357 NLRB 1084
Bruce Packing Company, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 93
1084
Bruce Packing Company, Inc. and Laborers’ Interna-
tional Union of North America, Local No. 296,
AFL–CIO.1 Cases 36–CA–010496 and 36–CA–
010595
September 28, 2011
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS BECKER
AND HAYES
On April 8, 2010, Administrative Law Judge Lana H.
Parke issued the attached decision. The Respondent filed
exceptions and a supporting brief. The Acting General
Counsel filed an answering brief, and the Respondent
filed a reply brief. The Charging Party filed exceptions,
and the Respondent filed an answering brief. The Acting
General Counsel filed limited cross-exceptions and a
supporting brief. The Respondent filed an answering
brief.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions
only to the extent consistent with this Decision and Or-
der, to modify her remedy,3 and to adopt her recom-
mended Order as modified and set forth in full below.4
1 We have amended the caption to reflect the reaffiliation of the La-
borers’ International Union of North America with the AFL–CIO effec-
tive October 1, 2010.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
3 In accordance with our decision in Kentucky River Medical Center,
356 NLRB 6 (2010), enf. denied on other grounds sub nom. Jackson
Hospital Corp. v. NLRB, 647 F.3d 1137 (D.C. Cir. 2011), we modify
the judge’s remedy by requiring that backpay and other monetary
awards shall be paid with interest compounded on a daily basis.
4 We shall modify the judge’s recommended Order to conform to the
violations found and to provide for the posting of the notice in accord
with J. Picini Flooring, 356 NLRB 11 (2010). For the reasons stated in
his dissenting opinion in J. Picini Flooring, Member Hayes would not
require electronic distribution of the notice. We shall substitute a new
notice to conform to the modified Order.
The Acting General Counsel has requested that the notice be posted
in both English and Spanish. The Respondent does not oppose this
request. Based on the discriminatees’ limited English proficiency, we
find it appropriate to grant the Acting General Counsel’s request, and
we shall modify the Order accordingly. See Barnard College, 340
NLRB 934, 934 fn. 2 (2003).
The Charging Party has requested that the Board issue a broad order.
A broad order is appropriate “only when a respondent is shown to have
a proclivity to violate the Act or has engaged in such egregious or
widespread misconduct as to demonstrate a general disregard for the
employees’ fundamental statutory rights.” Hickmott Foods, 242 NLRB
I. BACKGROUND
The Respondent operates two custom meat processing
plants. The facility at issue here is located in Silverton,
Oregon. None of the Respondent’s employees is repre-
sented by a union.
On June 19, 2009,5 Day-Shift Sanitation Supervisor
Abel Esparza called employee Maria Cortez on her cell
phone as she traveled home from work. Cortez is mar-
ried to Jose Carmen Maciel, one of the alleged discrimi-
natees discussed below, and is employed by the Re-
spondent as a day-shift production worker. Esparza is
not Cortez’ supervisor. Esparza was a friend of Cortez
and Maciel and is godfather to one of their sons.
During the phone conversation, which centered mainly
on a harassment charge that another employee had filed
against Esparza, Esparza asked Cortez to confirm wheth-
er employees were forming a group to get a union into
the company. Esparza told Cortez that employees should
“be careful” because it was a “delicate thing.” Esparza
suggested that Cortez talk to her husband, Maciel, and to
employee Manuel Coria, saying that he had a raise for
them and they should be “very careful because it was
really very delicate.”
The complaint alleged that by Esparza’s conversation
with Cortez, the Respondent violated Section 8(a)(1) of
the Act in two respects: by unlawfully interrogating Cor-
tez about employees’ union activities, and by impliedly
threatening unspecified reprisals because of employees’
union activities. At the close of the hearing, the Acting
General Counsel moved to amend the complaint to add
an allegation, based on Esparza’s statement that he had a
raise for Maciel and Coria, that the Respondent violated
Section 8(a)(1) by promising benefits to employees if
they ceased union activity. The Respondent objected,
and the judge reserved ruling on the motion.
1357, 1357 (1979). We find that a broad order is not appropriate in the
circumstances presented here.
The Charging Party has additionally requested that a responsible
management official be required to read the notice to employees in
Spanish. We deny the request because the Charging Party has not
shown that the Board’s traditional remedies are insufficient to remedy
the violations committed by the Respondent. See First Legal Support
Services, LLC, 342 NLRB 350, 350 fn. 6 (2004).
The judge ordered the Respondent to post the notice at its facilities
in Silverton, Oregon, and Woodburn, Oregon. All of the unfair labor
practices that were alleged and litigated in this proceeding involved the
Silverton facility. Without evidence of any violations at Woodburn, we
shall follow the Board’s usual practice and confine the notice-posting
requirement of the Order to the facility at which the violations were
committed. See Consolidated Edison Co. of New York, 323 NLRB
910, 911–912 (1997). Accordingly, we shall modify the judge’s rec-
ommended Order to require that the notice be posted only at the Re-
spondent’s facility in Silverton, Oregon.
5 All dates hereafter are in 2009, unless otherwise stated.
BRUCE PACKING CO.
1085
The Respondent laid off 42 employees on June 29.
The decision to lay off employees is not alleged to be
unlawful. Rather, the complaint alleges that the four
employees selected from the sanitation department day
shift at Silverton (Manuel Coria, Jose Carmen Maciel,
Daniel Luna, and Federico Nieves Rojas) were chosen
because of their union activity in violation of Section
8(a)(3).
The four employees were supervised by Esparza, who
reported to Assistant Sanitation Manager Osmin Mar-
tinez. Martinez testified that he alone selected Maciel,
Coria, Luna, and Rojas to be laid off based on his own
observations of employees’ job performance and his rec-
ollection of oral supervisory reports, mainly from Espar-
za. Martinez claimed that he did not review personnel
files for any employees and did not receive additional
input from Esparza.
The judge did not credit “any of Mr. Martinez’ uncor-
roborated testimony.” She did not explain what part or
parts of his testimony were corroborated, if any, or what
evidence served as corroboration. But the judge specifi-
cally rejected Martinez’ testimony that he alone selected
employees for layoff. The judge found that Esparza “at
least had substantial input into the day-shift layoff selec-
tions,” based on the credited testimony of employee
Mauro Navarro.
Navarro, a night-shift employee in the sanitation de-
partment, was laid off on the evening of June 29. Navar-
ro had been friends with Esparza for many years. Fol-
lowing his layoff, Navarro went to Esparza’s home and
asked him why employees had been laid off. Navarro
testified that Esparza said that he (Esparza) had chosen
the day-shift sanitation workers because they were stir-
ring things up by meeting with the Union. Esparza de-
nied telling Navarro that he had chosen the day-shift
workers for layoff, but the judge credited Navarro’s tes-
timony over Esparza’s.
II. THE JUDGE’S DECISION
The judge found that Esparza unlawfully interrogated
Cortez by asking her to confirm whether employees were
forming a group to support the Union. The judge also
found that Esparza impliedly threatened employees with
unspecified reprisals through his warnings to “be care-
ful.” The judge denied the Acting General Counsel’s
motion to amend the complaint to include an allegation
that the Respondent unlawfully promised employees
benefits if they ceased engaging in union activity.
The judge analyzed the layoff selections under Wright
Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982). The judge
found that the Acting General Counsel had carried his
initial burden with respect to all four employees. In ad-
dition to Esparza’s comment to Navarro that he had cho-
sen the day-shift workers for layoff because they were
stirring things up by meeting with the Union, the judge
relied on what Esparza said to Cortez during their tele-
phone conversation to demonstrate the Respondent’s
knowledge of employees’ union activity and its animus
toward that activity.
Turning to the Respondent’s Wright Line defense, the
judge found that the Respondent had not established that
it would have selected Maciel, Coria, and Luna for layoff
even absent their union activity. The judge dismissed the
8(a)(3) allegation as to Rojas, however, finding that the
Respondent did demonstrate that it would have selected
Rojas even absent his union activity because of his poor
attendance record.
III. DISCUSSION/ANALYSIS
A. Alleged 8(a)(1) Violations
We affirm the judge’s finding that the Respondent vio-
lated Section 8(a)(1) of the Act by interrogating employ-
ee Maria Cortez about her union activity and the union
activities of others.6 In the absence of relevant excep-
tions, we also adopt the judge’s finding that the Re-
spondent violated Section 8(a)(1) by threatening employ-
ees with unspecified reprisals because of their union ac-
tivity. We find, however, that the judge should have
granted the Acting General Counsel’s motion to amend
the complaint to allege an unlawful promise of benefits.
A judge has wide discretion to grant or deny motions
to amend complaints under Section 102.17 of the
Board’s Rules and Regulations. But when a matter has
been fully litigated and the amendment simply conforms
the complaint to the evidence, the Board has held that the
judge should grant the motion. See Pincus Elevator &
Electric Co., 308 NLRB 684, 685 (1992), enfd. 998 F.2d
1004 (3d Cir. 1993).
Here, the promise-of-benefit allegation was fully liti-
gated. Cortez testified that Esparza promised a raise for
Maciel and Coria, and the Respondent introduced its own
witness, Esparza, who denied making the statement—
testimony that the judge discredited. Although the judge
did not find the promise-of-benefit violation, she did
find, as a fact, that Esparza impliedly promised raises for
Maciel and Coria in determining that the Acting General
Counsel had met his initial burden under Wright Line
with respect to the 8(a)(3) selections for layoff. This
factual finding was adverse to the Respondent on an is-
sue of law that was framed by the complaint, and the
Respondent did not except to it. Thus, the Respondent
6 Member Hayes agrees that the interrogation was unlawful in the
context of a conversation in which Esparza also made an undisputedly
unlawful threat.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1086
has conceded that the statement was made, under circum-
stances where the concession is legally consequential.
Moreover, although the Respondent vaguely asserts that
it would have “solicited more substantive testimony”
from Esparza and “explored this issue further” with
Maciel had the 8(a)(1) promise of benefit been alleged
earlier, it has not identified any evidence or defense that
it would have presented if the allegation had been in-
cluded in the complaint or had the motion to amend been
made earlier. Finally, we note that the Respondent did
not seek to recall any witnesses, or to present any new
ones, after the Acting General Counsel moved to amend
the complaint.
In these circumstances, we find that the Acting Gen-
eral Counsel’s motion to amend the complaint seeks to
conform the pleadings to the proof and that granting the
motion will not prejudice the Respondent. Accordingly,
we grant the Acting General Counsel’s motion to amend
the complaint. As the record establishes that Esparza
impliedly promised raises for Maciel and Coria if they
stopped engaging in union activity, we also find that the
Respondent violated Section 8(a)(1) by promising bene-
fits to employees if they ceased union activity. See
Grouse Mountain Lodge, 333 NLRB 1322, 1325 (2001),
enfd. 56 Fed.Appx. 811 (9th Cir. 2003).7
B. Alleged 8(a)(3) Violations
We affirm the judge’s finding that the Respondent vio-
lated Section 8(a)(3) by selecting Manuel Coria, Jose
Carmen Maciel, and Daniel Luna for layoff. Although
we agree with the judge’s ultimate conclusions as to the-
se 8(a)(3) violations, we do so only for the following
reasons, which further lead us (contrary to the judge) to
find that the Respondent also violated Section 8(a)(3) by
selecting Federico Nieves Rojas to be laid off.
7 Member Hayes would affirm the judge’s ruling denying the Acting
General Counsel’s untimely motion to amend the complaint to include
the additional implied promise of benefit allegation. He does not view
the motion as merely conforming the complaint’s allegation of 8(a)(3)
layoffs to the evidence of an unalleged 8(a)(1) violation. More im-
portantly, the issue of an unlawful promise of benefits was not fully
litigated. The complaint itself gave the Respondent no notice that it
would have to defend against any such allegation. Although testimony
was given that would be relevant to this issue, at no time prior to the
close of hearing did the General Counsel indicate that he was alleging
an additional unrelated violation based on this evidence. Until then, the
Respondent had no idea that it might need to introduce additional evi-
dence, either through more extensive and specific questioning of Cortez
and Esparza about this aspect of their phone conversation, or by ques-
tioning Maciel about whether Cortez mentioned the implied promise of
raises to him when they subsequently discussed Esparza’s call. The
Respondent was not given any opportunity thereafter to introduce addi-
tional evidence. Due process requirements clearly preclude finding a
violation in these circumstances.
Our analysis is governed by the test articulated in
Wright Line, supra. Under that test, a violation of Sec-
tion 8(a)(3) is established here if the Acting General
Counsel showed that the employees’ union activity was a
motivating factor in the Respondent’s selection of them
for layoff, unless the Respondent proved, as an affirma-
tive defense, that it would have made the same selections
even in the absence of their union activity. To establish
this affirmative defense, the Respondent “cannot simply
present a legitimate reason for its action but must per-
suade by a preponderance of the evidence that the same
action would have taken place even in the absence of the
protected activity.” W. F. Bolin Co., 311 NLRB 1118,
1119 (1993), enfd. 99 F.3d 1139 (6th Cir. 1996).
We agree with the judge that the Acting General
Counsel has shown that animus toward employees’ union
activity was a motivating factor in the Respondent’s se-
lection of Coria, Maciel, Luna, and Rojas for layoff. The
judge found that Esparza at least had “substantial input”
into the layoff selection decisions, and Esparza admitted
that his selections were motivated solely by antiunion
animus. It is true, of course, that Martinez also played a
role in the layoff selections and was the ultimate deci-
sionmaker, and that the Acting General Counsel did not
claim or prove that Martinez shared Esparza’s antiunion
animus. But the Board’s case law is clear that the anti-
union motivation of a supervisor will be imputed to the
decision-making official, where the supervisor has direct
input into the decision.8 Taken together, the judge’s
“substantial input” finding and Esparza’s admission
demonstrate that the employees’ union activity was a
motivating factor in their layoffs, under Wright Line.
The burden therefore shifted to the Respondent to
show that it would have selected the same four employ-
ees for layoff even absent Esparza’s tainted input to the
selection decisions. Martinez’ participation introduces
this possibility, but the Respondent has failed adequately
to support it with credited record evidence.
Martinez testified that he selected employees for layoff
based on his recollection of disciplinary, attitude, and
attendance issues, and that he alone made the sanitation
day shift layoff selections. The judge discredited the
latter claim, finding that Esparza had at least substantial
input. Further, no credited evidence was introduced that
would even tend to show that Martinez would have made
the same decision, even without Esparza’s input. The
Respondent did not demonstrate, for example, that Mar-
8 See Parts Depot, Inc., 332 NLRB 670, 672 (2000), enfd. mem. 24
Fed. Appx. 1 (D.C. Cir. 2001) (per curiam); Springfield Air Center, 311
NLRB 1151, 1151 (1993); Grand Rapids Die Casting Corp. v. NLRB,
831 F.2d 112, 117–118 (6th Cir. 1987); Boston Mutual Life Insurance
Co. v. NLRB, 692 F.2d 169, 171 (1st Cir. 1982).
BRUCE PACKING CO.
1087
tinez engaged in any independent investigation when
determining which employees to select for the layoff.
Nor did the Respondent demonstrate that Martinez ap-
plied his selection criteria in a consistent manner that
would have led to Coria, Maciel, Luna, and Rojas being
selected in any event. It did not show, for example, that
all sanitation employees with comparable disciplinary,
attitude, or attendance issues were selected for layoff. It
certainly did not show that Coria, Maciel, Luna, and Ro-
jas had the worst discipline, attitude, and/or attendance
problems on the sanitation day shift.
The dissent finds that the Respondent met its Wright
Line defense burden as to Rojas because Rojas did have
poor attendance, and reports to that effect had been made
to Martinez for over a year. We certainly acknowledge
that Rojas had a poor attendance record. However, as
explained above, the Respondent only demonstrated that
particular legitimate reason for selecting Rojas for layoff
existed. It did not show that Martinez would have se-
lected Rojas because of his poor attendance even absent
Esparza’s unlawfully motivated input into the decision.
For the foregoing reasons, we find that the Acting
General Counsel showed that antiunion animus was a
motivating factor in the Respondent’s selection of Coria,
Maciel, Luna, and Rojas for layoff, and that the Re-
spondent failed to prove that these employees would
have been laid off even in the absence of their union ac-
tivity. As a result, we conclude that the Respondent vio-
lated Section 8(a)(3) and (1) of the Act, as alleged.9
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law 3 in
the judge’s decision.
“3. The Respondent violated Section 8(a)(1) of the
Act by interrogating employees about their union activi-
ties, by impliedly threatening employees with unspeci-
fied reprisals if they engaged in union activities or sup-
ported the Union, and by promising to grant wage in-
9 For the reasons stated in the judge’s Wright Line analysis, Member
Hayes joins his colleagues in affirming the judge’s findings that the
selection of Coria, Maciel, and Luna for layoff violated Sec. 8(a)(3).
However, Member Hayes would also affirm the judge’s finding that the
Respondent met its Wright Line rebuttal burden of showing that it
would have selected Rojas for layoff even in the absence of union
activities. In this respect, Martinez testified that he selected Rojas
based on Esparza’s reports concerning Rojas’ attendance and tardiness
issues. Martinez testified that Esparza provided such reports for over a
year. Esparza corroborated Martinez’s testimony, stating that he report-
ed to Martinez that Rojas had poor attendance and he complained about
Rojas’ problems to Martinez every 2 to 3 months. The judge notes that
the record shows that Rojas was late seven times between January 26
and March 19. Thus, because the judge has credited Martinez’ corrob-
orated testimony, the evidence supports the Respondent’s defense on
this allegation.
creases to employees in order to discourage employees
from supporting the Union.”
Substitute the following for Conclusion of Law 4 in
the judge’s decision.
“4. The Respondent violated Section 8(a)(3) and (1) of
the Act by terminating employees Manuel Coria, Jose
Carmen Maciel, Daniel Luna, and Federico Nieves Rojas
because they engaged in union or other concerted, pro-
tected activities.”
ORDER
The National Labor Relations Board orders that the
Respondent, Bruce Packing Company, Inc., Silverton,
Oregon, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Coercively interrogating employees about their un-
ion activities, sympathies, and/or support.
(b) Threatening employees with unspecified reprisals
if they engage in activities on behalf of the Union.
(c) Promising to grant wage increases or other benefits
to employees in order to discourage employees from
supporting the Union.
(d) Selecting employees for layoff or otherwise dis-
criminating against employees for supporting the Union
or any other labor organization.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Manuel Coria, Jose Carmen Maciel, Daniel Luna, and
Federico Nieves Rojas full reinstatement to their former
jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority
or any other rights or privileges previously enjoyed.
(b) Make Manuel Coria, Jose Carmen Maciel, Daniel
Luna, and Federico Nieves Rojas whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against them. Backpay shall be computed
in accordance with F. W. Woolworth Co., 90 NLRB 289
(1950), with interest at the rate prescribed in New Hori-
zons, 283 NLRB 1173 (1987), compounded daily as pre-
scribed in Kentucky River Medical Center, 356 NLRB 6
(2010), enf. denied on other grounds sub nom. Jackson
Hospital Corp. v. NLRB, 647 F.3d 1137 (D.C. Cir. 2011).
(c) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful selection of
Coria, Maciel, Luna, and Rojas for layoff, and within 3
days thereafter, notify the employees in writing that this
has been done and that the layoffs will not be used
against them in any way.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1088
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.
(e) Within 14 days after service by the Region, post at
its Silverton, Oregon facility copies of the attached no-
tice marked “Appendix.”10 Copies of the notice, on
forms provided by the Regional Director for Region 19,
after being signed by the Respondent’s authorized repre-
sentative, shall be translated into Spanish, and both Span-
ish and English notices shall be posted by the Respond-
ent and maintained for 60 consecutive days in conspicu-
ous places, including all places where notices to employ-
ees are customarily posted. In addition to physical post-
ing of paper notices, notices shall be distributed electron-
ically, such as by email, posting on an intranet or an in-
ternet site, and/or other electronic means, if the Respond-
ent customarily communicates with its employees by
such means. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, de-
faced, or covered by any other material. If the Respond-
ent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall dupli-
cate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed
by the Respondent at any time since June 19, 2009.
(f) Within 21 days after service by the Region, file
with the Regional Director for Region 19 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
10 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT coercively question you about your un-
ion activities, sympathies, or support.
WE WILL NOT threaten you with unspecified reprisals if
you engage in activities on behalf of the Union.
WE WILL NOT promise to give you wage increases or
other benefits in order to discourage you from supporting
the Union.
WE WILL NOT select you to be laid off or otherwise
discriminate against any of you for supporting the Union
or any other labor organization.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Manuel Coria, Jose Carmen Maciel, Daniel
Luna, and Federico Nieves Rojas full reinstatement to
their former jobs or, if those jobs no longer exist, to sub-
stantially equivalent positions, without prejudice to their
seniority or to any other rights or privileges previously
enjoyed.
WE WILL make Manuel Coria, Jose Carmen Maciel,
Daniel Luna, and Federico Nieves Rojas whole for any
loss of earnings and other benefits resulting from their
layoff, less any net interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful selection for layoff of Manuel Coria, Jose Carmen
Maciel, Daniel Luna, and Federico Nieves Rojas, and WE
WILL, within 3 days thereafter, notify each of them in
writing that this has been done and that the layoffs will
not be used against them in any way.
BRUCE PACKING COMPANY, INC.
Irene Botero and Daniel Mueller, for the General Counsel.
Bryan P. O’Connor (Jackson Lewis LLP), of Seattle, Washing-
ton, for the Respondent.
DECISION
I. STATEMENT OF THE CASE
LANA PARKE, Administrative Law Judge. Pursuant to charg-
es filed by Laborers’ International Union of North America,
Local No. 296 (the Union), the Regional Director for Region 19
of the National Labor Relations Board (the Board) issued an
Order Consolidating Cases, Consolidated Amended Complaint,
BRUCE PACKING CO.
1089
and notice of hearing (the complaint) on January 14, 2010. The
complaint alleges that Bruce Packing Company, Inc. (Respond-
ent) violated Sections 8(a)(3) and (1) of the National Labor
Relations Act (the Act). This matter was tried in Portland,
Oregon, on February 8–10, 2010.1
At the close of the hearing, counsel for the General Counsel
moved to amend the complaint to include a promise-of-benefit
allegation. The Respondent opposes the amendment on
grounds that the alleged conduct is outside the 10(b) period and
that such an amendment would infringe on the Respondent’s
due process rights. Counsel for the General Counsel argues
that the proposed amendment is not precluded by 10(b), as it
meets the factors set out in Redd-I, Inc., 290 NLRB 1115, 1118
(1988), with which position I agree. However, the Respondent
was not noticed of the proposed allegation until after the Re-
spondent had rested its case even though the testimony upon
which the proposed amendment was based had been given a
day earlier.2 The delay raises a due process question. See Sec-
tion 102.17 of the Board’s Rules and Regulations: an amend-
ment to a complaint may be granted “upon such terms as may
be deemed just;” Folsom Ready Mix, Inc., 338 NLRB 1172
(2003) (amendments made at the beginning of the hearing were
not so late as to prejudice the respondent); New York Post
Corp., 283 NLRB 430, 431 (1987) (amendment not ruled on
until just before close of the hearing prejudiced the respondent).
Given the lateness of the proposed amendment and since any
remedy for existing 8(a)(1) allegations would substantially
rectify any violation stemming from the proposed amendment, I
deny the General Counsel’s request.
II. ISSUES
Did the Respondent violate Section 8(a)(1) of the Act by in-
terrogating employees about their union activities and those of
other employees and by threatening and/or impliedly threaten-
ing employees with unspecified reprisals because of their
and/or other employees’ union activities.
Did the Respondent violate Sections 8(a)(3) and (1) of the
Act by terminating employees Manuel Coria, Jose Carmen
Maciel, Daniel Luna, and Federico Nieves Rojas on June 29,
2009.3
1 All dates are 2009, unless otherwise specified.
2 Counsel for the General Counsel argues, essentially, that the Re-
spondent thoroughly challenged the General Counsel’s evidence of a
telephone conversation between Abel Esparza and Maria Cortez where-
in unlawful promises were allegedly made and is thus not prejudiced by
the amendment. At the hearing, the Respondent cross examined Maria
Cortez as to her recollection of the conversation and presented Abel
Esparza to contradict her account. While it is difficult to see what
additional witness examination the Respondent might have conducted
or what additional evidence the Respondent might have adduced had
the Respondent known of the proposed amendment earlier, it is undeni-
able that the Respondent was not given that opportunity.
3 The complaint alleges that Manuel Coria, Jose Carmen Maciel,
Daniel Luna and Federico Nieves Rojas were “discharged,” and wit-
nesses variously describe the terminations as “layoff,” “discharge,” and
“firing.” The Respondent distinguishes the June 29 terminations from
discharges because, although the employees were laid off with no rights
of recall, the employees were not designated on company records as
ineligible for employment and, thus, could apply for employment at a
III. JURISDICTION
At all relevant times, the Respondent, an Oregon corpora-
tion, has been engaged in the business of food processing with
offices and places of business in Silverton and Woodburn, Ore-
gon (respectively, the Silverton facility and the Woodburn fa-
cility and collectively, the Respondent’s facilities). During the
12-month period preceding the complaint, which period is rep-
resentative of all material times, the Respondent, in conducting
its business operations, purchased and received at its facilities
goods valued in excess of $50,000, directly from points located
outside Oregon. I find Respondent has at all relevant times been
an employer engaged in commerce within the meaning of Sec-
tion 2(2), (6), and (7) of the Act. Respondent admits, and I
find, the Union has at all relevant times been a labor organiza-
tion within the meaning of Section 2(5) of the Act.
IV. FINDINGS OF FACT
Unless otherwise explained, findings of fact are based on
party admissions, stipulations, and uncontroverted testimony
regarding events occurring during the period of time relevant to
these proceedings. On the entire record, including my observa-
tion of the demeanor of the witnesses, and after considering the
briefs filed by the General Counsel and the Respondent, I find
the following events occurred in the circumstances described
below during the period relevant to these proceedings:
A. Employee Terminations at the Silverton Facility
At all relevant times, the Respondent’s operations in the Sil-
verton facility consisted of custom meat processing, wherein
the Respondent cooked raw meats, including chicken, beef,
pork, turkey and some fish products, to customer specification
for component inclusion in customers’ finished products. The
Respondent maintained a sanitation department at the Silverton
facility, which was responsible for facility cleaning. All work-
ers in the Silverton sanitation department were furnished initial-
ly by Express Personnel (Express), a temporary employment
agency. Upon completion of a 2-month or 500-hour contractu-
al period of employment, Express employees so furnished
could be hired directly by the Respondent. The issues centered
on persons employed in the Silverton sanitation department.
Relevant employee supervision at the Silverton facility in-
cluded the following individuals in the following positions,
who were supervisors within the meaning of § 2(11) of the Act,
and/or agents within the meaning of § 2(13) of the Act, acting
on behalf of Respondent:
Jacobo de Soto (Mr. de Soto)
Human Resources
Director
Jorge Mesa (Mr. Mesa)
Sanitation Manager
Osmin Martinez (Mr. Martinez)
Assistant Sanitation
Manager
Juan Rodriguez (Mr. Rodriguez)
Night Shift Sanitation
Supervisor
future date through a temporary employment agency. I find the termi-
nations, whether designated layoffs or discharges, were de facto dis-
charges.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1090
Abel Esparza (Mr. Esparza)
Day Shift Sanitation
Supervisor
Jose Flores (Foreman Flores) and Juan Briones (Foreman Brio-
nes) were nonsupervisory foremen of the day shift sanitation
department.
The Respondent employed about 200 workers at the Silver-
ton facility, operating Monday through Thursday. The Silver-
ton facility ran one production shift from 6:30 a.m. to 7:30
p.m., and two sanitation shifts: a day shift: 5 a.m. to 3:30 p.m.
on Monday and 5:30 a.m. to 4 p.m. Tuesday through Thursday,
and a swing shift: 7:30 p.m. to 6:30 a.m.4 Mr. Esparza super-
vised sanitation employees on the day shift, as did Mr. Rodri-
guez on the night shift.
Tasks in the sanitation department included assuring that all
production and storage areas were clean, floors were dry, and
garbage cans were placed properly; cleaning area-separation
curtains, production machines, floors, and freezer and refrigera-
tion shelves, hosing off and/or scrubbing equipment and cook-
ing pans, and collecting garbage. Sanitation workers utilized
such power equipment as pressure washers, pallet jacks, and
forklifts.5
In May, Mr. Coria and Mr. Maciel began supporting the Un-
ion in its attempt to organize the Respondent’s employees. Mr.
Coria encouraged coworkers to support the Union and hosted
three union meetings at his home, two in May and one on June
20, all of which union representatives and Mr. Maciel attended.
Mr. Luna also attended meetings. At work, Mr. Coria daily
spoke to coworkers about the Union during breaks in the com-
pany lunchroom, sitting in an area that could be seen from Mr.
Esparza’s office about 20–25 feet away.6 Between June 20 and
22, Mr. Coria distributed to coworkers a union-created, red-
fronted pamphlet bearing the heading: STOP[:] 35 THINGS
YOUR EMPLOYER CANNOT DO.
In mid-June Mr. Rojas learned of the Union by talking with
Mr. Coria and Mr. Maciel during lunchroom breaks. Although
Mr. Rojas supported the Union and discreetly discussed it with
coworkers, he attended no union meetings prior to his dis-
charge. When Mr. Rojas participated in union-related lunch-
room conversations with coworkers, he observed Mr. Esparza
4 The Monday shift began half an hour earlier than the Tuesday
through Thursday shifts to permit additional machine cleaning before
production started.
5 Forklift and pallet jack operation was limited to employees who
had passed qualifying tests. In June, Mr. Coria and four other day-shift
sanitation workers who were not laid off in a June layoff were author-
ized to operate forklifts. Mr. Coria, Mr. Luna and three other day-shift
sanitation workers who were not laid off were authorized to operate
pallet jacks.
6 The lunchroom was L-shaped with one row of four tables extend-
ing end-to-end down the relatively narrow stem of the “L,” broadening
into a larger area in the short base of the “L” that contained four tables.
Mr. Coria and coworkers generally sat at one of the tables situated in
the base of the “L.” Mr. Esparza’s office windows fronted the top of
the long stem of the “L.” Because of the configuration of office and
large lunchroom windows, tables located in the short base could be
seen from Mr. Esparza’s office. There is no evidence or contention that
Mr. Esparza or any other supervisor could hear the lunchroom conver-
sations.
in his office.
On June 19, Mr. Esparza telephoned Mr. Maciel’s wife, Ma-
ria Estelle Cortez (Ms. Cortez), on her cell phone as she trav-
eled home with coworker Lauda Cordova (Ms. Cordova) after
shift end.7 According to Ms. Cortez, in the course of the con-
versation, Mr. Esparza asked her to confirm whether employees
were forming a group to get the Union into the company, tell-
ing Ms. Cortez that employees should be careful because it was
a “delicate” thing. Mr. Esparza suggested that Ms. Cortez talk
to her husband, Mr. Maciel, and to Mr. Coria, saying he had a
raise for them, and they should be very careful because it was
really very delicate. He told Ms. Cortez not to worry about the
Union because he was with the employees. Mr. Esparza said he
knew a union meeting was to be held the following day (Satur-
day) and that on Monday, he “would know.”8
Mr. Esparza testified that prior to the terminations of Mr.
Coria, Mr. Maciel, Mr. Luna, and Mr. Rojas, he had no
knowledge any of them had engaged in union activities or sup-
ported the Union. Mr. Esparza said employee Marcelina Var-
gas had told him of Ms. Cortez’ union involvement although he
could not recall when she did so or how long their conversation
had lasted. Mr. Esparza said that in his extended telephone
conversation with Ms. Cortez, he told her that he knew she was
in the Union, that he could do something, and that she should
not worry because he would not tell anybody anything about it.
Mr. Esparza denied asking Ms. Cortez about her union activi-
ties or saying he knew a union meeting was scheduled for the
next day. He said he could not recall if he told her she should
be careful with such delicate things. He denied telling anyone
else about Ms. Cortez’ union sympathies.
I credit Ms. Cortez’ account where it differs with Mr. Espar-
za’s. Her testimony was clear and detailed and demonstrated
good recall. Mr. Esparza’s testimony was, on the contrary,
occasionally vague and his recall was patchy, particularly re-
garding whether he had warned Ms. Cortez to be careful about
“delicate” union matters and in recounting Marcelina Vargas’
report of Ms. Cortez’ union activity.9
In mid 2009, because of a continuing business downturn that
had begun in 2007, company executives determined that eco-
7 At the time of the hearing, Ms. Cortez had been employed by the
Respondent as a day-shift production worker for 11 years. Mr. Esparza
was not Ms. Cortez’ supervisor; he was a friend and godfather to her
and Mr. Maciel’s son. Ms. Cortez regularly commuted to work and
back with Ms. Cordova. The ostensible purpose of Mr. Esparza’s call
was to ask Ms. Cortez what she knew about a harassment charge Ms.
Cordova had filed against him, the substance of which is not relevant to
the issues.
8 In the context of the conversation, it is reasonable to infer that
when Mr. Esparza said “he would know,” he meant that by the Monday
following the union meeting to be held at Mr. Coria’s house on June
20, he would know what had occurred and who had attended.
9 Conflicting testimony was adduced as to whether, after the layoffs,
Ms. Cortez told Mr. de Soto she believed Mr. Esparza had nothing to
do with Mr. Macial’s termination. I find it unnecessary to resolve the
question of whether she did or did not make such a statement.
Ms. Cortez’ opinion is not material to the issues before me, and I find
the possibility that she may not have been candid in describing her
conversation with Mr. de Soto to be too tangential to diminish her
overall credibility.
BRUCE PACKING CO.
1091
nomic conditions required a general reduction in force.10 On
Thursday, June 25, Chief Executive Officer/President Glen
Golomski and Mr. de Soto met with department managers,
including Mr. Mesa, who was over the sanitation department,
and directed them to reduce staff by approximately 10 percent
in each department.11 The department managers were instruct-
ed to base layoff selections on attitude, enthusiasm, depart-
mental needs, and discipline with the goal of laying off the
bottom 10 percent performers and keeping the best workers.
Selections were to be made in the next day or two by the man-
agers themselves, if possible, but in any event by no lower a
managerial employee than assistant manager in the hope of
keeping the layoff decision secret as long as possible. The
Respondent sought secrecy in order to avoid potential reprisals
and/or workplace unrest that might follow knowledge of im-
pending layoffs.
Following the June 25 meeting, Mr. Mesa told Mr. Martinez,
Mr. Esparza’s direct supervisor, to choose employees for layoff
among the Respondent’s morning and swing shift sanitation
workers in both the Silverton and Woodburn facilities. Accord-
ing to Mr. Martinez, Mr. Mesa gave him no numerical guide-
lines; Mr. Martinez arrived at the following layoff numbers
based on “experience . . . from experience, I could see what
was the number of people with which we could get the job
done”:
Silverton Facility Day Shift
Pre-layoff Complement: 16. Selected for Layoff: four.
Silverton Facility Swing Shift
Pre-layoff Complement: 26–28. Selected for Layoff: five.
Woodburn Facility Morning Shift
Pre-layoff Complement: 8–9. Selected for Layoff: two.
Woodburn Facility Swing Shift
Pre-layoff Complement: 24–26. Selected for Layoff: two.
The four employees selected for layoff from the Silverton
Facility sanitation day shift were the four alleged discrimi-
natees, Mr. Coria, Mr. Maciel, Mr. Luna, and Mr. Rojas. At the
time of the layoffs, the following 13 employees, excluding Mr.
Esparza and Foremen Flores and Briones, were day-shift sanita-
tion employees at the Silverton facility employed since the
following dates:
Jose Carmen Maciel
02/23/1998
Manuel Coria
11/27/2000
Matias Rodriguez-Hernandez
02/04/2003
Federico Nieves-Rojas
09/10/2003
Hipolito Claudio
02/10/2004
Agustin Carmona Perez
06/11/2004
Nicanor Luna
04/01/2005
10 The General Counsel does not contend the decision to effect a
general reduction in force was unlawfully motivated. The General
Counsel’s theory is that union animus tainted the selection of the four
alleged discriminatees.
11 The following departments were affected: operations, sanitation,
accounting, quality assurance, and maintenance. The Respondent
planned to keep the total layoff count under 50 in order to avoid the
employee-notification requirements of the Worker Adjustment and
Retraining Notification Act (WARN) 29 USC §2101 et seq.)
Rufino Gomez
09/01/2005
Eduardo Montiel Jimenez
02/26/2007
Daniel Luna
05/22/2007
Lupe Trevino
12/29/2008
Eduardo Velasco
01/05/2009
Gregorio Esparza Velasco
03/04/2009
Mr. Martinez testified that he alone selected the number of
employees to be laid off in each shift and location as well as the
specific individuals. Other than citing his years of experience,
Mr. Martinez did not explain how he arrived at the layoff count
for each shift and location or why retained-to-laid-off-employee
ratios varied so greatly among shifts and locations. As to indi-
vidual employee selections, Mr. Martinez said he relied on his
recollection of oral supervisory reports, specifically those of
Mr. Esparza for the Silverton day shift sanitation employees,
and on his own observation of workers’ job performances. He
reviewed no personnel files and sought no formal input from
lower level supervisors.12
According to Mr. Martinez, he selected the individual Silver-
ton facility day shift employees for layoff for the following
reasons:
Mr. Maciel: Mr. Esparza had reported that Mr. Maciel’s “per-
formance wasn’t as good, that he seemed upset . . . And a few
months before . . . he pushed this one table really hard, and it
hit a lady, and she ended up hospitalized.” Mr. Martinez had
received reports as to Mr. Maciel’s subpar performance and
being “upset” for at least a year. Mr. Esparza also relayed re-
ports from lead employees about Mr. Maciel two to three
times a month, every month for about a year. The reports
were about Mr. Maciel’s “attitude, that he was like upset . . .
that he worked less than other coworkers.” Mr. Martinez ob-
served that Mr. Maciel took longer to do things than his
coworkers, and he could see from Mr. Maciel’s expression
that “he was upset, [that] he wasn’t the same person he used
to be.”
Mr. Coria: Foreman Briones reported that Mr. Coria com-
plained when asked to do something, saying he knew how to
do the job better than the foreman and that he did not need to
be checked up on. Foreman Briones reported that on one oc-
casion several months before the layoff, Mr. Coria pointed to
another coworker and asked why foreman Briones did not
send that person to do the job. During the entire two years
that Foreman Briones oversaw Mr. Coria’s work, Mr. Esparza
also reported to Mr. Martinez that Mr. Coria complained that
Foreman Briones checked up on him.13
Mr. Luna. Mr. Martinez observed that Mr. Luna “liked to talk
a lot. And when he realized that I was there, he would try to
work, but sometimes he didn’t see me.” Mr. Esparza reported
12 Specifically, Mr. Martinez testified:
Q: Did you talk to anybody and get their input as to how
many positions they could do without?
A: Well, no . . . I’m on almost daily communication with the
supervisors, and from the verbal information I received from them
regarding the performance of the workers.
13 The Respondent neither called Foreman Briones as a witness nor
explained its failure to do so.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1092
to Mr. Martinez that Mr. Luna complained about Foreman
Briones checking up on him, which reports Mr. Martinez had
received for over a year before the layoffs.
Mr. Rojas. Mr. Martinez believed Mr. Rojas’ attendance to
be bad because for over a year Mr. Esparza frequently report-
ed that Mr. Rojas called to say he would not be in to work or
came in late. Mr. Martinez did not recall receiving any re-
ports from Mr. Esparza about Mr. Rojas’ work perfor-
mance.14
As to seven of the Silverton day-shift sanitation workers who
were not laid off, Mr. Martinez’ testimony was laconic: the
work performance of each was “good.” Prior to the June 29
layoffs, the Respondent imposed the following discipline on
day-shift sanitation workers, including the alleged discrimi-
natees:
Mr. Coria. March 6, 2001, written warning for “taking too
much time washing the equipment.” July 21, 2004, written
warning for unspecified reason.15 September 1, 2004, written
warning for “addressing your supervisor with foul words.”
Mr. Maciel. February 4, written warning for having, a month
earlier, “shoved a table that struck another team member and
injured [her].”
Mr. Luna. November 11, 2008, written warning because
“since you were given your first official verbal warning on
10/15/08, your attitude began to change. And every time you
are given an order, you answer back with foul language, and
you say you are not going to do it even though we review
it…[you are] behaving in an intolerable manner, and every
time [you are] given an order, [you] argue, and [you have]
begun to do this more frequently. And if [you do] not change
[your] attitude . . . [you] will be given a written warning with
three days suspension without salary.”
Mr. Rojas. November 19, 2008, oral warning for being late to
work too often and missing too much time from work. Feb-
ruary 19, written warning for, inter alia, “not treating team
members with respect such as harassment.”
Agustin Carmona. February 19, written warning for not treat-
ing team members with respect such as harassment, not com-
plying with company rules, and “also for having a heated dis-
cussion with his coworker, Nicanor Luna.”
Nicanor Luna. July 13, 2006, written warning for entering a
cook room through the wrong door instead of using the main
door and boot wash. February 13, written warning for repeat-
edly disregarding instructions not to remove the water gun
from the hose, which wastes water. February 19, written
warning for not treating team members with respect such as
harassment, not complying with company rules, and “because
of having heated argument with his coworker, Agustin Car-
mona.
14 Evidence showed that Mr. Rojas was late seven times between
January 26 and March 19, 2009, including 3 days when he was more
than 2-1/2 hours late.
15 Handwriting on the warning stated that it was given for “the rea-
sons marked,” but none of the 13 pre-printed optional reasons was
marked.
I do not credit any of Mr. Martinez’ uncorroborated testimo-
ny. Mr. Martinez’s direct testimony was often vague, and he
seemed defensive if not resistant on cross examination.16 Some
of his testimony was implausible, e.g., that he took only half an
hour to decide how many positions would be eliminated at the
Respondent’s two facilities and no more than another half hour
to decide on the employees to be terminated, that he received
no input whatsoever from frontline supervisors and relied whol-
ly on memory as to lower-level supervisory oral reports of poor
workers made during the past year without bothering to review
personnel files. Moreover, when questioned about the perfor-
mance of employees who were not laid off, Mr. Martinez’
memory proved deficient. He did not recall that Mr. Esparza
had told him about work problems of sanitation employee Ni-
conar Luna until shown Niconar Luna’s February written warn-
ing (detailed below), whereupon he recalled that Mr. Esparza
had told him “something” about “this sort of thing,” of which
he did not “really remember the details.” He did not recall that
Matias Rodriguez reported late to work eight times in 2008.
Even as to a laid-off employee, Mr. Martinez could not recall
specifics, i.e. he did not recall that Mr. Maciel had received a
February written warning for shoving a table into an employee.
After choosing employees for layoff, Mr. Martinez took his
selection list to Mr. Mesa. Thereafter, on Friday morning, June
26, Mr. Mesa and Mr. Martinez met with Mr. de Soto and oral-
ly gave him the layoff names. Logistical problems prevented
the Respondent from processing termination checks until Sun-
day, June 28, which delayed layoff announcement until the
following day.
On the morning of Monday, June 29, Respondent terminated
42 Silverton facility workers in its general employee layoff.
At the beginning of their shifts that day, Mr. Flores told Mr.
Coria, Mr. Maciel, Mr. Luna, and Mr. Rojas to go to Mr. Es-
parza’s office where Mr. Esparza and Mr. de Soto were present.
Mr. de Soto told the four employees they were terminated be-
cause of the economy and because production was low. He
told them that over 40 employees were being laid off, and he
encouraged them to apply for unemployment. Mr. Maciel pro-
tested that the company should first terminate employees with
less seniority. Mr. de Soto said the company had made its deci-
sion, and there was no reason to debate it. Mr. Coria protested
that the employees being laid off had legal work documents
whereas employees being retained did not. Mr. de Soto said all
employees’ papers were in order. Mr. Rojas said he could
“kind of” understand because he knew he had occasionally
been absent. Mr. de Soto said that any who wanted could reap-
16 For example, Mr. Martinez initially accepted June 25 as the date
when Mr. Mesa instructed him to select employees for layoff but in
later cross-examination sparred with Counsel for the General Counsel
as to the date. In cross examination, Mr. Martinez bridled at another
question:
Q: You evaluated more than 70 employees in 30 minutes and
decided in that time period who would be fired? . . .
A: Okay . . . .
Q: the question is yes or no.
A: Is that what I have to answer? I can’t say what I—
Q: [question repeated].
A: Yes.
BRUCE PACKING CO.
1093
ply through Express.17
Along with other Silverton night-shift sanitation workers,
Mauro Navarro (Mr. Navarro) was laid off on the evening of
June 29. Following his layoff, Mr. Navarro went to the home
of Mr. Esparza, with whom Mr. Navarro had been friends for
15 years. Mr. Navarro asked Mr. Esparza why employees had
been laid off. Mr. Esparza said he had chosen the day-shift
sanitation workers because they were stirring things up by
meeting with the Union.18 Mr. Navarro pointed out that he had
nothing to do with the Union and asked why he had been laid
off. Mr. Esparza said Mr. Rodriguez had chosen the night-shift
layoff candidates. In his account, Mr. Esparza agreed that Mr.
Navarro came to his house after the layoffs and asked if Mr.
Esparza knew why he had been laid off. According to Mr.
Esparza, he said he did not know, and he denied telling Mr.
Navarro that he had chosen the day-shift workers for layoff or
that he had laid them off because they were stirring things up
with the Union. I found Mr. Navarro to be a reliable witness
who gave clear, consistent, and believable testimony. I credit
his testimony over that of Mr. Esparza.
V. DISCUSSION
A. Legal Principles
Section 7 of the Act provides that employees have the right
to engage in union activities. Section 8(a)(1) of the Act pro-
vides: “It shall be an unfair labor practice for an employer to
interfere with, restrain, or coerce employees in the exercise of
the rights guaranteed in section 7.” Section 8(a)(3) of the Act
provides that it shall be an unfair labor practice for an employer
to discriminate in regard to hire or tenure of employment or any
term or condition of employment to encourage or discourage
membership in any labor organization.
In considering the lawfulness of communications from an
employer to employees, the Board applies the “objective stand-
ard of whether the remark tends to interfere with the free exer-
cise of employee rights. The Board does not consider either the
motivation behind the remark or its actual effect. Miller Elec-
tric Pump & Plumbing, 334 NLRB 824 (2001). Communica-
tions from an employer to employees that threaten reprisal for
supporting a labor organization interfere with, restrain, or co-
erce employees as contemplated by Section 8(a)(1). Empire
State Weeklies, Inc., 354 NLRB 815, 817 (2009); Regal Health
& Rehab Center, Inc., 354 NLRB 367, 367 (2009); Grouse
Mountain Lodge, 333 NLRB 1322 fn. 2 (2001); Tres Estrellas
de Oro, 329 NLRB 50, 51 (1999).
In termination cases turning on employer motivation, the
Board applies an analytical framework that assigns the General
Counsel the initial burden of showing that union activity was a
motivating or substantial factor in an adverse employment ac-
tion. The elements required to support such a showing are un-
ion activity by the employee, employer knowledge of that ac-
17 Findings of fact as to the June 29 termination meeting are a rea-
sonable amalgamation of the participants’ credible testimony.
18 Specifically, Mr. Navarro said Mr. Esparza told him that “he had
chosen the people from the dayshift that were going to be let go be-
cause they were stirring things up . . . because they were meeting with
the union.”
tivity, and employer animus toward the activity. If the General
Counsel meets the initial burden, the burden then shifts to the
employer to prove, as an affirmative defense, that it would have
taken the same action even in the absence of the employee’s
protected activity. Wright Line, 251 NLRB 1083, 1089 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982); Alton H. Piester, LLC, 353 NLRB 369 (2008).
B. Independent Alleged Violations of
Section 8(a)(1) of the Act
The General Counsel contends that when Mr. Esparza asked
Ms. Cortez to confirm whether employees were forming a
group to get the Union into the company and told Ms. Cortez
that employees should be careful because union support was a
“delicate” thing, the Respondent violated Section 8(a)(1) of the
Act by interrogating Ms. Cortez about her and others’ union
activities and by impliedly threatening employees with unspeci-
fied reprisals because of their union activities.
Supervisory questioning of employees about union activity is
not a per se violation of Section 8(a)(1) of the Act. The test is
whether, under all the circumstances, the interrogation reasona-
bly tends to restrain, coerce or interfere with statutory rights.
To support a finding of illegality, the words themselves, or the
context in which they are used, must suggest an element of
coercion or interference. Rossmore House, 269 NLRB 1176,
1177–1178 (1984), affd. 760 F.2d 1006 (9th Cir. 1985).
Applying the Board’s Rossmore test to Mr. Esparza’s June
19 conversation with Ms. Cortez, I find his question tended to
restrain, coerce, and interfere with her Section 7 rights. Asking
Ms. Cortez to confirm whether employees were forming a un-
ion support group could reasonably be viewed as an attempt to
discover employees’ protected sympathies and activities, which
is coercive. Questions that have a coercive effect on employees
protected activities are unlawful. Atlantic Veal & Lamb, Inc.,
342 NLRB 418, 420 (2004). Consequently, I find that Mr.
Esparza’s inquiry about employee union activities violated
Section 8(a)(1) of the Act.
Employer warnings to “be careful” in contextof a conversa-
tion about union activity “convey the threatening message that
union activities would place an employee in jeopardy.” Gaeta-
no, & Associates, 344 NLRB 531, 534 (2005); St. Francis Med-
ical Center, 340 NLRB 1370, 1383–1384 (2003) (“be careful”
statement by supervisor in context of union activity held unlaw-
ful); Jordan Marsh Stores Corp., 317 NLRB 460, 462 (1995)
(supervisor’s statements such as “watch out” are unlawful im-
plied threats). Accordingly, I find that the Respondent violated
Section 8(a)(1) of the Act when Mr. Esparza impliedly threat-
ened Ms. Cortez.
C. Terminations of Manuel Coria, Jose Carmen Maciel,
Daniel Luna, and Federico Nieves Rojas,
1. Manuel Coria
The General Counsel has met his Wright Line burden as to
the termination of Mr. Coria. The General Counsel proved that
Mr. Coria engaged in union activity by being a driving force in
the unionization effort, encouraging coworkers to support the
Union, hosting union meetings at his home, and distributing a
union pamphlet. The General Counsel also proved the Re-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1094
spondent knew of Mr. Coria’s activity, as demonstrated by Mr.
Esparza’s statements to Ms. Cortez. The Board ordinarily im-
putes a supervisor’s knowledge of an employee’s union activi-
ties to the employer unless it is affirmatively established that
the supervisor who obtained such knowledge did not pass the
information on to others. Ready Mixed Concrete Co., 317
NLRB 1140, 1146 fn. 18 (1995); C & L Systems Corp., 299
NLRB 366, 378 (1990). Mr. Esparza clearly knew of employ-
ees’ union activities, and I have rejected Mr. Esparza’s asser-
tion that he did not inform anyone in management that he knew
of employees’ union activity. Consequently, it is appropriate to
impute Mr. Esparza’s knowledge to the Respondent. Finally,
the General Counsel has shown that the Respondent bore ani-
mus toward its employees’ union activities by the following:
Mr. Esparza’s warning to Ms. Cortez that employees should
“be careful” about engaging in union activity, Mr. Esparza’s
implied promise to Ms. Cortez of raises for Mr. Coria and Mr.
Maciel if they abandoned their union support,19 and Mr. Espar-
za’s admission to Mr. Navarro that he had chosen the day-shift
sanitation workers for layoff because they were stirring things
up by meeting with the Union.
The General Counsel having met the initial Wright Line bur-
den, the burden shifts to the Respondent to establish persua-
sively by a preponderance of the evidence that it would have
terminated Mr. Coria even in the absence of his union activi-
ties.20
The Respondent argues that Mr. Martinez, who was asserted-
ly ignorant of any employee’s union activity, was the sole se-
lector of sanitation department day-shift layoff candidates and
that the selection of Mr. Coria could not, therefore, be motivat-
ed by union animus. Rather, the Respondent argues, Mr. Mar-
tinez selected Mr. Coria for layoff because he complained and
resisted oversight from Foreman Briones.
As explicated earlier, I do not credit Mr. Martinez’ testimony
that he alone selected employees for layoff. Given Mr. Mar-
tinez’ unreliable description of his solitary and hasty selection
of layoff candidates and Mr. Esparza’s admission to Mr. Navar-
ro that he had chosen the day-shift sanitation workers for
layoff, I find that Mr. Esparza at least had substantial input into
the day-shift layoff selections. Mr. Esparza had both
knowledge and animus and admitted to Mr. Navarro that he had
selected for layoff those day-shift employees who were stirring
things up with the Union. Further, although Mr. Coria’s al-
leged misbehavior to Foreman Briones was purportedly the
primary basis for Mr. Coria’s selection, Foreman Briones was
not presented as a witness to corroborate the misbehavior,
which, without explanation for his nonappearance, casts further
19 Although I have denied the motion to amend the complaint to al-
lege promise of benefit by Mr. Esparza during this conversation, his
promises of raises may be considered in determining animus and in
showing specific knowledge of Mr. Coria and Mr. Maciel’s union
involvement.
20 A “preponderance” of evidence means that the proffered evidence
must be sufficient to permit the conclusion that the proposed finding is
more probable than not. McCormick Evidence, at 676–677 (1st ed.
1954).
doubt on the Respondent’s claims.21 Finally, although Mr.
Coria’s alleged misconduct at work had assertedly persisted for
2 years prior to the layoffs, the Respondent never disciplined
Mr. Coria by so much as an oral warning in the nearly 5 years
before his termination, which is incongruous with the Respond-
ent’s claim that Mr. Coria was a poor worker. In these circum-
stances, the proffered proofs fail to satisfy the Respondent’s
burden.
Inasmuch as the Respondent has not met its burden to show
that it would have selected Mr. Coria for layoff notwithstanding
his union activity, I find the Respondent terminated Mr. Coria
in violation of Sections 8(a)(3) and (1) of the Act.22
2. Jose Carmen Maciel
The General Counsel has met his Wright Line burden as to
the termination of Mr. Maciel for the reasons detailed in the
above discussion of Mr. Coria’s termination: Mr. Maciel en-
gaged in union activity; Mr. Esparza knew it, as evidenced by
his June 19 conversation with Mr. Maciel’s wife, Ms. Cortez;
Mr. Esparza bore animus toward Mr. Maciel’s union activity,
and Mr. Esparza was involved in selecting day-shift sanitation
employees for layoff.23
The General Counsel having met the initial Wright Line bur-
den, the burden shifts to the Respondent to establish persua-
sively that it would have terminated Mr. Maciel even in the
absence of his union activities. The Respondent argues that
Mr. Maciel’s performance was poor and that the day-shift
foremen had, for about a year, repeatedly commented on
Mr. Maciel’s “attitude, that he was like upset . . . that he
worked less than other coworkers,” which behavior Mr. Mar-
tinez also personally observed. Further, the Respondent argues
that Mr. Maciel’s conduct in shoving a table that struck a
coworker about 5 months before the layoffs made him a logical
choice for layoff.
As to Mr. Martinez assertions about Mr. Maciel’s attitude
and decreased work efforts, no evidence exists that any super-
21 The Respondent’s failure to call Foreman Briones to testify gives
rise to an adverse inference that he would have testified against the
Respondent’s interest. Martin Luther King, Sr., Nursing Center, 231
NLRB 15 fn. 1 (1977) ( where respondent offered no explanation as to
why supervisors did not testify, the drawing of an adverse inference
against respondent is proper); Flexsteel Industries, 316 NLRB 745, 758
(1995) (failure to examine a favorable witness regarding any factual
issue upon which that witness would likely have knowledge gives rise
to the “strongest possible adverse inference against [a respondent]”
regarding any such fact).
22 Counsel for the General Counsel argues that the Respondent’s
failure to follow seniority or to regard the higher experience level of the
terminated employees in making its selections evidences discriminatory
intent. As there is no evidence the Respondent ever based any em-
ployment decision on seniority or that the terminated employees were
so skilled that disregarding their experience could reasonably suggest a
discriminatory motive, I have not relied on those factors in reaching my
decision. See Dai-Ichi Hotel Saipan Beach, 337 NLRB 469, 472 fn. 14
(NLRB).
23 As noted above, I have declined to accept Mr. Martinez’ assertion
that he alone, in ignorance of any union activity, selected day-shift
sanitation employees for layoff. Mr. Esparza’s admission to Mr. Na-
varro that he selected day-shift sanitation employees for layoff extends
to all four of the alleged discriminatees.
BRUCE PACKING CO.
1095
visor counseled or warned Mr. Maciel about unsatisfactory
attitude or performance during the year in which his deficien-
cies assertedly persisted. Had supervisory displeasure been so
significant as to generate several comments a month, it is rea-
sonable to expect the Respondent would at least have men-
tioned the problem to Mr. Maciel. While utilizing subjective
criteria such as “attitude” is not by itself evidence of union
animus, accusing an employee of having a “bad attitude” has
long been considered a veiled reference to the employee’s pro-
tected concerted activities. See Climatrol, Inc., 329 NLRB 946
fn. 4 (1999). In the absence of a clear and credible explanation
to the contrary, Mr. Martinez’ nonspecific reference to Mr.
Maciel’s “upset” attitude is a veiled reference to his union ac-
tivities. In these circumstances, I cannot find that dissatisfac-
tion with Mr. Maciel’s attitude or performance contributed
significantly to the Respondent’s decision to lay him off.
Mr. Maciel’s intemperate conduct in February that resulted
in an injury to a coworker and earned him a written warning is
a different matter, and the Respondent could reasonably con-
sider such behavior as a major factor in layoff selection. How-
ever, the existence of a valid reason for discharge cannot, in
and of itself, expunge an unlawful reason; the Respondent
“cannot simply present a legitimate reason for its action but
must persuade by a preponderance of the evidence that the
same action would have taken place even in the absence of the
protected activity.” Yellow Ambulance Service, 342 NLRB 804,
804 (2004), (citations omitted).
In assessing the Respondent’s assertion that Mr. Maciel’s in-
temperate conduct prompted his selection for layoff, it is useful
to consider reasonably comparable incidents involving other
employees. Agustin Carmona and Nicanor Luna received writ-
ten warnings for not treating team members with respect and
for engaging in a heated “discussion” or “argument” on Febru-
ary 19. Agustin Carmona and Nicanor Luna’s confrontation
had no physical component, but it is clear the Respondent con-
sidered the two employees to be so immoderately angry and
intemperate in their interaction as to justify written warnings.
As to Mr. Maciel’s January behavior, there is no suggestion he
intended to injure anyone. Rather, the table-shoving appears to
have been a physical manifestation of inappropriate anger,
which incidentally resulted in an injury. There is no evidence
the Respondent deemed Mr. Maciel’s conduct to have been
more volatile and potentially dangerous than that of the heated
arguers: all three received the same discipline, i.e. written
warnings, a fact that Mr. Martinez did not remember in Mr.
Maciel’s case. Although Mr. Martinez professed to recall the
table incident from Mr. Esparza’s oral report, his failure to
recall its disciplinary documentation supports an inference that
the Respondent did not consider Mr. Maciel’s conduct to be
more opprobrious than Agustin Carmona or Nicanor Luna’s.
These facts permit a conclusion that the Carmona/Luna and
Maciel incidents were reasonably comparable. Yet Mr. Maciel
was terminated while the other two were retained, a disparity
the Respondent has not clearly explained.
In sum, the evidence shows the Respondent arbitrarily se-
lected Mr. Maciel for termination. It is not, of course, unlawful
for an employer to be arbitrary or even capricious in terminat-
ing employees, but arbitrary or capricious selections cannot
constitute proof sufficient to outweigh the General Counsel’s
prima facie case. Inasmuch as the Respondent has not met its
shifted burden to show that it would have selected Mr. Maciel
for layoff notwithstanding his union activity, I find the Re-
spondent terminated Mr. Maciel in violation of Section 8(a)(3)
and (1) of the Act.
3. Daniel Luna
The General Counsel has also met his Wright Line burden as
to the termination of Mr. Luna. Although there is no direct
evidence the Respondent was aware specifically of Mr. Luna’s
union activity, knowledge can be inferred from Mr. Esparza’s
statements to Ms. Cortez and to Mr. Nevarro, as can animus.24
The General Counsel’s prima facie case having been estab-
lished, the Respondent must assume the burden of proving that
it would have terminated Mr. Luna even in the absence of his
union activities.
The Respondent argues that it selected Mr. Luna for layoff
because he demonstrated resentment of Foreman Briones’ over-
sight. In October 2008 and November 2008, Mr. Luna re-
ceived, respectively, an oral and a written warning for resisting
orders with “foul language,” the latter of which threatened a
suspension if the conduct continued. There is no evidence
Mr. Luna received any further discipline, and it is reasonable to
infer that he corrected the problem to supervisory satisfaction.25
In circumstances where Mr. Luna had apparently corrected a
problem for which he was disciplined more than 8 months ear-
lier, the Respondent does not meet its Wright Line burden by
contending, without further explication, that Mr. Luna’s past
discipline warranted layoff notwithstanding Mr. Luna’s union
activity. Accordingly, I find the Respondent terminated Mr.
Luna in violation of Sections 8(a)(3) and (1) of the Act.
4. Federico Nieves Rojas
Mr. Rojas’ union activity came relatively late and was rela-
tively passive, consisting of no more than worktime conversa-
tion with union activists. Although there is no evidence the
Respondent was specifically aware of Mr. Rojas’ discreet union
activity, employer perception that he was allied with the union
supporters can be inferred from Mr. Esparza’s admission that
he selected for layoff those who were stirring up things by
meeting with the Union, which statement also evidences ani-
mus. Having inferred from this admission that Mr. Esparza
lumped Mr. Rojas with those who were “stirring things up,” it
is unnecessary to explore the factual basis of Mr. Esparza’s
perception. The General Counsel meets the knowledge criteri-
on of his burden simply by establishing that the perception
existed. Thus, the General Counsel has met the Wright Line
burden as to the termination of Mr. Rojas, and the Respondent
must establish that it would have terminated Mr. Rojas even in
24 As detailed above, Mr. Esparza told Ms. Cortez that he knew of
the upcoming June 20 union meeting, a meeting that Mr. Luna attend-
ed. He later told Mr. Nevarro that he had selected for layoff those who
were stirring up things with the Union.
25 The Respondent’s failure to call Foreman Briones to testify or to
adduce through Mr. Esparza that Mr. Luna’s disrespectful behavior
continued beyond his written warning gives rise to an adverse inference
that either or both would have testified against the Respondent’s inter-
est.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1096
the absence of his union activities.
The Respondent contends that Mr. Rojas was selected for
layoff because of poor work attendance. In November 2008,
Mr. Rojas received an oral warning for lateness and absentee-
ism.26 There is no evidence Mr. Rojas was ever again warned
about attendance, but the record shows that Mr. Rojas was late
seven times between January 26 and March 19, including 3
days when he was more than 2-1/2 hours late. In spite of the
Respondent’s failure to impose further discipline on Mr. Rojas
for attendance, it is reasonable to accept that the Respondent
remained dissatisfied with Mr. Rojas’ continued tardiness.
Attendance is an integral component of good work perfor-
mance, the Respondent’s paradigm for layoff selection, and Mr.
Rojas’ attendance had not met that standard. Mr. Rojas himself
appeared to have recognized that slipshod attendance could
fairly be held against him when he told Mr. de Soto upon ter-
mination that he could “kind of” understand his selection be-
cause he knew he had occasionally been absent. In these cir-
cumstances, the Respondent has shown, as required by Wright
Line, that it would have selected Mr. Rojas for layoff notwith-
standing his union activity. Accordingly, I shall dismiss the
complaint allegation relating to the termination of Mr. Rojas.
VI. CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
and in a business affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning of
26 Although Mr. Rojas also received a warning in February for not
treating team members with respect, that was apparently not consid-
ered, as Mr. Martinez stated he did not recall any negative work per-
formance reports about Mr. Rojas.
Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act by in-
terrogating employees about their union activities and by im-
pliedly threatening employees with unspecified reprisals if they
engaged in union activities or supported the Union.
4. The Respondent violated Section 8(a)(3) and (1) of the
Act by terminating employees Manuel Coria, Jose Carmen
Maciel, and Daniel Luna because they engaged in union or
other concerted, protected activities.
5. The unfair labor practices set forth above affect com-
merce within the meaning of Sections 8(a)(3) and (1) and Sec-
tion 2(6) and (7) of the Act.
REMEDY
Having found the Respondent has engaged in certain unfair
labor practices, I find it must be ordered to cease and desist and
to take certain affirmative action designed to effectuate the
policies of the Act.
The Respondent having unlawfully terminated employees
Manuel Coria, Jose Carmen Maciel, and Daniel Luna, it must
offer them reinstatement and make them whole for any loss of
earnings and other benefits. Backpay shall be computed on a
quarterly basis from the dates of their discharge to the date of
proper offer of reinstatement, less any net interim earnings, as
prescribed in F. W. Woolworth Co., 90 NLRB 289 (1950), plus
interest as computed in New Horizons, 283 NLRB 1173 (1987).
The Respondent will be ordered to make appropriate emenda-
tions to Manuel Coria, Jose Carmen Maciel, and Daniel Luna’s
personnel files. The Respondent will be ordered to post appro-
priate notices.
[Recommended Order omitted from publication.]