a flyer for a meeting
scheduled for August 19 at a local restaurant. He asked her to
distribute the flyers on nonworktime in the parking lot and also
asked her to encourage her co-workers to attend the meeting.
Kuhhorn and Mieses told Ebert that they were nervous and he
suggested that the only way they can protect themselves was to
notify the Employer that they were organizing, so that if “some-
thing bad happens” they would have proof that the Employer
was advised of their activities in advance.4
Mieses testified that, at that time, she and Kuhhorn met Bob
Calli, an assistant manager, near the mechanic’s facility, and
Mieses advised him “we’re here to tell you that we are involved
in a union fully. We were giving flyers to everyone. We will
give it to them when they finish their runs. So we’re going to
be here in the parking lot.” Calli told them to be careful be-
cause the Union was “just after your money.” Mieses stated
that they saw Mazzei looking through the window and he came
out of the building yelling “I don’t want that guy here. That
guy cannot be here. You cannot be doing that in the company
yard. Mieses stated that she told Mazzei “I just came to tell you
that I’m fully involved in the union and we are giving flyers to
the people that are interested.” Mazzei yelled “you cannot do
4 Ebert’s pretrial affidavit stated that he advised them to tell Mazzei
that they intended to handbill during nonwork hours.
ACME BUS CORP.
909
that.” Human resources director Poisella testified that Mazzei
informed him that union representatives visited the premises in
about August 2008 and spoke to employees.
Kuhhorn stated that she and Mieses went into the building,
showed Mazzei the flyer and Kuhhorn said that she wanted to
hand them out. Mazzei replied that they “couldn’t do it on
company property.” Kuhhorn then called Ebert and told him
what Mazzei said. Ebert said that he would call the company
attorney. Ebert testified that he called Employer attorney Mark
Portnoy and told him that Mazzei prohibited their distribution
of literature on nonwork time. Portnoy agreed with Ebert that
Mazzei was wrong and said that he would take care of it.
Kuhhorn stated that Ebert then told her that the Employer’s
attorney said that she could distribute literature on nonwork
time.
Employee Pomella signed a union card on August 15, 2008,
that was given to her by Ebert that day on the sidewalk border-
ing the facility. Pomella stated that she received blank cards
from Ebert in August, and told manager Bob Calli at that time,
with Mieses and Haskell present, that Ebert gave her union
cards and he asked that they request permission before they
distributed them. Calli asked to see a card and Pomella gave
him one which he read. Calli said that he was familiar with
Teamsters 445. Mazzei approached them and asked Pomella
what she was doing. Pomella replied that she was requesting
permission to distribute the Union cards. Mazzei retorted that
she could not do so on company property. Pomella apologized.
Calli gave Mazzei the Union card, and Mazzei took the card
and left the area.
The Employer’s handbook states as follows:
Solicitation, or sale of goods, is not allowed on Baumann
premises by non-Baumann representatives during working
time. Distribution of other than Baumann approved materials
is prohibited during working hours in working areas and on
Baumann company property. Breaks, lunch, before and after
work is considered non-working time. Our employees may
sell goods or solicit contributions during non-working hours,
in non-working areas on the condition it does not interfere
with Baumann activities or services.
Mazzei testified that in mid August 2008, he was told by
employees that Kuhhorn was “blocking the entry of buses.” He
saw Kuhhorn standing near Union Agent Garlinghouse in the
center of a narrow area where the buses entered. They were
both handing out flyers. He observed that buses could not pass
unless they stopped for her. He saw one or two buses enter
when he approached her. Mazzei stated that he asked Kuhhorn
to stop blocking the buses and move away. Kuhhorn moved
away and stood next to Garlinghouse. Mazzei did not know
how many buses were blocked and noted that Kuhhorn engaged
in this activity after she had completed one of her runs. Mazzei
did not issue a written warning because Kuhhorn immediately
complied with his order to move. Mazzei denied that Kuhhorn
asked for permission to distribute the flyers. Mazzei called
Poisella who told him his actions were correct. He denied hav-
ing any other conversation with Kuhhorn relating to the distri-
bution of literature.
Kuhhorn stated that she distributed authorization cards to
employees outside the facility, advising about 12 workers them
that she had cards if anyone wanted to sign them. She asked
workers to sign the cards, telling them that their purpose was
“so we can try to get the Union in; and that if they were inter-
ested in it, please sign. . . . But that was the bottom line that
this was to help get the Union in to protect our jobs.”
Wolven testified that the Union was first brought to her at-
tention in early August, about one month before she was pro-
moted to assistant terminal manager when Mazzei mentioned to
her that “they were trying to bring the Union in to us and that
he wasn’t going to have a union here. That we didn’t need the
union.” Mazzei showed her the flyer announcing the August 19
Union meeting.
2. The discharge of Miosotis Mieses
Mieses began work for the Employer in July, 2008 as a mon-
itor. She worked with Penny Kuhhorn. Mieses stated that when
the operation first began she did not receive eight hours of
work, so apparently Kuhhorn asked for and received permission
to take the bus to a gas station for fuel. The extra time taken in
fueling the bus was paid by the Employer. Since Mieses went
with Kuhhorn to fuel the bus she also was paid for the extra
time for about 2 or 3 weeks.
Some time later, Mieses asked Mazzei and assistant terminal
manager Tom Mattingly why her pay check was lower than
usual. They told her that she should not be fueling buses. Ap-
parently, only one person, the driver, was needed for this task
and the Respondent did not want to pay monitors to assist in
this endeavor. She agreed not to fuel the bus and no longer did
so. She also denied adding time for fueling to her time sheet
after she was told not to fuel the buses. Thereafter, she waited
on her bus for another bus to take her to the facility or just
waited in the bus until the next run had to be made.
Mazzei testified that monitors were not assigned fueling
work because there was no such work for them to do. He stated
that any money Mieses received for the extra time in fueling
was not authorized. Rather, the monitors were picked up at the
gas station by other buses returning to the facility.
As set forth above, Mieses and Kuhhorn met with Garling-
house and then Ebert in early August near the facility and re-
ceived flyers to distribute, and Mieses told mangers Mazzei and
Calli that she and Kuhhorn were organizing for the Union and
distributing flyers, and they were told that they could not dis-
tribute flyers on company property. As set forth above,
Pomella stated that Mieses was with her in August when
Pomella told managers Mazzei and Calli that they would be
distributing union cards. Mazzei told her that they could not do
so on company property.
On August 15, 2008, Kuhhorn and Mieses did a run in the
morning. When they returned, Mazzei asked them to do an
extra run. Kuhhorn protested that Mieses could not go on that
run since she had to take a test to be a driver for the company,
but they agreed to do the run and did so. When they returned,
Mazzei told Mieses that her three month probationary period
had ended and that her services were no longer needed. Ac-
cording to dispatcher Wolven, Mazzei told her that she was not
“working out.” An employee status report written by Wolven
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
910
and dated August 15, 2008, states that Mieses was “disrespect-
ful to management, argumentative on several occasions.”
Wolven wrote a memo which stated essentially that she and
Mazzei terminated Miosotis:
Due to her constant disrespectful attitude and behavior to-
wards the office staff and management. On several occasions
Miosotis has argued with the dispatcher over turning in pa-
perwork and her pay sheets. She was informed . . . several
times that the monitors do not get paid for fueling the buses
but she continues to keep marking it on her pay sheets. She
was told that just because her driver was fueling other buses,
that she was not entitled to it. She was told she was to come
back to base but she insisted to stay with her driver. When
she spoke to the girls in the office, her tone towards the girls is
rude and disrespectful. She brought down morale in the of-
fice. She made the girls in the office very uncomfortable
when she came to the dispatch window because there was al-
ways an argument. Charlie and I felt it was best to terminate a
person like this before her 90 days probation period was up to
help avoid anymore conflict in the office.
Mieses denied that Wolven told her she was rude and disre-
spectful to her and other dispatchers. Wolven testified that she
typed that memo to accompany the above employee status re-
port, stating that Mazzei told her what to include in the memo,
but in fact Wolven testified that the comments in the memo
were correct. Indeed, regarding the bus-fueling issue, Wolven
stated that the Employer paid Mieses for fueling buses but it
was the understanding that the monitors would return to the
yard and not assist in fueling the bus. Mieses disregarded in-
structions twice and continued to include in her time sheet the
time for fueling the bus “after she was specifically told not to.”
Wolven stated that Mieses was first told in mid July5 not to
fuel the buses, and that issue continued in the week ending
August 9.
Two time sheets were received in evidence.6 One, for a
week in mid-July, shows that she worked on July 15–18, and
claimed payment for, and was paid for fueling the bus on July
16, 17, and 18. The other, for the period August 4–8, shows
that on Monday, August 4, she claimed payment for, and was
paid for fueling the bus. However, she did not claim payment
for fueling the bus for any other day that week. Rather, on
August 6, she wrote on her time sheet that “Penny [Kuhhorn,
her driver] call [sic] and wait for some one to bring me to
base.” Accordingly, after being told that she could not be paid
for fueling the buses, she apparently did not do so, according to
the time sheets in evidence. Instead, she waited for another
vehicle to return her to the facility, as demonstrated in the time
sheet notation for August 6. If she was paid for that waiting
time, she was entitled to such payment, as Mazzei testified, if
she waited for 15 minutes to be picked up.
Accordingly, I find, as testified by Mieses that the last time
she requesting payment for fueling the buses was on August 4,
and did not thereafter make such a request. There is no written
5 The transcript records that the first time she was warned was in
mid-August, an obvious error.
6 GC Exhs. 15, 16.
evidence that she made such a request after August 4. The only
written evidence that has been offered in evidence is that on
August 6 she waited to be returned to the base and did not fuel
the bus that day.
Wolven testified that a few days before Mieses was fired,
Mazzei told Wolven that Mieses was “a big union supporter”
and that “we were getting rid of another union supporter.”
Poisella stated that the discharge of Mieses was approved by
the human resources department but he was not involved in that
decision because he was not at work in that period of time. On
June 10, 2009, Mieses was offered unconditional reinstatement
to her former position.
Mazzei testified that the human resources department asked
for his recommendation concerning Mieses, and he recom-
mended that she be fired. He recalled that in July and August,
dispatcher Wolven told him that Mieses was “very uncoopera-
tive” with the dispatcher, was not following her instructions,
was entering the bus at unauthorized times, was “rude and ob-
noxious” and that she recommended her discharge. Mazzei
stated that he was not aware that Mieses had been involved in
any union activity and denied that she spoke to him regarding
distributing union literature. Mazzei further denied that he and
Wolven spoke about Mieses’ involvement in union activities.
The employee handbook contains no mention of a probation-
ary period. It states that after 90 days of employment, employ-
ees receive certain benefits. Mazzei testified that employees
were not notified in writing of the probationary period. How-
ever, Mazzei stated that the Employer has an unwritten “formal
review process” at the end of an employee’s ninetieth day of
work where an employee is evaluated. He termed that 90 days
a “probationary period.” If an employee is “not up to stand-
ards” within 90 days she is terminated. He mentioned the
names of other employees who were dismissed within 90 days
of the start of their employment. Wolven also confirmed that
other employees were fired within 90 days of their hire.
3. The August 19 union meeting
On August 19, a union meeting was held at a restaurant.
Ebert, Garlinghouse and 30 to 40 employees were present.
Ebert told the group that he expected that the Employer would
recognize the Union as the exclusive agent of the employees
but that did not occur, but that “there were some indications [by
the Respondent’s counsel] that if we gathered a substantial
amount of cards, a strong majority of cards that we might be
able to obtain recognition.” He told them that there would be
no union dues until after a contract was signed. Ebert stated
that 90 percent of those present signed cards at the meeting
which he and Kuhhorn collected by going to each of the 15
tables and taking the signed cards from the workers.
Kuhhorn stated that before the cards were distributed, the un-
ion representatives said that “these were not anything binding.
They were just so that the Union could start negotiations and
see how about getting the Union in. It was basically something
that would give them permission to talk to the company as far
as getting the Union in.” Employees Pomella and Haskell stat-
ed that they saw employees sign cards at the meeting. Haskell
stated that Ebert spoke about why the workers should be part of
ACME BUS CORP.
911
the Union and what it would accomplish for them, including
job security.
Kuhhorn signed a card at the meeting and gave it to Ebert.
She saw that other employees signed cards at that time.
Kuhhorn stated that Timothy “Cowboy” Kellison, a driver, was
at the meeting. Employee Christopher Hagelmann attended the
August 19 meeting.7 He stated that he signed a card at that
meeting and saw employees sign and return cards that were
given to them at the meeting.
Regarding her solicitation of employees, Kuhhorn, in answer
to a question on cross-examination Kuhhorn answered “yes” to
the question “did you understand that the purpose of the cards
was to get an election?” Also, in answer to the question “is it
correct that the reason that you told people to sign the cards
was only for an election to get a union in?” Kuhhorn answered
“yes.”
Kuhhorn also testified that when soliciting employees to sign
cards she told them it was to “try to get the Union in here. It
was not an obligation. If they wanted the Union in to sign the
card and give it back or mail it.” She received four signed
cards and gave them to Ebert in the week following the meet-
ing.
Hagelmann also stated that he gave cards to 43 workers on
separate occasions but not on company property and that all of
them returned signed cards to him. He first stated that the
workers did not sign the cards in front of him, but then said that
most did so. He gave the signed cards to Garlinghouse. When
he solicited their signatures he told the employees that the pur-
pose of the cards was that “we’re going to try to start a union
here.” He did not tell them that their purpose was to try to get
an election or only for an election.
4. Mazzei’s questioning employees about the meeting
Hagelmann testified that on August 20, the day after that
meeting, upon arriving at work, Mazzei asked him to enter the
garage, and then asked him what happened at the meeting “can
I trust you about what happened at the meeting?” Hagelmann
answered “yes.” Mazzei then asked “what was going on at the
meeting.” Hagelmann replied that they spoke about “union
business and stuff.” Hagelmann said that “the Uno would be
here eventually” and he quoted Mazzei as saying “I don’t want
to have the Union here because we don’t need to have a union
here right now.” Hagelmann disagreed, saying a union was
needed for health benefits and would be good for the workers.
Hagelmann described the conversation, which lasted about 30
minutes, as “heated.”
Hagelmann also stated that Mazzei told him at that time that
“maybe “J.J.” [James Jenkins, a driver from Long Island] might
have been at the Chinese restaurant because he had people
looking out.” Hagelmann quoted Mazzei as saying that he
“didn’t want people going to the Chinese restaurant and go to
the meeting” and that “J.J. and Cowboy [Timothy Kellison]
were looking out for people.” At hearing, Hagelmann stated
7 Hagelmann was confused as to the date of the meeting. His testi-
mony that he attended a meeting in July is clearly wrong, but then
stated that he signed a card, dated August 19, at the first meeting he
attended.
that he did not see either man at the union meeting. Mazzei
denied asking Kellison or Jenkins to attend any union meeting.
Hand-written timecard records for Jenkins shows that he
worked on Long Island from 6 a.m. to 6:30 p.m. on August 19
and was paid for 10 hours.
Wolven testified that following the August 19 union meet-
ing, certain employees “voluntarily” went into Mazzei’s office,
entering without Mazzei’s calling them in, and spoke with him
about the union meeting during which she was present.
She stated Mazzei “initiated” conversations with employees
Frees and Rink, asking them “what happened at the meeting.”
They told him what was said at the meeting and that Ebert
promised more money and other benefits that they were already
receiving, but would not guarantee anything or put anything in
writing. Mazzei responded that “they couldn’t get anymore than
what they’ve got already; and they would lose everything if
they got the union in.”8
Wolven also stated that shortly after the August 19 meeting,
Veronica Anglero and Chris Rudy “came in to tell us what
happened at the meeting.” Mazzei asked who was there and
they mentioned a few names. Further, Wolven stated that
Richard Berlly “came in and began discussing what was said at
the meeting, including that the Union was offering more money
and benefits that the employees were already receiving.
Mazzei replied that they weren’t going to get any more money
and they were already getting everything the Union was offer-
ing.
Mazzei testified that employees Frees, Rink, and Azar came
to him after the meeting and asked whether Ebert’s statement
that he wrote the employee handbook was true. Mazzei denied
asking any questions whether they signed cards for the Union
or attended union meetings, and further denied that he asked
any workers who attended the Union meetings.
5. The discharge of Penny Kuhhorn
Penny Kuhhorn began work for the Employer as a driver in
early July 2008. She has been employed as a bus driver for 20
years.
As set forth above, in mid August, 2008, Kuhhorn distribut-
ed flyers and cards with her monitor, attended a union meeting
and signed a card for the Union. She told Mazzei that she in-
tended to distribute material for the Union and was told that she
could not do so on company property. Mazzei conceded seeing
Kuhhorn handing out Union literature.
The “Dry Run” Procedure
According to the employee handbook, all drivers are re-
quired to perform a “dry run” of their assigned route prior to
the start of the school term. The purpose of the dry run is to
ensure that the driver is familiar with the route prior to the first
day of school. The driver plan the run on a map provided by
the dispatcher and must verify the pick-up and drop-off points
at the school and at the children’s’ homes. The handbook pro-
vides that at least 3 days prior to the first day of school, the
driver must give the dispatcher left and right sheets detailing all
8 This threat was not alleged in the complaint. A finding of a viola-
tion as to the threat would be cumulative of the other 8(a)(1) violations
I will find herein.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
912
the turns the driver makes with approximate pick up and drop
off times for each route the driver is assigned. The driver must
meet every parent during the dry run.
Kuhhorn stated that on Wednesday, August 20, 2008, she
was asked to do a “dry run.” All the drivers were asked to do a
dry run on August 21 or 22. On August 21, Kuhhorn and her
monitor did a dry run for all three of their routes. Kuhhorn stat-
ed that they returned to the terminal after doing the dry run and
her monitor submitted a list of the runs. She was told that
Wolven said that the Employer wanted only the left-right
sheets. Kuhhorn rewrote the papers and submitted it.
Kuhhorn was not scheduled to work on Thursday or Friday,
August 21 or 22, or the following Monday and Tuesday, Au-
gust 25 and 26, and had no communication with the Employer
during that period of time. On Wednesday, August 27,
Kuhhorn came to work and attended a mandatory training ses-
sion. She was accompanied by her grandson for whom she was
babysitting. Mazzei told her that her run was too long. The
Respondent’s contract with Orange County requires that a child
be on the bus no longer than 75 minutes. Apparently,
Kuhhorn’s run took longer than that to complete. Mazzei also
said that he wanted her to travel via Interstate Route 84 rather
than on the “back way,” local or smaller roads. He asked her to
do the route again. Kuhhorn protested that her route was actual-
ly shorter but Mazzei insisted that she do the run as he suggest-
ed. Kuhhorn said that she would re-drive the route but could
not do so that day because her grandson was with her. Inas-
much as nonemployees are not permitted in the bus for liability
purposes, she could not do the run in the bus with the child.
She told Mazzei that she could re-do the dry run the next day,
Thursday, August 28. Mazzei refused, insisting that the run be
done by 4 p.m. that day. Kuhhorn replied that she would try to
have her daughter leave work early to take her child, and if so,
she would re-do the route that day.
Kuhhorn stated that she learned that her daughter could not
leave work early, and she called Mazzei with the news. Mazzei
said that she would have to do the run in her own vehicle that
day since he needed the report by 4 p.m. Wolven agreed that
Kuhhorn requested permission to use her own vehicle, but said
that Mazzei denied her request to use it. Wolven testified that
the first time that drivers were permitted to do dry runs in their
personal vehicles was one year after Kuhhorn was discharged,
just prior to the summer 2009 school session. On those occa-
sions Mazzei specifically authorized the use of personal vehi-
cles because the drivers were not available on the days that
were scheduled for the dry runs but offered to do them on the
weekend in their personal vehicles.
Mazzei testified that dry runs are supposed to be done in a
company vehicle because the driver was on company time and
was paid for her time during which the Employer’s insurance
covers the driver. Further, the Employer can determine the
route the bus took in the event the driver needs help finding an
address. Mazzei conceded that drivers asked to do the dry run
in their personal vehicle but he never authorized it and he is not
aware that any dry runs took place in a private vehicle.
Kuhhorn testified that she re-drove the route with her grand-
son that day, Wednesday, August 27. She returned to the ter-
minal at 3:50 p.m. after Mazzei had left for the day, and gave
the report to Wolven, advising her that if there were any prob-
lems with the report, she should call her early the next morning
as she was going away for the Labor Day holiday. Wolven
denied that Kuhhorn re-did the dry run that day.
Kuhhorn was not called the next morning and left for vaca-
tion at noon. She was not scheduled to work that day, August
28 through September 1, and she returned home on September
2, Labor Day. Upon arriving home, she found several messag-
es on her voice mail. The first was on August 28, advising her
that she should call because she had to re-do the run. Another
message, on Friday, August 29, related that Kuhhorn was to
report to the facility that day to re-do the run. It should be not-
ed that Wolven stated that she made that call because Kuhhorn
had not re-done the dry run. Finally Kuhhorn received another
message that she should report to work on the first day of
school, September 3, at 6 a.m.
Kuhhorn reported to work on September 3, and was told by
Mazzei that she was suspended for not following company
policy. Kuhhorn asked what policy he was referring to. Mazzei
replied that the handbook requires that she do a dry run with
her monitor. Kuhhorn protested that no one told her that. In
fact, the handbook does not mention that requirement.
An employee status report on September 3 states that
Kuhhorn was suspended because “driver refused to re-do dry
runs. Wouldn’t return phone calls.” Another employee status
report dated September 5 states that “she refused to do dry runs
when told. She refused to return phone calls and follow orders.
She refused to follow dry run procedures.” On September 5,
Mazzei told her she was fired. Both reports were prepared and
signed by Wolven. It must be noted that Kuhhorn was not the
only driver asked to re-do her dry run. Others were asked at
that time and did so. Wolven testified that Kuhhorn did not do
the second dry run as requested by the time the school term
began.
Wolven testified that on the day of Kuhhorn’s termination,
Mazzei told her that Kuhhorn “was a big union supporter and
that this . . . her refusal to do a dry run would get rid of her.”
Mazzei denied speaking with Wolven concerning Kuhhorn’s
alleged Union activity, nor did he express his satisfaction that
he would be able to fire Kuhhorn.
Dispatcher Cuddy testified that company policy requires that
a dry run be done in a company vehicle. She conceded that on
occasion, drivers asked to do the dry run in their personal vehi-
cle but she denied those requests because when they perform
the dry run they are on paid time and should be in a company
vehicle, and if they use their personal vehicle the Employer’s
insurance liability may not cover them, and the Zonar GPS
system would not be able to track the route that they take.
Mazzei testified that the initial “mandatory” dry runs were
scheduled for Thursday and Friday, and that after he received
the drivers’ reports, he had a certain number of days to review
them and determine if they could be done via a shorter or more
direct route which would be safer. He also determines if the
dry run was done within 75 minutes. After his review, he sends
the documents to Servisair for its approval.
Mazzei stated that he reviewed the drivers’’ reports of their
initial dry runs. At least 12 runs had to be re-done because the
run exceeded 75 minutes or used secondary roads instead of
ACME BUS CORP.
913
main roads. He testified that he immediately called the drivers
who had to re-do their dry runs and that most did them the fol-
lowing Monday through Wednesday, August 25 through 27.
Mazzei testified that he asked Kuhhorn to do a second dry
run because her first run was too lengthy in that the first child
picked up would have been on the bus more than 75 minutes,
and because she used secondary roads instead of a highway
which would have reduced the time for the run. Mazzei told
her at about the time of the August 27 class that she had to re-
do the run for the reasons indicated. According to Mazzei,
Kuhhorn was “absolutely refusing” to do the second dry run,
telling him “if you want it done, do it yourself” and walked out.
Mazzei noted that Kuhhorn was not fired that day because he
did not have a chance to discipline her, but instead he gave her
additional time to re-do the run.
Mazzei testified that he was told by Wolven and Poisella that
they both told Kuhhorn by phone that she had to the dry run
again, and that Poisella gave her a deadline to complete it, Fri-
day, August 29 at noon. Mazzei believed that Kuhhorn was
home between August 27 and September 2 because he was told
by Wolven that she spoke to her, but Wolven denied speaking
to Kuhhorn. According to Mazzei, Kuhhorn told Wolven that
she was not coming to work and that if Mazzei wanted the dry
run made, he should give her written directions and she would
follow those directions. Mazzei immediately informed Poisella
of this development, who, according to Mazzei, gave Kuhhorn
a deadline to do the dry run. Poisella denied giving Kuhhorn a
deadline.
Mazzei stated that Kuhhorn never did the second dry run that
reflected the changes in route and time that he asked her to
make, and she was terminated for insubordination. The regular
run was made on the first school day with the left-right sheets
originally prepared by Kuhhorn although Mazzei had changed
the start of the route and had gone over the new route with the
monitor. Mazzei stated that the substitute driver and three chil-
dren were lost on the bus for more than one hour in the morning
run.
Human Resources Director Poisella stated that Mazzei
brought to his attention Kuhhorn’s failure to submit left-right
sheets for her route. He identified Kuhhorn’s misconduct as a
failure to submit those sheets in a timely manner, and that she
had more than one opportunity to do so but seemed to “disre-
gard” the order given to her. Poisella stated that Mazzei ad-
vised him that he “reached out” to Kuhhorn unsuccessfully.
Poisella denied that he gave her a deadline to complete the dry
run. He stated that he told Mazzei to give her a noon deadline
to complete the sheets, but Poisella did not himself give
Kuhhorn a deadline as Mazzei testified. Poisella further stated
that another driver initially failed to submit the sheets but met
the noon deadline imposed by Mazzei.
Poisella testified that he approved or made the decision to
fire Kuhhorn for insubordination since she did not obey the
order to turn in the left-right sheets for the corrected run.
Poisella later testified that he decided to terminate Kuhhorn for
refusing to do a corrected dry run. He was told by Mazzei that
her left-right sheets were “inadequate.” Poisella did not review
those sheets. He further stated that he had no knowledge that
Kuhhorn had engaged in any activities in behalf of the Union,
however Mazzei stated that he informed Poisella about the
incident in which he warned Kuhhorn that she could not block
the facility’s entrance when she was distributing Union flyers.
6. The events of September
Union meetings were held on September 11 and 25. By the
time of those meetings, Kuhhorn and Mieses had been dis-
charged, so Ebert asked Catherine Pomella to distribute flyers
advertising the meetings.
Thirty to 35 employees were present at the September 11
meeting. Ebert repeated the same message he gave at the Au-
gust 19 meeting, and said that the most important task was to
continue to gather signed authorization cards. He distributed
cards to those who were not at the first meeting or had not
signed cards already, and asked them to sign them. A number
of cards were signed at that meeting which were collected by
him and Pomella.
Richard Azar, who was employed as a driver with the Em-
ployer since July 2008 and was still employed at the time of the
hearing, testified that he attended a union meeting on a Thurs-
day in September 2008, and signed a card dated September 4.
Azar testified that on the day following the meeting, he was
called into Mazzei’s office, and questioned about the meeting.
He was asked “if there were people there, how many people
were there and how many voted or how many didn’t vote.”
Azar did not answer the questions because he did not know the
answers. Mazzei testified that Azar “stopped by my office” and
told him that he attended a union meeting only for the food. He
denied asking Azar any questions about the meeting.
On September 16 Ebert wrote to the Employer’s attorney ad-
vising him that the Union represents “an overwhelming majori-
ty of [the Employer’s] employees in a unit appropriate for col-
lective bargaining.” He asked for voluntary recognition and
also requested a meeting with him as soon as possible, and
offered to have the Union’s majority status verified by an inde-
pendent third party.
At hearing, Ebert was shown the cards and identified them as
the cards that were signed and collected at the Union’s meet-
ings on August 19 and September 11, and also solicited and
obtained by employees Pomella and Christopher Hagelmann to
whom he gave blank cards. Ebert did not recall which specific
cards were obtained by those two workers.
On September 23, the Employer’s human resources director
Poisella issued a memo to all employees stating that the Union
claimed to represent a majority of the workers and requested
recognition but Acme declined the request and asked the Union
to have the Board conduct an election. The letter further stated
that “we respect your right to make your own informed deci-
sion about representation. However, we believe that when you
have reviewed all of the facts, you will conclude that at this
time, the presence of outsiders would not benefit our relation-
ship.”
Pomella stated that on the day after she received that memo
Mazzei asked to speak to her before she began her run. They
spoke in dispatcher Cuddy’s presence in the office where
Mazzei closed the glass window and held his hand over it so no
one could open it. Pomella testified that Mazzei told her that
“he did not want me to talk to any of my co-workers; that he
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
914
did not want me going up to anyone’s bus to talk to me—for
me to talk to them; he didn’t want anyone to come to my bus to
talk to me; he didn’t want me to talk to anybody in the compa-
ny parking lot; and he didn’t want me conducting any business
on company property.”
Pomella stated that at the end of that day, Mazzei again
called her into her office. She asked for a witness. Mazzei
refused because she was “not Union and are not allowed,” say-
ing that she should not leave, and if she did she would be con-
sidered insubordinate and could be suspended. She went into an
office where Wolven was present. Mazzei told her that their
talk was “not personal” since he was doing a “route audit” for
all employees and since he was going in order and hers was
route 2, she was being spoken to first. Mazzei asked her some
questions about her claim for time for which she was allegedly
ineligible. Pomella gave an explanation and told Wolven that
she had approved her time sheet. Pomella announced that she
believed that she was being questioned because of her union
activity and Mazzei denied it. Mazzei testified that he did 30
other route audits and that Pomella corrected the small “dis-
crepancy.”
7. The exchange between Mazzei and Tammy Bartula
Bartula worked at First Student before being hired at Acme,
where she is employed as a driver. She spoke with Employer
officials Mazzei and Mattingly about the Union. Apparently
they confided in her. She was asked in June, 2008 for the sen-
iority list used at First Student, Mazzei showed her the applica-
tions of employees, and asked her to encourage her former co-
workers to apply for jobs with the Employer. She stated that
both men knew of her role in the Union as early as June, 2008
when hiring began.
Bartula stated that in June 2008, she was “very open” with
Mazzei, advising him that she “ran” the union campaign at First
Student, had become an organizer and was “very involved.”
She stated that Mazzei was aware that she worked with Union
Agent Garlinghouse on the preparation of the seniority list, and
that he confided in her that he “did not mind working with a
union.” Bartula attended the first Union meeting on August 19
where she signed an authorization card. She went to two more
meetings, in August and September.
Bartula stated that in September 2008, Mazzei’s attitude to-
ward her changed. He called her in to complain that a driver
who had substituted for her got lost on a run. When Bartula
protested that that was not her fault, Mazzei agreed. About one
week later, Mazzei criticized her for making an unauthorized
stop. She apologized, saying that she stopped on her way home
to pick up medication for her sick son, but said that other driv-
ers did the same thing. Mazzei refused to discuss other drivers
with her. At the same time, Mazzei threatened that she would
lose her home bus privilege, adding that “you are not the person
you were when you were hired.” Nevertheless, her home bus
privilege was not removed at that time.
A driver is permitted to keep the bus at her home if the driver
and monitor live near each other in relation to the first stop they
have to make. Bartula conceded that the Respondent’s rules
concerning the use of a home bus changed. Further, when the
buses were house in the crowded, temporary facility, the Em-
ployer wanted more buses to remain overnight at the drivers’
homes. That situation changed when the permanent facility
was obtained.
Bartula stated that on October 3, she and her monitor Agnes
Smith complained vocally to the dispatcher that their paychecks
were not yet available, with Smith threatening to call the “La-
bor Board.” In fact, all the employees’ paychecks were not
available. Mazzei, who was not there at the time, called them
later when they were on a run and said that he would not keep
the office open just for them to get their checks. Bartula told
him that he could not legally keep their checks. Mazzei told
them to see him when they returned from that run.
When they returned, Mazzei told Bartula that he would begin
doing “audits” and was considering removing her home bus
privilege. Bartula protested, saying that whatever action was
taken with respect to her must be applied to everyone, referring
to others who had home bus privileges that should be removed.
Mazzei asked her to see him on the next workday. Bartula
stated that a couple of days later Mazzei examined the issue and
told her that he would not take a run away from her or reduce
her hours and that she could keep her home bus privilege.
Bartula told Mazzei that she believed that she was being
picked on or singled out because of the protest that she and
Smith made about the paychecks not being ready on time.
Mazzei denied picking on her, but asked if she had a problem
with him. Bartula denied having a problem with him but said
that she wished that they had the same “fantastic” working
relationship as they had when she was hired, when he told her
that she was one of the best workers he had. Bartula asked
what he meant and he said “I wasn’t the person I was when I
was hired.” Bartula believed that Mazzei incorrectly blamed
her for comments Smith may have made.
At about the same time Mazzei told her that her bus had to
be brought to the shop immediately because of “electrical prob-
lems.” Bartula denied that the bus had any such problems.
Mazzei told her to take her bus to the shop and get another bus.
Later, she learned that the Zonar GPS tracking device was not
working on her bus.
Bartula stated that in October, Mazzei told her that she could
no longer park out, whereby the driver and monitor are permit-
ted to remain with the bus and park in an authorized location
between runs rather than returning to the facility. The standard
applied is how much time there was between runs. According
to Bartula, if there was less than 45 minutes between runs the
bus could remain off premises during which time the driver and
monitor could have lunch. But if there were more than 60
minutes between runs, the bus had to be returned to the facility.
Bartula stated that, at that time Mazzei criticized her for alleg-
edly not returning to the yard between runs, the Respondent’s
standard for parking out had changed and that the “vast majori-
ty” of drivers were subject to that change.
Mazzei stated that the time between Bartula’s runs changed.
At first there was only 25 to 30 minutes between runs and she
was therefore permitted to park out. Thereafter, she had more
than one hour between runs and was required to return to the
facility. Mazzei stated that he told her that she could no longer
park out. He noted that, at that time, other employees were
losing their park out privileges, some on a daily basis, because
ACME BUS CORP.
915
of changes in the runs. For example, the Employer experienced
a loss in the number of children being transported—from 578 to
400, and then to 360. Thus, with fewer children the runs were
less concentrated. However, Mazzei’s reason for removing her
park out privilege was that she had used her bus to go shopping
for about 1 hour to 1h hour and 45 mintutes. When he con-
fronted Bartula, she said that he was visiting her father in the
hospital. Mazzei showed her the Zonar report, and she admit-
ted that she was purchasing food at a shopping center. Previ-
ously, Bartula signed a home vehicle guideline form which
stated that “no unauthorized use of vehicles is permitted. Un-
authorized use is cause for loss of home vehicle privileges . . .
. ”
Bartula stated that, again in October, she was called into
Mazzei’s office who said that two employees said that she har-
assed or threatened them. Bartula denied doing so. Bartula
knew that Linda Frees and her monitor Emily Rink made the
complaint against her. Mazzei asked her to write a statement
about the incident and Bartula did so. Later, Mazzei told her
that the complainants were satisfied with her explanation of the
incident and they had withdrawn their complaint. Bartula
asked why it took so long for the allegation to be made and
Mazzei replied that he had to watch her “actions.”
Bartula stated that many of their conversations ended with
his saying that she was not the person she was when she was
hired, and included comments such as she was a “horrible”
worker and did a “terrible job.”
8. Further union organizing
The Union’s Handbilling
Ebert stated that on October 7, he distributed handbills pub-
licizing the October 9 meeting. He handbilled at about 2:00
p.m. for nearly three hours at the back of the property on Mul-
berry Street at the entrance and exit to the Respondent’s proper-
ty. Ebert stated that the parking lot was being paved and the
buses were using the Mulberry Street entrance and exit. He
testified that at all times during his handbilling he stood on the
sidewalk, and denied stepping off the sidewalk onto the Re-
spondent’s property.
Ebert stood at the entrance of the property and handbilled
about 30 entering buses during approximately one hour. After
a period of time, the drivers and monitors entered their personal
vehicles and left the premises. Ebert then stood at the exit of
the property and offered handbills to the drivers of those vehi-
cles as they left the premises. He stated that a majority of driv-
ers did not take a flyer, while only about five accepted one.
Ebert stated that within five minutes of his handbilling the
entering buses, he saw Mazzei staring at him from a distance of
15 to 20 feet. Ebert shook his finger at Mazzei, telling him that
he was illegally surveilling him. Although he did not know
Mazzei at the time, he believed that he was a company official
since he stood in an “authoritative way” with his arms crossed.
Ebert denied that Mazzei asked him to leave the property, but
said that he was trespassing. Ebert accused him of surveilling
his activities, claimed that he was legally “three feet in from the
road” and asked Mazzei to leave the area. Mazzei remained
watching Ebert for 20 minutes during which time the police
arrived. Four or five employees were nearby. An officer told
Ebert to remain on the sidewalk and not enter the driveway
which was Acme’s property. Ebert continued to handbill and
Mazzei left. Ebert denied blocking any vehicles from entering
or leaving the facility.
Mazzei testified that he saw Ebert walk from the sidewalk up
the driveway and introduced himself to Mazzei and gave him a
flyer. Mazzei told him that he was not permitted on company
property and Ebert became “argumentative,” claiming that he
had a right to be present 100 feet within the company property.
Mazzei told him several times to leave. Mazzei called the po-
lice and asked to have him removed. Ebert then moved to the
sidewalk before the police arrived. Mazzei told the police that
he was trespassing. Ebert told the police that he did not enter
the Employer’s property. The officer told Ebert to stay off
company property.
Wendy Amundson, a monitor, testified about this confronta-
tion. She stated that she saw a union agent on company proper-
ty when she entered the facility on a bus at the end of the day.
The agent had some papers in his hands. She walked from the
bus to her vehicle and saw the agent walk up the driveway and
stop at the garage fence. Mazzei asked if he could help him.
The representative said that he was from the Union and Mazzei
told him that he had to leave the property and could not stay
there. The Union agent replied that he had a right to speak to
the employees. Mazzei responded that he understood that but
he was on private property and could speak to them off the
premises. As Amundson was leaving the premises, Mazzei
again asked him to leave the property and the Union agent said
that he had a right to speak to the workers. At that time,
Mazzei’s phone rang and the union agent walked away. She
heard the agent yell at Mazzei to call the police and walked
back toward Mazzei, poking his finger at Mazzei’s chest. She
heard Mazzei tell the agent that he had to go to the end of the
driveway.
Ebert held further union meetings on October 9 and 22
which were publicized by handbills. Ebert stated that Pomella
and Hagelmann refused to distribute them, saying that they
were afraid to do so. He stated that “I distributed handbills. I
couldn’t get anyone to distribute handbills on the property, so I
was forced to do it myself.”
About 30 to 40 employees attended the October 9 union
meeting. Ebert handbilled again on October 15, distributing
flyers for the October 22 meeting. He stood at the entrance on
Mulberry Street and saw Mazzei drive his vehicle into the en-
trance and park it, partially blocking the entrance. Employee
Pomella stated that she observed an Employer’s SUV blocking
the entrance when Ebert was handbilling on the sidewalk. Ac-
cording to Ebert, Mazzei exited the car and began yelling at
Ebert to “get off the property. You have no right to be here.
You’re trespassing. What are you doing here?” Ebert replied
that he was illegally surveilling him. At hearing, Ebert stated
that he stood on the sidewalk and did not enter the Employer’s
property or block any vehicle from entering or exiting. Em-
ployee Haskell stated that she saw Ebert on the sidewalk and
not on the Employer’s property.
Mazzei moved his vehicle, and they spoke back and forth for
nearly one hour until 3 p.m. during which time Ebert attempted
to give flyers to about 25 buses, but only 3 accepted them. The
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
916
police came and told Ebert to stay on the sidewalk and not enter
the property. About 30 employees watched the two men talk
and were present when the police arrived. After the buses ar-
rived, Ebert moved to the exit of the building and left at about
4:45 p.m.
Mazzei’s version of the incident is that upon driving into the
lot he saw Ebert on the property attempting to distribute flyers.
Mazzei got out of his car and asked him to get off the property.
Ebert said that he was permitted to be 100 feet inside the Em-
ployer’s property. Mazzei asked him to leave and asked Jona-
than Hernandez, the Respondent’s maintenance worker to do
the same while he called the police. When the police arrived,
Ebert was standing on the sidewalk.
Hernandez testified that in the late summer or early fall of
2008, he saw Ebert distributing flyers on the Respondent’s
property. Mazzei asked him to request Ebert to leave the prop-
erty. Hernandez approached Ebert and observed that he was
“disrupting the buses” and asked him to get off the property or
the police would be called. Ebert then moved to the sidewalk.
When the police arrived, Ebert was on the sidewalk.
Wolven testified that on the occasions she saw Ebert and
Garlinghouse, they were always on the Mulberry Street side-
walk and not on the Respondent’s property.
D. The Discharges of Catherine Pomella and Eileen Haskell
Pomella, a driver and Haskell, her monitor, began work with
the Employer in June 2008. Pomella signed a union card on
August 15, 2008, and was given blank cards by Ebert that
month as she stood on the Mulberry Street sidewalk speaking to
Ebert, as set forth above. Pomella stated that she told manager
Bob Calli at that time, with Haskell and Mieses present, that
Ebert gave her Union cards and he asked that they request per-
mission before they distributed them. Calli asked to see a card
and Pomella gave him one which he read. Calli said that he
was familiar with Teamsters 445. Mazzei approached them and
asked Pomella what she was doing. Pomella replied that she
was requesting permission to distribute the union cards.
Mazzei replied that she could not do so on company property.
Pomella apologized. Calli gave Mazzei the union card, and
Mazzei took the card and left the area. Haskell corroborated
Pomella’s testimony concerning Mazzei’s comments. Mazzei
denied speaking to Calli, who was an assistant terminal manag-
er for about 2 weeks, regarding employees distributing Union
literature.
Haskell testified that she signed a union card in August 2008,
and that Ebert gave Pomella blank cards which she gave to
Haskell. Haskell kept the cards in her pocketbook. They both
solicited employees by standing in front of the garage where
buses entered and left and offered cards to the drivers.
Mazzei testified that in late September or early October
2009, two employees told him that Pomella was blocking buses
from entering the facility. He spoke to Pomella twice that day
about that matter. The first time Haskell was about 50 feet
away and the buses were entering the facility. He did not see
Haskell holding any flyers and he did not speak to her. Later
that same day, he told Pomella that she was not permitted to
block egress of the buses. Mazzei conceded that he did not see
Pomella blocking any buses but only saw her blocking the en-
trance. He asked her what she was doing and Pomella replied
that she was distributing literature for the Union. Mazzei re-
sponded that she could not do that on company time. Mazzei
stated that she asked if she could handbill the employees where
they parked their cars as they were leaving work. Mazzei
agreed as long as she was not on paid time. He did not issue a
written warning because Pomella immediately complied with
his order not to block the buses.
Pomella testified that she distributed about 20 union cards
with Haskell’s help, while Haskell stated that they both handed
out about 40. Pomella stated that employees returned signed
and dated cards to her. She held them until she accumulated a
number of them and gave them to Ebert at a September Union
meeting. She recalled receiving signed cards from 21 workers.
Her technique was to approach her coworkers and ask if they
wanted to join the Union as more than 50 percent were needed
to enable the Union to represent them. She said nothing to
them concerning trying to obtain an election. She also received
some cards from employee Hagelmann in early September.
Pomella also distributed flyers advertising the September 11
and the October union meetings. She further stated that form
October 2008 to March 2009 she was asked a number of ques-
tions by employees, and was in constant contact with Ebert in
referring the questions to him, obtaining answers and then ad-
vising the workers of his response. She spoke with her co-
workers about the Union in the company parking lot or during
park-outs.
On February 18, 2009, Pomella and Haskell had picked up
all seven children on their bus at their homes and drove them to
the Inspire School. As Haskell began to unbuckle the seatbelt
of Linda,9 a 3-year old, the child apparently saw something and
“lurched forward” falling to the floor. According to Haskell
she landed with her hands on the floor and her head on top of
her hands. Haskell did not see whether her head hit the floor.
Haskell immediately told Pomella that Linda fell, but she was
okay. Pomella asked to see the child and Haskell brought her
to the driver who examined her, observed that she was not cry-
ing and had no bruises and was not bloody. Pomella told the
teacher’s aide who met the bus that Linda fell but seemed all
right, adding that if there was a problem the school should call
Acme because a report must be made. No report of the incident
was made to the dispatcher at that time.
Pomella and Haskell then left, and took their after-run break.
After the break, Pomella reported that they were beginning the
mid-day run and was told to return to the office at the conclu-
sion of that run. Pomella saw Lawrence Iannucci, the Re-
spondent’s safety supervisor at the Inspire School when they
were at the school during their mid-day run.
Dispatcher Cuddy testified that VMC’s representative Chuck
Ganim called her, saying that Linda’s school called him and
informed him that Linda fell in the bus. Gannon asked if she
was aware of the accident. Cuddy said she was not know about
the incident but would find out. She then radioed Pomella to
return to the terminal. Linda’s mother called advising Cuddy
that Linda had a lump on her head and was crying, and that she
was bringing her to the terminal to show her injuries.
9 I have not included the last name of the child.
ACME BUS CORP.
917
At the terminal, Cuddy asked Pomella and Haskell whether
anything happened to Linda that morning. Pomella replied that
Linda fell and she checked her for bruises. Cuddy asked them
to complete incident reports. When Linda and her mother ar-
rived, Pomella noticed a small discoloration on Linda’s fore-
head, and Haskell saw a lump on her head, and Wolven noticed
a bruise on her head and scratches near her eye.
Wolven said that Mazzei came to the terminal and was ad-
vised that a child was injured on the Pomella-Haskell bus and
the incident was not reported. Mazzei replied “Good, that was
something to get rid of her with.” He then called the human
resources department. Mazzei denied expressing any satisfac-
tion to Wolven that he would be able to fire Pomella and
Haskell.
At the end of the day, Pomella and Haskell prepared and
turned in incident reports. They were suspended. That day,
February 18, VMC agent Ganim wrote to Mazzei advising that
VMC recommends that Pomella and Haskell “be suspended
from driving and attending for a period of 1 to 3 days (your
discretion) and that they also be permanently reassigned” from
the run they were on to another run. Ganim added that “this is
due to a breach in policy of not reporting an incident on a com-
pany vehicle in a timely fashion.” The memo concluded that
the recommendation is “pending receipt of the nurse’s report
tomorrow. If there are any changes to this recommendation, I
will let you know.”
Mazzei testified that when he spoke to Pomella about the in-
cident she apologized and said that she “dropped the ball by not
reporting” it, but she also said that she had “medically evaluat-
ed and examined” the child.
Wolven testified that there was no discussion between her
and Mazzei about whether Pomella and Haskell should be reas-
signed pursuant to the VMC memo as opposed to being termi-
nated. Wolven stated that Mazzei “was never going to reassign
them. He wanted them terminated. He said that he was not
going to put them on another run; he wanted them out.” Wol-
ven testified that she discussed with Mazzei “quite a few times”
before Pomella and Haskell were discharged that “they were
the biggest Union supporters; how they were going around
talking to people about the Union; about how Catherine wanted
to be the shop stewardess; and just that we had to get rid of
them.”
On March 11, Pomella and Haskell were terminated for
“failure to follow company procedure—failure to report a child
getting hurt on the bus.”
Haskell stated that when she was suspended, she asked
Mazzei for permission to remove certain personal items from
the bus, including a pocketbook, notebook, clipboard, scarf, and
tape recorder. Haskell and Wolven stated that Mazzei refused
permission, Wolven adding that Mazzei told Haskell that “she
was suspended, she had to leave the grounds.” Mazzei denied
that Haskell asked to return to the bus and denied refusing per-
mission to do so, adding that she did not have to ask his per-
mission since the bus was open and she could have retrieved
her items on her way out of the terminal.
Jonathan Hernandez a maintenance worker, testified that he
found the tape recorder hidden in the console of the bus 2 or 3
weeks after Haskell’s suspension. He gave the tape recorder to
Mazzei who confirmed that Hernandez gave him the recorder.
He did not know who it belonged to because the bus had been
used by other drivers and monitors following the suspensions.
However, after he listened to it he realized that it belonged to
Pomella or Haskell. He denied seeing a notebook.
However Wolven, the assistant terminal manager, testified
that after Mazzei refused permission to Haskell to retrieve her
items because she was “suspended and had to leave” Mazzei
“ran out to the bus to see what was in it” and returned with a
bag containing a notebook and tape recorder. Wolven stated
that she and Mazzei listened to the recording.10 Some time
after Haskell was terminated she again requested the items but
only the pocketbook was returned. Thereafter, the tape record-
er was returned to Haskell, and at the hearing, the tape that was
inside the recorder was returned. Mazzei testified that since his
voice had been taped he believed that the tape was company
property, justifying his refusal to return it to Haskell. Wolven
stated that Haskell’s notebook contained names and phone
numbers of employees, including a “list of complaints” em-
ployees had against the Employer. She gave the notebook to
Mazzei who said he would call Ed Lynch, the vice president of
operations.
Pomella stated that she was told to radio the dispatcher at the
start and conclusion of each run; that the bus was clear of sleep-
ing children, if the driver is running more than 10 minutes late,
if there are mechanical problems, vehicle accidents and when
children do not appear for pick up. She did not recall being
told that an injury to a child on the bus must be reported imme-
diately.
Pomella stated that she attended two training-refresher
courses, one was on August 19, 2008, and the other on Febru-
ary 13, 2009. She stated that no one at the August 19 session,
neither Nellie Mendoza, from Orange County, or the Employer
representatives spoke about the importance of reporting all
incidents to the dispatcher. In contrast, Mazzei testified that
Mendoza spoke extensively about the driver’s obligation to call
in incidents by radio or cell phone. He quoted her as saying
that “anything out of the ordinary must be reported via radio
immediately to dispatch. . . .” Pomella and Haskell denied
seeing the memo requiring the immediate reporting to dispatch
of an incident on the bus no matter how small the incident is,
stating that they were not employed that week as the school
they serviced was closed that week.
Pomella added, broadly, that at no meeting she attended was
that subject discussed or even mentioned. However, she noted
that at a January 2009 meeting Mazzei mentioned an incident in
which a child was released to an unauthorized person and the
police were called. The drivers were told to call the dispatcher
if they were not certain of the person receiving the child.
Pomella stated that that was the first time she was told that
incidents had to be called into the dispatcher. Wolven testified
that at that meeting, the drivers were told to report all incidents
and “all things that are a little out of the ordinary to dispatch
immediately.”
10 Pomella had recorded a conversation she had with Mazzei in
which he counseled her for an infraction.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
918
Pomella recalled that in December 2008, a child had a
bloody nose on her bus. It was not reported to the dispatcher,
and at the end of the day, the monitor reported it and filled out
an incident report. Haskell testified that she was never instruct-
ed concerning the procedure to be used if a child fell on her
bus.
Human resources director Poisella testified that he recom-
mended that Pomella and Haskell be suspended immediately
pending an investigation. He received the appropriate docu-
mentation including incident reports and records sent by VMC.
He decided to terminate Pomella and Haskell based on his con-
versations with Mazzei and his assistant and after reviewing the
incident and the accompanying paperwork. In reaching the
decision to fire them a factor he considered was the signifi-
cance of the injury to the child.
Mazzei denied participating in the decision to discharge
Pomella or Haskell. Poisella stated that when he made the
decision to discharge the two women he was aware of the rec-
ommendation of VMC that they be permanently reassigned to
another run. However, he decided not to follow that recom-
mendation because the Employer holds itself to a “higher
standard” because there is “no room for falling outside bounda-
ries of following procedure regarding a head injury” especially
to a pre-kindergarten age child. Therefore notification is ex-
tremely important. Poisella informed Mazzei of his decision.
Wolven testified that the terminal manager had to have the
approval of the human resources department before an employ-
ee could be terminated. She stated that prior to an employee’s
termination she faxed only the warning notices to that depart-
ment and not the employee status reports, which were sent after
the worker was fired. She noted that Mazzei spoke to the hu-
man resources department before any decisions were made, and
that the department relied on the memos that were faxed to it.
E. The Alleged Impression of Surveillance at Quick Chek
Driver Eugene Blanton testified that he attended a union
meeting on August 19, 2008, and signed a card there.
On March 2, 2009, Blanton submitted a letter of resignation
which would be effective on March 13. On March 12, 2009,
his normal routine was to take a break between his morning and
mid day break at a Quick Chek convenience store where he
parked out and notified the dispatch office at about 12:05 p.m.
of his location, as was required, and that there were no sleeping
children on the bus.
He parked the bus at that location and noticed Catherine
Pomella getting into her car. She hailed Blanton and they
spoke. Pomella told Blanton that she had been discharged two
days earlier. Blanton stated that he, his monitor Donna Larli
and Pomella went inside the store, sat down and spoke for
about 15 to 20 minutes. They both used the rest room and left
the store.
Blanton stated that as he walked toward his bus, and Pomella
walked toward her car, he noticed Wolven’s car, a black SUV,
approach and saw Mazzei pointing a camera at him, Pomella
and Larli. The car passed in front of the bus and Pomella’s car.
Pomella quoted Mazzei as saying “don’t mind me. I’m just
taking some pictures.”
Blanton said that he did not plan to meet Pomella at the
Quick Chek store, adding that no one could have known that he
was meeting her there because it was not a prearranged meet-
ing. When he completed his route, Blanton was asked to report
to Mazzei with Larli. Mazzei did not speak about the incident
earlier in the day, but instead asked Blanton if he still wanted to
resign, which Blanton interpreted as Mazzei’s attempt to per-
suade Blanton to remain an employee of the company. Blanton
declined the offer. Mazzei testified that he told Blanton that he
should have let the dispatcher know where he was and that he
did not call in, although Mazzei conceded that Blanton often
used the Quick Chek to park out.
Dispatcher Cuddy stated that the Employer had a practice of
investigating park-outs. If the driver was called while she was
on her park out, and the driver did not respond, a company
employee would drive to the location of the bus and look into
the matter. Cuddy stated that she was asked where Blanton was
and she did not know. She checked Zonar and located the ve-
hicle. She said that Blanton did not call her to report the loca-
tion of his park out which was the required procedure. She
called Blanton on his radio and cell phone but received no re-
sponse. Mazzei went with maintenance employee Jonathan
Hernandez to the location of the bus.
Hernandez testified that he was asked by Mazzei to drive
him to a location where Zonar indicated a bus was parked, but
the whereabouts of the driver was unknown. Hernandez drove
his personal vehicle. Upon arriving at the Quick Chek location,
no employees were present and the bus seemed abandoned.
Mazzei entered the store and then waited 30 minutes. A car
pulled in and Blanton and Larli got out and walked toward the
bus. Hernandez drove his car next to them, but denied that
Mazzei pointed his camera at them, stating that he only used
the camera when he first arrived at the location. Hernandez
denied that Mazzei said anything to Pomella, Blanton or Larli.
Mazzei testified that he was informed by Cuddy that Blan-
ton’s bus was unattended. She reported that she tried to contact
Blanton but he did not respond by radio or cell phone, and she
believed that there was “something wrong.” Mazzei checked
the Zonar report to see where the bus was located and took the
accident kit and his personal video camera because the compa-
ny camera was not in the accident kit. He asked Hernandez to
drive him in the event he had to drive the bus back to the termi-
nal. Hernandez drove Mazzei in a car owned by Hernandez, a
white sports car. Mazzei saw the bus, got out of the car and
tried to film the bus but his camera did not work. He looked in
the bus and in the convenience store and did not see the driver
or his monitor. He asked the store clerk if he gave permission
to the driver to leave the bus in the lot. Mazzei called Cuddy.
Pomella then drove up and Pomella and the monitor exited the
car.
Mazzei stated that he asked Blanton where he was and what
happened, Blanton “put his head down it looked like in disbe-
lief that I was there.” They spoke briefly. Mazzei called Cuddy
and told her that everything was all right. Mazzei, who denied
knowing that Pomella was meeting with Blanton or his moni-
tor, also denied saying anything to Pomella, instead asserting
that Pomella said that he had no right to be there. Mazzei testi-
ACME BUS CORP.
919
fied that he has checked on other buses prior to that time, either
alone or with another company employee.
In contrast, Wolven testified that her car was used by Mazzei
and Hernandez to locate Blanton’s bus because it was new and
would not be recognized by the workers, and that Mazzei stated
that Zonar showed that the bus was sitting idle, and that he was
told that Blanton and his monitor were meeting Pomella.
Mazzei took his video camera, telling Wolven that he was “go-
ing to get them on tape meeting.” Wolven stated that when he
returned to the facility, he was laughing, “saying he caught
them all meeting, and how shocked they all looked when they
seen him. But he didn’t camcorder it because the battery was
dead.”
Wolven testified that it was the dispatcher’s duty to monitor
the buses using Zonar but they never did. She called Mazzei’s
explanation that he went with Hernandez so that he could drive
the bus back “an excuse.”
F. The Antiunion Petition
From June 3 to 10, 2009, employees Linda Frees and Emily
Rink asked employees to sign a petition in opposition to the
Union. It stated “No To the Union.” Sixty one workers signed.
On June 14, Frees and Rink sent the petition to human re-
sources director Poisella stating:
We hope that these letters and signatures stating that we do
not support the Teamsters Local 445 will help on July 28,
2009 in court. Due to our work schedule, we were not able to
see all employees. We were only able to talk to about 60% of
the workers. Although we only have 60 signatures, there are
employees that do not support the union, but did not want to
sign. It is our pleasure to support and work for Acme Bus
Corporation.
Frees testified that Rink typed the petition, and that they both
solicited employees to sign the petition on company property
over a period of 1 or 2 days, and that they engaged in that activ-
ity on their own. Their sole motivation was that they did not
want the Union to represent them. No Employer representative
asked her to solicit signatures for the petition or helped her in
having it signed. However, she stated that she told Mazzei that
they intended to solicit signatures for the petition and asked if
they would be disciplined for doing so. Mazzei replied that
they could do so as long as they were on their own time. She
did not show the petition or the accompanying letter to Mazzei.
Mazzei stated that Frees and Rink asked if they could solicit
employees to sign the petition. He said that they could do so as
long as it did not interfere with the “work flow” and neither
they nor the employees they solicited were on company time.
Employee Christopher Weir stated that he attended a Union
meeting and signed a card for the Union there. He testified that
on June 6, 2009, he was asked by Frees and Rink to sign the
petition, with Frees advising him that its purpose was to “pro-
tect Charlie [Mazzei] from getting fired, and against the Union.
Weir asked her if the Employer allowed him to sign it, and she
said that Mazzei gave his permission for Frees and Rink to “go
around and ask people to sign the petition.”
Weir stated that shortly after he signed the petition he went
to the office to return his keys for the day and saw Mazzei and
asked him if he gave permission to circulate the petition.
Mazzei said he had, adding it’s “a stop petition against the Un-
ion and to protect me also.” Mazzei then asked “what about
your boys?” Weir asked “which boys?” and Mazzei said “your
boys.” Weir said he did not know. Mazzei asked him to “just
talk to them ask them to sign it. I give permission so they can
sign it.” Weir stated that his “boys” referred to two friends who
he recommended for hire and who were hired. Weir did not ask
his friends to sign the petition.
Mazzei denied speaking with Weir regarding the petition,
nor did he discuss with Weir any permission he might have
given to Frees or Rink to distribute it.
Wolven stated that she saw an antiunion letter signed by
Frees and Rink which was dated January 29, 2009 on Mazzei’s
email and believed that it was sent to him by Poisella. She saw
it in April or May 2009. Mazzei remarked to Wolven “they did
a really nice job on this.” Further, Wolven testified that em-
ployee Berlly wrote an antiunion letter which Mazzei directed
her to make copies of.
G. The Discharges of Roberta Cheatham and Paula Mercado
Roberta Cheatham and Paula Mercado were employed as
driver-monitor for the Respondent. Cheatham began work in
November 2008 and Mercado in December.
Cheatham attended a union meeting in January 2009.
Cheatham began work for the Employer as a driver, and, in
April 2009, assumed responsibilities as a 19A Examiner. Sec-
tion 19A refers to the New York State Vehicle and Traffic Law
regulation regarding the requirements for a school bus driver.
A 19A examiner makes certain that the employer’s files contain
documentation proving that the drivers possess the necessary
qualifications and training for the position of school bus driver.
Cheatham had extensive experience as a 19A examiner with
the Orange County Association for the Help of Retarded Chil-
dren. After becoming a 19A examiner she continued driving
for the Employer, and occasionally worked as a monitor.
Cheatham stated that when she became a 19A Examiner, it
was her responsibility to maintain the drivers’ records concern-
ing certification and testing and ensure that those records were
contained in the files. She looked at her file and saw that it was
certified that she took certain tests, but in fact, she had not. She
became convinced that the records and her name was falsified,
and that other drivers’ records were falsified.11 She brought her
concerns to Mazzei and showed him the suspected paperwork.
Mazzei said that he agreed and that he would “take care of it.”
About one month later, she concluded that she could no longer
work as a 19A examiner because she believed that she was
violating her promise to ensure the safety of the driver and the
children.
In June 2009, Mercado accepted a union flyer from someone
on the sidewalk outside the Employer’s premises. She stated
that a few days later, Mercado was in the parking lot at the end
of the day and greeted Mazzei there. He asked her whether she
was “in agreement with the Union or not.” Mercado replied
11 Cheatham identified the prior 19A examiner, Lawrence Iannucci,
the Respondent’s safety supervisor, as perhaps being responsible for the
improper data. At hearing, Iannucci denied any wrongdoing.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
920
that she did not want the Union and was happy with the Em-
ployer. Mazzei did not deny this conversation.
A few days later Mercado was asked by employees Frees
and Rink to sign the antiunion petition. Mercado said that she
had to think about it. The following day, Mercado’s friend
suggested that she sign the petition. Mercado went into the
office and asked Cuddy where the petition was. Cuddy replied
that Frees and Rink had it. They were in the office at the time,
and came out and gave Mercado the petition which she signed.
In early June, Cheatham was asked by employees Frees and
Rink to sign the antiunion petition and she refused.
Mazzei denied speaking to Mercado about the Union or ask-
ing what her views on the Union were.
On June 15, Cheatham wrote to the Employer’s headquar-
ters, advising that due to “personal reasons” she could no long-
er work as a 19A examiner, and asked to work as a driver. The
Respondent granted her request on June 17.
Cheatham stated that after resigning as a 19A examiner, she
contacted Union agent Ebert and told him that she found driv-
ers’ records which were falsified. She offered to help the Un-
ion’s campaign. It should be noted that she had no contact with
the Union from the time she attended a Union meeting in Janu-
ary until she spoke with Ebert in mid June.
Union agent Ebert stated that on June 19, 2009, he sent iden-
tical letters to the Respondent at its Long Island headquarters,
its Middletown operation and to its attorneys advising that
Cheatham is a “member of the Teamsters Contract Committee
at Acme/Middletown. Any attempt on the company’s part to
harass, intimidate or otherwise interfere with her lawful rights
will be met by the full force of the law.” The letter also advised
that “as the former 19A Examiner, Ms. Cheatham has evidence
that 19A certifications were allegedly falsified at Acme. We
are turning that investigation over to the appropriate state au-
thorities. Any attempt to retaliate against her will subject her to
whistleblower protection under NY State statute.” Ebert re-
ceived no response to the letters.
Poisella and Mazzei received the Union’s June 19 letter.
Wolven testified that when the facility received it, she gave it to
Mazzei who stated that “he was surprised that she was—as he
called her—the rat, and that she would have to go now.” Wol-
ven noted that Mazzei often said that other employees “had to
go,” for example, Peter Cortez because he was “no good,” half
the mechanics, and “anyone who stood up to him.”
Cheatham stated that on July 21, 2009, she was driving chil-
dren to their homes at the end of the school day, when she
overheard Justin12 say to monitor Mercado that “I can’t
breathe.” Mercado immediately sat with the child and asked if
he could sing the “abc’s.” He said he could and they began
singing together. Cheatham asked if everything was okay and
Mercado said yes, and told her that he was all right and happy.
Cheatham continued driving and announced that she would call
the dispatcher. At that moment, there was a radio transmission
involving the transport of a child to the police station.
Cheatham had been trained to stay off the radio when an inci-
dent is being reported. Instead, she used her cell phone to call
the dispatcher while she was driving.
12 Justin’s last name is omitted from this Decision.
Cheatham stated that she was connected to the dispatcher,
was placed on “hold,” but then was disconnected. Two seconds
later Cheatham again called while they were en route to the
child’s house. Dispatcher Cuddy answered the phone and
Cheatham told her that Justin said he could not breathe, that
they were then at the child’s house and the child was being
released to the babysitter, and asked for instructions. It must be
noted that Cheatham later testified that she told Cuddy that she
was only two minutes from his house and that she would keep
driving there. She further stated that she was two minutes from
the house when she heard him say that he could not breathe.
Mercado stated that when Cheatham was speaking to Cuddy,
they were arriving at the child’s house. According to Mercado,
Cheatham asked Cuddy what they should do, and was told to
file a report when they returned to the facility.
Mercado stated that she told the babysitter that the child said
that he could not breathe. The babysitter responded that he
always “plays like that” but there is nothing wrong with him.
Cheatham stated that the child showed no signs of difficulty
breathing, and in fact he was singing. She did not check the
child to see whether he was all right. The bus returned to the
facility and she and Mercado completed incident reports.
When Cheatham handed her report to Cuddy, Cuddy wrote
“reported to dispatch after child was home.” Cheatham pro-
tested that that statement was not true. Cuddy did not reply.
She stated that she asked that it be changed and Cuddy said that
she should not worry about it.
Mercado wrote that the time of the incident was “2:45” be-
cause that was the general time of arrival at Justin’s house, that
it was the approximate time that the incident occurred, and was
about the time that they arrived at the child’s home. The child
at issue was the first one to be dropped off at home on that run.
At hearing, Cuddy testified that Cheatham called her after
she left Justin at the home, explaining to her that Justin was
having problems breathing and that they were close to the home
so they dropped him off. Cuddy asked why she did not call
before dropping him off, and Cheatham replied that she was “so
close to the house.” Cuddy reported the incident to VMC who
asked her where the child was and whether “911” was called.
Cuddy denied that Cheatham told her that she was just arriving
at the house.
Cheatham stated that the following day, July 22, Cuddy and
Mazzei told her that she was suspended because she wrote the
incident report wrong. She asked why, and Mazzei said that
VMC did not like the way she wrote the report. Cheatham
stated that she told Cuddy that the report improperly says that
she called the dispatcher after she dropped off the child, but
that she has her cell pone records which show that she was
talking to Cuddy when the child was still on the bus. Cuddy
refused to accept the records and suggested that she send them
to the human resources department on Long Island. Cheatham
gave Cuddy a copy of those records.
That day, Cheatham faxed a letter to the Respondent which
noted that the incident occurred at 2:45 p.m.
On the same day, July 22, VMC Transportation Manger Ed-
win Morales sent a letter to Mazzei which stated that he re-
ceived the incident reports of Cheatham and Mercado and Cud-
dy’s note, and he requested the immediate suspension of both
ACME BUS CORP.
921
until an investigation is conducted and a determination made.
The following day, July 23, Morales wrote that he had request-
ed from Mazzei the Employer’s written policy concerning
“what drivers and monitors are to do . . . in the event of an inci-
dent/accident and how and when they are to report it to dis-
patch.”
The letter further noted that on July 23 Mazzei asked that
VMC write a memo of disqualification for the driver and moni-
tor for poor judgment and not communicating with dispatch in
a timely manner. Morales wrote that VMC already recom-
mended that they be suspended, and noted that a final determi-
nation had not yet been made. Morales concluded by asking
Mazzei again to send VMC a copy of Acme’s policy. Mazzei
and the Respondent’s counsel denied that the Respondent re-
ceived VMC’s July 23 letter, but Cuddy stated that she received
it, and human resources director Poisella testified that he re-
ceived it from Mazzei.13 Mazzei did not recall asking Morales,
as set forth in the letter, to write a letter of disqualification,
however he conceded asking Morales if VMC had decided to
disqualify them.
The following day, July 24, Morales wrote to Mazzei, rec-
ommending that Cheatham and Mercado attend a three hour
recertification in-service class on Sensitive Issues and Children
with Special Needs, and that once they attend that class they
would be permitted to “participate in any and all programs
involving the Orange County Pre-School children.” Mazzei
stated that he sent that letter to Poisella.
An Employee Status Report dated July 29 signed by Cuddy
stated that Cheatham “did not report an incident with a child
immediately as required.” On July 29, Cuddy told Cheatham
and Mercado that they were fired for failing to follow company
policy. That day, Cheatham sent a letter to the human re-
sources department with her cell phone records which indicated
that she called the facility at 2:54 in a call that lasted three
minutes, during which Cheatham said that she was put on
“hold” and was then disconnected, and a second call was placed
at 2:56 p.m. which consumed two minutes. Cheatham stated
that she did not leave the child’s home until the end of the se-
cond call. The letter stated that the records show that the child
was still on the bus when she called the dispatcher.
Cheatham testified that the established time for the first
drop-off was 2:45 p.m., and that it should have taken her 15 to
20 minutes to travel to the next stop. Accordingly, she left the
first stop at 2:58 p.m., thirteen minutes after the set drop-off
time. She could not recall if she told Cuddy that she would be
late for the rest of the steps inasmuch as there is only a five
minute “window” at each stop.
Cheatham stated that in the event of an emergency or if
“something happened to a child” she was supposed to call the
dispatcher on the radio.
Mazzei testified that he was told by Cuddy that Justin said
that he could not breathe and that Cheatham-Mercado dropped
him off since they were close to his house and did not call the
dispatcher until after he was dropped off. Mazzei stated that in
this circumstance, they should have called 911 or the dispatcher
immediately. He stated that he spoke to Cheatham after the
13 GC Exh. 48; Tr. 815, 1170, 1352.
incident and was told by her that “I was that close. I just fig-
ured I would drop the child and then I would call.” Mazzei
stated that he told her the Employer’s policy regarding immedi-
ately reporting incidents and Cheatham said that she was aware
of it. Mazzei stated that he did not make the decision to termi-
nate Cheatham and Mercado and made no recommendation
concerning their termination.
Poisella testified that Mazzei informed him of the incident
regarding Justin, and he deiced to fire Cheatham and Mercado
because they did not immediately report that incident. When he
made the decision, Poisella had seen the letter sent by Ebert one
month earlier concerning Cheatham’s claims that the Employer
falsified information regarding the drivers’ safety documenta-
tion. However, that letter did not play a part in his decision to
fire the two women. Poisella also reviewed Cheatham’s cell
phone records that she sent him and the incident reports filed by
her and Mercado, but believed that they had not immediately
notified the dispatcher when the incident occurred, relying on
the notation in the incident report that the incident occurred at
2:45 p.m., and the first call was made at 2:54. Poisella in-
formed Mazzei of his decision, based on the “severity” of the
situation—the failure to immediately report that a pre-
kindergarten child with special needs was complaining of diffi-
culty breathing.
Poisella decided not to follow the July 24 recommendation
of VMC that Cheatham and Mercado be required to attend a
three hour in-service recertification class and then be permitted
to resume their duties because the Employer holds itself to a
higher standard than what VMC recommends.
H. The Alleged Interrogation of Richard Azar
Richard Azar was subpoenaed by the General Counsel to ap-
pear at the hearing. He testified that some time before the fifth
day of the hearing, October 27, 2009, Azar brought the subpoe-
na in its envelope to show Mazzei that he had been subpoenaed
and also to express his concern about the subpoena and tell him
that he did not want to testify because he liked his job and did
not want to lose it “over something like this.” Azar noted at
hearing that the Respondent did not suggest that he would lose
his job because he testified.
The envelope also contained his pre-trial affidavit taken by
the General Counsel. Azar handed the envelope to Mazzei but
“forgot” to remove the affidavit from the envelope. Mazzei
took the affidavit from the envelope and read it, asking “did I
really do this?” Azar said “no.” Mazzei then asked him if he
would “be willing to voluntarily write a statement.” Azar
agreed and wrote the statement. Mazzei had it notarized and
sent it to human resources director Poisella. Azar did not recall
the contents of the statement and it was not offered in evidence,
but it related to Mazzei’s interrogation of him, set forth above.
Azar expressly testified that he did not ask Mazzei to read
the affidavit. Rather, he handed Mazzei the whole envelope
containing the subpoena and affidavit.
Mazzei testified that Azar told him that he had a subpoena
and had to go to court. Mazzei told him to give the subpoena to
the dispatcher, but Azar said that he wanted Mazzei to look at
it. Azar gave him the envelope, and Mazzei removed the sub-
poena and read it. Mazzei said that there were other papers in
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
922
the envelope and returned it to Azar who said that he wanted
Mazzei to read it “because this is untrue. I gave testimony over
the phone, and these are not my words. They were changed.”
Mazzei read the affidavit. Azar asked him what he could do
about the situation and Mazzei advised that Azar, if he wanted,
could “give us a voluntary statement on anything you want.”
Azar left the room and returned with a statement which he gave
to Mazzei.
Azar specifically denied that he asked Mazzei to read the af-
fidavit, and also denied that his intent was to talk to him about
the subpoena and the affidavit. Rather, he stated that the pur-
pose of his visit to Mazzei was “to let him know that I had been
subpoenaed.”
Mazzei sent Azar’s statement to Poisella, telling him that the
affidavit about him “said some awful things about me in it and
he said that he didn’t say these things.” Poisella said that there
was not much they could do about it, when Mazzei said “well,
he volunteered the statement.” The “voluntary” statement that
Azar wrote that day was not offered in evidence by the Re-
spondent.
Analysis and Discussion
A. Credibility
This case presents marked differences in versions of events
by witnesses for the General Counsel and the Respondent.
“The Board has found that . . . “one-on-one credibility contests
may be resolved with reference to ‘the weight of the respective
evidence, established or admitted facts, inherent probabilities,
and reasonable inferences which may be drawn from the record
as a whole.’” RC Aluminum Industries, 343 NLRB 939 fn. 1
(2004).
The principal differences in testimony is that between Wol-
ven and Mazzei. Wolven was the dispatcher who was then
promoted to a supervisor’s position as assistant terminal man-
ager, both positions while Mazzei was the terminal manager.
In those positions, Wolven had the trust and confidence of
Mazzei, and had access to his thoughts concerning the Union
and its supporters and the Respondent’s position regarding
unionization. I credit her testimony.
The Respondent contends that Wolven should be discredited
because, following her tenure as assistant terminal manager she
was demoted to dispatcher and then discharged. Wolven stated
that she was not happy when Cuddy was promoted to assistant
terminal manager and she was demoted to dispatcher, and ad-
mitted saying that she would try to make Cuddy “look bad.”
Further, although she said that she was not angry at the Em-
ployer, she did “have something against” Cuddy and Mazzei,
against whom she is considering filing a sexual harassment
lawsuit. These instances do not harm her credibility for the
following reasons.
I credit Wolven because her testimony has been corroborated
by other witnesses whose versions are the same and they are
consistent with other witnesses. For example, she corroborated
the testimony of Pomella and Haskell that Mazzei refused
Haskell permission to retrieve her belongings from the bus after
her suspension. Mazzei’s testimony that Haskell did not ask for
permission to take her personal items, including a pocketbook,
is not believable. Rather, as testified by the General Counsel’s
witnesses, Mazzei said that she was suspended and had to
leave, and then went to the bus to retrieve her items and played
the tape recording she left on the bus.
In addition, Wolven demonstrated her lack of bias by refus-
ing to agree with the testimony of another General Counsel
witness. For example, Wolven denied Kuhhorn’s testimony
that she completed the dry run on August 27 and gave the pa-
pers from that run to Wolven.
Another instance of Mazzei’s lack of credibility is his testi-
mony concerning Azar, a current employee. Azar impressed
me as someone who could be, and was, intimidated by Mazzei.
At the time he gave Mazzei the envelope containing his sub-
poena and affidavit he had been disciplined several times by
Mazzei for various reasons including lateness, having unauthor-
ized food and beverages on his bus, and problems with his per-
sonal hygiene.
Thus, when Mazzei read in the affidavit that Azar stated that
he had interrogated him and asked him “did I really do this” it
is reasonable that Azar would have said no. After all, as Azar
explained at hearing, he did not want to testify because he liked
his job and did not want to lose it “over something like this.”
Clearly, he was reluctant to testify because he did not want to
testify to Mazzei’s illegal interrogation.
I cannot find that, as Mazzei testified, Azar voluntarily gave
him his pretrial affidavit and asked him to read it. The affidavit
detailed Mazzei’s illegal interrogation of Azar. His job was
already in peril by virtue of his prior discipline. It would have
made no sense for Azar to have asked Mazzei to read it. As to
Mazzei’s testimony that Azar told him that his affidavit was
false, there is no evidence that Azar sought to change his affi-
davit or complained to the Board agent after he had given it. In
addition, Azar’s “voluntary” statement was not offered in evi-
dence, nor was he questioned about it at hearing. Further, the
fact that Mazzei told his superior, Poisella, that the affidavit
contained some “awful things about me” would have induced
Mazzei to try to have Azar retract those statements, which he
did by asking him to write a “voluntary” statement.
Azar’s “voluntary” statement could not have been freely
made if he harbored a fear of the consequences if he did not
make that “voluntary” statement. Thus, Azar was the subject of
a prior unlawful interrogation which his affidavit detailed.
Mazzei’s questioning of Azar about the affidavit’s contents,
and then request that he recant it, constituted another unlawful
interrogation.
The Board has stated that “the testimony of current employ-
ees which contradicts statements of their supervisors is likely to
be particularly reliable because these witnesses are testifying
adversely to their pecuniary interests . . . [t]hus, a witness’ sta-
tus as a current employee may be a significant factor, but it is
one among many which a judge utilizes in resolving credibility
issues.” Advocate South Suburban Hospital, 346 NLRB 209
fn. 1 (2006), citing Flexsteel Industries, 316 NLRB 745 (1995).
I accordingly do not credit Mazzei where his testimony con-
tradicts any of the General Counsel’s witnesses, except in the
instances noted below, particularly concerning Ebert’s presence
on the Respondent’s property.
ACME BUS CORP.
923
B. The Alleged Violations of Section 8(a)(1) of the Act
1. The alleged interrogations and the
creation of the impression of surveillance
The complaint, as amended, alleges that the Respondent in-
terrogated employees, engaged in surveillance of its employees
and created the impression in its employees that it had engaged
in surveillance of their union meetings.
The Board has held that “the test for determining the legality
of employee interrogation regarding union sympathies is
‘whether, under all the circumstances, the interrogation reason-
ably tends to restrain or interfere with employees in the exer-
cise of their statutory rights.’” Mathews Readymix, Inc., 324
NLRB 1005, 1007 (1997). Factors which may be considered in
making this determination are (a) the background (b) the nature
of the information sought (c) the identity of the questioner and
(d) the place and method of the interrogation. Stoody Co., 320
NLRB 18, 18, 19 (1995). The Board has viewed the fact that
an interrogator is a high-level supervisor as one factor support-
ing a conclusion that questioning was coercive. Stoody, above.
The General Counsel has the burden of establishing, by a
preponderance of the evidence, that an employer unlawfully
created an impression of surveillance. Bridgestone Firestone
South Carolina, 350 NLRB 526, 527 (2007). Whether an em-
ployer’s statements or actions have created an unlawful impres-
sion of surveillance is based on the objective test of whether the
employees would reasonably assume from the statement or
actions that their union activities had been placed under surveil-
lance, based on the perspective of a reasonable employee.
Flexsteel Industries, 311 NLRB 257 (1993).
I credit Hagelmann’s testimony that one day after the August
19 union meeting, Mazzei asked him to step into the garage and
told him that “maybe” employee Jenkins was spying at the
union meeting, and that he had people, including Kellison
“looking out” for people. Although Hagelmann stated that he
did not see either man at the August 19 union meeting Kuhhorn
said that she saw Kellison there. The General Counsel asserts
that this evidence constitutes unlawful surveillance of the em-
ployees’ union activities. Mazzei denied asking Kellison or
Jenkins to attend any union meeting, and Jenkins’ time records
show that he was on Long Island until 6:30 p.m. that evening.
The issue is whether Mazzei’s statements to Hagelmann con-
stituted the creation of the impression of surveillance. In de-
termining this issue, I credit Hagelmann’s further testimony
that during that conversation Mazzei asked him what happened
at the meeting. As set forth above, I credit Azar’s testimony
that Mazzei called him into his office on the day following a
union meeting in September and asked him how many people
were present and how many voted or did not vote. I cannot
credit Mazzei’s testimony that Azar simply “stopped by my
office” and volunteered that he attended a union meeting only
for the food. Mazzei’s questioning of Azar 1 day after the un-
ion meeting was consistent with his asking Hagelmann one day
after the meeting he attended for details concerning the meet-
ing. I accordingly credit Hagelmann’s testimony as to the inter-
rogation.
I credit Wolven’s testimony that certain employees “volun-
tarily” went into Mazzei’s office and spoke about the meeting.
However, those workers had allied themselves with the anti-
union movement at the facility, including Frees, Rink and Ber-
lly. Nevertheless, I find that Mazzei coercively questioned
Hagelmann and Azar whose union leanings he apparently did
not know, as to what occurred at the meeting. I accordingly
find that Mazzei unlawfully created the impression of surveil-
lance when he told Hagelmann that he had people at the meet-
ing looking out for others. Regardless of whether Jenkins or
Kellison actually attended the meeting, it is clear that a reason-
able employee would believe that Mazzei had enlisted others to
observe the activities at the union meeting.
I also credit Weir’s testimony that Mazzei told him that he
had given permission to Frees and Rink to distribute the anti-
union petition and asked him about his friends’ views as to the
Union. When Weir said he did not know, Mazzei asked him to
tell them to sign the petition. Weir, a current employee, testi-
fied consistently with Frees who said that Mazzei permitted
them to circulate the petition. I find that Mazzei’s questioning
of Weir as to his friends’ union sympathies and encouraging
him to have them sign the petition violated the Act. Garrett
Railroad Car, 255 NLRB 620, 628–629 (1981).
I credit Mercado’s testimony that in June, 2009, Mazzei
asked her in the parking lot whether she was “in agreement
with the Union or not.” The question, asked by the highest
official at the Middletown facility, directly required her to state
whether she was a union supporter, and was unlawful. I ac-
cordingly find that Mazzei unlawfully interrogated Mercado
about whether she supported the Union.
The complaint, as amended, alleges that the incident at the
Quick Chek constitutes the creation of the impression of unlaw-
ful surveillance of employees’ union activities. As set forth
above, it is undisputed that Mazzei and Hernandez drove to the
Quick Chek and confronted Pomella, Brandon and his monitor
Larli.
I credit Wolven’s testimony that Mazzei told her that he
would go to that location to record a meeting between Pomella,
Blanton and Larli. Even if Cuddy’s testimony that she had to
speak to Blanton and could not reach him is credited, neverthe-
less Blanton was in a legitimate park out location that he had
used frequently in the past, and, according to his testimony, had
called Cuddy to report that he was at that location. There was
no evidence that he spent an inordinate amount of time there or
that he was late for his afternoon run. Accordingly, there was
no reason that Cuddy could not have called and contacted him
when he resumed his run. There was no evidence as to the
reason for the urgency of her need to speak to Blanton.
Mazzei took his camcorder because the Employer’s camera
was missing from the accident kit. There was no reason for
him to believe that an accident had occurred. Blanton was at a
proper park out for the appropriate time period. I credit
Pomella and Blanton that they met at the location and spoke at
a table there. Thus, I do not credit Mazzei and Hernandez’
testimony that the bus was empty and the driver and monitor
were not inside the Quick Chek.
I further credit the testimony of Pomella and Blanton that
Mazzei pointed the camera at them. I cannot credit the testi-
mony of Mazzei and Hernandez that Mazzei did not do so. If
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
924
the camera was in the car as Mazzei stated, Pomella and Blan-
ton would not have seen it.
It is not necessary to find that Mazzei traveled to the Quick
Chek facility in order to photograph a meeting between
Pomella, Blanton, and Larli. However, based on Wolven’s
credited testimony that Mazzei told her that was his purpose,
and upon returning, told her that he caught them meeting I
make such a finding.
The clear implication of the evidence is that Mazzei pointed
the camera at Pomella who was unlawfully discharged 2 days
earlier, and Blanton in order to give the impression that they
were being recorded. It does not matter that no pictures were
actually taken. Clearly, Mazzei created the impression that
their meeting was under surveillance. Whether or not they
actually planned to meet or in fact met to discuss the Union is
irrelevant because the violation was established by Mazzei’s
creation of the impression of surveillance in appearing to pho-
tograph them.
The Board has held that photographing of employees’ union
activities without some legitimate justification constitutes a
form of surveillance, or at least creates that impression and
tends to create fear among employees of future reprisals. Mer-
cedes Benz of Orland Park, 333 NLRB 1017, 1041 (2001).
Mazzei’s pointing a camera at the employees tended to interfere
with their protected, concerted right to meet with each other.
The Respondent has established no legitimate justification for
its conduct. Even given Mazzei’s reasons for taking the cam-
era, Mazzei examined the bus and apparently found no damage.
His only reason for pointing the camera was to intimidate the
employees. Regardless of whether the camera was actually
operating the effect was the same. Chester County Hospital,
320 NLRB 604, 619 (1995), where a violation was found in the
employer’s “pretending to photograph or videotape employees’
union activity” by “knowingly pretending to be filming when
not actually doing so.” In addition, whether or not Pomella,
Blanton and Larli were actually meeting to discuss Union mat-
ters is irrelevant. Mazzei created the impression that their
meeting was under surveillance by photographing or pretending
to photograph them. See Jumping Jacks Div., U.S. Shoe, 206
NLRB 88, 92 (1973).
At the hearing the complaint was amended to allege that
Mazzei interrogated regarding the issues in this case, in viola-
tion of Johnnie’s Poultry Co., 146 NLRB 770 (1964).
In Johnnie’s Poultry, the Board recognized that an employer
could properly question employees on matters involving their
Section 7 rights “where such interrogation is necessary in pre-
paring the employer’s defense for trial of the case.” However,
the Board established “specific safeguards designed to mini-
mize the coercive impact of” such interrogation. The employer
“must communicate to the employee the purpose of the ques-
tioning, assure him that no reprisal will take place, and obtain
his participation on a voluntary basis; the questioning must
occur in a context free from employer hostility to union organi-
zation and must not be itself coercive in nature; and the ques-
tions must not exceed the necessities of the legitimate purpose
by prying into other union matters, eliciting information con-
cerning an employee’s subjective state of mind, or otherwise
interfering with the statutory rights of employees.”
The Board has stated that it “has consistently required an
employer to administer three warnings to each employee it
interviews in preparation for an unfair labor practice proceed-
ing. . . .” Bill Scott Oldsmobile, 282 NLRB 1073, 1075 (1987).
The Board found in that case that by failing to administer all
three warnings that the respondent violated the Act.
Here, it is apparent that Mazzei questioned Azar regarding
his affidavit prior to Azar’s being called to testify. Mazzei
knew that Azar was subpoenaed to testify and would testify in
this matter. Mazzei’s questioning him about the veracity of his
affidavit and asking him to make a statement contradicting it
constituted unlawful interrogation of Azar.
I accordingly find and conclude that Mazzei unlawfully con-
ducted an interview concerning the issues in this case in viola-
tion of Section 8(a)(1) of the Act by not providing Azar with
the assurances required by Johnnie’s Poultry, 146 NLRB 770
(1964). In addition, the interview was conducted by Mazzei, a
manager who had previously unlawfully interrogated Azar as to
the events at a Union meeting, and had engaged in other activi-
ty which was hostile to union organization. Johnnie’s Poultry,
above. Accordingly, the interview concerning Azar’s pre-trial
affidavit was unlawful.
2. The alleged unlawful rules
The complaint alleges that in August, and September, 2008,
the Employer promulgated and maintained rules prohibiting
union solicitations distributions on company property, and pro-
hibiting employees from discussing the union at work.
I credit the mutually consistent testimony of Kuhhorn and
Mieses that in mid August, 2008, Mazzei told them that they
could not distribute union flyers “on company property,” and
also the testimony of Pomella and Mieses that Mazzei told
them they could not distribute union cards on company proper-
ty.
Pomella credibly stated that on September 24, the day after
she received a memo from Poisella stating that the presence of
“outsiders” would not benefit their relationship, Mazzei prohib-
ited her from talking to her coworkers at their buses, in the
parking lot, and did not want her to conduct any business on
company property.
The Employer’s handbook has a facially valid no-solicitation
no-distribution rule. However, Mazzei’s instructions to the
workers that they could not engage in union solicitation or dis-
tribution of union literature on company property was unlaw-
fully broad.
Section 7 of the Act guarantees to employees the right of
self-organization, which “necessarily encompasses the right
effectively to communicate with one another regarding self-
organization at the jobsite.” Beth Israel Hospital v. NLRB, 437
U.S. 483, 491 (1978).
The Respondent’s prohibition of distribution of union litera-
ture on company property is unlawfully broad and violates
Section 8(a)(1) of the Act, both because Mazzei singled out
union activity, and because the rule extended to union solicita-
tion and distribution activities engaged in by employees on
their own time in nonwork areas of the facility. Powellton Coal
Co., 354 NLRB 419, 422 (2009); DPI New England, 354
NLRB 849, 867 (2009); Republic Aviation Corp. v. NLRB, 324
ACME BUS CORP.
925
U.S. 793 (1945); Our Way, Inc., 268 NLRB 394, 394–395
(1983). Winkle Bus Co., 347 NLRB 1203, 1216 (2006), quoting
Laidlaw Transit Inc., 315 NLRB 79, 82 (1994). Loparex LLC,
353 NLRB 1224, 1234 (2009).
In addition, the Employer unlawfully enforced its no solicita-
tion-no distribution policy by prohibiting union solicitations
and distributions while at the same time permitting the solicita-
tion of signatures on the anti-union petition circulated by Frees
and Rink. Register Guard, 351 NLRB 1110, 1118 (2007). In
this regard, Mazzei conceded being asked by Frees or Rink if
they could distribute “literature” to the workers and he agreed,
provided that such distribution not interfere with the work flow
and that neither they nor the employees were on company time.
Although Mazzei was allegedly not shown the petition I credit
Weir’s testimony that Mazzei told him that he permitted the
workers to sign the petition which he called a “stop petition
against the union.”
The “no-talking” rule violates Section 8(a)(1) and (3) of the
Act. Alan Ritchey, Inc., 354 NLRB 628, 629 (2009). There is
no evidence that the Respondent had prohibited anyone but
Pomella from talking. It is clear that Mazzei’s warning was
directed at Pomella’s open and active involvement in encourag-
ing employees to support the union campaign. There was no
evidence that she had conducted any “business” on company
property other than soliciting employees to sign cards for the
Union. In contrast, Frees and Rink were free to solicit their co-
workers to sign the antiunion petition.
C. The Violations of Section 8(a)(3) of the Act
1. The subjection of employees’ work to closer scrutiny
a. Pomella
As set forth above, on the same day that Mazzei instructed
Pomella not to speak to her coworkers, he again called her into
his office, and after he refused her request for a witness, warned
her that if she left she would be disciplined for insubordination.
Mazzei questioned her about an alleged discrepancy in her time
sheet which she explained to his satisfaction.
I cannot credit Mazzei’s testimony that he was doing a rou-
tine route audit and that her route was the first of 30 to be se-
lected. There was no evidence that he specifically questioned
30 employees as he testified. The timing of this alleged route
audit coming shortly after she had been unlawfully warned not
to speak to her coworkers suggests that her work was being
closely monitored as a result of her open activities in behalf of
the Union.
Further, Wolven credibly testified that she was asked by
Mazzei to check the time sheets and runs of employees he be-
lieved to be Union supporters to see if they were stealing time.
She did so with respect to Pomella and others.
I accordingly find and conclude that the General Counsel has
proven that Mazzei’s scrutiny of Pomella’s work was motivated
by her activities in behalf of the Union and that the Respondent
has not shown that it would have done so even in the absence of
her Union activities. Wright Line, above.
b. Bartula
I credit Bartula’s testimony that she told Mazzei that she
“ran” the Union’s campaign at First Student, and that Mazzei
was aware that she worked with Union Agent Garlinghouse on
the preparation of the seniority list. She signed a card for the
Union on August 19 and attended three union meetings. I cred-
it her further testimony that Mazzei told her at the start of her
employ that she was one of the best workers he had, but then
later said that she was not the person she was when she was
hired, and did a “horrible, terrible” job.
She was the subject of criticism by Mazzei concerning her
job performance. On the first occasion, Mazzei complained
that a substitute driver was lost, but agreed that it was not Bar-
tula’s fault. Then she made an unauthorized stop for which she
apologized, but claimed that other drivers did the same thing.
Thereafter, she and her monitor complained that the paychecks
were not available, which affected the entire workforce, the
monitor threatening to call the Labor Board and Bartula telling
Mazzei that the company could not legally hold their checks.
Mazzei threatened to remove her home bus privilege and per-
form an audit but did neither. Mazzei also told her that she
could no longer park out but this was consistent with the Re-
spondent’s changed policy. Finally, Mazzei alleged that Frees
and Rink complained that she was harassing them, but then the
complaint was withdrawn. It appears that there was some type
of exchange between Bartula, her boyfriend and Frees and
Rink.
I cannot find that the General Counsel has established that
the questioning of Bartula concerning her job performance was
motivated by her union activities. It is true that Bartula made
known to Mazzei that she was involved with the First Student
union campaign, but that knowledge came to Mazzei’s attention
in June, 2008 when she began work. However, she was not an
open and active union supporter here. Even assuming that I
find that a prima facie showing has been made, I do not agree
with the General Counsel that Mazzei’s questioning of Bartula
beginning in September demonstrates a pattern of persistent
questioning or unlawful threats as to amount to a prima facie
showing of discrimination for her union activities or that the
Respondent would not have taken these actions even in the
absence of her union activities. Wright Line, above. The
comments to Bartula were related to changes in the Respond-
ent’s work procedures involving park outs, home bus privileges
and unauthorized use of the bus, none of which have been al-
leged or shown to be illegally motivated.
2. The involvement of the police to remove
a union representative
As set forth above, Union Agent Ebert testified that he hand-
billed employees while standing on the sidewalk of the Re-
spondent’s premises and that Mazzei confronted him and then
called the police who visited the premises and spoke to Ebert
with employees being able to observe the scene.
Witnesses for the General Counsel stated that they observed
Ebert only on the sidewalk while the Respondent’s witnesses,
including Mazzei, Amundson and Hernandez stated that they
saw Ebert on the company property, Mazzei stating that he saw
Ebert walk 100 feet onto the driveway.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
926
In this instance I credit Mazzei, Amundson and Hernandez.
Ebert testified that he sought to publicize the October 9 and 22
Union meetings. He stated that Pomella and Hagelmann re-
fused to distribute the flyers advertising the meetings, saying
that they were afraid to do so, so he distributed them. He could
have remained on the sidewalk even if he could not obtain the
help of the workers. But it is apparent that he wanted to go
further. He stated “I couldn’t get anyone to distribute handbills
on the property, so I was forced to do it myself.” Ebert’s pre-
ferred method of distributing the flyers was that employees
themselves perform this task. He asked employees to do so
suggesting that they give out the flyers to their co-workers on
company property. It therefore follows that Ebert would have
sought to hand out the flyers on company property as the most
direct way to reach the workers. There was evidence that only
a few drivers took flyers as they entered or left the premises in
the company bus or their personal vehicle. It stands to reason
that Ebert would enter the premises to hand the flyers to the
workers while they were present on the company grounds.
I accordingly find that in those instances where Mazzei di-
rected Ebert to leave the property and summoned the police,
Ebert had entered the Respondent’s property. Where a non-
employee trespasses onto an employer’s property, the Act is not
violated when the employer directs him leave its private proper-
ty and calls the police to enforce such an order. It further fol-
lows that there can be no unlawful surveillance where the em-
ployer is acting properly in seeking to evict the trespasser from
its property. Hoschton Garment Co., 279 NLRB 565, 566–567
(1986); Ordman’s Park & Shop, 292 NLRB 953, 956 (1989);
Berton Kirshner, Inc., 209 NLRB 1081, 1081 (1974).
3. The discharges
The question of whether the Respondent’s discharges of the
six employees involved herein were unlawful is governed by
Wright Line, 251 NLRB 1083 (1980). Under that test, the Gen-
eral Counsel must prove by a preponderance of the evidence
that union animus was a substantial or motivating factor in the
terminations. He must show union activity by the employees
involved, employer knowledge of such activity, and union ani-
mus by the Respondent.
I find that the General Counsel has proven that the discharg-
es of the individuals who were terminated here were all moti-
vated by union animus. The discharges all were made during
an ongoing campaign by the Union to organize the Respond-
ent’s employees. The Respondent was well aware of the cam-
paign and its director of human resources, Poisella, issued a
memo which stated that, although the Employer respects the
rights of its employees to choose make up their own mind re-
garding representation, it was the Respondent’s belief that em-
ployees would conclude that “the presence of outsiders would
not benefit our relationship.” Further, the statements by Mazzei
to Wolven that the drivers and monitors he discharged were
supporters of the Union and he had to “get rid” of them estab-
lish the animus of the Respondent.
The Respondent argues that even assuming that Mazzei pos-
sessed animus toward the Union and its supporters, the deci-
sions to discharge were made by Poisella and not by him. First,
Mazzei admitted recommending the termination of Mieses.
Secondly, it is clear that Poisella was informed by Mazzei con-
cerning the circumstances of the incidents leading to the deci-
sion to discharge the workers. Although Poisella may not have
asked for Mazzei’s recommendations concerning the employ-
ees, it is clear that Mazzei’s discussions with Poisella dealt with
the alleged severity of the wrongdoing and the need for severe
discipline. Mazzei’s testimony that the incidents on the bus
constituted the “highest tier of violation” necessarily involved
the highest tier of discipline.
The Respondent further argues that it possessed no animus
toward the Union because it sought to hire all of its predeces-
sor’s employees who, it believed were all members of the Un-
ion. If it hired all of those employees presumably the Respond-
ent would be subject to a successor’s obligation to bargain with
the Union and by knowingly seeking to hire those workers it
demonstrated its lack of animus toward the Union.
Where this argument fails is the Respondent’s acknowledged
desire to hire the employees of predecessor companies regard-
less of whether they were represented by a union. Thus, the
Employer was anxious to fill its ranks with drivers who knew
the routes they would be driving which would result in a prob-
lem-free start up of its operation. More importantly, it had to
hire 115–120 people within a short period of time in order to
fulfill its contract with the County, and the most obvious source
of such workers was the prior employer.
Once the General Counsel has made the requisite showing,
the burden then shifts to the Respondent to prove, as an affirm-
ative defense, that it would have discharged the employees
even in the absence of their union activity. To establish this
affirmative defense “an employer cannot simply present a legit-
imate reason for its action but must persuade by a preponder-
ance of the evidence that the same action would have taken
even in the absence of the protected activity.” L.B.&B. Associ-
ates, Inc., 346 NLRB 1025, 1026 (2006). “The issue is, thus,
not simply whether the employer ‘could have’ disciplined the
employee, but whether it ‘would have’ done so, regardless of
his union activities.” Carpenter Technology Corp., 346 NLRB
766, 773 (2006).
Accordingly, the Respondent may present a good reason for
discharge, but unless it can prove that it would have discharged
the worker absent her union activities, the Respondent has not
established its defense. If the General Counsel presents a
strong prima facie showing of discrimination, the Respondent’s
burden is “substantial.” Vemco, Inc., 304 NLRB 911, 912
(1991). “The policy and protection provided by the Act does
not allow the employer to substitute ‘good’ reasons for ‘real’
reasons when the purpose of the discharge is to retaliate for an
employee’s concerted activities. Under Wright Line, an em-
ployer cannot carry its burden of persuasion by merely showing
that it had a legitimate reason for taking the action in question;
rather it “must show by a preponderance of the evidence that
the action would have taken place even without the protected
conduct.” North Carolina Prisoner Legal Services, 351 NLRB
464, 469 fn. 17 (2007).
Therefore, a careful examination of the Respondent’s record
of discharging other employees for the same offense must be
made. Differences in treatment of employees who committed
the same or similar offenses is an important factor to be consid-
ACME BUS CORP.
927
ered in evaluating the Respondent’s defense. The presence of
disparate treatment toward the dischargees indicates a discrimi-
natory motive. Central Valley Meat Co., 346 NLRB 1078,
1079 (2006).
“To support an inference of unlawful motivation, the Board
looks to such factors as inconsistencies between the proffered
reasons for the discipline and other actions of the employer,
disparate treatment of certain employees compared to other
employees with similar work records or offenses, deviations
from past practice, and proximity in time of the discipline to the
union activity.” Robert Orr/Sysco Food Services, 343 NLRB
1183, 1184 (2004).
a. Miosotis Mieses
As set forth above, Mieses spoke with Union agent Garling-
house and then with Ebert at the entrance to the facility in Au-
gust, 2008. She was with co-worker Kuhhorn when Ebert gave
Kuhhorn a flyer in mid August. Mieses gave uncontradicted
testimony that she told assistant manager Calli that she and
Kuhhorn were involved with the Union and would be distrib-
uting flyers.
The Respondent correctly argues that Ebert did not testify
that Mieses was present when he was confronted by Mazzei,
yet Mieses stated that when she told Mazzei that she was hand-
ing out flyers, and later when Pomella told Mazzei that she,
with Mieses present would do so, Mazzei demanded that Ebert
leave the property. Another alleged inconsistency noted by the
Respondent is that Mieses stated that Mazzei told her when he
was outside the premises that she could not distribute flyers, but
Kuhhorn stated that they went into the building where Mazzei
made that statement. However, Ebert did state that when
Kuhhorn told Mazzei that they would be distributing flyers for
the Union, Mieses was with her. Also, the Respondent’s argu-
ment that Ebert was not present at the facility until October is
incorrect. Ebert testified that he met with Mieses in mid Au-
gust directly in front of the facility.
Further, the Respondent argues that Mieses could not have
been with Kuhhorn when Kuhhorn spoke to Mazzei because
Mieses testified that she went home immediately after the inci-
dent where Mazzei yelled at Ebert. However, Kuhhorn specifi-
cally testified that Mieses was with her when she spoke to
Mazzei at 4:00 p.m. Mieses stated that she generally went
home after her last run, at 4:00 p.m. Similarly, Pomella testi-
fied that she spoke to Mazzei at about 3:20 p.m. with Mieses,
and Mieses who was with her testified that she went home at
4:00 p.m.
Accordingly, the evidence is clear that Mieses engaged in ac-
tivities in behalf of the Union by assisting Kuhhorn and
Pomella in distributing cards and flyers at the Respondent’s
facility. She credibly testified that, pursuant to Union agent
Ebert’s advice, she informed Mazzei that she was involved with
the Union and would be distributing flyers. Further, dispatcher
Wolven credibly stated that Mazzei told her a few days before
Mieses was fired that she was a “big union supporter” and that
he would be “getting rid of another union supporter.”
The timing of Mieses’ discharge supports a finding that it
was effected because of her activities in behalf of the Union.
Thus, only a few days following her advice to Mazzei that she
was organizing in behalf of the Union she was fired.
Thus, a strong prima facie showing has been established that
Mieses Union activities were a motivating factor in her dis-
charge. Wright Line, above. The Respondent’s defenses in-
clude that Mieses was fired within her 90 day probationary
period. As set forth above, there is no written evidence that a
probationary period exists. The fact that certain benefits are
provided after 90 days, or that other employees have been dis-
charged within 90 days of their hire is not evidence of such a
period. Even if a probationary period was in effect, an employ-
ee cannot be discharged in violation of the Act simply because
she has not completed her probationary period. Accordingly
the question becomes whether Mieses would have been dis-
charged even in the absence of her Union activities.
As set forth above, Mieses admitted being told that she was
not entitled to be paid for the time in fueling the buses. I credit
her testimony that she obeyed that instruction and did not claim
time for that task after being warned. Wolven testified that
Mieses persisted in claiming the time in the week ending Au-
gust 9. That is true, as set forth in the time sheet for that week
which establishes that although she claimed the time for fueling
the bus on August 4, 2 days later, on August 6, she did not fuel
the bus and instead waited for another vehicle to return her to
the terminal.
Accordingly, there was no issue regarding Mieses’ fueling
the buses following August 4, the last time she claimed the time
for that job. Thus, one of the reasons for her discharge the
following week, that she continued to claim the time for fueling
the buses, has no merit.
The other reasons for Mieses’ discharge were that she was
disrespectful and argumentative with the dispatcher, office staff
and management. Wolven testified that the detailed memo
setting forth Mieses’ poor attitude was accurate but that it was
written at Mazzei’s behest. Mazzei testified that he was asked
for his recommendation by the human resources department,
and he recommended termination. Accordingly, he decided to
fire Mieses and not Wolven.
There was no specific evidence that Mieses was disrespectful
to management as set forth in the employee status report or in
the memo. No details were given regarding her allegedly disre-
spectful behavior, just that she “always” argued with the office
staff concerning her paperwork and time sheets. Mieses admit-
ted that she questioned the managers as to why her pay check
was short before they told her that she would no longer be paid
for the time in fueling the buses. Her request for an explanation
was reasonable, and when she was told to stop claiming the
time for fueling the buses she did so. If the allegedly disre-
spectful behavior set forth in the memo was related to the bus-
fueling issue, it is clear that that matter had been resolved at
least as of August 5 when she no longer claimed the time for
fueling the bus. There were no other details of her other al-
leged arguments.
In addition, Mieses was not disciplined for her alleged disre-
spectful behavior, apart from her summary termination, and the
Respondent’s progressive discipline policy was not utilized to
attempt to correct her misbehavior.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
928
I accordingly find and conclude that the Respondent has not
met its burden of proving that Mieses would have been dis-
charged even in the absence of her union activities. Wright
Line, above.
b. Penny Kuhhorn
Kuhhorn was the first, and one of the most active advocates
in behalf of the Union. She met with Union Agents Garling-
house and Ebert at the start of the campaign in mid-August and
was present with them at the Respondent’s facility and was
given flyers and authorization cards to distribute to her co-
workers which she did. She advised managers Calli and
Mazzei that they intended to distribute flyers and was told that
they could not do so on company property. Mazzei conceded
that he saw Kuhhorn standing near Union agent Garlinghouse
where the buses entered the property and that they were hand-
ing out flyers.
Kuhhorn was discharged 2 weeks later, with Mazzei telling
Wolven that she “was a big union supporter and that this . . .
her refusal to do a dry run would get rid of her.” I accordingly
find that the General Counsel has established a strong prima
facie showing that Kuhhorn’s discharge was motivated by her
union activities.
The evidence establishes that Kuhhorn completed her origi-
nal dry run on August 20. It is undisputed that she was not
advised until one week later, August 27, that the dry run she
had performed had to be repeated because it was too lengthy
and failed to use a highway.
I cannot credit Mazzei’s testimony that Kuhhorn refused to
do the second dry run on Wednesday, August 27. If Kuhhorn
told him to “do it himself” it is clear that he would have sus-
pended or terminated her on the spot for insubordination. Ac-
cording to Kuhhorn’s testimony, which I credit over Mazzei’s,
Kuhhorn first offered to the re-run that day with her grandson.
When Mazzei refused, according to Wolven and Kuhhorn, she
offered to do it in her own vehicle. He refused permission for
that procedure, although, according to Wolven, Mazzei thereaf-
ter granted such permission to other drivers due to their una-
vailability when the buses were accessible. Then, Kuhhorn
offered to do the re-run the following day, August 28. Mazzei
refused that offer saying that it had to be completed that day,
August 27.
I cannot credit Kuhhorn’s testimony that she did the re-run in
her own car on August 27, and gave the papers to Wolven that
afternoon.14 Wolven denied that Kuhhorn did so. In any event,
if Mazzei’s testimony is believable, he stated that Poisella gave
Kuhhorn a deadline of Friday, August 29. If that was the case,
Mazzei should have granted her request to do the re-run on
August 28, one day before the deadline.
Accordingly, it is clear that Kuhhorn did not refuse to do a
dry run or refuse to return phone calls as set forth in her termi-
nation papers. As set forth above, she offered to re-do the dry
run three times—with her grandson, in her own vehicle, and the
following day, August 28. She did not refuse to return phone
14 “A trier of fact . . . is not required to accept the entirety of a wit-
ness’ testimony, but may believe some and not all of what a witness
says.” TNT Skypak, Inc., 312 NLRB 1009 fn. 1 (1993).
calls because she was not at home to receive them. When she
finally returned home she retrieved the phone calls made to her
and immediately followed the Respondent’s order to report to
the terminal at 6 a.m. on September 3 at which time she was
suspended.
Significantly, there was no evidence that any of the Re-
spondent’s drivers at any of its locations was disciplined for
failing to do a dry run. I find and conclude that the Respondent
has not met its burden of proving that it would have discharged
Kuhhorn even in the absence of her union activities.
c. Pomella and Haskell Cheatham and Mercado
As set forth above, Pomella and Haskell were early support-
ers and activists in behalf of the Union. In mid August,
Pomella was given blank authorization cards by Ebert outside
the facility, and Pomella asked permission of managers Calli
and Mazzei to distribute the cards. Mazzei prohibited her from
doing so on company property. They both offered the cards to
drivers as they entered the facility. Mazzei stated that he be-
lieved that Pomella was blocking buses and was told by her that
she was handing out union literature. In addition, on Septem-
ber 24, Mazzei told her that he did not want her to talk to her
co-workers on company property.
Although Mazzei denied knowing about Haskell’s union ac-
tivities, I credit the testimony of Pomella and Haskell that they
both distributed union cards and handbilled the drivers, and that
they stood together when Pomella informed the two managers
that they would be handing out literature. Mazzei conceded
seeing Haskell about 50 feet away from Pomella when she
stood near the facility’s entrance as the buses entered. I credit
Wolven’s testimony that Mazzei told her several times before
their discharge that they were the “biggest Union supporters”—
that they were speaking to workers about the Union and that
Pomella wanted to be the shop stewardess and that “we had to
get rid of them.”
Based on their activities in behalf of the Union and Mazzei’s
animus toward them as active supporters of the Union, I find
that the General Counsel has established that the discharges of
Pomella and Haskell were motivated by their activities in be-
half of the Union.
Cheatham and Mercado worked without incident from No-
vember 2008 until June 2009 when, on June 19, Union Agent
Ebert wrote to the Respondent identifying Cheatham as a mem-
ber of the Union’s Contract Committee. Wolven stated that
when Mazzei received the letter he said that she was the “rat,
and that she would have to go now.” At about the same time,
Mercado accepted a union flyer in front of the premises and I
credit her testimony that a few days later was asked by Mazzei
whether she agreed with the Union.
The four employees were terminated for failing to immedi-
ately report an incident on the bus to the dispatcher. In the case
of Pomella and Haskell, that a child fell on the bus, and regard-
ing Cheatham and Mercado, that a child reported that he could
not breathe.
ACME BUS CORP.
929
d. The Respondent’s defenses
Because Pomella and Haskell, and Cheatham and Mercado
were discharged for the same reason I will discuss the Re-
spondent’s defenses to their discharges together.
The Respondent’s valid rule requires that any incident, no
matter how minor, be reported immediately to the dispatcher.
Wolven testified to the issuance of a memo to this effect on
August 29, 2008, and training sessions were held concerning it.
Notwithstanding that Pomella and Haskell may not have been
at work on the day the memo was issued, I find that they could
have or should have been aware of this rule. Other employees
such as Bartula and Blanton were aware of the rule.
The significant question presented is whether the four em-
ployees would have been discharged for violating this rule. As
set forth above, the Respondent may have a good reason for
discharge, but was it the real reason? It must show that it
would have discharged the four workers for that reason.
Assistant terminal manager Cuddy testified that the Re-
spondent does not maintain records of calls from drivers report-
ing incidents on their buses, although an extensive log is kept
whenever a driver calls to report such matters as a child was not
going to school that day or the bus is running late due to traffic.
According to Cuddy, the “Daily Parent Contact Log” is es-
sentially used, as indicated on the form, for instances of a bus
being late, a child not gong to school or not appearing for the
bus, or if the parent calls that the child will not attend school
that day. Thus, if a driver reports an incident by radio it would
not be reported on this log. Indeed, Cuddy stated that calls
from drivers reporting incidents are not reported on any docu-
ment. There was one instance where the dispatcher recorded
that a driver called in and reported that a child was vomiting,
and it was written on the log. This should indicate that if a
driver called in such an incident it would have been reported.
The absence of such written records of drivers calling in inci-
dents is some indication that drivers did not call in such inci-
dents.
It is significant that the importance which the Respondent
gives to this rule is not supported by some means of recording
whether drivers report incidents occurring on their buses.
Mazzei’s testimony that incidents involving injuries to children
represent the “highest tier” indicates that Respondent would
have had a procedure whereby drivers’ reports of incidents
were recorded.
A number of incidents occurred on the Respondent’s buses
in which children were hurt or became ill, as follows, in chron-
ological order. It should be noted that as to all the incidents set
forth below Cuddy was the dispatcher and would normally have
received calls from the drivers reporting the incidents if they
called. She signed all the incident reports set forth below.
1. September 19, 2008—GC Exh. 69. Driver Linda
Frees’ report stated that the child “slipped on step and slid
down 2 steps.” She and the monitor checked him for
marks and found none. Cuddy did not testify concerning
whether the driver called the dispatcher to report the inci-
dent.
2. October 29, 2008—GC Exh. 71. Driver Robert
Crane’s incident report stated that the child was crying on
the bus. The driver and monitor observed a small mark on
his forehead and notified the child’s brother that they be-
lieved that the child fell asleep and hit his head on the
window. In her report to Servisair, Cuddy stated that
“driver reported incident to brother.” Cuddy did not testi-
fy concerning whether the driver called the dispatcher to
report the incident.
3. November 17, 2008—GC Exh. 67. Driver Jacquel-
ine Ellery’s report stated that the child threw himself on
the ground as he stepped on the bus, striking his head.
The child’s grandmother put him on the bus and the moni-
tor had to prevent the child from throwing himself down
the stairs. Cuddy stated that “child was picked up and put
into his seat. Mother and grandmother were notified.”
Cuddy did not testify concerning whether the driver called
the dispatcher to report the incident.
4. November 21, 2008—GC Exh. 65. Driver Howard
Velazquez’ report stated that child hit his head on the win-
dow, and the monitor comforted him. The school staff
was notified. No visible injury but child was crying. Cud-
dy wrote “comforted child and notified school.” Cuddy
did not testify concerning whether the driver called the
dispatcher to report the incident.
5. February 27, 2009—GC Exh. 63. Driver Peter Cor-
tes’ report stated that the child fell on her knees while in
the bus. The driver noted that she may have a bruise or
scratch but noticed no bleeding. Cuddy did not testify
concerning whether the driver called the dispatcher to re-
port the incident.
6. April 8, 2009—GC Exh. 59. Driver Vincent Ellis’
report stated that the child bumped his head on the win-
dow. The driver told the child’s mother what happened
when he dropped the child off at home. Cuddy testified
that the driver called her at the time the incident occurred
when the child was on the bus.
7. May 8, 2009—GC Exh. 57. Driver Peter Cortese’s
report stated that the child threw himself onto the floor of
the bus and may have hit his head on the floor. He noted
that he gave the incident report to the dispatcher. Cuddy
did not recall whether the driver called to report this inci-
dent.
8. May 13, 2009—GC Exh. 56. A notation was made
on the Daily Parent Contact Log by dispatcher Cuddy that
the driver called to report a child throwing up on the bus.
Cuddy recalled receiving the driver’s call.
9. May 13, 2009—GC Exh. 55. Driver Arlene
Green’s report stated that the child “fell onto both knees”
and that the driver “advised teacher taking her off the
bus.” Cuddy who was the dispatcher could not recall the
incident and therefore could not recall whether the driver
called it in.
10. May 14, 2009—GC Exh. 54. Driver Edward
Guider’s report stated that while boarding the bus, a child
fell off the bottom step and onto the ground. The child did
not appear to have any marks or scars. He noted that the
“action taken” was “wrote report.” Cuddy testified that
the driver called in the incident.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
930
Significantly, it was stipulated that no written warnings or
discipline were issued regarding the incidents set forth in GC
Exhibits 63–72, which would encompass the incidents of Sep-
tember 19, October 29, November 17 and 21, 2008, and Febru-
ary 27, 2009, above. As to the other incidents set forth above,
there was no evidence that any of those drivers or monitors
were issued discipline for the incidents involved therein.
Indeed, of the 54 drivers and monitors discharged during the
period January 2008, to August 2009, at the Middletown facili-
ty involved here, the only terminations for failing to call the
dispatcher regarding an incident on a bus were Pomella,
Haskell, Cheatham and Mercado.15
Of the 407 drivers and monitors in all of the Respondent’s
facilities except the Middletown facility who were discharged
from 2007 to October 2009, none were listed as being fired for
failing to call the dispatcher regarding an incident on a bus.16
It should also be noted that none of the drivers involved in
the above incidents were among the 61 who signed cards for
the Union. It may be that those drivers were hired after the
cards were solicited in August and September 2008. But cer-
tainly Linda Frees, who circulated a petition against the Union,
was employed at the time of the Union campaign.
As set forth above, VMC agent Morales wrote that Mazzei
asked VMC to disqualify Cheatham and Mercado. It has not
been shown that Mazzei had, in the past, sought the disqualifi-
cations of any other employee. It is clear that in Mazzei’s zeal
to discharge them he sought the imprimatur of the VMC for
their terminations even before it had made its final recommen-
dation. I do not credit Mazzei’s denial that he received the
letter since Cuddy testified that she received it and Poisella
stated that Mazzei sent it to him. Nevertheless, VMC recom-
mended only that they be given a three-hour recertification
class and returned to duty.
Similarly, it was recommended by VMC that Pomella and
Haskell be suspended from their duties for one to three days
and that they also be permanently reassigned to another run.
Wolven supplied the Respondent’s reason for not following
VMC’s recommendation: Mazzei would not reassign them or
put them on another run. He wanted them out. The Respond-
ent’s reason was that it had a “higher standard” than VMC’s.
That may be true, but the Respondent has not proven that it had
disregarded VMC’s recommendations in the past.
The Respondent’s records show that in the period January
2008, to April 2009, there had been only two disqualifications
of employees by VMC, that of driver William Canty and his
monitor Melva Simmons who, in January 2009, dropped off a
child to an unauthorized adult, resulting in the child being miss-
ing for one hour and the police being called.17 It must be noted
that in the memo disqualifying Canty and Simmons, the VMC
official stated that they were ineligible to work on any of Ac-
me’s runs. Here, in contrast, the VMC official recommended
only a recertification class, and reassignment for the drivers and
monitors involved.
15 R. Exh. 37.
16 R. Exhs. 26, 27.
17 R. Exh. 37.
In addition, although Mazzei called the two incidents the
highest tier of violation, VMC, which had responsibility for the
oversight of Acme’s contract and whose first concern was the
children serviced by the Employer, did not recommend termi-
nation.
Furthermore, the Respondent did not use its progressive dis-
cipline program with the four employees it terminated. Mazzei
agreed with the Employer’s handbook statement that “the main
purpose of any disciplinary action is to correct the problem and
attempt to prevent recurrence” and that “by using progressive
discipline, we anticipate that most conduct or job performance
issues can be corrected at an early stage, benefitting the em-
ployee and the Company.” The Respondent’s progressive dis-
cipline policy is outlined as verbal warning, written warning,
suspension or termination—“depending on the severity of the
problem and the number of occurrences. There may be circum-
stances when one or more steps are bypassed.”
The “Termination of Employment” section of the handbook
lists examples of conduct for which an employee may be sum-
marily terminated, such as positive testing for controlled sub-
stances, conviction of a felony for a drug or alcohol related
matter, and any conduct listed under “prohibited employee
conduct” which includes drug or alcohol related activities. The
handbook notes that “Baumann will attempt to address these
issues through Progressive Discipline. However, Baumann
reserves the right to immediately terminate the employment of
an employee without prior notice in situations involving gross
misconduct.” Mazzei explained that certain cases involving
discipline may be resolved through progressive discipline. For
example, if an employee is late, she is given a verbal warning.
If she is late again, a written warning. If lateness continues,
further discipline, including suspension and termination may
result.
The incidents involving Linda and Justin, where (a) no seri-
ous harm was done to either child (b) teachers’ aides and the
caregiver were notified immediately of the incident (c) incident
reports were filed when the employees returned to the facility,
and (d) VMC was timely notified of the incidents, seem to be
appropriate for the application of the progressive discipline
policy and not termination. As set forth above, the policy’s
purpose is to “correct the problem and prevent recurrence.”
Such a policy would seem to be consistent with VMC’s rec-
ommendation for a training class and reassignment to a differ-
ent route.
I accordingly find and conclude that the Respondent has not
proven that it would have discharged Pomella and Haskell, and
Cheatham and Mercado in the absence of their union activities.
Wright Line, above.
D. The Request for a Bargaining Order
The complaint alleges that based on the seriousness of the al-
leged unfair labor practices committed by the Respondent, the
possibility of conducing a fair election is slight. Accordingly,
the General Counsel requested that a bargaining order be issued
against the Respondent.
1. The appropriate unit
The complaint alleges and the Respondent denies, that the
appropriate unit includes all full-time and regular part-time
ACME BUS CORP.
931
drivers and monitors employed at the Middletown facility, ex-
cluding all other employees, including mechanics and guards.
The Respondent asserts that the mechanics and the maintenance
employee should be included in the unit.
The Union’s letter requesting recognition did not set forth
the requested unit. The petition for representation filed by the
Union on February 5, 2009, requested a unit of “all drivers and
monitors.”18 Ebert stated that all of the Union’s contracts with
school bus employers include drivers and monitors, but that
some of them include mechanics and maintenance employees.
Mazzei as the terminal manager is responsible for discipline
to all employees at the terminal, including drivers, monitors,
mechanics and the maintenance worker. However, Employer
official Poisella stated that the mechanics receive their day to
day supervision from a shop supervisor who works in the ter-
minal.
Kuhhorn stated that she interacted with the mechanics only if
there was something wrong with the bus. For example, if she
complained that the bus was making a noise, the mechanics
asked her what the noise sounded like. She had no interaction
with the one maintenance employee who worked at the facility.
Assistant terminal manager Cuddy testified that the mechanics,
who have a commercial driver’s license and the maintenance
employee, who does not have such a license, work in the garage
for the most part, and that neither the mechanics nor the
maintenance worker generally ride on the buses. However, a
mechanic may occasionally drive a route if the Employer is
short of drivers, and the maintenance employee may occasion-
ally work as a monitor if a monitor was needed.
Mazzei stated that the Employer does not maintain records
showing the percentage of time the mechanics worked as driv-
ers or the percentage of time that the maintenance employee
worked as a monitor. He noted that on one occasion a driver
became a mechanic.
Mazzei stated that the Employer’s handbook, rules and pro-
cedure apply to all its employees regardless of their job duties.
Further, all of the company’s benefits apply to all employees
except its policy regarding “snow days.” When schools are
closed due to inclement weather, the drivers and monitors do
not report to work, but are paid for the day. However, the
maintenance employee and mechanics report to work on such
days. All employees receive the same holidays, sick days, and
health insurance benefits.
Mechanics have two areas in which they can take a break.
One is the general break area in the drivers’’ room which the
drivers, monitors and mechanics use.
The Board has long held that although the Act requires a unit
for bargaining to be an appropriate unit, it does not require that
the unit be the most appropriate unit. Positive Electrical Enter-
prises, Inc., 345 NLRB 1, 1 fn. 1 (2005); Bartlett Collins Co.,
334 NLRB 484, 484 (2001).
The Board has found a unit of school bus drivers and moni-
tors to be an appropriate unit. New Britain Transportation Co.,
330 NLRB 397, 397 (1999); Galloway School Lines, 321
18 Case 02–RC–023360. On February 11, the Union requested that
the petition be blocked by the pending charges.
NLRB 1422, 1428 (1996), where the unit found specifically
excluded the mechanics.
I reject the Employer’s contention that the mechanics and the
maintenance employee should be included in the unit of drivers
and monitors. Although there is a similarity of benefits and
overall supervision by terminal manager Mazzei, and all em-
ployees are subject to the handbook’s provisions, there are
significant differences in the working conditions of the drivers
and monitors as compared to the mechanics and the mainte-
nance employee.
Thus, the mechanics are separately supervised by a shop su-
pervisor, there is no evidence as to the frequency with which
the mechanics work as drivers, or as to how often the mainte-
nance employee works as a monitor, the only contact between
the drivers and the mechanics is when the driver reports a prob-
lem with her bus to the mechanic, and there was no evidence as
to the frequency of such complaints, their work situs remains
separate—with the drivers and monitors working in their buses
and the mechanics working in the garage and the maintenance
worker performing his duties in the facility generally.
Accordingly, I cannot find that a community of interest be-
tween the drivers and monitors exists with the mechanics and
the maintenance employee sufficient to include the mechanics
and the maintenance employee in a unit of drivers and moni-
tors.
2. The Union’s majority status
a. The cards
I granted the General Counsel’s request that I authenticate
the signatures on the authorization cards by comparing the sig-
natures thereon with signatures from employees’ employment
applications and W-4 forms. Counsel for the Respondent ob-
jected to this procedure. “The Board has long held, consistent
with Section 901(b)(3) of the Federal Rules of Evidence, that a
judge or a handwriting expert may determine the genuineness
of signatures on authorization cards by comparing them to W-4
forms in the employer’s records.” Parts Depot, Inc., 332
NLRB 670, 674 (2000).
I have carefully compared the signatures on the authorization
cards to the known exemplars from the Respondent’s records,
specifically the signatures on the employees’ employment ap-
plications and W-4 forms. I find that the signatures on all 61
authorization cards compare favorably with their employment
applications and W-4 forms, and that those signatures are genu-
ine and authentic.
b. The Union’s majority status
The complaint alleges that on about September16, 2008,
when the Union made its request for recognition, the Union
represented a majority of the drivers and monitors.
A payroll list containing the names of drivers and monitors,
the appropriate bargaining unit, employed during the payroll
period September 14 to 20, 2008, was received in evidence.
That list contains the names of 112 employees. I must add Pen-
ny Kuhhorn to that number. She was discharged in August and
therefore was not on the September payroll list. However, as I
have found that she was unlawfully discharged, she remains a
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
932
statutory employee. Accordingly, the Employer employed 113
workers in the appropriate payroll period.
Sixty-one signed authorization cards were received in evi-
dence.19 However, of the 113 employees on the payroll list,
only 54 signed cards for the Union,20 less than a majority of the
unit employees employed on that date. No contrary proof has
been presented.21
I accordingly find and conclude that the Union did not repre-
sent a majority of the employees employed in an appropriate
bargaining unit on about September 16, 2008 when it made a
demand for recognition, and I therefore dismiss that allegation
of the complaint which requests that a bargaining order be is-
sued against the Respondent.
CONCLUSIONS OF LAW
1. By promulgating and maintaining a rule prohibiting em-
ployees from discussing the Union at work, the Respondent
violated Section 8(a)(1) of the Act.
2. By promulgating and maintaining a rule prohibiting union
solicitations and distributions on employer property, the Re-
spondent violated Section 8(a)(1) of the Act.
3. By creating the impression that Union meetings were un-
der surveillance, the Respondent violated Section 8(a)(1) of the
Act.
4. By interrogating employees about their union activities
and the union activities of other employees the Respondent
violated Section 8(a)(1) of the Act.
5. By interrogating employees without providing them with
the assurances set forth in Johnnie’s Poultry, 146 NLRB 770
(1964), the Respondent violated Section 8(a)(1) of the Act.
6. By subjecting employees to closer scrutiny in retaliation
for their support of the Union the Respondent violated Section
8(a)(1) of the Act.
7. By discharging its employees Miosotis Mieses, Penny
Kuhhorn,
Eileen
Haskell,
Catherine
Pomella,
Roberta
Cheatham, and Paula Mercado, the Respondent violated Sec-
tion 8(a)(3) of the Act.
19 Teannee Alves, Lorna Aguilar, Veronica Anglero, Sandra Armato,
Richard Azar, Nilsa Barreto, Tammy Bartula, Eugene Blanton, Shanae
Britt, Linda Brown, William Canty, Daphne Carman, Susan Carroll,
Patrick Casale, Lola Cast, Jennifer Cawein, Tina Clayborne, Donna
Consolo, Mary De Sousa, Thomas Greak, Carola Greiser, Christopher
Hagelmann, Eileen Haskell, Donald Helms, Jerri Henry, Rosalina Her-
nandez, Huber Irala, Pamela Jackson, Alisha Jennings, Richard Jen-
nings, Penny Kuhhorn, Barbara Lamphere, Donna Larli, Rebecca Long,
Walter McGrath, Gwendolyn Mikell, Lillian Mingolla, Rachael Min-
golla, Wesley Morse, Joseph Ulrich, Farrel Palazzo, Catherine Pomella,
Victor Reyes, Evelyn Rivera, Victoria Rogers, Christopher Rudy, Wil-
liam Ruerup, Jackie Schelin, Gerald Schoonmaker, Melva Simmons,
Alamo-Quinones Siulhayly, Agnes Smith, Brigitte Stanley, Ann Sti-
mus, Edward Tamburo, Yonique Thompson, Barbara Walker, Christo-
pher Weir, Debra Willard, Douglas Weber, and Sharon Zanelli.
20 Aside from Kuhhorn, card signers Britt, Jackson, McGrath,
Morse, Thompson, and Walker were not on the payroll list.
21 The Respondent presented this argument in its brief. The General
Counsel did not rebut it in any way—either by reply brief or offer to
reopen the hearing.
THE REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent having discriminatorily discharged employ-
ees, it must offer them reinstatement and make them whole for
any loss of earnings and other benefits, computed on a quarterly
basis from date of discharge to date of proper offer of rein-
statement, less any net interim earnings, as prescribed in F. W.
Woolworth Co., 90 NLRB 289 (1950), plus interest as comput-
ed in New Horizons for the Retarded, 283 NLRB 1173 (1987).
In the complaint, the General Counsel seeks interest comput-
ed on a compounded, quarterly basis for any backpay or other
monetary awards. I deny the General Counsel’s request as that
is not the current law. Cox Ohio Publishing, 354 NLRB 271,
271 fn. 5 (2009); Glen Rock Ham, 352 NLRB 516, 516 fn. 1.
(2008), citing Rogers Corp., 344 NLRB 504 (2005).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended22
ORDER
The Respondent, Acme Bus Corporation, Middletown, New
York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Promulgating and maintaining a rule prohibiting employ-
ees from discussing the Union at work.
(b) Promulgating and maintaining a rule prohibiting union
solicitations and distributions on employer property.
(c) Creating the impression that Union meetings were under
surveillance.
(d) Coercively interrogating any employee about his or her
union support or union activities or the union support or union
activities of any other employees.
(e) Interrogating employees without providing them with the
assurances set forth in Johnnie’s Poultry, 146 NLRB 770
(1964).
(f) Subjecting employees to closer scrutiny in retaliation for
their support of the Union.
(g) Discharging or otherwise discriminating against any em-
ployee for supporting International Brotherhood of Teamsters,
Local 445, or any other union.
(h) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Penny Kuhhorn, Eileen Haskell, Catherine Pomella, Roberta
Cheatham,and Paula Mercado full reinstatement to their former
jobs or, if those jobs no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any other rights
22 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
ACME BUS CORP.
933
or privileges previously enjoyed. It appears that Miosotis
Mieses was offered unconditional reinstatement by letter of
June 10, 2009. Any issues relating to the validity of that offer
may be raised in the Compliance part of this proceeding.
(b) Make Miosotis Mieses, Penny Kuhhorn, Eileen Haskell,
Catherine Pomella, Roberta Cheatham, and Paula Mercado
whole for any loss of earnings and other benefits suffered as a
result of the discrimination against them, in the manner set
forth in the remedy section of the decision.
(c) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges,
and within 3 days thereafter notify the employees in writing
that this has been done and that the discharges will not be used
against them in any way.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(e) Within 14 days after service by the Region, post at its fa-
cility in Middletown, New York, copies of the attached notice
marked “Appendix.”23 Copies of the notice, on forms provided
by the Regional Director for Region 2, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since August 15,
2008.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
23 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”