357 NLRB 953
Tenneco, Inc.
TENNECO AUTOMOTIVE, INC.
357 NLRB No. 84
953
Tenneco Automotive, Inc. and Local 660, Interna-
tional Union, United Automobile, Aerospace and
Agricultural Implement Workers of America
(UAW), AFL–CIO. Cases 07–CA–049251, 07–
CA–50000, 07–CA–050159, and 07–CA–050256
August 26, 2011
DECISION AND ORDER
BY CHAIRMAN LIEBMAN AND MEMBERS PEARCE
AND HAYES
On April 16, 2008, Administrative Law Judge Earl E.
Shamwell Jr. issued the attached decision. The General
Counsel and the Charging Party each filed exceptions
and a supporting brief. The Respondent filed answering
briefs to the General Counsel’s and Charging Party’s
exceptions, and the General Counsel and Charging Party
each filed a brief in response to the Respondent’s an-
swering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision in light of the
exceptions and briefs, and has decided to adopt the
judge’s rulings, findings,1 and conclusions only to the
extent consistent with this Decision and Order.2
I. INTRODUCTION
This case involves allegations of unlawful conduct
during and immediately after the Union’s strike of the
Respondent’s facility that lasted from April 2005 through
January 2006. The judge found that the Respondent vio-
lated Section 8(a)(5) of the Act by failing to furnish the
Union with requested information concerning: (a) its
plan to install video surveillance cameras; (b) its disci-
pline of employee Joseph Helton; and (c) its use of an
outside contractor to provide services usually performed
by unit employees during the strike.3 The General Coun-
sel has filed limited exceptions to these findings. As
1 The General Counsel has excepted to some of the judge’s credibil-
ity findings. The Board’s established policy is not to overrule an admin-
istrative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 In addition to modifying the judge’s recommended Order in ac-
cordance with our findings herein, we shall also modify the judge’s
recommended Order to provide for the posting of the notice in accord
with J. Picini Flooring, 356 NLRB 11 (2010).
3 The judge also found that the Respondent violated Sec. 8(a)(5) of
the Act when it refused to continue processing the grievance of em-
ployee Steven Prysiazny following its withdrawal of recognition.
There are no exceptions to this finding.
explained below, we find merit to these exceptions.4 The
judge also dismissed allegations that the Respondent: (a)
violated Section 8(a)(5) by refusing to furnish the Union
with requested information concerning the home ad-
dresses of its permanent replacement employees; (b) vio-
lated Section 8(a)(3) of the Act by disciplining employee
Joseph Helton for displaying the slogan “Thou Shall Not
Scab” on his shirt, and then thereafter changing the slo-
gan rather than covering it as directed; (c) violated Sec-
tion 8(a)(1) of the Act by directing employees to refrain
from making statements to other employees that could
“evoke a response”; (d) violated Section 8(a)(5) of the
Act by requiring employees to obtain supervisory ap-
proval prior to posting materials in the facility; and (e)
violated Section 8(a)(5) by withdrawing recognition from
the Union. The General Counsel and the Union except to
the dismissal of these complaint allegations.5 We find
merit to these exceptions and, as explained below, we
reverse the judge’s dismissals of these complaint allega-
tions.
II. FACTUAL BACKGROUND
The Respondent, a manufacturer and distributer of au-
tomotive parts, has recognized the Union as the repre-
sentative of its production and maintenance employees
since 1945. The parties’ most recent collective-
bargaining agreement expired on May 12, 2004. There-
after, the employees worked without a contract while the
Union and the Respondent negotiated for a new contract.
4 With respect to the finding concerning the Union’s request for in-
formation on employee Joseph Helton’s October 13, 2005 discipline,
the General Counsel correctly notes in his exceptions that the judge
failed to include the Respondent’s lack of a timely response in his
conclusions of law. We shall accordingly include the Respondent’s
lack of timeliness in our amended conclusions of law, Order, and no-
tice.
With respect to the Respondent’s failure to furnish the Union with
certain requested contract and voucher information, we adopt the
judge’s finding of a violation, but we do not rely on his comment that
the failure to provide this information was “more in the nature of a
technical violation of the Act.”
Further, and as explained below, we find merit to the General Coun-
sel’s contention that the 8(a)(5) finding concerning the request for
information on the plan to install surveillance cameras is not de mini-
mis.
5 The judge also found that the Respondent did not violate Sec.
8(a)(5) of the Act by its postwithdrawal assignment of unit work to a
supervisor (i.e., the operation of a tractor to remove snow at the Re-
spondent’s facility). In adopting the judge’s dismissal of this allegation,
we rely only on the fact that the record shows that assignment of this
work occurred at a time that the Respondent had no unit employee
available who had been properly trained to safely operate the tractor as
required by state safety regulations. See generally, North Atlantic
Medical Services, 329 NLRB 85, 102 (1999), enfd. 237 F.3d 62 (1st
Cir. 2001) (adopting judge’s finding that an employer did not violate
Sec. 8(a)(5) by refusing to bargain over its recruitment of drivers for a
route that none of the unit employees were willing to drive).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
954
On November 4, 2004, the Union rejected the Respond-
ent’s final offer and, in turn, the Respondent informed
the Union that it would implement four provisions in that
offer6 while keeping in effect the other terms of the ex-
pired contract.
On April 26, 2005, the Union commenced a strike.
During the strike, the Respondent continued its opera-
tions by outsourcing certain work, contracting with an-
other firm to provide certain services, hiring 16 perma-
nent replacement employees, and using certain employ-
ees who either did not participate in the strike or later
decided to cross the picket line and return to work.
On January 27, 2006,7 Union Representative James
Walker wrote to the Respondent’s human resource repre-
sentative, Terry Youngerman, and made an unconditional
offer for the strikers to return to work. On February 6,
four of the strikers were permitted to return to work, but
the vast majority of the strikers were not recalled because
their positions were either filled with permanent re-
placement employees or were eliminated due to downsiz-
ing. On February 10, some of the unit employees filed a
decertification petition with the Board. Thereafter, the
Regional Director for Region 7 informed the petitioning
employees that the petition would be held in abeyance
pending resolution of unfair labor practice charges that
had been filed by the Union on February 1 and 15, 2006.
On December 4, 2006, employees presented the Re-
spondent with another petition for decertification; this
one signed by 24 of the 31 employees in the bargaining
unit. Based on this petition, the Respondent, by letter
dated December 4, 2006, informed the Union that it
would no longer recognize it as the bargaining repre-
sentative of its unit employees.
III. DISCUSSION
A. Information Requests
1. Installation of surveillance cameras
On August 29, 2005, after the strike had commenced,
Valerie Balog, the Respondent’s human resources man-
ager, wrote to Union Representative Walker informing
him that—due to reports of tampering with the natural
gas valves in the test lab—the Respondent planned to
install video surveillance cameras in that lab. By letter
dated September 2, 2005, Walker requested information
concerning the incidents that were the basis for the Re-
spondent’s decision to install surveillance cameras. The
Respondent did not respond to the information request,
6 Those provisions were union security, dues checkoff, no strike-no
lockout, and arbitration.
7 All dates hereafter are in 2006, unless stated otherwise.
and at some point thereafter decided not to install the
surveillance cameras.
The judge found that the Respondent’s failure to re-
spond to the information request was unlawful, but added
that because the Union did not pursue its request, the
“issue was no longer of moment to the Union,” and thus
the 8(a)(5) violation was “close to de minimis.” Later in
his decision, however, in considering the impact of the
Respondent’s failure to respond to this information re-
quest on employee support for the December 4 decertifi-
cation petition, the judge stated that a “violation [was]
found; but de minimis; dismissal recommended.” The
judge did not explain this discrepancy.8
Although we agree with the judge that the Respond-
ent’s failure to respond to the information request violat-
ed Section 8(a)(5), we do not agree with his characteriza-
tion of the violation as de minimis, or even “close to de
minimis.” It is well settled that “[t]he relevancy of the
information . . . is determined as of the time the infor-
mation [request is] made.” Wayne Memorial Hospital
Assn., 322 NLRB 100, 110 (1996).9 Here, the Union’s
request was relevant, as it came as a timely response to
the Respondent’s announced intent to install the cameras.
The Respondent’s subsequent decision not to install the
cameras did not absolve it from its responsibility to time-
ly respond to the Union’s information request. Contrary
to the judge and our dissenting colleague, in these cir-
cumstances a finding of a violation is warranted. How-
ever, because the Respondent subsequently reversed its
decision to install the cameras, the remedy for this viola-
tion shall be limited to an order requiring the Respondent
to cease and desist from engaging in this unlawful con-
duct. See generally Wayne Memorial Hospital Assn.,
supra; Woodland Clinic, 331 NLRB 735, 742 (2000).
2. Home addresses of permanent
replacement employees
The complaint alleges that the Respondent violated
Section 8(a)(5) of the Act by refusing to comply with the
Union’s January 26 request for the home addresses of
employees hired by the Respondent as permanent re-
placements. The judge found that the Respondent’s re-
fusal to provide this information was lawful because
there was a “clear and present danger” that the Union
would misuse the information.10 In support, the judge
8 The judge did not include the violation in his conclusions of law or
in his recommended Order.
9 See also Finn Industries, 314 NLRB 556, 558 fn. 13 (1994). (“The
union’s reasons for requesting information and the employer’s refusal
to comply with the request are evaluated when the demand for infor-
mation and subsequent refusal were made.”).
10 Under the Board’s “clear and present danger” test, an employer is
obligated to furnish the union with requested information regarding
TENNECO AUTOMOTIVE, INC.
955
relied on the following factors: (a) five of the permanent
replacement employees testified that they were opposed
to releasing addresses to the Union; (b) there were “par-
ticularly hard feelings” that lingered after the strike end-
ed; and (c) 7 months before the strike ended (in June
2005), Union Representative Walker, along with mem-
bers of a sister union, staged a protest outside the home
of two former strikers who had crossed the picket line
and returned to work for the Respondent. The judge fur-
ther noted in support that the Union could post notices on
a bulletin board in the Respondent’s facility, and that
workplace conversations between returning strikers and
the permanent replacements were permitted.
Contrary to the judge, we find that the Respondent was
obligated to furnish the addresses to the Union as re-
quested.
A union is presumptively entitled to the names and ad-
dresses of bargaining unit employees, including perma-
nent replacement employees.11 In order to rebut the pre-
sumption, an employer must demonstrate that there is a
“clear and present danger” the union will misuse the in-
formation.12 Here, neither the factors cited by the judge,
nor the record as a whole, demonstrate that the Respond-
ent satisfied its burden.
As the judge noted, five permanent replacement em-
ployees testified that they did not want their addresses
given to the Union, expressing a desire not to receive
mail, phone calls, or visits from union officials. Howev-
er, the expression of such personal preferences does not
suggest a likelihood of misuse by the Union. Further,
although the judge noted that there were “particularly
hard feelings” between the strikers, the crossovers, and
the permanent replacements, the record reveals that at
least some replacement employees were on friendly
terms with the union officials who were reinstated after
the strike.
The judge and our dissenting colleague highlight the
protest at the home of two former strikers. The protest
occurred on a single day, 7 months before the strike end-
ed, across the street from the former strikers’ home. It
was conducted by members of a sister local who, while
picketing in a show of support for the striking employ-
ees, recognized employee Sue Neal as she crossed the
permanent strike replacements unless there is a clear and present danger
that the information would be misused by the union. See Page Litho,
Inc., 311 NLRB 881, 882 (1993), enf. granted in part and denied in part
mem. 65 F.3d 169 (6th Cir. 1995).
11 Georgetown Holiday Inn, 235 NLRB 485, 486 (1978). Further,
the Union does not have to particularize its need when requesting this
information. Brown & Sharpe Mfg. Co., 299 NLRB 586 (1990), re-
manded on other grounds sub nom. Machinists District Lodge 64 v.
NLRB, 949 F.2d 441 (D.C. Cir. 1991).
12 Page Litho, supra.
picket line to go to work. Specifically, they recognized
Neal as one who had previously crossed a picket line by
their own local against another employer. As she crossed
the picket line to enter the Respondent’s facility, Neal
made angry and profane gestures at the members of the
sister local.13 The members of the sister local present on
the picket line decided to picket Neal’s house. Union
Representative Walker was the only member of the Un-
ion who attended this protest, and he testified without
contradiction that he decided to attend “to make sure
nothing happened.” In fact, the protesters remained
across the road from Neal’s residence, and there is no
evidence that they engaged in any acts of violence.
Neal’s husband testified that he found the protest high-
ly disturbing, a feeling undoubtedly exacerbated by the
fact that his son suffered a seizure at that time. The issue
before us, however, is not whether the protest was wrong
in some way, but whether it establishes that there was a
clear and present danger of misuse of home addresses by
the Union. We find that it does not. The protest was
organized by members of a different union, was based in
large part on an unrelated dispute between members of
the other union and Neal, and was triggered by provoca-
tive conduct by Neal. The record establishes by uncon-
troverted evidence that the only member of the Union
who had anything to do with the protest played a con-
structive role in limiting the confrontation. While the
incident may have been regrettable, it simply does not
establish any danger of misuse by the Union, much less a
clear and present danger.
In addition to the reasons relied on by the judge, the
Respondent and the dissent reference picket line miscon-
duct as a reason for not furnishing the addresses of the
replacement employees. However, the purported inci-
dents were few and relatively mild. Thus, the record
reveals that during the 10-month strike there were a few
instances of abusive language and gestures both by pick-
eters and by employees crossing the picket line. In addi-
tion, the Respondent filed charges with the Board alleg-
ing two instances where a vehicle was struck by the
picketers. One instance alleged that a retiree hit a van
with poster board, and the other instance alleged that
Union Representative Walker struck the tire of a van
with his cane after the driver stopped the vehicle near the
picketers, “revved the motor,” and “squealed the tires.”
The charges were subsequently settled.14 Given the
13 Neal’s husband also worked for the Respondent, and he too
crossed the picket line and returned to work during the strike.
14 The charges also alleged that employees were photographed as
they crossed the picket line. However, Walker testified that the photo-
graphing occurred after the Union reported to the police that some of
the crossover employees were driving their cars toward the picket line
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
956
length of the strike, these few and relatively mild15 alle-
gations of misconduct do not demonstrate a likelihood
that the Union would use the addresses for purposes oth-
er than legitimate representation matters.
Finally, the judge’s contention that the Union had al-
ternative means to communicate with the permanent re-
placement employees is not relevant to whether there
was a clear and present danger of misuse by the Union.
Moreover, reliance on a union bulletin board and on in-
plant conversations between former strikers and re-
placement employees is simply no substitute for the Un-
ion’s ability to communicate directly with all of its unit
employees for the purpose of representation, filing griev-
ances, and negotiating a collective-bargaining agree-
ment.16 Accordingly, and for all these reasons,17 the Re-
spondent’s failure to furnish this relevant information
violated Section 8(a)(5) of the Act as alleged.
B. Discipline of Joseph Helton
The judge found that the Respondent did not violate
Section 8(a)(3) of the Act when it issued a written disci-
plinary warning to employee Helton for displaying the
message “thou shall not scab,” and later displaying other
similar messages on his T-shirt. For the reasons set forth
below, we reverse the judge and find that the Respond-
ent’s discipline of Helton was unlawful.
The Respondent hired Helton in February 2005, ap-
proximately 2 months before the strike began, and dis-
only to turn away at the last minute, and the sheriff’s department ad-
vised the Union to take pictures of any such occurrences in the future.
We also note that Respondent Manager Mark Kortz testified that, on
one day in October or November, he observed eggs being thrown from
an area near the picket line, where the Union had a makeshift hut. The
Respondent’s unfair labor practice charge included no such allegation,
and we find this testimony unavailing on the issue of the requested
addresses of the replacement employees.
15 See generally, Medite of New Mexico, 314 NLRB 1145, 1146
(1994), enfd. 72 F.3d 780 (10th Cir. 1995) (strikers hitting a car with
cardboard picket signs did not constitute serious strike misconduct).
16 We further note, as discussed below, that the Respondent unlaw-
fully restricted in-plant communications among its employees by an-
nouncing new restrictions on bulletin board postings and by directing
employees not to engage in conversations that could “evoke a re-
sponse” from other employees.
17 We further find, contrary to the judge, that even under the “totality
of circumstances” approach adopted by the Seventh Circuit in Chicago
Tribune v. NLRB, 79 F.3d 604 (7th Cir. 1996), the Respondent’s refusal
to provide the addresses would constitute a violation of Sec. 8(a)(5).
Thus, the record here does not include evidence of a “pattern of vio-
lence [and threats of violence] that surrounded the strike.” 79 F.3d at
608. Further, the alternative means provided to the Union—described
above—are a far cry from the examples of access that were noted in
support by the court in Chicago Tribune (i.e., ensuring personal com-
munication with replacement workers during nonwork times, and dis-
tribution of materials to those employees in nonwork areas, and provid-
ing “information in any mutually agreeable manner proposed by the
[union]”). Id.
charged him the following March. Helton filed an unfair
labor practice charge, which was settled in September
2005 with an offer of reinstatement. Although Helton
was supportive of the Union and the strike, he returned to
work with the Union’s permission. Helton testified that,
as the only union supporter in the facility during the
strike, he believed that other employees viewed him as a
“mole” for the Union.
On January 19 (while the strike was ongoing), Helton
wore a T-shirt to work displaying the slogan, “Thou
Shall Not Scab.” The Respondent’s supervisor, Dan Eg-
gleston, told Helton to change his shirt because some
employees would not like the message. Rather than
changing his shirt, Helton covered the word “scab” with
tape, and wrote the word “steal” on the tape (so that the
slogan read “Thou Shall Not Steal”). Eggleston again
objected to the message on Helton’s shirt, and told him
to put another strip of tape on his shirt, this time over the
word “steal.” Helton then placed tape over the word
“steal” and wrote the words “be a low life” on it. Eg-
gleston again objected, and ordered Helton to put another
piece of tape over the slogan and leave it blank. After
further discussion, Helton suggested that he go home for
the day, and Eggleston agreed.18
The following day, Helton received a written repri-
mand. The reprimand admonished Helton for wearing
the “scab” slogan on his shirt and, thereafter, altering the
message on the shirt, thereby “goad[ing] fellow employ-
ees inappropriately and unnecessarily.”19
The judge found that Helton’s reprimand did not vio-
late Section 8(a)(3) of the Act. Analyzing the allegation
under Wright Line,20 the judge first found that the Gen-
eral Counsel satisfied his initial burden of showing that
Helton’s protected activity was a motivating factor in the
Respondent’s decision to discipline him. In particular,
the judge found that Helton was a known union activist
and participant in the picketing, and that the discipline
was motivated in part by the Respondent’s animus to-
ward Helton’s protected activities, and by its animus
toward the protected speech displayed on his shirt.
The judge further found, however, that the Respondent
met its burden, under Wright Line, of demonstrating that
it would have disciplined Helton even in the absence of
his protected activity. In support, the judge found that
Helton attempted to “bring the strike into the work-
place,” and that the Respondent’s directives to Helton
18 The complaint does not allege that the Respondent unlawfully sent
Helton home from work that day.
19 The Respondent does not contend that Helton violated a work rule
by wearing clothing that displayed a message.
20 Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982).
TENNECO AUTOMOTIVE, INC.
957
were an effort to prevent acrimony among employees.
The judge also found that, by repeatedly changing the
slogan on his shirt, Helton had engaged in insubordina-
tion, and that his “message was unreasonably provoca-
tive.” Having found that the Respondent sustained its
rebuttal burden under Wright Line, the judge dismissed
the allegation.
At the outset, we note that there are no exceptions to
the judge’s finding that the General Counsel met his ini-
tial burden under Wright Line, i.e., that Helton’s protect-
ed activities were a motivating factor for Helton’s disci-
pline. Rather, the exceptions to the judge’s finding are
limited to whether the record establishes that Helton
would have been disciplined even in the absence of his
protected conduct.21 Contrary to the judge, and in
agreement with the General Counsel, we find that it does
not.
First, the written warning referenced Helton’s display
of a protected message on his shirt. The message, ad-
monishing employees not to cross the picket line, was a
clear expression of support for the strikers. As such, the
communication was clearly of a protected nature. The
use of the word “scab” in this context did not remove the
message from the Act’s protection. See e.g., Nor-Cal
Beverage Co., 330 NLRB 610 (2000) (employee’s use of
the word “scab” did not deprive him of the protection of
the Act and, consequently, his discipline for repeatedly
calling another employee a “scab” violated Section
8(a)(3)). Nor did the subsequent rephrasings of the mes-
sage on Helton’s shirt (i.e., replacing the word “scab”
with “steal,” and then with “be a low life”) contain lan-
guage so offensive as to remove it from the Act’s protec-
tion. Thus, the Respondent’s desire to prevent acrimony
among its employees “is not a justifiable business reason
to inhibit the opportunity for an employee to exercise
section 7 rights.” Simplex Wire & Cable Co., 313 NLRB
1311, 1315 (1994), quoting Jeannette Corp. v. NLRB,
532 F.2d 916, 919 (3d Cir. 1976).
Additionally, we find no merit to the judge’s finding
that Helton engaged in insubordination. It is well-settled
that a refusal to comply with a directive to cease protect-
ed communications does not constitute insubordination.
21 Our dissenting colleague argues that the “need to protect the safety
of its employees . . . and to maintain discipline and order in the work-
place” justified the Respondent’s discipline of Helton. This argument,
however, goes to the issue whether the Respondent’s discipline of
Helton was motivated by animus toward Helton’s protected activity
and, of course, there are no exceptions to that finding. Moreover, while
our colleague characterizes the circumstances as a “powder keg envi-
ronment,” he fails to explain how the discipline was necessary to pro-
tect employee safety and maintain employee discipline. A bare asser-
tion of generalized danger cannot justify the infringement of an em-
ployee’s statutory rights.
See AMC Air Conditioning Co., 232 NLRB 283, 284
(1977) (finding that employee did not engage in insubor-
dination by refusing to accede to directive to stop making
a prounion speech in the employee lunchroom). Finally,
the record does not show reliance on any conduct other
than Helton’s protected activity as a basis for his disci-
pline.
Accordingly, as Helton’s protected conduct was a mo-
tivating factor in the Respondent’s decision to issue the
discipline, and as the evidence fails to show that the Re-
spondent would have disciplined Helton in the absence
of his protected activity, we find that the Respondent’s
discipline of Helton violated Section 8(a)(3) of the Act as
alleged.
C. Prohibition of Employee Speech Intended to
“Evoke a Response”
The judge found that the Respondent did not violate
Section 8(a)(1) of the Act by directing employees to re-
frain from saying anything to each other that might be
deemed offensive or “evoke a response” from another
employee. We find, contrary to the judge, that this di-
rective was unlawful.
On February 6, a day when four strikers returned to
work following the Union’s unconditional offer to return,
Manager Mark Kortz held a mandatory meeting for all
employees. Kortz began the meeting by describing the
Respondent’s work force as one consisting of employees
who crossed the picket line, permanent replacement
workers, and reinstated strikers. Kortz then directed em-
ployees to refrain from inciting tensions, and to “not . . .
engage in taunting, verbal or physical threats, or in other
conduct that is confrontational or meant to evoke a re-
sponse from a co-worker.” Kortz also distributed a letter
to employees memorializing this directive.
In determining whether Kortz’ directive was unlawful,
the judge applied Lutheran Heritage Village-Livonia,
343 NLRB 646, 647 (2004). In that case, the Board held
that if a work rule does not explicitly restrict Section 7
activity, it will still be found unlawful if one of the fol-
lowing factors are present: (1) an employee would rea-
sonably construe the language to prohibit Section 7 activ-
ity; (2) the rule was promulgated in response to union
activity; or (3) the rule has been applied to restrict the
exercise of Section 7 rights. Lutheran Heritage, supra,
343 NLRB at 647. The judge found that none of the fac-
tors were present, and accordingly dismissed the com-
plaint.
We disagree with the judge’s application of these fac-
tors. First, we find that employees in this circumstance
would reasonably construe Kortz’ directive as one that
applied to Section 7 activity. The timing of the speech
(the day that former strikers returned to work) and the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
958
introduction of the speech (i.e., describing the employees
in terms relating to their position vis-à-vis the strike),
clearly created the context of Kortz’ directive. Thus,
Kortz’ reference to conduct that may “evoke a response”
would reasonably be construed in this context as refer-
ring to discussions about the strike and/or other union-
related matters protected by Section 7. Therefore, we
find that two of the three Lutheran Heritage factors are
present, as the directive was initiated as a response to
union activity, i.e., the strike that had just ended, and as it
would reasonably be construed as referencing discus-
sions about Section 7 activity.22
In addition, while the judge found that Kortz was mo-
tivated by a desire for employees to “get along with each
other, and get a quality product out to the customers,”
there is no evidence demonstrating that Kortz’s directive
was necessary to maintain production or discipline.
Therefore, this motivation does not explain the necessity
for prohibiting such speech.
Further, “motive is not a necessary element of an
8(a)(1) violation.” Windsor Convalescent Center of
North Long Beach, 351 NLRB 975, 987 (2007), enf. de-
nied on other grounds 570 F.3d 354 (D.C. Cir. 2009).
The central question under Section 8(a)(1) is whether the
employer’s conduct tended to interfere with the exercise
of Section 7 rights, not whether the employer deliberate-
ly sought to interfere with employee rights. Because
Kortz’s directive would have tended to chill the exercise
of employees’ Section 7 rights to discuss the strike and
the Union, it was unlawful regardless of whether Kortz
intended it to have that effect.
The dissent suggests that the only reasonable interpre-
tation of Kortz’ statement is as a directive against threat-
ening conduct not protected by the Act. In so doing,
however, it ignores the fact that the statement was made
in the context of Kortz describing the work force in terms
of strike status—those who crossed the picket line, per-
manent replacements, and reinstated strikers. Given this
context, and absent any reference to unprotected employ-
ee conduct, it is simply not reasonable to conclude that
employees would narrowly interpret the statement to
exclude all Section 7 activity.
Accordingly, we reverse the judge’s dismissal of this
allegation and find that, by prohibiting employees from
engaging in communications intended to “evoke a re-
sponse,” the Respondent violated Section 8(a)(1) of the
Act.
22 There is no evidence regarding the third factor, whether the rule
was enforced to prohibit workplace discussions about the strike.
D. The Posting Rule
At the same meeting where Kortz directed employees
not to engage in discussions intended to “evoke a re-
sponse,” Kortz also announced that the posting of signs,
letters, or printed materials would be subject to supervi-
sory approval. The judge found that, although the Re-
spondent did not notify the Union about this change, the
announcement did not violate Section 8(a)(5). In so find-
ing, the judge explained that Kortz was concerned about
“vituperative postings,” and was therefore reminding the
work force of a long established rule (rule 30) prohibit-
ing employees from posting anything without the ap-
proval of management unless otherwise provided by
agreement.23 The judge further stated that “it seems that
other bulletin boards were in continuous use by the em-
ployees . . . after February 6.”
Contrary to the judge, we find that Kortz’ announce-
ment constituted an unlawful unilateral change.
The record shows that, despite the existence of rule 30,
the Respondent’s longstanding practice allowed employ-
ees to freely post materials without obtaining prior ap-
proval. Plainly, Kortz’ announcement declared a sub-
stantial change to this past practice.24 It is undisputed
that the change was made without notifying the Union or
giving it an opportunity to bargain. Such a change vio-
lates Section 8(a)(5), even when the change conforms to
the language of a previously unenforced written policy.
See Flambeau Airmold Corp., 334 NLRB 165, 166
(2001) (finding unlawful an employer’s unilateral change
requiring 3 days’ notice before taking vacation, where
past practice had always been to require 1 day’s notice
even though written policy required 3 days’ notice).
We find inapposite the judge’s observation that “it
seems that other bulletin boards were in continuous use
by the employees . . . after February 6.” This was an
apparent reference to Kortz’ testimony that the Respond-
ent did not discipline anyone for unauthorized posting
after February 6, and that he could not recall an instance
where the Respondent had asked someone to take down a
posting after February 6.25 Pointing to an absence of
specific evidence of enforcement does not, however,
show that the policy did not change. See Flambeau Air-
mold Corp., supra, 334 NLRB at 165–166 (in finding
unilateral change of sick leave policy unlawful, Board
23 Rule 30 states as follows: “There shall be no posting of notices,
letters, or printed material of any description on company property by
any employee (unless otherwise provided by agreement).”
24 Contrary to our dissenting colleague’s contention, nothing in
Kortz’ statement limited this restriction to work areas.
25 There is no other record evidence concerning employee postings
occurring after February 6.
TENNECO AUTOMOTIVE, INC.
959
found “immaterial” the fact that no employee had been
disciplined for violating new policy).
The judge also noted that a provision in the expired
collective-bargaining agreement provided the Union with
a bulletin board for its exclusive use.26 However, the
record shows that there were other bulletin boards in the
facility on which employees posted materials. Kortz’
announcement broadly covered all postings by employ-
ees, and did not specifically refer to matters posted on
the Union’s bulletin board. Thus, the practice and policy
relating to the use of the Union’s bulletin board is not
instructive as to the issue of employee postings general-
ly.
For these reasons, we find that Kortz’ announcement
requiring supervisory approval for employee postings
violated Section 8(a)(5) of the Act. See generally Sever-
ance Tool Industries, 301 NLRB 1166, 1171 (1991),
enfd. mem. 953 F.2d 1384 (6th Cir. 1992) (employer
violated Section 8(a)(5) by unilaterally removing bulletin
boards and replacing them with glass-enclosed—and
locked—bulletin boards, thus preventing employees from
posting materials without prior approval).
E. The Respondent’s Withdrawal of Recognition
On February 10, employees filed a decertification peti-
tion with the Board. The petition, however, was held in
abeyance pending resolution of charges filed by the Un-
ion on February 1 and 15. Thereafter, on November 30
and December 1, 24 of 31 unit employees signed a new
petition for decertification and, on December 4, present-
ed that petition to the Respondent. Later that day, the
Respondent sent a letter to the Union stating that, having
been presented with the decertification petition, it was
withdrawing recognition of the Union as the bargaining
representative of its employees at the facility.
The judge found that the Respondent’s withdrawal of
recognition did not violate Section 8(a)(5) of the Act.
Citing the factors set forth in Master Slack, 271 NLRB
78, 84 (1984), for determining whether there is a causal
connection between unfair labor practices and loss of
majority support for a union, the judge found that Re-
spondent’s unfair labor practices did not have a lasting or
detrimental effect on the signers of the petition.27
As explained above, we have reversed the judge’s
dismissal of several unfair labor practice allegations. We
find that certain of these unfair labor practices tainted the
petition, and that the withdrawal of recognition was
therefore unlawful.
26 To that end, he noted that rule 30 provided an exception for post-
ings made pursuant to the collective-bargaining agreement.
27 The judge also stated that the unfair labor practice allegations that
he dismissed did not affect the signers of the petition.
Master Slack sets forth the following factors to consid-
er in determining whether there is a causal connection
between a union’s loss of support and an employer’s
unfair labor practices: (1) the length of time between the
unfair labor practices and the withdrawal of recognition;
(2) the nature of the illegal acts, including the possibility
of their detrimental or lasting effect on the employees;
(3) any possible tendency to cause employee disaffection
from the union; and (4) the effect of the unlawful con-
duct on employee morale, organizational activities, and
membership in the union. Master Slack, supra, 271
NLRB at 84.
Here, the unfair labor practices were committed about
10 months prior to the petition and withdrawal of recog-
nition. While this is a relatively long period,28 the nature
of some of the violations would tend to have a lasting
detrimental effect on the employees’ view of the Union.29
In particular, the Respondent’s failure to provide the Un-
ion with the addresses of the replacement employees
severely impacted the Union’s ability to communicate
with a substantial number of employees throughout the
10-month period. The Union’s lack of access to the ad-
dresses hindered its ability to personally contact the per-
manent replacement employees, thus depriving the Un-
ion of opportunities to meaningfully address any linger-
ing feelings of disconnect that would naturally exist in
the aftermath of a contentious and divisive strike.
Further, by unlawfully prohibiting employees from
having discussions that could tend to “evoke a response”
from other employees, the Respondent maintained a rule
significantly restricting the ability of its employees to
communicate with each other, and share their views,
about union matters during the entire 10-month period.
The Respondent further interfered with employee com-
munication by its unilaterally imposed requirement that
employees first obtain supervisory permission before
posting materials. Moreover, the Respondent’s disci-
pline of Helton, discussed above, illustrates the Re-
spondent’s hostility toward the free expression of em-
28 See, for example, Champion Home Builders, 350 NLRB 788,
791–792 (2007) (finding that employer’s refusal to bargain and threats
to employees approximately 7 months prior to employee petition were
too remote in time to have a causal connection to loss of support among
employees); Quazite Corp., 323 NLRB 511, 512 (1997) (finding that
prestrike unfair labor practices committed 6 months prior to the filing
of a decertification petition were too remote in time to taint that peti-
tion).
29 See generally Beverly Health & Rehabilitation Services, 346
NLRB 1319, 1328–1329 (2006) (finding that a 6–8-month period be-
tween unfair labor practices and the decertification petition was not too
long to preclude finding a causal connection, where conduct included
access violations, removal of union materials from a bulletin board,
discriminatory discharge of a prounion employee, and unilateral chang-
es concerning employee hours and vacation).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
960
ployee views about union matters, and shows a determi-
nation to prevent the occurrence of protected prounion
speech in its workplace.
By imposing rules that significantly interfered with
protected speech among its employees, and by unlawful-
ly withholding from the Union the contact information of
a significant number of unit employees (i.e., those hired
as permanent replacements), the Union and its supporters
were significantly restrained in their ability to discern
and address any employee concerns and disaffection that
may have existed and lingered following the strike. This
was of particular significance here, where the majority of
the unit consisted of employees who either crossed the
picket line or were hired as permanent replacements.
In addition, the Union’s inability to communicate with
a significant number of employees interfered with its
ability to fully perform its representational obligations,
which would naturally tend to have a detrimental effect
on union membership and support. Thus, by its unlawful
conduct, the Respondent “interjected itself between the
Union and the employees.” Bridgestone/Firestone, Inc.,
332 NLRB 575, 577 (2000), affirmed in relevant part
Allied Industries Employees, Teamsters, Local 481 v.
NLRB, 47 Fed. Appx. 449 (9th Cir. 2002).
We recognize that a lack of union support may be at-
tributed to the particular circumstances, i.e., that some of
the unit employees were hired as permanent replace-
ments and others had crossed the picket line and returned
to work before the strike had ended. However, these
factors do not outweigh the fact that the Respondent’s
unlawful conduct hindered the Union’s ability to engage
in organizational and representational activities, and
thereby make its case to these employees for continuing
its representation. At a minimum, it deprived employees
of an atmosphere where they could meaningfully and
freely consider whether they desired to continue being
represented by the Union. We thus find that there is a
sufficient and substantial causal connection between the
Respondent’s unfair labor practices and the petition on
which the Respondent relied in withdrawing recognition.
Accordingly, we reverse the judge’s dismissal of this
complaint allegation, and find that the Respondent’s
withdrawal of recognition violated Section 8(a)(5) of the
Act.
AMENDED CONCLUSIONS OF LAW
1. The Respondent, Tenneco Automotive, Inc., is an
employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
2. Local 660, International Union, United Automobile,
Aerospace and Agricultural Implement Workers of
America (UAW), AFL–CIO (the Union) is a labor organ-
ization within the meaning of Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act
by directing employees to refrain from saying anything
to each other that might be deemed offensive or evoke a
response from another employee.
4. The Respondent violated Section 8(a)(3) and (1) of
the Act by issuing a written warning to employee Joseph
Helton because of his support for and activities on behalf
of the Union.
5. The Respondent violated Section 8(a)(5) and (1) of
the Act by
(a) Failing and refusing to furnish the Union with re-
quested information regarding the planned installation of
video cameras at the Respondent’s Grass Lake facility.
(b) Failing and refusing to furnish, and failing to time-
ly furnish, the Union with requested information con-
cerning employee Joseph Helton’s October 13, 2005 dis-
cipline.
(c) Failing and refusing to furnish the Union with re-
quested information concerning the home addresses of
the Respondent’s permanent replacement employees.
(d) Failing and refusing to furnish the Union’s with
certain information concerning work performed for the
Respondent by an outside contractor during the strike.
(e) Promulgating a rule requiring supervisory approval
prior to the posting of signs, letters, or printed material at
its Grass Lake facility.
(f) Failing and refusing to bargain with the Union at
the third step of the grievance procedure regarding the
discharge of unit employee Steven Prysiazny.
(g) Withdrawing recognition of the Union as the ex-
clusive collective-bargaining representative of its em-
ployees in the following appropriate unit:
All hourly production and maintenance employees in
the Grass Lake Engineering and Research Center, but
excluding payroll and wage control employees, clerical
employees, office janitors, engineering, designing and
drafting employees, facility guards, supervisory em-
ployees and administrative and executive employees.
AMENDED REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and take certain affirmative action designed to
effectuate the policies of the Act.
Specifically, having found that the Respondent violat-
ed Section 8(a)(1) by directing employees not to say any-
thing to each other that might be deemed offensive or
evoke a response from other employees, we shall order
that the Respondent rescind this directive.
Having found that the Respondent violated Section
8(a)(3) and (1) by issuing a written warning to employee
Joseph Helton because of his protected activity, we shall
TENNECO AUTOMOTIVE, INC.
961
order the Respondent to rescind the written warning,
remove from its records any reference to that warning,
and notify Helton in writing that this has been done and
that the warning will not be held against him in any way.
Having found that Respondent violated Section 8(a)(5)
and (1) by failing and refusing to furnish the Union rele-
vant and necessary information, or by failing to timely
provide it with requested information, we shall order the
Respondent to furnish the Union with the requested in-
formation.30
Having found that the Respondent violated Section
8(a)(5) and (1) by unilaterally promulgating a rule requir-
ing supervisory approval prior to the posting of signs,
letters, or printed material at its facility, we shall order
the Respondent to rescind this rule.
Having found that the Respondent violated Section
8(a)(5) and (1) by failing and refusing to bargain with the
Union at the third step of the grievance procedure regard-
ing the discharge of a unit employee, we shall order the
Respondent to meet and bargain with the Union at the
third step of the grievance procedure.
Finally, having found that the Respondent violated
Section 8(a)(5) and (1) by withdrawing recognition from
the Union, we shall order the Respondent to recognize
and, on request, bargain with the Union as the exclusive
collective-bargaining representative of the employees in
the bargaining unit described above, with respect to wag-
es, hours, and other terms and conditions of employment
and, if an agreement is reached, embody it in a signed
document.
For the reasons set forth in Caterair International, 322
NLRB 64 (1996), we find that an affirmative bargaining
order is warranted in this case as a remedy for the Re-
spondent’s unlawful withdrawal of recognition. We ad-
here to the view that an affirmative bargaining order is
“the traditional, appropriate remedy for an 8(a)(5) refusal
to bargain with the lawful collective-bargaining repre-
sentative of an appropriate unit of employees.” Id. at 68.
In several cases, however, the United States Court of
Appeals for the District of Columbia Circuit has required
the Board to justify, on the facts of each case, the imposi-
tion of an affirmative bargaining order. See, e.g., Vin-
cent Industrial Plastics, Inc. v. NLRB, 209 F.3d 727
(D.C. Cir. 2000); Lee Lumber & Building Material Corp.
v. NLRB, 117 F.3d 1454, 1462 (D.C. Cir. 1997);
Exxel/Atmos, Inc. v. NLRB, 28 F.3d 1243, 1248 (D.C.
Cir. 1994). In Vincent Industrial Plastics, supra, the
court stated that an affirmative bargaining order “must be
30 As explained above, because the Respondent no longer intends to
install surveillance cameras in its facility, we will not require the Re-
spondent to furnish the Union with the requested information concern-
ing the Respondent’s plans to install the surveillance cameras.
justified by a reasoned analysis that includes an explicit
balancing of three considerations: (1) the employees’
Section 7 rights; (2) whether other purposes of the Act
override the rights of employees to choose their bargain-
ing representatives; and (3) whether alternative remedies
are adequate to remedy the violations of the Act.” 209
F.3d at 738. Consistent with the court’s requirement, we
have examined the particular facts of this case and we
find that a balancing of the three factors warrants an af-
firmative bargaining order.
(1) An affirmative bargaining order in this case vindi-
cates the Section 7 rights of the unit employees who were
denied the benefits of collective bargaining by the Re-
spondent’s unlawful withdrawal of recognition and re-
sulting refusal to collectively bargain with the Union. At
the same time, an affirmative bargaining order, with its
attendant bar to raising a question concerning the Un-
ion’s continuing majority status for a reasonable time,
does not unduly prejudice the Section 7 rights of em-
ployees who may oppose continued union representation,
because the order’s duration is not indefinite but only for
a reasonable period of time sufficient to remedy the ill
effects of the violation. It is only by restoring the status
quo ante and requiring the Respondent to bargain with
the Union for a reasonable period of time that employ-
ees’ Section 7 right to union representation is vindicated.
It will also give employees an opportunity to fairly assess
the Union’s effectiveness as a bargaining representative
and determine whether continued representation by the
Union is in their best interests.
(2) An affirmative bargaining order also serves the
Act’s policies of fostering meaningful collective bargain-
ing and industrial peace. It removes the Respondent’s
incentive to delay bargaining in the hope of discouraging
support for the Union, and it ensures that the Union will
not be pressured to achieve immediate results at the bar-
gaining table—results that might not be in the employ-
ees’ best interests. It fosters industrial peace by reinstat-
ing the Union to its rightful position as the bargaining
representative chosen by a majority of the employees.
Also, as mentioned, providing this temporary period of
insulated bargaining will afford employees a fair oppor-
tunity to assess the Union’s performance in an atmos-
phere free of the effects of the Respondent’s unlawful
conduct.
(3) A cease-and-desist order, alone, would be inade-
quate to remedy the Respondent’s withdrawal of recogni-
tion and refusal to bargain with the Union because it
would allow another such challenge to the Union’s ma-
jority status before the taint of the Respondent’s previous
unlawful withdrawal of recognition has dissipated. Al-
lowing another challenge to the Union’s majority status
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
962
without a reasonable period for bargaining would be par-
ticularly unfair given that the litigation of the Union’s
charges took several years and, as a result, the Union
needs to reestablish its representative status with unit
employees. Indeed, permitting a decertification petition
to be filed immediately might very well allow the Re-
spondent to profit from its own unlawful conduct. We
find that these circumstances outweigh the temporary
impact the affirmative bargaining order will have on the
rights of employees who oppose continued union repre-
sentation.
For all the foregoing reasons, we find that an affirma-
tive bargaining order with its temporary decertification
bar is necessary to fully remedy the violation in this case.
ORDER
The National Labor Relations Board orders that the
Respondent, Tenneco Automotive, Inc., Grass Lake and
Jackson, Michigan, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Directing employees to refrain from saying any-
thing to each other that might be deemed offensive or
evoke a response from another employee.
(b) Issuing disciplinary warnings to employees be-
cause of their support for and activities on behalf of the
Union.
(c) Refusing to bargain collectively with the Union,
Local 660, International Union, United Automobile,
Aerospace and Agriculture Implement Workers of Amer-
ica (UAW), AFL–CIO by failing and refusing to furnish
it with requested information, or by failing to timely pro-
vide it with requested information, that is relevant and
necessary to the Union’s performance of its functions as
the collective-bargaining representative of the Respond-
ent’s unit employees.
(d) Unilaterally changing the terms and conditions of
employment of its unit employees by promulgating a rule
requiring supervisory approval prior to the posting of
signs, letters, or printed material at its Grass Lake facili-
ty.
(e) Refusing to bargain collectively with the Union by
failing and refusing to process grievances.
(f) Withdrawing recognition from the Union and fail-
ing and refusing to bargain with the Union as the exclu-
sive collective-bargaining representative of its unit em-
ployees.
(g) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind its directive that employees refrain from
saying anything to each other that might be deemed of-
fensive or evoke a response from another employee.
(b) Within 14 days from the date of this Order, rescind
and revoke the written warning issued to Joseph Helton
on January 20, 2006.
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful written warn-
ing issued to Joseph Helton and, within 3 days thereafter,
notify him in writing that this has been done and that the
discipline will not be used against him in any way.
(d) Furnish to the Union the information it requested in
its letters dated October 19, 2005, January 27, and Feb-
ruary 13, 2006.
(e) Rescind its rule requiring supervisory approval pri-
or to posting signs, letters, or printed material in its Grass
Lake facility, which was unilaterally implemented on
February 6, 2006.
(f) Meet and bargain collectively and in good faith
with the Union at the third step of the grievance proce-
dure, as set out in the last collective-bargaining agree-
ment (effective March 12, 2000, to May 12, 2004) be-
tween the Union and the Respondent, regarding the dis-
charge of unit employee Steven Prysiazny.
(g) Recognize and, on request, bargain with the Union
as the exclusive collective-bargaining representative of
the employees in the following appropriate unit concern-
ing terms and conditions of employment and, if an un-
derstanding is reached, embody the understanding in a
signed agreement:
All hourly production and maintenance employees in
the Grass Lake Engineering and Research Center, but
excluding payroll and wage control employees, clerical
employees, office janitors, engineering, designing and
drafting employees, facility guards, supervisory em-
ployees and administrative and executive employees.
(h) Within 14 days after service by the Region, post at
its Grass Lakes, and Jackson, Michigan facility, copies of
the attached notice marked “Appendix.”31 Copies of the
notice, on forms provided by the Regional Director for
Region 7, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. In addition to physical posting of
paper notices, notices shall be distributed electronically,
31 If this Order is enforced by a judgment of a United States Court of
Appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing and Order of the
National Labor Relations Board.”
TENNECO AUTOMOTIVE, INC.
963
such as by email, posting on an intranet or an internet
site, and/or other electronic means, if the Respondent
customarily communicates with its employees by such
means. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that, during
the pendency of these proceedings, the Respondent has
gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since September 2, 2005.
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Respondent
attesting to the steps that the Respondent has taken to
comply.
MEMBER HAYES, dissenting in part.
The parties’ collective-bargaining agreement expired
in May 2004. They bargained for a new contract, but
could not reach agreement. In April 2005, the Union
began an economic strike that lasted until January 2006,
when it made an unconditional offer for the strikers to
return to work. During the strike, the Respondent con-
tinued its operations by, inter alia, using employees who
crossed the picket line and by hiring permanent replace-
ments. Having listened to the testimony of those who
manned the picket line and those who crossed it, and
having heard descriptions of the events that occurred
there and elsewhere, the judge determined that hostilities
and tensions had coalesced over time into an acrimony
that did not abate, but only worsened, when strikers re-
turned to work. Concluding that the Respondent took the
actions my colleagues now find unlawful in order to pre-
serve order and productivity in the workplace, and to
protect employees in their homes, the judge dismissed
certain alleged violations either as de minimis intrusions
or conduct consistent with the Respondent’s right to pre-
vent violence and maintain production. The majority’s
reversal of the judge’s carefully balanced analysis un-
dermines legitimate management prerogatives and paves
the way for discord and acrimony sown on the picket line
to flourish in the plant after a strike. I therefore dissent.1
1 For the reasons set out in my dissenting opinion in J. Picini Floor-
ing, 356 NLRB 11 (2010), I would not require electronic distribution of
the notice.
I agree with my colleagues that the Respondent violated Sec. 8(a)(5)
by failing and refusing to furnish the Union with complete information,
and by failing to furnish information in a timely fashion, in response to
the Union’s October 19, 2005 information request regarding employee
Helton’s discipline. Contrary to my colleagues, however, I would
adopt the judge’s recommendation to dismiss the allegation that the
Respondent violated Sec. 8(a)(5) by refusing to furnish the Union with
1. A primary issue in this case is whether the Re-
spondent violated Section 8(a)(5) of the Act by refusing
to accede to the Union’s demand for the home addresses
of replacement workers. Applying the Board’s “clear
and present danger” test,2 the judge found that the Re-
spondent “very persuasively established legitimate rea-
sons” for withholding the information. In this regard, the
judge emphasized the fact that in June 2005, during the
strike, members of a sister local, accompanied by Union
Representative Walker, picketed the home of two em-
ployees, the Neals, union members who had crossed the
picket line, with signs that proclaimed “Do you know
your mom and dad’s a scab?” and “Do you know your
neighbor’s a scab?” Mickey Neal received a frantic call
from his 12-year old son and rushed home from work to
find the police on the scene and his son experiencing a
seizure, events Mickey Neal testified were highly trau-
matic to his family. As the judge found, reports of this
incident circulated widely and employees testified that
they were afraid that something similar could happen to
them. That fear, which the judge characterized as “more
than hypothetical,” was reinforced by testimony, cited by
the judge, confirming that “particularly hard feelings . . .
had developed and hardened into a fairly strong antipathy
during and in the aftermath of the strike.” The judge also
cited the fact that strikers had hurled abusive language at
those who crossed the picket line, had made gun gestures
with their hands, and had struck vehicles that crossed the
picket line. Based upon the totality of evidence, the
judge, who heard first hand the level of hostility de-
scribed by the witnesses, concluded that there was a clear
information regarding its plan to place surveillance cameras in its test
lab. Since the Respondent ultimately decided not to put the surveil-
lance cameras in place, I agree with the judge that any violation was
“de minimis,” and that a cease-and-desist order would be cumulative.
Finally, in finding it unnecessary to pass as cumulative on the judge’s
finding that the Respondent violated Sec. 8(a)(5) by refusing to furnish
the contracts and vouchers requested by the Union on February 13,
2006, I agree with him that any failure on the Respondent’s part to
furnish the requested information was at most a “technical violation” of
the Act.
2 While a union is presumptively entitled to the requested infor-
mation, “[t]he employer may withhold the information if there is a clear
and present danger that the information would be misused by the un-
ion.” Page Litho, Inc., 311 NLRB 881, 882 (1993) (footnote omitted),
enf. granted in part and denied in part mem. 65 F.3d 169 (6th Cir.
1995). I have previously expressed my opinion that this test is inap-
propriate and that I would adopt the Seventh Circuit’s “totality of cir-
cumstances” standard in which the legitimate concerns about the har-
assment and safety of replacements are balanced against the requesting
union’s legitimate need for this information. NTN Bower Corp, 356
NLRB 1072, 1072 fn. 3 (2011), citing Chicago Tribune Co. v. NLRB,
965 F.2d 244, 247–248 (7th Cir. 1992). I recognize, however, that the
Board’s “clear and present danger” test is current Board law and, absent
others willing to reconsider it, apply the standard for institutional rea-
sons.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
964
and present danger that the disclosure of the home ad-
dresses of replacements could result in the harassment of
replacements. The judge further found that the Respond-
ent reasonably acted upon those concerns, and not “a
desire to be uncooperative,” in denying, at the request of
the replacements themselves, the union’s demand for
their home addresses.
In reversing the judge, my colleagues make light of the
picketing at the Neals’ home, explaining that Walker
only attended “to make sure nothing happened,” and
finding, in effect, that nothing did happen because there
is no evidence that the picketers engaged in any acts of
violence. Similarly, they downplay the incidents on the
picket line as “few and relatively mild,” and ignore alto-
gether the judge’s findings with respect to the pervasive
atmosphere of fear and hostility that permeated the facili-
ty in the aftermath of the strike. In essence, my col-
leagues find that there was no clear and present danger
that the Union would misuse the addresses of the re-
placement employees because there was no actual “pat-
tern of violence.”
The obvious problem with my colleagues’ analysis is
that the Board’s standard does not—and should not—
require showing a pattern of violence to prove a clear and
present danger; it requires simply a showing of likely
misuse of information, to which the Union is entitled,
after all, only for representational purposes. Walker’s
self-serving testimony that he went with the picketers to
the Neals’ home to make sure nothing happened, and the
fact that no violence occurred there, hardly establish that
the Union did not and would not misuse the replace-
ments’ addresses. The participants may not have en-
gaged in physical violence, but their activity plainly dis-
tressed and embarrassed the Neals and threatened the
health of their son. Given this concrete evidence of har-
assment, the other unruly conduct on the picket line, and
the “powder keg” environment described by the judge, I
do not believe that the judge erred in finding that a suffi-
ciently clear and present danger existed that the Union
would misuse the replacements’ addresses. I would af-
firm the judge’s dismissal of this allegation.3
2. Contrary to my colleagues, I would also affirm the
judge’s dismissal of the allegation that the Respondent
violated Section 8(a)(3) by issuing employee Helton a
written reprimand for insubordination. Helton was the
only employee to whom the Union gave permission to
3 In dismissing this allegation, the judge noted that alternative means
of communication were available, but he did not expressly rely on that
fact in finding that there was a real possibility that the Union would
misuse the requested information. Alternative means is not a factor in
the “clear and present danger” test and I do not rely on it here in finding
that the Board’s test has been satisfied.
cross the picket line and was the only union supporter
working during the strike. On January 19, 2006,4 shortly
before the strike ended, Helton wore a T-shirt to work
with the words “Thou shall not scab” on it. Fearing that
it would provoke coworkers, a supervisor asked Helton
to change his shirt or cover the word “scab.” Helton ini-
tially complied, placing a piece of tape over “scab,” but
then wrote over that “steal,” a reference that others
would reasonably view as accusing replacements of
stealing the jobs of striking employees. His supervisor
again asked that he change or cover the provocative
word. Helton did so, but promptly substituted “be a low
life,” referring to the replacements and crossovers. Hel-
ton then told his supervisor that since they couldn’t reach
a compromise, perhaps he should leave for the day.
When his supervisor concurred, Helton left work but was
paid for his time.5
The Respondent subsequently issued Helton a written
reprimand for wearing the “scab” message on his shirt
and thereafter altering the message on the shirt to “goad”
fellow employees. In light of the “bitter and acrimoni-
ous” strike, the “gauntlet of abuse” endured by the re-
placements when crossing the picket line, and the various
incidents discussed above, the judge determined that the
Respondent reasonably concluded that Helton’s T-shirt
messages were “unreasonably provocative and potential-
ly disruptive of the workplace,” and that his insistence on
reinserting other offensive messages after having been
cautioned constituted insubordination, for which he was
legitimately disciplined.
Contrary to my colleagues, I would affirm the judge’s
dismissal of this allegation. The fact that the Board has
found the use of the word scab to be protected in some
circumstances does not mean it has a talismanic quality
that necessarily shields its use in all others. Context mat-
ters.6 Here, the Respondent was confronted with a pow-
der keg environment in which an open and vocal union
supporter, one who had himself pointed his finger like a
gun at replacements crossing the picket line, worked
among those replacements, after they had endured
months of abuse from Helton and other union supporters,
wearing a T-shirt clearly intended to insult and provoke
them. Given those facts, I agree with the judge, that the
Respondent’s legitimate and paramount need to protect
the safety of its employees, including Helton, and to
maintain discipline and order in the workplace, justified
the minimal intrusion on Helton’s Section 7 interests
4 All dates hereafter refer to 2006, unless otherwise stated.
5 As my colleagues note, there is no allegation that the Respondent
unlawfully sent Helton home from work that day.
6 See also my dissenting opinion in AT&T Connecticut, 356 NLRB
883, 884 (2011).
TENNECO AUTOMOTIVE, INC.
965
caused by the directive to cover the word scab on his
shirt. Because I agree that the Respondent could lawful-
ly order Helton to cover the word scab while in the
workplace, I also agree that the Respondent could law-
fully reprimand Helton for his obstinate and insubordi-
nate refusal to comply.7
3. I would also affirm the judge’s dismissals of allega-
tions relating to two statements made by Manager Mark
Kortz at a mandatory meeting for employees held by the
Respondent on February 6, the date some of the former
strikers first returned to work. The Respondent called
the meeting to attempt to diffuse the poststrike acrimony
and to discuss with employees how to move forward
with the business of the company and the jobs they were
hired to perform. The General Counsel first alleged that
Kortz’s request at the meeting that employees “not . . .
engage in taunting, verbal or physical threats, or in other
conduct that is confrontational or meant to evoke a re-
sponse from a co-worker” violated Section 8(a)(1) be-
cause it would prohibit Section 7 activity. The judge
disagreed, finding that, in the context of the events lead-
ing up to the statement and given the purpose of the
meeting itself, Kortz’ statement did not explicitly restrict
Section 7 activities and would not be perceived as such a
restriction by employees.8 Rather, the judge found, and I
agree, that the “clear and unmistakable” import of Kortz’
statement was “that in spite of the recently concluded job
action and their individual roles in and opinions about
the matter, the workers were there to work, to respect one
another, and to conduct themselves in an appropriate
fashion.”
In reversing the judge, my colleagues’ simply dissect
from its context the phrase “evoke a response from a
coworker,” finding those words to be broad enough to
encompass discussions about the strike and/or other un-
ion-related matters. But those words do not stand in iso-
lation; they immediately followed the proscription
against “taunting, verbal or physical threats, or other
7 In finding otherwise, my colleagues rely especially on the fact that
there were no exceptions to the judge’s finding that the General Coun-
sel met his initial burden of establishing a violation under Wright Line,
251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. de-
nied 455 U.S. 989 (1982). I fail to see the significance of this point
given that the judge immediately thereafter found that the Respondent
successfully rebutted the prima facie case and recommended that this
allegation be dismissed. Further, since the judge cited many specific
examples of misconduct to support his finding that the Respondent had
a legitimate interest in ensuring employee safety (some of which are set
out at sec. 1 above), I fail to see the significance of their statement that
“a bare assertion of generalized danger cannot justify the infringement
of an employee’s statutory rights.”
8 The judge noted that employees continued to openly participate in
discussions about the strike, Union, and terms and conditions of em-
ployment without repercussion following the meeting.
conduct which is confrontational,” activities not neces-
sarily protected by Section 7. Only by excerpting certain
words from the sentence in which they were used, and
ignoring the broader context in which they were uttered,
can the majority find that employees would reasonably
construe Kortz’ statement as a prohibition against the
type of protected discussions in which the employees
freely engaged following the February 6th meeting. My
colleagues’ interpretation of the statement contravenes
the Board’s directive in Lutheran Heritage Village-
Livonia, 343 NLRB 646 (2007), to “give the rule a rea-
sonable reading” and “refrain from reading particular
phrases in isolation.” Because the judge’s analysis, un-
like the majority’s, hewed to both the letter and spirit of
Lutheran Heritage, I would adopt his findings and dis-
miss this allegation of the complaint.9
As to the second allegation, that the Respondent prom-
ulgated a new rule at the meeting that required prior ap-
proval by the Respondent of employee postings, I agree
with the judge, based on his specific crediting of Kortz’
testimony, that the rule Kortz announced applied to em-
ployee work areas, not to bulletin boards, and that such a
rule had been in place for many years. Therefore, contra-
ry to my colleagues, I would find that the Respondent did
not promulgate a new rule on February 6.
4. Finally, because I would adopt the judge’s dismis-
sals of these allegations, I would also adopt his conclu-
sion that, under the Board’s Master Slack10 test, the few
remaining unfair labor practices, which were remote in
time from the petition to withdraw recognition of the
Union, were insufficient to establish a causal nexus be-
tween the unfair labor practices and the loss of union
support. Consequently, the Respondent did not improp-
erly rely on the employee petition, which was signed by
9 In reversing the judge, my colleagues find that two of the three fac-
tors set out in Lutheran Heritage for determining whether a work rule
that does not explicitly prohibit Sec. 7 activity is nevertheless unlawful
are present here. I disagree. As to the first factor, that an employee
would reasonably construe the language to prohibit Sec. 7 activity, I
find, as stated above, that employees would not, and did not, construe
Kortz’ statement as prohibiting protected activity. As to the second
factor, that the rule was promulgated in response to union activity, the
union activity at issue, the strike, was over by February 6 and the rule
was promulgated in response to the strikers’ return to work and the
necessity of maintaining a harmonious work environment when they
did. As I explained in my dissenting opinion in Boulder City Hospital,
355 NLRB 1261, 1265 (2010), absent any indication that the Respond-
ent would not have promulgated the same rule in response to a need to
maintain order and harmony in the workplace unrelated to protected
activity, “there is no warrant for inferring unlawful purpose in the
[promulgation].”
10 271 NLRB 78, 84 (1984).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
966
an overwhelming majority of employees, to withdraw
recognition from the Union on December 4.11
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
National Labor Relations Board
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT direct you to refrain from saying any-
thing to each other that might be deemed offensive or
evoke a response from another employee.
WE WILL NOT issue disciplinary warnings to you be-
cause of your support for and activities on behalf of the
Union.
WE WILL NOT refuse to bargain collectively with the
Union, Local 660, International Union, United Automo-
bile, Aerospace and Agricultural Implement Workers of
America (UAW), AFL–CIO, by failing and refusing to
furnish it with requested information, or by failing to
timely furnish it with requested information, that is rele-
vant and necessary to the Union’s performance of its
functions as the collective-bargaining representative of
our unit employees.
WE WILL NOT unilaterally change your terms and con-
ditions of employment by promulgating a rule requiring
supervisory approval prior to the posting of signs, letters,
or printed material at our Grass Lake facility.
WE WILL NOT refuse to bargain collectively with the
Union by failing and refusing to process grievances.
WE WILL NOT withdraw recognition from, and fail and
refuse to bargain with, the Union as the exclusive collec-
tive-bargaining representative of our unit employees.
11 Since I would find that the Respondent lawfully withdrew recogni-
tion, I would adopt the judge’s dismissal of the 8(a)(5) allegation aris-
ing from a supervisor’s performance of unit work in March 2007, on
the ground that there was no contract in effect at that time. I would also
rely, as do my colleagues, on the fact that, in any event, no employee
was available to perform the work.
WE WILL NOT in any like or related manner, interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL rescind our directive that our employees re-
frain from saying anything to each other that might be
deemed offensive or evoke a response from another em-
ployee.
WE WILL furnish to the Union the information it re-
quested in its letters dated October 19, 2005, January 27,
2006, and February 13, 2006.
WE WILL, within 14 days from the date of the Board’s
Order, rescind and revoke the written warning issued to
Joseph Helton on January 20, 2006.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful written warning issued to Joseph Helton, and WE
WILL, within 3 days thereafter, notify him in writing that
this has been done and that the discipline will not be used
against him in any way.
WE WILL rescind our rule requiring you to obtain su-
pervisory approval prior to posting signs, letters, or
printed material in our Grass Lake facility.
WE WILL meet and bargain collectively in good faith
with the Union at the third step of the grievance proce-
dure as set out in our last collective-bargaining agree-
ment with the Union, effective March 12, 2000, to May
12, 2004, regarding the discharge of unit employee Ste-
ven Prysiazny.
WE WILL recognize and, on request, bargain with the
Union as the exclusive collective-bargaining representa-
tive of our employees in the following appropriate unit
concerning terms and conditions of employment and, if
an understanding is reached, embody the understanding
in a signed agreement:
All hourly production and maintenance employees in
the Grass Lake Engineering and Research Center, but
excluding payroll and wage control employees, clerical
employees, office janitors, engineering, designing and
drafting employees, facility guards, supervisory em-
ployees and administrative and executive employees.
TENNECO AUTOMOTIVE, INC.
TENNECO AUTOMOTIVE, INC.
967
Donna Nixon, Esq., for the General Counsel.
Gregory J. Utken, Esq. and Brian R. Garrison, Esq. (Baker and
Daniels LLP), of Indianapolis, Indiana, for the Respondent.
Stephen A. Yokich, Esq. (Cornfield and Feldman), of Chicago,
Illinois, for the Charging Party.
Lonnie Tremain, of Jackson, Michigan, Amicus Curiae.
DECISION
STATEMENT OF THE CASE
EARL E. SHAMWELL JR., Administrative Law Judge. These
consolidated cases were heard before me in Jackson, Michigan,
on October 9–11, 2007, pursuant to an original charge filed in
Case 07–CA–049251 on January 31, 2006, by the Charging
Party, Local 660, International Union, United Automobile,
Aerospace and Agricultural Implement Workers of America
(UAW), AFL–CIO (the Union), against Tenneco Automotive,
Inc. (the Respondent); an amended charge in this case was filed
on March 6, 2006. The Union filed additional charges against
the Respondent on December 5, 2006, in Case 07–CA–050000;
on February 15, 2007, in Case 07–CA–050159; and on April 3,
2007, in Case 07–CA–050256.
On July 31, 2007, the Regional Director for Region 7 of the
National Labor Relations Board (the Board) issued a consoli-
dated complaint against the Respondent and scheduled the mat-
ter for hearing. On August 7, 2007, the Respondent timely
filed its answer to the complaint essentially denying the com-
mission of any unfair labor practices.
The consolidated complaint alleges that the Respondent vio-
lated Section 8(a)(1), (3), and (5) of the National Labor Rela-
tions Act (the Act) on numerous occasions during calendar
years 2006 and 2007. At the hearing, the parties were repre-
sented by counsel and were afforded full opportunity to be
heard, examine and cross-examine witnesses, and introduce
evidence.
On the entire record, including any observation of the de-
meanor of the witnesses and after considering the posthearing
briefs submitted by the General Counsel, the Union, Amicus
Curiae,1 and the Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, with offices and places of
business in Grass Lake and Jackson, Michigan, is engaged in
the manufacture and nonretail sale and distribution of automo-
tive products. During the calendar year 2006, the Respondent,
in conducting its business operations, purchased and received at
its Michigan facilities goods and materials valued in excess of
$50,000 directly from points located outside the State of Mich-
igan.
1 On October 2, 2007, a group of employees employed at the Re-
spondent’s facility filed a motion with Region 7 to intervene or partici-
pate by amicus curiae in this matter. I considered the motion and ruled
at the hearing that the group of employees would not be permitted to
intervene in these proceedings. However, I allowed the employees to
participate as amicus curiae. Certain members of this group of employ-
ees testified at the hearing and later submitted a brief regarding their
position.
The Respondent admits, and I find, that the Respondent is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION
The Respondent admits, and I find, that the Union is a labor
organization within the meaning of Section 2(5) of the Act.
III. THE APPROPRIATE UNIT OF EMPLOYEES
The Respondent admits, and I find and conclude, that the fol-
lowing employees, sometimes herein referred to as the unit,
constitute a unit appropriate for the purposes of collective bar-
gaining within the meaning of Section 9(b) of the Act:
All hourly production and maintenance employees in the
Grass Lake Engineering and Research Center, but excluding
payroll and wage control employees, clerical employees, of-
fice janitors, engineering, designing and drafting employees,
facility guards, supervisory employees and administrative and
executive employees.2
IV. THE EXCLUSIVE COLLECTIVE-BARGAINING
REPRESENTATIVE OF THE UNION
The Respondent admits, and I find and conclude, that from
about 1945 until December 4, 2006, the International Union,
United Automobile, Aerospace and Agricultural Implement
Workers of America (UAW) AFL–CIO (the International Un-
ion) has been the exclusive collective-bargaining representative
of the unit and had been so recognized by the Respondent. This
recognition was embodied in successive collective-bargaining
agreements, the most recent of which was effective by its terms
from March 12, 2000, to May 12, 2004. At all material times
from 1945 to December 4, 2006, the Respondent admits, and I
find and conclude, that the Union has been the exclusive bar-
gaining representative of the unit herein.3
2 As will be further discussed, this case involves the Respondent’s
alleged unlawful withdrawal of recognition of the Union on December
4, 2006. The Respondent admitted in its answer that the unit as stated
in the main text was an appropriate unit for purposes of the Act up to
the time of the Company’s withdrawal of recognition on December 4,
2006.
3 The undisputed date of the Respondent’s withdrawal of recognition
of the Union is December 4, 2006. There is no dispute that the UAW
International assigned its representational responsibilities with respect
to the unit to Local 660 since about 1945.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
968
V. BACKGROUND AND OTHER MATTERS NOT IN DISPUTE4
A. The Parties’ Bargaining Relationship in 2004
and 2005; the Union Calls a Strike in 2005
This case involves the Respondent’s operations at its Grass
Lake, Michigan facility. Grass Lake operates as a prototype
shop as opposed to a typical manufacturing facility. Accord-
ingly, employees there are engaged in the design, manufacture,
and sale of emission control (exhaust systems), ride control,
and other products for the automotive industry.
The Grass Lake facility consists of four separate areas for
muffler fabrication, pipe bending, final assembly, and shipping
and receiving. Employees generally are not stationed in one
area and operate multiple pieces of equipment located through-
out the facility. The instant litigation mainly focuses on events
occurring at the Grass Lake facility, as opposed to the Re-
spondent’s facilities located in Jackson.
The Respondent and the Union’s collective-bargaining rela-
tionship began around 1945 and lasted formally until May 12,
2004, when their collective-bargaining agreement—styled
Working Agreement—expired.
After the expiration of the working agreement, the parties
worked without a contract but continued to negotiate for a new
contract throughout the balance of 2004. However, some time
in December 2004, the Union rejected the Respondent’s No-
vember 4, 2004 last offer, which was described by the Compa-
ny as its last, best, and final contract offer.
The Respondent also informed the Union that four provi-
sions of its last offer—those dealing with union security, dues
checkoff, no-strike-no-lockout, and arbitration—would be im-
plemented.5 The other terms of the expired contract would
remain in effect.
4 The parties stipulated and agreed that certain exhibits would be
jointly offered and received into the record. I concurred with the par-
ties’ stipulation and agreement and received Stipulated Exhs. 1–28.
These exhibits consist of various documents, mainly correspondence,
which pursuant to the parties’ stipulation and agreement are deemed
authentic and accurate records of the matters addressed therein. In this
section of the decision, I have considered Stipulated Exhs. 1–28, in
pertinent parts thereof, to contain established and/or undisputed facts,
as well as certain other evidence, both documentary and testimonial,
including the reasonable inferences taken therefrom.
5 The Respondent’s letter included the following timetable for its
proposed implementation of the terms of its last, best, and final offer:
Implementation Timetable
Grass Lake Last-Best-Final Offer
Effective
TableProvision
1/17/05
Wage increase
1/17/05
A&S benefit increase
2/01/05
Life insurance benefit increase
3/01/05
Increase in medical insurance contribution rate
3/01/05
Increase in dental contribution rate
3/01/05
Medical plan changes to HMO and PPO. New hires
PPO only. Spousal restriction does not apply
3/01/05
RX co pay plan changes
2/01/05
Pension benefit increase
7/01/05
JEF position
1/17/05
All other provisions of Company LB&F, including
all economic and noneconomic language changes.
In April 2005, the Union began what later was determined by
the Board to be an economic as opposed to an unfair labor prac-
tice strike. However, the Company continued its operations
using salaried employees and temporary contract employees
obtained from a local engineering firm—Strom Engineering.
Additionally, certain bargaining unit employees chose not to
join the strike; then later, 10 unit employees decided to cross
the picket lines. Ultimately, the Respondent hired 16 perma-
nent replacement workers.
On August 29, 2005, Valerie Balog,6 the Respondent’s hu-
man resources manager, wrote to James Walker, the Union’s
International representative, stating in pertinent part:
We have recently discovered an occurrence of purposeful
tampering with natural gas valves in our test lab. As you are
aware, there was a previous incident involving similar equip-
ment. Given the significance and obvious impact of this is-
sue, we intend to install video cameras in the test labs to deter
any future incidents of such tampering and to assist in identi-
fying those responsible for this dangerous activity. We write
to inform you regarding our intentions and to invite your
questions or concerns regarding this information. Please let
me know if you wish to discuss this matter. We look forward
to your prompt response within 3 business days as we consid-
er this matter to be a safety concern which we must move
quickly to address. If we have not heard from you we will as-
sume that the union has no interest in further discussion of the
matter.
On September 2, 2005, Walker responded to Balog, stating
in pertinent part:
Re: Video Device Installation
Dear Ms. Balog:
The installment of video devices in the workplace is an
issue subject to mandatory bargaining. Information is
needed so that the Union may review, study and bargain
intelligently regarding this issue with the Company. Hav-
ing no information regarding the incidents, the Union’s
position is one of opposition to any unilaterally or arbi-
trary installation of any video equipment in the workplace.
Please provide the Union with copies of any and all
correspondence (including police reports) written, photo-
graphic and investigative information/documentation re-
garding the two incidents cited in your August 22, 2005
letter regarding the tampering with natural gas valves.
In addition, please provide the dates, meeting minutes
and correspondence of any and all meetings regarding the
two incidents.
Company will begin filing Plant Service positions
immediately at pay rate of $16.50 per hour.
6 The Respondent admits that Balog is a statutory agent and/or su-
pervisor. On this record, the evidence supports a finding and conclu-
sion that based on her role and functions within the Company’s opera-
tions, she meets the statutory definitions of agent and/or supervisor
under Sec. 2(13) and (11), respectively, of the Act. Balog did not testi-
fy at the hearing.
TENNECO AUTOMOTIVE, INC.
969
Please provide all information as to how a decision by
the Company to consider placing video equipment in the
workplace was determined.
Please forward this information to my office.
The Respondent never acted on the proposed installation of
the video cameras, nor did the Company ever respond to Walk-
er’s letter. Moreover, the Union at no time followed up on its
request for the requested information Walker’s September 2
letter.
On October 13, 2005, the Respondent issued a written (ver-
bal) discipline to a unit employee, Joseph (Joe) Helton, for
spraying body spray at two other employees (unnamed) while
he was leaving work, in violation of its work rules 12 and 33.7
On October 18, 2005, the Union filed a grievance (No.
054499) over Helton’s discipline, stating that the collective-
bargaining agreement (article 3) was violated in that Helton
was disciplined without proper cause, and requesting that the
discipline be withdrawn and expunged from Helton’s personnel
file.8
On October 19, Walker wrote to Balog requesting certain in-
formation to allow the Union to properly investigate Helton’s
discipline and grievance. Specifically, Walker requested the
following information regarding work rules 12 and 23:
Work Rule Number 12:
What was the specific infraction, regarding work rule
number 12, allegedly committed by Mr. Helton?
Who was involved in the alleged infraction?
What was the approximate distance between the al-
leged victims from where Mr. Helton allegedly committed
the work rule 12 infraction?
Did the alleged victims physically get any of the “body
spray” from Mr. Helton’s atomizer upon their person?
Did the alleged victims suffer any physical side af-
fects?
Did they receive any medical attention as a result of
the alleged infraction?
What environmental impact did the alleged infraction
have in the worksite?
Who witnessed the alleged infraction?
In the past five years, how many other employees have
been disciplined by the Company for the same or similar
infractions alleged against Mr. Helton? Please provide
specific details of each incident, including names and what
types of discipline they received.
Were any grievances written as a result of the disci-
pline?
Who issued the discipline to the individuals(s) com-
mitting the same or similar infractions?
Has any member of management ever violated work
rule number 12 in the past five years? If so, please pro-
7 See Stipulated Exh. 8, a copy of the letter. See also Stipulated Exh.
20, the Respondent’s work rules in place at the time of the incident.
Rule 12 prohibits threatening, intimidating, or coercing another em-
ployee or company official by word or act. Rule 33 prohibits insubor-
dination of supervisors.
8 See Stipulated Exh. 9. The Union’s grievance also asked that Hel-
ton be made whole and that any harassment of him cease.
vide the names of the individuals involved in the incidents
and what type of discipline they received for their infrac-
tion.
What written consultation or work rule information did
Mr. Helton receive regarding the use of “body spray” in
the workplace?
Who, within the work site, was endangered by the
“body spray” exposure?
If someone was endangered, in what regard were they
endangered?
Was there any emotional or mental trauma experienced
by the alleged victims of the infraction? If so, how were
they emotionally or mentally traumatized?
Did the alleged victims receive medical assistance for
the emotional or mental trauma? If so, what type of assis-
tance did they receive and from what agency or treatment
facility?
Was there any lost time involved as a result of any
treatment?
Work Rule Number 33
Please provide specific details regarding the alleged
insubordination by Mr. Helton.
Who was involved in the alleged insubordination in-
fraction by Mr. Helton?
Who was a witness to the alleged violation of work
rule number 33?
Were specific orders given to Mr. Helton regarding the
use of “body spray? If so, what were they?
Please provide the written documentation detailing the
directive given to Mr. Helton that he allegedly violated in
an act of insubordination.
Was the individual giving Mr. Helton a directive re-
garding the “body spray,” present at the time of the alleged
“insubordinate” act?
Who provided written counseling or directive to Mr.
Helton regarding the use of “body spray” in the work-
place?
Are there designated locations where “body spray”
may or may not be used? If so, please provide that infor-
mation and when it was established.
In the past five years, how many insubordination acts
and/or disciplines, have been issued to employees regard-
ing this same incident? If so, are they types of insubordi-
nate acts and/or discipline the same or similar to the al-
leged infraction Mr. Helton is involved in? If so, please
provide information how each incident is the same or simi-
lar to Mr. Helton’s situation.
Have there been other incidents within the past five
years where an employee committed a same or similar
type of insubordinate act and either did or did not receive a
disciplinary action? If so, who were the individuals and
what were the specifics regarding the incidents?
Because of the seriousness of the discipline, please provide the
above requested information, no later than Wednesday, October
26, 2005, so that we may review it before the grievance meet-
ing regarding this issue. This information is needed so that we
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
970
may make an informed and educated determination regarding
Helton’s discipline.
On October 20, 2005, Balog wrote to Walker, stating (in per-
tinent part):
Dear Mr. Walker:
I am in receipt of your letter of 10/19. Although not
stated, I assume the grievance you are referring to is
#54499 which was submitted by Larry Cognata on
10/18/2005. This matter is still in Step 1 of the grievance
process. I am therefore confused as to the content of your
letter since it was received even prior to the supervisors
answer to the grievance submitted by Mr. Cognata. The
supervisor’s response is dated 10/19 . . . The bargaining
agreement calls for a response from the Chairperson of the
Bargaining Committee within 2 working days to be sub-
mitted to the Manager of Prototype Operations [Mark
Kortz].9
Walker responded to this letter on October 20, 2005 (by fax),
explaining to Balog that his October 19 letter merely was an
attempt to request information the Union needed to process
Helton’s grievance.10
On October 27, 2005, Balog wrote to Walker explaining her
understanding of the contract grievance procedure and the
Company’s view that it need not provide the information re-
garding Helton’s discipline. She stated (in pertinent part):
Dear Mr. Walker
I received your letter of October 20th. Article VIII,
section 5 Grievance Procedure Step 1, paragraph b, of the
collective bargaining agreement states “the written answer
in step 1 shall be final unless the answer is appealed on the
form in writing, dated and signed by the chairperson of the
bargaining committee and presented to the manager of the
shop within 2 working days of the return of the grievance
by the supervisor.” The answer should have been received
no later than the Tuesday 24th. The grievance regarding
Mr. Helton has now been settled since we received no re-
sponse to our Step 1 answer. Your letter of October 20th
states that the information the union needed was to process
Mr. Helton’s grievance and required by no later than Oc-
tober 26. Since the grievance did not proceed to the next
step as per the contract, I no longer see the need to provide
that information. Please contact me if you have any ques-
tions regarding this matter.11
On November 4, 2005, Walker wrote to Balog in reference
to Helton’s grievance:
RE: Grievance #054499 Appeal
Dear Ms. Balog:
On behalf of Local President Larry Flannery, I am ap-
pealing the above-cited grievance to the next Step of the
9 See GC Exh. 12.
10 See GC Exh. 13.
11 See GC Exh. 14.
Grievance Procedure, in accordance with Article 8, Sec-
tion 5 of the Collective Bargaining Agreement:
Thank you for tracking down the grievance response
from your foreman and forwarding it to me today. Alt-
hough the foreman dated his response 10/18/05, it was not
forwarded to the Union until today—11/4/05. The Union
does protest this delay.
Please forward requested information on this grievance
to my office. In addition, please contact Larry Flannery to
proceed with this appeal and schedule a meeting date and
time.12
On November 7, 2005, Walker again wrote to Balog:
RE: Grievance #05499
Dear Ms. Balog:
Thank you for bringing to my attention the typo-
omission mistake in my November 3, 2005 letter to you
regarding grievance #054499. The first sentence should
have read, “It is my understanding from local union repre-
sentatives that the Company has not provided a response
to the above cited grievance.” I am including a corrected
copy of my letter to you with this fax.
The Union maintains the Company did not forward its
grievance answer until your letter to me on November 4,
2005. If, in fact, the Company grievance response was
given to the appropriate Union representative, please sup-
ply the following: 1) name of the Company representa-
tive(s) who gave the Company’s response to the Union; 2)
name of the Union representative the Company’s response
was given to; 3) the date and time the grievance was given
to said Union representative; and 4) the location the Com-
pany’s response was given to said Union representative.
This information would be helpful in validation of the
Company’s claim of Article 8, Section 5 allegation.
In addition to the above requested information, the
Union still needs the information requested in my October
19th letter to you. Thank you for your cooperation in this
matter.13
On November 21, Mark Kortz responded by letter to Flan-
nery regarding Helton’s grievance stating:
Dear Mr. Flannery,
Per the letter sent by James Walker on your behalf on
11/4/2005 to Ms. Balog, I am requesting to meet with you
on Tuesday, 11/22/2005 or Wednesday, 11/23/2005 at
4:00 p.m. on either day as a step two meeting to discuss
grievance #05499. Ms. Balog is out this week but I under-
stand Mr. Walker has a pending information request on
this grievance. If we do not resolve it at our step, the
company will respond to the information request after the
Thanksgiving holidays.
12 See GC Exh. 52.
13 See GC Exh. 19. I note that Walker’s November 3, 2005 letter
was not adduced by the parties.
TENNECO AUTOMOTIVE, INC.
971
Please contact me at [telephone number and extension]
to advise which date fits into your schedule.14
On November 28, 2005, Walker responded to Kortz’ letters.
He stated:
Dear Mr. Kortz:
For sometime now, the Union has requested infor-
mation regarding Mr. Joe Helton’s discipline and in his
grievance (#054499). The Company has failed to respond.
On November 21, 2005, you suggested scheduling a
meeting for either Tuesday, November 22nd or Wednes-
day, November 23rd. On November 22nd, the Union re-
sponded with a request to meet on November 23rd at the
Union hall. When the Company failed to respond in a
timely fashion, the Union sent you a fax explaining the
reason for not waiting around for a meeting which the
Company did not confirm. Finally, late Wednesday after-
noon, you sent a fax being confused as to why the meeting
was being cancelled. The “why” was that you didn’t con-
firm the meeting for the 23rd at 4:00 p.m. at the Union
hall.
This fax will serve as a request to meet on the above-
cited grievance. I am offering the following dates to meet
at the Union hall:
Wednesday, November 30th at 4:00 p.m.
Tuesday, December 6th at 10 a.m.
Please fax me, as soon as possible, what date the
Company wishes to meet.15
B. The Strike Ends; the Parties Bargaining
Relationship in 2006
On January 27, 2006, by letter, Walker wrote to the Re-
spondent’s human resource representative, Terry Youngerman,
and informed him that the striking unit members desired to
return to work pursuant to the Company’s last, best, and final
offer of November 4, 2004.16
Youngerman responded by letter17 dated also January 27, ac-
knowledging receipt of Walker’s letter but asking by way of
clarification whether the Union was making an unconditional
offer to return to work, and whether the Union had satisfied the
Company’s last, best, and final offer and had agreed to a new
contract. Youngerman indicated that after receiving Walker’s
response, the Company would formally respond to the January
27 letter.
Walker responded to Youngerman by letter18 of January 30,
2006, stating:
Dear Mr. Youngerman:
To response [sic] to your January 27th letter to the Union:
14 See GC Exh. 20. I have omitted the telephone numbers Kortz in-
cluded in his letter.
15 See GC Exh. 21. Walker’s letter of November 22 was not ad-
duced at the hearing. Also, the fax relating to this letter was not ad-
duced; nor was Kortz’ “Wednesday” fax.
16 See Stipulated Exh. 3.
17 See Stipulated Exh. 4.
18 See Stipulated Exh. 5.
Yes, the Union made an unconditional offer to return
to work Friday, January 27, 2006.
No, the Union has not ratified the Company’s posted
terms for a new contract.
In the near future, I will be contacting you for future negotia-
tions.
On January 27, 2006, Walker also wrote to Youngerman and
requested of the Respondent the following information within
20 days for purposes of representing unit members in collective
bargaining:
1) A list of employees who have been hired by the Company
since April 2005. For each employee, please state the follow-
ing:
a) their address
b) their date of hire
c) their previous place of employment, if any
d) the day they passed the mechanical aptitude rest
and/or their score
e) the position they now hold and their wage rate
f) their age
2) A list of all subcontractors for bargaining unit work that the
Company has entered into since April 2005. For each con-
tract, please state the following:
a) the product provided by the subcontractor
b) the price paid by the Company for the product
c) the duration of the subcontract
d) provide a copy of each contract currently in effect
3) A list of all vacancies in the bargaining unit which have oc-
curred since April 2005, the date of the vacancy, and the indi-
vidual who filled the vacancy.19
On February 6, 2006, Youngerman responded by letter to
Walker’s January 27 information request, stating in pertinent
part:
1. We do not understand the relevance of this infor-
mation request for employees who were hired after the
strike began with respect to their names, addresses, former
place of employment and age. We also have concerns
based on prior conduct by picketers toward replacements.
Thus, as to that information, we will hold the request in
abeyance pending further explanation. However since the
strike began in April, 2005, we have hired 16 employees.
Their date of hire, date passed mechanical aptitude
test/score, position they now work and their wage rates is
[sic] listed below.20
2. Since the commencement of the strike in April,
2005, we have sourced a limited amount of bargaining unit
work outside the facility to be performed by third party
subcontractors. We have furnished you data until
08/26/2005 per the NLRB settlement in September, 2005.
The data below is from 8/26/2005 to 02.06.2006. Also, as
19 See Stipulated Exh. 11.
20 See Stipulated Exh. 12; Youngerman’s letter did not identify the
16 replacements by name but provided the other information requested.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
972
you know, we have used Strom Engineering for perform-
ing work inside the facility that would have been per-
formed had employees not been on strike. However, now
that the strike is over, we will cease using Strom in that
capacity.21
3. The only vacancies that occurred since the strike
began in April, 2005, have been those created by the strik-
ers. Work associated with those vacancies was performed
during the strike by salaried employees, contract employ-
ees and replacement employees hired. (See response to
inquiry number 1.)
Walker, in turn, responded to Youngerman on February 13,
2006,22 stating:
First, we must insist that you provide the names, addresses,
ages and former places of employment of the employees who
you allege to be permanent replacement workers. This infor-
mation is relevant for the following reasons:
a) We are still the exclusive bargaining representative
of the bargaining unit employees at the plant, including the
alleged permanent replacements. We need their names
and addresses to communicate with them in order to act on
their behalf. We also need their names to determine
whether the other assertions you make about their hiring
and wages are correct.
In response to your “concerns,” I would note: (1) that
you have not alleged any picket line misconduct occurring
since the beginning of November, (2) that we have former
strikers now in the place who will learn the names of the
replacements in the course of their work, and (3) that giv-
en the limited number of former strikers in the plant, mail-
ing addresses are the only practical way for the Union to
communicate with these bargaining unit members in a pri-
vate fashion that cannot be monitored by the company.
b) The ages of the alleged permanent replacements is
relevant to any bargaining proposals the Union may make
with respect to health and pension benefits. Of course,
these are key issues at the present time in negotiations.
c) The hiring process used by the company relies on
the work experience and skills of job applicants in addition
to test scores and interviews. We would like to use the in-
formation regarding their prior employment to determine
whether the company has applied this process consistently
with its past practices.
In this letter, Walker requested additional information about
Strom Engineering whose employees performed unit work
during the strike. He requested the following information:
a) The date they were first hired for such services.
b) The last date upon which they performed such ser-
vices in the plant.
c) The number of employees provided and their job as-
signments in each week of the strike since August 4, 2005.
21 Youngerman included in his February 6 letter the names of two
third-party subcontractors, the products they supplied, the quantity
thereof, and the price of each product.
22 See Stipulated Exh. 13.
In addition, we request copies of any written contracts
between Tenneco and Strom Engineering and any pur-
chase orders, requisitions, invoices or other documents
which set forth the amounts paid to Strom and the number
of employees provided by Strom since August 4, 2005.
Walker also included a request within 7 days for information
stemming from the Company’s responses contained in its Feb-
ruary 6 and January 3 letters, stating:
Third, your letter of February 6th indicates that several
employees became replacements well after they were
hired. Your letter of January 31st also indicates that you
are now assigning positions by machine or function in-
stead of by seniority. We hereby request any notices of
vacancy that were posted in the shop between August 1,
2005 and the present, as well as any applications received
for those vacancies.
Fourth, your letter of January 31, 2006 indicates that
you can meet your “current operating needs” with fewer
employees. If you have rearranged your work so that few-
er employees can now accomplish the same amount of
work, please list the steps you have implemented in this
regard, along with the date of implementation of each such
step. If your current operating needs have declined due to
lack of orders, please list the business that has been lost,
the date that it was lost, the impact of the loss on the need
for employees and the steps that the company is taking to
regain the business.
On February 20, Youngerman responded at length by letter23
to Walker’s February 13 request and dealt with each request by
categories as follows:
Additional Permanent Replacement Information
You say you need names, addresses and ages in order
to act on behalf of the permanent replacements to make
contract proposals, and to confirm our “assertions” that
their hiring dates and wages are correct.
It is our understanding from our counsel, that the
NLRB has long held that an employer has no obligation to
bargain with the Union over the terms and conditions of
employment for replacement workers. Service Electric
Co., 281 NLRB 633 (1986). (An employer can unilateral-
ly establish the terms and conditions of employment for
strike replacement workers without bargaining with the
Union); Detroit Newspaper Agency, 327 NLRB 871
(1999) (Confirming the Board’s well-established rule that
an employer need not bargain with a union with regard to
the terms and conditions of employment for strike re-
placements). Thus, the information doesn’t appear rele-
vant for the purposes of bargaining on behalf of replace-
ments, which is the reason you gave for wanting it.
The NLRB’s reasoning is that requiring an employer
to bargain over the wages and benefits for strike replace-
ments would effectively invalidate its right to hire re-
placements. Second, it is not logical to expect that the un-
ion will negotiate in the best interests of strike replace-
23 See Stipulated Exh. 14.
TENNECO AUTOMOTIVE, INC.
973
ments where the union also represents strikers. Instead,
there is a reasonable concern that the union would not be a
vigorous bargainer for the replacement workers because of
the direct conflict of interest between the strikers and their
replacements. This was borne out at our recent bargaining
sessions, where you proposed that the Company return the
strikers and lay off the replacements, and your proposal
that replacements have their wages frozen until 2008.
Obviously, if and when a new labor contract is signed,
the wages and benefits of replacement workers would be-
come those provided in the signed labor contract applied
to all employees.
Strom Engineering Information
We do not understand the relevancy of information
with respect to Strom Engineering, and you have not pro-
vided any reason for the request. As you know, during a
strike, an employer is free to continue operations through a
variety of means. That includes using temporary contrac-
tors. It is our understanding that there is no duty to bar-
gain with the Union about what contractors we temporari-
ly hire, how we use them, or what we pay them during the
strike. Now that the strike is over, certainly any infor-
mation with respect to our use of Strom to continue opera-
tions during the strike is totally irrelevant.
Posted Vacancies
With respect to your request for vacancies, we previ-
ously responded to that in our earlier letter to you, dated
February 20, 2006. Per the terms and conditions, a Job
Bid was placed up for two days, the only qualified candi-
date that bid on the job was accepted, the remaining posi-
tions have been filled from the outside.
Operating With Fewer Employees
You asked for an explanation as to why we can meet
our current operating needs with fewer employees. The
major programs that were being fabricated at the time of
the strike have went [sic] through their respective devel-
opment cycles, and will be heading to production in our
manufacturing facilities this spring and summer. Thus, the
workload the Model Shop saw prior to the strike and dur-
ing the strike has diminished because of simple progres-
sion through the development cycle.
On March 6, 2006, Walker responded by letter to the Com-
pany’s February 20 letter, this time to the Respondent’s director
of human resources, David Hartman,24 stating in (pertinent
part):
We continue to insist that you provide information to
the Union regarding the identity and terms and conditions
of employment of the replacement workers hired by
Tenneco during the course of the Union’s ULP strike.
Your assertion that the Employer has no obligation to
bargain about the terms and conditions of employment of
24 See Stipulated Exh. 15. Hartman is an admitted statutory agent
and/or supervisor.
the replacement workers is wrong. The cases you rely on
apply to situations in which the Union was on strike and
sought information about the terms and conditions of re-
placement workers prior to an unconditional offer to return
to work. There are no cases which state that an Employer
has no obligation to bargain regarding the terms and con-
ditions of employment for replacement workers after strik-
ers have returned to work in the same bargaining unit.
Such a rule would be preposterous; it would divide the
bargaining unit in half and make meaningful bargaining
impossible. In short, the International Union and Local
660 remain the representative of all of the employees per-
forming model maker and place service work at the Grass
Lake facility.
Your comments regarding the “conflict of interest” be-
tween the replacements and the strikers are not well taken.
First, the Company created this “conflict of interest” when
it decided to hire permanent replacements. Second, the
Union’s proposals regarding the return of the strikers and
the layoff of the replacements reflect the fact that the
strikers have much more seniority than the replacement
workers, both in the model maker classification and for the
particular assignments which now exist at the plant.
Third, it was the Company which proposed and imple-
mented, in January 2005, a “two-tier” system for newly
hired workers, both with respect to the initial wage and for
progression into the model maker wage and the health care
choices available to newly hired employees.
The information sought by the Union with regard to
the replacement workers, is relevant both to the issues
which are currently the subject of bargaining and to the
Union’s obligation to represent its members. As we have
indicated previously, it is absolutely essential that the
names of the replacement workers be provided to the Un-
ion so that the Union can ascertain whether the Company’s
statements about the terms and conditions of employment
of those individuals are true.
Moreover, the Company has now taken the position
that recall of strikers should be governed by the endurance
of vacancies in particular assignments instead of by sen-
iority in the model maker classification. Accordingly, we
request the following information regarding each replace-
ment worker currently employed, in addition to the infor-
mation we have already requested:
a) the day they began employment with Tenneco;
b) the day they passed the muffler test;
c) the day they passed the pipe test;
d) any documents that were given to the employees at
the time of hire;
e) their employment prior to Tenneco.
The information and documents are relevant to deter-
mine whether the Company is acting in accordance with
its implemented terms and past practices regarding the as-
signment and recall of model makers and for bargain [sic]
intelligently about the issue of primary assignments in our
ongoing collective-bargaining negotiations. Moreover,
this information is needed to determine whether the Em-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
974
ployer is adhering to any commitments it has made to its
replacement workers. Finally, this information will assist
senior members of the bargaining unit if they are called
upon to train replacement workers.
Your concerns regarding disclosure of personal infor-
mation are inadequate to eliminate your duty to respond to
our information requests. Under precedent from the Na-
tional Labor Relations Board, the duty to disclose infor-
mation regarding replacement workers is limited only
when there is a “clear and present danger” to those work-
ers. No such danger exists here. Most of the conduct that
was the subject of the NLRB charge did not involve bar-
gaining unit members, and all of it ceased once the charge
was filed. Indeed, the Union has agreed to cease any fur-
ther such conduct.
Finally, you state that information regarding hiring is
irrelevant because the Company has no duty to bargain re-
garding hiring. We need the information to determine
whether the Company has honored its posted terms and the
commitments it has made to the replacements after hiring.
As noted above, this information would also be relevant to
negotiations regarding Primary Assignments and the recall
of strikers.
With respect to the use of Strom, you have conceded
that the recall of replaced workers is a mandatory subject
of bargaining. You have also stated that the workload of
the Model Shop has diminished because of the progression
through the development cycle. The information we have
requested from Strom bears on the accuracy of this latter
statement and also bears on the issue of the number of va-
cancies the Company has for striking workers seeking re-
instatement. Our request for the information was aimed at
documents which would set forth the number of Strom
employees during the strike.
In your February 20, 2006 letter, you mention that the
Employer had one bargaining unit vacancy. Please pro-
vide us with a copy of the bid notice that was posted for
the vacancy and the name of the successful bidder. In ad-
dition, it was also stated in this February 20, 2006 letter
that the workload of the Model Shop has decreased “be-
cause of simple progression through the product develop-
ment cycle.” So that we can better understand this state-
ment, please provide us with the following:
a) a list of all major development programs in exist-
ence at the plant as of April 2005 and the number of
model makers assigned to each; and
b) a list of all major development programs in exist-
ence as of February 6, 2006, a description of the sta-
tus of the program, and the number of model makers
attributable to each program.
Please also provide the Union with a list of all major
development programs that the Company intends to bring
into the Grass Lake facility within the next six (6) months.
In addition to the foregoing, the Union requests that
the Company identify the individuals who hold the posi-
tion of Plant Service Worker. We also request that you
describe the current assignment of those Plant Service
Workers and state whether the Company has any unfilled
Plant Service Worker vacancies or has any plans to create
additional Plant Service Worker positions in the next six
months.
In your letter of February 6, 2006, you indicated that
the Company is subcontracting with Metal Form and V-
Converter for various products. Please provide the actual
subcontracts with those companies or the purchase orders
and invoices with the quantity and price information set
forth in your letter. In addition, please identify any other
subcontractors that are currently being used to perform
work traditionally done by model makers and provide the
subcontracts or purchase orders for the work they are do-
ing.25
On March 13, 2006, Mark Kortz by letter, at the behest of
Hartman, responded to Walker’s March 6 letter and provided
the following:26
As to permanent replacement workers, last month, we
provided you the following information: 1) number, 2)
date of hire/date became permanent replacement, 3) date
passed mechanical aptitude test and score, 4) position; 5)
wage rate, and 6) age. The replacement workers are:
[15 named persons omitted]
You claim the remaining information (addresses and
prior employment) for replacement workers is relevant to
current bargaining issues. In your February 13, 2006 let-
ter, you said that information was needed to make contract
proposals on behalf of replacement workers and to con-
firm Company assertions that their hiring dais and wages
are correct. Since you now have names, numbers, hire
dates, positions, wage rates, ages, etc., we do not under-
stand why you need home addresses and prior places of
employment in order to make contract proposals.
The other reason seems to be so you can determine
whether the Company has honored commitments it has
made to the permanent replacements. I’m not sure what
that means. In any event, you have Union representatives
working here in the facility who are able to approach any
of the replacement workers during breaks, meal periods,
and before or after work, to ask them any questions you
have or to provide them any information. Thus, you have
already means to communicate with them.
However, irrespective of that and, more importantly,
our concerns about providing home addresses reasonably
remain. Because the Union has just recently settled the
charges over its serious physical threats, property damage
and intimidation against employees who crossed the picket
line, those events are still fresh in everyone’s mind. Fur-
25 Walker requested that all information be provided within 7 days.
26 See Stipulated Exh. 16. Also by letter dated March 13, 2006,
Kortz advised the unit employees, individually, that the Union had
requested personal information and invited them to express any ques-
tion or concerns they might have about the Company’s providing their
home addresses and prior employment history. The employees were
advised that the Company at that time did not plan to provide this in-
formation. (See GC Exh. 50.)
TENNECO AUTOMOTIVE, INC.
975
thermore, we continue to have reports that picketers are
shouting harassing comments at replacements as they enter
and exit the facility. You also recently made a contract
proposal that all replacement workers be laid off and all
former strikers return. Additionally, just last week, a re-
turning striker, Steve Prysiazny, stated in front of a super-
visor, “So these are all the people we are supposed to get
rid of,” as he waved his hand towards a group of replace-
ment workers.
Therefore, at this particular time, we re-offer the alter-
native presented in our February 20, 2006 letter of identi-
fying a neutral third party, such as a federal mediator, to
whom we could provide the home addresses and you, in
turn, could provide him with any information you wish to
communicate to replacement workers at home, as opposed
to at work through your representatives.
Responses to Additional Requests
1. Replacements. You asked for the day each perma-
nent replacement workers [sic] began at Tenneco, when
they passed the muffler test, the pipe test, and documents
given to them at the time. We previously provided you
their dates of hire and the dates they passed the pre-
employment test, so you already have that information.
(Please refer to our letter to you of February 6, 2006.) Re-
placement workers are at various stages in the number of
hours of muffler and pipe fabrication. A. Porter has taken
the muffler test. Others will be taking these tests as they
complete additional hours in either muffler or pipe fabrica-
tion. As to documents given to them, a copy of the docu-
ment each was provided and signed is enclosed. We pre-
viously reported to you the dates each individual became a
permanent replacement.
You also asked about their employment history prior
to being hired by Tenneco. We still do not understand the
relevance of that information. The only reason you seem
to have is that it would assist senior members of the bar-
gaining unit if they’re asked to train permanent replace-
ment workers. While that may or may not be true, it has
nothing to do with bargaining. Also, the Union has never,
at any time in the past, requested information about any
new hire’s prior work experience. If a more senior em-
ployee is asked to train a replacement worker, and he
wants to know about the person’s prior employment, he
can just ask and, if the person wants to respond, he can.
2. Striker Recall. You claim that the Company has
taken the position that recall of strikers should be gov-
erned by the existence of vacancies in particular assign-
ments instead of by seniority. That is incorrect. The par-
ties have already specifically agreed as to how that will
occur. In our January 31, 2006 letter, we stated, “[W]e
will offer reinstatement to those individuals on the rein-
statement list who are qualified to perform the work based
on seniority.” (That applies with the exception of Mr.
Helton, who, per your request, is taking the place of a
more senior striker.) In your February 1, 2006 letter, you
said, “The Union accepts the proposed terms.”
3. Strom. You indicated information regarding Strom
was to identify the number of Strom employees during the
strike. While we think that number is irrelevant because
we were entitled to use as many or as few as we felt neces-
sary at any given time, the number of Strom employees we
used during the course of the 9-month strike varied from a
high of 50 to a low of O.
4. One Vacancy. You asked about the one vacancy
referenced in our February 20th letter. A copy of the bid
paperwork is attached.
5. Development Programs—April 2005 and February
2006. You asked for list of major development programs
in existence at the plant as of April, 2005 and February,
2006 and the number of Model Makers assigned to each.
The information as to Development Programs is listed be-
low.
[Programs Omitted]27
As programs get closer to “pre-production builds,”
production equipment gets up and running, and we use
parts from run-offs, where possible, because: 1) it is more
economical; and 2) the customer wants us to deliver pro-
duction-intent prototypes where at all possible.
We do not assign a Model Maker any one’s [unit em-
ployee’s] specific program. They may be called upon to
work on multiple programs at any given time, as needed.
For example, a bend operator works on all programs in the
Shop, as does a hoist person, shipping person, tool room
person, quality person, etc. Model Makers in pipe and
muffler shops work on orders given to them. In several
cases, we will give repeat or similar parts to the same per-
sons(s) for efficiency reasons.
6. Future Development Programs. You requested a
list of all future major development programs that the
Company intends to bring to the Grass Lake facility within
the next six months. As you know from the NLRB’s rul-
ing in the charge you filed last April, an employer is not
obligated to respond to information requests about future
or hypothetical events.
7. Plant Service Worker. You requested individuals
who hold the position of Plant Service worker, the current
assignment of those individuals, and whether there are any
unfilled Plant Service Worker vacancies.
Plants Service Worker28 Primary Assignment
[Name omitted] Transferring parts to inventory
[Name omitted] 30-day temporary transfer to
floor
[Name omitted] Shipping/Receiving
[Name omitted Shipping/Receiving
There are no unfilled plant service positions.
27 The Respondent listed by automobile manufacturer 38 major de-
velopment programs in existence as of April 2005 and February 2006,
along with the status, e.g., launched or preproduction of each. I have
omitted them for the sake of brevity and out of concern for the Compa-
ny’s possible proprietary interests in this information.
28 The Respondent listed the names of four persons employed as
plant service workers. I have omitted these from this decision.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
976
8. Future Positions. You asked about future plans to
create additional Plant Service positions in the next six
months. As noted, an employer is not obligated to respond
to information requests about future events and in any
event we have no plans at present.
9. Metal form and V Converter. You asked for copies
of contracts, invoices, etc., with respect to metal form and
v converter work subcontracted during the strike. Because
the Company was permitted to continue operations during
the strike by a variety of means, including subcontracting,
and pay whatever it had to pay to get the work done, we
don’t see the relevance of providing you with contracts,
invoices, etc.
10. Other Subcontracts. Finally, you asked about any
other subcontractors currently being used to perform work
traditionally done by bargaining unit employees. There
are none.
On March 22, 2006, Walker responded to Kortz’ March 13
letter by letter addressed, however, to Hartman, stating as fol-
lows:
1. We request that you attach the names of the alleged
permanent replacements you listed in your letter of March
13th to the information set forth in your letter of February
6th. The documents you provided with your letter of
March 13th also contain the names of an employee named
“D. Burke.” This name is not listed on page 1 of the letter.
Please identify this individual and state his current status
and/or his employment dates with the Company.
2. Prior to the strike, employees received letters which
were “formal offers” of employment. These letters outline
the wage progression scale for new hires and the proba-
tionary period of new employees. An example is attached.
If the Company issued similar letters to the individuals
listed in your March 13th letter, please provide them. If
the Company did not, please explain why they did not.
3. We continue to seek information as to the prior em-
ployment of the individuals hired during the strike. As we
indicated before, this information will assist our members
when they are called upon to train the replacements, par-
ticularly if there is an accusation that the training is some-
how insufficient. This information would also be relevant
to the issue of Primary Assignments which, as you know,
is an issue on the negotiating table between the parties.
4. We repeat our request for records related to the use
of Strom and its employees during the strike. It should not
surprise you that one of our goals in bargaining is to en-
sure the return of all of the strikers to work. While you
may not agree with our goal, you have conceded that the
reinstatement of strikers is a mandatory subject of bargain-
ing. The information about Strom is necessary so that the
Union can judge how to press its position on this issue. It
would allow the Union to evaluate your claim that fewer
workers are needed because there is less work at the plant.
5. Our request for future product plans is relevant for
the same reasons. This information has a direct bearing in
any proposals we might make to resolve this labor dispute.
We do not believe that the Regional Director has ruled that
all requests for a Company’s future plans are not proper
under Section 8(a)(5).
Please provide the foregoing to the Union within seven
(7) days. If you think that discussion of these matters will
facilitate your response to this request, please don’t hesi-
tate to contact me directly.
On March 29, 2006, Kortz again by letter29 responded to
Walker’s March 22 letter on behalf of Hartman and stated as
follows in pertinent part:
The names of the permanent replacements matched up with
the positions we previously provided to you as follows:30
. . . .
1. Mr. Burke is no longer with the Company. He
worked from 1/24/2005 to 2/28/2006.
2. The individuals listed in our March 13th letter were
provided one of the copies of the “permanent replace-
ment” letters we submitted to you on March 13th. Which
employees received which letter was identified at the top
of each of those letters. They received those letters be-
cause they were offered positions as permanent replace-
ments.
3. We continue not to understand the relevance of pri-
or employment history for replacement workers at this
time. The Union has never asked for prior employment in-
formation on any other employee hired and, as noted in
our previous letter, if an issue comes up when one of your
members is assisting a permanent replacement, they can
have a discussion with the replacement at that point. No
replacement worker has accused anyone of insufficient
training, and thus, your reason for wanting the information
is speculative or hypothetical. Finally, we do not under-
stand how the information on prior work history is rele-
vant to primary assignments or how primary assignments
is an issue at the bargaining table.
4. We have already provided you information with a
range of Strom temporary employees used during the
strike. We first used Strom employees to perform bargain-
ing unit work on April 26, 2005, and last used them on
February 4, 2006. As we explained earlier, we used any-
where from 0 to 50 at any given time. They worked with
bargaining unit employees who did not strike or crossed
over and were assigned as needed to various areas, includ-
ing welding, hoist, model maker, maintenance, and ship-
ping and receiving. We still do not understand the rele-
vance of written contracts or invoices for Strom during the
strike because we were legally entitled to continue opera-
tions through a variety of means, including the use of tem-
porary contracts such as Strom. What we paid them is ir-
relevant and we were not obligated to bargain with the Un-
ion about any aspect of using the temporary workers. The
only reason you have given is that one of your goals is to
ensure the return of strikers to work and this would allow
29 See Stipulated Exh. 18.
30 Kortz listed the names of 15 permenent replacement workers
along with their positions, 12 of which were designated experimental
trainees and 3 were plant service workers.
TENNECO AUTOMOTIVE, INC.
977
you to evaluate the Company’s position that fewer work-
ers are needed because there is less work at the plant. We
have already bargained, and reached agreement, as to the
process for reinstatement of strikers. We have previously
provided you with a list of projects in the facility, before
and after the strike, reflecting less work. If and when we
determine that additional manpower is needed, we will re-
call strikers on the preferential recall list as previously
agreed by the parties.
5. Future Product Plans. In our previous letter, we
gave you a detailed list of projects that have been placed at
Grass Lake at the time of the strike and since. Anything
that we were working on, or have been told we will be
working on in the future, is contained on that list. We
have not been informed about any other specific major
projects that have been sourced to the Model Shop.
We are, however, providing the ages of the permanent
replacements in case it would have relevance to benefit
proposals you may consider for your members:31
Additionally, we continue to have legitimate concerns
about giving out personal information about replacement
workers at this time. Until just recently, replacement
workers, on a daily basis, had to cross a picket line and be
subjected to name calling, profanity, verbal threats of
physical violence, vehicle damage, videotaping and pho-
tographing of their vehicles and license plant numbers to
the point that the NLRB recently planned to issue a Com-
plaint against the Union, which we understand is being
settled. The fact that you recently have ended the strike
does not waylay these concerns. In fact, it heightens them,
because many of your members did not return to work, but
are on a preference reinstatement list. Additionally, you
have just made proposals against the interests of the re-
placement workers.
Additional Proposed Alternative
Of course, you have several existing options for com-
municating with the replacement workers, including: 1)
the union could schedule meetings as you would normally
do to discuss bargaining issues and invite the replacements
to attend; 2) your representatives now working in the facil-
ity have the opportunity daily to talk with replacement
workers; and 3) the Company supplies the Union with its
own bulletin board to communicate to employees, which
can also be viewed by permanent replacements.
However, we offer another alternative on an interim
basis until the concerns disappear. To the extent there is
any reason for you to communicate with the permanent re-
placements, in addition to the available means you already
have, we are willing to identify a neutral third-party (such
as the federal mediator or someone else) to whom we
would provide the names, addresses and mailing labels for
the replacement workers. The Union, in turn, could then
provide to the neutral third party any written information it
wishes to send to replacement workers with postage
31 Youngerman’s letter listed the ages of the 16 replacement work-
ers.
stamps. The neutral third party could send your commu-
nications to them. This alternative meets both our legiti-
mate concerns and your desire to communicate infor-
mation to the permanent replacements.
Hiring Process Information
Your request for information involving the hiring pro-
cess and work experience of replacements prior to be[ing]
hired by us does not appear to be relevant. Our counsel in-
forms us, that the NLRB has long held that an employer
has no duty to bargain with the Union about its hiring pro-
cess or applicants. Star Tribune, Div., 295 NLRB 543
(1989) ([f]or purposes of the duty to bargain, applicants
are not “employees” under the NLRA).
C. The Respondent’s Poststrike Relationship with
the Unit Members; the Withdrawal of Recognition
On January 20, 2006, the Respondent, through Kortz, issued
a written reprimand to unit employee Joseph Helton for wear-
ing on different occasions a T-shirt that the Company believed
created friction between and among his fellow workers.32 The
written reprimand in pertinent part stated:
We have advised employees, including you, about en-
gaging in action or conduct that creates friction between
fellow employees at work. We realize there are differ-
ences of opinion about the ongoing labor dispute, we have
asked for everyone’s cooperation to stick to their work and
not consciously create confrontational situations. Wearing
a shirt about “scabs” to work knowing full well there are
multiple employees who have crossed the picket line ob-
viously incites emotions and problems at work. That is
why we asked you to cover up the reference to the scab.
Unfortunately, it appears you did not want to leave well
enough alone and it was reported that you began telling
others that another employee was an embezzler and then
changed the slogan on his shirt to read, ‘thou shall not
steal.” Again, an effort to goad fellow employees inappro-
priately and unnecessarily. Lastly, you then changed the
shirt to read “thou shall not be a low life.” Again, an ef-
fort to goad fellow employees inappropriately and unnec-
essarily.
We have been doing our best to keep emotions and
friction at a minimum at work during the labor dispute. I
am committed to and believe I have handled any situation
calmly and fairly no matter who has been involved. We
have talked to you and other employees about this in the
past, but for reasons that are unclear, despite these efforts
you seem determined to continue to consciously engage in
or instigate this goading behavior. We expect your coop-
eration in sticking to work assignments and stopping this
type of behavior. This is no more than I am asking of any
other employee. I have been patient and I trust there will
not be any further incidents or there may be additional
counseling or discipline.
32 See Stipulated Exh. 19.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
978
On February 6, 2006, after some of the strikers had returned
to work, the Respondent, through Kortz, issued the following
announcement to all unit employees at Grass Lake.33
As you know, the Union has ended the strike. We
stopped using contractors and salaried employees for the
unfilled jobs we had at the time the strike ended. We now
have employees working 1) who did not strike, 2) who did
strike and then returned to work, 3) who are permanent re-
placements for strikers and 4) who are reinstated strikers.
Each of you made a very personal decision regarding
your status. The Company respects each of your individu-
al decisions and, in turn, we ask each of you to respect one
another’s individual decisions so we can all move forward.
These have been very tense times. Emotions and feel-
ings have run high. We ask you to put those behind you.
Hopefully, most of you can. But whether you are some-
one who didn’t strike, a replacement worker or a returning
striker, we want to take a moment to remind everyone of
our expectation regarding appropriate behavior at work.
We are here to get a job done for our customers, not to
engage in taunting, verbal or physical threats, or in other
conduct that is confrontational or mean to evoke a re-
sponse from a co-worker. We trust all will act like adults.
We hope there won’t be any issues, but if any of you expe-
rience inappropriate conduct, do not attempt to respond or
resolve the matter on your own. Bring it to the attention of
your supervisor, Human Resources or me.
Some have asked the status of the labor contract and
union security. Although the strike is over, the parties
have not reached a new labor contract. Thus, we will con-
tinue to work without a contract and under the terms of the
offer we implemented as we have since January, 2005.
Thus, as before the strike started, union security and due
check-off provisions are not in effect because there is no
signed contract.
Also on February 6, Kortz convened a “Tool Box” Meeting
with the unit employees in which he, inter alia, stated that the
posting of signs, letters, or printed materials are subject to su-
pervisors’ approval.34
On February 10, 2006, 25 unit members employed at Grass
Lake filed a decertification petition with the Board seeking to
remove the Union as their exclusive collective-bargaining rep-
resentative.35
On February 16, 2006, the Regional Director for Region 7
informed the Respondent, the Union, and the petitioners that
because the Union had filed the unfair labor practices charges
against the Company on February 1 and 15, 2006, the represen-
33 See Stipulated Exh. 21.
34 See GC Exh. 50, a copy of Kortz’ notes of the meeting.
35 See Stipulated Exh. 22, a copy of the decertification petition (Case
7–RD–3513) signed by unit employee Lonnie Tremain. As previously
noted, Tremain also sought on behalf of a majority of unit employees to
intervene in this matter.
tation case would be held in abeyance until the charges were
resolved.36
On November 27, 2006, the Respondent terminated a unit
employee, Steven Prysiazny, for repeated violations of compa-
ny rules regarding proper employee conduct.37 On November
27, 2006, the Union submitted a grievance to the Respondent
protesting Prysiazny’s discharge and demanded that he be rein-
stated and made whole and, on November 28, requested that the
grievance be advanced to the third step.38
Between November 30 and December 1, 2006, 24 members
of the 31 member unit of employees at Grass Lake signed and
submitted to the Respondent a petition for decertification of the
Union. Based on the petition, the Respondent by letter dated
December 4, 2006, informed the Union that the Company
would no longer recognize it as the bargaining representative
for the Grass Lake unit.39
On March 5, 2007, one of the Respondent’s supervisors used
a company tractor to move mounds of snow from the Grass
Lake facility parking lots. The operation of the company trac-
tor had been traditionally performed by plant service workers,
who were members of the unit.
VI. THE UNFAIR LABOR PRACTICE ALLEGATIONS
The complaint as amended alleges numerous violations of
the Act by the Respondent. For ease of understanding as sug-
gested by the Respondent, I will discuss the charges chronolog-
ically as opposed to the order in which the charges are set out in
the complaint. Accordingly, I will treat with the charges in
terms of those occurring before the withdrawal of recognition
of the Union and during the strike; the withdrawal of recogni-
tion itself; and charges occurring after withdrawal.
A. The Prewithdrawal Charges
The complaint alleges that the Respondent violated Section
8(a)(5) of the Act by failing and refusing to furnish the Union
on September 2, 2005, information regarding the Respondent’s
proposed installation of video cameras at Green Lake; on Octo-
ber 19, 2005, failing and refusing to provide information re-
garding employee Helton’s discipline on October 13; on Janu-
ary 27, 2006, failing and refusing to provide the home address-
es of the permanent replacement employees; and on February
13, 2006, failing and refusing to provide information regarding
the amount of work performed by contractors during the strike.
The complaint alleges that the Respondent violated Section
8(a)(1) and (3) of the Act by issuing a written warning to Hel-
ton on January 20, 2006, for wearing a T-shirt at work that at
different times essentially stated employees should not be strike
replacement workers.
The Respondent is also alleged to have violated Section
8(a)(1) of the Act on February 6, 2006, by promulgating a rule
36 See Stipulated Exh. 23. See also Stipulated Exh. 24, the Regional
Director’s letter of September 7, 2006, which postponed indefinitely
the decertification case until the charges herein were resolved.
37 See Stipulated Exh. 27, Kortz’ discharge memo to Prysiazny dated
November 27, 2006.
38 See Stipulated Exh. 28.
39 See Stipulated Exh. 25, the petition, and Stipulated Exh. 26, the
Respondent’s December 4, 2006 letter to Walker.
TENNECO AUTOMOTIVE, INC.
979
requiring that all postings by unit employees of signs, letters, or
printed materials at Grass Lake be approved by the Respondent,
and unlawfully restricting employee discussion by instructing
unit employees not to say anything to each other that might be
deemed offensive by or evoke a response from another employ-
ee.
B. The Withdrawal of Recognition on December 4, 2006
The complaint alleges that the Respondent violated Section
8(a)(5) and (1) of the Act by unlawfully withdrawing recogni-
tion of the Union.
C. The Postwithdrawal Charges
The Respondent is also alleged to have violated Section
8(a)(5) and (1) of the Act by failing and refusing to bargain
with the Union on December 6, 2006, at the third step of the
grievance procedure regarding the discharge of employee Ste-
ven Prysiazny on November 27, 2006; and on March 7, 2007,
assigning work traditionally performed by unit employees—
snow removal—to its supervisors.
VII. APPLICABLE LEGAL PRINCIPLES
A. The Law Applicable to Violations of Section 8(a)(5)
It is an unfair labor practice for an employer to refuse to bar-
gain in good faith with its employees’ chosen representative.
The Act provides in pertinent part that:
It shall be an unfair labor practice for an employer . . .
(5) to refuse to bargain collectively with the representa-
tives of his employees . . . . For purposes of this section
(d), to bargain collectively is the performance of the mutu-
al obligation of the employer and the representative of the
employees to meet at reasonable times and confer in good
faith with respect to wages, hours, and other terms and
conditions of employment, or the negotiation of an agree-
ment or any question arising thereunder, and the execution
of a written contract incorporating any agreement reached
if requested by either party but such obligation does not
compel either party to agree to a proposal or require the
making of a concession.40
An employer’s duty to bargain with the union representing
its employees encompasses the obligation to bargain over the
following mandatory subjects—wages, hours, and other terms
and conditions of employment. First National Maintenance
Corp. v. NLRB, 452 U.S. 666, 679–682 (1981). An employer
violates Section 8(a)(5) of the Act when it makes a material and
substantial change in wages, hours, or any other terms of em-
ployment that is a mandatory subject of bargaining at a time
when the employees are represented by a union. Fresno Bee,
339 NLRB 1214, 1214 (2003). Safety conditions in the work-
place are a mandatory subject of bargaining. NLRB v. Gulf
Power Co., 156 NLRB 622 (1966), enfd. 384 F.2d 822 (5th Cir.
1967).41 Additionally, the discipline of unit members is a man-
40 Title 29 U.S.C. § 158 Sec. 8(a)(5), and (d).
41 See also NLRB v. Minnesota Mining & Mfg. Co., 261 NLRB 27
(1982), enfd. 711 F.2d 348 (D.C. Cir. 1983).
datory subject of bargaining. National Licorice Co. v. NLRB,
309 U.S. 350 (1940).
The General Counsel establishes a prima facie violation of
Section 8(a)(5) when she shows that the employer made a ma-
terial and substantial change in a term of employment without
negotiating with the union. Chemical Workers Local I v. Pitts-
burgh Plate Glass Co., 404 U.S. 157, 159 (1981); Taino Paper
Co., 290 NLRB 975, 977 (1988). The burden is then on the
employer to show that the unilateral change was in some way
privileged. Cypress Lawn Cemetery Assn., 300 NLRB 609, 628
(1990).
A “term and condition of employment,” even though not ex-
pressly provided for in the collective-bargaining agreement,
cannot be unilaterally altered or abolished by the employer
without affording the union notice and an opportunity to bar-
gain. Thus, a unilateral change constitutes an unlawful refusal
to bargain unless the union has waived or can be said to have
waived its right to bargain over this matter. The Board has held
that the right to be consulted on changes in terms and condi-
tions of employment is a statutory right; thus, to establish that it
has been waived, the party asserting waiver must show that the
right has been clearly and unmistakably relinquished. Whether
such a showing has been made is decided by an examination of
all the surrounding circumstances, including but not limited to
bargaining history, the actual contract language, and the com-
pleteness of the collective-bargaining agreement. TCI of New
York, 301 NLRB 822, 825 (1991).
However, the Board cautions that waivers of statutory rights
are not to be “lightly inferred.” Georgia Power Co., 325
NLRB 420 (1998). As the Board notes, national labor policy
disfavors waivers of statutory rights by a union, and thus a
union’s intention to waive a right must be clear before a waiver
can succeed. C & P Telephone Co. v. NLRB, 687 F.2d 633, 636
(2d Cir. 1982). Significantly, a union will not be found to have
waived any right to bargain where the employer has presented
it with a fait accompli. Asher Candy, 348 NLRB 993 (2006).
However, if the union is given timely notice of the employ-
er’s decision, then the union generally must request bargaining
over the effects of the decision. Jim Waters Resources, 289
NLRB 1441 (1988).
Economic exigency may excuse an employer’s unilateral ac-
tion. Notably, the Board stated in Van Dorn Plastic Machinery
Co., 265 NLRB 864, 865 (1982):
The Board has repeatedly held that economic expedi-
ency or sound business considerations are insufficient de-
fenses to justify unilateral changes in terms and conditions
of employment. Once the General Counsel has made a
prima facie showing of an 8(a)(5) violation . . . a respond-
ent must demonstrate why the refusal to bargain was privi-
leged.
Thus, an employer must demonstrate compelling economic
considerations or sound business considerations to justify uni-
lateral implementation of a policy. In short, the employer must
adduce credible evidence that there was a present pressing le-
gitimate business concern or significant event to justify the
move and not simply that it chose for its own reasons not to
bargain over the decision.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
980
Regarding information requests, in the bargaining context,
the union under Section 8(a)(5) is entitled to request and re-
ceive information that is relevant and necessary for it to carry
out its responsibilities in representing bargaining unit employ-
ees. NLRB v. Acme Industrial Co., 385 U.S. 432 (1967). This
includes information relevant to contract negotiations. Day
Automotive Group, 348 NLRB 1257 (2006).
“Where the requested information concerns employees . . .
within the bargaining unit, this information is presumptively
relevant and the employer has the burden of proving lack of
relevance. . . . Where the request is for information concerning
employees outside the bargaining unit, the union must show
that the information is relevant.” Brooklyn Union Gas Co., 220
NLRB 189 (1975); Curtiss-Wright Corp., 145 NLRB 152
(1963), enfd. 347 F.2d 61, 69 (3d Cir. 1965).
The Board uses a broad discovery-type standard in determin-
ing what is relevant in such contexts. National Grid USA Ser-
vice Co., 348 NLRB 1235 (2006). Notably, the requested in-
formation sought need not be dispositive of any issue between
the parties, it need only have some bearing on it.
Once the initial showing of relevance has been made, “the
employer has the burden to prove a lack of relevance . . . or to
provide adequate reasons as to why he cannot, in good faith,
supply such information.” San Diego Newspaper Guild, supra
at 863, 867. Where the relevance of requested information has
been established, an employer can meet its burden of showing
an adequate reason for refusing to supply the information by
demonstrating a “legitimate and substantial” concern for em-
ployee confidentiality interests which might be compromised
by disclosure. Detroit Edison v. NLRB, 440 U.S. 301, 315,
318–320. In resolving issues of asserted confidentiality, the
Board first determines if the employer has established any legit-
imate and substantial confidentiality interest and then balances
that interest against the union’s need for the information. De-
troit Edison, id. at 315, 318; Minnesota Mining & Mfg. Co.,
261 NLRB 27, 30 (1982); Pfizer, Inc., 268 NLRB 916 (1984).
However, where the employer fails to demonstrate a legitimate
and substantial confidentiality interest, the union’s right to the
information is effectively unchallenged, and the employer is
under a duty to furnish the information. Oil Workers Local 6-
418 v. NLRB, 711 F.2d 348, 360 (D.C. Cir. 1983); NLRB v.
Jaggars-Chiles-Stovall, Inc., 639 F.2d 1344, 1346–1347 (5th
Cir. 1981); NLRB v. Associated General Contractors of Cali-
fornia, 633 F.2d 766 (9th Cir. 1980).
As the Board noted in North Star Steel Co., 347 NLRB 1364
(2006), it is well established that information relating to wages,
hours, and working conditions of employees in the bargaining
unit is presumptively relevant, and an employer’s refusal to
provide such information may pose a violation of the Act un-
less there is a showing of privilege.
An employer’s refusal to provide without undue delay re-
quested information relevant to the union’s efforts at negotiat-
ing a contract is an indicium of not bargaining in good faith.
Bryant & Stratton Business Institute, 321 NLRB 1007, 1044
(1996); Radisson Plaza Minneapolis, 307 NLRB 94, 95 (1992),
enfd. 987 F.2d 1376 (8th Cir. 1993).
An employer is required to furnish grievance related infor-
mation to the union so that the union can determine whether to
pursue the grievance to arbitration. NLRB v. Acme Industrial
Co., 385 U.S. 432 (1967). This information is deemed relevant
and necessary because the Union must be able to assess not
only the merits of the grievance, but also the adequacy of any
remedial action the employer has taken, and to determine
whether to pursue arbitration. Raley’s Supermarkets & Drug
Centers, 349 NLRB 26 (2007).42
The Board has held that an employer is obliged to provide
names, addresses, telephone numbers, and other employment
information of all unit members (including replacements) un-
less the provision presents a clear and present danger. Adver-
tisers Composition Co. Typographers, Inc., 253 NLRB 1019,
1023 (1981); Clinton Food 4 Less, 288 NLRB 597 (1988).
Thus, an employer may withhold information if there is a clear
and present danger that the requested information would be
misused by the Union. Page Litho, Inc., 311 NLRB 881
(1993).43
Finally, ordinarily, the employer is required to provide the
union subcontracting information and a failure to do so has
been deemed to violate the Act. W-L Molding, 272 NLRB
1239 (1984). Also, the employer is obliged by the Act to pro-
vide the union with information concerning suspected discrimi-
natory hiring practices for bargaining unit positions. Mid-
Continent Concrete, 336 NLRB 258 (2001).
Turning to the withdrawal issue, first, the Board has long
recognized that an employer may not withdraw recognition
based on employee disaffection if there is a causal nexus be-
tween the disaffection and unremedied unfair labor practices.
AT Systems, West, Inc., 341 NLRB 57, 59 (2004). Essentially,
the employer may not avoid the duty to bargain by a loss of
majority status caused by its own unfair labor practices. NLRB
v. Williams Enterprises, 50 F.3d 1280, 1288 (4th Cir. 1995).
Consequently, the Board considers several factors to deter-
mine whether there is a causal relationship between unremedied
unfair labor practices and the subsequent employee expression
of disaffection with the incumbent union. The factors include:
(1) The length of time between the unfair labor practices and
the withdrawal of recognition; (2) the nature of the illegal
acts, including the possibility of their detrimental or lasting ef-
fect on employees; (3) any possible tendency to cause em-
ployee disaffection from the union; and (4) the effect of the
unlawful conduct on employee morale, organizational activi-
ties, and membership in the union. [Master Slack Corp., 271
NLRB 78 (1984).]44
42 It is noteworthy that the Board in Raley’s Supermarkets, supra at
27, deemed the employer’s response to the union’s request for infor-
mation concerning the grievances at issue sufficient [emphasis added].
Thus, it may be that the employer’s response need not answer all of the
requests literally, but may answer them in a manner deemed sufficient.
43 When the union provides (adequate) assurances on the employer’s
request that the information will not be used for harassment purposes,
the employer may not withhold information—payroll information in
particular. Webster Outdoor Advertising Co., 170 NLRB 1395, 1396
(1968), enfd. sub nom. Painters Local 1175 v. NLRB, 419 F.2d 726,
737 (D.C. Cir. 1969).
44 See also Vincent Industrial Plastics, Inc., 328 NLRB 300, 301
(1999).
TENNECO AUTOMOTIVE, INC.
981
In Parkwood Developmental Center,45 the Board set out an
analytical framework for determining an employer acted unlaw-
fully in withdrawing recognition:
In evaluating whether the Respondent acted unlawful
in withdrawing recognition from the Union on March 8,
2003, we apply the standard established in Levitz Furni-
ture Co. of the Pacific, 333 NLRB 717 (2001), under
which the Respondent must show that the Union had actu-
ally lost its majority status when the Respondent withdrew
recognition. See Port Printing Ad & Specialties, 344
NLRB 354 (2005), enfd. sub nom. mem. NLRB v. Seaport
Printing Ad & Specialties, Inc., No. 05-60347, 2006 WL
2092499 (5th Cir. 2006).
. . . Under Levitz, an “employer may rebut the continuing pre-
sumption of an incumbent union’s majority status, and unilat-
erally withdraw recognition, only on a showing that the union
has, in fact, lost the support of a majority of the employees in
the bargaining unit.” 333 NLRB at 725. As the Levitz Board
explained:
[A]n employer with objective evidence that the union
has lost majority support—for example, a petition
signed by a majority of the employees in the bargain-
ing unit—withdraws recognition at its peril. If the un-
ion contests the withdrawal of recognition in an unfair
labor practice proceeding, the employer will have to
prove by a preponderance of the evidence that the un-
ion had, in fact, lost majority support at the time the
employer withdrew recognition. [Id., emphasis add-
ed.]
However, it is clear that an employer may indeed rely on a
petition signed by a majority of its employees where such peti-
tion demonstrates a loss of majority support for the Union.
Renal Care of Buffalo, Inc., 347 NLRB 1284 (2006).
The General Counsel bears the burden of establishing that
the employee disaffection is, in fact, attributable to the unfair
labor practices. However, to carry this burden, the General
Counsel does not have to call employees to in effect testify,
“Yes, I changed my mind about the union because of.” Instead,
the Board, applying an objective standard determining what
effect the specific unfair labor practices reasonably would have
on employees. Vanguard Fire & Security Systems, 345 1016,
1044 (2005).
B. The Applicable Law Regarding the 8(a)(1) and
(3) Allegations
Employer interference, restraint, or coercion of employees
who exercise their statutory right to form, join, or assist labor
organizations are unlawful under Section 8(a)(1) of the Act.46
The test under Section 8(a)(1) does not turn on the employer’s
motive or whether the coercion succeeded or failed. The test is
whether the employer engaged in conduct which it may be
reasonably said tends to interfere with the free exercise of em-
ployee rights under the Act. Gissel Packing Co., 395 U.S. 575
(1969); Almet, Inc., 305 NLRB 626 (1991); American Freight-
45 347 NLRB 974, 975 (2006).
46 Sec. 29 U.S.C. § 158(a)(1).
ways Co., 124 NLRB 146, 147 (1999). Thus, it is violative of
the Act for the employer or its supervisor to engage in conduct,
including speech, which is specifically intended to impede or
discourage union involvement. F. W. Woolworth Co., 310
NLRB 1197 (1993); Williamhouse of California, Inc., 317
NLRB 699 (1995). The test of whether a statement or conduct
would reasonably tend to coerce is an objective one, requiring
an assessment of all the circumstances in which the statement is
made as the conduct occurs. Electrical Workers Local 6 (San
Francisco Electrical Contractors), 318 NLRB 109 (1995).
Rossmore House, 269 NLRB 1166 (1984), enfd. sub nom. Ho-
tel & Restaurant Employees Local 11 v. NLRB, 706 F.2d 1006
(9th Cir. 1985). Medcare Associates, 330 NLRB 935 (2000).
Greenfield Die & Mfg. Corp., 327 NLRB 237 (1998).
Regarding the issue of employee discussions about and solic-
itations on behalf of unions, the Board recently held and reaf-
firmed that:
It is well established that employees are entitled to dis-
cuss unions and solicit for unions on nonworking time, un-
less the employer can show that it needs to limit the exer-
cise of that right in order to maintain production or disci-
pline. Republic Aviation Corp. v. NLRB, 324 U.S. 793,
803 (1945), and Peyton Packing Co., 49 NLRB 828, 843–
844 (1943), enfd. 142 1009 (5th Cir.), cert. denied 323
U.S. 730 (1944). It is also well settled that an employer
may forbid employees from talking about a union during
periods when the employees are supposed to be actively
working, if that prohibition also extends to other subjects
not associated or connected with the employees’ work
tasks. However, an employer violates the Act when em-
ployees are forbidden to discuss unionization, but are free
to discuss other subjects unrelated to work. . . . Jensen
Enterprises, 339 NLRB 877, 878 (2003).47
While Section 8(a)(1) prohibits certain speech and conduct
deemed coercive, employers are free under Section 8(c) of the
Act to express their views, arguments, or opinions about and
regarding unions as long as such expressions are unaccompa-
nied by threats of reprisals, force, or promise of benefits.
NLRB v. Gissel Packing Co., 395 U.S. 575 (1969).
The Board recently reiterated the proper analytic framework
for violations of Section 8(a)(3) and (1) of the Act:
In Wright Line, 251 NLRB 1083 (1980), enfd. 662
F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982),
the Board announced the following causation test in all
cases alleging violations of Section 8(a)(3) or violations of
Section 8(a)(1) turning on employer motivation. First, the
General Counsel must make a prima facie showing suffi-
cient to support, the interference that protected conduct
was a “motivating factor” in the employer decision. On
such a showing, the burden shifts to the employer to
demonstrate that the same action would have taken place
even in the absence of the protected conduct. The United
47 See Sam’s Club, 349 NLRB 1007 (2007), where the Board stated,
inter alia, that conversely, it is clear that an employer may lawfully
prohibit solicitation during working time, citing See Our Way, 268
NLRB 394 (1983).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
982
States Supreme Court approved and adopted the Board’s
Wright Line test in NLRB v. Transportation Management
Corp., 462 U.S. 393, 399–403 (1993). In Manno Electric,
321 NLRB 278 fn. 12 (1966), the Board restated the test as
follows. The General Counsel has the burden to persuade
that antiunion sentiment was a substantial or motivating
factor in the challenged employer decision. The burden of
persuasion then shifts to the employer to prove its affirma-
tive defense that it would have taken the same action even
if the employee had not engaged in protected activity.48
Once the General Counsel establishes initially that the em-
ployee’s protected activity was a motivating factor in the em-
ployer’s decision, the burden of persuasion shifts to the em-
ployer to show that it would have taken the same action even in
the absence of the protected activity. Transportation Manage-
ment Corp., supra.
It is also well settled, however, that when an employer’s
stated motives for its actions are found to be false, the circum-
stances may warrant an inference that the true motive is one
that the employer desires to conceal. The motive may be in-
ferred from the total circumstances provided. Moreover, under
certain circumstances, the Board will infer animus in the ab-
sence of direct evidence. That finding may be inferred from the
record as a whole. Fluor Daniel, Inc., 304 NLRB 970 (1991).
Inferences of animus and discriminatory motivation may be
warranted under all the circumstances of a case, as noted even
without direct evidence. Evidence of suspicious timing, false
reasons given in defense, departures from past practices, toler-
ance of behavior for which the alleged discriminatee was fired,
disparate treatment of the discharged employees, and reassign-
ments of union supporter from former duties isolating the em-
ployee, all support inferences of animus and discriminatory
motivation. Adco Electric, 307 NLRB 1113, 1123 (1992),
enfg. 6 F.3d 1110 (5th Cir. 1993); Electronic Data Systems
Corp., 305 NLRB 219 (1991); Bourne Manor Extended Health
Care Facility, 332 NLRB 72 (2000); Visador Co., 303 NLRB
1039, 1044 (1991); In-Terminal Service Corp., 309 NLRB 23
(1992); Nortech Waste, 336 NLRB 554 (2001); Bonta Catalog
Group, 342 NLRB 1311 (2004); L.S.F. Transportation, Inc.,
330 NLRB 1054 (2000); and Medic One, Inc., 331 NLRB 464
(2000).
The employer’s burden under Wright Line requires it “to es-
tablish its Wright Line defense only by a preponderance of
evidence.” The respondent’s defense does not fail simply be-
cause not all of the evidence supports it, or even because some
evidence tends to negate it. Merillat Industries, 307 NLRB
1301, 1303 (1992).
To establish an affirmative defense, “[a]n employer cannot
simply present a legitimate reason for its action but must per-
suade by a preponderance of the evidence that the same action
would have taken place even in the absence of the protected
activity.” W. F. Bolin Co., 311 NLRB 1118, 1119 (1993), enfd.
99 F.3d 1139 (6th Cir. 1996).
Notably, the test applies regardless of whether the case in-
volves pretextual reasons or dual motivation. Frank Black
48 Taken from Martinelli Interior Construction Co., 351 NLRB 1184
(2007).
Mechanical Services, 271 NLRB 1302 fn. 2 (1984). The Board
has held that, “[A] finding of pretext necessarily means that the
reasons advanced by the employer either did not exist or were
not, in fact, relied upon, thereby leaving intact the inference of
wrongful motive.” Limestone Apparel Corp., 255 NLRB 722
(1981), enfd. 705 F.2d 799 (6th Cir. 1982). In short, a finding
of pretext defeats any attempt by the employer to show that it
would have discharged the discriminatee absent his union activ-
ities. Golden State Foods Corp., 340 NLRB 382 (2003).
The Board has determined that decisions affecting an em-
ployee’s condition of employment may be based on its exercise
of business judgment and that judges should not substitute their
business judgment for that of an employer. Lamar Advertising
of Hartsford, 343 NLRB 261 (2004); Yellow Ambulance Ser-
vice, 342 NLRB 804 (2004).
Moreover, the Board has emphasized that the crucial factor
is not whether the business reason was good or bad, but wheth-
er it was honestly invoked and was in fact the cause of the ac-
tion. Framan Mechanical, Inc., 343 NLRB 408 (2004).
VIII. THE GENERAL COUNSEL’S CASE
The General Counsel called the following witnesses to estab-
lish the charges in question; namely, James Walker, Larry Cog-
nata, Herbert Ambs, Joseph Helton, Larry Flannery, Steven
Grace, Leonard Ossenmacher, and Troy Scot Linden.
A. James Walker49
Walker testified that he was the chief negotiator for the Un-
ion during the 2004 contract negotiations and, prior to the expi-
ration of the last contract, was involved in the grievance pro-
cess associated with the expired contract. Walker related that
the Respondent’s last, best, and final offer did not encompass
the entirety of the contract that was to replace the expired one;
the last offer in his view worked in conjunction with the ex-
pired contract, and that any terms not covered by the last offer
were included in the expired collective-bargaining agreement.
Thus, according to Walker, the impasse was based on certain
unresolved terms, but not on all terms. Walker then proceeded
to discuss the Union’s information requests.
Regarding the Union’s request for information about the
Company’s plan to install surveillance cameras, Walker stated
that the Respondent did not respond to his September 2, 2005
letter. He conceded that the issue was never discussed again by
the parties.
Walker testified that the Union’s second request for infor-
mation about Helton’s discipline was responded to in some
degree by the Company in a series of letters (previously men-
tioned) in which the Respondent claimed that the Union had not
followed the grievance procedure or that the information sought
was not relevant. Walker conceded that ultimately a meeting
with the Company’s representatives to discuss Helton’s disci-
pline did not occur on December 6, 2005. Walker also admit-
ted that some verbal information regarding Helton’s discipline
49 Walker stated that he has been employed since 1999 by the UAW
Region 1C and is a representative of the International charged with
servicing the Union as its chief contract negotiator since 2000. Walker
stated that he also services the Grass Lake facility with respect to the
grievance process.
TENNECO AUTOMOTIVE, INC.
983
was provided at the meeting per the Union’s request of October
19, 2005. However, according to Walker, the information pro-
vided was in his view expressed in generalities and not specif-
ics.
Walker, relying on his notes, testified that the Respondent
specifically did not identify or disclose who registered the
complaint against Helton; did not disclose the identities of the
witnesses; did not respond to the environmental effect of the
infraction on the worksite; did not disclose whether other em-
ployees had been disciplined for same or similar infractions
within the last 5 years; would not answer the question whether
members of management ever violated rule 12; did not provide
an answer to the Union’s query as to who was endangered on
the jobsite by the body spray or what was the emotional or
mental trauma experienced by the victims; did not inform
whether any time was lost as a result of medical treatment; and
did not specifically detail Helton’s insubordinate acts.
Walker stated that the Respondent did provide some infor-
mation; for instance, the specific work rule violation—rule 12;
the approximate distance between Helton and the victims—8 to
10 feet—and where the infraction occurred; whether victims
got body spray on their persons; whether the victims suffered
physical effects of spraying—they were sent to doctors, but the
Company did not indicate whether they went after work. He
was also informed that the Company was not otherwise aware
of any physical problems experienced by the victims.
Walker stated that the Company also reported that there were
no grievances for violations of the pertinent work rules within
the last 5 years. According to Walker, the Company said in the
December meeting regarding the nature of the rule violations in
question, that Helton was told that he should not harass people.
Regarding Helton’s insubordination, Walker said the Company
told him at the meeting that Helton was told not to spray any-
one and that this constituted his insubordination.
Walker said other than this information, the Company did
not provide the requested information, nor did it give any rea-
son for not providing it or that such information did not exist.
Regarding the Union’s request for information about the re-
placement workers, Walker stated that this request was made
because the Union was informed by the Company that it had
hired replacement workers on about January 25 or 26, 2006,
which in turn prompted the Union on January 27 to make its
unconditional offer to return to work. Walker testified that the
information was necessary because the Union would be repre-
senting the permanent replacement workers once the Union
resumed its position as the exclusive bargaining representative.
Walker acknowledged that the Union eventually received
from the Company some responses to the requests for replace-
ment worker information, including their names and other per-
sonal information. However, the Company would not and did
not ever supply their addresses which, according to Walker,
was very important. Walker acknowledged that the Respondent
did provide reasons for not supplying the information which
included conduct of some union members during the strike.
Walker also conceded that there were problematic incidents,
e.g., abusive language on both sides and some threats of physi-
cal violence, and that a charge was filed against him for striking
the tire of a car leaving the plant. However, Walker said these
events happened in October or November 2005, and no further
incidents took place prior to the information request; and the
Union settled all charges in which it was implicated by posting
a notice at the union hall. Walker noted further that he made
the request for replacement worker information after the strike
had ended and the Union’s unconditional offer to return to
work.
However, he acknowledged that in spite of the Union’s claim
that the addresses of the replacements were important to its
union obligations, the Company persisted in its refusal to pro-
vide this information, citing essentially the misconduct of the
strikers on the line as the main reason.
Regarding the Union’s request for subcontractor information,
Walker stated that the Company’s position is well stated in the
correspondence between the parties. He conceded that the
Company provided most information but not the contract and
voucher information.
Turning to the Company’s alleged change of rules at Grass
Lake, Walker stated that in February 2006, the Company called
a meeting and announced that all employees could not post
information or talk about issues associated with the strike that
would evoke a response in the workplace. Prior to February
2006, according to Walker, employees and the Union were
allowed to post items on the union bulletin board without ob-
taining prior approval from management.
Walker said that the meeting was presided over by the plant
supervisor, Mark Kortz, who made the announcement. Walker
noted that the Union was not contacted prior to the announce-
ment of the new rules and he was given no opportunity to bar-
gain over what he viewed as changes in a vital workplace rule.
Walker also testified about the withdrawal of recognition
matter. Walker stated that he was familiar with the decertifica-
tion petition that had been filed earlier in 2006 by a number of
employees; he was also aware this petition had been held in
abeyance by the Board pending resolution of several unfair
labor practice charges, specifically the Helton matter, the out-
standing information requests, and the rule changes.
Walker insisted that these outstanding charges affected his
ability to communicate with the unit employees. Walker stated
that there were four50 types of employees in the unit as of Janu-
ary 27, 2006—permanent replacements, employees who
crossed the picket lines, those who never joined the strike, and
the returning strikers. Walker felt that he needed to be able to
communicate with these employees for a number of reasons,
including the Union’s negotiating position, the strike, their
contact benefits, their rights as a represented unit of employees,
among other matters affecting their terms and conditions of
employment. Furthermore, Walker said that the Union wanted
to assure to the unit members that irrespective of the individual
employees’ part in the strike or their feelings about it, the Un-
ion viewed each and all as family and desired to move beyond
the strike and work towards securing a contract.
Walker believed the “new” rules did not allow him to com-
municate verbally with the unit’s employees, or even to post
50 Helton perhaps represented a fifth category—a terminated, but re-
instated unit member who was allowed to cross the picket line during
the strike after having been returned to work by a settlement of charges.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
984
information about the Union. Walker felt that the Company’s
new rules effectively stifled both the Union’s and the employ-
ees’ ability to discuss union related matters—the bargaining
process, benefits to be obtained, the Union’s message as it
were—because to do so might evoke a proscribed response.
Walker stated that the Union was practically handicapped by
the Company in terms of speaking with the permanent replace-
ment workers, a majority part of the unit after the strike at the
Grass Lake facility. Accordingly, Walker said that the Union
made the request for their home addresses, as well as their
names, so that it could speak to them directly about the Union,
and in particular to the Union’s position on the strike.51
B. Larry Cognata
Larry Cognata testified that he has worked at the Grass Lake
facility for about 17 years in the maintenance department.
Cognata said that he was and is a union member and since June
2005, has served as a steward at the plant. Cognata stated that
he went out on strike in April 2005 but returned to work on
February 6, 2006.
Cognata testified that the attended the February 6 lunch
bucket meeting that was convened and presided over by Kortz
who in addition to speaking to the assembled employees dis-
tributed an information sheet to the employees.52 Cognata not-
ed that a number of supervisors also were in attendance.53
Cognata stated that prior to Kortz’ announcement, no such
rule existed. Cognata noted that the Union by contract was
provided with a bulletin board for its exclusive use and on
which unit members could post anything (as he put it). How-
ever, Cognata also conceded that before February 6, prior ap-
proval from management was required to post on the other
(nonunion) bulletin boards on which employees posted various
nonwork-related items.54
Cognata intimated that prior to the February 6 meeting, he
frequently posted on the union bulletin board and, in fact, re-
cently had posted notices of (the April and May)55 union meet-
ings. Cognata also recalled that prior to February 6, each em-
ployee was assigned an individual mailbox at the plant but
when he returned to work, the Company had removed them.
51 Walker said that the Union took the position that its strike was an
unfair labor practice strike. The Board, however, disagreed and deter-
mined that the walkout was economic in nature. Walker intimated that
the Union wanted to address this matter among others, with the unit
members in some detail. This is what I assume he meant about the
need to communicate with replacement workers about the Union’s side
of the strike, and the decision to embark on that course.
52 Cognata identified Stipulated Exh. 21, a copy of Kortz’ infor-
mation sheet that Kortz gave to the employees on February 6, 2006.
53 Cognata stated that Supervisors Dan Eggleston, David Thorp, Bar-
ry Jackson, Ray Gilbert, Jim Abbot, and Valerie Balog of human re-
sources were all convened in the muffler shop. He noted that fellow
employee Mark Dean, who was later promoted to a supervisor position,
was also there.
54 However, Cognata stated somewhat contradictorily that with re-
spect to the bulletin board in the lunchroom, employees did not need
management approval for postings such as sales of Girl Scout cookies.
Cognata stated he has seen various “for sale” signs on this board, but
could not recall the specific types of items listed.
55 Cognata did not state the year. I would assume he meant 2006.
Asked on cross-examination about his or other union represent-
atives’ utilization of theses boxes to distribute information prior
to February 6, Cognata was initially unsure and then upon re-
flection stated that he had used them to distribute work-related
information occasionally to employees.56
Cognata noted that the Company did not consult with or con-
tact the Union before making the February 6 announcement.
Cognata stated that irrespective of the February 6 an-
nouncement, he has attempted to communicate with the em-
ployees and acknowledged that he has spoken with several
employees about the Union if the subject came up and, in fact,
he himself raised topic of the union in conversations, “possi-
bly” even with the replacement workers. On this point, Cogna-
ta testified that he tried to describe the benefits associated with
union membership to the replacement workers in particular; he
recalled specifically speaking to (an unnamed) replacement
worker with whom he had a good rapport about the Union. (Tr.
280.)
Cognata allowed that it was his belief, however, that based
on Kortz’ information sheet that conversations of this type were
frowned upon by management. He likened the situation to one
connoting “union [talk] bad, nonunion [talk]” good from man-
agement’s perspective. Accordingly, he tried not to get in trou-
ble over this. However, Cognata stated that basically he spoke
to everyone in the shop as a matter of course.
Turning to some of the other complaint allegations, Cognata
testified that he knew Helton and as steward worked on his
behalf regarding the T-shirt incident and discipline which oc-
curred before he returned to work.57
Cognata stated that the Tenneco employees have or are is-
sued uniforms but are not required to wear them; basically, they
are allowed to wear work clothes of their choosing without
restrictions. According to Cognata, he has observed employees
wearing T-shirts, even those containing curse words and sex-
ually suggestive language, at the plant.58 He could not recall
what curse words were used, except that some T-shirts were for
some “far out” bands and might have had some curse words in
their messages.
Cognata testified that on March 5, 2007, he observed (admit-
ted) Supervisor Eggleston around 3:30 p.m. operating the
Company’s front-loader tractor while removing snow from the
company parking lot. Cognata related that the Company as-
signed supervisors unit work on “frequent” occasions and he
grieved these actions. According to Cognata, this work is usu-
ally (by contract) performed by unit employees, model makers,
and plant service or maintenance workers. Cognata stated that
he himself, as a model maker and maintenance worker, on
many occasions had used the tractor, mainly to tamp down
56 Cognata was very vague in testifying about the mailboxes. Ulti-
mately, in my view, I concluded that he did not seem to know much
about the mailboxes and their utilization by the employees or the Union
at Grass Lake.
57 Cognata identified Stipulated Exh. 19, Kortz’ written reprimand of
January 20, 2006, as well as GC Exh. 5, the written reprimand of Janu-
ary 19.
58 Cognata recalled (via his affidavit) that an engineer, Tim Baulk,
wore a T-shirt with a “far out” band name on it and was not aware that
the Company ever asked him to take it off or turn it inside out.
TENNECO AUTOMOTIVE, INC.
985
scrap metal; he had not received any special training in the use
and operation of the machine. Cognata also stated that he also
had observed other employees operate this tractor.59
C. Herbert Ambs
Herbert Ambs testified that he has been employed by
Tenneco at Grass Lake as a model maker since about 1981, and
for the past 2 years has served as vice president of the Union.60
Ambs said he went out on strike around April 26, 2005, and
returned to work on February 6, 2006, on which date he attend-
ed an employees’ “toolbox” meeting. Ambs said about 30 em-
ployees were present along with several managers, including
Mark Kortz who led the meeting.
According to Ambs, Kortz discussed a number of rules that
were to be applied in the shop. One rule was that employees
were not to say or wear anything that would evoke a response.
Also, Kortz stated that postings on the bulletin boards were to
be approved by the supervisors. Ambs stated that Kortz did not
explain what he meant by the types of conversations that were
approved, and he did not speak about consequences of violating
the rules.
Ambs identified the notice to the employees that was issued
by Kortz on February 6; and that it was posted on the bulletin
board after the meeting.61 Ambs stated that there were three
bulletin boards in the shop—a union board to the left of the
timeclock in the lobby, a company board to the right of the
timeclock, and one for employees in the employee break room.
Ambs testified that prior to February 6, the employees could
post anything they so desired on the union board without man-
agement’s prior approval. He noted that prior to February 6,
employees posted without preapproval on the employee board
items such as newspaper articles, family events notices, items
for sale, union meetings, and food menus. Ambs stated he,
however, never posted anything on the employee board. Ambs
testified that since the February 6 announcement, he has posted
nothing on the union board.
Ambs stated that when he returned to work after the strike,
there were about 15 permanent replacement workers on board
at Grass Lake, but he only knew one of them. Ambs stated that
he did not talk to the workers about the Union because he was
afraid that any such conversations would evoke a prohibited
response; he feared for his job. Ambs conceded that he did
convene union meetings after the strike but never (verbally)
invited any of the replacement workers because he feared such
would evoke a response; however, the meeting dates were post-
ed on the Union’s bulletin board at Grass Lake.62
59 Cognata identified employees Stan Samloc, Herb Ambs, and Bar-
ry Jackson as having used the tractor on occasion.
60 Ambs stated that he has worked for Tenneco since 1974, having
begun his employment at the Company’s Jackson, Michigan facility.
He was laid off from that facility in 1980, and rehired by the Company
in 1981. Ambs said he also served as recording secretary for the Union
for 6 months, a union steward for 15 years, and another stint as vice
president for 3 years.
61 Ambs identified Stipulated Exh. 21, the announcement issued by
Kortz.
62 On cross-examination, Ambs stated that he could not recall per-
sonally posting union material in his work area or at his locker; but he
saw UAW logos in the work area, evidently posted by some unknown
Ambs was familiar with the Company’s Case front-loader
tractor and stated that it was used by model makers and mainte-
nance workers to tamp down scrap metal, remove snow, and
pull the hay wagon at company picnics. Ambs said that with no
special training, he has personally operated the tractor about 50
times during his tenure, 5 times of which were for snow remov-
al.
Ambs stated that he observed Supervisor Eggleston operat-
ing the tractor in early March (2007) removing snow. Ambs
said that Eggleston had asked him for starter fluid for the ma-
chine, and in the course of their conversation he (Ambs) told
Eggleston that in the past Larry Flannery, a diesel mechanic,
had worked on the tractor. Eggleston responded that he also
knew a little about diesels.
D. Larry Flannery
Flannery testified that he has worked at Grass Lake for over
30 years as a model maker in the muffler shop and has been
represented by the Union during his employment. Flannery
said that he was elected to president of the local in June 2005.
Flannery also stated that he not only organized picketers for the
April 27, 2005 strike by unit employees but actually participat-
ed in the picketing. Flannery said that he returned to work at
Grass Lake on February 27, 2006, and therefore missed the
February 6 employee meeting.
Flannery testified that he had heard that at this meeting the
employees were instructed to watch what they said, so as to not
evoke a response, and were not allowed to post material on the
bulletin boards, lockers, or any place without prior approval of
management.
Flannery stated that prior to the meeting employees posted
“pretty much” whatever they wanted on the union bulletin
board, especially information about union activities. Basically,
according to Flannery, there were no posting rules as long as
the material was not demeaning in a sexual way. (Tr. 186.)
Flannery noted that there were three bulletin boards at Grass
Lake—a union board to the left of the timeclock, an employer
board to the right of the timeclock, and a small employee board
in the employees’ breakroom.63 Flannery said the breakroom
board often included employee information, including menus
from local caterers and auto discount program announcements,
and was used by unit and other company employees. Flannery
said he never posted anything on this board. However, he knew
that prior to the February 2006 announcement, no employees,
including the Union, had to obtain prior permission to use the
employee board. Flannery noted that the Company did not con-
tact the Union to discuss these policies before the February 6
announcement.64
person; the logo is still posted as he testified. Ambs also noted that
someone had posted a message describing the Company as the “leader
of the underworld” at the facility; this message is still posted to his
knowledge.
63 Flannery stated that the employer and union bulletin boards were
fairly large, about 4 feet by 8 feet.
64 Flannery identified Stipulated Exh. 21, the written announcement
issued by Kortz saying that he believed he was provided a copy when
he returned to work on February 27. Flannery was not sure if his copy
was dated, but recalled having a meeting with Kortz who went over the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
986
Flannery conceded that since February 2006, the Union has
posted two or three notices of union meetings on its bulletin
board and even a copy of the complaint in the instant litigation.
Flannery stated that while he sought Kortz’ permission to post
the complaint, he did not recall seeking or obtaining permission
from him to post the meeting notices. Moreover, Kortz did not
remove them. (Tr. 204.)
Turning to the discipline (dismissal) of unit employee Steven
Prysiazny on November 27, 2006, Flannery stated that he filed
a grievance on his behalf on November 28, 2006, after receiv-
ing a copy of the dismissal notice. Flannery noted that the
Company’s last, best, final offer did not abrogate article VIII of
the expired collective-bargaining agreement governing the
grievance procedure applicable to employee discharges.
Accordingly, pursuant to the contract, he filed a grievance on
behalf of Prysiazny requesting under Section 7 of article VIII
that the matter be advanced to the third step of the grievance
process which entailed the involvement of a representative of
the International (presumably Walker); the local’s vice presi-
dent (Ambs); the Union’s recording secretary; and Kortz and
Valerie Balog of human resources.65
Flannery testified that Prysiazny’s grievance did not proceed
because of the Company’s withdrawal of recognition of the
Union on December 4, 2006. Flannery stated that he met with
Kortz and Balog on December 5 at their request in Kortz’ of-
fice, where Flannery said that Kortz informed him that the
third-step grievance was not going forward because of the
withdrawal, and that the meeting was merely given because he
had promised Flannery an opportunity to speak on Prysiazny’s
behalf; the meeting was that opportunity. According to Flan-
nery, Kortz said the termination decision was final. Flannery
stated that Kortz did not honor his request to put in writing the
Company’s position regarding the decision not to go forward.
Flannery stated that Prysiazny’s termination never advanced to
the third step.66
Flannery said that he was familiar with the Company’s Case
front-loader bucket tractor and had, in fact, operated it around
seven times over 30 years, the last time about 4 to 5 years ago.
Flannery opined that employees did not have to be trained to
operate the tractor, since he had not received any specific train-
ing in its use or operation.67 According to Flannery, the tractor
was used mainly by model makers, shop workers, and employ-
ees serving as plant service (maintenance) workers.
Flannery testified that on March 6, 2007, he observed Super-
visor Eggleston operating the tractor while removing a pile of
snow. He noted that the expired contract strictly prohibited
supervisors from doing unit work with certain exceptions,68 and
letter with him, line by line, in the presence of another unit employee—
Prysiazny.
65 Flannery identified Stipulated Exh. 28 as a copy of the November
28 grievance he filed on behalf of Prysiazny in which he asked that the
matter be advanced to the third step of the contract grievance proce-
dures. Notably, Flannery’s request was timely under the contract.
66 Prysiazny did not testify at the hearing.
67 Flannery stated that Ambs, Cognata, and another employee, Barry
Williams, had also operated the tractor.
68 Flannery stated that the contract in art. XII, sec. 6 prohibited su-
pervisors from doing unit employee work. I note the only exceptions
the Company’s last, best, and final offer in his view did not
abrogate this provision.
Flannery stated while it was his opinion that anyone could
operate the tractor to move snow, he himself had never used it
for this purpose; he used it to pull out a truck stuck (in mud or
snow) and to tamp down metal into the scrap hopper.
E. Steven Grace
Grace testified that he has worked for Tenneco at its Jackson
facility, which produces aftermarket automotive products, for
about 32 years; his job includes hoist changes and light mainte-
nance. Grace stated that he is a member of the Union and
served as trustee and financial secretary from 2002 through
2004. He noted that the Jackson workers are or were covered
by the same collective-bargaining agreement as the Grass Lake
facility workers.69
Grace stated that he went out on strike (in 2005) and partici-
pated on the strike line. After the strike, he was recalled to
work and reported on February 6. Grace said that he attended a
meeting of about 40 employees and about 5 managers in the
muffler shop on that date. Grace stated that Mark Kortz ran the
meeting and addressed the assembled group.70
According to Grace, Kortz basically said that since the em-
ployees at the plant consisted of different “people”—those who
crossed the picket line, replacement workers, and those return-
ing from the strike—management did not want the employees
“to provoke any response from anyone” so we had to watch
what we said. (Tr. 163–164.) According to Grace, Kortz also
said that we (employees) could not post anything on the board
without company approval and (we) were to watch our appear-
ance, what we wore. (Tr. 164.)
Grace stated that he took the view that management just
wanted to keep a handle on things. He volunteered that in his
opinion, people have emotions which get in the way of their
judgment sometimes. He noted that the strike had just ended
and while he was one of the four to five strikers who had been
recalled, the permanent replacements were viewed as having
taken the jobs of the other strikers. Moreover, according to
Grace, there had never been a strike at Tenneco in his 32 years,
suggesting that this was a novel situation for all involved.71
Grace said that to him, Kortz in his address to the employees
(he could not recall Kortz’ exact words) did not want the em-
ployees to provoke each other by calling names—such as
scabs—although Kortz did not use that term. Grace believed
that Kortz just wanted everyone to get along, to watch what
was said, to keep one’s opinions about the strike to oneself, and
stated in the contract relate to the training of employees, and in cases of
necessity caused by difficulties encountered on the job.
69 Grace stated that he is the sole bargaining unit employee at Jack-
son.
70 Grace also noted that Kortz distributed a “paper” at some point
that touched on some of the matters about which he spoke to the group
in the meeting. On redirect examination, Grace was shown Stipulated
Exh. 21 and said this document appears to be identical to the one Kortz
distributed, but he believed he had seen a copy dated January 27, 2006.
71 As I listened to Grace, I took this inference from his demeanor and
tone of voice.
TENNECO AUTOMOTIVE, INC.
987
to keep your comments (about the strike) to yourself. (Tr.
167.)
Grace noted that before the strike there was no policy that re-
lated to conversations among the workers at the company facili-
ties; there were no restrictions on the types of conversations in
which employees were permitted to engage. However, Grace
acknowledged that even before the strike, the employees could
not use derogatory language; there were certain “ethical” (his
word) things about which employees could not talk. Grace
stated that he was of the impression that Kortz’ statements were
directed to the strike and its aftermath, but that he was covering
just about anything—he wanted everyone to play nice and get
along. (Tr. 169.)
Turning to the issue of the bulletin board postings, Grace
stated that there were three or four bulletin boards in the facili-
ty72—one was a union board and two or three were considered
company bulletin boards.
Regarding the union board, according to Grace, the Union
exclusively controlled its use and posted items freely, so that
“we [unit members] could communicate back and forth [with
each other].” (Tr. 165.) Grace stated that the Union did not
have to get permission to use the board before February 2006,
and the items posted there were in his view “educational” mat-
ters related to the Union, including special events such as meet-
ings. Grace recalled that the union board has been up for all of
the 32 years he has worked for Tenneco.73
Grace said that the use of the employer bulletin boards were
governed by the Company’s work rules, specifically rule 3074
with which he was familiar. According to Grace, rule 30 did
not apply to the union bulletin board. Grace said that he did not
post anything on the company boards and so could not state
whether the items he observed posted on them, e.g., house and
car sales notices, church rummage sales, vitamin and Girl Scout
cookie sales—were approved by management beforehand.
Grace noted that items deemed inappropriate by management
were taken down. However, the union board was in Grace’s
words “our board,” saying, “[W]e kind of governed that one.”
(Tr. 178.)75
F. Leonard Ossenmacher
Ossenmacher testified that he started working at Tenneco,
Grass Lake, on July 24, 2004, as a model maker. Ossenmacher
stated that he was involved with the strike but has never held
72 While Grace said he worked at the Jackson facility for the most
part, he also has worked at Grass Lake at least on Saturdays, since the
end of the strike. I have assumed, based on his unrebutted 32 years’
employment at Tenneco, that he was familiar with Grass Lake facility
and the location of the bulletin boards there.
73 Grace identified Stipulated Exh. 1, the last contract, and once di-
rected to p. 26, art. XII, sec. 7, dealing with bulletin boards, said he was
familiar with this section which, inter alia, states the Company was
required to furnish a bulletin board for the exclusive use of the Union
and permitted the posting of notices of union social or business matters.
74 The company work rules are contained in Stipulated Exh. 20.
Rule 30 provides, “There shall be no posting of notices, letters, or
printed material of any description on company property by any em-
ployees (unless otherwise provided by agreement).”
75 Grace also noted that the Company did post notices, such as over-
time schedules, on the union board.
union office, and had not been called back to work at the time
of the hearing.
Ossenmacher recalled engaging in a conversation with
Kortz, he believed, sometime between December 2004 and
January 2005, around Christmas time, in the context of his
having passed his qualifying pipe test and being presented by
Kortz with a certificate to that effect. According to Os-
senmacher, Kortz pulled him aside and said that he (Os-
senmacher) was a pretty intelligent guy, and he (Kortz) did not
want to see him ruin any opportunities he might have with the
Company because of his mouth—(based on) things people had
said that he was saying.
According to Ossenmacher, Kortz then said that several (un-
identified) people had come to his office and complained about
negative things he (Ossenmacher) was saying about the Com-
pany. Ossenmacher said that by way of example, Kortz stated
that it had been reported to him that Ossenmacher was pretty
mad about the Company’s proposal to cut a percentage of em-
ployee pay and impose on the employees a lesser insurance
plan. Ossenmacher said that Kortz stated that he did not want
to go into the matter too deeply because of the hearsay nature
of the report, but that such negative talk could ruin opportuni-
ties for him at the Company.
Ossenmacher stated that at the time he had reason to believe
that there was some proposal being floated that entailed a 30-
percent cut in pay for new employees such as him and that an
inferior insurance plan would be applied to new hires. Howev-
er, Ossenmacher said that he was not told this at the time he
was hired, and did not think these proposals applied when he
hired on. Ossenmacher said he believed there was an agree-
ment in effect at the time, but that a new contract had not been
negotiated.
Ossenmacher stated that while he was not disciplined by
Kortz, and his conversation with Kortz did not affect what he
said to the employees and supervisors about the contract, he
decided to keep his thoughts and sentiments to himself. So he
decided not to speak to anyone about these types of matters
because he was afraid that anything he said might compromise
his future progress at the Company.
Ossenmacher recalled that at the time, he had made com-
ments regarding the wage cuts to a fellow employee, Denny
Melon, telling him that if the Company was going to cut wages,
he (Ossenmacher) would purposely fail the pipe test so the
Company could fire him and he would then apply for unem-
ployment benefits. He believes that this may have been the
matter Kortz was referring to when he pulled him aside.
G. Joseph Edward Helton
Helton testified that he was employed by the Respondent at
Grass Lake; that he began his employment around the latter
part of February 2005 but was discharged by the Company on
March 7, 2005. Helton stated he was reinstated in September
2005 and worked until October 5, 2007, when he voluntarily
quit working for the Company.76
76 Helton’s discharge and reinstatement were dealt with and resolved
through a settlement of unfair labor practice charges filed with the
Board.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
988
Helton related his employment history with the Company.
Helton testified that when he was first hired in February 2005,
he had heard rumors of a strike brewing at Tenneco from other
employees; this concerned him since he had just quit another
job. Helton said that he then consulted with supervisors Dave
Thorpe and Dan Eggleston to get their thoughts on the strike
and verify the rumors. Helton stated that he feared that he
would have to walk out with employees and would face pres-
sure should he decide to cross the line, something he almost
immediately ruled out.
Helton noted that before speaking with these supervisors he
had conversed with Kortz who told him that there was then no
contract—it had expired—between the Company and the Un-
ion, and that he did not have to join the Union. According to
Helton, Kortz volunteered that there was no reason to join the
Union when membership merely redounded to its taking 2
weeks’ pay out of his check every month. (Tr. 216.) Helton
said he made no response to Kortz in this conversation.
Helton said that after speaking with Kortz and the supervi-
sors, he conversed with Kortz once more. This time, Helton
said he complained to Kortz about not being told of the immi-
nent strike when hired and that if there was one, he would have
to walk out with the employees; also that, in point of fact, the
union steward told him that he (Helton) was being enrolled as a
union member. Helton said that he told Kortz that he wished he
had been told about the strike because he would not have quit
his former job. Furthermore, he (Helton) said he would have to
honor the strike. According to Helton, Kortz replied, saying he
did not know if there actually was going to be a strike.
Helton said he also spoke to other employees about his per-
sonal concerns and asked if they thought there was going to be
a strike and what would happen in such a case.
In any case, after about 2 weeks (and a day) on the job, Hel-
ton said that he was terminated by Kortz who, in spite of his
queries, would not give him any substantial reasons for the
discharge.77
In September 2005, a settlement having been reached with
the Company over charges he filed with the Board, Helton said
that he was reinstated to his former job. By then, the strike was
going on, but Helton said that he did not join the line.78
Helton stated that when he returned to work, the employees
considered him a “mole,” and one employee (Mark Dean) in
particular made a sign saying “no moles” and “no rejects,”
meaning to him, respectively, that he was a union spy or plant
and that he had been rejected by the Company and bought back.
Another sign meant for him had an EAP (employee assistance
plan) pamphlet on it suggesting derisively that workers like him
are under stress, have problems, and could use some counsel-
ing.79
77 At the time of his discharge, Kortz said he had had a few com-
plaints about him, his going around stirring things up on the shop floor;
but Kortz gave no further explanation.
78 It is undisputed that the Union gave Helton permission to cross the
picket line to resume his employment at Grass Lake.
79 Helton said some of these names also appeared on the company
website. According to Helton, Dean called him a mole and “two week
Joe” on the company website.
Helton explained why he felt these signs were directed at
him. First, Helton said that he felt he was being harassed and
had complained to Cognata, who suggested that he get an EAP
pamphlet and contact the appropriate counselor. Then he found
out that an employee, Mark Dean, had put the derogatory signs
up—on the back of Helton’s work bench. Helton stated that he
reported his concerns to Eggleston and Thorpe who merely said
the signs did not pertain to him. Helton said he also com-
plained to Balog, but met with essentially the same response.
Helton stated that eventually, the signs were removed after
about a week’s exposure. Helton said that he did not know if
the person he identified as the perpetrator—Dean—was ever
disciplined; Dean was later promoted to a supervisory position.
Helton said that on January 19, 2006, he was disciplined for
wearing a T-shirt.80 By way of background, Helton said that he
had taken 2 weeks off in December for stress. When he re-
turned to work, he wore a T-shirt given him by a union member
that said, “Thou Shall Not Scab.” Eggleston saw the shirt and
ordered him to change out of the shirt because some of the
employees did not like the shirt’s message. According to Hel-
ton, Eggleston said that he could return home to change but
would still be on the clock—just wear a different shirt.81
Helton said that he told Eggleston that the message on the
shirt was not directed at any one in particular. The message
was his (Helton’s) statement that he would not be a scab. Ac-
cording to Helton, Eggleston said the shirt (the message) was
still in issue (at the plant) and that he (Helton) had to do some-
thing about the shirt. In response, Helton covered the word
scab with a piece of tape, which seemed to mollify Eggleston.
Helton said that about an hour later, he decided to write the
word “Steal” on the tape covering “Scab,” a reference to scabs
stealing union jobs. According to Helton, this upset Eggleston
who, according to Helton, told him to put another strip of tape
over the word steal. Helton said that he complied.
Helton said a short time later, he affixed another strip of tape
to the shirt, and wrote “low life” on it, making for a new mes-
sage that read, “Thou Shall Not Be a Low Life.” This brought
Eggleston back to his area. According to Helton, Eggleston
was again pretty upset and ordered him to put another piece of
tape over the message but this time leave it blank, or he would
take care of the problem. Helton said that he told Eggleston
that inasmuch as they could not arrive at a compromise, per-
haps he should leave for the day. According to Helton, Eg-
gleston concurred and Helton left work but was paid for his
time. Later, Helton said he was informed by Union Steward
Cognata that he would be disciplined and a meeting was sched-
uled for the next day—January 20; Cognata stated he would
represent him at the meeting.
80 Helton identified GC Exh. 5 as a copy of the discipline he received
on January 19.
81 Helton noted that some employees wear uniforms, some wear T-
shirts and jeans. The T-shirts he has observed have something written
on them, but he could not recall the specific messages or sayings.
Helton testified that he could not testify whether any other employee
had been asked to change his T-shirt. Helton also stated that no one
had complained to him about his shirt before Eggleston asked him to
remove it.
TENNECO AUTOMOTIVE, INC.
989
On January 20, Helton met with Dan Eggleston and Cognata.
According to Helton, Eggleston said that he (Helton) was trying
to intimidate coworkers with the T-shirt messages and that he
would be written up for the incident. Helton said that he told
Eggleston that the shirt’s message was directed at the workers
who crossed the picket line and took our jobs. According to
Helton, Eggleston did not accept this and said he would be
written up.
Helton testified that a grievance was pursued by the Union
but he had not actually seen a copy.
Helton stated that while he would not be offended if some-
one called him a scab—a person who crossed the picket line—
because he was not a scab; but the “no moles” and “no rejects”
messages did offend him.
Turning to the information request, Helton acknowledged
that on October 13, 2005, he was issued a written reprimand82
by Supervisor Thorpe83 for spraying body spray at his cowork-
ers as he was leaving work. Helton stated while he did spray
the cologne, he did not spray it at anyone in particular.
Helton stated that he believed a grievance was filed on his
behalf over the spray incident, but he has never seen it.
H. Troy Scott Linden
Linden testified that he began his employment with the Re-
spondent on March 28, 2005, as a model maker. Linden stated
that he honored the strike, and has not been recalled; he is on
the preferential callback list.
Linden testified that on about March 8, 2005, he and three
other job applicants met with Kortz and another management
employee, Julie Lawless.84 At this session, Linden stated that
he raised the issue of strike at the Company which he had read
about in the local newspaper. Linden said that he told Kortz,
who led the meeting, that a strike was a big issue for him as he
was moving a considerable distance—about 100 miles—to take
the job at Tenneco. According to Linden, Kortz said that he did
not think a strike would occur, that the outstanding issues with
the Union would be settled. According to Linden, Kortz also
said even if there were a strike, employees such as himself—
hired at will—would still have their jobs once the strike ended
even if we had honored the strike; if we chose not to honor the
strike, we would still have our job because at the time there was
no contract.85 According to Linden, Kortz said that joining the
Union was entirely their decision to make.
According to Linden, Kortz counseled the applicants to
simply come to work, put in your time, and go home if any
employees should happen to approach them about the Union.
In this conversation, Linden said that Kortz then referred to
an employee who was prounion and stirring up trouble. Kortz
said that the Company had to let him go after only a few weeks
82 Helton identified Stipulated Exh. 8, a copy of the document.
83 Thorpe, like Eggleston, did not testify at the hearing.
84 According to Linden, Lawless only addressed payroll issues at the
meeting. She did not testify at the hearing.
85 Linden stated that he believed he would be an at-will employee
because there was no collective-bargaining agreement in force at the
time of his application. He further believed that where a union contract
is in place, employees customarily must serve out a 30-day probation-
ary period.
or a month. According to Linden, Kortz advised the applicants
that kind of attitude just was not conducive to a good work
atmosphere and would not be tolerated, and that was why that
person no longer worked for the Company.
Linden stated that he interpreted Kortz’ counseling to mean
that applicants86 should just stay out of the conflict, should not
express opinions, but simply do your job and leave; applicants
should not be procompany or prounion. According to Linden,
Kortz advised the applicants that if someone (a fellow worker)
said something, simply listen but do not say anything. Accord-
ing to Linden, this was Kortz’ advice to him and the other ap-
plicants.
IX. THE RESPONDENT’S CASE
The Respondent called Mark Kortz as its principal witness,
along with several current employees.
A. Mark Kortz87
Kortz testified that his official title is manager of prototype
and facilities operations at the Grass Lake facility; he has held
this position for about 10 of the 17 years he has been employed
with Tenneco.88 Kortz stated that in this position, his responsi-
bilities include the hiring, disciplining, and termination of em-
ployees. He also is involved in the collective-bargaining pro-
cess, contract negotiations, and the grievance process. Regard-
ing the grievance process, he takes on a lead role at step 2 and
assists at step 3.
Regarding the collective-bargaining process, Kortz stated
that he serves as a member of the Company’s negotiating team
and served in that role during negotiations for a new contract
during and after the expiration of the last collective-bargaining
agreement with the Union. He noted that negotiations with the
Union continued beyond the expiration date of the contract, but
that there came a time when the Company made and imple-
mented its last, best, and final offer; but the unit employees
continued to work after its implementation. However, when
the Union decided to go out on strike in April 2005, the Com-
pany decided to continue operations.
During the strike, Kortz stated that only three unit employees
did not go on strike; the remaining unit members walked out to
honor the strike. Kortz said that the Company ultimately main-
tained its operations by using salaried employees; the three who
did not strike; ten unit employees who crossed the picket line;
outside contract employees from Strom Engineering; and out-
sourcing of some production. Kortz noted that while the strike
ended in January 2006, he had some serious concerns about
restarting operations in its aftermath.
Kortz explained that he consulted with the Company’s hu-
man resources officials about his concerns, and he and they
shared a concern that there could be conflicts between the re-
turning strikers and the permanent replacements. Kortz related
86 Linden identified the other three applicants as Mike Nichols, Carl
Blethren, and a man who chose not to work at Tenneco. Nichols and
Blethren were hired along with him.
87 Kortz is an admitted statutory agent and/or supervisor.
88 Kortz stated that he started working with the Company as a unit
member—a model maker—and was a member of Local 660, and in fact
has served as vice president of the local.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
990
that during the strike he had observed the emotional reaction of
those who were involved in picketing and those who crossed
the line; there were reports of physical and verbal incidents on
the line. Vehicles were reportedly damaged, cars were egged,
and there were reports of pickets going to other workers’
homes.
Kortz stated when the strike ended, he believed with those
issues serving as a backdrop, that he would be challenged as a
manager at the plant and needed to adopt a process to mold
disparate elements—16 replacements workers, 9 workers who
crossed the line, the 3 who did not cross; and the 4–5 returning
strikers—into a well-functioning group of employees whose
primary goal was to get products out the door.
Kortz stated that he wrote the February 6, 2006 letter (Stipu-
lated Exh. 21), which was distributed to all (about 33) of the
employees to address these concerns. According to Kortz, he
believed at the time he basically had two options—do nothing
and hope for the best—or deal directly with the issues and not
permit the situation to get out of hand, attempt to bring the
employees together and avoid what could be an explosive situa-
tion.
Kortz stated his major goal was to unify the group by ac-
knowledging that the employees each had a point of view or
opinion about the strike and what had transpired during the
walkout. However, his intention was to alert the work force to
the reason they were employed, that is the production of a qual-
ity product, made timely and in accord with the customers’
expectations—essentially everyone was there to work.
Kortz said that in order to promote the Company’s mission,
he believed he needed to encourage the employees to respect
each other’s opinions and not taunt or provoke a coworker with
whom they may have a disagreement. Kortz volunteered that at
the time the situation was a veritable powder keg (of emotion)
that could explode at any time. So the message he wanted the
employees to receive on February 6, was that the Company was
going to do all it could to control the situation.
Kortz said that with reference to the posting issue, he did not
mention this in the letter but did discuss the matter before the
assembled workers on February 6 at the meeting. According to
Kortz, he told the employees if they needed to post items in
their work areas, they would need his approval or that of their
supervisor. Kortz said that this was his response to past in-
stances of employees’ posting offensive (to other workers)
materials. He viewed these types of postings as reflective of
taunting, which was one of his major concerns along with ver-
bal and physical threats or other confrontational behavior.
Kortz stated that he wanted this behavior to stop, and so he told
the employees not to post in their work areas without first ob-
taining permission.
Kortz testified that he did not mention anything about the
bulletin boards, and specifically did not mention the union bul-
letin boards, or that the Union would not be allowed to post on
any bulletin board.
On this point, Kortz noted that the expired contract provided
expressly for a union board and that at no time during the con-
tract negotiations, the Company made no proposals to changing
this term. Kortz stated that it was his assumption that the Com-
pany’s last, best, and final offer, once made and implemented,
did not affect the bulletin board provision.89
Kortz also noted that around February 6, he had observed
postings on the Union’s bulletin board, e.g., meeting notices,
some correspondence, and a printout of an article from the In-
ternet about the UAW. Moreover, as best he could recall,
Kortz said that neither (steward) Cognata nor (president) Flan-
nery ever asked for permission to post on the union board;90
and the Union never filed a grievance over his posting an-
nouncements or other comments made at the February 6 meet-
ing, or even bothered to ask for clarification of his presentation.
Kortz said that moreover, he could not recall asking anyone to
remove a posting from his workstation after February 6 and no
one asked permission to post anything.
Kortz also stated that his announcement actually did not in-
voke a rule change, but in a manner of speaking was a restating
of an existing rule. Kortz noted that the Company’s longstand-
ing (over 20 years) work rules, particularly rule 30, prohibited
any posting of notices, letters, or other printed material of any
description on company property by any employees unless
provided by agreement.91
Kortz testified that before convening the meeting on Febru-
ary 6, he believed that he did not need to contact the Union
about the meeting because (in his view) nothing was to be
changed by way or rule or practice at the plant—the meeting
was simply to attempt to mold the work force into a working
unit and to get them to focus on production. Besides, Kortz
said that he had called meetings in the past without notifying
the Union. Kortz insisted that he never told employees not to
discuss the Union, the strike, or any other matter outside of
work.
Kortz noted that it was his intention that all employees re-
ceive a copy of his February 6, 2006 letter and believed all
eventually received a copy based on a log the Company kept of
the attendees at the meeting.92
Turning to the information request allegations, Kortz ex-
plained that with respect to the proposed installation of the
video cameras around September 2005, at the test labs located
adjacent to the main plant facility, there had been at the time—
late August 2005—what the Company viewed as intentional
damage to a valve on the natural gas line—a hole had been
drilled in the valve posing a safety hazard. Kortz conceded that
the Company did not respond in writing to the Union’s request
89 Kortz reinforced his point by pointing to a part of a letter he sent
to the Union on February 20, 2006, in which he wrote, “[T]he company
supplies the Union with its own bulletin board to communicate with
employees which can be viewed by permanent replacements.” (See
Stipulated Exh. 14, p. 2.)
90 Kortz did recall that in August 2007 (after the Company’s with-
drawal of recognition of the Union), Flannery asked to post a copy of
the complaint in this case on the union board.
91 Kortz identified Stipulated Exh. 20 and R. Exh. 15 as copies of the
current company work rules and the excerpted copy of these rules when
Tenneco operated as Walker Manufacturing. Tenneco was the parent
company of Walker, having purchased that Company in 1997–1998.
Kortz testified that work rule 30 has been in place for over 20 years.
92 See R. Exh. 16, a copy of the log on which those who received a
copy of the February 6 letter had a check placed by their names.
TENNECO AUTOMOTIVE, INC.
991
for information about the proposed installation, but did so (he
believed) verbally through Balog.
In any case, Kortz said that the Company did not install the
cameras and instead retained an independent security service to
patrol onsite, increased security patrols, secured the labs
through a keyed access, and put locks on the external gas tanks.
Kortz said that the Company urged the employees to pay more
attention to the condition of the equipment before using the gas.
According to Kortz, the tampering ceased with these measures,
obviating the need for the cameras. Kortz said that he never
heard anything more from the Union about the matter.
Regarding Helton’s discipline of October 13, 2005, Kortz
acknowledged that the Company had received information
requests about the matter, and that he had participated in the
grievance procedure (at step 2) associated with the discipline.
Moreover, he discussed the requests (in Stipulated Exh. 10)
with Walker at the step-2 meeting. Kortz acknowledged that
the meeting did not occur as timely as he would have wanted
because of a couple of “miscommunications” that forestalled
the meeting. However, the meeting did take place at the UAW
hall with Supervisors Eggleston and Thorpe accompanying
him. According to Kortz, Walker asked a “barrage” of ques-
tions—like those in his October 17, 2005 letter93—and he and
his staff attempted to answer them as best they could; Walker
appeared to take notes.
Kortz said the parties again met for a step-3 grievance meet-
ing on about January 25 or 26, 2006, and Walker stated that he
had not received a response to the Helton information request.
Kortz said that he told Walker that he thought he had provided
the information at the step-2 meeting. According to Kortz, he
asked Walker what had not been provided and Walker pro-
duced a sheet of paper and proceeded to ask questions to which
Balog provided responses. When Walker finished, Kortz said
he asked Walker if he were satisfied. According to Kortz,
Walker said that he now had all the information he needed; and
Kortz said he made a note that day that Walker had received the
requested information.94 Kortz testified that after this meeting,
the Union never contacted him about the Helton information
request.
Kortz then turned to the information requests relating to the
names and addresses of the replacement workers and those
relating to requests for contractor information. Kortz identified
the various correspondence relating to these matters and stated
that the Union and the Company dealt with these matters solely
93 Kortz said that Walker appeared to be reading from something but
was not sure what it was. Kortz recalled that he told Walker that the
witnesses to the incident were Dennis and Doreen Zurch, the only other
employees involved in the incident.
94 Kortz identified R. Exh. 18 as a copy of the notes he took the day
of the third-step meeting. Notably, Kortz’ notes, while referring to the
third-step body spray incident, indicates the meeting was held on Feb-
ruary 15, 2006, at about 9 p.m., not January 25 or 26 as he testified. On
cross-examination, Kortz agreed in essence that the meeting took place
on February 15, that he may have been mistaken about the meetings
having occurred in January.
though the letters;95 there were no other conversations with the
Union about these matters.
Turning to the issue of the withdrawal of recognition of the
Union, Kortz testified that replacement employee Lonnie Tre-
main approached him on December 4, 2006, with a copy of a
decertification petition that had been signed by a number of the
Company’s Grass Lake employees.96
Regarding the complaint allegation dealing with the Compa-
ny’s refusal to bargain at the third step with the Union with
respect to Prysiazny’s grievance over his discharge, Kortz
agreed that as of December 2006, the grievance was proceeding
to the third step as the Union had requested. However, because
of the withdrawal of recognition, the Company decided that it
could not lawfully deal with the Union as the exclusive bar-
gaining representative of its employees, and so elected not to
bargain with the Union at the third step. Kortz stated that he
told Flannery that because of the withdrawal, there was no need
to proceed with the grievance.
Kortz readily conceded that Supervisor Eggleston operated
the company Case tractor on or about March 7, 2007. He also
conceded that historically the tractor was operated and utilized
by unit employees, including many model makers and plant
service and maintenance personnel to perform snow removal
and other unit work. Kortz acknowledged also that there was
no specialized training required (by the Company) to operate
the tractor.
Kortz explained that prior to 2004, basically any employee
who knew how to start the tractor and operate it, did so without
any specific regulation and was not required to have completed
any training courses in its operation.
However, during the summer of 2004, Kortz related that
Tenneco at Grass Lake ultimately participated in the Michigan
State Award Program sponsored by the State of Michigan Of-
fice of Safety and Health Administrative (MOSHA). Accord-
ing to Kortz, participation in this program entails a MOSHA
audit, examination, and assessment of a company’s safety pro-
cesses and procedures. As a result of the audit, Kortz said that
MOSHA, in a safety survey, recommended that the Company
implement a training program for employees who might oper-
ate the tractor.97 Kortz said that based on this recommendation,
he implemented a training program for those who would have
to operate the tractor. According to Kortz, Eggleston, working
with a company environmental health and safety technician,
developed an appropriate training program in 2005 which in-
cluded a sign-in roster and naming three employees qualified to
operate the machine—Trevor Jaspers, Greg Incensio, and Scott
Zollin—each one a bargaining unit member.
95 Kortz was present in the hearing room when certain replacement
workers testified. This will be discussed later herein. Kortz recalled
that replacement employees Jerry Simpson and Miles Blakely asked
him not to disclose information about them—their home addresses—to
the Union. Kortz said that he canvassed other workers about this issue
at the time.
96 Kortz identified Stipulated Exh. 25 as a copy of the petition Tre-
main showed him.
97 Kortz identified R. Exh. 22 as a copy of Michigan OSHA safety
survey dated July 27 and 28, 2004.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
992
On March 7, 2007, Kortz related that Zollin was not working
at the plant but was on the preferential reinstatement list. Tre-
vor Jaspers also was not available; and Greg Incensio was no
longer a bargaining unit member. Accordingly, on that day, no
qualified bargaining unit member was available to run the trac-
tor; Eggleston then performed the removal of snow on the park-
ing lots.
Kortz noted that he could not say that only the persons quali-
fied and authorized to operate the tractor used it. Kortz was at
pains to say that after the MOSHA report, the Company only
permitted qualified people to operate it; this was how the new
system was designed to work.
Kortz also testified about his involvement with Troy Linden
and the Helton T-shirt incident. Regarding the former, Kortz
acknowledged that Linden did ask strike-related questions but
he could not recall the exact queries or his responses. Kortz
intimated that he had had many conversations with job appli-
cants in 2004 and 2005. Kortz admitted that after the strike
commenced, he had conversations with employees about the
strike in the course of his hiring replacements. According to
Kortz, these conversations were generally about recent devel-
opments in the labor dispute.
Regarding the T-shirt incident, Kortz said that he was not
present at the plant on the day in question; that Eggleston, how-
ever, told him of the incident. Kortz stated that he agreed with
Eggleston’s action; that Helton’s refusals, as he understood the
incident, could constitute insubordination, a proper ground for
discipline.
B. The Amicus Employees
1. Lonnie Tremain98
Tremain testified that he currently works at Grass Lake
where he has been employed as a model maker for about 17
years, during which period he was a member of Local 660 and
actually served as the local’s sergeant-at-arms for about 6
months. Tremain stated he is no longer a member of the Union.
Tremain stated he joined the strike in April 2005 but did not
participate in the picketing. Tremain said that after about 6
weeks, he decided to cross the line and return to work, knowing
then there would be “discontent” over this move.
Tremain related that he and a number of his coworkers filed
a petition with the Board seeking decertification of the Union in
February 2006. According to Tremain, this petition was filed
without the knowledge of the Respondent. However, when the
Board notified him that the decertification petition would be
held in abeyance pending resolution of the pending unfair labor
practice charges, he feared that the petition would be dismissed.
Consequently, Tremain decided to pursue an alternative ap-
proach and consulted the National Right to Work organization
and was referred to one of its attorneys, who suggested that the
interested employees could prepare a withdrawal petition on
their own and submit it to the Company.
Tremain said that consequently, based on this advice, he col-
lected the signatures of about 63 percent of employees and on
98 It should be noted that Tremain filed the intervention petition in
this case and was allowed to participate in the hearing as amicus.
December 4, 2006, and submitted to the Company the request
that it withdraw recognition of the Union.
Tremain noted that his signing and submitting of the petition
was “absolutely” (his term) not motivated by anything the
Company had done to influence his or others’ action. Tremain
stated that he basically believed that the Union had “poorly
represented” the employees regarding its negotiating stance on
wages and health insurance benefits.
2. Travis Atherton99
Atherton testified that he is currently employed at Grass
Lake as a model maker; he started his employment on January
17, 2006, at which time the strike was ongoing.
Atherton related that around February or March 2006, he
was informed by Kortz that the Union had requested his name
and address.100 Atherton testified that he instructed Kortz not
to release this information because his current residence was his
parents’ home, and he merely received his mail there.
Atherton volunteered that if the Union wanted to speak with
him, they could do so at work, and agreed that the Union
should be able to communicate with the employees it represent-
ed.
Atherton said that he was aware of the union bulletin board
and has observed postings of union meeting notices and, in fact,
a copy of a court document. Atherton stated that he knew Un-
ion Representatives Cognata, Ambs, and Flannery and spoke
with them “quite often,” but not much about the Union. Ather-
ton, however, said that the union representatives in such limited
conversations explained to him the Union’s reasons for going
out on strike and talked about former employees who had gone
out on strike with them.
Atherton testified that he signed the petition to withdraw
recognition of the Union on November 30, 2006, and explained
what motivated him to do so.
Atherton stated that he wanted everything to be done with,
he wanted to make his own decision about his job, whether he
kept his job or not; he did not want to the Union to have a “say”
in this.101 Atherton stated he clearly understood that the peti-
tion sought to “disband” the Union, which he thought did not
actually represent him as opposed to the strikers and the few
members who returned to work after the strike. Atherton stated
affirmatively that the Company did nothing to influence his
decision to sign the withdrawal petition, that this was the per-
sonal decision of employees such as himself.
99 Atherton was a signatory on the Motion to Intervene. He was
hired as a permanent replacement worker.
100 Atherton identified a March 13, 2006 letter he received from
Kortz which advised employees, among other things, of the Company’s
concerns about releasing to the Union their home addresses and prior
employment information.
101 Atherton explained that he signed the petition because he wanted
all controversy to end; he wanted everyone’s workday to run smooth.
Atherton said that he also felt the Union was a threat to his job because
if the strikers came back, he might lose his job. Atherton admitted that
he did not know whether these matters would be resolved in a contract
or that he could personally vote for a union representative with respect
to that contract.
TENNECO AUTOMOTIVE, INC.
993
3. Eric Crots102
Crots testified that he has been a model maker at Grass Lake
since December 5, 2005; the plant was being struck at the time
and he was aware of its ongoing nature when he accepted the
job. Crots stated that he originally worked for Tenneco as a
Strom Engineering contract worker, starting about November
2005.
Crots recalled during February or March 2006 that the Union
was rumored to be seeking his name and address.103 According
to Crots, he verified the rumor with Kortz and thereupon in-
structed him not to provide the Union with his name or address.
Crots stated he had heard stories that the union representatives
had gone out to the home of two coworkers, Mickey and Sue
Neal, and picketed there. Crots also related his own negative
experience with the Union on the picket line where his vehicle
was struck with a sign as he drove to work one day during the
strike. Crots stated he did not want the Union showing up at
his house and doing what it did to the Neals. Consequently,
Crots said that he did not want his name and address provided
to it out of this concern.
Crots said that he was familiar with the UAW as a national
labor organization and based on that understanding knew the
Union represented him at Grass Lake. He also agreed that a
representative union, in his view, was entitled to have contact
information for the employees it represented. In that regard,
Crots stated that he knew Cognata, Flannery, and Ambs, his
coworkers at the Company, saw them almost everyday, and
talked with them sometimes (“just little things here and there”)
about the Union or the strike. Crots said they talked about ben-
efits and “stuff” like that which were being cut (by the Compa-
ny), the reasons for the cuts, and that the cuts would affect the
replacement workers such as he. Crots could not recall whether
the union representatives ever talked about union meetings, but
was sure they never were threatening in any way or said they
would not represent him.
Crots intimated that he tried not to talk about union matters
with the three simply because he was not interested in the sub-
ject. Generally, according to Crots, his conversations with
them covered topics other than the Union. Crots believed that
Flannery, Cognata, and Ambs clearly had the right to talk with
him about the Union or other labor disputes with the employ-
ees, but only if he wanted to listen to them. Crots also stated
that there was a large union bulletin board in the shop and he
observed (around January 2006) union-related materials posted
on the board, but could not recall what they were about.
Regarding the withdrawal petition, Crots acknowledged that
he signed it on December 1, 2006. Crots explained that this
decision was personal; he simply did not want any part of the
Union. The stories about the Neals and his personal experience
coming through the pickets during the strike influenced his
decision to sign. According to Crots, the Company did nothing
to influence his decision.
102 Crots was a signatory to the motion to intervene.
103 Crots initially said that he did not receive a letter from Kortz
about the Union’s request, but once shown a copy of Kortz’ letter (GC
Exh. 50) of March 13, 2006, recalled receiving a letter(s) similar to this.
4. Chris Oakley104
Oakley testified that he started working at Grass Lake on
August 22, 2005, as a “crib attendant” when the strike was
ongoing, of which he was aware when he was hired.
Oakley said that he learned from another coworker about the
Union’s request for his name and address and went to Kortz to
request that the information not be provided to the Union. Oak-
ley stated that he was married with two daughters and he did
not want anyone showing up “on my doorstep” or making any
kind of phone calls that would alarm his wife and family. (Tr.
450.)
Oakley stated that he knew Cognata, Flannery, and Ambs
and worked with them every day. Oakley recalled that he con-
versed with Cognata about the Union, and Cognata approached
him on an occasion and spoke to him about what he could po-
tentially lose if the Union did not represent him. Oakley said
that his interaction with the three was friendly and they never
made threats or violent gestures to him.
Oakley testified that he was of the view that the Company
did not have the right to tell him not to talk about unions, or the
strike, nor could it restrict postings on the union bulletin board.
On this latter point, Oakley testified that the Company did per-
mit the Union to post on the board on a regular basis, e.g., un-
ion meeting notices and some legal notices posted around Au-
gust 2007.
Oakley acknowledged that he signed the withdrawal petition
of which he became aware through Tremain. Oakley testified
that he contacted Tremain and signed the petition voluntarily
because he believed that the UAW essentially was doing more
harm than good for the auto industry, that he did not like seeing
(auto) jobs going overseas or to Mexico; and he did not want
his job to be lost. Oakley stated that he signed the petition to
serve notice on the Union that he was not interested in being a
union member. Oakley, however, admitted that he did not
know at the time that the Union represented him. Oakley stated
that it was most important to him (the “biggest thing”) that he
felt that strikers did not get the best representation (from the
Union) and that the Union should have taken an approach that
did not include a strike or some other action to get the strikers
back to work. Oakley testified that the Company did nothing to
influence his decision to sign the withdrawal petition.
5. Jerry Lee Pollard
Pollard testified that he began working at the Grass Lake
plant as a model maker around October 2005 while the strike
was ongoing; he was aware of the strike when he applied for
the job as he had originally worked there as a Strom Engineer-
ing contract employee. Pollard volunteered that he learned of
the availability of jobs at Tenneco through a friend. Pollard
said that he knew Kortz personally (having worked on his race
car and lived with him for a while) and submitted an applica-
tion to the Company. Pollard testified that he is essentially
philosophically opposed to unions and has never been a mem-
ber of one because of issues he has had with unions during his
life time. Pollard stated that when he hired on with the Compa-
ny, he did not believe he was represented by any union.
104 Oakley signed the petition to intervene in this matter.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
994
After the strike concluded, Pollard stated that he learned
from Kortz that the Union was seeking his name and address.
Pollard said that he told Kortz that he was opposed to the dis-
closure because he (and other workers) had been hassled by the
strikers as they went to and from work, and had been followed
on different occasions. Also, the strikers had made hand ges-
tures suggestive of a gun being pointed at him and then pulling
the trigger as he went through the line.105 Based on this experi-
ence, Pollard said he did not want the Union to have his per-
sonal information, that he had been harassed enough and told
Kortz as much.
Pollard stated that he was aware of the union bulletin board
in the shop, and had seen union postings on the board during
the time of his employment; Pollard said he could not recall the
contents of the postings, as he did not bother to read them.
However, Pollard recalled that he had overheard employees on
the assembly line discussing the posted notices in the context of
conversations about the Union. So he would think the notices
in some aspect dealt with union matters.
Pollard acknowledged that he signed the petition to withdraw
recognition of the Union on November 30, 2006, because he
felt that he did not need to be represented by a union. Pollard
said that a union had treated his father shabbily in the past, so
he essentially was no fan of the unions and had no interest in
them. Pollard stated that he believed other laws governing the
workplace would be sufficient to protect him better than a un-
ion. Pollard stated that the Company did nothing to motivate or
influence him to sign the withdrawal petition.
6. Andrew Porter
Porter testified that when he hired on with the Respondent as
a model maker in August 2005, the strike was ongoing; but he
knew this before he accepted employment. He realized at the
time he was being hired as a permanent replacement worker for
the strikers.106 Porter stated that after the strike concluded,
sometime either in February or March 2006, he became aware
through rumors in the shop of the Union’s having requested
that the Company provide his name and address. Porter stated
that he spoke to either Kortz or a supervisor—he was not sure
to whom he spoke—and told the person that he did not want his
personal information given to the Union. Porter stated that he
personally did not like unions, that they possessed in his view
too many rights and should not be able to dictate to a company.
Regarding the Union’s request for his personal information,
Porter said that he did not want to receive union propaganda in
the mail and, moreover, was afraid a union person would show
up at his home to talk about the Union. Porter said he did not
want to be contacted by the Union even to discuss terms and
conditions of employment, and he did not want to join the Un-
ion.
105 Pollard testified that Helton was one of those making the ges-
tures. Pollard said that he reported the incident to company security
who advised that nothing could be done.
106 Porter stated that he was not told by company representatives at
the time of hire that the Union did not represent him. By the same
token, Porter also stated he was never told that the Union actually rep-
resented employees. According to Porter, the Union was not discussed
at the time of his hire.
Porter stated that he knew Cognata, Flannery, and Ambs and
worked with them and was on friendly terms with them. Porter
said he and they never really discussed the Union except in a
jocular way.107
Porter acknowledged that he signed the withdrawal petition
on December 1, 2006, and did so because of his personal antip-
athy toward unions. While he at first did not think the Union
represented him, Porter said that he later came to the under-
standing that the Union was connected with Tenneco and repre-
sented the employees out on strike. Porter stated he signed the
petition thinking that it would dissolve the Union at Grass
Lake, that it would no longer only represent the striking em-
ployees. Porter testified that the Company did nothing to influ-
ence his decision. He signed because he wanted to be rid of the
Union.
7. Martin Nelson
Nelson testified that he has been working at Grass Lake
since February 1986 and has been a Local 660 member for
about 20 years, during which he has held union positions of
trustee and financial secretary.
Nelson stated that he was working when the Union called the
strike in April 2005, and he walked out with the employees.
Nelson said he decided to abandon the strike on January 27,
2006, when he returned to work. The Union, he noted, ended
the strike on that very day.
Nelson stated he decided to sign the petition because he was
simply “done” with the Union. He had personal and financial
reasons for his decision, but he also was fed up with the strike
that was going nowhere in his view. Nelson testified that the
Company had nothing to do with his decision; the decision to
sign the withdrawal petition and to join in on the motion to
intervene were his and his alone.108
8. Robert McNees
McNees testified that he has been employed with the Com-
pany for about 3 years and became a member of the Union
shortly after being hired.
McNees stated that he was employed at the Grass Lake plant
in April 2005, when the Union called he strike; he joined the
strike at that time. However, after 5 months of picketing,
McNees said that he decided to abandon the strike, which he
described as a very hard and personal decision.
McNees acknowledged that he signed the petition to with-
draw recognition of the Union on November 30, 2006, and
explained his reasons for doing so.
According to McNees, he believed both before and during
the strike that the Union was not doing a good job of represent-
ing him as an employee—the Union was not looking out for his
and the other employees’ needs. He believed furthermore that
the Union was looking out for only a few individuals who
would benefit from the Union’s proposals. McNees stated that
he went so far as to ask the union leadership what precisely was
107 Porter stated that he knew that Cognata, Flannery, and Ambs
were returning strikers, but they at no time threatened or were abusive
or violent toward him; they never said they were not willing to repre-
sent him.
108 Martin was a signatory on the motion to intervene.
TENNECO AUTOMOTIVE, INC.
995
being bargained for vis-à-vis to what the Company was asking
the Union to give in negotiations. According to McNees, the
Union’s response was not satisfactory to him and influenced his
decision to withdraw.109
McNees said that the behavior of some of the union mem-
bers even 8 months before the strike also influenced his deci-
sion. McNees related that union members had asked him to
slow down on the job, claiming he was working too fast which
would affect overtime. McNees said that he asked them what
their concern was, to which the members said that he was help-
ing the Company. McNees related that he told them that he
was working to help the Company (by working too fast), not
the UAW. McNees also said (without elaboration) that actions
on the picket line influenced his decision to withdraw. He did
not want to be a part of the kinds of things the picketers were
doing. McNees stated that he did not approve of these tactics
and refused to work in that way.
McNees stated it was his belief, based on his experience that
it would be less likely that he would retain “good”110 conditions
of employment with a union that he had done better in the past
without union support or representation.
McNees stated affirmatively that the Company did nothing
to influence or motivate him to sign the withdrawal petition.
9. Mickey Neal111
Neal testified that he has been employed at Grass Lake for
about 13-1/2 years as a model maker and toolmaker. Neal stat-
ed that he was a Local 660 member for 11 years, but never held
union office.
Neal related that he was employed at Grass Lake when the
Union decided to call the strike; he joined the strike and walked
out in sympathy with the cause. However, Neal said that he
decided to abandon the strike after only 4 days.112 Neal noted
that his wife, Sue, who also worked at Grass Lake, also decided
to return to work at the time. Neal intimated that he knew the
Union would not approve of his (and his wife’s) decision but
he, nonetheless, decided to return to work.
109 McNees stated that he understood that the Company was advising
members to give up retiree health insurance coverage and members
were to pay more for their health insurance benefits. McNeees said that
he suggested to the Union that it should negotiate for higher pay, per-
haps a 401 matching contribution—something to offset the Company’s
proposal. According to NcNees, the union leadership rejected this
saying that “we” want retiree health insurance, which to McNees would
only benefit a handful of members.
110 McNees stated that presently at Tenneco he made $50,000 to
$60,000 annually and had health insurance. He confessed to knowing
not a whole lot about pensions at the Company but believed he would
receive $25 per month with 25 years of service.
111 Neal was a signatory to the motion to intervene.
112 Neal stated that at the time he decided that the Union had not
been truthful about the reasons for going on strike. He believed that the
real reason the Union went out on strike related to health care bene-
fits—an economic reason. However, the Union claimed it was striking
because of unfair labor practices. In any case, Neal said he did not
come to this conclusion until after the strike had been called. Further-
more, he did not think the health care benefit issue merited a strike; that
the Union should have negotiated better. Neal stated he became dissat-
isfied with the Union at this point.
Neal related an experience he and his family had with the
Union during the strike, around June 2005. Neal stated at the
time he had crossed the picket line, and was at work when he
received a call from his 12-year-old son from home telling him
that there were picketers at the family residence.
Neal said that when he got home, Walker and four others
were outside of his home carrying signs that read: “Do you
know your mom and dad’s a scab; do you know your neighbor
is a scab?” or words to that effect. Also, according to Neal, the
local police were on the scene. Neal stated that he was very
angry over this, especially since his son suffers from seizures if
he becomes overly excited and was in fact having one when he
returned home.
Neal acknowledged that he signed the petition to withdraw
recognition of the Union on November 30, 2006.113 Neal testi-
fied that he signed the petition basically because the union
members had picketed114 at his residence and caused a disturb-
ance in his home and because he believed the Union had not
done a good job in representing the employees.
C. The Union Members Called by the Respondent
1. James Walker115
Walker testified that he considered those unit employees
who crossed the picket line and abandoned the strike “scabs”—
persons he believed were not faithful to the strike line and in
fact were traitors in his mind, but not the lowest form of life.
Walker acknowledged that he had communicated to the union
members his view of scabs during the strike.
Walker acknowledged receiving a letter from Kortz on Feb-
ruary 20, 2006, regarding Helton’s step-2 grievance over the T-
shirt incident.116
Walker also acknowledged that once he learned from man-
agement (Youngerman) around January 26, 2006, that the
Company had hired replacement workers, he wanted them laid
off and the strikers returned to their former jobs. Walker said
that he realized that there would be a conflict if the strikers
returned and the replacements were still working. Walker ad-
mitted that the Union felt very strongly about the replacements’
hiring, that this move by management was inappropriate.
Walker stated that it was in the context of the Company’s deci-
113 Neal identified Stipulated Exh. 25 as a copy of the withdrawal pe-
tition and his signature thereon. Neal also identified the signature of
his wife Sue, who signed the petition on December 1, 2006. Sue Neal
did not testify at the hearing.
114 Called by the Respondent, Walker admitted that some members
of another local picketed the Neals’ home, but that no Local 660 mem-
ber participated. He also admitted that signs carried by the picketers
including the word “scab” but said, “Mom and Dad, what is a scab
worker?” Walker said the sign was not addressed to the Neals, “just
addressed in general.” (Tr. 314–315.)
115 The Respondent called Walker and, upon motion, I allowed him
to be examined as an adverse witness under rule 6(11)(c) of the Federal
Rules of Civil Procedure.
116 See R. Exh. 13, a copy of the letter. In this letter, Kortz set out in
some detail the Company’s version of this incident and its attempts to
deal with Helton’s conduct which Kortz believed was indicative of a
pattern of behavior that the Company found inappropriate and would
subject him to additional discipline, including termination for if it con-
tinued.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
996
sion to hire replacements that he made the offer to return to
work.
Walker also agreed that a few weeks later—around February
15, 2006,—he submitted certain proposals to the Company
covering wages and benefits that would be applicable to the
permanent replacements. Walker identified his handwritten
and typed notes which contained some of the Union’s pro-
posals. Walker admitted that some of the proposals favored the
more senior employees, essentially the strikers, over the newer
employees—the permanent replacements (those employees
hired after April 26, 2005).117
2. Larry Flannery
Flannery testified that when he returned to work on February
27, 2006, there were about 35 hourly employees working at
Grass Lake and included fellow strikers, those who crossed the
picket line, and the permanent replacement workers. Flannery
stated that he considered those who crossed the line as scabs,
which to him included union members and the permanent re-
placement workers; in short, anyone who crossed the line to
take the union members’ jobs.
Flannery admitted (with emphasis) that he resented these
people and had a low opinion of them. Flannery stated that he
could not stomach a person who crossed the picket line and
recalled that he had vocalized these sentiments.118
Flannery also admitted that as the president of the local, he
wanted the replacements workers fired and the strikers returned
to their old jobs.
X. DISCUSSION AND CONCLUSIONS REGARDING THE
COMPLAINT ALLEGATIONS
A. The September 2, 2005 Surveillance Camera
Information Request
The General Counsel (and the Union)119 contends that the
Respondent was legally—by dint of the collective-bargaining
agreement as well as the Act—required to provide the Union
with the requested information regarding the Company’s pro-
posed installation of the surveillance cameras in the test lab.
She argues that the Company did not provide this presumptive-
ly relevant—in unit—information and did not at the time offer
any explanation for the failure. Accordingly, the General
117 Walker’s notes are contained in R. Exh. 6 and consists of six pag-
es. According to the notes, the union proposals included ones giving
senior employees (the strikers) a superior health plan and freezing the
wages of the replacements through May 12, 2008, and ultimately laying
off the permanent replacements. Walker noted that these proposals
were among 10–11 proposals made by the Union in the negotiations
after the strike, and up until around November 2006.
118 Somewhat ironically on cross-examination, Flannery stated his
personal relationships with some of the replacement workers were
really good; some were even friends. However, he noted that having
worked with the replacements workers for a time, he came to under-
stand their personal situations—they were out of work and needed a
job, just like the 20 or so members of his local who are now out of
work. Accordingly, he has developed mixed feelings about them over
time.
119 Henceforth, I will treat the contentions of the General Counsel
and the Union as one unless there is a material divergence or difference
in their respective positions.
Counsel submits that the Company has to a certainty violated
Section 8(a)(5) and (1) of the Act.
The Respondent contends that the Company did not unlaw-
fully provide the surveillance camera information because it
decided not to install the cameras and thus the matter became
moot. Furthermore, the Respondent asserts that the Union’s
failure to pursue the matter clearly is an acknowledgment that it
also considered the matter moot and not worthy of further re-
sponse.120
First, I note that the Respondent does not contend that the
surveillance camera information was irrelevant, of a confiden-
tial or proprietary nature, or required an unduly burdensome
response or that it could not be done timely. The Respondent’s
defense is that the matter became moot because the Company
decided to secure the test lab using other methods and ap-
proaches, thus rendering unnecessary the requirement of a re-
sponse.
In agreement with the General Counsel, I would find and
conclude that by not providing a response to the Union’s re-
quest for information on September 2, 2005, that the Respond-
ent violated Section 8(a)(5) of the Act. I will note that in my
view it is important for purposes of the policies undergirding
the Act that a company should honor where appropriate a un-
ion’s legitimate request for information in an appropriate fash-
ion and not leave the matter in some indefinite or default posi-
tion or, as here, deemed moot. This approach is not advisable.
In my view, clearly if the Respondent had timely responded
in writing to the Union about its decision not to install the cam-
eras but instead use other methods to secure the test lab—an
approach evidently not objectionable to the Union—the charges
would not have been filed in this case, which supports the poli-
cies of the Act. Accordingly, in my view, the Respondent’s
claim of mootness does not relieve it of the law’s requirement
to provide relevant information in a timely fashion.
I note in passing, however, the record is clear that the Union
did not pursue or followup on its request. So, it would seem
that the issue was no longer of moment to the Union and its
obligation to police the (expired) agreement and otherwise
represent the unit. In this respect and under the circumstances,
the Respondent’s violation of the Act is very close to de mini-
mus, at least in my view, but a violation nonetheless.
B. The October 19, 2005 Information Requests
Regarding Helton’s Discipline
The General Counsel concedes that Kortz did verbally pro-
vide some of the rather extensive requests for information the
Union deemed necessary to pursue Helton’s grievance. How-
ever, she notes that whatever was provided was given in part on
December 6, 2005, and later on February 15, 2006, again ver-
120 The Respondent asserts that since it notified the Union promptly
of a proposed camera installation at another location and responded
promptly to the Union’s information request about it and bargained
over that matter, it has demonstrated a willingness to comply with the
September 2 request. I heard evidence on this point at the trial. The
Respondent seemed to be arguing that if it did not consider the Septem-
ber 2 request moot, it would have in likewise responded to that request.
However, I do not consider the Respondent’s position persuasive re-
garding the instant charge.
TENNECO AUTOMOTIVE, INC.
997
bally. She submits that not only was the information incom-
plete, it was unacceptably delayed. The General Counsel ar-
gues that among the vital information not provided were the
identities of the complainants; whether they got the spray on
their person; the environmental effect (impact) of the spray on
the workplace; whether other employees had been similarly
disciplined within the last 5 years, the details associated there-
with; whether any members of management ever violated the
same work rule; the emotional or mental trauma suffered by the
complainants; whether anyone was endangered by the incident;
and the specific details of Helton’s alleged insubordination.
The Respondent contends that it did not refuse or fail to pro-
vide the information requested pursuant to Helton’s grievance;
that it indeed did provide the information at the grievance meet-
ings; and, moreover, the Union confirmed that the information
supplied was sufficient at the step-3 grievance meeting in Feb-
ruary 2006.
The Respondent submits that Kortz credibly testified that he
and Walker went over the information queries at the meetings
and the Company provided responses as appropriate. The Re-
spondent notes that as further proof that the Company had suf-
ficiently complied with the requests, the Union did not re-
contact the Company over the matter.
The Respondent rightly contends that Board law does not re-
quire a written response to an information request of relevant
information, which point would be applicable here. Notably,
the Respondent does not contest the relevance of the request; its
position rests essentially on its sufficient and satisfactory (to the
Union) response to the information requests about Helton’s
counseling.
However, as I have stated in my prior finding, it would seem
once more that a verbal response to extensive information re-
quests is not a good practice. With respect to the Helton griev-
ance, Kortz, whom I found to be a credible witness, claimed to
have provided not only responses to the queries to the Union,
but his responses were deemed sufficient to Walker in the
grievance meetings. The problem is that Walker disputed this
assertion at the hearing and therein lies the problem—verbal
responses to written interrogatories are prone to misunderstand-
ing and claims of noncompliance.
On October 19, 2005, the Union made 29 separate written
queries about Helton’s counseling. In all candor, I am not en-
tirely clear as to what was provided and what was not, in spite
of the record testimony. The witnesses, but specifically Kortz,
did not state point by point what he provided to Walker in their
meetings. Instead, he testified that he provided general re-
sponses to Walker who he claimed was satisfied therewith.
Surely, the better practice during the grievance sessions and
afterwards would have been for the parties to memorialize their
understandings in a letter or other written document of what
had transpired at meetings regarding the information re-
quests.121 Perhaps, here again had this been done, the charges
might not even have been made by the Union.
So, on balance, while I believe that Kortz possibly did re-
spond to the information requests at least in part, I cannot find
121 Kortz’ rather cryptic notes of his meeting with Walker regarding
the information requests about Helton were not helpful.
and conclude that his responses were sufficient as required by
the Act and Board law. Because I cannot conclude that the
Respondent provided timely, substantially, and sufficiently the
responses to the Union queries about Helton’s counseling, I
therefore must conclude that his response on balance was not
timely or complete. I would find a violation with respect to this
charge.
C. The January 27, 2006 Request for the Addresses of
the Permanent Replacement Workers
The General Counsel contends that the home addresses of
the strike permanent replacement workers, as bargaining unit
employees, is a matter presumptively relevant to the Union’s
duties as the exclusive bargaining representative and that the
Respondent acted unlawfully in not providing this information
as requested by the Union on January 27, 2006. She submits
that in this case, the Respondent did not establish that there was
a clear and present danger that the Union would misuse the
information, or that any harassment of the employees would
likely result from furnishing addresses of the replacement
workers.
The General Counsel notes that the Union made the request
after the strike ended so that it could represent and communi-
cate with the entire unit, including the permanent replacement
workers about whom they had little or no information and, she
argues, no feasible way of contacting.
She further notes that the Respondent was not altogether co-
operative with the Union in terms of providing any personal
information about the replacements, dribbling out as it were
their names and other information over a period of about 6
weeks after the request was made. She submits that all com-
munications about this issue were dealt with in the correspond-
ence between the parties with the Company essentially assert-
ing the safety of the permanent replacements as the reason for
its not providing the addresses.
The General Counsel, however, contends that the objections
to disclosure by five replacement workers were for the first
time only adduced at the hearing, but were not asserted by the
Company in its correspondence as grounds for nondisclosure.
She submits that certainly these five could not be representative
of the sentiments of the remaining 12 or 20 replacement work-
ers who did not testify.
The General Counsel further submits several factors militate
against any finding that disclosure of the replacement’s ad-
dresses would constitute a clear and present danger of abuse.
She asserts that the strike was conducted and concluded peace-
ably by the time of the Union’s request. Moreover, the strike
was marked only by innocuous and nonviolent behavior, to
include insults and name calling. She asserts these circum-
stances cannot constitute a clear and present danger to support a
claim that the Company feared for the replacements’ personal
safety, the gravamen of the Respondent’s claim for nondisclo-
sure.
The General Counsel contends that the Respondent did not
overcome the presumption of relevance of the requested ad-
dress information and the Union’s clear need for such infor-
mation in order to perform its statutory obligations. Moreover,
and most importantly, she asserts, the Respondent did not es-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
998
tablish that the disclosure would present a clear and present
danger to the replacement workers.
The Respondent counters, contending it had legitimate con-
cerns that justified not providing the Union with the addresses
of the permanent replacement workers. The Respondent notes
that the strike lasted 10 months and during that time employees
who crossed the picket line were subjected to abusive language,
strikers making gun gestures with their hands, videotaping, and
photographing as they crossed the line, and physical striking of
crossing employees’ vehicles. The Respondent notes that it
filed charges with the Board regarding the strikers’ conduct and
while the Union settled the matter in February 2006 and posted
a notice stating it would not engage in this behavior in the fu-
ture, the Company’s concern for the replacements’ security
remained.
The Respondent submits that its concerns were made early
on in its correspondence with the Union. Consequently, the
Company proposed reasonable alternative means by which the
Union could communicate with the replacement workers, but
without the Company’s providing their home addresses.
The Respondent further contends that Walker himself, in his
negotiations with the Company, was personally hostile to the
replacement workers, whom he considered scabs, and actually
proposed that they be replaced by the returning strikers and
receive less favorable treatment in terms of their wages and
benefits. The Respondent asserts that it was Walker and mem-
bers of a brother union who went out to the residence of two
union members, the Neals, and picketed with signs containing
abusive and pejorative language stemming from their having
crossed the line. The Respondent contends that the replace-
ment workers reasonably could have expected similar treatment
should their home addresses be disclosed to the Union.
The Respondent further notes that as a matter of policy, the
Company routinely seeks the permission of the employees be-
fore disclosing their personal information to third parties. In
point of fact, the Respondent submits that once the permanent
replacement workers learned that the Union was seeking their
personal information—mainly their home addresses—they
instructed the Company not to release this information. The
Respondent notes that the several replacement workers subpoe-
naed to testify at the hearing confirmed this and also provided
legitimate reasons for not wanting to have their home addresses
disclosed to the Union.
The Respondent submits that the replacement workers, as
they testified, believed that they had suffered enough abuse
from the Union while going to work during the strike. They
simply did not want to subject themselves to possible abuse at
their homes.
The Respondent notes that the Union’s claim that it needed
the replacement workers’ addresses because that was the only
feasible way it had to communicate with them is disingenuous
at best. The Respondent points to its correspondence in which
the Company offered different means by which the Union could
communicate with the replacement workers and its willingness
to facilitate communication, short of providing their home ad-
dresses. The Respondent also notes that the union bulletin
board continued to be a source of union notices and communi-
cation with the entire workforce. Also, the Respondent asserts
that as the testimony at the hearing revealed, the replacement
workers and representatives of the Union’s leadership worked
side by side at the plant and on occasion spoke of the Union, in
which circumstances the Union could communicate personally
with replacement workers.
Thus, the Respondent, for these and other reasons, asserts it
was legitimately justified in not disclosing the replacement
workers’ home addresses.
Irrespective of whether one employs the totality of circum-
stances122 test or the Board’s clear and present danger test,123 I
would find and conclude that the Respondent very persuasively
established legitimate reasons for not disclosing the home ad-
dresses of the replacement workers.
First, while all of the replacement workers did not testify at
the trial, those who did clearly opposed the release of their
home addresses to the Union. There is no reason not to credit
their reasons and it does not require any great leap of logic to
infer under the circumstances of this case, including the two
petitions filed by the remaining replacements to withdraw
recognition, that the other replacement workers in likewise
opposed the release of this information.
Second, although the strike had indeed ended by the time of
the Union’s request, it is clear from the testimony of the union-
ists and the replacement workers and those who crossed the
line, that particularly hard feelings about each other had devel-
oped and hardened into a fairly strong antipathy during and in
the aftermath of the strike. Moreover, at the time of the re-
quest, the strike and the behavior of the Union were clearly
fresh in the minds of everyone, as evidenced by the Company’s
determination of a possible “powder keg” situation in the unit
on February 6, 2006, and not incidentally the behavior of Hel-
ton on January 19.
Third, this case presents more than a hypothetical potential
for abuse of the replacements’ personal information—their
addresses in particular. It is an unrebutted fact that the Union
(Walker) traveled to the personal residence of two members,
whose address they certainly had access to, and staged a protest
of their stance on the strike. Neal testified that this was highly
disturbing to his family and himself, and probably embarrassed
him before his neighbors. Moreover, the police were called and
the matter all in all was a mess.
Certainly, based on the testimony of other workers, including
the replacements, they heard of the incident and concluded that
they did not want to have something similar happen to them.
The Company clearly weighed their concerns in deciding not to
disclose the addresses. In this, I would concur. The concerns
of the replacement workers, under these circumstances, must be
respected.
Fourth, I also note that as I heard the testimony of the union
witnesses, it was clear to me that each possessed a lingering
122 See Chicago Tribune v. NLRB, 79 F.3d 606 (7th Cir. 1996),where
the court concluded that, inter alia, the Board’s presumption that names
and addresses of replacement workers are relevant information to
which the union is entitled is not irrebuttable, but turns upon the cir-
cumstances of a particular case. The court rejected the Board’s clear
and present danger test to determining whether the employer permissi-
bly could withhold such information.
123 See Page Litho, Inc., 311 NLRB 881 (1993).
TENNECO AUTOMOTIVE, INC.
999
resentment of the replacement workers, and while calling
someone a “scab”—a venomous term for anyone who crosses
the picket line—may be commonplace in the union movement,
it, nonetheless, bespeaks an unfriendly and disrespectful atti-
tude toward the person so called.
The replacement workers were reviled during the strike, and
it seems clear that the lingering bad feelings toward them could
subject them to future abuse if the addresses were provided,
especially when the request was made fairly close to the end of
an unsuccessful strike.
It is important to note that the Respondent’s refusal to dis-
close the addresses of its employees—the replacements—to the
Union stemmed not from its desire to be uncooperative. In my
view, its decision was based on the Union’s behavior toward
and attitude about a significant portion of the work force the
Company felt compelled to employ because of the Union’s
decision to strike. It is clear to me that, in part, the decision not
to disclose reflected the Company’s prophylactic reaction and
legitimate business judgment not to subject its employees—
clearly out of favor with the Union—to possible abuse along
the lines suffered by the Neals at their personal residence.
There was to me, under the circumstances, a clear and present
danger that the replacements would suffer the same treatment.
Also, it is important to note that the Union had other viable
means of communicating with the replacements short of having
access to their homes. The union bulletin board was still avail-
able for communication purposes and the returning strikers
could and did speak amicably and about union matters with
some of the replacement workers while at work. Thus, the
Union had ample opportunity to present to the replacements its
side of the strike, the need for union representation, and the
progress of the negotiations that were ongoing.
I would find and conclude that the Respondent did not vio-
late the Act by refusing and failing to provide the replacements’
home addresses, and would recommend dismissal of this
charge.
D. The February 13, 2006 Request for
Subcontractor Information
The General Counsel contends with respect to the Union’s
February 13 request specifically for the dates of work for the
Strom Engineering replacement workers, the numbers of such
workers used, their job assignment and the written contracts
between the Company and Strom, the Respondent did provide
the requested information, with the exception of the number of
Strom workers used at Grass Lake. She submits, however, that
the Respondent’s response on March 13 that it was between 0
to 50 employees at Grass Lake during the strike was not a suf-
ficient response.
The General Counsel contends that faced with the Respond-
ent’s response that the information about the subcontractors
was irrelevant, the Union explained its need for requested in-
formation, that is, to determine the accuracy of the Company’s
statement about the number of vacancies at the end of the strike
and to evaluate the Company’s claim that fewer workers were
needed at Grass Lake at the time the strike ended. The General
Counsel asserts that the Union had a legitimate concern about
these matters since only 6 striking workers were being called
back to work; 24 were not; that this also posed an issue of pos-
sible discriminatory hiring.
The Respondent asserts that the complaint allegation is inac-
curate in that the only information it did not provide on Febru-
ary 13 were the contracts with and invoices regarding payments
to Strom during the strike; the Respondent contends that these
were not related to the amount of work performed by contrac-
tors during the strike (as alleged in the complaint).
The Respondent notes that the union letter of February 12,
requested the dates the replacements were hired; their last date
of service in the plant, and the number of Strom employees and
their assignment during the strike.
The Respondent asserts that pursuant to the Union’s letter
request, it provided the Union in writing with the number of
Strom employees utilized—0 to 50; the date it first used
them—since April 26, 2005; their last date used—February 4,
2006; and their assignments to various deployments in the
plant, that is, to bargaining unit jobs in welding, hoist, model
maker, maintenance, and shipping and receiving departments.
The Respondent contends that it did not provide the written
contracts or invoices relating to Strom because the Company
took the position that legally it did not have to bargain with the
Union over contractor costs for services, since it was unques-
tionably entitled to continue operations through use of subcon-
tractors.
The Respondent also contends that by providing the afore-
mentioned information, this was sufficient to satisfy the Un-
ion’s need to evaluate the Company’s position that fewer work-
ers were needed at the conclusion of the strike. Moreover, the
parties at the time had agreed on a reinstatement process for the
strikers and also provided the Union with a list of projects at
Grass Lake before and after the strike that suggested less work.
On balance, the Respondent asserts that the contract and in-
voice information was irrelevant first, and second, not neces-
sary to the Union’s role as exclusive bargaining representative.
The complaint in paragraph 17 essentially (as correctly noted
by the Respondent) charges that the Union’s letter of February
13, 2006, requested information regarding the amount of work
performed by the Strom workers during the strike and that the
Respondent violated the Act in not providing this information.
As I read the Union’s letter, the requests literally do not
seem to correspond directly to a general query about the
“amount of work performed” by the Strom employees.
In its followup letter of March 6, 2006, the Union stated that
its request for information about the Strom employees “was
aimed at documents which would set forth the number of Strom
employees during the strike.” In the Union’s March 22, 2006
letter, the Union stated that the information about Strom em-
ployees was necessary so that the Union could judge how to
press its position (goal) in bargaining to ensure the return of all
of the strikers to work, and that the reinstatement of strikers
was a mandatory subject of bargaining. Additionally, the Un-
ion’s letter stated that the Strom information would allow the
Union to evaluate the Company’s claim that fewer workers
were needed because there was less work at the plant.
Perhaps, as the Respondent contends, the complaint allega-
tion is not as artfully worded as it could be. However, the Re-
spondent did not complain about the charge at the trial, nor did
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1000
it move for its dismissal for failure or insufficiency to state a
claim. I would find that in spite of its wording the charge gives
sufficient notice to the Respondent to satisfy due process.
Moreover, the Respondent had the opportunity at trial and in-
deed took advantage thereof to adduce evidence in defense of
the charge.
Directing myself to the February 13, 2006 information re-
quest, I would find and conclude that the Respondent provided
a sufficient response to that letter (and those sent subsequently),
except with respect to the requested contract and invoice infor-
mation. The Respondent concedes that it did not provide this
information essentially on grounds of relevance. As earlier
noted, the Board employs a broad discovery standard regarding
the relevance of information requested by the Union. In my
view, under that standard, given the Union’s stated reasons for
the need of the information, the contracts and invoices for
Strom could be useful to the Union’s stated need to verify the
number of Strom employees vouchered by the Company pursu-
ant to the subcontractor contracts which, in turn, could arguably
shed light on the amount of work they performed.
Notably, the Union, with 40-plus years of experience with
the Respondent’s operation, was in a position to use these con-
tracts and vouchers in its negotiations with the Company for
purposes of reinstating the strikers and determining whether the
Respondent’s offer to return a certain number of strikers was
consistent with the amount of work available at least based on
the Company’s history in employing the subcontractors during
the strike.
I would grant that this is a somewhat speculative approach to
the relevancy issue. However, the standard the Board utilizes
regarding relevance in my view cuts a fairly broad swath in
terms of producible information. I would accordingly find and
conclude that by not providing the contract and invoice infor-
mation for the Strom employees employed during the strike, the
Respondent violated Section 8(a)(5) of the Act.
However, I would note in passing that the Respondent’s re-
sponse to the February 13, 2006 letter was otherwise sufficient-
ly responsive and that its view of the irrelevance of the contract
and voucher information was principled. Hence, I would deem
its failure to provide this information more in the nature of a
technical violation of the Act, but a violation nonetheless.
E. The February 6, 2006 Rule Changes Allegations
1. The February 6 announcement by Kortz at the
mandatory employee meeting
The complaint alleges essentially that the Respondent,
through Kortz on February 6, unlawfully restricted employee
discussion by instructing the gathered employees that they were
not to say anything to each other that might be deemed offen-
sive or evoke a response from another employee, in violation of
Section 8(a)(1) of the Act.
The General Counsel essentially contends that Kortz’ an-
nouncement that taunting, verbal, or physical threats meant to
be confrontational or to evoke a response from coworkers were
prohibited, and that such actions were to be reported to him,
implicated protected activity. She asserts that since his edict
was not defined or limited in time or place, it therefore was
impermissibly overbroad in its reach. She submits that Kortz’
announcement violated the employees’ rights guaranteed them
under the Act to discuss the Union as well as their terms and
conditions of employment because Kortz did not indicate what
type of topics might be considered confrontational or evoke a
response.
In short, she submits that by the Respondent’s announcement
of this rule, the employees were effectively muzzled and were
unreasonably restricted in terms of being able to discuss job-
related matters to them guaranteed them under the Act.
The Respondent argues that on February 6, the first day the
strikers returned to work, Kortz called all employees together to
discuss moving forward with the business of the Company and
the jobs they were hired to perform poststrike. Towards that
end, Kortz distributed the one-page letter to all employees and
posted a copy on the bulletin boards.
The Respondent contends that this announcement took place
in the context of a contentious 10-month strike, just concluded,
that was unsuccessful from the Union’s point of view; the hir-
ing of permanent replacement workers whom the Union had
demanded be terminated and the strikers returned to work.
However, the Company had refused this demand and the Un-
ion, through Walker, indicated retention of the replacement
workers would produce a “conflict.”
On February 6, faced with a work force consisting of dispar-
ate and possibly antagonistic elements and being responsible
for managing the facility and keeping its operations afloat, the
Respondent submits that Kortz decided to address the employ-
ees and deal with a potential “powder keg” in the most respon-
sible way he could devise.
Thus, the Respondent contends, contrary to the General
Counsel’s claim, Kortz was not trying to muzzle or stifle the
employees in the exercise of their statutory rights. Rather,
confronting his first strike situation, Kortz was simply but re-
sponsibly trying to avoid situations that could cause physical or
verbal confrontations that would cause disruption in the plant.
The Respondent asserts that on bottom, the complaint allega-
tion reflects a selective lifting of language out of Kortz’ entire
communication to the employees and totally ignores the context
of the situation making for the announcement. The Respondent
argues that this charge should be dismissed.
2. The February 6 rule regarding the posting of materials
with approval of the Company
The complaint alleges, essentially, that the Respondent
promulgated on February 6 a (new) rule requiring that all mate-
rials posted by the unit employees had to be approved by the
Respondent’s supervisors, without prior notice to and without
affording the Union a meaningful opportunity to bargain with
respect to the rule change and the effects thereof, in violation of
Section 8(a)(5) of the Act.
The General Counsel contends that along with Kortz’ warn-
ings about taunting and other unacceptable behavior, he also
told the employees that postings of signs, letters, or other print-
ed materials would be subject to obtaining (prior) approval
from the supervisors; and that notice of the rule change was not
given to the Union, nor was any opportunity provided to bar-
gain over the change.
TENNECO AUTOMOTIVE, INC.
1001
The General Counsel asserts that in the past, employees used
the plant bulletin board to post all types of materials, including
notices of cookie, house, and car sales without obtaining man-
agement’s approval.
Therefore, when Kortz announced the new posting policy, he
promulgated a new rule regarding the use of the bulletin boards,
which the General Counsel contends is a basic condition of
employment and a mandatory subject of bargaining, without
extending notice and bargaining opportunities to the Union.
The Respondent counters that in point of fact, the rule the
General Counsel claimed is a new rule or posting was not new
at all—that the posting rule complained of had been in exist-
ence since at least 1981 and was incorporated in the published
work rules (specifically rule 30), which were established in
accordance with past applicable collective-bargaining agree-
ments, as well as the expired agreement. Thus, the Respondent
asserts that the very premise for the charge is incorrect.
The Respondent also notes that the evidence of record clear-
ly shows that the use of the bulletin boards, including the Un-
ion’s board, did not change as a result of Kortz’ statement or
restatement of the posting rule on February 6. The Respondent
cites further that the collective-bargaining agreement was in
force and effect except for the implemented provisions of the
last and best final offer on February 6 and thereafter. Specifi-
cally, the Respondent points to the specific provision of the
agreement that establishes a bulletin board for the Union’s ex-
clusive use. The Respondent asserts that in its view, the provi-
sion was not abrogated by the last, best, and final offer.
The Respondent further submits that Kortz did not even
mention the Union’s bulletin board on February 6, and it re-
mains up and in place for the Union’s exclusive use to this day.
The Respondent contends also that in the correspondence with
the Union during negotiations over the issue of communicating
with the replacement workers, the Company even reminded the
Union that the bulletin board was still available to contact them.
The Respondent submits that this point alone contradicts any
claim that the employees had to obtain permission to use the
union board. Moreover, the Respondent asserts that the record
indicates to a certainty that the Union did indeed use its board
without management’s approval after February 6.
The Respondent also points out that before and after Febru-
ary 6, employees routinely posted personal items such as vehi-
cle and cookie sales on the breakroom bulletin board without
obtaining management’s approval.
The Respondent submits that Kortz’ comments about post-
ings actually pertained only to postings at employee work-
stations, a source of complaints by employees. The Respondent
notes on this score that alleged discriminatee Helton had com-
plained prior to February 6 that coworker Mark Dean had post-
ed offensive materials at his workstation. Kortz, in response,
told Dean to remove the materials. Thus, on February 6, Kortz
was directing his comments to situations like this and, in an
effort to eliminate or control such behavior, stated that all such
postings had to be approved. However, the Respondent argues
that was simply a reinstatement of work rule 30, which basical-
ly stated that all postings on company property were prohibited
unless otherwise allowed by the collective-bargain-ing agree-
ment. This rule was in place and had been in place long before
(25 years) February 6.
The Respondent submits that the General Counsel’s charac-
terization that it promulgated a new posting rule on February 6
is simply incorrect, and that this charge should be dismissed.
Turning to the complaint allegations covering the Respond-
ent’s purported rules changes of February 6, I should first point
out that I found Kortz very credible regarding his stated reasons
for making the February 6 announcements and his testimony in
general about the situation he faced when the strike concluded,
including the seemingly volatile mix of individuals then consti-
tuting the workforce at Grass Lake. Also, I note that as he testi-
fied he was calm, yet straightforward in his presentation, and
his testimony was consistent with other evidence of record,
especially his correspondence with the Union on the pertinent
issues that cropped up in the negotiations.
Regarding Kortz’ announcement that employees were asked
not to say anything that might be deemed offensive or evoke a
response from another employee, in my view this statement in
context of the events leading to its utterance, while broadly
worded, does not explicitly restrict employee activities protect-
ed by the Act.124
As to whether employees would reasonably construe Kortz’
words to prohibit Section 7 activity, in agreement with the Re-
spondent, I cannot conclude that the workforce as then consti-
tuted—union picket line crossers, replacement workers, return-
ing strikers and those who did not strike at all—under the totali-
ty of the circumstances associated with the strike and its after-
math, would construe that management intended to prohibit
their Section 7 rights. Kortz’ clear and unmistakable (in my
view) message was that in spite of the recently concluded job
action and their individual roles in and opinions about the mat-
ter, the workers were there to work, to respect one another, and
to conduct themselves in an appropriate fashion.
Notably, the Board in Lutheran Heritage Village-Livonia125
stated:
The Board has held that an employer violates Section
8(a)(1) when it maintains a work rule that reasonably tends
to chill employees in the exercise of their Section 7 rights.
326 NLRB 824, 825 (1998). In determining whether a
challenged rule is unlawful, the Board must, however, give
the rule a reasonable reading. It must refrain from reading
particular phrases in isolation, and it must not presume
improper interference with employee rights. Id. at 825,
827. Consistent with the foregoing, our inquiry into
124 Notably, Sec. 7 (29 U.S.C. §157 provides the following:
Employees shall have the right to self-organization, to form,
join, or assist labor organizations, to bargain collectively through
representatives of their own choosing, and to engage in other con-
certed activities for the purpose of collective bargaining or other
mutual aid or protection, and shall also have the right to refrain
from any or all such protection, and shall also have the right to re-
frain from any or all such activities except to the extent that such
right may be affected by an agreement requiring membership in a
labor organization as a condition of employment as authorized in
section 8(a)(3) [Sec. 158(a)(3) of this title].
125 343 NLRB 646, 647 (2004).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1002
whether the rule explicitly restricts activities protected by
Section. If it does, we will find the rule unlawful.
If the rule does not explicitly restrict activity protected
by Section 7, the violation is dependent upon a showing of
one of the following: (1) employees would reasonably
construe the language to prohibit Section 7 activity; (2) the
rule was promulgated in response to union activity; or (3)
the rule has been applied to restrict the exercise of Section
7 rights.
The Board, in affirming Judge Rosenstein’s conclusion in
Lutheran Heritage Village-Livonia, stated that the employer’s
rule prohibiting “abusive or profane language” was lawful,
noted, that as recognized by the District of Columbia Circuit’s
decision in Adtranz ABB Daimler-Benz Trnsp., N.A. Inc. v.
NLRB, 253 F.3d 19 (D.C. Cir. 2001), employers have a legiti-
mate right to establish a civil and decent workplace and they
have a right to adopt prophylactic rules banning such language
because they face civil liability under Federal and State laws.126
The Board in Lutheran Heritage Village went on to state
whether particular employee activity is protected by Section 7
of the Act turns on the specific facts of each case. Moreover,
the Board raised the issue of whether the rule in question served
a legitimate business purpose, i.e., to maintain order in the
workplace and to protect the employer by prohibiting conduct
that could result in liability presumably under the Act.
No reasonable employee in my view, given Kortz’ letter and
speech, could feel that he was instructing them not to speak at
all about the Union or the strike. A reasonable employee in my
view would or could reasonably and accurately construe that
Kortz wanted them to move past the strike and all of the senti-
ments and actions that were a part of it, try to get along with
each other, and get quality product out to the customers. More-
over, it seems abundantly clear that Kortz wanted all to know
that improper behavior would not be tolerated and that instanc-
es of bad behavior should be reported to management for ap-
propriate action.
As to whether Kortz’ announcement was promulgated in re-
sponse to union activity, it surely could be said that the Union’s
strike was the primary impetus for Kortz’ announcement.
However, Kortz testified that he called the meeting not because
of the strike, which had concluded, but because the work force
as constituted, along with Walker’s statement that there could
be conflict among the employees, presented to him a possible
disruptive situation in the workplace. So, in my view, there
was actually no union activity serving as an impetus for his
announcement; rather, it was the volatile situation with the
workers as seen through Kortz’ eyes that prompted him to call
the meeting and remind the gathered employees of their and the
Company’s basic raison d’etre—producing quality product
through means of a workforce that comported itself properly.
It is also clear to me that there was no credible evidence that
Kortz’ announcement was applied in such a way to restrict the
exercise of Section 7 rights by the employees. I recognize that
126 In Adtranz, the court noted that under such laws, employers who
fail to maintain a workplace free of racist sexual and other harass-
ment—verbal language could constitute verbal harassment—can trigger
liability under applicable state of Federal laws (at 27).
on about January 20, 2006, Helton was disciplined for wearing
a T-shirt with language deemed objectionable by management.
This incident predated Kortz’ announcement but may have
influenced him to ask the employees to refrain from taunting
each other on February 6. However, this matter, the subject of
a separate charge, did not involve union activity by Helton or
anyone else on February 6.
As to the employees’ response to Kortz, it seems that while
some employees, most notably the returning strikers, felt that
their right to talk about the Union or the strike was curtailed by
Kortz’ announcement, I do not credit them in this regard. First,
this was not true. The returning strikers and the replacement
workers did in fact amicably interact and talk with each other
and on occasion addressed not only the Union in their conver-
sations, but also the strike as well as other terms and conditions
of employment, all without management’s intervention or per-
mission. Given these circumstances, it is clear to me that
Kortz’ instruction did not serve to chill the employees in the
exercise of their Section 7 rights. Moreover, under these cir-
cumstances, I would find and conclude that on February 6,
Kortz’ written notice and speech were designed and intended to
maintain order and discipline in the workplace, and not to inter-
fere with the Section 7 protection guaranteed the employees at
Grass Lake. I would recommend dismissal of this aspect of the
complaint.
Turning to Kortz’ statement regarding the posting of materi-
als, I will be brief. For the reasons stated by the Respondent in
its brief, this was indeed not a new rule. Rather, in my view, in
the context of the “powder keg” situation he faced, Kortz was
merely reminding the work force of the long established rule
that the employees could not post anything without the approv-
al of management unless otherwise provided by agreement.
Clearly, the “agreement” he referred to in rule 30 was the col-
lective-bargaining agreement last entered into by the parties
and which the Company still considered operative in all as-
pects, except, as noted, the last, best, and final offer matters.
This agreement, though expired, by its terms allowed the Union
the exclusive use of its bulletin board which remained in place
after the strikers returned and was actually utilized by them off
and on after February 6 to post various notices without man-
agement’s approval. Also, it seems that the other bulletin
boards were in continuous use by the employees to post notices
of sales and the like before, during, and after February 6.
In my view, Kortz credibly testified that he was concerned
about vituperative “postings” in the locker areas. Therefore, on
February 6, he merely reminded the employees of the require-
ment of approval for such, in an effort to forestall any inappro-
priate behavior between and among the work force and to
maintain order and discipline at the plant.
I would recommend dismissal of this aspect of the com-
plaint.
F. The January 20, 2006 Discipline of Helton
The General Counsel argues that with respect to Helton, she
has clearly satisfied her burden under Wright Line to establish
the unlawfulness of the discipline given him by the Respond-
ent. She contends that it is indisputable that the Respondent
knew of Helton’s union activities and support. She further
TENNECO AUTOMOTIVE, INC.
1003
states that the Company (mainly Kortz) harbored animus
against him because of his prounion sentiments and activities.
She notes that when he was initially hired by the Company, he
was almost immediately—within weeks—discharged by the
Company because of his prounion comments, along with his
supervisor’s (Eggleston) labeling him a troublemaker. In that
regard, she states that around the time Helton was discharged, a
new hire, Linden, credibly testified that Kortz himself told him
that an unidentified employee had been let go because he was
stirring up trouble, had been the recipient of a lot of complaints;
and that this person’s prounion attitude was not conducive to a
good work environment. According to Linden, she further
notes, Kortz said that the attitude of this worker would not be
tolerated and that was why he was no longer with the Compa-
ny. The General Counsel asserts that the troublemaking em-
ployee could be no other person than Helton.
The General Counsel concedes that while his discharge was
ultimately settled and Helton reinstated, the Company’s animus
against him remained intact on January 20, 2006, when he was
disciplined over the T-shirt incident. She submits that at the
time Helton was a rather unique employee—he was the only
employed strike supporter; he had been reinstated because of
his support for the Union; and the Union had given him special
permission to cross the picket line—and Kortz was well aware
of his situation.
The General Counsel notes that Helton was disciplined for
wearing a T-shirt that first said, “thou shall not scab;” a mes-
sage later changed to different ones by Helton, but that all of
the messages basically expressed a prounion or at least antire-
placement worker point of view. She suggests that Helton was
punished solely for being impertinent and brazen enough to
wear a shirt that in effect was critical of management’s decision
to hire the replacements. Thus, taken as a whole, the General
Counsel contends that she has amply met her initial evidentiary
Wright Line burden.
Regarding the Respondent’s defense, the General Counsel
contends that the Company would not have disciplined Helton
absent his protected activity as evidenced by their not disciplin-
ing an antiunion employee—Mark Dean—who Helton testified
had taunted him verbally and even on the company website
with disparaging names like reject and mole.
The General Counsel submits that the Respondent has failed
to establish persuasively that it would have taken the same
action against Helton even in the absence of his union or con-
certed activities.
The Respondent contends, contrary to the assertions of the
General Counsel, that the Company lawfully counseled Helton
because he intentionally disregarded his supervisor’s instruc-
tions on several occasions during the same shift to change into
an approved shirt; that his discipline (counseling) was predicat-
ed on his insubordination, not his union activity and support.
While conceding that “scab” is arguably protected speech, the
Respondent notes that Helton’s counseling was not given when
he displayed the “scab” comment on his shirt. The Respondent
asserts, however, such an utterance in the context of a bitter and
ongoing strike justified a request from the Company to remove
or cover up the terms in the interests of promoting harmony
among the work force and reduce any bitterness and acrimony
between employees who were at odds over the strike.
In this case, the Respondent argues that in the context of a
then 10-month-old strike during which there was abusive lan-
guage, reports of threats by the strikers against those who
crossed the line, physically striking and damaging vehicles, and
threats of violence and physical harm, Eggleston’s request to
Helton was a reasonable precautionary measure to preserve
order within the facility. Helton’s refusal to comply with his
supervisor’s request, the Respondent submits, was an act of
insubordination fully meriting the relatively minor discipline of
a written counseling.
I would agree that the General Counsel established her initial
Wright Line burden. Clearly, the Respondent knew of Helton’s
activities and support for the Union by virtue of his comments
when first hired in 2005, and that he was given a special excep-
tion by the Union to cross the picket line after the strike began.
Then, too, it is reasonable to infer that the Company knew that
during the strike he was observed on the picket line. That he
was a known union supporter and activist is beyond dispute.
In likewise, I would agree that Helton’s wearing the T-shirt
with the scab language and even the other messages, in context,
were emblematic of protected speech on behalf of the striking
unionists’ cause. In my view, under the circumstances, they
were not solely directed at his personal interests. Accordingly,
Helton’s discipline reasonably could be said, prima facie, to
have been motivated by his union activities and support, as well
as his having engaged in protected speech and concerted action
on behalf of his striking union brethren.
The question remains whether the Respondent would have
disciplined him as it did even in the absence of his having en-
gaged in protected activity. The Board authorities cited by the
Respondent indicate that while similar activities of union ad-
herents or supporters are protected by the Act, such employees
are not insulated by the Act from charges of insubordination;127
that language and symbols ordinarily protected may not in cer-
tain circumstances be permissible in the interest of workplace
harmony and order.128
In agreement with the Respondent, I would find and con-
clude that under the total circumstances at the time at the Grass
Lake facility the Respondent would have counseled Helton
even in absence of his union support and other protected activi-
ties for not obeying his supervisor’s instructions to remove or
cover up messages that the supervisor deemed provocative and
disruptive in the workplace. I would find and conclude that the
supervisor’s instructions in my view were a reasonable precau-
tionary measure to preserve order in the plant.
I note in passing that in the case of Dean who allegedly har-
assed Helton, calling him names and all, Kortz credibly testi-
fied that he took action against the employee—ordering him to
remove offending remarks from his locker. (It was not clearly
127 The Respondent has cited Domsey Trading Corp., 310 NLRB
777, 789 (1993), for the proposition that union activists are protected
by the Act for their union activity, but not for their insubordination.
Also, similar holdings were made in Consolidated Bisquit Co., 346
NLRB 1175 (2006), and Hilty Tank Corp., 273 NLRB 979 (1984).
128 Reynolds Electrical & Engineering, 292 NLRB 947 (1989); Unit-
ed Aircraft Corp., 134 NLRB 1632 (1961).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1004
established to me that Dean authored any comments on the
company website.) In my view this was the functional equiva-
lent of the “counseling” Helton received. Therefore, I would
not consider Helton to have been disparately treated regarding
the T-shirt incident.
I further take special notice that at the time of Helton’s coun-
seling the strike, a bitter and acrimonious affair by all accounts,
had been ongoing for about 10 months, and Helton, himself,
had been implicated by a witness in making a violent gesture—
making a finger gun—on the strike line. Whether this was
actually known by management on January 20 was not estab-
lished on this record. However, Helton, by his own admission,
was not above becoming confrontational with the replacement
workers; he admitted that his T-shirt messages on January 19
were directed at them.
In my view, clearly on January 19, Helton was attempting in
his own way to bring the strike into the workplace, then popu-
lated by workers who for months had had to endure a gauntlet
of abuse as they came to and left work. In my view, the Re-
spondent’s management, well aware of what was transpiring
during the strike, was within its rights to try to control things
that might erupt within the facility among the employees.
Accordingly, I would find and conclude that Helton’s disci-
pline was mainly predicated on his insubordination but also
because his T-shirt message was unreasonably provocative, and
potentially disruptive of the workplace. Given the volatile
circumstances associated with the ongoing strike, irrespective
of the protected nature of his activities, I would find and con-
clude that the Respondent would have disciplined him even the
absence of such activities. I would recommend dismissal of
this charge.
G. The Withdrawal of Recognition Allegations
The General Counsel contends that the Respondent’s with-
drawal of recognition of the Union on December 4, 2006, was
unlawful. She contends that at the time of the withdrawal there
were pending and outstanding allegations of unfair labor prac-
tice violations, notably those contained in the instant complaint.
Moreover, she asserts that the Respondent, under the circum-
stances of this case, cannot avoid its duty to bargain by relying
on any loss of majority status attributable to its own unfair la-
bor practices. The General Counsel further submits that there is
a clear causal relationship between the Respondent’s commis-
sion of the instant unfair labor practices and the withdrawal
petition (of December 4) filed by some of the Company’s em-
ployees.
The General Counsel argues that consistent with the charges
herein, the Respondent effectively cut off the Union’s ability to
communicate with the permanent replacement workers (and
presumably other workers) by unilaterally imposing rules re-
stricting verbal communications and postings in the facility;
and refusing to provide the Union requested necessary infor-
mation, all of which impeded the Union’s ability to contact all
employees and prepare for contract negotiations. She submits
that these violations of the Act created an impression among
the employees that the Union was ineffective and not adequate-
ly representing their interests.
She contends that it is reasonable to conclude that these un-
remedied unfair labor practices had a direct and causal connec-
tion to the employees’ disaffection with the Union; and that the
Respondent’s withdrawal of recognition under circumstances of
its own making should be deemed unlawful.
The Respondent principally and essentially contends that the
unfair labor practices alleged in the complaint did not and could
not have caused the employees to petition the Company to
withdraw recognition of the Union. In short, the Respondent
argues that the General Counsel did not establish that any of the
unfair labor practice allegations caused the employees’ disaf-
fection or had a meaningful impact in bringing it about. Ac-
cordingly, the Respondent contends that its withdrawal of
recognition based on a verified petition signed by 77 percent of
the employees on December 4, 2006, was lawful and should be
allowed to stand.
I begin my discussion of this aspect of the charges by noting
first there is no dispute that the vast majority—around 77 per-
cent—of the Respondent’s Grass Lake employees comprising
the appropriate unit signed the petition to withdraw recognition
and on December 4, 2006, presented it to management, and that
the Respondent’s withdrawal was in reliance thereon. Accord-
ingly, I would find and conclude that at least 50 percent of the
unit employees signed the decertification petition, a crucial
determining factor. Rental Car of Buffalo, Inc., 347 NLRB
1284 (2006).
Second, it is useful to reiterate the unfair labor practice
charges that were outstanding prior to the withdrawal and my
previous findings and conclusions regarding whether the Gen-
eral Counsel established the violations of the Act pertaining to
each. The charges and my findings and conclusions are as
follows in chronological order:
סThe Respondent’s failure to furnish the Union with
information on September 2, 2005, regarding the installa-
tion of video cameras; violation found, but de minimus;
dismissal recommended.
סThe Respondent’s failure to furnish the Union on
October 19, 2005, information regarding Helton’s written
counseling; violation found.
סThe Respondent’s written discipline (counseling) of
Helton on January 20, 2006; violation not found; dismissal
recommended.
סThe Respondent’s failure to furnish the Union with
the home addresses of the permanent replacements on
January 27, 2006; violation not found; dismissal recom-
mended.
סThe Respondent’s announcement that materials to
be posted had to be approved on February 6; 2006; viola-
tion not found; dismissal recommended.
סThe Respondent’s February 6, 2006 restriction of
employee discussion at the facility; violation not found;
dismissal recommended.
סThe Respondent’s failure on February 17, 2006, to
furnish the Union with contracts and vouchers for the
amount of work performed by the replacement workers
during the strike; violation found.
TENNECO AUTOMOTIVE, INC.
1005
Therefore, of the seven alleged unfair labor practice charges
outstanding prior to the withdrawal, I have found that only the
Respondent’s failure to provide information regarding Helton’s
written counseling on October 19, 2005, and its failure to fur-
nish the Union on February 13, 2006, with contracts and
vouchers for the amount of work of the replacement workers
are violative of the mandate of Section 8(a)(5) of the Act for
good-faith bargaining by the Respondent.
As noted earlier herein, the Board (and the Federal courts)
has made clear that an employer may not avoid its duty to bar-
gain by a loss of majority status caused by its own unfair labor
practices.129 By the same token, not all unremedied violations
will preclude a lawful withdrawal. The unremedied violations
must be of a character as to either affect the union’s status,
cause employer disaffection, or improperly affect the bargain-
ing relationship itself. ATS Systems West, Inc., 341 NLRB 57,
59–60 (2004).
As noted earlier herein, the Master Slack analytical frame-
work is to be used in determining whether there is the causal
relationship between the unfair labor practices and the employ-
ees’ disaffection with the Union. The Master Slack factors and
discussion are as follows:
1. The length of time between the unfair labor practice
(ULP) and the Union’s loss of support
Here, the first charged ULP allegedly occurred on September
2, 2005, and the last charge before the withdrawal allegedly
occurred on February 13, 2006. Therefore, the length of time
between the last ULP and the withdrawal petition was about 10
months; the total time span of the ULPs was about 15 months.
I would find and conclude that irrespective of my having found
as a matter of law the Respondent only violated the Act in two
specific instances—failure to provide Helton’s counseling in-
formation and the failure to provide the contract and vouchers
information—there were pending and outstanding seven un-
remedied alleged ULPs.
However, in my view, in agreement with the Respondent, the
alleged ULPs were significantly and substantially remote from
the date that the Company was presented with the withdrawal
petition. In that regard, in my view, this 10–15-month period
between the first and last prewithdrawal ULP diminishes the
causal relationship or connection between the ULPs and the
withdrawal itself.130
2. The nature of the violations, including the possibility
of lasting and detrimental effect on the employees
The alleged violations prior to withdrawal fall in the catego-
ries of failure to provide information, Helton’s written counsel-
ing, and the posting and discussion restrictions.
First, it should be noted that although the Union and the Re-
spondent were not able to successfully negotiate a contract, the
Respondent treated the contract to be in effect, with the excep-
129 NLRB v. Williams Enterprises, 50 F.3d 1280, 1288 (4th Cir.
1995).
130 In contra distinction, see Lexus of Concord, Inc., 343 NLRB 851,
852 (2004), wherein the Board held that there was a temporal proximity
when the employer engaged in an allegedly lawful action, but within 3
months before withdrawing recognition.
tion of the provisions of its last and best final offer, which were
evidently implemented.
In my view, the Respondent’s honoring of the contract as a
practical matter inured to the benefit of the Union. Under such
circumstances, the unit employees could have concluded that
the Union continued to enjoy the respect of the Company in
spite of the Union’s call for a strike. This accommodating as-
pect, in my view, pervaded the Company’s dealings with the
Union throughout the strike and afterwards as is evidenced by
the very respectful tone and tenor of the correspondence with
the Union.
Be that as it may, as to the alleged ULPs, in agreement with
the Respondent I would find and conclude that they are not of
the type of prewithdrawal ULPs that would tend to taint a with-
drawal of recognition by the employees.
Regarding the information requests, it should be noted that
the Respondent at no time exhibited a hostile and uncooperative
posture with respect to the providing of information to the Un-
ion. To be sure, the Respondent believed that it considered
some of the requests to be irrelevant and not producible for
reasons of employee security and confidentiality, with which I
have agreed.
With respect to the surveillance camera issue, the Respond-
ent believed with some justification that the matter was moot.
The Respondent believed in likewise that it had provided all of
the requested information regarding Helton’s discipline. The
Union agreed at the hearing that it had been provided some, just
not all of the Helton information.
As to the contracts and invoices, which the Respondent did
not provide, I note that it clearly did provide substantial other
information as requested regarding the Strom subcontractors.
The hanging point was whether these contacts and vouchers
were relevant to the question of the amount of work performed
by the subcontractor. This constitutes a matter over which
reasonable parties could disagree in my view, and as such could
not have had a lasting or detrimental effect on those who signed
the petition to withdraw.
Turning to Helton’s January 20 written counseling, as noted
by the Respondent, this was the only one written prior to the
withdrawal and ironically to a person who exhibited the most
hostility to the 24 petition signers (as a group), whom he con-
sidered basically traitors, and acted out on his feelings by wear-
ing a T-shirt with very disparaging messages meant for these
coworkers. I cannot logically connect the Respondent’s disci-
pline of Helton—justified in my view—as having a lasting or
detrimental effect on the signers of the petition.
Regarding the alleged restrictions on employee discussion
and postings, which the General Counsel characterized as a
substantial unilateral change in the Company’s work rules
and/or an unlawful interference with employee rights, I would
under ordinary circumstances consider these types of ULPs to
be of the type that could taint a withdrawal. However, in the
instant case, the allegations aside, the charges were simply not
established. In point of fact, as the credible testimony made
clear, the employees, in spite of Kortz’ admonition, were still
free to communicate about the Union or other matters—either
in individual discussions or by use of the bulletin boards. In
my mind, these charges were unfounded.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1006
Accordingly, I would not under the circumstances of this
case consider these ULP allegations to have a lasting or detri-
mental effect on the signers of the petition.
I note in passing that I have considered the authorities sub-
mitted by the Respondent suggesting that the Board considers
actions of employees that reasonably can be considered to con-
stitute the imposition of more onerous working conditions, e.g.,
lockouts because of union membership and reduction in wages,
to be very persuasive in my assessment of the nature of the
ULP allegations here. In my view, the ULP allegations here do
not measure up to a standard of more onerous working condi-
tions, such that would affect a signer of the December 4 peti-
tion.131
3. Any possible tendency of the ULPs to cause
disaffection from the Union
In agreement with the Respondent, I would find and con-
clude that the ULPs as alleged are not the type to cause the
signers of the withdrawal petition to be disaffected with the
Union.
It is important to keep in mind that about 14 of the signers of
the withdrawal petition were replacement workers and the rest
were those who had disassociated themselves from the Union
and the strike. Collectively, these workers were reviled by the
Union, including its leadership working at the plant, as scabs
and traitors or some other very low form of life. Therefore, it is
fair to say that the signers’ disaffection with the Union may
have begun to form long before the alleged ULPs were even
filed; and that a possible tendency of the ULPs to cause disaf-
fection from the Union for this reason alone is negated.
In short, it was clear to the employees that the Union did not
want the replacement workers (and possibly the other line
crossers) at the plant and instead wanted all of the strikers re-
turned to work and the replacements terminated. It may fairly
be said on an objective basis that the Union, by its own behav-
ior and attitude toward the employees in the unit, caused disaf-
fection, not the nature of the ULPs.
As to the alleged ULPs, in my view and in agreement with
the Respondent, I cannot conclude that even on their face, they
are of the type of violations that would cause a reasonable em-
ployee to become disaffected with his union representative and
sign a petition to withdraw.
As argued noted by the Respondent, the charges here relating
as they do to the surveillance camera installation, home ad-
dresses for replacements, and voucher/contract information
requests are not, in my view, the stuff about which employees
reject their union representatives. Helton’s discipline, if candor
is appropriate, probably would have been met with something
bordering on schadenfreude by the signers, but certainly would
not have caused them to be disaffected with the Union.
As to the ULPs related to the posting requirement and the
Company’s request to avoid confrontation at work, based on
the evidence of record, I would venture to say that the signers
were unaffected by the former because they did not witness any
131 See Overnite Transportation Co., 333 NLRB 1392, 1394–1396
(2001), in which the employer in omnibus fashion committed a plethora
of violations which tainted its withdrawal of recognition by the Union.
These types of violations are not present in this case.
change in the posting rules or the activities of the employees
who still posted on the breakroom board or on the union board.
On this latter point, Kortz’ request that all employees at the
plant essentially avoid confrontations was probably viewed by
the petition signers as it was intended—a precautionary meas-
ure to keep order and discipline in the plant to get the job done,
in the face of the now possibly volatile mix of employees now
comprising the work force. The signers in all likelihood recog-
nized that Kortz’ remarks were not addressed solely to the re-
turning strikers—the union members—but to themselves as
well, since they were part of the disparate employee elements in
the plant as stated in Kortz’ remarks.
In this light the Respondent’s alleged posting requirements
and confrontation remarks in my view had very little or no
possible tendency to cause the signers any disaffection with the
Union.
4. The effect of the unlawful conduct on the employees’
morale, their organizational activities and membership
in the Union
While the Board has held that it is the objective evidence of
the commission of unfair labor practices that have a tendency to
undermine the union—not the subjective state of mind of the
employees132—the testimony of the signers regarding their
morale is relevant. In my view, especially is this so in this case
where the signers’ morale—a matter calling for some appraisal
of a person’s inner feelings—becomes of importance in deter-
mining the effect of alleged unlawful conduct on their decision
to disassociate with their bargaining representative.
In the instant case, it is clear that all the signers to a man
called to testify at the hearing about their decision to sign the
withdrawal petition stated unequivocally that the Company had
done nothing to influence their decision. In the main, the sign-
ers objected to the conduct of the Union during negotiations, its
decision to strike, perceptions of poor representation during the
negotiations, picket line misconduct, and even personal feelings
antipathetic to unions in general. Significantly, none of the
signers testified that any of the ULPs in this case had any influ-
ence whatsoever on their decision to sign the withdrawal peti-
tion.
Basically, I would find and conclude, in agreement with the
Respondent, that the General Counsel did not establish that the
signers’ disaffection with the Union was attributable to the ULP
allegations that had been pending for over a year. In point of
fact, it would be my finding and conclusion that the ULPs in
this case had essentially nothing to do with the signers’ deci-
sion to petition for withdrawal of recognition of the Union. In
fact, some of the signers’ “morale” was indeed evident at the
hearing. However, as I observed and heard them, their morale
as such was elevated based on their decision to disassociate
from the Union.
I would find and conclude based on the foregoing that the
Respondent’s withdrawal of recognition of the Union on De-
132 See Wire Products, 326 NLRB 625, 627 fn. 13 (1998), enfd.
mem. 210 F.3d 375 (7th Cir. 2000); Fabric Warehouse, 294 NLRB
189, 192 (1989), enfd. mem. 902 F.2d 29 (4 Cir. 1990); C. F. Martin,
252 NLRB 1192 fn. 2 (1980).
TENNECO AUTOMOTIVE, INC.
1007
cember 4, 2006, was lawful and that this aspect of the com-
plaint should be dismissed.
H. The Respondent’s Alleged Failure to Bargain with
the Union at the Third Step of the Grievance Procedure
on December 6, 2006
The General Counsel argues that by denying a third-step
grievance meeting to the Union regarding Prysiazny’s termina-
tion, the Respondent violated Section 8(a)(5) of the Act.
The General Counsel notes that the (expired) collective-
bargaining agreement contained a four-step grievance proce-
dure and where the parties are unable to resolve the matter
grieved at step one and two, a third step is implemented where-
in the UAW International represents the Union on behalf of the
grievant.
The General Counsel contends further that there can be no
dispute that the Respondent’s failure to process the contractual
third-step procedure constitutes a unilateral change in the
grievant’s working conditions.
The General Counsel submits that the Respondent was not
entitled to suspend the third-step meeting because, first, the
withdrawal of recognition—the Company’s principal ground
for withdrawal—was illegal. Second, the Union contends that
the Respondent was contractually obligated to process any
grievances that arose before the withdrawal through the entire
grievance procedure.
The General Counsel argues that an employer may not make
unilateral changes in the employees’ terms and conditions of
employment, even in the case of a union’s decertification. By
analogy, the General Counsel submits that even if, arguendo,
the withdrawal is deemed valid, the Respondent here is obligat-
ed to hold a third-step meeting in spite of the possible legality
of the withdrawal.
The Respondent counters, principally contending that it
would have been unlawful for it to recognize or continue to
recognize the Union which did not have majority support, that
the Company had no other choice but decline to process Pry-
siazny’s grievance to the third step.
First, there is no dispute regarding the underlying facts asso-
ciated with the Prysiazny discharge and grievances. Prysiazny
was discharged on November 27, 2006, and the Union through
Flannery filed a first-step grievance on November 28 and later
requested that it be advanced to the third level. All of these
moves were made pursuant to the procedure contained in the
expired contract which the parties concede was still operative
and in effect.
Accordingly, under the circumstances, Prysiazny’s discharge
and the grievance filed on his behalf related to his working
conditions, and the Respondent’s actions in suspending the
third-step grievance meeting constituted a unilateral change in
that respect which would, in my view, trigger a statutory duty
on the Company’s part to bargain in good faith.
The question is whether this duty continued in the light of
the Respondent’s withdrawal of recognition on December 4,
2006, which I have determined to be valid.
In agreement with the General Counsel, I would find and
conclude that irrespective of the lawfulness of the withdrawal,
the Respondent was obliged to process Prysiazny’s grievance
through the appropriate steps of the grievance procedure.
Notably, Levitz Furniture Co., 333 NLRB 717 (2001), holds
that it is indeed unlawful for an employer to recognize or con-
tinue to recognize a union that does not have majority support.
But at the time Prysiazny’s grievance was filed, the Union was
his designated contractual representative.
While the Union is the designated exclusive bargaining rep-
resentative for unit members per the contract, the grievance
procedure contained in the instant agreement, in point of fact,
was designed and intended for the protection for the individual
unit members. As such Prysiazny as grievant was entitled, as I
see the matter, to pursue his claim of wrongful discharge under
the contract irrespective of the lawful withdrawal of recognition
of the Union by the Respondent on December 4, an event that
happened days after the grievance procedure had been institut-
ed.
In this respect, Prysiazny’s contractual right as a unit mem-
ber to dispute his discharge vested on November 28, and as
such he was entitled by the terms of the contract to have the
matter advanced to the third step on that day. That his griev-
ance meeting was not immediately scheduled is of no moment.
Furthermore, since the contractual grievance procedure inured
to his benefit, Prysiazny, in my view, was also entitled to have
the Union represent him—a benefit accorded to him by the
contract. In my view, all of these rights and entitlements vested
for his benefit on November 28, 2006.
While the Respondent’s decision to withdraw recognition
was indeed valid as of December 4, I would find and conclude
that the withdrawal was applicable only to matters arising under
the contract and appertaining to the Union after December 4,
2006. In that regard, consistent with my prior findings, I would
find and conclude that the Respondent was obligated to bargain
with the Union over matters that were outstanding prior to the
withdrawal, to include processing Prysiazny’s grievance to the
third step. In refusing to process Prysiazny’s grievance to the
third step, I would find and conclude that the Respondent vio-
lated Section 8(a)(5) of the Act.
I. The Respondent’s Assignment of Unit Work to its
Supervisors on March 7, 2007
Because I have determined that the Respondent’s withdrawal
of recognition of the Union was valid, I would find and con-
clude that the Company’s allowing a supervisor to operate the
front-loader tractor on March 7, 2007, was lawful because the
Company was under no obligation to recognize or deal with the
Union over the matter. Accordingly, there was no violation of
the Act.
While not material to my decision, I would also note that the
Respondent credibly explained the need to use a supervisor to
remove snow—undisputedly work performed by unit employ-
ees—from the company parking lot with the tractor on March
7. Essentially, as the Respondent asserted, there was no one
from the unit who had been formally trained to operate the
vehicle available for work that day. Due to the exigencies of
the circumstances, the Respondent gave a supervisor the as-
signment. I would find no violation of the Act in this regard.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1008
However, be that as it may, I would recommend dismissal of
this aspect of the complaint.
CONCLUSIONS OF LAW
1. By failing and refusing to provide the Union verbally or
in writing sufficient information regarding the October 13,
2005 discipline issued to a unit employee as requested in the
Union’s letter of October 19, 2005, the Respondent has unlaw-
fully refused to bargain with the Union and has violated Section
8(a)(5) and (1) of the Act.
2. By failing and refusing to provide the Union with certain
information regarding the amount of work performed by con-
tractors during the strike as requested in the Union’s letter of
February 13, 2006, the Respondent has unlawfully refused to
bargain with the Union and has violated Section 8(a)(5) and (1)
of the Act.
3. By failing and refusing to bargain with the Union at the
third step of the grievance procedure regarding the discharge of
a unit employee, the Respondent has unlawfully refused to
bargain with the Union and has violated Section 8(a)(5) and (1)
of the Act.
4. The violations above constitute unfair labor practices af-
fecting commerce within the meaning of the Act.
5. The Respondent has not violated the Act in any other
manner or respect.
THE REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall recommend that it be required to
cease and desist therefrom and to take certain affirmative action
necessary to effectuate the policies of the Act. I shall recom-
mend that the Respondent be ordered to furnish the requested
information to the Union, to process the affected unit employ-
ee’s grievance to the third step of the contract’s grievance pro-
cess, and to post an appropriate notice.
[Recommended Order omitted from publication.]