357 NLRB 1314
G K Services
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
357 NLRB No. 109
1314
G & K Services, Inc. and Diane Carmack, Petitioner
and Mid-Atlantic Regional Joint Board, Work-
ers United, a/w SEIU, Intervenor. Case 05–RD–
001484
November 7, 2011
DECISION AND DIRECTION OF
SECOND ELECTION
BY CHAIRMAN PEARCE AND MEMBERS BECKER
AND HAYES
The National Labor Relations Board has considered an
objection to an election held September 23, 2010, and the
hearing officer’s report recommending disposition of it.
The election was conducted pursuant to a Stipulated
Election Agreement. The tally of ballots shows 12 for
and 13 against the Intervenor (the Union), with no chal-
lenged ballots.
The Board has reviewed the record in light of the ex-
ceptions and briefs and has decided to affirm the hearing
officer’s findings and recommendations only to the ex-
tent consistent with this Decision and Direction of Se-
cond Election.
The hearing officer found that the Employer did not
engage in objectionable conduct by promising to grant
improved benefits if the employees voted against the
Union. The Union excepts, contending that, in a letter to
employees, the Employer implicitly promised to grant a
new benefit if the employees decertified the Union. Con-
trary to the hearing officer, we agree with the Union’s
contention.
Facts
For many years, the employees at the Employer’s fa-
cility in Portsmouth, Virginia, have been represented by
the Union and have participated in the Union’s health
plan, which does not offer family coverage. At the same
time, the employees at the Employer’s nonunion facili-
ties have participated in a health plan that does offer fam-
ily coverage. During the campaign preceding the Sep-
tember 23, 20101 decertification election at the Ports-
mouth facility, the employees’ lack of family coverage
became a significant issue. For example, at a special
meeting held about 2 weeks before the election, the Em-
ployer distributed a chart comparing the Portsmouth em-
ployees’ benefits package with the benefits offered at the
Employer’s nonunion facility in Laurel, Maryland; the
chart highlighted the availability of family coverage at
Laurel and the lack of family coverage at Portsmouth.2
1 All dates hereafter are in 2010, unless stated otherwise.
2 There is no contention that the Employer’s distribution of this chart
was objectionable.
On September 17, the Employer mailed a letter to the
Portsmouth employees. The letter, which was intended
to reach employees 1 to 2 days before the September 23
election, encouraged employees to vote against the Un-
ion, and criticized the Union’s “underfunded pension
plan and minimal health care coverage that excludes your
spouse and children.” After recounting the Employer’s
success in other decertification elections, the letter set
forth the following paragraph, which refers to a decertifi-
cation election held at the Employer’s Memphis, Tennes-
see facility on August 26:
Most recently, the production employees in Memphis,
TN voted to get rid of their union (the same union that
currently represents you here in Portsmouth). The em-
ployees in Memphis used to bargain their contract with
the employees in Portsmouth so they were covered un-
der a contract that contained the exact same wages,
benefits and terms and conditions of employment that
your contract provides. While by law I can’t make any
promises about what will happen in Portsmouth if the
union is decertified, I can share with you that just last
week the production employees in Memphis were able
to sign up for health insurance that covers their spouses
and children for the first time ever.
At the hearing, the Employer testified that the health
plan at its Laurel facility was the default plan offered at
all of its nonunion facilities and that at least some of its
unionized facilities also offered the Employer’s health
plan. There is no evidence, however, that the Portsmouth
employees were aware of these circumstances.
The Hearing Officer’s Findings
The hearing officer found that the Employer’s letter
did not convey an implied promise of benefit to the em-
ployees, but instead “accurately reported” both the events
that occurred at a sister facility and the benefits in exist-
ence at that facility. In finding that the letter did not of-
fer an implied promise of benefit, the hearing officer
found several considerations significant: (1) beyond the
paragraph at issue, no other objectionable conduct was
alleged; (2) the letter’s reporting of facts was “not tai-
lored” for the Portsmouth employees; (3) the letter did
not project future benefits if employees chose to be un-
represented; (4) the letter expressly disclaimed making
any promises; and (5) the letter was a response to em-
ployee questions. The hearing officer further likened this
case to Viacom Cablevision, 267 NLRB 1141 (1983),
where the Board found unobjectionable an employer’s
comparisons of pay and benefits at its union and nonun-
ion worksites, accompanied by a statement that employ-
G & K SERVICES
1315
ees who had decertified at one location had done “better”
than those at a unionized location.
Contrary to the hearing officer, we find that the Em-
ployer’s letter conveyed an implied promise of benefit
and, as such, constituted objectionable conduct warrant-
ing setting aside the election.
Analysis
It is well settled that an employer may lawfully inform
employees of the wages and benefits its nonunion em-
ployees receive and respond to requests for information
from employees about such benefits. See, e.g., Suburban
Journals of Greater St. Louis, LLC, 343 NLRB 157, 159
(2004) (citations omitted). The Board will set aside an
election, however, when an implied promise of benefits
is made to employees. See, e.g., Etna Equipment & Sup-
ply Co., 243 NLRB 596 (1979). The Board infers that
such a promise interferes with employees’ free choice in
the election; an employer may rebut this inference by
showing a legitimate purpose for the timing of the prom-
ise. See Sun Mart Foods, 341 NLRB 161, 162 (2004).
Determining whether a statement is an implied prom-
ise of benefit involves consideration of the surrounding
circumstances and whether, in light of those circum-
stances, employees would reasonably interpret the state-
ment as a promise. See Viacom, supra, 267 NLRB at
1141 (“the question is, was there a promise, either ex-
press or implied from the surrounding circumstances”);
Crown Electrical Contracting, Inc., 338 NLRB 336, 337
(2002) (finding employees could not reasonably interpret
employer statement as implied promise). Although an
employer may compare union and nonunion benefits and
make statements of historical fact, the Board has long
held that even comparisons and statements of fact may,
depending on their precise contents and context, never-
theless convey implied promises of benefits. See, e.g.,
Grede Plastics, 219 NLRB 592, 593 (1975) (factually
accurate letter contained implied promise); Westminster
Community Hospital, Inc., 221 NLRB 185, 185 (1975),
enfd. mem. 566 F.2d 1186 (9th Cir. 1977) (wage rate
comparison contained implied promise).
Applying these principles to the Employer’s letter, we
find, contrary to the hearing officer and our dissenting
colleague, that the paragraph at issue is not merely a ben-
efit comparison or a report of an historical fact. This is
evident by the direct parallel it drew between the Ports-
mouth and Memphis union contracts and benefits, its
recounting of the recent Memphis decertification vote,
and its emphasis that, shortly thereafter, Memphis em-
ployees “were able to sign up for health insurance that
covers their spouses and children for the first time ever.”
Given this description and emphasis, linking the en-
hanced Memphis benefits to their decertification vote,
employees would reasonably interpret the paragraph as a
promise that they too would receive the option to elect
family coverage if they similarly voted to decertify the
Union. Indeed, we can fathom no reason for the Em-
ployer to juxtapose the Memphis employees’ vote to de-
certify with the receipt of an improved benefit other than
to convey the notion that the Portsmouth employees
would also receive that benefit if they voted to decertify
the Union.
The Board has found implied promises of benefits in
similar circumstances. For example, in Zero Corp., 262
NLRB 495, 510 (1982), enfd. mem. 705 F.2d 439 (1st
Cir. 1983), an employer on several occasions informed
unit employees that employees at another facility had
recently rejected a union and received improved benefits
shortly thereafter. The Board adopted the administrative
law judge’s conclusion that “any reasonably intelligent
concerned employee[s]” would view such information as
a promise that they would receive benefits if they reject-
ed the union. Id.3 Similarly, in Grede Plastics, supra,
219 NLRB at 592–593, the Board found that a descrip-
tion of nonunion employee benefits, coupled with an
invitation for employees to emulate the nonunion “team”
by decertifying the union, constituted an implied promise
that the voting employees would receive the “team” ben-
efits upon decertification.
Nothing in the circumstances surrounding the Employ-
er’s issuance of the letter diminishes the impression that
the paragraph at issue conveys an implied promise of
benefit. Although the paragraph at issue was unaccom-
panied by other objectionable conduct and was not indi-
vidually tailored to the Portsmouth employees, these
considerations are not dispositive. See, e.g., Grede Plas-
tics, supra (finding implied promise without reference to
these considerations); Lutheran Retirement Village, 315
NLRB 103 (1994) (same).
In addition, and contrary to hearing officer’s finding,
the paragraph at issue was not a response to employee
questions. At the hearing, the Employer offered only
vague testimony that the letter was “a summary of a lot
of the questions that had come up” during the campaign
and that employees had asked “a lot of questions around
specific benefit coverages that G&K provides to non-
union facilities.”4 There is no evidence, however, that
3 The hearing officer found Zero Corp. distinguishable because the
statements at issue were made in the midst of other objectionable con-
duct. However, the finding of implied promise in that case was not
premised on the presence of other objectionable conduct. See Zero
Corp., supra, 262 NLRB at 510.
4 The Employer identified only one employee who had asked about
health coverage at nonunion facilities, indicating that she first broached
the question prior to the meeting at which the Laurel-Portsmouth com-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1316
employees requested information about the Memphis
employees’ bargaining history, their decertification elec-
tion, the timing of that election, or the family coverage
those employees received afterwards. Accordingly, the
paragraph volunteered unsolicited information, which
supports a finding of an implied promise. See Coca-
Cola Bottling Co. of Dubuque, 325 NLRB 1275, 1275–
1276, 1276 fn. 4 (1995) (finding implied promise where
employer offered no direct evidence employees had re-
quested the information, and no indication was given “of
the occasion on which questions were asked and of
whom”).5
Finally, although the Employer disclaimed making
“any promises,” it is well settled that such a disclaimer is
“immaterial . . . if in fact [an employer] expressly or im-
pliedly indicates specific benefits will be granted.”
Michigan Products, 236 NLRB 1143, 1146 (1978).
Here, by indicating that the grant of family coverage oc-
curred shortly after the Memphis employees voted to
decertify the Union, the Employer insinuated that if the
Portsmouth employees similarly were to vote to decertify
the Union, they too could expect a grant of family health
coverage.
Viacom Cablevision, cited by the hearing officer, is
distinguishable from this case. In Viacom, the Board
held that an employer permissibly responded to specific
employee requests for wage information by distributing
(1) a letter comparing the voting employees’ wages to
two of the employer’s nonunion locations; (2) a letter
demonstrating that employees who had decertified at one
location had done “better” than those who had remained
unionized at another location; and (3) a letter stating that
wages at the employer’s nonunion locations had always
been increased yearly, accompanied by a chart compar-
ing the voting employees’ wages to wages in 10 nonun-
ion locations. See Viacom Cablevision, supra, 267
NLRB at 1141. The letters in Viacom appear to be com-
parable to the Employer’s earlier presentation here of its
comparison chart, not alleged to be objectionable, which
responded to employee questions about nonunion bene-
fits by setting out the differences between the Laurel and
Portsmouth benefits. Unlike the Employer’s letter at
issue here, however, the Viacom Cablevision letters lim-
ited themselves to wage comparisons. See id. Further,
although the second letter in Viacom mentioned benefits
parison chart was distributed. The Employer did not identify any spe-
cific questions that the letter addressed.
5 Even if the Employer had brought up the Memphis events in re-
sponse to specific employee questions, this consideration would not
necessarily excuse an actual implied promise. See California Gas
Transport, 347 NLRB 1314, 1318 (2006), enfd. 507 F.3d 847 (5th Cir.
2007).
received by employees who had decertified their union,
these benefits were compared to those at a third, union-
ized location, not to the voting employees’ benefits. See
id. Significantly, there was also nothing in the second
Viacom letter suggesting that employees received im-
proved wages shortly after, and thus, implicitly, in return
for, voting to decertify their union.
Likewise, in TCI Cablevision, 329 NLRB 700, 700
(1999), employees specifically asked the employer if
they would receive a 401(k) plan if they voted the union
out. Although the employer answered that they would,
this was because both the terms of the employer’s 401(k)
plan and applicable ERISA provisions required that the
plan be available to all employees who were not repre-
sented by a collective-bargaining representative; the em-
ployer was not free to select which unrepresented em-
ployees would receive the benefit. See id. In view of
these facts, the Board found that the employer’s descrip-
tion of the 401(k) plan amounted to a permissible state-
ment of historical fact.6 Here, by contrast, there is no
evidence that the Employer is required—by law or by the
terms of the health plan—to provide the health benefits
at issue to all of its unrepresented employees, nor did the
Employer describe the benefit as being automatic for
unrepresented employees.7 See Coca-Cola Bottling, su-
pra, 325 NLRB at 1276 fn. 7 (finding no evidence that
401(k) plan was “automatically available to non-unit
employees without the necessity of some decision by the
[e]mployer,” notwithstanding the fact that nonunion em-
ployees companywide (and at the worksite) participated
in the 401(k) plan).8 In these circumstances, it cannot be
6 We disagree with our dissenting colleague’s claim that nothing in
the Board’s decision in TCI Cablevision suggests that the automatic
availability of the 401(k) plan to unrepresented employees was not
“dispositive.” Indeed, the Board recounted the hearing officer’s finding
that the employer was “not free to select which nonrepresented em-
ployees” would receive the benefit, and that therefore the employer’s
statement that employees would receive the 401(k) plan upon decertifi-
cation was a statement of fact. Immediately thereafter, the Board stated
its agreement with the hearing officer “that [the objection] is without
merit.” See TCI Cablevision, supra, 329 NLRB at 700. The Board did
not state that it disavowed all reliance on the plan’s automatic availabil-
ity. Had that been the Board’s intent, it would clearly have said so, as it
typically does when it decides not to rely on a particular fact at issue.
See, e.g., TM Group, Inc., 357 NLRB No. 98, slip op. at 1 fn. 1 (2011);
Palm Beach Metro Transportation, LLC, 357 NLRB No. 26, slip op. at
1 fn. 5 (2011); ACF Industries, LLC, 347 NLRB 1040, 1042 (2006);
Craftmatic Comfort Mfg. Corp., 299 NLRB 514, 514 fn. 2 (1990);
SMCO, Inc., 286 NLRB 1291, 1293 fn. 10 (1987), enfd. mem. 863 F.2d
49 (6th Cir. 1988).
7 Nor does the record establish that the health benefits are automati-
cally granted to all unrepresented employees.
8 Contrary to our dissenting colleague’s contention, there is no evi-
dence that the Board majority in Coca-Cola Bottling rejected the idea
that the “automatic availability” of employee benefits is a relevant
factor in the analysis as to whether an employer made an unlawful
G & K SERVICES
1317
said that the Employer’s statements to the employees
regarding the health benefits were confined to a descrip-
tion of historical fact. Rather, the Employer “shared”
that the similarly union-represented and recompensed
employees at the Memphis facility received this benefit
soon after decertifying, thus focusing on the action those
employees took prior to the Employer’s grant of the
identical benefit.
We agree with our dissenting colleague that an em-
ployer does not engage in objectionable conduct when it
describes wages, benefits, or other working conditions at
its unionized and nonunionized facilities. But the objec-
tion in this case is not to such a factual comparison. The
Employer presented such a factual comparison in the
chart it distributed at the meeting 2 weeks before the
election comparing the Portsmouth employees’ benefits
with those of unrepresented employees in Laurel. There
is no contention that that comparison was objectionable.
The Employer could have made a similar comparison of
benefits at Portsmouth and Memphis and no valid objec-
tion would have followed. If it was true, the Employer
could also have added that the benefits provided at Lau-
rel and Memphis were provided under a plan or contract
that covered all unrepresented employees or that the law
required those benefits be provided to all unrepresented
employees. But here the Employer did not make any of
those unobjectionable statements of fact. Rather, the
Employer expressly linked the extension of benefits in
Memphis with employees’ vote to decertify the Union
and, with what was tantamount to a wink, did so while
stating, “While by law I can’t make any promises about
what will happen in Portsmouth if the union is decerti-
fied . . . .” In the absence of evidence establishing that
the change in benefits would occur automatically as a
result of plan coverage or legal requirements, those
statements went beyond a description of historical fact
and constituted an implied promise of benefits suggest-
ing the Employer would reward the employees if they
voted to decertify the Union.
In any event, our dissenting colleague’s argument that
the letter was a mere description of historical fact focuses
on what the letter expressly states and does not state. As
we have already noted, a letter consisting of truthful and
accurate factual statements may nevertheless convey an
implied promise. See Grede Plastics, supra. Moreover,
the relevant inquiry in such cases is not confined to the
actual text of an employer’s statements. Rather, the
Board may draw reasonable inferences regarding the
unstated messages or impressions that the statements
implied promise of benefits. Rather, the majority simply rejected the
dissent’s claim that the record evidence in that case in fact established
that the 401(k) plan was automatically available to nonunit employees.
convey. See, e.g., Crown Electrical Contracting, supra,
338 NLRB at 337; Grede Plastics, supra, 219 NLRB at
592–593 (finding that although employer letter did not
overtly state joining “team” would result in receiving
team benefits, letter nevertheless conveyed that mes-
sage). The dissent’s approach would prohibit us from
considering the inference a reasonable employee would
draw from the text of the letter, and thereby require us to
close our eyes to the promise implied by the letter’s clear
statement of cause (employees vote to decertify union)
and effect (employees gain opportunity to elect family
coverage, courtesy of the author of this very letter). As
the letter linked the decertification vote to the new bene-
fits, and the availability of the benefits was within the
exclusive control of the Employer, the letter must be
treated as an implied promise of benefits.9 The dissent’s
exclusive focus on the literal text of the letter would ren-
der objectionable only the most blatant, explicit promises
of benefits.
For these reasons, we find that the Employer made an
implied promise that the employees would receive the
benefit of family health coverage if they voted to decerti-
fy the Union. We infer that that promise interfered with
employee free choice in this election, and find that the
Employer has failed to rebut the inference, as it has not
offered any evidence that it had a legitimate reason for
the timing of the promise. We therefore sustain the Un-
ion’s objection, and shall set aside the election and direct
that a new election be held.
[Direction of Second Election omitted from publica-
tion.]
MEMBER HAYES, dissenting.
The decision whether to elect or retain union represen-
tation is a significant one, and employees ought to know
whether the costs outweigh the benefits. Here, the Em-
ployer related a historical fact—that employees at anoth-
er of its facilities recently decertified their union—and
truthfully described the benefits offered to employees at
its nonunion facilities; benefits for which the employees
became eligible upon decertification. The hearing officer
properly found, consistent with longstanding precedent,
that this conduct was not objectionable. Elevating “sur-
rounding circumstances” over historical fact and relying
on decisions that are readily distinguishable to support
9 The dissent states, without further elaboration, that unlike the situa-
tion in Grede Plastics, the Employer in this case has not linked the
benefit to decertification. However, the employer in Grede Plastics
never explicitly stated that joining the “team” would result in receiving
the team benefits—a fact emphasized by the dissent in that case. See
id. at 594 (Chairman Murphy and Member Kennedy, dissenting). Ra-
ther, the linkage in Grede was implied. As explained above, there is a
similar implied linkage here.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1318
their legal conclusions, my colleagues reverse the hear-
ing officer and find an implied promise of benefits where
none exists. I dissent.
The Union-negotiated health plan covering the unit
employees at the Employer’s Portsmouth, Virginia facili-
ty does not contain family coverage while the health plan
available at the Employer’s nonunion facilities does. As
my colleagues observe, this disparity became an im-
portant issue for employees during the decertification
campaign. During a meeting with employees 2 weeks
before the election, the Employer distributed a chart
comparing the Portsmouth facility benefits package to
the one offered at its nonunion Laurel, Maryland facility.
(The health plan at the Laurel facility is the default plan
offered at all the Employer’s nonunion facilities.) The
chart highlighted the availability of family coverage at
Laurel and the lack of such family coverage at Ports-
mouth. There is no dispute that the chart was accurate
and its distribution was not alleged to be objectionable.
Following up on that meeting, the Portsmouth facili-
ty’s general manager mailed a letter to the employees
that again highlighted the availability of family coverage
at the Employer’s nonunion facilities. The letter referred
to a decertification election recently held at the Employ-
er’s Memphis, Tennessee facility. The letter’s fourth
paragraph contained the language alleged to be objec-
tionable (emphasis added):
Most recently, the production employees in
Memphis, TN voted to get rid of their union (the
same union that currently represents you here in
Portsmouth). The employees in Memphis used to
bargain their contract with the employees in Ports-
mouth so they were covered under a contract that
contained the exact same wages, benefits and terms
and conditions of employment that your contract
provides. While by law I can’t make any promises
about what will happen in Portsmouth if the union is
decertified, I can share with you that just last week
the production employees in Memphis were able to
sign up for health insurance that covers their spous-
es and children for the first time ever.
As explained in Viacom Cablevision, 267 NLRB 1141,
1141 (1983) (emphasis added): “[a] comparison of wages
is not per se objectionable; the question is, was there a
promise, either express or implied from the surrounding
circumstances, that wages would be adjusted if the Union
were voted out.” In Viacom, the Board found no implied
promise of benefits because, pursuant to employee re-
quests for information, “the Employer did no more than
truthfully inform the employees of wages enjoyed by
other employees in other Viacom systems and made
statements of historical fact concerning the yearly in-
creases which had been given elsewhere in the past.” Id.
at 1141–1142. In my view, the hearing officer correctly
relied on Viacom to find that the fourth paragraph of the
Employer’s letter did not contain an implied promise of
benefits, but was merely a recitation of historical fact
regarding the recent decertification of the Union at the
Memphis facility and the benefits available under the
Employer’s health plan.
In finding otherwise, my colleagues rely on “surround-
ing circumstances” to transform statements of fact into
an implied promise of benefits, i.e., that the Portsmouth
employees would receive family coverage if they decerti-
fied the Union. In reaching this conclusion, the majority
finds that paragraph four of the letter is not merely a ben-
efit comparison or a report of historical fact because of
the “direct parallel” it drew between the Portsmouth and
Memphis union contracts and benefits and its “emphasis”
on the fact that, shortly after the decertification vote, the
Memphis employees “were able to sign up for health
insurance that covers their spouses and children for the
first time ever.” From this, the majority asserts that the
Portsmouth employees “would reasonably interpret the
paragraph as a promise that they too would receive the
option to elect family coverage if they similarly voted to
decertify the Union” (emphasis added). My colleagues
also contend that my approach “would prohibit [them]
from considering the inference a reasonable employee
would draw from the text of the letter, and thereby re-
quire [them] to close [their] eyes to the promise implied
by the letter’s clear statement of cause (employees vote
to decertify union) and effect (employees gain opportuni-
ty to elect family coverage, courtesy of the author of this
very letter).”
The difficulty with my colleague’s position is that,
contrary to their assertion, the allegedly objectionable
language does not state that the Employer gave the
Memphis employees the option to elect coverage because
they voted to decertify the Union. Nor does it even state
that the Memphis employees received such an option
after decertification. Rather, the statement simply re-
flects the fact that, after decertification, the Memphis
employees were covered under the Employer’s company
health plan and that under that health plan they could
elect family coverage. Thus, the statement says no more
than the facts allow—that the Memphis employees could
opt for—“were able to sign up for”—family coverage
after they decertified the Union.
If the Portsmouth employees could reasonably inter-
pret the language at issue to mean that if they decertified
the Union, they “too” would be able to sign up for family
coverage, so be it. Even assuming the cause (employees
G & K SERVICES
1319
vote to decertify union) and effect (employees gain op-
portunity to elect family coverage) which my colleagues
posit, such an interpretation would only reflect the essen-
tial fact that the Portsmouth employees would be able to
elect such coverage because it is available to all unrepre-
sented employees, not that they would receive it as a
reward for voting out the Union. And while my col-
leagues attempt to gloss over this essential fact by sug-
gesting that the opportunity is “courtesy of” the Employ-
er, that attempt must fail.
In this regard, the majority seems to rely on the facts
that, contrary to the situation in TCI Cablevision, 329
NLRB 700 (1999), the Employer’s letter here did not
state that the Employer’s health care plan was “automati-
cally” available to all unrepresented employees, nor was
there evidence that provision of such coverage was com-
pelled by plan documents or ERISA. As to the first
point, I fail to see the relevance; the Employer’s repre-
sentation to employees was not that they would automat-
ically receive anything, it was that employees at its un-
represented facilities were eligible to sign up for family
coverage, a fact previously conveyed to the employees
during the benefit comparison meeting that my col-
leagues concede was unobjectionable.1 As to the second
point, whether the availability of family coverage at the
Employer’s nonrepresented facilities was compelled by
plan documents or ERISA is likewise irrelevant; the per-
tinent question in establishing a matter of historical fact
is not why such coverage was available, but whether it
was. Here, there is no serious dispute that family cover-
age historically had been available, and indeed was
available, at the time of Employer’s August 26 letter at
the Employer’s nonunion facilities. See footnote 1, su-
pra. And while it is true that the Board in TCI recounted
the hearing officer’s findings that, according to the Em-
ployer’s plan documents and ERISA, the 401(k) plan
must be available to all employees not represented by a
union, nothing in the Board’s decision indicates that
those facts were dispositive.2 Rather the Board, specifi-
1 My colleagues insist that the text of the letter be read in the context
of “surrounding circumstances,” yet analyze it independent of the earli-
er and more detailed, nonobjectionable description of benefits provided
to employees. Moreover, while my colleagues appear to maintain that
the record does not establish that family coverage eligibility is “auto-
matically” granted to all unrepresented employees, they do not dispute
the hearing officer’s finding that the Union did not contend, and the
evidence would not support, a contention “that the Employer’s ‘prom-
ised’ treatment at the Portsmouth facility in the event of decertification
was anything other than the way the Employer treats all of its other
nonunion facilities.”
2 To my knowledge, there is no case in which the Board has em-
ployed the factor of “automatic availability” in analyzing an alleged
implied promise of benefits. While, as my colleagues point out, the
majority in Coca-Cola Bottling Co. of Dubuque, Iowa, 325 NLRB
cally relying on Viacom, supra, in which there was no
discussion of automatic or legally compelled eligibility,
stated simply:
[In Viacom] the employer compared the pay and bene-
fits of employees in its nonunion locations with those
received in its unionized locations. It stated that em-
ployees who decertified the union in one location had
done better than those in another location who re-
mained unionized. The employer also disclaimed any
promise of what the employees might receive in the fu-
ture. The Board found that providing this information
about “historical fact” was not objectionable. Here, as
in Viacom, the Employer informed the employees
about a “historical fact,” a benefit which its unrepre-
sented employees received. And, also as in Viacom,
the Employer advised the employees that it could not
make any promises.
329 NLRB at 700. Thus, in this case, just as in TCI and
Viacom, the determinative considerations are that the Em-
ployer truthfully informed employees about a historic fact—
the benefits available at its union and nonunion locations—
and advised the employees that it could not make any prom-
ises about what would happen in the future.3
In sum, my approach does not require, as my col-
leagues contend, that they close their eyes, but it does
demand that they not turn a blind eye to the fact that nei-
ther “surrounding circumstances”4 nor the absence of a
1275, 1276 fn. 7 (1995), did discuss “automatic availability,” it was
only to reject the dissent’s reliance on it. As the majority noted there,
in raising the issue of automatic availability, the dissent “argue[d] a
position at odds even with that of the Employer.”
3 Though my colleagues assert that the statements at issue here
“went beyond a description of historical fact” and therefore constituted
an implied promise of benefits, that assertion relies on the erroneous
premise that for a description of historical facts to be valid, it must be
established “that the change in benefits would occur automatically as a
result of plan coverage or legal requirements[.]”
4 Among the “surrounding circumstances” emphasized by my col-
leagues is the fact that the Employer volunteered the information re-
garding the Memphis health benefit instead of providing it in response
to a specific employee request. I fail to see the relevance of that fact.
The Employer’s health care benefits, and, in particular, family cover-
age, had been a significant issue in the campaign for some time. The
Employer addressed those concerns at its special meeting for employ-
ees two weeks before the election. Since there is no allegation that the
meeting was objectionable because of the information that the Employ-
er provided there, I fail to understand why the Employer’s subsequent
letter that furnished additional and updated information on the subject,
which was of continuing concern to the employees, would be objec-
tionable.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1320
statement of “automatic availability” converts the lan-
guage at issue here into an implied promise of benefits.5
5 While the majority asserts that the Board has found implied prom-
ises of benefits “in similar circumstances,” the cases relied on by the
majority to support this assertion are readily distinguishable. Thus, in
Zero Corp., 262 NLRB 495, 509–510 (1982), enfd. mem. 705 F.2d 439
(1st Cir. 1983), the Board adopted the judge’s finding that Zero-East
employees could reasonably interpret a letter as an implied promise that
problems would be resolved at Zero-East if the union lost the election
where the letter stated that certain problems with benefits had come to
light during the union campaign at Zero-West and that Zero-West made
changes to address these problems within 5 days of the union’s loss of
the election. The language at issue here, by contrast, contains neither a
statement of what the Employer might do after the decertification elec-
tion, nor a suggestion that employees would receive benefits not al-
ready available if the Union lost the election. In Grede Plastics, 219
NLRB 592 (1975), a Board majority found objectionable a successor
For these reasons, I would adopt the hearing officer’s
recommendation to overrule the objection and I would
certify the results of the election.
employer’s letter that stressed the fact that employees at the employer’s
unrepresented facilities had better benefits than the predecessor’s repre-
sented employees and invited those employees to join the employer’s
“team” effort by rejecting the union and to enjoy better benefits by
doing so. There is no such linking of “team” benefits to decertification
in the present case. Finally, in Lutheran Retirement Village, 315 NLRB
103 (1994), the Board found that an employer’s spontaneous an-
nouncement, two days before the election, that the employer was look-
ing into getting a pension plan constituted an implied promise of a
substantial new benefit. By contrast, the family coverage at issue here
already exists and is already available as an option for nonunion em-
ployees. Since the Employer is not promising, impliedly or otherwise,
that it will create a new benefit for the Portsmouth employees if they
decertify the Union, Lutheran Retirement Village is inapposite.